Basic Stats
| LEI | 549300QI9W6WNCHUTR82 |
| CIK | 22701 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to SUNation Energy Inc.
SEC Filings (Chronological Order)
This page provides a complete, chronological list of SEC Filings, excluding ownership filings which we provide elsewhere.
| August 18, 2025 |
Exhibit 99.1 sunation ENERGY ANNOUNCES 2025 SECOND QUARTER RESULTS AND REITERATES full year FINANCIAL GUIDANCE FY 2025 Total Sales Expected to Rise 14% - 23% from FY 2024 with Positive Adjusted EBITDA Q2 2025 Select Highlights ● Gross Margin Expanded to 37% ● Total Debt Declined by $11.7 Million, a 61% Improvement from December 31, 2024 ● Residential Backlog at June 30, 2025 Increased to $27.1 Mil |
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| August 18, 2025 |
Filed pursuant to Rule 424(b)(5) Registration No. 333-286663 PROSPECTUS SUPPLEMENT (To Prospectus dated April 29, 2025) $30,000,000 of Common Stock We have entered into a Sales Agreement (the “Sales Agreement”), dated August 18, 2025, with Needham & Company, LLC (the “Sales Agent”), relating to the shares of our Common Stock, par value $0.05 per share (the “Common Stock”), offered by this prospect |
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| August 18, 2025 |
United States SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): August 11, 2025 SUNation Energy, Inc. (Exact name of Registrant as Specified in its Charter) Delaware (State Or Other Jurisdiction Of Incorporation) 001-31588 41-0957999 (Commission F |
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| August 18, 2025 |
SUNation Energy, Inc. Shares of Common Stock SALES AGREEMENT Exhibit 10.1 SUNation Energy, Inc. Shares of Common Stock SALES AGREEMENT August 18, 2025 Needham & Company, LLC 250 Park Avenue New York, New York 10177 Ladies and Gentlemen: SUNation Energy, Inc., a Delaware corporation (the “Company”), confirms as follows its agreements with Needham & Company, LLC (the “Sales Agent”). 1. Issuance and Sale of Shares. (a) On the basis of the representations, warr |
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| August 15, 2025 |
NOTES TO CONDENSED CONSOLIDATED FINANCIAL STATEMENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2025 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-31588 SUNATION EN |
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| August 14, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SEC FILE NUMBER 001-31588 CUSIP NUMBER 72303P503 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One): ☐ Form 10-K ☐ Form 20-F ☐ Form 11-K ☒ Form 10-Q ☐ Form 10-D ☐ Form N-CEN ☐ Form N-CSR For Period Ended: June 30, 2025 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ Transit |
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| July 24, 2025 |
United States SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): July 18, 2025 SUNation Energy, Inc. (Exact name of Registrant as Specified in its Charter) Delaware (State Or Other Jurisdiction Of Incorporation) 001-31588 41-0957999 (Commission Fil |
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| July 24, 2025 |
Letter of UHYLLP, dated July 24, 2025 EX-16.1 2 ea025008501ex16-1sunation.htm LETTER OF UHYLLP, DATED JULY 24, 2025 Exhibit 16.1 UHY LLP 201 Old Country Road Suite 205 Melville, NY 11747 (631) 712-6860 uhy-us.com July 24, 2025 Securities and Exchange Commission 100 F. Street, N.E. Washington, DC 20549-7561 Re: SUNation Energy, Inc. Commission File Number: 001-31588 Commissioners: We have read the statements made by SUNation Energy, In |
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| June 26, 2025 |
United States SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): June 26, 2025 SUNation Energy, Inc. (Exact name of Registrant as Specified in its Charter) Delaware (State Or Other Jurisdiction Of Incorporation) 001-31588 41-0957999 (Commission Fil |
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| June 16, 2025 |
SUNation Energy RETAINS NASDAQ LISTING Exhibit 99.1 SUNation Energy RETAINS NASDAQ LISTING RONKONKOMA, N.Y., June 16 , 2025 - SUNation Energy, Inc. (Nasdaq: SUNE) (“the Company”), a leading provider of sustainable solar energy and backup power solutions for households, businesses, and municipalities, today announced that, by a decision dated June 10, 2025, the Nasdaq Hearings Panel (the “Panel”) made a finding that the Company Is not i |
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| June 16, 2025 |
United States SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): June 10, 2025 SUNation Energy, Inc. (Exact name of Registrant as Specified in its Charter) Delaware (State Or Other Jurisdiction Of Incorporation) 001-31588 41-0957999 (Commission Fil |
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| May 16, 2025 |
Exhibit 99.1 sunation ENERGY ANNOUNCES 2025 FIRST QUARTER RESULTS AND INTRODUCES FINANCIAL GUIDANCE for 2025 Substantial Progress in Reducing Debt, Lowering Costs, Enhancing Cash Flow Strong Commercial Project Backlog RONKONKOMA, NY – May 15, 2025 – SUNation Energy, Inc. (Nasdaq: SUNE) (the “Company”), a leading provider of sustainable solar energy and backup power to households, businesses, munic |
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| May 16, 2025 |
Results of Operations and Financial Condition, Financial Statements and Exhibits United States SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): May 15, 2025 SUNation Energy, Inc. (Exact name of Registrant as Specified in its Charter) Delaware (State Or Other Jurisdiction Of Incorporation) 001-31588 41-0957999 (Commission File |
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| May 15, 2025 |
POLICY STATEMENT ON CONFIDENTIAL INFORMATION AND SECURITIES TRADING BY SUNATION ENERGY, INC. |
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| May 15, 2025 |
NOTES TO CONDENSED CONSOLIDATED FINANCIAL STATEMENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2025 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-31588 SUNATION E |
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| April 30, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A (Amendment No. 1) (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2024 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-315 |
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| April 28, 2025 |
SUNation Energy, Inc. 171 Remington Boulevard Ronkonkoma, NY 11779 SUNation Energy, Inc. 171 Remington Boulevard Ronkonkoma, NY 11779 April 28, 2025 via EDGAR Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, DC 20549 Attention: Ms. Sarah Sidwell Re: SUNation Energy, Inc. Registration Statement on Form S-3 Filed April 22, 2025 Securities Act File No. 333-286663 Request for Acceleration of Effectiveness Dear Ms. Sidw |
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| April 22, 2025 |
Exhibit 107 Calculation of Filing Fee Tables FORM S-3 (Form Type) SUNATION ENERGY, INC. |
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| April 22, 2025 |
As filed with the Securities and Exchange Commission on April 22, 2025 As filed with the Securities and Exchange Commission on April 22, 2025 Registration No. |
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| April 17, 2025 |
Security Agreement, dated April 14, 2025 Exhibit 10.2 SECURITY AGREEMENT This Security Agreement (this “Agreement”) is made on April 14, 2025 (“Effective Date”) by SUNation Energy, Inc., a Delaware corporation having an office located at 171 Remington Boulevard, Ronkonkoma, New York 11779 (“Debtor”) in favor of MBB Energy, LLC, a New York limited liability company having an office located at 40 Grassmere Avenue, Oakdale, New York 11769 ( |
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| April 17, 2025 |
SUNation Energy ANNOUNCES REVERSE STOCK SPLIT Exhibit 99.1 SUNation Energy ANNOUNCES REVERSE STOCK SPLIT RONKONKOMA, N.Y., April 16, 2025 - SUNation Energy, Inc. (Nasdaq: SUNE) (“SUNation” or “the Company”), a leading provider of sustainable solar energy and backup power solutions for households, businesses, and municipalities, today announced that its Board of Directors approved a 200 - for 1 reverse stock split of the Company’s outstanding |
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| April 17, 2025 |
Exhibit 3.1 CERTIFICATE OF AMENDMENT OF CERTIFICATE OF INCORPORATION OF SUNATION ENERGY, INC., a Delaware Corporation SUNation Energy, Inc. (the “Corporation”), a corporation organized and existing under the General Corporation Law of the State of Delaware, hereby certifies as follows: 1. This Certificate of Amendment (the “Certificate of Amendment”) amends the provisions of the Corporation's Cert |
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| April 17, 2025 |
United States SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): April 11, 2025 SUNation Energy, Inc. (Exact name of Registrant as Specified in its Charter) Delaware (State Or Other Jurisdiction Of Incorporation) 001-31588 41-0957999 (Commission Fi |
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| April 17, 2025 |
Secured Revolving Line of Credit Agreement, dated April 14, 2025 Exhibit 10.1 SECURED REVOLVING LINE OF CREDIT AGREEMENT This Secured Revolving Line of Credit Agreement (this “Agreement”) is made on April 14, 2025 (“Effective Date”) between SUNation Energy, Inc., a Delaware corporation having an office located at 171 Remington Boulevard, Ronkonkoma, New York 11779 (“Borrower”) and MBB Energy, LLC, a New York limited liability company having an office located at |
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| April 15, 2025 |
Exhibit 10.53 EXECUTION COPY AMENDED AND RESTATED LONG-TERM SENIOR SECURED PROMISSORY NOTE $5,605,435.52April 10, 2025, Effective as of April 1, 2025 Ronkonkoma, New York FOR VALUE RECEIVED, SUNation Energy, Inc. (f/k/a Pineapple Energy Inc.), a Delaware corporation (“Maker”), hereby promises to pay to the order of Scott Maskin, a resident of the State of New York (“Maskin”), and James Brennan |
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| April 15, 2025 |
TABLE OF CONTENTS RISK FACTOR SUMMARY PART I UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2024 o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-31588 SUNATION ENERGY, |
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| April 15, 2025 |
Exhibit 10.54 EXECUTION COPY PLEDGE AND SECURITY AGREEMENT THIS PLEDGE AND SECURITY AGREEMENT dated as of April 10, 2025 (the “Pledge Agreement”) is made by SUNATION ENERGY, INC. (f/k/a Pineapple Energy Inc.), a Delaware corporation (“Pledgor”), in favor of Scott Maskin, a resident of the State of New York (“Maskin”), and James Brennan, a resident of the State of Florida (“Brennan” and, togeth |
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| April 15, 2025 |
EXECUTION COPY SENIOR SECURED CONTINGENT NOTE INSTRUMENT Relevant Note Amount (Up to $2,500,000. |
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| April 15, 2025 |
EXECUTION COPY SUBORDINATION AND INTERCREDITOR AGREEMENT THIS SUBORDINATION AND INTERCREDITOR AGREEMENT, dated as of April 10, 2025 (as from time to time amended, restated, supplemented or otherwise modified from time to time in accordance with the terms hereof, this “Agreement”), is made and entered into by and among (i) Scott Maskin, a resident of the State of New York (“Maskin”), (ii) James Brennan, a resident of the State of Florida (“Brennan” and, together with Maskin, the “Senior Creditors”), and (iii) MBB Energy, LLC, a New York limited liability company (the “Subordinated Creditor”), and is acknowledged and agreed to by SUNation Energy, Inc. |
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| April 15, 2025 |
Exhibit 4.1 DESCRIPTION OF THE REGISTRANT’S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 (as updated, April 11, 2025) SUNation Energy, Inc. (“SUNE,” “we,” “our,” “us,” or the “Company”) has one class of securities registered under Section 12 of the Securities Exchange Act of 1934, as amended: our common stock. DESCRIPTION OF COMMON STOCK The following |
