Basic Stats
| LEI | 5493000XG0EMNJQ1SM17 |
| CIK | 102426 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to SRH Total Return Fund, Inc.
SEC Filings (Chronological Order)
This page provides a complete, chronological list of SEC Filings, excluding ownership filings which we provide elsewhere.
| October 15, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Defin |
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| October 17, 2023 |
NOTICE OF ANNUAL MEETING OF STOCKHOLDERS To Be Held on November 16, 2023 SRH TOTAL RETURN FUND, INC. 1700 BROADWAY, SUITE 1850 DENVER, COLORADO 80290 WWW.SRHTOTALRETURNFUND.COM NOTICE OF ANNUAL MEETING OF STOCKHOLDERS To Be Held on November 16, 2023 To the Stockholders of SRH Total Return Fund, Inc.: Notice is hereby given that the Annual Meeting of Stockholders (the “Annual Meeting”) of SRH Total Return Fund, Inc. (the “Fund”), a Maryland corporation, will be held in |
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| March 17, 2023 |
VIA EDGAR March 17, 2023 SRH Total Return Fund, Inc. 1700 Broadway Suite 1850 Denver, Colorado 80290 Securities and Exchange Commission 100 F Street, NE Washington, D.C. 20549 Attention: Christina DiAngelo Fettig, Division of Investment Management RE: SRH Total Return Fund, Inc. (the “Fund”); File No. 811-02328 Dear Ms. Fettig: This letter responds to comments provided by you telephonically on Feb |
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| October 19, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| April 26, 2022 |
Quarterly Report February 28, 2022 NYSE: BIF Portfolio of Investments Boulder Growth & Income Fund, Inc. |
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| March 25, 2022 |
Second Amendment to the Amended and Restated Bylaws SECOND AMENDMENT TO THE AMENDED AND RESTATED BYLAWS OF THE BOULDER GROWTH & INCOME FUND, INC. |
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| March 25, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 March 25, 2022 (March 25, 2022) Date of Report (Date of earliest event reported) Boulder Growth & Income Fund, Inc. (Exact name of registrant as specified in its charter) Maryland 811-02328 13-272967 (State or other jurisdiction of i |
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| March 25, 2022 |
BOULDER GROWTH AND INCOME FUND, INC. ARTICLES OF AMENDMENT Boulder Growth and Income Fund, Inc., a Maryland corporation (the ?Corporation?), hereby certifies to the State Department of Assessments and Taxation of Maryland that: FIRST: Article I of the charter of the Corporation (the ?Charter?) is hereby amended to change the name of the Corporation to: SRH Total Return Fund, Inc. SECOND: The foreg |
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| March 25, 2022 |
BOULDER GROWTH & INCOME FUND, INC. ANNOUNCES UPCOMING NAME AND TICKER CHANGE, RETIREMENT OF PORTFOLIO MANAGER Denver, March 25, 2022 ? Boulder Growth & Income Fund, Inc. (NYSE: BIF) today announced that its Board of Directors (the ?Board?) has approved a change to the name and ticker that will become effective on April 4, 2022. On that date the Fund?s name will change to SRH Total Return Fund, Inc |
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| January 25, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| January 25, 2022 |
January 25, 2022 VIA EDGAR Ms. Allison White Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Re: Boulder Growth & Income Fund, Inc. (the "Fund") File No. 811-02328 Dear Ms. White: This letter responds to your telephonic comments communicated to the undersigned on January 11, 2022 with respect to the Preliminary Proxy Statement filed |
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| January 6, 2022 |
January 6, 2022 Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 RE: Boulder Growth and Income Fund, Inc. |
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| January 6, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [X] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| October 28, 2021 |
BOULDER GROWTH & INCOME FUND, INC. PORTFOLIO OF INVESTMENTS August 31, 2021 (Unaudited) Description Shares/Principal Amount Value (Note 2) LONG TERM INVESTMENTS 103.58% DOMESTIC COMMON STOCK 92.99% Banks 4.06% Wells Fargo & Co. 1,425,000 $65,122,500 Construction Machinery 1.31% Caterpillar, Inc. 100,000 21,087,000 Diversified 36.65% Berkshire Hathaway, Inc., Class A*(a) 1,045 449,245,500 Berkshire |
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| October 8, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| October 7, 2021 |
