SVVC SEC Filings - Firsthand Technology Value Fund, Inc.- Annual Report, Proxy Statement, Prospectus

Basic Stats

CIK

1495584

SEC Filings

All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis. These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Firsthand Technology Value Fund, Inc.

SEC Filings (Chronological Order)

This page provides a complete, chronological list of SEC Filings, excluding ownership filings which we provide elsewhere.

August 14, 2025	EX-99.1	Firsthand Technology Value Fund Announces Second Quarter Financial Results, NAV of $0.11 Per Share Exhibit 99.1 Firsthand Technology Value Fund Announces Second Quarter Financial Results, NAV of $0.11 Per Share San Jose, CA, August 14, 2025 – Firsthand Technology Value Fund, Inc. (OTCQB: SVVC) (the “Fund”), a publicly traded venture capital fund that invests in technology and cleantech companies, announced today its financial results for the quarter ended June 30, 2025. As of June 30, 2025, the
August 14, 2025	10-Q	U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q Table of Contents U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period of June 30, 2025 or ☐ TRANSITION QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 333-168195 FIRSTHAND TECHNOLOGY VALUE FUND, INC. (
August 14, 2025	8-K	Financial Statements and Exhibits, Other Events FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: August 14, 2025 (Date of earliest event reported) Firsthand Technology Value Fund, Inc. (Exact name of registrant as specified in its charter) Maryland (State or other jurisdiction of incorporation) 814-00830
June 24, 2025	CORRESP	* * * * * June 24, 2025 VIA EDGAR CORRESPONDENCE Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: Firsthand Technology Value Fund, Inc.
May 22, 2025	8-K	Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: May 22, 2025 (Date of earliest event reported) Firsthand Technology Value Fund, Inc. (Exact name of registrant as specified in its charter) Maryland 814-00830 27-3008946 (State or other jurisdiction of incorporation)
May 16, 2025	10-Q	U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q Table of Contents U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period of March 31, 2025 or ☐ TRANSITION QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 333-168195 FIRSTHAND TECHNOLOGY VALUE FUND, INC.
May 16, 2025	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: May 15, 2025 (Date of earliest event reported) Firsthand Technology Value Fund, Inc. (Exact name of registrant as specified in its charter) Maryland (State or other jurisdiction of incorporation) 814-00830 (C
May 16, 2025	EX-99.1	Firsthand Technology Value Fund Announces First Quarter Financial Results, NAV of $0.12 Per Share Exhibit 99.1 Firsthand Technology Value Fund Announces First Quarter Financial Results, NAV of $0.12 Per Share San Jose, CA, May 15, 2025 – Firsthand Technology Value Fund, Inc. (OTCQB: SVVC) (the “Fund”), a publicly traded venture capital fund that invests in technology and cleantech companies, announced today its financial results for the quarter ended March 31, 2025. As of March 31, 2025, the F
March 28, 2025	DEF 14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.__ ) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Defin
March 26, 2025	8-K	Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: March 26, 2025 Firsthand Technology Value Fund, Inc. (Exact name of registrant as specified in its charter) Maryland (State or other jurisdiction of incorporation) 814-00830 (Commission File Number) 27-3008946 (IRS Em
March 26, 2025	EX-99.1	Firsthand Technology Value Fund Announces Fiscal Year Financial Results, NAV of $0.15 Per Share Exhibit 99.1 Firsthand Technology Value Fund Announces Fiscal Year Financial Results, NAV of $0.15 Per Share San Jose, CA, March 26, 2025 – Firsthand Technology Value Fund, Inc. (OTCQB: SVVC) (the “Fund”), a publicly traded venture capital fund that invests in technology and cleantech companies, announced today its financial results for the year ended December 31, 2024. As of December 31, 2024, th
March 26, 2025	10-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K (Mark One) ☒  ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2024 or ☐  TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 814-
November 14, 2024	10-Q	U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q Table of Contents U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period of September 30, 2024 or ☐ TRANSITION QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 333-168195 FIRSTHAND TECHNOLOGY VALUE FUND, I
November 14, 2024	EX-99.1	Firsthand Technology Value Fund Announces Third Quarter Financial Results, NAV of $0.22 Per Share Exhibit 99.1 Firsthand Technology Value Fund Announces Third Quarter Financial Results, NAV of $0.22 Per Share San Jose, CA, November 14, 2024 – Firsthand Technology Value Fund, Inc. (OTCQB: SVVC) (the “Fund”), a publicly traded venture capital fund that invests in technology and cleantech companies, announced today its financial results for the quarter ended September 30, 2024. As of September 30
November 14, 2024	8-K	Financial Statements and Exhibits, Other Events FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: November 14, 2024 (Date of earliest event reported) Firsthand Technology Value Fund, Inc. (Exact name of registrant as specified in its charter) Maryland (State or other jurisdiction of incorporation) 814-008
August 14, 2024	EX-3.3	FIRSTHAND TECHNOLOGY VALUE FUND, INC. AMENDED AND RESTATED BYLAWS ARTICLE I Exhibit 3.3 FIRSTHAND TECHNOLOGY VALUE FUND, INC. AMENDED AND RESTATED BYLAWS ARTICLE I OFFICES Section 1. PRINCIPAL OFFICE. The principal office of the Corporation in the State of Maryland shall be located at such place as the Board of Directors may designate. Section 2. ADDITIONAL OFFICES. The Corporation may have additional offices, including a principal executive office, at such places as the
August 14, 2024	10-Q	U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q Table of Contents U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period of June 30, 2024 or ☐ TRANSITION QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 333-168195 FIRSTHAND TECHNOLOGY VALUE FUND, INC. (
August 14, 2024	8-K	Financial Statements and Exhibits, Other Events FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: August 14, 2024 (Date of earliest event reported) Firsthand Technology Value Fund, Inc. (Exact name of registrant as specified in its charter) Maryland (State or other jurisdiction of incorporation) 814-00830
August 14, 2024	EX-99.1	Firsthand Technology Value Fund Announces Second Quarter Financial Results, NAV of $0.15 Per Share Exhibit 99.1 Exhibit 99.1 Firsthand Technology Value Fund Announces Second Quarter Financial Results, NAV of $0.15 Per Share San Jose, CA, August 14, 2024 – Firsthand Technology Value Fund, Inc. (OTCQB: SVVC) (the “Fund”), a publicly traded venture capital fund that invests in technology and cleantech companies, announced today its financial results for the quarter ended June 30, 2024. As of June
May 22, 2024	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: May 21, 2024 (Date of earliest event reported) Firsthand Technology UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: May 21, 2024 (Date of earliest event reported) Firsthand Technology Value Fund, Inc. (Exact name of registrant as specified in its charter) Maryland 814-00830 27-3008946 (State or other jurisdiction of incorporation)
May 14, 2024	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 FORM 8-K FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: May 14, 2024 (Date of earliest event reported) Firsthand Technology Value Fund, Inc. (Exact name of registrant as specified in its charter) Maryland (State or other jurisdiction of incorporation) 814
May 14, 2024	EX-10	Fee Waiver Agreement EX-10 Firsthand Capital Management, INC. 150 Almaden Boulevard, Suite 1250 San Jose, California 95113 March 31, 2024 Firsthand Technology Value Fund, Inc. 150 Almaden Boulevard, Suite 1250 San Jose, California 95113 Re: Waiver of Certain Fees under that Certain Master Investment Advisory Agreement dated April 15, 2011 Ladies and Gentlemen: This letter agreement (this “Agreement”), effective as of
May 14, 2024	10-Q	U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q Table of Contents U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period of March 31, 2024 or ☐ TRANSITION QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 333-168195 FIRSTHAND TECHNOLOGY VALUE FUND, INC.
May 14, 2024	EX-99.1	Firsthand Technology Value Fund Announces First Quarter Financial Results, NAV of $0.02 Per Share Exhibit 99.1 Firsthand Technology Value Fund Announces First Quarter Financial Results, NAV of $0.02 Per Share San Jose, CA, May 14, 2024 – Firsthand Technology Value Fund, Inc. (OTCQB: SVVC) (the “Fund”), a publicly traded venture capital fund that invests in technology and cleantech companies, announced today its financial results for the quarter ended March 31, 2024. As of March 31, 2024, the F
April 12, 2024	10-K/A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K/A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K/A (Mark One) ☒  ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 or ☐  TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 81
April 12, 2024	EX-99.1	APPENDIX 4E – PRELIMINARY FINAL REPORT FOR THE PERIOD ENDED 1 JANUARY 2023 Exhibit 99.1 APPENDIX 4E – PRELIMINARY FINAL REPORT FOR THE PERIOD ENDED 1 JANUARY 2023 1. Company Details Name of entity: Revasum, Inc. ARBN: 629 268 533 Reporting Period: Fiscal period ended 1 January 2023 Previous Corresponding Period: Fiscal period ended 2 January 2022 2. Results for Announcement to the Market 1 Jan 2023 2 Jan 2022 Movement Up/(Down) US$’000 US$’000 US$’000 % Revenue from ordi
April 8, 2024	10-K/A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K/A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K/A (Mark One) ☒  ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 or ☐  TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 81
April 8, 2024	EX-99.1	Separate Financial Statements of Revasum, Inc. filed pursuant to Rule 3-09 and 4-08(g) of regulation S-X-filed herewith. Exhibit 99.1 APPENDIX 4E – PRELIMINARY FINAL REPORT FOR THE PERIOD ENDED 1 JANUARY 2023 1. Company Details Name of entity: Revasum, Inc. ARBN: 629 268 533 Reporting Period: Fiscal period ended 1 January 2023 Previous Corresponding Period: Fiscal period ended 2 January 2022 2. Results for Announcement to the Market 1 Jan 2023 2 Jan 2022 Movement Up/(Down) US$’000 US$’000 US$’000 % Revenue from ordi
April 5, 2024	DEFR14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.__ ) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Defin
April 3, 2024	DEF 14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.__ ) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Defin
March 29, 2024	8-K	Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: March 28, 2024 (Date of earliest event reported) Firsthand Technology Value Fund, Inc. (Exact name of registrant as specified in its charter) Maryland (State or other jurisdiction of incorporation) 814-00830 (Commissi
March 29, 2024	EX-99.1	Firsthand Technology Value Fund Announces Fiscal Year Financial Results, NAV of $0.18 Per Share Exhibit 99.1 Firsthand Technology Value Fund Announces Fiscal Year Financial Results, NAV of $0.18 Per Share San Jose, CA, March 28, 2024 – Firsthand Technology Value Fund, Inc. (OTCQB: SVVC) (the “Fund”), a publicly traded venture capital fund that invests in technology and cleantech companies, announced today its financial results for the fiscal year ended December 31, 2023. As of December 31, 2
March 28, 2024	EX-99.1	Separate Financial Statements of Revasum, Inc. filed pursuant to Rule 3-09 and 4-08(g) of regulation S-X-filed herewith. Exhibit 99.1 APPENDIX 4E – PRELIMINARY FINAL REPORT FOR THE PERIOD ENDED 1 JANUARY 2023 1. Company Details Name of entity: Revasum, Inc. ARBN: 629 268 533 Reporting Period: Fiscal period ended 1 January 2023 Previous Corresponding Period: Fiscal period ended 2 January 2022 2. Results for Announcement to the Market 1 Jan 2023 2 Jan 2022 Movement Up/(Down) US$’000 US$’000 US$’000 % Revenue from ordi
March 28, 2024	10-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K (Mark One) ☒  ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 or ☐  TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 814-
February 23, 2024	EX-99.7	Amended and Restated Joint Filing and Solicitation Agreement, dated February 23, 2024. AMENDED AND RESTATED JOINT FILING AND SOLICITATION AGREEMENT In accordance with Rule 13d-1(k)(1)(iii) under the Securities Exchange Act of 1934, as amended, the persons named below agree to the joint filing on behalf of each of them of a Statement on Schedule 13D (including additional amendments thereto) with respect to the shares of Common Stock, par value $0.