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| April 15, 2025 |
Subsidiaries of the Registrant Exhibit 21 SUBSIDIARIES OF SUNATION ENERGY, INC. Subsidiaries Jurisdiction of Incorporation Austin Taylor Communications, Ltd. United Kingdom JDL Technologies, Inc. Minnesota Ecessa Corporation Minnesota Pineapple Energy LLC Delaware Hawaii Energy Connection, LLC Hawaii SUNation Solar Systems, Inc. New York SUNation Commercial, Inc. New York SUNation Service, LLC New York All these subsidi |
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| April 7, 2025 |
Exhibit 99.1 SUNation Energy Announces closing of second and fINAL Tranche OF REGISTERED DIRect Offering generating gross proceeds of $5 Million RONKONKOMA, N.Y., April 7, 2025 - SUNation Energy, Inc. (“SUNation” or the “Company”) (Nasdaq: SUNE), a leading provider of sustainable solar energy and backup power solutions for households, businesses, and municipalities, today announced the second and |
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| April 7, 2025 |
Exhibit 107 Calculation of Filing Fee Tables Form S-3 (Form Type) SUNation Energy, Inc. |
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| April 7, 2025 |
As filed with the Securities and Exchange Commission on April 7, 2025 As filed with the Securities and Exchange Commission on April 7, 2025 No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-3 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 SUNation Energy, Inc. (Exact name of registrant as specified in its charter) Delaware 41-0957999 (State or other jurisdiction of (I.R.S. Employer incorporation or organization) Identif |
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| April 7, 2025 |
United States SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): April 7, 2025 SUNation Energy, Inc. (Exact name of Registrant as Specified in its Charter) Delaware (State Or Other Jurisdiction Of Incorporation) 001-31588 41-0957999 (Commission Fil |
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| April 7, 2025 |
Filed pursuant to Rule 424(b)(5) Registration No. 333-267066 PROSPECTUS SUPPLEMENT dated April 7, 2025 (To Prospectus dated September 2, 2022) Up to 4,347,826 Shares of Common Stock Series A Warrants to Purchase up to 17,391,306 Shares of Common Stock Series B Warrants to Purchase up to 17,391,306 Shares of Common Stock We are offering up to (i) 4,347,826 shares of common stock at a public offerin |
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| April 4, 2025 |
United States SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): April 3, 2025 SUNation Energy Inc. (Exact name of Registrant as Specified in its Charter) Delaware (State Or Other Jurisdiction Of Incorporation) 001-31588 41-0957999 (Commission File |
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| April 4, 2025 |
Amended Certificate of Incorporation of SUNation Energy, Inc. Exhibit 3.1 CERTIFICATE OF AMENDMENT OF CERTIFICATE OF INCORPORATION OF SUNATION ENERGY, INC., a Delaware Corporation SUNation Energy, Inc. (the “Corporation”), a corporation organized and existing under the General Corporation Law of the State of Delaware, hereby certifies as follows: 1. This Certificate of Amendment (the “Certificate of Amendment”) amends the provisions of the Corporation’s Cert |
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| March 31, 2025 |
OMB Number: 3235-0058 Expires: April 30, 2025 Estimated average burden hours per response . |
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| March 17, 2025 |
Exhibit 99.1 Investor Presentation March 2025 Nasdaq: SUNE Powering the Energy Transition Since 2003 2 / Powering the Energy Transition Forward Looking Statements This presentation includes certain forward - looking statements within the meaning of the Private Securities Litigation Reform Act of 1995 , including statements regarding future financial performance, future growth, and future acquisiti |
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| March 17, 2025 |
Regulation FD Disclosure, Financial Statements and Exhibits United States SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): March 17, 2025 SUNation Energy Inc. (Exact name of Registrant as Specified in its Charter) Delaware (State Or Other Jurisdiction Of Incorporation) 001-31588 41-0957999 (Commission Fil |
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| March 14, 2025 |
United States SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): March 3, 2025 SUNation Energy Inc. (Exact name of Registrant as Specified in its Charter) Delaware (State Or Other Jurisdiction Of Incorporation) 001-31588 41-0957999 (Commission File |
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| March 10, 2025 |
TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 ☑ Filed by the Registrant ☐ Filed by a Party other than the Registrant Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, For Use of the Co |
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| March 7, 2025 |
United States SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): March 3, 2025 SUNation Energy Inc. (Exact name of Registrant as Specified in its Charter) Delaware (State Or Other Jurisdiction Of Incorporation) 001-31588 41-0957999 (Commission File |
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| February 28, 2025 |
United States SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): February 27, 2025 SUNation Energy, Inc. (Exact name of Registrant as Specified in its Charter) Delaware (State Or Other Jurisdiction Of Incorporation) 001-31588 41-0957999 (Commission |
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| February 28, 2025 |
TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 ☑ Filed by the Registrant ☐ Filed by a Party other than the Registrant Check the appropriate box: ☑ Preliminary Proxy Statement ☐ Confidential, For Use of the Com |
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| February 28, 2025 |
Exhibit 99.1 SUNation Energy Announces initial clOSING OF REGISTRED DIRect Offering generating gross proceeds of $15 Million RONKONKOMA, N.Y., February 28, 2025 - SUNation Energy, Inc. (Nasdaq: SUNE), a leading provider of sustainable solar energy and backup power solutions for households, businesses, and municipalities, today announced the initial closing of its previously announced securities pu |
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| February 27, 2025 |
Exhibit 4.1 SERIES A COMMON STOCK PURCHASE WARRANT sunation energy, inc. Warrant Shares: Initial Exercise Date: , 2025 Issue Date: , 2025 THIS SERIES A COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after |
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| February 27, 2025 |
Exhibit 4.2 SERIES B COMMON STOCK PURCHASE WARRANT sunation energy, inc. Warrant Shares: Initial Exercise Date: , 2025 Issue Date: , 2025 THIS SERIES B COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after |
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| February 27, 2025 |
Exhibit 4.3 COMMON STOCK PURCHASE WARRANT sunation energy, inc. Warrant Shares: Initial Exercise Date: , 2025 THIS COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date hereof (the “Initial Exerci |
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| February 27, 2025 |
Filed pursuant to Rule 424(b)(5) Registration No. 333-267066 PROSPECTUS SUPPLEMENT dated February 27, 2025 (To Prospectus dated September 2, 2022) Up to 1,965,000 Shares of Common Stock Pre-Funded Warrants to Purchase up to 11,078,480 Shares of Common Stock We are offering up to 13,043,480 shares of common stock (or pre-funded warrant to purchase common stock (the “Pre-Funded Warrants”)) in lieu t |
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| February 27, 2025 |
Certificate of Designation of Series D Preferred Stock Exhibit 3.1 SUNATION ENERGY, INC. CERTIFICATE OF DESIGNATION OF PREFERENCES, RIGHTS AND LIMITATIONS OF SERIES D CONVERTIBLE PREFERRED STOCK PURSUANT TO SECTION 151 OF THE GENERAL CORPORATION LAW OF THE STATE OF DELAWARE The undersigned, Scott Maskin, does hereby certify that: 1. I am the Chief Executive Officer of SUNation Energy, Inc., a Delaware corporation (the “Corporation”). 2. The Corporatio |
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| February 27, 2025 |
Exhibit 1.1 PLACEMENT AGENCY AGREEMENT February 27, 2025 Roth Capital Partners, LLC 888 San Clemente Drive, Suite 400 Newport Beach, CA 92660 Ladies and Gentlemen: Introduction. Subject to the terms and conditions herein (this “Agreement”), SUNation Energy, Inc., a Delaware corporation (the “Company”), hereby agrees to sell up to an aggregate of $ of registered securities of the Company, including |
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| February 27, 2025 |
Exhibit 10.1 SECURITIES PURCHASE AGREEMENT This Securities Purchase Agreement (this “Agreement”) is dated as of February 27, 2025, between SUNation Energy, Inc., a Delaware corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively the “Purchasers”). WHEREAS, subject to the terms and condition |
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| February 27, 2025 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events United States SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): February 27, 2025 SUNation Energy, Inc. (Exact name of Registrant as Specified in its Charter) Delaware (State Or Other Jurisdiction Of Incorporation) 001-31588 41-0957999 (Commission |
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| February 27, 2025 |
United States SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): February 24, 2025 SUNation Energy, Inc. (Exact name of Registrant as Specified in its Charter) Delaware (State Or Other Jurisdiction Of Incorporation) 001-31588 41-0957999 (Commission |
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| February 27, 2025 |
Exhibit 99.1 SUNation Energy Announces $20 Million Registered Direct Offering Priced At the Market Under Nasdaq Rules RONKONKOMA, N.Y., February 27, 2025 - SUNation Energy, Inc. (Nasdaq: SUNE), a leading provider of sustainable solar energy and backup power solutions for households, businesses, and municipalities, today announced that it has entered into a securities purchase agreement with certai |
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| January 8, 2025 |
sunation ENERGY ANNOUNCES BITCOIN TREASURY STRATEGY Exhibit 99.1 sunation ENERGY ANNOUNCES BITCOIN TREASURY STRATEGY RONKONKOMA, N.Y., Jan. 7, 2025 (GLOBE NEWSWIRE) – SUNation Energy, Inc. (Nasdaq: SUNE), a leading provider of sustainable solar energy and backup power solutions for households, businesses, and municipalities, today announced that its Board of Directors has approved the inclusion of bitcoin (BTC) as an asset in the Company’s treasury |
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| January 8, 2025 |
United States SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): January 7, 2025 SUNation Energy, Inc. (Exact name of Registrant as Specified in its Charter) Delaware (State Or Other Jurisdiction Of Incorporation) 001-31588 41-0957999 (Commission F |
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| January 7, 2025 |
Filed pursuant to Rule 424(b)(5) Registration No. 333-267066 AMENDMENT NO. 1, dated January 6, 2025, to PROSPECTUS SUPPLEMENT dated October 21, 2024 (To Prospectus dated September 2, 2022) $10,000,000 of Common Stock This Amendment No. 1 to Prospectus Supplement (this “Amendment”) amends and updates our prospectus supplement dated October 21, 2024 (the “Prospectus Supplement”). This Amendment shou |
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| January 7, 2025 |