Entry into a Material Definitive Agreement, Termination of a Material Definitive Agreement UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 October 7, 2021 (November 22, 2021) Date of Report (Date of earliest event reported) Boulder Growth & Income Fund, Inc. (Exact name of registrant as specified in its charter) Maryland 811-02328 13-272967 (State or other jurisdiction |
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| April 28, 2021 |
BOULDER GROWTH & INCOME FUND, INC. PORTFOLIO OF INVESTMENTS February 28, 2021 (Unaudited) Description Shares/Principal Amount Value (Note 2) LONG TERM INVESTMENTS 97.44% DOMESTIC COMMON STOCK 86.64% Banks 3.74% Wells Fargo & Co. 1,425,000 $ 51,542,250 Construction Machinery 1.57% Caterpillar, Inc. 100,000 21,588,000 Diversified 36.15% Berkshire Hathaway, Inc., Class A*(a) 1,045 380,986,110 Berkshi |
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| February 16, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* BOULDER GROWTH & INCOME FUND (Name of Issuer) Series A Senior Notes Series B Senior Notes (Title of Class of Securities) 101507A*2 101507A@0 (CUSIP Number) December 31, 2020 (Date of Event which Requires Filing of this Statement) Check the appropriate bo |
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| February 16, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* BOULDER GROWTH & INCOME FUND (Name of Issuer) Series A Senior Notes Series B Senior Notes (Title of Class of Securities) 101507A*2 101507A@0 (CUSIP Number) December 31, 2020 (Date of Event which Requires Filing of this Statement) Check the appropriate bo |
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| December 10, 2020 |
BIF / Boulder Growth & Income Fund, Inc. / SUN LIFE FINANCIAL INC - SCHEDULE 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (AMENDMENT NO. )* BOULDER GROWTH & INCOME FUND (Name of Issuer) Series A Senior Notes Series B Senior Notes Title of Class of Securities) 101507A*2 101507A@0 (CUSIP Number) November 30, 2020 (Date of Event Which Requires Filing of this Statement) Check the appropriate box |
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| December 10, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (AMENDMENT NO. )* BOULDER GROWTH & INCOME FUND (Name of Issuer) Series A Senior Notes Series B Senior Notes Title of Class of Securities) 101507A*2 101507A@0 (CUSIP Number) November 30, 2020 (Date of Event Which Requires Filing of this Statement) Check the appropriate box |
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| November 24, 2020 |
BIF / Boulder Growth & Income Fund, Inc. / SUSAN L CICIORA TRUST - SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 43)* Boulder Growth & Income Fund, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 101507101 (CUSIP Number) Stephen C. Miller, Esq. Rocky Mountain Advisers, LLC 2121 E. Crawford Place Salina, KS 67401 (785) 823-3097 (Name, Address and Telep |
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| November 24, 2020 |
Exhibit A2 PURCHASE INSTALLMENT NOTE, PLEDGE AND SECURITY AGREEMENT $32,751,354.54 October 30, 2020 THIS PURCHASE INSTALLMENT NOTE, PLEDGE AND SECURITY AGREEMENT (“Agreement”) is made by Peak Trust Company, as trustee of the SUSAN L. CICIORA TRUST, a trust domiciled in and administered under the laws of the State of Alaska (“Borrower”) in favor of Peak Trust Company, as trustee of the MILDRED HORE |
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| November 24, 2020 |
Exhibit A1 PURCHASE INSTALLMENT NOTE, PLEDGE AND SECURITY AGREEMENT $59,943,280.23 October 30, 2020 THIS PURCHASE INSTALLMENT NOTE, PLEDGE AND SECURITY AGREEMENT (“Agreement”) is made by Peak Trust Company, as trustee of the SUSAN L. CICIORA TRUST, a trust domiciled in and administered under the laws of the State of Alaska (“Borrower”) in favor of Peak Trust Company, as trustee of the LOLA BROWN T |
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| November 24, 2020 |
Exhibit A4 PURCHASE INSTALLMENT NOTE, PLEDGE AND SECURITY AGREEMENT $14,249,673.08 October 30, 2020 THIS PURCHASE INSTALLMENT NOTE, PLEDGE AND SECURITY AGREEMENT (“Agreement”) is made by Peak Trust Company, as trustee of the STEWART WEST INDIES TRUST, a trust domiciled in and administered under the laws of the State of Alaska (“Borrower”) in favor of Peak Trust Company, as trustee of the STEWART R |
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| November 24, 2020 |
Exhibit A3 PURCHASE INSTALLMENT NOTE, PLEDGE AND SECURITY AGREEMENT $74,965,157.42 October 30, 2020 THIS PURCHASE INSTALLMENT NOTE, PLEDGE AND SECURITY AGREEMENT (“Agreement”) is made by Peak Trust Company, as trustee of the STEWART WEST INDIES TRUST, a trust domiciled in and administered under the laws of the State of Alaska (“Borrower”) in favor of Peak Trust Company, as trustee of the ERNEST HO |