February 23, 2024	SC 13D/A	SVVC / Firsthand Technology Value Fund, Inc. / Star Equity Fund, LP - SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) (Amendment No.
December 22, 2023	EX-3.1	Amended and Restated Bylaws FIRSTHAND TECHNOLOGY VALUE FUND, INC. AMENDED AND RESTATED BYLAWS ARTICLE I OFFICES Section 1. PRINCIPAL OFFICE. The principal office of the Corporation in the State of Maryland shall be located at such place as the Board of Directors may designate. Section 2. ADDITIONAL OFFICES. The Corporation may have additional offices, including a principal executive office, at such places as the Board of Dir
December 22, 2023	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: December 20, 2023 (Date of earliest event reported) Firsthand Techn UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: December 20, 2023 (Date of earliest event reported) Firsthand Technology Value Fund, Inc. (Exact name of registrant as specified in its charter) Maryland 814-00830 27-3008946 (State or other jurisdiction of incorporat
December 20, 2023	SC 13D/A	SVVC / Firsthand Technology Value Fund, Inc. / Star Equity Fund, LP - SC 13D/A Activist Investment SC 13D/A 1 svvc13d12202023.htm SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) (Amendment No. 10)1 Firsthand Technology Value Fund, Inc. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of
December 4, 2023	SC 13D/A	SVVC / Firsthand Technology Value Fund Inc / Digirad Corp - SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) (Amendment No.
November 27, 2023	EX-99.2	Investment Banking Agreement Strictly Confidential November 27, 2023 Kevin Landis Chairman of the Board Firsthand Technology Value Fund, Inc.
November 27, 2023	8-K	Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: November 27, 2023 (Date of earliest event reported) Firsthand Technology Value Fund, Inc. (Exact name of registrant as specified in its charter) Maryland 814-00830 27-3008946 (State or other jurisdiction of incorporat
November 27, 2023	EX-99.1	Firsthand Technology Value Fund Board Engages Ladenburg Thalmann & Co. Inc. to Explore Strategic Options to Increase Stockholder Value News Release Firsthand Technology Value Fund Board Engages Ladenburg Thalmann & Co.
November 21, 2023	SC 13D/A	SVVC / Firsthand Technology Value Fund Inc / Star Equity Fund, LP - SC 13D/A Activist Investment SC 13D/A 1 svvc13d11212023.htm SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) (Amendment No. 8)1 Firsthand Technology Value Fund, Inc. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of
November 15, 2023	8-K	Other Events, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: November 14, 2023 (Date of earliest event reported) Firsthand Technology Value Fund, Inc. (Exact name of registrant as specified in its charter) Maryland 814-00830 27-3008946 (State or other jurisdiction of incorporat
November 15, 2023	EX-99.1	Firsthand Technology Value Fund Announces Third Quarter Financial Results, NAV of $0.10 Per Share News Release Firsthand Technology Value Fund Announces Third Quarter Financial Results, NAV of $0.
November 14, 2023	SC 13D/A	SVVC / Firsthand Technology Value Fund Inc / Star Equity Fund, LP - SC 13D/A Activist Investment SC 13D/A 1 svvc13d11142023.htm SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) (Amendment No. 7)1 Firsthand Technology Value Fund, Inc. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of
November 14, 2023	10-Q	U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period of September 30, 2023 or ☐ TRANSITION QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 333-168195 FIRSTHAND TECHNOLOGY VALUE FUND, INC. (Exact Name of
November 14, 2023	EX-10	Fee Waiver Agreement Firsthand Capital Management, INC. 150 Almaden Boulevard, Suite 1250 San Jose, California 95113 September 30, 2023 Firsthand Technology Value Fund, Inc. 150 Almaden Boulevard, Suite 1250 San Jose, California 95113 Re: Waiver of Certain Fees under that Certain Master Investment Advisory Agreement dated April 15, 2011 Ladies and Gentlemen: This letter agreement (this “Agreement”), effective as of Se
November 9, 2023	SC 13D/A	SVVC / Firsthand Technology Value Fund Inc / Star Equity Fund, LP - SC 13D/A Activist Investment SC 13D/A 1 svvc13d1192023.htm SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) (Amendment No. 6)1 Firsthand Technology Value Fund, Inc. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of S
November 2, 2023	SC 13D/A	SVVC / Firsthand Technology Value Fund Inc / Star Equity Fund, LP - SC 13D/A Activist Investment SC 13D/A 1 svvc13d1122023.htm SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) (Amendment No. 5)1 Firsthand Technology Value Fund, Inc. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of S
October 27, 2023	8-K	Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: October 26, 2023 (Date of earliest event reported) Firsthand Technology Value Fund, Inc. (Exact name of registrant as specified in its charter) Maryland 814-00830 27-3008946 (State or other jurisdiction of incorporati
October 20, 2023	SC 13D/A	SVVC / Firsthand Technology Value Fund Inc / Star Equity Fund, LP - SC 13D/A Activist Investment SC 13D/A 1 svvc13d10202023.htm SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) (Amendment No. 4)1 Firsthand Technology Value Fund, Inc. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of
October 17, 2023	25	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 25 NOTIFICATION OF REMOVAL FROM LISTING AND/OR REGISTRATION UNDER SECTION 12(b) OF THE SECURITIES EXCHANGE ACT OF 1934. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 25 NOTIFICATION OF REMOVAL FROM LISTING AND/OR REGISTRATION UNDER SECTION 12(b) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number 814-00830 Firsthand Technology Value Fund, Inc. (Exact name of Issuer as specified in its charter, and name of Exchange where security is listed and/or registered) 150 Almaden Blv
October 13, 2023	8-K	Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: October 13, 2023 (Date of earliest event reported) Firsthand Technology Value Fund, Inc. (Exact name of registrant as specified in its charter) Maryland 814-00830 27-3008946 (State or other jurisdiction of incorporati
October 13, 2023	EX-99	Firsthand Technology Value Fund Announces Plan to Seek Stockholder Approval to Withdraw BDC Election and Pursue Liquidation News Release Firsthand Technology Value Fund Announces Plan to Seek Stockholder Approval to Withdraw BDC Election and Pursue Liquidation San Jose, CA, October 13, 2023 – Firsthand Technology Value Fund, Inc.
October 6, 2023	EX-99	Firsthand Technology Value Fund Announces Voluntary Delisting from Nasdaq Global Market News Release Firsthand Technology Value Fund Announces Voluntary Delisting from Nasdaq Global Market San Jose, CA, October 6, 2023 – Firsthand Technology Value Fund, Inc.
October 6, 2023	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: October 6, 2023 (Date of earliest event reported) Firsthand Technol UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: October 6, 2023 (Date of earliest event reported) Firsthand Technology Value Fund, Inc. (Exact name of registrant as specified in its charter) Maryland (State or other jurisdiction of incorporation) 814-00830 (Commiss
September 25, 2023	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: September 22, 2023 (Date of earliest event reported) Firsthand Tech UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: September 22, 2023 (Date of earliest event reported) Firsthand Technology Value Fund, Inc. (Exact name of registrant as specified in its charter) Maryland (State or other jurisdiction of incorporation) 814-00830 (Comm
September 1, 2023	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: August 30, 2023 (Date of earliest event reported) Firsthand Technol UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: August 30, 2023 (Date of earliest event reported) Firsthand Technology Value Fund, Inc. (Exact name of registrant as specified in its charter) Maryland (State or other jurisdiction of incorporation) 814-00830 (Commiss
August 18, 2023	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: August 14, 2023 (Date of earliest event reported) Firsthand Technology Value Fund, Inc. (Exact name of registrant as specified in its charter) Maryland (State or other jurisdiction of incorporation) 814-00830 (Commiss
August 15, 2023	EX-99	Firsthand Technology Value Fund Announces Second Quarter Financial Results, NAV of $1.61 Per Share News Release Firsthand Technology Value Fund Announces Second Quarter Financial Results, NAV of $1.