Regulation FD Disclosure, Financial Statements and Exhibits United States SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): December 30, 2024 SUNation Energy, Inc. (Exact name of Registrant as Specified in its Charter) Delaware (State Or Other Jurisdiction Of Incorporation) 001-31588 41-0957999 (Commission |
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| January 7, 2025 |
Exhibit 10.1 SECOND AMENDMENT TO CONTINGENT VALUE RIGHTS AGREEMENT THIS SECOND AMENDMENT TO CONTINGENT VALUE RIGHTS AGREEMENT, dated as of December 30, 2024 (“Second Amendment to CVR Agreement”), is by and among SUNation Energy, Inc., a Delaware corporation (formerly named Pineapple Energy, Inc. and hereafter “Parent”), Equiniti Trust Company, as Rights Agent (the “Rights Agent”), and Richard A. P |
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| December 13, 2024 |
Exhibit 99.1 SUNation Energy Names Scott Maskin Chief Executive Officer Scott Maskin, CEO of SUNation Energy, Inc. Pictured: Scott Maskin, the CEO of SUNation Energy, Inc. (NASDAQ: SUNE) RONKONKOMA, N.Y., Dec. 10, 2024 (GLOBE NEWSWIRE) - SUNation Energy Inc. (Nasdaq: SUNE) (“SUNation” or the “Company”), a leading provider of sustainable solar energy and backup power to households, businesses, muni |
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| December 13, 2024 |
Employment Agreement, dated December 9, 2024, between SUNation Energy Inc. and Scott Maskin Exhibit 10.1 EMPLOYMENT AGREEMENT This Employment Agreement (“Agreement”) is effective as December 9, 2024 (“Effective Date”), by and between SUNation Energy, Inc., a Delaware corporation (the “Company”) (formally known as Pineapple Energy, Inc.) and Scott Maskin (the “Employee”) as its Chief Executive Officer. The Company desires to hire Employee as detailed below. During his employment, Employee |
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| December 13, 2024 |
United States SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): December 9, 2024 SUNation Energy Inc. (Exact name of Registrant as Specified in its Charter) Delaware (State Or Other Jurisdiction Of Incorporation) 001-31588 41-0957999 (Commission F |
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| December 13, 2024 |
Employment Agreement, dated December 9, 2024, between SUNation Energy, Inc. and Jim Brennan Exhibit 10.2 EMPLOYMENT AGREEMENT This Employment Agreement (“Agreement”) is effective as December 9, 2024 (“Effective Date”), by and between SUNation Energy, Inc., a Delaware corporation (the “Company”) (formally known as Pineapple Energy, Inc.) and James Brennan (the “Employee”) as its Chief Operations Officer. The Company desires to hire Employee as detailed below. During his employment, Employ |
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| November 19, 2024 |
United States SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): November 14, 2024 Pineapple Energy Inc. (Exact name of Registrant as Specified in its Charter) Minnesota (State Or Other Jurisdiction Of Incorporation) 001-31588 41-0957999 (Commissio |
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| November 19, 2024 |
Certificate of Incorporation of SUNation Energy, Inc. Exhibit 3.1 CERTIFICATE of INCORPORATION of SUNATION ENERGY, INC. The undersigned, being of legal age, do hereby certify pursuant to the provisions of the General Corporation Law of the State of Delaware (“GCL”), as follows: Article I. Name: The name of this corporation is SUNation Energy, Inc. (“Corporation”). Article II. Registered and Principal Office: The address of the Corporation’s registere |
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| November 19, 2024 |
Exhibit 3.2 BYLAWS of SUNATION ENERGY, INC. These Bylaws of SUNation Energy, Inc. (the “Corporation”), a Delaware corporation, are effective November 14, 2024. Article I. Meetings of Stockholders Section 1.01 Annual Meetings. The annual meeting of the stockholders (an “annual meeting”) for the election of directors and the transaction of such other business as may properly come before it shall be |
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| November 14, 2024 |
Exhibit 10.16 EXECUTION VERSION CONSENT AND AMENDMENT NO. 4 TO LOAN AND SECURITY AGREEMENT THIS CONSENT AND AMENDMENT NO. 4 TO LOAN AND SECURITY AGREEMENT (this “Amendment”) is made and dated as of September 20, 2024 (the “Third Amendment Date”) and is entered into by and among PINEAPPLE ENERGY LLC (“PE LLC”), a Delaware limited liability company, for itself and on behalf of any Subsidiary, PI |
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| November 14, 2024 |
Exhibit 10.19 AMENDMENT TO SECURED CREDIT NOTE This Amendment is made on November 1, 2024, and is retroactive to July 22, 2024 (the “Effective Date”), between Pineapple Energy, Inc. (“Borrower”) and MBB Energy, LLC (“Lender”). This Amendment amends the Secured Credit Note, dated July 22, 2024 between Borrower and Lender (the “Credit Note”) as provided herein, and to the defined term of the Secur |
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| November 14, 2024 |
Exhibit 10.15 SECOND AMENDMENT TO REVENUE LOAN AND SECURITY AGREEMENT This second amendment (this “Amendment”) to that certain Revenue Loan and Security Agreement dated June 1, 2023, as amended by the First Amendment executed on or about July 18, 2024 (as amended, the “Agreement”), by and among Pineapple Energy Inc. (the “Company”), the parties listed under the heading “Guarantors” on the signatur |
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| November 14, 2024 |
NOTES TO CONDENSED CONSOLIDATED FINANCIAL STATEMENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2024 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-31588 PINEAP |
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| November 14, 2024 |
Exhibit 10.20 AMENDMENT TO SECOND AMENDED AND RESTATED CONVERTIBLE SECURED CREDIT NOTE; and TO THE CREDIT AGREEMENT This Amendment is made on November 1, 2024, and is retroactive to July 22, 2024 (“Effective Date”), between Pineapple Energy, Inc. (“Borrower”) and Conduit Capital U.S. Holdings LLC (“Lender”). This Amendment amends the Second Amended and Restated Convertible Secured Credit Note, d |
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| November 8, 2024 |
PEGY / Pineapple Energy Inc. / Hudson Bay Capital Management LP - PEGY 13G/A Passive Investment SC 13G/A 1 pegy13ga.htm PEGY 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 3)* Pineapple Energy Inc. (Name of Issuer) Common Stock, par value $0.05 per share (Title of Class of Securities) 72303P305 (CUSIP Number) September 30, 2024 (Date of Event Which Requires Filing of this Statement) Check the appropriate |
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| November 7, 2024 |
United States SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): November 4, 2024 Pineapple Energy Inc. (Exact name of Registrant as Specified in its Charter) Minnesota (State Or Other Jurisdiction Of Incorporation) 001-31588 41-0957999 (Commission |
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| November 7, 2024 |
US203CVR0142 / CONTRA COMMUNICATIONS / Cavalry Fund I LP Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Pineapple Energy Inc. (Name of Issuer) Common stock, par value $0.05 per share (Title of Class of Securities) 72303P404 (CUSIP Number) September 9, 2024 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to |
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| October 21, 2024 |
United States SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): October 21, 2024 Pineapple Energy Inc. (Exact name of Registrant as Specified in its Charter) Minnesota (State Or Other Jurisdiction Of Incorporation) 001-31588 41-0957999 (Commission |
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| October 21, 2024 |
Filed pursuant to Rule 424(b)(5) Registration No. 333-267066 PROSPECTUS SUPPLEMENT (To Prospectus dated September 2, 2022) $10,000,000 of Common Stock We have entered into a Sales Agreement (the “Sales Agreement”), dated October 21, 2024, with Roth Capital Partners, LLC (the “Sales Agent”), relating to the shares of our Common Stock, par value $0.05 per share (the “Common Stock”), offered by this |
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| October 21, 2024 |
Exhibit 10.1 AT THE MARKET OFFERING AGREEMENT October 21, 2024 Roth Capital Partners, LLC 888 San Clemente Drive, Suite 400 Newport Beach, CA 92660 Ladies and Gentlemen: Pineapple Energy Inc., a corporation organized under the laws of Minnesota (the “Company”), confirms its agreement (this “Agreement”) with Roth Capital Partners, LLC (the “Manager”) as follows: 1. Definitions. The terms that follo |
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| October 18, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defin |
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| October 17, 2024 |
United States SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): October 15, 2024 Pineapple Energy Inc. (Exact name of Registrant as Specified in its Charter) Minnesota (State Or Other Jurisdiction Of Incorporation) 001-31588 41-0957999 (Commission |
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| October 17, 2024 |
Pineapple Energy Announces Previously Approved Reverse Stock Split, Effective October 17, 2024 Exhibit 99.1 Pineapple Energy Announces Previously Approved Reverse Stock Split, Effective October 17, 2024 RONKONKOMA, NY, October 15, 2024 - Pineapple Energy Inc. (the “Company”) (NASDAQ: PEGY) announced today that effective at 12:01 a.m. Central Time on October 17, 2024, the Company will implement a 1-for-50 reverse stock split of its outstanding common stock, which is within the range approved |
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| October 17, 2024 |
Exhibit 3.1 ARTICLES OF AMENDMENT OF THE FOURTH AMENDED AND RESTATED ARTICLES OF INCORPORATION OF PINEAPPLE ENERGY INC. The undersigned, Interim Chief Executive Officer of Pineapple Energy Inc., a Minnesota corporation (the “Corporation”), hereby certifies that the following Articles of Amendment have been duly adopted by the Corporation’s Board of Directors and shareholders pursuant to the provis |
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| October 16, 2024 |
PEGY / Pineapple Energy Inc. / Conroy Jeffrey J. Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. )* Pineapple Energy Inc. (Name of Issuer) Common Stock, par value, $0.05 per share (Title of Class of Securities) 72303P305 (CUSIP Number) 7 Mayflower Drive Basking Ridge, NJ 07920 Attn: Jeffrey J. Conroy (Name, Address and Telephone Number of Person Authori |
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| October 10, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ D |
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| October 4, 2024 |
United States SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): October 1, 2024 Pineapple Energy Inc. (Exact name of Registrant as Specified in its Charter) Minnesota (State Or Other Jurisdiction Of Incorporation) 001-31588 41-0957999 (Commission |
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| September 30, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ D |
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| September 26, 2024 |
United States SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): September 23, 2024 Pineapple Energy Inc. (Exact name of Registrant as Specified in its Charter) Minnesota (State Or Other Jurisdiction Of Incorporation) 001-31588 41-0957999 (Commissi |
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| September 26, 2024 |
Certificate of Correction to Certificate of Designation Exhibit 3.1 CERTIFICATE OF CORRECTION REGARDING PINEAPPLE energy inc. Pursuant to Minnesota Statute Section 5.16, the undersigned the interim Chief Executive Officer of Pineapple Energy Inc. hereby files this Certificate of Correction with respect to the Pineapple Energy Inc. Certificate of Designation of Preferences, Rights and Limitations of Series C Convertible Preferred Stock (the “Certificate |