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| October 28, 2020 |
BOULDER GROWTH & INCOME FUND, INC. PORTFOLIO OF INVESTMENTS August 31, 2020 (Unaudited) Description Shares/Principal Amount Value (Note 2) LONG TERM INVESTMENTS 88.14% DOMESTIC COMMON STOCK 80.74% Banks 2.80% Wells Fargo & Co. 1,425,000 $ 34,413,750 Construction Machinery 3.41% Caterpillar, Inc.(a) 295,000 41,981,450 Diversified 38.26% Berkshire Hathaway, Inc., Class A*(b) 1,114 364,901,840 Berksh |
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| October 9, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| May 27, 2020 |
BIF / Boulder Growth & Income Fund, Inc. / ERNEST HOREJSI TRUST NO 1B - SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 42)* Boulder Growth & Income Fund, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 101507101 (CUSIP Number) Stephen C. Miller, Esq. Rocky Mountain Advisers, LLC 2121 E. Crawford Place Salina, KS 67401 (785) 823-3097 (Name, Address and Telep |
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| May 27, 2020 |
EX-99.A 2 a20-210541ex99da.htm EX-99.A Exhibit A Joint Filing Agreement In accordance with Rule 13d-1(k) promulgated under the Securities and Exchange Act of 1934, as amended, each of the undersigned hereby agrees to the joint filing on behalf of each of them of a statement on Schedule D (including amendments thereto) with respect to the common stock, par value $0.01 per share, of Boulder Growth & |
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| May 27, 2020 |
Exhibit B January 14, 2020 Delivered Via Email ALPS Advisors, Inc. ALPS Fund Services, Inc. 1290 Broadway #1100 Denver, CO 80203 Re: Notice pursuant to Agreement between the Horejsi Affiliates and ALPS dated June 1, 2018 (the “Agreement”). Capitalized terms herein not otherwise defined will have the same meaning as set forth in the Agreement. Pursuant to Section 4 of the Agreement, the undersigned |
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| April 27, 2020 |
BOULDER GROWTH & INCOME FUND, INC. PORTFOLIO OF INVESTMENTS February 29, 2020 (Unaudited) Description Shares/Principal Amount Value (Note 2) LONG TERM INVESTMENTS 84.44% DOMESTIC COMMON STOCK 78.79% Banks 4.61% Wells Fargo & Co. 1,425,000 $ 58,211,250 Construction Machinery 3.88% Caterpillar, Inc. 395,000 49,074,800 Diversified 35.19% Berkshire Hathaway, Inc., Class A*(a) 1,114 344,332,944 Berkshi |
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| October 25, 2019 |
BIF / Boulder Growth & Income Fund, Inc. NPORT-EX - - BOULDER GROWTH & INCOME FUND, INC. PORTFOLIO OF INVESTMENTS August 31, 2019 (Unaudited) Description Shares/Principal Amount Value (Note 2) LONG TERM INVESTMENTS 86.34% DOMESTIC COMMON STOCK 79.11% Banks 5.15% MidCountry Financial Corporation*(a)(b) 310,300 $ 2,429,649 Wells Fargo & Co. 1,425,000 66,362,250 68,791,899 Construction Machinery 4.45% Caterpillar, Inc. 498,700 59,345,300 Diversified 32. |
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| October 10, 2019 |
BIF / Boulder Growth & Income Fund, Inc. DEF 14A - - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| April 26, 2019 |
BIF / Boulder Growth & Income Fund, Inc. N-Q (Quarterly Schedule of Portfolio Holdings) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-02328 Boulder Growth & Income Fund, Inc. (Exact name of registrant as specified in charter) 1290 Broadway, Suite 1100, Denver, CO 80203 (Address of principal executive offices) (Zip code) Christ |
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| April 26, 2019 |
CERTIFICATIONS CERTIFICATION PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002: Exhibit 99CERT CERTIFICATIONS CERTIFICATION PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002: I, Joel W. |
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| April 25, 2019 |
Exhibit B HOREJSI ALPS AGREEMENT THIS AGREEMENT (the “Agreement”) is entered into as of June 1, 2018, by and among ALPS Advisors, Inc. |
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| April 25, 2019 |
Exhibit A Joint Filing Agreement In accordance with Rule 13d-1(k) promulgated under the Securities and Exchange Act of 1934, as amended, each of the undersigned hereby agrees to the joint filing on behalf of each of them of a statement on Schedule D (including amendments thereto) with respect to the common stock, par value $0. |
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| April 25, 2019 |
BIF / Boulder Growth & Income Fund, Inc. / ERNEST HOREJSI TRUST NO 1B - SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 41)* Boulder Growth & Income Fund, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 101507101 (CUSIP Number) Stephen C. Miller, Esq. Rocky Mountain Advisers, LLC 2121 E. Crawford Place Salina, KS 67401 (785) 823-3097 (Name, Address and Telep |