August 15, 2023	10-Q/A	U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q/A U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q/A ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period of June 30, 2023 or ☐ TRANSITION QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 333-168195 FIRSTHAND TECHNOLOGY VALUE FUND, INC. (Exact Name of Re
August 15, 2023	8-K	Other Events, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: May 16, 2023 (Date of earliest event reported) Firsthand Technology Value Fund, Inc. (Exact name of registrant as specified in its charter) Maryland (State or other jurisdiction of incorporation) 814-00830 (Commission
August 14, 2023	10-Q	U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period of June 30, 2023 or ☐ TRANSITION QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 333-168195 FIRSTHAND TECHNOLOGY VALUE FUND, INC. (Exact Name of Regi
August 1, 2023	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: July 28, 2023 (Date of earliest event reported) Firsthand Technolog UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: July 28, 2023 (Date of earliest event reported) Firsthand Technology Value Fund, Inc. (Exact name of registrant as specified in its charter) Maryland (State or other jurisdiction of incorporation) 814-00830 (Commissio
June 16, 2023	EX-99.6	Star Equity Fund Reacts to Second Consecutive Adjournment of the Firsthand Technology Value Fund Annual Meeting Preliminary Vote Tally Indicated Star Equity Fund Nominees Received a Large Majority of the Votes Cast Immediately Prior to the Annual Mee Star Equity Fund Reacts to Second Consecutive Adjournment of the Firsthand Technology Value Fund Annual Meeting Preliminary Vote Tally Indicated Star Equity Fund Nominees Received a Large Majority of the Votes Cast Immediately Prior to the Annual Meeting Old Greenwich, CT – June 15, 2023 – Star Equity Fund, LP (“Star Equity Fund” or “we”) is an investment fund focused on unlocking shareholder value and improving corporate governance at its portfolio companies.
June 16, 2023	SC 13D/A	SVVC / Firsthand Technology Value Fund Inc / Star Equity Fund, LP - SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) (Amendment No.
June 13, 2023	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: June 9, 2023 (Date of earliest event reported) Firsthand Technology UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: June 9, 2023 (Date of earliest event reported) Firsthand Technology Value Fund, Inc. (Exact name of registrant as specified in its charter) Maryland 814-00830 27-3008946 (State or other jurisdiction of incorporation)
May 30, 2023	DEFA14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2))
May 18, 2023	10-Q/A	U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period of March 31, 2023 or ☐ TRANSITION QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 333-168195 FIRSTHAND TECHNOLOGY VALUE FUND, INC. (Exact Name of Reg
May 17, 2023	DFAN14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Ame DFAN14A 1 dfan14a0927105205172023.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☐ Filed by a Party other than the Registrant ☒ Check the appropriate box: ☐
May 16, 2023	EX-99.1	Firsthand Technology Value Fund Announces First Quarter Financial Results, NAV of $3.75 Per Share EX-99.1 2 fp0083556-1ex991.htm News Release Firsthand Technology Value Fund Announces First Quarter Financial Results, NAV of $3.75 Per Share San Jose, CA, May 15, 2023 – Firsthand Technology Value Fund, Inc. (NASDAQ: SVVC) (the “Fund”), a publicly traded venture capital fund that invests in technology and cleantech companies, announced today its financial results for the quarter ended March 31, 2
May 16, 2023	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: May 16, 2023 (Date of earliest event reported) Firsthand Technology UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: May 16, 2023 (Date of earliest event reported) Firsthand Technology Value Fund, Inc. (Exact name of registrant as specified in its charter) Maryland 814-00830 27-3008946 (State or other jurisdiction of incorporation)
May 15, 2023	DFAN14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Ame UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☐ Filed by a Party other than the Registrant ☒ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confide
May 15, 2023	10-Q	U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period of March 31, 2023 or ☐ TRANSITION QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 333-168195 FIRSTHAND TECHNOLOGY VALUE FUND, INC. (Exact Name of Reg
May 12, 2023	EX-99.1	Firsthand Technology Value Fund Discloses Revised Preliminary NAV of $3.75 Per Share as of March 31, 2023 Top Holdings Include IntraOp Medical, Wrightspeed, Hera Systems, Revasum, and EQX Capital News Release Firsthand Technology Value Fund Discloses Revised Preliminary NAV of $3.
May 12, 2023	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: May 11, 2023 (Date of earliest event reported) Firsthand Technology UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: May 11, 2023 (Date of earliest event reported) Firsthand Technology Value Fund, Inc. (Exact name of registrant as specified in its charter) Maryland 814-00830 27-3008946 (State or other jurisdiction of incorporation)
May 9, 2023	DFAN14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Ame DFAN14A 1 dfan14a0927105205092023.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☐ Filed by a Party other than the Registrant ☒ Check the appropriate box: ☐
May 9, 2023	EX-99.1	Our Plan for Enhancing Stockholder Value at Firsthand Technology Value Fund, Inc. Nasdaq: SVVC Exhibit 99.1 Our Plan for Enhancing Stockholder Value at Firsthand Technology Value Fund, Inc. Nasdaq: SVVC STRICTLY CONFIDENTIAL PAGE 1 The materials contained herein (the “Materials”) represent the opinions of Star Equity Fund, LP and the other participants named in the proxy solicitation (collectively, the “Star Equity”) and are based on publicly available information with respect to Firsthand
May 5, 2023	EX-99.1	Firsthand Technology Value Fund Discloses Preliminary NAV of $4.10 Per Share as of March 31, 2023 Top Holdings Include IntraOp Medical, Wrightspeed, Hera Systems, Revasum, and EQX Capital News Release Firsthand Technology Value Fund Discloses Preliminary NAV of $4.10 Per Share as of March 31, 2023 Top Holdings Include IntraOp Medical, Wrightspeed, Hera Systems, Revasum, and EQX Capital San Jose, CA, May 5, 2023 – Firsthand Technology Value Fund, Inc. (NASDAQ: SVVC) (the “Fund”), a publicly traded venture capital fund that invests in technology and cleantech companies, disclosed tod
May 5, 2023	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: May 5, 2023 (Date of earliest event reported) Firsthand Technology UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: May 5, 2023 (Date of earliest event reported) Firsthand Technology Value Fund, Inc. (Exact name of registrant as specified in its charter) Maryland 814-00830 27-3008946 (State or other jurisdiction of incorporation) (
May 4, 2023	DEFA14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2))
May 3, 2023	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: May 3, 2023 (Date of earliest event reported) Firsthand Technology Value Fund, Inc. (Exact name of registrant as specified in its charter) Maryland (State or other jurisdiction of incorporation) 814-00830 (Commission
May 3, 2023	EX-99.1	Firsthand Technology Value Fund Receives Nasdaq Notification Regarding Minimum Bid Price Deficiency News Release Firsthand Technology Value Fund Receives Nasdaq Notification Regarding Minimum Bid Price Deficiency San Jose, CA, May 2, 2020 – Firsthand Technology Value Fund, Inc.
April 27, 2023	DEFC14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Ame UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☐ Filed by a Party other than the Registrant ☒ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confide
April 26, 2023	DEF 14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2))
April 6, 2023	EX-99.1	Firsthand Technology Value Fund Discloses Top Portfolio Holdings News Release Firsthand Technology Value Fund Discloses Top Portfolio Holdings San Jose, CA, April 6, 2023 – Firsthand Technology Value Fund, Inc.
April 6, 2023	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: April 6, 2023 (Date of earliest event reported) Firsthand Technolog UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: April 6, 2023 (Date of earliest event reported) Firsthand Technology Value Fund, Inc. (Exact name of registrant as specified in its charter) Maryland (State or other jurisdiction of incorporation) 814-00830 (Commissio
April 5, 2023	10-K/A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K/A (Mark One) [X]  ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES            EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022 or [ ]  TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 814-0
April 5, 2023	EX-99	Separate Financial Statements of IntraOp Medical Corporation filed pursuant to Rule 3-09 and 4-08(g) of regulation S-X-filed herewith. INTRAOP MEDICAL CORPORATION CONSOLIDATED FINANCIAL REPORT SEPTEMBER 30, 2022 INTRAOP MEDICAL CORPORATION CONTENTS Page INDEPENDENT AUDITOR’S REPORT 1 – 2 CONSOLIDATED FINANCIAL STATEMENTS Consolidated Balance Sheets 3 Consolidated Statements of Operations 4 Consolidated Statements of Stockholders’ Deficit 5 Consolidated Statements of Cash Flows 6 Notes to Consolidated Financial Statements 7 – 36 I
April 4, 2023	PREC14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Ame UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☐ Filed by a Party other than the Registrant ☒ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confide
March 31, 2023	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: March 31, 2023 (Date of earliest event reported) Firsthand Technolo UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: March 31, 2023 (Date of earliest event reported) Firsthand Technology Value Fund, Inc. (Exact name of registrant as specified in its charter) Maryland (State or other jurisdiction of incorporation) 814-00830 (Commissi
March 31, 2023	EX-99.1	Firsthand Technology Value Fund Announces Fiscal Year Financial Results, NAV of $4.44 Per Share News Release Firsthand Technology Value Fund Announces Fiscal Year Financial Results, NAV of $4.