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| September 26, 2024 |
EX-10.2 3 pegy240998ex10-2.htm CONVERTIBLE SECURED CREDIT NOTE, DATED SEPTEMBER 23, 2024, Exhibit 10.2 THIS NOTE HAS NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “1933 ACT”), OR ANY STATE SECURITIES LAWS AND MAY NOT BE OFFERED, SOLD, PLEDGED, ASSIGNED, OR OTHERWISE TRANSFERRED UNLESS A REGISTRATION STATEMENT WITH RESPECT THERETO IS EFFECTIVE UNDER THE SECURITIES ACT AND AN |
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| September 9, 2024 |
Exhibit 10.2 THIS NOTE HAS NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “1933 ACT”), OR ANY STATE SECURITIES LAWS AND MAY NOT BE OFFERED, SOLD, PLEDGED, ASSIGNED, OR OTHERWISE TRANSFERRED UNLESS A REGISTRATION STATEMENT WITH RESPECT THERETO IS EFFECTIVE UNDER THE SECURITIES ACT AND ANY APPLICABLE STATE SECURITIES LAWS OR BORROWER (AS DEFINED BELOW) RECEIVES AN OPINION OF C |
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| September 9, 2024 |
Exhibit 99.1 PINEAPPLE ENERGY ANNOUNCES RESTRUCTURING OF EXISTING SERIES A CONVERTIBLE PREFERRED STOCK AND RELATED WARRANTS MINNETONKA, MN – SEPTEMBER 9, 2024 – Pineapple Energy Inc. (Nasdaq: PEGY) (“Pineapple” or the “Company”), a leading provider of sustainable solar energy and back-up power to households and small businesses, announced today that they have entered into Securities Exchange Agree |
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| September 9, 2024 |
Exhibit 3.1 PINEAPPLE ENERGY INC. CERTIFICATE OF DESIGNATION OF PREFERENCES, RIGHTS AND LIMITATIONS OF SERIES C CONVERTIBLE PREFERRED STOCK PURSUANT TO SECTION 302A.401 and 302A.133 OF THE minnesota Business CORPORATION LAW The undersigned, Scott Maskin, does hereby certify that: 1. I am the Interim Chief Executive Officer of Pineapple Energy Inc., a Minnesota corporation (the “Corporation”). 2. T |
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| September 9, 2024 |
Form of Securities Exchange Agreement between Pineapple Energy, Inc. and the holder signatory hereto Exhibit 10.3 PINEAPPLE ENERGY, INC. SECURITIES EXCHANGE AGREEMENT This Securities Exchange Agreement (this “Agreement”) is made as of September 9, 2024 (“Effective Date”), by and between Pineapple Energy, Inc., a Minnesota corporation (the “Company”), and the holder signatory hereto. (collectively, the “Holder”). RECITALS WHEREAS, the Holder currently holds a number of shares of Series A Convertib |
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| September 9, 2024 |
United States SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): September 9, 2024 Pineapple Energy Inc. (Exact name of Registrant as Specified in its Charter) Minnesota (State Or Other Jurisdiction Of Incorporation) 001-31588 41-0957999 (Commissio |
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| September 4, 2024 |
Offer Letter dated August 28, 2024, between Pineapple Energy Inc. and Andrew Childs 8-28-2024 Dear Andrew (“Andy”) Childs, It is our pleasure to offer you the position of Interim CFO (Chief Financial Officer) and Corporate Secretary with Pineapple Energy, Inc. |
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| September 4, 2024 |
United States SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): August 28, 2024 Pineapple Energy Inc. (Exact name of Registrant as Specified in its Charter) Minnesota (State Or Other Jurisdiction Of Incorporation) 001-31588 41-0957999 (Commission |
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| August 23, 2024 |
United States SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): August 19, 2024 Pineapple Energy Inc. (Exact name of Registrant as Specified in its Charter) Minnesota (State Or Other Jurisdiction Of Incorporation) 001-31588 41-0957999 (Commission |
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| August 19, 2024 |
NOTES TO CONDENSED CONSOLIDATED FINANCIAL STATEMENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2024 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-31588 PINEAPPLE E |
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| August 19, 2024 |
Exhibit 3.7 STATEMENT OF CANCELLATION OF THE CERTIFICATE OF DESIGNATION OF THE SERIES B PREFERRED STOCK OF pineapple energy inc. The undersigned officer of Pineapple Energy Inc. (the “Company”) hereby certifies that: 1.The name of the Company is Pineapple Energy Inc. 2.The Company’s Board of Directors has directed that the statement fixing the rights and preferences of the Company’s Series |
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| August 14, 2024 |
UNITED STATES SEC FILE NUMBER SECURITIES AND EXCHANGE COMMISSION 001-31588 WASHINGTON D. |
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| July 26, 2024 |
United States SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): July 22, 2024 Pineapple Energy Inc. (Exact name of Registrant as Specified in its Charter) Minnesota (State Or Other Jurisdiction Of Incorporation) 001-31588 41-0957999 (Commission Fi |
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| July 26, 2024 |
Exhibit 10.9 CONSENT AND AMENDMENT NO. 3 TO LOAN AND SECURITY AGREEMENT THIS CONSENT AND AMENDMENT NO. 3 TO LOAN AND SECURITY AGREEMENT (this “Amendment”) is made and dated as of July 22, 2024 (the “Third Amendment Date”) and is entered into by and among PINEAPPLE ENERGY LLC (“PE LLC”), a Delaware limited liability company, for itself and on behalf of any Subsidiary, PINEAPPLE ENERGY INC. (PE Inc. |
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| July 26, 2024 |
Exhibit 10.8 AMENDMENT AND JOINDER TO SUBORDINATION AGREEMENT THIS AMENDMENT AND JOINDER TO SUBORDINATION AGREEMENT (this “Amendment”) is made as of July [22], 2024, among Pineapple Energy Inc. (f/k/a Pineapple Holdings, Inc.), a Minnesota corporation (“Debtor”), Decathlon Growth Credit, LLC, a Delaware limited liability company (the “Senior Creditor”), Hercules Capital, Inc. (the “Subordinating C |
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| July 26, 2024 |
Exhibit 10.5 THIS NOTE HAS NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “1933 ACT”), OR ANY STATE SECURITIES LAWS AND MAY NOT BE OFFERED, SOLD, PLEDGED, ASSIGNED, OR OTHERWISE TRANSFERRED UNLESS A REGISTRATION STATEMENT WITH RESPECT THERETO IS EFFECTIVE UNDER THE SECURITIES ACT AND ANY APPLICABLE STATE SECURITIES LAWS OR BORROWER (AS DEFINED BELOW) RECEIVES AN OPINION OF C |
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| July 26, 2024 |
Exhibit 10.3 SECURITY AGREEMENT This Security Agreement (this “Agreement”) is made on July 22, 2024 (“Effective Date”) by PINEAPPLE ENERGY, INC., a Minnesota corporation having an office located at 10900 Red Circle Drive, Minnetonka, Minnesota 55343 (“Debtor”) in favor of CONDUIT CONDUIT CAPITAL U.S. HOLDINGS LLC, a Delaware limited liability company having an office located at 1451 Fort Cassin Ro |
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| July 26, 2024 |
Exhibit 10.7 FIRST AMENDMENT TO REVENUE LOAN AND SECURITY AGREEMENT This first amendment (this “Amendment”) to that certain Revenue Loan and Security Agreement dated June 1, 2023 (the “Agreement”), by and among Pineapple Energy Inc. (the “Company”), the parties listed under the heading “Guarantors” on the signature pages attached hereto (each, a “Guarantor,” collectively, the “Guarantors;” each of |
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| July 26, 2024 |
Secured Credit Agreement, dated July 22, 2024, between Pineapple Energy Inc. and MBB Energy, LLC Exhibit 10.4 SECURED CREDIT AGREEMENT This Secured Credit Agreement (this “Agreement”) is made on July 22, 2024 (“Effective Date”) between Pineapple Energy, Inc., a Minnesota corporation having an office located at 10900 Red Circle Drive, Minnetonka, Minnesota 55343 (“Borrower”) and MBB Energy, LLC, a New York limited liability company having an office located at 171 Remington Boulevard, Ronkonkom |
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| July 26, 2024 |
Security Agreement, dated July 22, 2024, between Pineapple Energy Inc. and MBB Energy, LLC Exhibit 10.6 SECURITY AGREEMENT This Security Agreement (this “Agreement”) is made on July 22, 2024 (“Effective Date”) by Pineapple Energy, Inc., a Minnesota corporation having an office located at 10900 Red Circle Drive, Minnetonka, Minnesota 55343 (“Debtor”) in favor of MBB Energy, LLC, a New York limited liability company having an office located at 171 Remington Boulevard, Ronkonkoma, New York |
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| July 26, 2024 |
Exhibit 10.2 THIS NOTE HAS NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “1933 ACT”), OR ANY STATE SECURITIES LAWS AND MAY NOT BE OFFERED, SOLD, PLEDGED, ASSIGNED, OR OTHERWISE TRANSFERRED UNLESS A REGISTRATION STATEMENT WITH RESPECT THERETO IS EFFECTIVE UNDER THE SECURITIES ACT AND ANY APPLICABLE STATE SECURITIES LAWS OR BORROWER (AS DEFINED BELOW) RECEIVES AN OPINION OF C |
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| July 26, 2024 |
Exhibit 10.1 SECURED CREDIT AGREEMENT This Secured Credit Agreement (this “Agreement”) is made on July 22, 2024 (“Effective Date”) between PINEAPPLE ENERGY, INC., a Minnesota corporation having an office located at 10900 Red Circle Drive, Minnetonka, Minnesota 55343 (“Borrower”) and CONDUIT CAPITAL U.S. HOLDINGS LLC, a Delaware limited liability company having an office located at 1451 Fort Cassin |
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| July 25, 2024 |
Pineapple Energy Inc. 2022 Equity Incentive Plan, as amended through July 19, 2024 Exhibit 10.1 PINEAPPLE ENERGY INC. 2022 EQUITY INCENTIVE PLAN (As proposed to be amended July 1, 2024) 1. Purpose. The purpose of the Plan is to assist the Company in attracting, retaining, motivating and rewarding certain key employees, officers, directors, and consultants of the Company and its Affiliates, promoting the creation of long-term value for shareholders of the Company by closely align |
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| July 25, 2024 |
United States SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): July 19, 2024 Pineapple Energy Inc. (Exact name of Registrant as Specified in its Charter) Minnesota (State Or Other Jurisdiction Of Incorporation) 001-31588 41-0957999 (Commission Fi |
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| July 25, 2024 |
Exhibit 3.1 ARTICLES OF AMENDMENT OF THE FOURTH AMENDED AND RESTATED ARTICLES OF INCORPORATION OF PINEAPPLE ENERGY INC. The undersigned, Interim Chief Executive Officer of Pineapple Energy Inc., a Minnesota corporation (the “Corporation”), hereby certifies that: 1. The name of the Corporation is: Pineapple Energy Inc. 2. The first sentence of Article V (Capital Stock) of the Corporation’s Fourth A |
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| July 9, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defin |
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| July 8, 2024 |
Exhibit 99.1 PINEAPPLE ENERGY FORMALIZES AGREEMENT WITH CONDUIT CAPITAL FOR SERVICES AND TO PURSUE WORKING CAPITAL INVESTMENT MINNETONKA, MN – JULY 8, 2024 – Pineapple Energy Inc. (Nasdaq: PEGY) (“Pineapple” or the “Company”), a leading provider of sustainable solar energy and back-up power to households and small businesses, has engaged Conduit Capital to provide structural internal support, staf |
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| July 8, 2024 |
United States SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 1, 2024 Pineapple Energy Inc. (Exact name of registrant as specified in its charter) Minnesota 001-31588 41-0957999 (State or other jurisdiction of incorporation) (Commission Fil |
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| July 8, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defin |
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| July 1, 2024 |