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| October 29, 2018 |
BIF / Boulder Growth & Income Fund, Inc. N-Q (Quarterly Schedule of Portfolio Holdings) N-Q 1 fp0036643nq.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-02328 Boulder Growth & Income Fund, Inc. (Exact name of registrant as specified in charter) 1290 Broadway, Suite 1100, Denver, CO 80203 (Address of principal executive offi |
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| October 29, 2018 |
CERTIFICATIONS CERTIFICATION PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002: Exhibit 99CERT CERTIFICATIONS CERTIFICATION PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002: I, Joel W. |
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| October 9, 2018 |
BIF / Boulder Growth & Income Fund, Inc. DEF 14A DEF 14A 1 fp0036275def14a.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant X Filed by a Party other than the Registrant Check the appropriate box: Preliminary P |
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| June 6, 2018 |
June 6, 2018 VIA EDGAR Ms. Allison White Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Re: Boulder Growth & Income Fund, Inc. (the "Fund") File Nos. 811-02328 and 333-194422 Dear Ms. White: This letter responds to your telephonic comments communicated to the undersigned on May 30, 2018, with respect to the Preliminary Proxy Statem |
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| June 6, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| May 21, 2018 |
PRE 14A 1 bifproxystatement.htm BIF PRELIMINARY PROXY STATEMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [X] Preliminary Proxy Statement [ ] Confidential, f |
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| May 21, 2018 |
May 21, 2018 Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 RE: Boulder Growth and Income Fund, Inc. |
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| April 30, 2018 |
CERTIFICATIONS CERTIFICATION PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002: Exhibit 99CERT CERTIFICATIONS CERTIFICATION PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002: I, Joel W. |
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| April 30, 2018 |
BIF / Boulder Growth & Income Fund, Inc. N-Q (Quarterly Schedule of Portfolio Holdings) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-02328 Boulder Growth & Income Fund, Inc. (Exact name of registrant as specified in charter) 2344 Spruce Street, Suite A, Boulder, CO 80302 (Address of principal executive offices) (Zip code) Joe |
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| January 29, 2018 |
boulderexhibittoitem77kand77.htm - Generated by SEC Publisher for SEC Filing Exhibit to ITEM 77K On November 9, 2017, the Board of Directors for the Boulder Growth and Income Fund, Inc.(the ?Fund?) approved Cohen & Company Inc. (?Cohen?) as the Fund?s independent registered public accounting for the Fund?s fiscal year ended November 30, 2018. Previously, Deloitte & Touche LLP has been engaged as t |
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| January 29, 2018 |
REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM boulder11-302017item77bnsarl.htm - Generated by SEC Publisher for SEC Filing REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To the Shareholders and Board of Trustees of Boulder Growth & Income Fund, Inc.: In planning and performing our audit of the financial statements of Boulder Growth & Income Fund, Inc. (the ?Fund?), as of and for the year ended November 30, 2017, in accordance with th |
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| October 26, 2017 |
CERTIFICATIONS CERTIFICATION PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002: Exhibit 99CERT CERTIFICATIONS CERTIFICATION PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002: I, Stephen Miller, certify that: 1. |
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| October 26, 2017 |
BOULDER GROWTH & INCOME FUND - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-02328 Boulder Growth & Income Fund, Inc. (Exact name of registrant as specified in charter) 2344 Spruce Street, Suite A, Boulder, CO 80302 (Address of principal executive offices) (Zip code) Ste |
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| October 10, 2017 |
Boulder Growth & Income Fund BIF PROXY STATEMENT 2017 DEF 14A 1 proxystatement.htm BIF PROXY STATEMENT 2017 BOULDER GROWTH & INCOME FUND, INC. 2344 Spruce Street, Suite A Boulder, Colorado 80302 WWW.BOULDERFUNDS.NET NOTICE OF ANNUAL MEETING OF STOCKHOLDERS To Be Held on November 15, 2017 To the Stockholders of Boulder Growth & Income Fund, Inc.: Notice is hereby given that the Annual Meeting of Stockholders (the "Annual Meeting") of Boulder Growth & |