March 31, 2023	EX-99	Separate Financial Statements of IntraOp Medical Corporation filed pursuant to Rule 3-09 and 4-08(g) of regulation S-X-filed herewith. INTRAOP MEDICAL CORPORATION CONSOLIDATED FINANCIAL REPORT SEPTEMBER 30, 2022 INTRAOP MEDICAL CORPORATION CONTENTS Page INDEPENDENT AUDITOR’S REPORT 1 – 2 CONSOLIDATED FINANCIAL STATEMENTS Consolidated Balance Sheets 3 Consolidated Statements of Operations 4 Consolidated Statements of Stockholders’ Deficit 5 Consolidated Statements of Cash Flows 6 Notes to Consolidated Financial Statements 7 – 36 I
March 31, 2023	10-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K (Mark One) [X]  ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES            EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022 or [ ]  TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 814-008
March 28, 2023	PREC14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [X] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2))
March 21, 2023	EX-99.4	Separate financial statements of Wrightspeed Inc. filed pursuant to Rule 3-09 and 4-08(g) of regulations S-X filed herewith. WRIGHTSPEED, INC. Financial Statements For the Year Ended December 31, 2021 AUDITED (Expressed in US Dollars $) Index to Financial Statements Page INDEPENDENT ACCOUNTANT’S AUDIT REPORT 1 FINANCIAL STATEMENTS: Balance Sheet 3 Statement of Operations 4 Statement of Changes in Stockholders’ Equity 5 Statement of Cash Flows 6 Notes to Financial Statements 7 INDEPENDENT ACCOUNTANT’S AUDIT REPORT To the
March 21, 2023	10-K/A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K/A (Mark One) [X] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2021 or [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 814-00830 Firsthan
March 17, 2023	CORRESP	Paul Hastings LLP 101 California Street, Forty-Eighth Floor San Francisco, California 94111 telephone (415) 856-7000 facsimile (415) 856-7100 Paul Hastings LLP 101 California Street, Forty-Eighth Floor San Francisco, California 94111 telephone (415) 856-7000 facsimile (415) 856-7100 www.
March 16, 2023	SC 13D/A	SVVC / Firsthand Technology Value Fund Inc / Star Equity Fund, LP - SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) (Amendment No.
March 7, 2023	EX-99.1	Firsthand Technology Value Fund Discloses Top Portfolio Holdings News Release Firsthand Technology Value Fund Discloses Top Portfolio Holdings San Jose, CA, March 7, 2023 – Firsthand Technology Value Fund, Inc.
March 7, 2023	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: March 7, 2023 (Date of earliest event reported) Firsthand Technolog UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: March 7, 2023 (Date of earliest event reported) Firsthand Technology Value Fund, Inc. (Exact name of registrant as specified in its charter) Maryland (State or other jurisdiction of incorporation) 814-00830 (Commissio
February 6, 2023	EX-99.1	Firsthand Technology Value Fund Discloses Preliminary NAV of $4.44 Per Share as of December 31, 2022 Top Holdings Include IntraOp Medical, Wrightspeed, Hera Systems, Revasum, and EQX Capital News Release Firsthand Technology Value Fund Discloses Preliminary NAV of $4.44 Per Share as of December 31, 2022 Top Holdings Include IntraOp Medical, Wrightspeed, Hera Systems, Revasum, and EQX Capital San Jose, CA, February 3, 2022 – Firsthand Technology Value Fund, Inc. (NASDAQ: SVVC) (the “Fund”), a publicly traded venture capital fund that invests in technology and cleantech companies, discl
February 6, 2023	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: February 03, 2023 (Date of earliest event reported) Firsthand Techn UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: February 03, 2023 (Date of earliest event reported) Firsthand Technology Value Fund, Inc. (Exact name of registrant as specified in its charter) Maryland (State or other jurisdiction of incorporation) 814-00830 (Commi
December 15, 2022	EX-99.1	Firsthand Technology Value Fund Discloses Top Portfolio Holdings News Release Firsthand Technology Value Fund Discloses Top Portfolio Holdings San Jose, CA, December 15, 2022 ? Firsthand Technology Value Fund, Inc.
December 15, 2022	8-K	Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: December 15, 2022 (Date of earliest event reported) Firsthand Technology Value Fund, Inc. (Exact name of registrant as specified in its charter) Maryland (State or other jurisdiction of incorporation) 814-00830 (Commi
December 7, 2022	SC 13D/A	SVVC / Firsthand Technology Value Fund Inc / Star Equity Fund, LP - SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) (Amendment No.
December 7, 2022	DFAN14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Ame UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confide
December 7, 2022	EX-99.2	Joint Filing and Solicitation Agreement, dated December 5,2022. 1" = "1" "11888730-2" "" 11888730-2 JOINT FILING AND SOLICITATION AGREEMENT WHEREAS, certain of the undersigned are stockholders, direct or beneficial, of Firsthand Technology Value Fund, Inc.
December 7, 2022	EX-99.5	Star Equity Fund Announces Director Nominations at Firsthand Technology Value Fund Believes Significant Board Change is Necessary to Create Shareholder Value After Years of Value Destruction Nominates Two Highly Qualified Candidates for Election to t Star Equity Fund Announces Director Nominations at Firsthand Technology Value Fund Believes Significant Board Change is Necessary to Create Shareholder Value After Years of Value Destruction Nominates Two Highly Qualified Candidates for Election to the Board at the 2023 Annual Meeting Old Greenwich, CT ? December 7, 2022 ? Star Equity Fund, LP (?Star Equity Fund? or ?we?) is an investment fund seeking to unlock shareholder value and improve corporate governance at its portfolio companies.
December 7, 2022	EX-99.4	1" = "1" "11896662-1" "" 11896662-1 POWER OF ATTORNEY Know all by these presents, that the undersigned hereby constitutes and appoints Jeffrey E. Eberwin and Hannah M. Bible, or either of them acting alone, the undersigned’s true and lawful attorney- 1" = "1" "11896662-1" "" 11896662-1 POWER OF ATTORNEY Know all by these presents, that the undersigned hereby constitutes and appoints Jeffrey E.
December 7, 2022	EX-99.3	1" = "1" "11888644-1" "" 11888644-1 STAR EQUITY FUND, LP 53 Forest Avenue, 1st Floor Old Greenwich, Connecticut 06870 December 5, 2022 Robert G. Pearse 12610 Arroyo De Arguello Saratoga, CA 95070 Re: Firsthand Technology Value Fund, Inc. Dear Mr.Pear 1" = "1" "11888644-1" "" 11888644-1 STAR EQUITY FUND, LP 53 Forest Avenue, 1st Floor Old Greenwich, Connecticut 06870 December 5, 2022 Robert G.
November 25, 2022	SC 13D	SVVC / Firsthand Technology Value Fund Inc / Star Equity Fund, LP - SC 13D Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) (Amendment No.
November 25, 2022	EX-99.1	Joint Filing Agreement EX-99.1 2 a991strrsvvc-jointfilingag.htm EX-99.1 Exhibit 99.1 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k)(1)(iii) under the Securities Exchange Act of 1934, as amended, the persons named below agree to the joint filing on behalf of each of them of a Statement on Schedule 13D (including additional amendments thereto) with respect to the shares of Common Stock, par value $0.001 per share
November 22, 2022	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: November 22, 2022 (Date of earliest event reported) Firsthand Techn UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: November 22, 2022 (Date of earliest event reported) Firsthand Technology Value Fund, Inc. (Exact name of registrant as specified in its charter) Maryland (State or other jurisdiction of incorporation) 814-00830 (Commi
November 22, 2022	EX-99.1	Firsthand Technology Value Fund Discloses Top Portfolio Holdings News Release Firsthand Technology Value Fund Discloses Top Portfolio Holdings San Jose, CA, November 22, 2022 – Firsthand Technology Value Fund, Inc.
November 16, 2022	EX-99.1	Firsthand Technology Value Fund Announces Third Quarter Financial Results, NAV of $5.58 per share News Release Firsthand Technology Value Fund Announces Third Quarter Financial Results, NAV of $5.
November 16, 2022	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: November 15, 2022 (Date of earliest event reported) Firsthand Techn UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: November 15, 2022 (Date of earliest event reported) Firsthand Technology Value Fund, Inc. (Exact name of registrant as specified in its charter) Maryland (State or other jurisdiction of incorporation) 814-00830 (Commi
November 15, 2022	10-Q	U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period of September 30, 2022 or ? TRANSITION QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 333-168195 FIRSTHAND TECHNOLOGY VALUE FUND, INC. (Exact Name of
October 27, 2022	8-K	Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: October 27, 2022 (Date of earliest event reported) Firsthand Technology Value Fund, Inc. (Exact name of registrant as specified in its charter) Maryland (State or other jurisdiction of incorporation) 814-00830 (Commis
October 27, 2022	EX-99	Firsthand Technology Value Fund Discloses Preliminary NAV of $5.58 Per Share as of September 30, 2022 Top Holdings Include IntraOp Medical, Wrightspeed, Hera Systems, Revasum, and EQX Capital News Release Firsthand Technology Value Fund Discloses Preliminary NAV of $5.58 Per Share as of September 30, 2022 Top Holdings Include IntraOp Medical, Wrightspeed, Hera Systems, Revasum, and EQX Capital San Jose, CA, October 27, 2022 – Firsthand Technology Value Fund, Inc. (NASDAQ: SVVC) (the “Fund”), a publicly traded venture capital fund that invests in technology and cleantech companies, disc
September 23, 2022	8-K	Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: September 23, 2022 (Date of earliest event reported) Firsthand Technology Value Fund, Inc. (Exact name of registrant as specified in its charter) Maryland (State or other jurisdiction of incorporation) 814-00830 (Comm
September 23, 2022	EX-99.1	Firsthand Technology Value Fund Discloses Top Portfolio Holdings News Release Firsthand Technology Value Fund Discloses Top Portfolio Holdings San Jose, CA, September 23, 2022 ? Firsthand Technology Value Fund, Inc.
August 29, 2022	8-K	Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: August 29, 2022 (Date of earliest event reported) Firsthand Technology Value Fund, Inc. (Exact name of registrant as specified in its charter) Maryland (State or other jurisdiction of incorporation) 814-00830 (Commiss
August 29, 2022	EX-99.1	Firsthand Technology Value Fund Discloses Top Portfolio Holdings News Release Firsthand Technology Value Fund Discloses Top Portfolio Holdings San Jose, CA, August 29, 2022 ? Firsthand Technology Value Fund, Inc.