United States SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 1, 2024 Pineapple Energy Inc. (Exact name of registrant as specified in its charter) Minnesota 001-31588 41-0957999 (State or other jurisdiction of incorporation) (Commission Fil |
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| June 25, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defin |
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| June 24, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defin |
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| June 17, 2024 |
Exhibit 3.1 ARTICLES OF AMENDMENT OF THE FOURTH AMENDED AND RESTATED ARTICLES OF INCORPORATION OF PINEAPPLE ENERGY INC. The undersigned, Interim Chief Executive Officer of Pineapple Energy Inc., a Minnesota corporation (the “Corporation”), hereby certifies that: 1. The name of the Corporation is: Pineapple Energy Inc. 2. The first sentence of Article V (Capital Stock) of the Corporation’s Fourth A |
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| June 17, 2024 |
United States SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 12, 2024 Pineapple Energy Inc. (Exact name of registrant as specified in its charter) Minnesota 001-31588 41-0957999 (State or other jurisdiction of incorporation) (Commission Fi |
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| June 13, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defin |
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| June 13, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defin |
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| June 12, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defin |
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| June 3, 2024 |
United States SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 28, 2024 Pineapple Energy Inc. (Exact name of registrant as specified in its charter) Minnesota 001-31588 41-0957999 (State or other jurisdiction of incorporation) (Commission Fil |
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| June 3, 2024 |
Employment Agreement, dated November 9, 2022, between Pineapple Energy Inc. and James R. Brennan Exhibit 10.1 November 9, 2022 To: Jim Brennan Re: Offer of Employment Dear Jim: I am pleased to offer you the full-time position of Senior Vice President, Corporate Development of Pineapple Energy Inc., (the “Company”), reporting to Kyle Udseth, Chief Executive Officer, beginning Thursday November 10, 2022. Your salary will be annualized at $235,000. Your bonus opportunity will be 35% of your base |
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| May 29, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Defin |
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| May 23, 2024 |
Separation Agreement between Kyle Udseth and Pineapple Energy Inc. dated May 19, 2024 Exhibit 10.2 SEPARATION AGREEMENT This Separation Agreement (“Agreement”) is effective as of the 19th day of May, 2024 (“Effective Date”), by and between Pineapple Energy Inc., a Minnesota corporation (“Company”) and Kyle Udseth (“Employee”). Employee has been employed by the Company and desires to separate from employment. In consideration of the foregoing, and other good and valuable considerati |
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| May 23, 2024 |
United States SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 17, 2024 Pineapple Energy Inc. (Exact name of registrant as specified in its charter) Minnesota 001-31588 41-0957999 (State or other jurisdiction of incorporation) (Commission Fil |
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| May 23, 2024 |
Pineapple Energy Announces Chief Executive Officer Transition Exhibit 99.1 Pineapple Energy Announces Chief Executive Officer Transition May 17, 2024, at 4:15 p.m. EST MINNETONKA, MN, May 17, 2024 /Globe Newswire/ - Pineapple Energy Inc. (“Pineapple”), a leading provider of sustainable solar energy and backup power to households and small business, today announced that Chief Executive Officer Kyle Udseth has decided to resign his position, effective immediat |
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| May 22, 2024 |
Form of Limited Waiver and Amendment May 17, 2024 Holder of Warrant to Purchase Common Stock Re: Limited Waiver and Amendment Dear Holder: Reference is made to the Certificate of Designation of Preferences, Rights and Limitations of Series A Convertible Preferred Stock of Pineapple Energy Inc. |
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| May 22, 2024 |
United States SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 22, 2024 Pineapple Energy Inc. (Exact name of registrant as specified in its charter) Minnesota 001-31588 41-0957999 (State or other jurisdiction of incorporation) (Commission Fil |
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| May 22, 2024 |
United States SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 17, 2024 Pineapple Energy Inc. (Exact name of registrant as specified in its charter) Minnesota 001-31588 41-0957999 (State or other jurisdiction of incorporation) (Commission Fil |
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| May 17, 2024 |
EXHIBIT 10.1 Execution Version It is the responsibility of any investor purchasing these securities to satisfy itself as to full observance of the laws of any relevant territory outside the United States in connection with any such purchase, including obtaining any required governmental or other consents or observing any other applicable requirements. We are not making an offer to sell these secur |
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| May 17, 2024 |
Certificate of Designation of Series B Preferred Stock, dated May 14, 2024 EXHIBIT 3.1 Execution Version PINEAPPLE ENERGY INC. CERTIFICATE OF DESIGNATION OF SERIES B PREFERRED STOCK Pursuant to Sections 302A.133 and 302A.401 of the Minnesota Business Corporation Act THE UNDERSIGNED DOES HEREBY CERTIFY, on behalf of Pineapple Energy Inc., a Minnesota corporation (the “Corporation”), that the following resolution was duly adopted by the board of directors of the Corporatio |
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| May 17, 2024 |
United States SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 13, 2024 Pineapple Energy Inc. (Exact name of registrant as specified in its charter) Minnesota 001-31588 41-0957999 (State or other jurisdiction of incorporation) (Commission Fil |
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| May 16, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defin |
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| May 10, 2024 |
NOTES TO CONDENSED CONSOLIDATED FINANCIAL STATEMENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2024 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-31588 PINEAPPLE |
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| May 9, 2024 |
United States SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 9, 2024 Pineapple Energy Inc. (Exact name of registrant as specified in its charter) Minnesota 001-31588 41-0957999 (State or other jurisdiction of incorporation) (Commission File |
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| May 9, 2024 |
Pineapple Energy Reports First Quarter 2024 Financial Results Exhibit 99.1 Pineapple Energy Reports First Quarter 2024 Financial Results May 9, 2024, at 4:00 p.m. EST First Quarter 2024: ● Revenue down 40% from Q1 2023 ● Gross profit down 40% from Q1 2023 ● Operating Expenses down 31% from Q1 2023 ● Operating Loss increased 2% from Q1 2023 ● Net Income of $1.2M, Net Loss attributable to common shareholders of $10.1M ● Adjusted EBITDA loss of $1.5M MINNETONKA |
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| April 29, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A (Amendment No. 1) (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-315 |
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| April 22, 2024 |
United States SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 19, 2024 Pineapple Energy Inc. (Exact name of registrant as specified in its charter) Minnesota 001-31588 41-0957999 (State or other jurisdiction of incorporation) (Commission F |
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| April 15, 2024 |
United States SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 12, 2024 Pineapple Energy Inc. (Exact name of registrant as specified in its charter) Minnesota 001-31588 41-0957999 (State or other jurisdiction of incorporation) (Commission F |
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| April 8, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defin |
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| April 1, 2024 |
Exhibit 4.1 DESCRIPTION OF THE REGISTRANT’S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 (as updated, MARCH 15, 2024) Pineapple Energy Inc. (“PEGY,” “we,” “our,” “us,” or the “Company”) has one class of securities registered under Section 12 of the Securities Exchange Act of 1934, as amended: our common stock. DESCRIPTION OF COMMON STOCK The following s |
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| April 1, 2024 |
Pineapple Energy Inc. Compensation Recovery Policy Exhibit 97 PINEAPPLE ENERGY INC. COMPENSATION RECOVERY POLICY Effective October 2, 2023 Policy The Board of Directors (the “Board”) of Pineapple Energy Inc. (the “Company”) has adopted this Compensation Recovery Policy (this “Policy”) pursuant to Rule 10D-1 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), the Securities and Exchange Commission (“SEC”) regulations promul |
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| April 1, 2024 |
Exhibit 10.46 FIRST AMENDMENT TO CONTINGENT VALUE RIGHTS AGREEMENT THIS FIRST AMENDMENT TO CONTINGENT VALUE RIGHTS AGREEMENT, dated as of March 27, 2024 (“First Amendment to CVR Agreement”), is by and among PINEAPPLE ENERGY INC., a Minnesota corporation (the “Parent”), Equiniti Trust Company, as Rights Agent (the “Rights Agent”), and Richard A. Primuth, in his capacity as the initial CVR Holders |
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| April 1, 2024 |
Subsidiaries of the Registrant Exhibit 21 SUBSIDIARIES OF PINEAPPLE ENERGY INC. Subsidiaries Jurisdiction of Incorporation Austin Taylor Communications, Ltd. United Kingdom JDL Technologies, Inc. Minnesota Ecessa Corporation Minnesota Pineapple Energy LLC Delaware Hawaii Energy Connection, LLC Hawaii SUNation Solar Systems, Inc. New York SUNation Commercial, Inc. New York SUNation Service, LLC New York All these subsidi |
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| April 1, 2024 |
TABLE OF CONTENTS RISK FACTOR SUMMARY PART I UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-31588 PINEAPPLE ENERGY |
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| March 29, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defin |
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| March 28, 2024 |
Pineapple Energy Reports Fourth Quarter and Full Year 2023 Financial Results Exhibit 99.1 Pineapple Energy Reports Fourth Quarter and Full Year 2023 Financial Results March 28, 2024, at 4:00 p.m. EST Fourth Quarter 2023: ● Revenue up 13% from Q4 2022 ● Gross profit up 10% from Q4 2022 ● Operating Expenses down 8% from Q4 2022 ● Operating Loss decreased 34% from Q4 2022 ● Net Loss from continuing operations decreased 91% from Q4 2022 ● Pro forma adjusted EBITDA up 222% from |
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| March 28, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition United States SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 28, 2024 Pineapple Energy Inc. (Exact name of registrant as specified in its charter) Minnesota 001-31588 41-0957999 (State or other jurisdiction of incorporation) (Commission F |
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| March 20, 2024 |