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| August 10, 2017 |
FIRST AMENDMENT TO THE AMENDED AND RESTATED BYLAWS OF THE BOULDER GROWTH & INCOME FUND, INC. Exhibit 3.1 FIRST AMENDMENT TO THE AMENDED AND RESTATED BYLAWS OF THE BOULDER GROWTH & INCOME FUND, INC. This First Amendment (the "First Amendment") to the Amended and Restated Bylaws (the "Bylaws") of the Boulder Growth & Income Fund, Inc., a Maryland Corporation (the "Corporation"), was made by the Board of Directors of the Corporation on August 1, 2017 pursuant to Article XIII of the Bylaws. T |
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| August 10, 2017 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 August 10, 2017 (August 1, 2017) Date of Report (Date of earliest event reported) Boulder Growth & Income Fund, Inc. (Exact name of registrant as specified in its charter) Maryland 811-02328 13-272967 (State or other jurisdiction of |
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| April 25, 2017 |
BOULDER GROWTH & INCOME FUND - N-Q 1 fp0025274nq.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-02328 Boulder Growth & Income Fund, Inc. (Exact name of registrant as specified in charter) 2344 Spruce Street, Suite A, Boulder, CO 80302 (Address of principal executive o |
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| April 25, 2017 |
CERTIFICATIONS CERTIFICATION PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002: Exhibit 99CERT CERTIFICATIONS CERTIFICATION PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002: I, Stephen Miller, certify that: 1. |
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| February 14, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 7)* Redwood Financial Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 757903109 (CUSIP Number) December 31, 2016 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this S |
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| January 30, 2017 |
REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM exhibit77bboulder2016-nsarle.htm - Generated by SEC Publisher for SEC Filing REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To the Shareholders and Board of Trustees of Boulder Growth & Income Fund, Inc.: In planning and performing our audit of the financial statements of Boulder Growth & Income Fund, Inc. (the ?Fund?), as of and for the year ended November 30, 2016 in accordance with the |
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| October 28, 2016 |
CERTIFICATIONS CERTIFICATION PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002: EX-99.CERT 2 fp0022220ex99cert.htm Exhibit 99CERT CERTIFICATIONS CERTIFICATION PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002: I, Stephen Miller, certify that: 1. I have reviewed this report on Form N-Q of the Boulder Growth & Income Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to ma |
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| October 28, 2016 |
Boulder Growth & Income Fund (Quarterly Schedule of Portfolio Holdings) N-Q 1 fp0022220nq.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-02328 Boulder Growth & Income Fund, Inc. (Exact name of registrant as specified in charter) 2344 Spruce Street, Suite A, Boulder, CO 80302 (Address of principal executive o |
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| October 4, 2016 |
Boulder Growth & Income Fund BIF PROXY STATEMENT 2016 DEF 14A 1 proxystatement.htm BIF PROXY STATEMENT 2016 BOULDER GROWTH & INCOME FUND, INC. 2344 Spruce Street, Suite A Boulder, Colorado 80302 WWW.BOULDERFUNDS.NET NOTICE OF ANNUAL MEETING OF STOCKHOLDERS To Be Held on November 10, 2016 To the Stockholders of Boulder Growth & Income Fund, Inc.: Notice is hereby given that the Annual Meeting of Stockholders (the “Annual Meeting”) of Boulder Growth & |
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| July 29, 2016 |
bifandfofiexhibitforsub-item.htm - Generated by SEC Publisher for SEC Filing First Opportunity Fund, Inc. Boulder Growth and Income Fund, Inc. Response to Sub-Item 77E ? Legal Proceedings On December 24, 2014, Mark Egan and Private Investment Management Fund, L.P. filed a lawsuit in the Circuit Court for the County of Baltimore, Maryland against First Opportunity Fund, Inc. (?FOFI?) and Boulder Gr |
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| April 29, 2016 |
CERTIFICATIONS CERTIFICATION PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002: Exhibit 99CERT CERTIFICATIONS CERTIFICATION PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002: I, Stephen Miller, certify that: 1. |