August 26, 2022	EX-99.1	Firsthand Technology Value Fund Holding Hera Systems Selected for U.S. Space Force Tetra-5 Program News Release Firsthand Technology Value Fund Holding Hera Systems Selected for U.S. Space Force Tetra-5 Program San Jose, CA, August 26, 2022 ? Firsthand Technology Value Fund, Inc. (NASDAQ: SVVC) (the "Fund"), a publicly traded venture capital fund that invests in technology and cleantech companies, announced today that Hera Systems, a holding since 2015, has been selected to provide spacecraft a
August 26, 2022	8-K	Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: August 26, 2022 (Date of earliest event reported) Firsthand Technology Value Fund, Inc. (Exact name of registrant as specified in its charter) Maryland (State or other jurisdiction of incorporation) 814-00830 (Commiss
August 15, 2022	10-Q	U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period of June 30, 2022 or ? TRANSITION QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 333-168195 FIRSTHAND TECHNOLOGY VALUE FUND, INC. (Exact Name of Regi
August 15, 2022	8-K	Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: August 15, 2022 (Date of earliest event reported) Firsthand Technology Value Fund, Inc. (Exact name of registrant as specified in its charter) Maryland 814-00830 27-3008946 (State or other jurisdiction of incorporatio
August 15, 2022	EX-99.1	Firsthand Technology Value Fund Announces Second Quarter Financial Results, NAV of $7.22 per share News Release Firsthand Technology Value Fund Announces Second Quarter Financial Results, NAV of $7.
August 1, 2022	8-K	Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: August 1, 2022 (Date of earliest event reported) Firsthand Technology Value Fund, Inc. (Exact name of registrant as specified in its charter) Maryland (State or other jurisdiction of incorporation) 814-00830 (Commissi
August 1, 2022	EX-99.1	Firsthand Technology Value Fund Discloses Preliminary NAV of $7.22 Per Share as of June 30, 2022 Top Holdings Include IntraOp Medical, Wrightspeed, Revasum, Hera Systems, and Pivotal Systems News Release Firsthand Technology Value Fund Discloses Preliminary NAV of $7.22 Per Share as of June 30, 2022 Top Holdings Include IntraOp Medical, Wrightspeed, Revasum, Hera Systems, and Pivotal Systems San Jose, CA, July 28, 2022 ? Firsthand Technology Value Fund, Inc. (NASDAQ: SVVC) (the "Fund"), a publicly traded venture capital fund that invests in technology and cleantech companies, disclose
June 23, 2022	8-K	Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: June 23, 2022 (Date of earliest event reported) Firsthand Technology Value Fund, Inc. (Exact name of registrant as specified in its charter) Maryland (State or other jurisdiction of incorporation) 150 Almaden Blvd., S
June 23, 2022	EX-99.1	Firsthand Technology Value Fund Discloses Top Portfolio Holdings News Release Firsthand Technology Value Fund Discloses Top Portfolio Holdings San Jose, CA, June 23, 2022 ? Firsthand Technology Value Fund, Inc.
May 27, 2022	8-K	Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: May 27, 2022 (Date of earliest event reported) Firsthand Technology Value Fund, Inc. (Exact name of registrant as specified in its charter) Maryland (State or other jurisdiction of incorporation) 150 Almaden Blvd., Su
May 27, 2022	EX-99.1	Firsthand Technology Value Fund Discloses Top Portfolio Holdings News Release Firsthand Technology Value Fund Discloses Top Portfolio Holdings San Jose, CA, May 27, 2022 ? Firsthand Technology Value Fund, Inc.
May 26, 2022	8-K	Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: May 25, 2022 (Date of earliest event reported) Firsthand Technology Value Fund, Inc. (Exact name of registrant as specified in its charter) Maryland (State or other jurisdiction of incorporation) 814-00830 (Commission
May 17, 2022	EX-99.31.1	Certification of Chief Executive Officer and Chief Financial Officer pursuant to Securities Exchange Act Rules 13a-14(a) and 15d-14(a) as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. – filed herewith Certification of Chief Executive Officer Pursuant to Exchange Act Rule 13a-14(a) or 15d-14(a) I, Kevin Landis, certify that: 1.
May 17, 2022	EX-99.2	Separate financial statements of Wrightspeed, Inc. filed pursuant to Rule 3-09 and 4-08(g) of regulation S-X-as filed with the Securities and Exchange Commission on May 17, 2022. To the Board of Directors of Wrightspeed, Inc. Alameda, California Certified Public Accountants INDEPENDENT AUDITORS' REPORT We have audited the accompanying financial statements of Wrightspeed, Inc. (the Company), a Delaware Corporation, which comprise the balance sheet as of December 31, 2020, and the related statements of operations, stockholders? deficit and cash flows for the year then ended,
May 17, 2022	EX-99.32.1	Certification of Chief Executive Officer and Chief Financial Officer pursuant to Section 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. – filed herewith Certification of CEO and CFO Pursuant to 18 U.S.C. Section 1350, As Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 In connection with the Annual Report on Form 10-K/A of Firsthand Technology Value Fund, Inc. (the ?Company?) for the year ended December 31, 2021, as filed with the Securities and Exchange Commission on the date hereof (the ?Report?), Kevin Landis and Omar Billawala
May 17, 2022	10-K/A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K/A (Mark One) [X] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2021 or [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 814-00830 Firsthan
May 17, 2022	EX-99.3	Separate financial statements of IntraOp Medical Corporation filed pursuant to Rule 3-09 and 4-08(g) of regulation S-X-as filed with the Securities and Exchange Commission on May 17, 2022. INTRAOP MEDICAL CORPORATION CONSOLIDATED FINANCIAL REPORT SEPTEMBER 30, 2021 INTRAOP MEDICAL CORPORATION TABLE OF CONTENTS Page INDEPENDENT AUDITOR?S REPORT 1-2 CONSOLIDATED FINANCIAL STATEMENTS Consolidated Balance Sheets 3 Consolidated Statements of Operations 4 Consolidated Statements of Stockholders? Deficit 5 Consolidated Statements of Cash Flows 6 Notes to Consolidated Financial Statements 7
May 16, 2022	EX-99.1	Firsthand Technology Value Fund Announces First Quarter Financial Results, NAV of $12.68 per share EX-99.1 2 fp0076265ex991.htm News Release Firsthand Technology Value Fund Announces First Quarter Financial Results, NAV of $12.68 per share San Jose, CA, May 16, 2022 – Firsthand Technology Value Fund, Inc. (NASDAQ: SVVC) (the “Fund”), a publicly traded venture capital fund that invests in technology and cleantech companies, announced today its financial results for the first quarter ended March
May 16, 2022	8-K	Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: May 16, 2022 (Date of earliest event reported) Firsthand Technology Value Fund, Inc. (Exact name of registrant as specified in its charter) Maryland 814-00830 27-3008946 (State or other jurisdiction of incorporation)
May 16, 2022	10-Q	U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period of March 31, 2022 or ? TRANSITION QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 333-168195 FIRSTHAND TECHNOLOGY VALUE FUND, INC. (Exact Name of Reg
April 27, 2022	DFAN14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) DFAN14A 1 svvc-dfan14a042722.htm ADDITIONAL DEFINITIVE PROXY SOLICITING MATERIAL UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☐ Filed by a Party other than the Registrant ☒ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confid
April 27, 2022	EX-99.1	Firsthand Technology Value Fund Discloses Preliminary NAV of $12.68 Per Share as of March 31, 2022 Top Holdings Include Revasum, IntraOp Medical, Wrightspeed, Hera Systems, and Pivotal Systems News Release Firsthand Technology Value Fund Discloses Preliminary NAV of $12.68 Per Share as of March 31, 2022 Top Holdings Include Revasum, IntraOp Medical, Wrightspeed, Hera Systems, and Pivotal Systems San Jose, CA, April 27, 2022 ? Firsthand Technology Value Fund, Inc. (NASDAQ: SVVC) (the ?Fund?), a publicly traded venture capital fund that invests in technology and cleantech companies, discl
April 27, 2022	8-K	Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: April 27, 2022 (Date of earliest event reported) Firsthand Technology Value Fund, Inc. (Exact name of registrant as specified in its charter) Maryland 814-00830 27-3008946 (State or other jurisdiction of incorporation
April 26, 2022	DEFC14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2))
April 26, 2022	CORRESP	Paul Hastings LLP 101 California Street, Forty-Eighth Floor San Francisco, California 94111 telephone (415) 856-7000 facsimile (415) 856-7100 Paul Hastings LLP 101 California Street, Forty-Eighth Floor San Francisco, California 94111 telephone (415) 856-7000 facsimile (415) 856-7100 www.
April 1, 2022	EX-99.1	Firsthand Technology Value Fund Discloses Top Portfolio Holdings News Release Firsthand Technology Value Fund Discloses Top Portfolio Holdings San Jose, CA, March 31, 2022 ? Firsthand Technology Value Fund, Inc.
April 1, 2022	8-K	Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: March 31, 2022 (Date of earliest event reported) Firsthand Technology Value Fund, Inc. (Exact name of registrant as specified in its charter) Maryland (State or other jurisdiction of incorporation) 814-00830 (Commissi
March 30, 2022	PREC14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [X] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2))
March 29, 2022	PRE 14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [X] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2))
March 28, 2022	PREC14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of The Securities Exchange Act of 1934 PREC14A 1 svvcproxyklarquist03282022.htm SVVC PRELIMINARY PROXY UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of The Securities Exchange Act of 1934 Filed by the Registrant ☐ Filed by a Party other than the Registrant ☒ Check the appropria
March 28, 2022	PREC14A	SVVC PRELIMINARY PROXY PDF COPY
March 24, 2022	EX-99.1	Firsthand Technology Value Fund Announces Fiscal Year 2021 Financial Results, NAV of $13.75 per share News Release Firsthand Technology Value Fund Announces Fiscal Year 2021 Financial Results, NAV of $13.