PEGY / Pineapple Energy Inc. / GAMCO INVESTORS, INC. ET AL - EXHIBIT A Activist Investment begin 644 pegy00.pdf M)5!$1BTQ+C<-)>+CS],-"C,W(# @;V)J#3P\+TQI;F5A7!E+UA2968O5ULQ(#,@,5T^/G-T2]4>7!E+T=R;W5P/CXO365D:6%";WA;," P(#8Q,B W.3)=+U!A'1=+UA/8FIE M8W0\/"]&;3 @-3$@,"!2+T9M,2 U-B P(%(^/CX^+U)O=&%T92 P+U-T7!E+T]B:E-T;3X^>78 M0()L)&7)"7*&G*08R"F2%F-V@6>]@&=I:C0.8K:D?,DA<$PD%286O"09I2"O2$GLYS4I%3UY@V 28\N]IR]?LD&U6D57:U7-07%\OG,P*W:RA2$:P1VH6 MKZI9JO:Q%QID;3C&!@[WXZ]SGV,U-@$WA<'C;KUB;:) ]^$: |
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| March 20, 2024 |
PEGY / Pineapple Energy Inc. / GAMCO INVESTORS, INC. ET AL Activist Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 Pineapple Holdings, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 72303P107 (CUSIP Number) David Goldman GAMCO Investors, Inc. One Corporate Center Rye, New York 10580-1435 (914) 921-5000 (Name, Address and Telephone Number of Person Authorized to Receive Notices and |
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| March 6, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Defin |
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| March 4, 2024 |
United States SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 27, 2024 Pineapple Energy Inc. (Exact name of registrant as specified in its charter) Minnesota 001-31588 41-0957999 (State or other jurisdiction of incorporation) (Commissio |
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| February 26, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defin |
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| February 13, 2024 |
United States SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 13, 2024 Pineapple Energy Inc. (Exact name of registrant as specified in its charter) Minnesota 001-31588 41-0957999 (State or other jurisdiction of incorporation) (Commissio |
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| February 12, 2024 |
United States SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 12, 2024 Pineapple Energy Inc. (Exact name of registrant as specified in its charter) Minnesota 001-31588 41-0957999 (State or other jurisdiction of incorporation) (Commissio |
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| February 7, 2024 |
2,702,703 Shares of Common Stock Filed pursuant to Rule 424(b)(5) Registration No. 333-267066 PROSPECTUS SUPPLEMENT (To Prospectus dated September 2, 2022) 2,702,703 Shares of Common Stock We are offering 2,702,703 shares of our common stock, par value $0.05 per share, or Common Stock, pursuant to this prospectus supplement and the accompanying prospectus. Our Common Stock is listed on The Nasdaq Capital Market under the symbol “ |
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| February 6, 2024 |
PEGY / Pineapple Energy Inc. / Hudson Bay Capital Management LP - PEGY 13GA Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 2)* Pineapple Energy Inc. (f/k/a Communications Systems, Inc.) (Name of Issuer) Common Stock, par value $0.05 per share (Title of Class of Securities) 72303P107 (CUSIP Number) December 31, 2023 (Date of Event Which Requires Filing of this Statement) Check the appropriat |
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| February 5, 2024 |
Exhibit 10.1 SECURITIES PURCHASE AGREEMENT This Securities Purchase Agreement (this “Agreement”) is dated as of February , 2024, between Pineapple Energy, Inc., a Minnesota corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively the “Purchasers”). WHEREAS, subject to the terms and condition |
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| February 5, 2024 |
United States SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 5, 2024 Pineapple Energy Inc. (Exact name of registrant as specified in its charter) Minnesota 001-31588 41-0957999 (State or other jurisdiction of incorporation) (Commission |
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| February 5, 2024 |
Exhibit 10.2 February , 2024 Holder of Series A Convertible Preferred Stock Re: Limited Waiver and Amendment Dear Holder: Reference is made to the Certificate of Designation of Preferences, Rights and Limitations of Series A Convertible Preferred Stock of Pineapple Energy Inc. (the “Company”) that was filed with the State of Minnesota on March 25, 2022 (the “Certificate of Designation”) and the Se |
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| February 5, 2024 |
Exhibit 3.1 ARTICLES OF AMENDMENT OF ARTICLES OF INCORPORATION OF PINEAPPLE ENERGY INC. The undersigned, Eric Ingvaldson, in his capacity as Chief Financial Officer and Secretary of Pineapple Energy Inc., a Minnesota corporation (the “Corporation”), hereby certifies that: 1. The name of the Corporation is Pineapple Energy Inc. 2. The first paragraph of Article V of the Corpor |
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| February 5, 2024 |
Exhibit 3.2 FOURTH AMENDED AND RESTATED ARTICLES OF INCORPORATION OF PINEAPPLE ENERGY INC. I, the undersigned, Kyle Udseth, the Chief Executive Officer of Pineapple Energy Inc., a Minnesota corporation (the “Company”), subject to the provisions of Chapter 302A, Minnesota Statutes, do hereby certify that: 1. The Fourth Amended and Restated Articles of Incorporation of the Company attached hereto as |
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| February 5, 2024 |
Pineapple Energy Prices $1.0 Million Registered Direct Offering of Common Stock Exhibit 99.1 Pineapple Energy Prices $1.0 Million Registered Direct Offering of Common Stock MINNETONKA, Minn., February 5, 2024 (GLOBE NEWSWIRE) - Pineapple Energy Inc. (NASDAQ: PEGY) (“Pineapple” or the “Company”), a leading provider of sustainable solar energy and back-up power to households and small businesses, today announced it has entered into a definitive agreement with investors for the |
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| February 5, 2024 |
United States SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): January 30, 2024 Pineapple Energy Inc. (Exact name of Registrant as Specified in its Charter) Minnesota (State Or Other Jurisdiction Of Incorporation) 001-31588 41-0957999 (Commission |
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| January 4, 2024 |
United States SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): December 29, 2023 Pineapple Energy Inc. (Exact name of Registrant as Specified in its Charter) Minnesota (State Or Other Jurisdiction Of Incorporation) 001-31588 41-0957999 (Commissio |
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| December 21, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defin |
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| December 21, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defin |
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| December 20, 2023 |
United States SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): December 14, 2023 Pineapple Energy Inc. (Exact name of Registrant as Specified in its Charter) Minnesota (State Or Other Jurisdiction Of Incorporation) 001-31588 41-0957999 (Commissio |
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| December 1, 2023 |
SC 13D/A 1 pine231225sch13da.htm SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 3)* Pineapple Energy Inc. (Name of Issuer) Common Stock, $0.05 par value per share (Title of Class of Securities) 72303P107 (CUSIP Number) Scott Honour Lake Street Solar, LLC 3109 W 50th St #207 Minneapolis, MN 554 |
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| November 13, 2023 |
Financial Statements and Exhibits, Results of Operations and Financial Condition United States SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): November 9, 2023 Pineapple Energy Inc. (Exact name of Registrant as Specified in its Charter) Minnesota (State Or Other Jurisdiction Of Incorporation) 001-31588 41-0957999 (Commission |
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| November 13, 2023 |
Pineapple Energy Reports Third Quarter 2023 Financial Results Exhibit 99.1 Pineapple Energy Reports Third Quarter 2023 Financial Results November 9, 2023, at 4:15 p.m. EST ● Revenue up 211% from Q3 2022 ● Gross profit up 401% from Q3 2022 ● Operating Expenses up 125% from Q3 2022 ● Net Loss from continuing operations decreased 8% from Q3 2022 ● Pro forma adjusted EBITDA up 156% from Q3 2022 ● Positive cash flow from operations of $869,851 MINNETONKA, MN, Nov |
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| November 13, 2023 |
Pineapple Energy Inc. (NASDAQ: Exhibit 99.1 Pineapple Energy Inc. (NASDAQ:PEGY) Q3 2023 Earnings Call Transcript November 10, 2023 Operator: Good morning. And welcome to the Pineapple Energy Third Quarter 2023 Conference Call. As a reminder, today’s call is being recorded. All participants are in a listen-only mode. For opening remarks and introductions, I would like to turn the call over to Eric Ingvaldson, CFO of Pineapple En |
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| November 13, 2023 |
NOTES TO CONDENSED CONSOLIDATED FINANCIAL STATEMENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2023 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-31588 PINEAP |
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| November 13, 2023 |
United States SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): November 9, 2023 Pineapple Energy Inc. (Exact name of Registrant as Specified in its Charter) Minnesota (State Or Other Jurisdiction Of Incorporation) 001-31588 41-0957999 (Commission |
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| November 3, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Defin |
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| November 3, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defin |
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| November 1, 2023 |
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing United States SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): October 27, 2023 Pineapple Energy Inc. (Exact name of Registrant as Specified in its Charter) Minnesota (State Or Other Jurisdiction Of Incorporation) 001-31588 41-0957999 (Commission |
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| October 23, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defin |
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| October 2, 2023 |
United States SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): October 2, 2023 Pineapple Energy Inc. (Exact name of Registrant as Specified in its Charter) Minnesota (State Or Other Jurisdiction Of Incorporation) 001-31588 41-0957999 (Commission |
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| August 16, 2023 |
United States SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): August 10, 2023 Pineapple Energy Inc. (Exact name of Registrant as Specified in its Charter) Minnesota (State Or Other Jurisdiction Of Incorporation) 001-31588 41-0957999 (Commission |
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| August 16, 2023 |
Letter from Baker Tilly US, LLP, dated August 14, 2023 Baker Tilly US, LLP 225 S Sixth St, Ste 2300 Minneapolis, MN 55402-4661 T: +1 (612) 876 4500 August 14, 2023 F: +1 (612) 238 8900 bakertilly. |
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| August 14, 2023 |
NOTES TO CONDENSED CONSOLIDATED FINANCIAL STATEMENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2023 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-31588 PINEAPPLE E |
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| August 11, 2023 |
Financial Statements and Exhibits, Results of Operations and Financial Condition United States SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): August 10, 2023 Pineapple Energy Inc. (Exact name of Registrant as Specified in its Charter) Minnesota (State Or Other Jurisdiction Of Incorporation) 001-31588 41-0957999 (Commission |
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| August 11, 2023 |
Pineapple Energy Reports Second Quarter 2023 Financial Results Exhibit 99.1 Pineapple Energy Reports Second Quarter 2023 Financial Results August 10, 2023, at 4:15 p.m. EST ● Revenue up 370% from Q2 2022 ● Gross profit up 691% from Q2 2022 ● Operating Expenses up 122% from Q2 2022 ● Positive adjusted EBITDA MINNETONKA, MN, August 10, 2023 /Globe Newswire/ - Pineapple Energy Inc. (NASDAQ: PEGY), a leading provider of sustainable solar energy and back-up power |
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| August 7, 2023 |
PEGY / Pineapple Energy Inc / Maskin Scott - SC 13D Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. )* Pineapple Energy, Inc. (Name of Issuer) Common Stock, $0.05 par value per share (Title of Class of Securities) 72303P107 (CUSIP Number) Scott Maskin 10900 Red Circle Drive Minnetonka, MN 55343 Telephone: (952) 996-1674 (Name, Address and Telephone Number |
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| July 7, 2023 |
Exhibit 99.1 Pineapple Energy Reports Sale of Substantially All of the Assets of Legacy Subsidiaries JDL Technologies, Incorporated and Ecessa Corporation July 7, 2023, at 7:00 a.m. EST MINNETONKA, MN, July 7, 2023 /Globe Newswire/ - Pineapple Energy Inc. (NASDAQ: PEGY), a leading provider of sustainable solar energy and back-up power to households and small businesses, today announced the sale of |
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| July 7, 2023 |
United States SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): June 30, 2023 Pineapple Energy Inc. (Exact name of Registrant as Specified in its Charter) Minnesota (State Or Other Jurisdiction Of Incorporation) 001-31588 41-0957999 (Commission Fi |
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| June 6, 2023 |
Exhibit 10.2 CONSENT AND AMENDMENT NO. 2 TO LOAN AND SECURITY AGREEMENT THIS CONSENT AND AMENDMENT NO. 2 TO LOAN AND SECURITY AGREEMENT (this “Amendment”) is made and dated as of May 31, 2023 and is entered into by and among PINEAPPLE ENERGY LLC (“PE LLC”), a Delaware limited liability company, for itself and on behalf of any Subsidiary, and each other Person that has delivered a Joinder Agreement |
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| June 6, 2023 |
United States SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): May 31, 2023 Pineapple Energy Inc. (Exact name of Registrant as Specified in its Charter) Minnesota (State Or Other Jurisdiction Of Incorporation) 001-31588 41-0957999 (Commission Fil |
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| June 6, 2023 |
Exhibit 10.1 CERTAIN CONFIDENTIAL PORTIONS OF THIS EXHIBIT HAVE BEEN OMITTED AND REPLACED WITH “[***]”. SUCH INFORMATION HAS BEEN REDACTED FROM THIS EXHIBIT BECAUSE IT IS (I) NOT MATERIAL AND (II) THE REGISTRANT CUSTOMARILY AND ACTUALLY TREATS THAT INFORMATION AS PRIVATE OR CONFIDENTIAL. Execution Copy REVENUE LOAN AND SECURITY AGREEMENT THIS REVENUE LOAN AND SECURITY AGREEMENT (as amended from ti |
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| May 17, 2023 |
Letter from Baker Tilly US, LLP, dated May 17, 2023 Baker Tilly US, LLP 225 S Sixth St, Ste 2300 Minneapolis, MN 55402-4661 May 17, 2023 T: +1 (612) 876 4500 F: +1 (612) 238 8900 bakertilly. |
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| May 17, 2023 |
United States SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A (AMENDMENT NO.1) CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): April 28, 2023 Pineapple Energy Inc. (Exact name of Registrant as Specified in its Charter) Minnesota (State Or Other Jurisdiction Of Incorporation) 001-31588 41-09 |
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| May 12, 2023 |
Financial Statements and Exhibits, Results of Operations and Financial Condition United States SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): May 11, 2023 Pineapple Energy Inc. (Exact name of Registrant as Specified in its Charter) Minnesota (State Or Other Jurisdiction Of Incorporation) 001-31588 41-0957999 (Commission Fil |
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| May 12, 2023 |
NOTES TO CONDENSED CONSOLIDATED FINANCIAL STATEMENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2023 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-31588 PINEAPPLE |
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| May 12, 2023 |
Pineapple Energy Reports First Quarter 2023 Financial Results Exhibit 99.1 Pineapple Energy Reports First Quarter 2023 Financial Results May 11, 2023, at 4:15 p.m. EST ● Revenue up 28% from Q4 2022 ● Gross profit up 60% from Q4 2022 ● Positive adjusted EBITDA and cash flow from continuing operations ● $7.6 million of cash, restricted cash and investments MINNETONKA, MN, May 11, 2023 /Globe Newswire/ - Pineapple Energy Inc. (NASDAQ: PEGY), a leading provider |
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| May 3, 2023 |
United States SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): April 28, 2023 Pineapple Energy Inc. (Exact name of Registrant as Specified in its Charter) Minnesota (State Or Other Jurisdiction Of Incorporation) 001-31588 41-0957999 (Commission F |
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| May 3, 2023 |
Letter from Baker Tilly US, LLP, dated May 2, 2023 Baker Tilly US, LLP 225 S Sixth St, Ste 2300 Minneapolis, MN 55402-4661 May 2, 2023 T: +1 (612) 876 4500 F: +1 (612) 238 8900 bakertilly. |
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| May 1, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A (Amendment No. 1) (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-315 |
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| April 14, 2023 |
Exhibit 4.1 DESCRIPTION OF THE REGISTRANT’S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 (as updated, MARCH 31, 2023) Pineapple Energy Inc. (“PEGY,” “we,” “our,” “us,” or the “Company”) has one class of securities registered under Section 12 of the Securities Exchange Act of 1934, as amended: our common stock. DESCRIPTION OF COMMON STOCK The following s |
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| April 14, 2023 |
Subsidiaries of the Registrant Exhibit 21 SUBSIDIARIES OF PINEAPPLE ENERGY INC. Subsidiaries Jurisdiction of Incorporation Austin Taylor Communications, Ltd. United Kingdom JDL Technologies, Inc. Minnesota Ecessa Corporation Minnesota Pineapple Energy LLC Delaware SUNation Solar Systems, Inc. New York SUNation Commercial, Inc. New York SUNation Service, LLC New York All these subsidiaries are 100%-owned directly by Pine |
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| April 14, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022 o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-31588 PINEAPPLE ENERGY |
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| March 31, 2023 |
Pineapple Energy Reports Fourth Quarter 2022 Financial Results Pineapple Energy Reports Fourth Quarter 2022 Financial Results March 30, 2023, at 4:15 p. |
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| March 31, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SEC FILE NUMBER 001-31588 CUSIP NUMBER 72303P107 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One): x Form 10-K ¨ Form 20-F ¨ Form 11-K ¨ Form 10-Q ¨ Form 10-D ¨ Form N-CEN ¨ Form N-CSR For Period Ended: December 31, 2022 ¨ Transition Report on Form 10-K ¨ Transition Report on Form 20-F ¨ Transition Report on Form 11-K ¨ Tra |
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| March 31, 2023 |
United States SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): March 30, 2023 Pineapple Energy Inc. (Exact name of Registrant as Specified in its Charter) Minnesota (State Or Other Jurisdiction Of Incorporation) 001-31588 41-0957999 (Commission F |
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| March 29, 2023 |
United States SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): March 29, 2023 Pineapple Energy Inc. (Exact name of Registrant as Specified in its Charter) Minnesota (State Or Other Jurisdiction Of Incorporation) 001-31588 41-0957999 (Commission F |
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| March 21, 2023 |
United States SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): March 21, 2023 Pineapple Energy Inc. (Exact name of Registrant as Specified in its Charter) Minnesota (State Or Other Jurisdiction Of Incorporation) 001-31588 41-0957999 (Commission F |
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| February 10, 2023 |
PEGY / Pineapple Holdings Inc / Hudson Bay Capital Management LP - PEGY 13GA Passive Investment SC 13G/A 1 pegy13ga.htm PEGY 13GA SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 1)* Pineapple Energy Inc. (f/k/a Communications Systems, Inc.) (Name of Issuer) Common Stock, par value $0.05 per share (Title of Class of Securities) 72303P107 (CUSIP Number) December 31, 2022 (Date of Event Which Requires Filing of th |
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| January 23, 2023 |
United States SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 AMENDMENT NO. 3 TO FORM 8-K ON FORM 8-K/A CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): November 9, 2022 Pineapple Energy Inc. (Exact name of Registrant as Specified in its Charter) Minnesota (State Or Other Jurisdiction Of Incorporation) |
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| January 23, 2023 |
UnAUDITED PRO FORMA CONDENSED COMBINED FINANCIAL INFORMATION Exhibit 99.1 UnAUDITED PRO FORMA CONDENSED COMBINED FINANCIAL INFORMATION The following unaudited pro forma condensed combined financial information is based on the historical financial statements of Pineapple Energy Inc. (the “Company”, “Pineapple”, or “PEGY”), after giving pro forma effect to: (i) the acquisition of SUNation Solar Systems, Inc. and five of its affiliated entities: SUNation Comme |
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| December 16, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 2)* Pineapple Energy Inc. (Name of Issuer) Common Stock, $0.05 par value per share (Title of Class of Securities) 72303P107 (CUSIP Number) Scott Honour 315 East Lake Street Suite 301 Wayzata, MN 55391 Telephone: (952) 456-5300 (Name, Address and Telephone Nu |
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| December 14, 2022 |
Exhibit 99.2 SOLAR BUSINESS UNIT OF SUNATION SOLAR SYSTEMS, INC. AND AFFILIATES CARVE-OUT FINANCIAL STATEMENTS NINE MONTHS ENDED SEPTEMBER 30, 2022 AND 2021 Solar Business Unit of SUNation Solar Systems, Inc. and Affiliates Table of Contents Nine Months Ended September 30, 2022 and 2021 Page Independent Accountant’s Review Report 1 Carve-Out Financial Statements: Balance Sheets 2 Statements of Inc |
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| December 14, 2022 |
Financial Statements and Exhibits United States SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Amendment No.2 TO FORM 8-K ON FORM 8-K/A CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): November 9, 2022 Pineapple Energy Inc. (Exact name of Registrant as Specified in its Charter) Minnesota (State Or Other Jurisdiction Of Incorporation) |
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| December 14, 2022 |
Exhibit 99.1 SOLAR BUSINESS UNIT OF SUNATION SOLAR SYSTEMS, INC. AND AFFILIATES CARVE-OUT FINANCIAL STATEMENTS YEARS ENDED DECEMBER 31, 2021 AND 2020 Solar Business Unit of SUNation Solar Systems, Inc. and Affiliates Table of Contents Years Ended December 31, 2021 and 2020 Page Independent Auditor’s Report 1 Carve-Out Financial Statements: Balance Sheets 3 Statements of Income 4 Statements of Memb |
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| December 13, 2022 |
As filed with the Securities and Exchange Commission on December 13, 2022 As filed with the Securities and Exchange Commission on December 13, 2022 Registration No. |
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| December 13, 2022 |
As filed with the Securities and Exchange Commission on December 13, 2022 As filed with the Securities and Exchange Commission on December 13, 2022 Registration No. |
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| December 13, 2022 |