March 24, 2022	10-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K (Mark One) [X] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2021 or [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 814-00830 Firsthand
March 24, 2022	EX-99.99.1	Separate financial statements of Revasum, Inc. filed pursuant to Rule 3-09 and 4-08(g) of regulation S-X— as filed with the Securities and Exchange Commission on March 24, 2022. APPENDIX 4E ? PRELIMINARY FINAL REPORT FOR THE PERIOD ENDED 2 JANUARY 2022 1. Company Details Name of entity: Revasum, Inc. ARBN: 629 268 533 Reporting Period: Fiscal period ended 2 January 2022 Previous Corresponding Period: Fiscal period ended 3 January 2021 2. Results for Announcement to the Market 2 Jan 2022 3 Jan 2021 Movement Up/(Down) US$?000 US$?000 US$?000 % Revenue from ordinary activiti
March 24, 2022	EX-99.32.1	Certification of Chief Executive Officer and Chief Financial Officer pursuant to Section 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. – filed herewith Exhibit 32.1 CERTIFICATION PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the accompanying Annual Report on Form 10-K of Firsthand Technology Value Fund, Inc. (the ?Company?) for the fiscal year ended December 31, 2021 as filed with the Securities and Exchange Commission on the date hereof (the ?Report?), I, Kevin Landis, Chief Executive Officer of the Company, certif
March 24, 2022	EX-99.31.1	Certification of Chief Executive Officer and Chief Financial Officer pursuant to Securities Exchange Act Rules 13a-14(a) and 15d-14(a) as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. – filed herewith Exhibit 31.1 CERTIFICATION I, Kevin Landis, Chief Executive Officer, certify that: 1. I have reviewed this annual report on Form 10-K of Firsthand Technology Value Find, Inc. (the ?registrant?) for the fiscal year ended December 31, 2021; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements
March 24, 2022	8-K	Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: March 24, 2022 (Date of earliest event reported) Firsthand Technology Value Fund, Inc. (Exact name of registrant as specified in its charter) Maryland (State or other jurisdiction of incorporation) 814-00830 (Commissi
March 24, 2022	EX-99.10.6	Form of Transfer Agency Services Agreement between Registrant and Computershare Trust Company, N.A and Computershare Inc.- filed herewith. Transfer Agency and Service Agreement Between Firsthand Technology Value Fund Inc and Computershare Trust Company, N.
March 24, 2022	EX-99.3.3	Registrant’s Amended and Restated Bylaws – is incorporated by reference to Exhibit 3.1 to the Registrant’s Form 8-K as filed with the Securities and Exchange Commission on October 29, 2021. FIRSTHAND TECHNOLOGY VALUE FUND, INC. AMENDED AND RESTATED BYLAWS ARTICLE I OFFICES Section 1. PRINCIPAL OFFICE. The principal office of the Corporation in the State of Maryland shall be located at such place as the Board of Directors may designate. Section 2. ADDITIONAL OFFICES. The Corporation may have additional offices, including a principal executive office, at such places as the Board of Dir
February 18, 2022	8-K	Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: February 18, 2022 (Date of earliest event reported) Firsthand Technology Value Fund, Inc. (Exact name of registrant as specified in its charter) Maryland (State or other jurisdiction of incorporation) 814-00830 (Commi
February 18, 2022	EX-99.1	Firsthand Technology Value Fund Discloses Top Portfolio Holdings News Release Firsthand Technology Value Fund Discloses Top Portfolio Holdings San Jose, CA, February 18, 2022 ? Firsthand Technology Value Fund, Inc.
January 25, 2022	8-K	Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: January 24, 2022 (Date of earliest event reported) Firsthand Technology Value Fund, Inc. (Exact name of registrant as specified in its charter) Maryland 814-00830 27-3008946 (State or other jurisdiction of incorporati
January 25, 2022	EX-99.1	Firsthand Technology Value Fund Discloses Preliminary NAV of $13.75 Per Share as of December 31, 2021 Top Holdings Include IntraOp Medical, Wrightspeed, Revasum, Pivotal Systems, and Hera Systems News Release Firsthand Technology Value Fund Discloses Preliminary NAV of $13.75 Per Share as of December 31, 2021 Top Holdings Include IntraOp Medical, Wrightspeed, Revasum, Pivotal Systems, and Hera Systems San Jose, CA, January 24, 2022 ? Firsthand Technology Value Fund, Inc. (NASDAQ: SVVC) (the ?Fund?), a publicly traded venture capital fund that invests in technology and cleantech companies,
December 20, 2021	8-K	Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: December 20, 2021 (Date of earliest event reported) Firsthand Technology Value Fund, Inc. (Exact name of registrant as specified in its charter) Maryland (State or other jurisdiction of incorporation) 150 Almaden Blvd
December 20, 2021	EX-99.1	Firsthand Technology Value Fund Discloses Top Portfolio Holdings News Release Firsthand Technology Value Fund Discloses Top Portfolio Holdings San Jose, CA, December 20, 2021 ? Firsthand Technology Value Fund, Inc.
November 24, 2021	8-K	Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: November 24, 2021 (Date of earliest event reported) Firsthand Technology Value Fund, Inc. (Exact name of registrant as specified in its charter) Maryland (State or other jurisdiction of incorporation) 150 Almaden Blvd
November 24, 2021	EX-99.1	Firsthand Technology Value Fund Discloses Top Portfolio Holdings EX-99.1 2 fp0070498ex991.htm News Release Firsthand Technology Value Fund Discloses Top Portfolio Holdings San Jose, CA, November 23, 2021 – Firsthand Technology Value Fund, Inc. (NASDAQ: SVVC) (the “Fund”), a publicly traded venture capital fund that invests in technology and cleantech companies, disclosed today that its top five holdings as of October 31, 2021, were IntraOp Medical, Wrightspeed,
November 15, 2021	8-K	Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: November 15, 2021 (Date of earliest event reported) Firsthand Technology Value Fund, Inc. (Exact name of registrant as specified in its charter) Maryland 814-00830 27-3008946 (State or other jurisdiction of incorporat
November 15, 2021	10-Q	U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period of September 30, 2021 or ? TRANSITION QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 333-168195 FIRSTHAND TECHNOLOGY VALUE FUND, INC. (Exact Name of
November 15, 2021	EX-99.1	Firsthand Technology Value Fund Announces Third Quarter Financial Results, NAV of $14.33 per share News Release Firsthand Technology Value Fund Announces Third Quarter Financial Results, NAV of $14.
October 26, 2021	8-K	Financial Statements and Exhibits, Other Events 8-K 1 fp00697918k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: October 26, 2021 (Date of earliest event reported) Firsthand Technology Value Fund, Inc. (Exact name of registrant as specified in its charter) Maryland (State or other jurisdiction of incorporat
October 26, 2021	EX-99.1	Firsthand Technology Value Fund Discloses Preliminary NAV of $14.33 Per Share as of September 30, 2021 Top Holdings Include IntraOp Medical, Wrightspeed, Pivotal Systems, Revasum, and Hera Systems News Release Firsthand Technology Value Fund Discloses Preliminary NAV of $14.33 Per Share as of September 30, 2021 Top Holdings Include IntraOp Medical, Wrightspeed, Pivotal Systems, Revasum, and Hera Systems San Jose, CA, October 26, 2021 ? Firsthand Technology Value Fund, Inc. (NASDAQ: SVVC) (the ?Fund?), a publicly traded venture capital fund that invests in technology and cleantech companies,
September 22, 2021	8-K	Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: September 22, 2021 (Date of earliest event reported) Firsthand Technology Value Fund, Inc. (Exact name of registrant as specified in its charter) Maryland 814-00830 27-3008946 (State or other jurisdiction of incorpora
September 22, 2021	EX-99.1	Firsthand Technology Value Fund Discloses Top Portfolio Holdings News Release Firsthand Technology Value Fund Discloses Top Portfolio Holdings San Jose, CA, September 22, 2021 ? Firsthand Technology Value Fund, Inc.
August 24, 2021	8-K	Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: August 24, 2021 (Date of earliest event reported) Firsthand Technology Value Fund, Inc. (Exact name of registrant as specified in its charter) Maryland 814-00830 27-3008946 (State or other jurisdiction of incorporatio
August 24, 2021	EX-99.1	Firsthand Technology Value Fund Discloses Top Portfolio Holdings News Release Firsthand Technology Value Fund Discloses Top Portfolio Holdings San Jose, CA, August 24, 2021 ? Firsthand Technology Value Fund, Inc.
August 16, 2021	EX-99.1	Firsthand Technology Value Fund Announces Second Quarter Financial Results, NAV of $15.57 per share News Release Firsthand Technology Value Fund Announces Second Quarter Financial Results, NAV of $15.