As filed with the Securities and Exchange Commission on December 13, 2022 As filed with the Securities and Exchange Commission on December 13, 2022 Registration No. |
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| December 13, 2022 |
As filed with the Securities and Exchange Commission on December 13, 2022 S-8 1 pegy221414s8.htm S-8 As filed with the Securities and Exchange Commission on December 13, 2022 Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 PINEAPPLE ENERGY INC. (Exact name of registrant as specified in its charter) Minnesota 41-0957999 (State or other jurisdiction of (I.R.S. Em |
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| December 13, 2022 |
As filed with the Securities and Exchange Commission on December 13, 2022 As filed with the Securities and Exchange Commission on December 13, 2022 Registration No. |
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| December 13, 2022 |
As filed with the Securities and Exchange Commission on December 13, 2022 As filed with the Securities and Exchange Commission on December 13, 2022 Registration No. |
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| December 13, 2022 |
As filed with the Securities and Exchange Commission on December 13, 2022 As filed with the Securities and Exchange Commission on December 13, 2022 Registration No. |
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| December 13, 2022 |
Exhibit 107.1 Calculation of Filing Fee Tables Form S-8 (Form Type) Pineapple Energy Inc. (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount Registered(1)(2) Proposed Maximum Offering Price Per Unit(3) Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Equity Common Stock, par |
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| December 13, 2022 |
Exhibit 107.1 Calculation of Filing Fee Tables Form S-8 (Form Type) Pineapple Energy Inc. (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount Registered(1)(2) Proposed Maximum Offering Price Per Unit(3) Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Equity Common Stock, par |
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| December 9, 2022 |
Pineapple Energy Inc. 2022 Employee Stock Purchase Plan Exhibit 10.1 PINEAPPLE ENERGY INC. 2022 EMPLOYEE STOCK PURCHASE PLAN 1. Purpose of Plan. The purpose of this Pineapple Energy Inc. (hereinafter referred to as the “Company”) 2022 Employee Stock Purchase Plan (the “Plan”) is to encourage stock ownership by all eligible Employees of the Company and by eligible Employees of any Subsidiaries authorized by the Board of Directors to participate hereunde |
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| December 9, 2022 |
Articles of Amendment to the Articles of Incorporation, dated December 9, 2022 Exhibit 3.1 ARTICLES OF AMENDMENT OF ARTICLES OF INCORPORATION OF PINEAPPLE ENERGY INC. The undersigned, Eric Ingvaldson, in his capacity as Chief Financial Officer and Secretary of Pineapple Energy Inc., a Minnesota corporation (the “Corporation”), hereby certifies that: 1. The name of the Corporation is Pineapple Energy Inc. 2. The first paragraph of Article V of the Corpor |
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| December 9, 2022 |
Pineapple Energy Inc. 2022 Equity Incentive Plan, as amended through December 7, 2022. Exhibit 10.2 PINEAPPLE ENERGY INC. 2022 EQUITY INCENTIVE PLAN (As amended December 7, 2022) 1. Purpose. The purpose of the Plan is to assist the Company in attracting, retaining, motivating and rewarding certain key employees, officers, directors, and consultants of the Company and its Affiliates, promoting the creation of long-term value for shareholders of the Company by closely aligning the int |
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| December 9, 2022 |
United States SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): December 5, 2022 Pineapple Energy Inc. (Exact name of Registrant as Specified in its Charter) Minnesota (State Or Other Jurisdiction Of Incorporation) 001-31588 41-0957999 (Commission |
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| December 9, 2022 |
Exhibit 10.5 EMPLOYMENT AGREEMENT This Employment Agreement (“Agreement”) is effective as of the 5th day of December, 2022 (“Effective Date”), by and between Pineapple Energy Inc., a Minnesota corporation (the “Company”) and Eric Ingvaldson (the “Employee”). A. Employee has been employed by the Company. B. The Company desires to continue to employ Employee as detailed below. Employee has thoroughl |
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| December 9, 2022 |
Exhibit 10.6 PINEAPPLE ENERGY INC. CHANGE IN CONTROL AGREEMENT This CHANGE IN CONTROL Agreement is entered into effective as of the 5th day of December, 2022 (the “Effective Date”) by and between PINEAPPLE ENERGY INC., a Minnesota corporation (the “Company”), and Eric Ingvaldson (the “Executive”). The Board of Directors of the Company (the “Board”) has determined that it is in the best interests o |
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| December 9, 2022 |
Exhibit 10.4 PINEAPPLE ENERGY INC. CHANGE IN CONTROL AGREEMENT This CHANGE IN CONTROL Agreement is entered into effective as of the 5th day of December, 2022 (the “Effective Date”) by and between PINEAPPLE ENERGY INC., a Minnesota corporation (the “Company”), and Kyle Udseth (the “Executive”). The Board of Directors of the Company (the “Board”) has determined that it is in the best interests of th |
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| December 9, 2022 |
EX-3.2 3 pegy221408ex3-2.htm THIRD AMENDED AND RESTATED ARTICLES OF INCORPORATION, AS AMENDED THROUGH DECEMBER 9, 2022 Exhibit 3.2 THIRD AMENDED AND RESTATED ARTICLES OF INCORPORATION OF PINEAPPLE ENERGY INC. I, the undersigned, Kyle Udseth, the Chief Executive Officer of Pineapple Energy Inc., a Minnesota corporation (the “Company”), subject to the provisions of Chapter 302A, Minnesota Statutes, |
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| December 9, 2022 |
Employment Agreement, dated as of December 5, 2022, between Pineapple Energy Inc. and Kyle Udseth Exhibit 10.3 EMPLOYMENT AGREEMENT This Employment Agreement (“Agreement”) is effective as of the 5th day of December, 2022 (“Effective Date”), by and between Pineapple Energy Inc., a Minnesota corporation (the “Company”) and Kyle Udseth (the “Employee”). A. Employee has been employed by the Company. B. The Company desires to continue to employ Employee as detailed below. Employee has thoroughly re |
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| November 15, 2022 |
Exhibit 10.1 PINEAPPLE ENERGY INC. Restricted Stock Unit Award Agreement (Inducement Grant) Pineapple Energy Inc. (the “Company”) hereby grants an award of Restricted Stock Units (this “Award”) to you, the Participant named below. The terms and conditions of this Award are set forth in this Restricted Stock Unit Award Agreement (Inducement Grant) (this “Agreement”), consisting of this cover page a |
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| November 15, 2022 |
Exhibit 107.1 Calculation of Filing Fee Tables Form S-8 (Form Type) Pineapple Energy Inc. (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount Registered(1)(2) Proposed Maximum Offering Price Per Unit(3) Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Equity Common Stock, par |
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| November 15, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defin |
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| November 15, 2022 |
Exhibit 10.2 PINEAPPLE ENERGY INC. Restricted Stock Unit Award Agreement (Inducement Grant) Pineapple Energy Inc. (the “Company”) hereby grants an award of Restricted Stock Units (this “Award”) to you, the Participant named below. The terms and conditions of this Award are set forth in this Restricted Stock Unit Award Agreement (Inducement Grant) (this “Agreement”), consisting of this cover page a |
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| November 15, 2022 |
As filed with the Securities and Exchange Commission on November 15, 2022 S-8 1 pegy221323s8.htm S-8 As filed with the Securities and Exchange Commission on November 15, 2022 Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 PINEAPPLE ENERGY INC. (Exact name of registrant as specified in its charter) Minnesota 41-0957999 (State or other jurisdiction of (I.R.S. Em |
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| November 14, 2022 |
Form of Non-Qualified Stock Option Award Agreement under the 2022 Equity Incentive Plan Exhibit 10.4 PINEAPPLE ENERGY INC. ? Non-Qualified Stock Option Agreement Under the 2022 Equity Incentive Plan ? Pineapple Energy Inc. (the ?Company?), pursuant to its 2022 Equity Incentive Plan (the ?Plan?), hereby grants an Option to purchase shares of the Company?s common stock to you, the Participant named below. The terms and conditions of the Option Award are set forth in this Agreement, con |
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| November 14, 2022 |
Form of Restricted Stock Unit Award Agreement under the 2022 Equity Incentive Plan Exhibit 10.1 PINEAPPLE ENERGY INC. 2022 EQUITY INCENTIVE PLAN ? Restricted Stock Unit Award Agreement ? Pineapple Energy Inc. (the ?Company?), pursuant to its 2022 Equity Incentive Plan (the ?Plan?), hereby grants an award of Restricted Stock Units to you, the Participant named below. The terms and conditions of this Award are set forth in this Restricted Stock Unit Award Agreement (the ?Agreement |
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| November 14, 2022 |
Form of Performance Stock Unit Award Agreement under the 2022 Equity Incentive Plan Exhibit 10.2 PINEAPPLE ENERGY INC. 2022 EQUITY INCENTIVE PLAN ? Performance Stock Unit Agreement ? Pineapple Energy Inc. (the ?Company?), pursuant to its 2022 Equity Incentive Plan (the ?Plan?), hereby grants an award of Performance Stock Units to you, the Participant named below. The terms and conditions of this Award are set forth in this Performance Stock Unit Agreement (the ?Agreement?), consi |
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| November 14, 2022 |
NOTES TO CONDENSED CONSOLIDATED FINANCIAL STATEMENTS ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2022 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-31588 PINEAP |
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| November 14, 2022 |
Form of Incentive Stock Option Award Agreement under the 2022 Equity Incentive Plan Exhibit 10.3 PINEAPPLE ENERGY INC. ? Incentive Stock Option Agreement Under the 2022 Equity Incentive Plan ? Pineapple Energy Inc. (the ?Company?), pursuant to its 2022 Equity Incentive Plan (the ?Plan?), hereby grants an Option to purchase shares of the Company?s common stock to you, the Participant named below. The terms and conditions of the Option Award are set forth in this Agreement, consist |
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| November 14, 2022 |
Press Release dated November 14, 2022 Announcing Third Quarter Results Exhibit 99.1 ? Pineapple Energy Reports Third Quarter 2022 Financial Results November 14, 2022 at 4:15 p.m. EST ? ? Increased revenue +31% from Q2 2022 ? Increased gross profit +58% from Q2 2022 ? Increased kW sold +105% YoY ? Increased pending installations +40% from Q2 2022 ? $10.2 million of cash, restricted cash, and investments ? Step-function growth going forward from SUNation acquisition ? |
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| November 10, 2022 |
Exhibit 2.1 Execution Version TRANSACTION AGREEMENT by and among PINEAPPLE ENERGY INC., the Sellers listed herein, and SCOTT MASKIN, as Seller Representative FOR THE ACQUISITION OF SUNATION SOLAR SYSTEMS, INC. SUNATION SERVICE, INC., SUNATION COMMERCIAL, INC., SUNATION ELECTRIC, INC., SUNATION ENERGY, LLC, and SUNATION ROOFING, LLC Dated November 9, 2022 Table of Contents Page Article 1 Terms of t |