August 16, 2021	10-Q	U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period of June 30, 2021 or ? TRANSITION QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 333-168195 FIRSTHAND TECHNOLOGY VALUE FUND, INC. (Exact Name of Regi
August 16, 2021	8-K	Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: August 16, 2021 (Date of earliest event reported) Firsthand Technology Value Fund, Inc. (Exact name of registrant as specified in its charter) Maryland 814-00830 27-3008946 (State or other jurisdiction of incorporatio
July 27, 2021	EX-99.1	Firsthand Technology Value Fund Discloses Preliminary NAV of $15.57 Per Share as of June 30, 2021 Top Holdings Include IntraOp Medical, Pivotal Systems, Wrightspeed, Revasum, and Hera Systems News Release Firsthand Technology Value Fund Discloses Preliminary NAV of $15.57 Per Share as of June 30, 2021 Top Holdings Include IntraOp Medical, Pivotal Systems, Wrightspeed, Revasum, and Hera Systems San Jose, CA, July 27, 2021 ? Firsthand Technology Value Fund, Inc. (NASDAQ: SVVC) (the ?Fund?), a publicly traded venture capital fund that invests in technology and cleantech companies, disclos
July 27, 2021	8-K	Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: July 27, 2021 (Date of earliest event reported) Firsthand Technology Value Fund, Inc. (Exact name of registrant as specified in its charter) Maryland 814-00830 27-3008946 (State or other jurisdiction of incorporation)
June 17, 2021	8-K	Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: June 17, 2021 (Date of earliest event reported) Firsthand Technology Value Fund, Inc. (Exact name of registrant as specified in its charter) Maryland 814-00830 27-3008946 (State or other jurisdiction of incorporation)
June 17, 2021	EX-99.1	Firsthand Technology Value Fund Discloses Top Portfolio Holdings News Release Firsthand Technology Value Fund Discloses Top Portfolio Holdings San Jose, CA, June 17, 2021 ? Firsthand Technology Value Fund, Inc.
May 27, 2021	8-K	Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: May 25, 2021 (Date of earliest event reported) Firsthand Technology Value Fund, Inc. (Exact name of registrant as specified in its charter) Maryland (State or other jurisdiction of incorporation) 814-00830 (Commission
May 21, 2021	8-K	Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: May 21, 2021 (Date of earliest event reported) Firsthand Technology Value Fund, Inc. (Exact name of registrant as specified in its charter) Maryland (State or other jurisdiction of incorporation) 814-00830 (Commission
May 21, 2021	EX-99.1	Firsthand Technology Value Fund Discloses Top Portfolio Holdings News Release Firsthand Technology Value Fund Discloses Top Portfolio Holdings San Jose, CA, May 21, 2021 ? Firsthand Technology Value Fund, Inc.
May 14, 2021	8-K	Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: May 14, 2021 (Date of earliest event reported) Firsthand Technology Value Fund, Inc. (Exact name of registrant as specified in its charter) Maryland 814-00830 27-3008946 (State or other jurisdiction of incorporation)
May 14, 2021	10-Q	U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period of March 31, 2021 or ? TRANSITION QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 333-168195 FIRSTHAND TECHNOLOGY VALUE FUND, INC. (Exact Name of Reg
May 14, 2021	EX-99.1	Firsthand Technology Value Fund Announces First Quarter Financial Results, NAV of $16.31 per share News Release Firsthand Technology Value Fund Announces First Quarter Financial Results, NAV of $16.
April 29, 2021	EX-99.1	Firsthand Technology Value Fund Discloses Preliminary NAV of $16.31 Per Share as of March 31, 2021 Top Holdings Include Pivotal Systems, IntraOp Medical, Wrightspeed, Revasum, and Hera Systems News Release Firsthand Technology Value Fund Discloses Preliminary NAV of $16.31 Per Share as of March 31, 2021 Top Holdings Include Pivotal Systems, IntraOp Medical, Wrightspeed, Revasum, and Hera Systems San Jose, CA, April 29, 2021 ? Firsthand Technology Value Fund, Inc. (NASDAQ: SVVC) (the ?Fund?), a publicly traded venture capital fund that invests in technology and cleantech companies, discl
April 29, 2021	8-K	Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: April 29, 2021 (Date of earliest event reported) Firsthand Technology Value Fund, Inc. (Exact name of registrant as specified in its charter) Maryland (State or other jurisdiction of incorporation) 150 Almaden Blvd.,
April 28, 2021	DEF 14A	- UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ??? ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)
April 13, 2021	10-K/A	Annual Report - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K/A (Mark One) [X] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2020 or [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 814-00830 Firsthan
April 13, 2021	EX-99.32.1	Certification of Chief Executive Officer and Chief Financial Officer pursuant to Section 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. – filed herewith Exhibit 32.1 CERTIFICATION PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the accompanying Annual Report on Form 10-K of Firsthand Technology Value Fund, Inc. (the ?Company?) for the fiscal year ended December 31, 2020 as filed with the Securities and Exchange Commission on the date hereof (the ?Report?), I, Kevin Landis, Chief Executive Officer of the Company, certif
April 13, 2021	EX-99.31.1	Certification of Chief Executive Officer and Chief Financial Officer pursuant to Securities Exchange Act Rules 13a-14(a) and 15d-14(a) as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. – filed herewith CERTIFICATION I, Kevin Landis, Chief Executive Officer of the Company, certify that: 1.
March 30, 2021	10-K	Annual Report - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K (Mark One) [X] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2020 or [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 814-00830 Firsthand
March 30, 2021	EX-99.1	Firsthand Technology Value Fund Announces Fiscal Year 2020 Financial Results, NAV of $14.82 per share News Release Firsthand Technology Value Fund Announces Fiscal Year 2020 Financial Results, NAV of $14.
March 30, 2021	EX-99.32.1	Certification of Chief Executive Officer and Chief Financial Officer pursuant to Section 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. – filed herewith Exhibit 32.1 CERTIFICATION PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the accompanying Annual Report on Form 10-K of Firsthand Technology Value Fund, Inc. (the ?Company?) for the fiscal year ended December 31, 2020 as filed with the Securities and Exchange Commission on the date hereof (the ?Report?), I, Kevin Landis, Chief Executive Officer of the Company, certif
March 30, 2021	8-K	Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: March 30, 2021 (Date of earliest event reported) Firsthand Technology Value Fund, Inc. (Exact name of registrant as specified in its charter) Maryland (State or other jurisdiction of incorporation) 814-00830 (Commissi
March 30, 2021	EX-99.31.1	Certification of Chief Executive Officer and Chief Financial Officer pursuant to Securities Exchange Act Rules 13a-14(a) and 15d-14(a) as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. – filed herewith CERTIFICATION I, Kevin Landis, Chief Executive Officer of the Company, certify that: 1.
March 30, 2021	EX-99.99.1	Separate financial statements of IntraOp Medical Corp. filed pursuant to Rule 3-09 and 4-08(g) of regulation S-X—filed herewith INTRAOP MEDICAL CORPORATION CONSOLIDATED FINANCIAL REPORT SEPTEMBER 30, 2020 INTRAOP MEDICAL CORPORATION TABLE OF CONTENTS Page INDEPENDENT AUDITOR?S REPORT 1 ? 2 CONSOLIDATED FINANCIAL STATEMENTS Consolidated Balance Sheets 3 Consolidated Statements of Operations and Comprehensive Loss 4 Consolidated Statements of Stockholders? Deficit 5 Consolidated Statements of Cash Flows 6 Notes to Consolidat
March 19, 2021	8-K	Financial Statements and Exhibits, Other Events 8-K 1 fp00637188k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: March 19, 2021 (Date of earliest event reported) Firsthand Technology Value Fund, Inc. (Exact name of registrant as specified in its charter) Maryland (State or other jurisdiction of incorporatio
March 19, 2021	EX-99.1	Firsthand Technology Value Fund Discloses Top Portfolio Holdings News Release Firsthand Technology Value Fund Discloses Top Portfolio Holdings San Jose, CA, March 19, 2021 – Firsthand Technology Value Fund, Inc.
February 18, 2021	EX-99.1	Firsthand Technology Value Fund Discloses Top Portfolio Holdings News Release Firsthand Technology Value Fund Discloses Top Portfolio Holdings San Jose, CA, February 18, 2021 ? Firsthand Technology Value Fund, Inc.
February 18, 2021	8-K	Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: February 18, 2021 (Date of earliest event reported) Firsthand Technology Value Fund, Inc. (Exact name of registrant as specified in its charter) Maryland (State or other jurisdiction of incorporation) 814-00830 (Commi
January 25, 2021	EX-99.1	Firsthand Technology Value Fund Discloses Preliminary NAV of $14.82 Per Share as of December 31, 2020 Top Holdings Include IntraOp Medical, Wrightspeed, Pivotal Systems, Revasum, and SVXR News Release Firsthand Technology Value Fund Discloses Preliminary NAV of $14.82 Per Share as of December 31, 2020 Top Holdings Include IntraOp Medical, Wrightspeed, Pivotal Systems, Revasum, and SVXR San Jose, CA, January 25, 2021 – Firsthand Technology Value Fund, Inc. (NASDAQ: SVVC) (the “Fund”), a publicly traded venture capital fund that invests in technology and cleantech companies, disclose
January 25, 2021	8-K	Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: January 25, 2021 (Date of earliest event reported) Firsthand Technology Value Fund, Inc. (Exact name of registrant as specified in its charter) Maryland (State or other jurisdiction of incorporation) 814-00830 (Commis
December 11, 2020	EX-99.1	Firsthand Technology Value Fund Discloses Top Portfolio Holdings News Release Firsthand Technology Value Fund Discloses Top Portfolio Holdings San Jose, CA, December 10, 2020 – Firsthand Technology Value Fund, Inc.
December 11, 2020	8-K	Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: December 11, 2020 (Date of earliest event reported) Firsthand Technology Value Fund, Inc. (Exact name of registrant as specified in its charter) Maryland 814-00830 27-3008946 (State or other jurisdiction of incorporat
November 18, 2020	8-K	Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: November 17, 2020 (Date of earliest event reported) Firsthand Technology Value Fund, Inc. (Exact name of registrant as specified in its charter) Maryland (State or other jurisdiction of incorporation) 814-00830 (Commi
November 18, 2020	EX-99.1	Firsthand Technology Value Fund Discloses Top Portfolio Holdings News Release Firsthand Technology Value Fund Discloses Top Portfolio Holdings San Jose, CA, November 17, 2020 ? Firsthand Technology Value Fund, Inc.
November 13, 2020	10-Q	Quarterly Report - U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period of September 30, 2020 or ☐ TRANSITION QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 333-168195 FIRSTHAND TECHNOLOGY VALUE FUND, INC. (Exact Name of
November 13, 2020	EX-99.1	Firsthand Technology Value Fund Announces Third Quarter Financial Results, NAV of $13.81 per share News Release Firsthand Technology Value Fund Announces Third Quarter Financial Results, NAV of $13.
November 13, 2020	8-K	Financial Statements and Exhibits, Other Events - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: November 13, 2020 (Date of earliest event reported) Firsthand Technology Value Fund, Inc. (Exact name of registrant as specified in its charter) Maryland (State or other jurisdiction of incorporation) 814-00830 (Commi
October 23, 2020	EX-99.1	Firsthand Technology Value Fund Discloses Preliminary NAV of $13.81 Per Share as of September 30, 2020 Top Holdings Include Pivotal Systems, IntraOp Medical, Wrightspeed, Revasum, and SVXR News Release Firsthand Technology Value Fund Discloses Preliminary NAV of $13.81 Per Share as of September 30, 2020 Top Holdings Include Pivotal Systems, IntraOp Medical, Wrightspeed, Revasum, and SVXR San Jose, CA, October 23, 2020 – Firsthand Technology Value Fund, Inc. (NASDAQ: SVVC) (the “Fund”), a publicly traded venture capital fund that invests in technology and cleantech companies, disclos
October 23, 2020	8-K	Other Events, Financial Statements and Exhibits - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: October 23, 2020 (Date of earliest event reported) Firsthand Technology Value Fund, Inc. (Exact name of registrant as specified in its charter) Maryland (State or other jurisdiction of incorporation) 814-00830 (Commis
September 15, 2020	8-K	Financial Statements and Exhibits, Other Events - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: September 15, 2020 (Date of earliest event reported) Firsthand Technology Value Fund, Inc. (Exact name of registrant as specified in its charter) Maryland (State or other jurisdiction of incorporation) 814-00830 (Comm
September 15, 2020	8-K/A	Submission of Matters to a Vote of Security Holders - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: September 15, 2020 (Date of earliest event reported) Firsthand Technology Value Fund, Inc. (Exact name of registrant as specified in its charter) Maryland 814-00830 27-3008946 (State or other jurisdiction of incorpora
September 15, 2020	EX-99.1	Firsthand Technology Value Fund Discloses Top Portfolio Holdings News Release Firsthand Technology Value Fund Discloses Top Portfolio Holdings San Jose, CA, September 15, 2020 – Firsthand Technology Value Fund, Inc.
August 26, 2020	8-K	Financial Statements and Exhibits, Other Events - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: August 26, 2020 (Date of earliest event reported) Firsthand Technology Value Fund, Inc. (Exact name of registrant as specified in its charter) Maryland 814-00830 27-3008946 (State or other jurisdiction of incorporatio
August 26, 2020	EX-99.1	Firsthand Technology Value Fund Discloses Top Portfolio Holdings News Release Firsthand Technology Value Fund Discloses Top Portfolio Holdings San Jose, CA, August 26, 2020 – Firsthand Technology Value Fund, Inc.
August 11, 2020	CORRESP	Paul Hastings LLP 101 California Street, Forty-Eighth Floor San Francisco, California 94111 telephone (415) 856-7000 facsimile (415) 856-7100 Paul Hastings LLP 101 California Street, Forty-Eighth Floor San Francisco, California 94111 telephone (415) 856-7000 facsimile (415) 856-7100 www.
August 10, 2020	10-Q	Quarterly Report - U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period of June 30, 2020 or ☐ TRANSITION QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 333-168195 FIRSTHAND TECHNOLOGY VALUE FUND, INC. (Exact Name of Regi
August 10, 2020	8-K	Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: August 10, 2020 (Date of earliest event reported) Firsthand Technology Value Fund, Inc. (Exact name of registrant as specified in its charter) Maryland 814-00830 27-3008946 (State or other jurisdiction of incorporatio
August 10, 2020	EX-99.1	Firsthand Technology Value Fund Announces Second Quarter Financial Results, NAV of $14.70 per share News Release Firsthand Technology Value Fund Announces Second Quarter Financial Results, NAV of $14.
August 10, 2020	EX-3.1	Registrant’s Amended and Restated Bylaws - filed herewith FIRSTHAND TECHNOLOGY VALUE FUND, INC. AMENDED AND RESTATED BYLAWS ARTICLE I OFFICES Section 1. PRINCIPAL OFFICE. The principal office of the Corporation in the State of Maryland shall be located at such place as the Board of Directors may designate. Section 2. ADDITIONAL OFFICES. The Corporation may have additional offices, including a principal executive office, at such places as the Board of Dir
July 24, 2020	EX-99.1	Firsthand Technology Value Fund Discloses Preliminary NAV of $14.70 Per Share as of June 30, 2020 Top Holdings Include Pivotal Systems, IntraOp Medical, Wrightspeed, Revasum, and SVXR News Release Firsthand Technology Value Fund Discloses Preliminary NAV of $14.70 Per Share as of June 30, 2020 Top Holdings Include Pivotal Systems, IntraOp Medical, Wrightspeed, Revasum, and SVXR San Jose, CA, July 24, 2020 – Firsthand Technology Value Fund, Inc. (NASDAQ: SVVC) (the “Fund”), a publicly traded venture capital fund that invests in technology and cleantech companies, disclosed today
July 24, 2020	8-K	Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: July 24, 2020 (Date of earliest event reported) Firsthand Technology Value Fund, Inc. (Exact name of registrant as specified in its charter) Maryland 814-00830 27-3008946 (State or other jurisdiction of incorporation)
July 6, 2020	8-K	Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: July 6, 2020 (Date of earliest event reported) Firsthand Technology Value Fund, Inc. (Exact name of registrant as specified in its charter) Maryland (State or other jurisdiction of incorporation) 814-00830 (Commission
June 24, 2020	DEFA14A	- UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2))
June 23, 2020	8-K	Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: June 23, 2020 (Date of earliest event reported) Firsthand Technology Value Fund, Inc. (Exact name of registrant as specified in its charter) Maryland 814-00830 27-3008946 (State or other jurisdiction of incorporation)
June 23, 2020	EX-99.1	Firsthand Technology Value Fund to Hold Virtual-Only 2020 Annual Meeting of Stockholders News Release Firsthand Technology Value Fund to Hold Virtual-Only 2020 Annual Meeting of Stockholders San Jose, CA, June 23, 2020 – Firsthand Technology Value Fund, Inc.
June 12, 2020	8-K	Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: June 12, 2020 (Date of earliest event reported) Firsthand Technology Value Fund, Inc. (Exact name of registrant as specified in its charter) Maryland (State or other jurisdiction of incorporation) 150 Almaden Blvd., S
June 12, 2020	EX-99.1	Firsthand Technology Value Fund Discloses Top Portfolio Holdings News Release Firsthand Technology Value Fund Discloses Top Portfolio Holdings San Jose, CA, June 12, 2020 – Firsthand Technology Value Fund, Inc.
May 20, 2020	EX-99.1	Firsthand Technology Value Fund Discloses Top Portfolio Holdings News Release Firsthand Technology Value Fund Discloses Top Portfolio Holdings San Jose, CA, May 20, 2020 – Firsthand Technology Value Fund, Inc.
May 20, 2020	8-K	Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: May 20, 2020 (Date of earliest event reported) Firsthand Technology Value Fund, Inc. (Exact name of registrant as specified in its charter) Maryland 814-00830 27-3008946 (State or other jurisdiction of incorporation)
May 11, 2020	8-K	Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: May 11, 2020 (Date of earliest event reported) Firsthand Technology Value Fund, Inc. (Exact name of registrant as specified in its charter) Maryland (State or other jurisdiction of incorporation) 814-00830 (Commission
May 11, 2020	EX-99.1	Firsthand Technology Value Fund Announces First Quarter Financial Results, NAV of $11.58 per share News Release Firsthand Technology Value Fund Announces First Quarter Financial Results, NAV of $11.
May 11, 2020	10-Q	Quarterly Report - U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period of March 31, 2020 or ☐ TRANSITION QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 333-168195 FIRSTHAND TECHNOLOGY VALUE FUND, INC. (Exact Name of Reg
May 6, 2020	8-K	Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: May 6, 2020 (Date of earliest event reported) Firsthand Technology Value Fund, Inc. (Exact name of registrant as specified in its charter) Maryland 814-00830 27-3008946 (State or other (Commission File (IRS Employer j
May 6, 2020	EX-99.1	Firsthand Technology Value Fund Announces Postponement of Annual Stockholder Meeting News Release Firsthand Technology Value Fund Announces Postponement of Annual Stockholder Meeting San Jose, CA, May 6, 2020 – Firsthand Technology Value Fund, Inc.
May 6, 2020	DEFA14A	- UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2))
April 29, 2020	8-K	Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: April 28, 2020 (Date of earliest event reported) Firsthand Technology Value Fund, Inc. (Exact name of registrant as specified in its charter) Maryland 814-00830 27-3008946 (State or other (Commission File (IRS Employe
April 29, 2020	EX-99.1	Firsthand Technology Value Fund Discloses Preliminary NAV of $11.58 Per Share as of March 31, 2020 Top Holdings Include Pivotal Systems, IntraOp Medical, Wrightspeed, Revasum, and SVXR News Release Firsthand Technology Value Fund Discloses Preliminary NAV of $11.58 Per Share as of March 31, 2020 Top Holdings Include Pivotal Systems, IntraOp Medical, Wrightspeed, Revasum, and SVXR San Jose, CA, April 28, 2020 – Firsthand Technology Value Fund, Inc. (NASDAQ: SVVC) (the “Fund”), a publicly traded venture capital fund that invests in technology and cleantech companies, disclosed tod

SVVC / Firsthand Technology Value Fund, Inc. - SEC Filings, Annual Report, Proxy Statement

Basic Stats

SEC Filings

SEC Filings (Chronological Order)