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| April 29, 2016 |
Boulder Growth & Income Fund (Quarterly Schedule of Portfolio Holdings) N-Q 1 fp0019035nq.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-02328 Boulder Growth & Income Fund, Inc. (Exact name of registrant as specified in charter) 2344 Spruce Street, Suite A, Boulder, CO 80302 (Address of principal executive o |
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| February 16, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 6)* Redwood Financial Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 757903109 (CUSIP Number) December 31, 2015 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this |
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| January 29, 2016 |
Converted by EDGARwiz N-SAR Exhibit Sub-Item 77Q1(e) ? New or Amended Registrant Investment Advisory Contracts INVESTMENT ADVISORY AGREEMENT THIS INVESTMENT ADVISORY AGREEMENT (this "Agreement") is made as of the 20th day of March, 2015, by and among STEWART WEST INDIES TRADING CO. |
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| January 29, 2016 |
REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Converted by EDGARwiz REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To the Shareholders and Board of Directors of Boulder Growth & Income Fund, Inc. |
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| January 29, 2016 |
Boulder Growth & Income Fund, Inc. Converted by EDGARwiz Exhibit 77Q.2 ? Boulder Growth & Income Fund, Inc. Section 16(a) Beneficial Ownership Reporting Compliance Section 16(a) of the 1934 Act and Section 30(h) of the 1940 Act, and the rules thereunder, require the Boulder Growth & Income Fund, Inc.?s (the ?Fund?) officers and Directors, officers and directors of the investment adviser, affiliated persons of the investment adviser |
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| January 4, 2016 |
BIF / Boulder Growth & Income Fund, Inc. / ERNEST HOREJSI TRUST NO 1B - SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 40)* Boulder Growth & Income Fund, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 101507101 (CUSIP Number) Stephen C. Miller, Esq. 2344 Spruce Street, Suite A Boulder, Colorado 80302 (303) 444-5483 (Name, Address and Telephone Number of Pe |
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| January 4, 2016 |
Exhibit A Joint Filing Agreement In accordance with Rule 13d-1(k) promulgated under the Securities and Exchange Act of 1934, as amended, each of the undersigned hereby agrees to the joint filing on behalf of each of them of a statement on Schedule D (including amendments thereto) with respect to the common stock, par value $0. |
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| October 30, 2015 |
Boulder Growth & Income Fund (Quarterly Schedule of Portfolio Holdings) N-Q 1 fp0016534nq.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-02328 Boulder Growth & Income Fund, Inc. (Exact name of registrant as specified in charter) 2344 Spruce Street, Suite A, Boulder, CO 80302 (Address of principal executive o |
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| October 30, 2015 |
CERTIFICATIONS CERTIFICATION PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002: Exhibit 99CERT CERTIFICATIONS CERTIFICATION PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002: I, Stephen Miller, certify that: 1. |
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| October 6, 2015 |
Boulder Growth & Income Fund BIF PROXY STATEMENT 2015 DEF 14A 1 proxystatement.htm BIF PROXY STATEMENT 2015 BOULDER GROWTH & INCOME FUND, INC. 2344 Spruce Street, Suite A Boulder, Colorado 80302 WWW.BOULDERFUNDS.NET NOTICE OF ANNUAL MEETING OF STOCKHOLDERS To Be Held on November 5, 2015 To the Stockholders of Boulder Growth & Income Fund, Inc.: Notice is hereby given that the Annual Meeting of Stockholders (the “Annual Meeting”) of Boulder Growth & I |
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| July 30, 2015 |
Boulder Growth & Income Fund, Inc. Converted by EDGARwiz Boulder Growth & Income Fund, Inc. Item 77Q 1G Mergers On March 20, 2015, Boulder Growth & Income Fund, Inc. (?BIF?) was the surviving fund in the reorganization of Boulder Total Return Fund, Inc. (?BTF?), The Denali Fund Inc. (?DNY?) and First Opportunity Fund, Inc. (?FOFI? and, collectively with BTF and DNY, the ?Acquired Funds?) into BIF. The reorganization occurred pursua |
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| July 30, 2015 |
AGREEMENT AND PLAN OF REORGANIZATION Converted by EDGARwiz AGREEMENT AND PLAN OF REORGANIZATION THIS AGREEMENT AND PLAN OF REORGANIZATION (the ?Agreement?) is made as of this 5th day of March, 2015 by and among Boulder Growth & Income Fund, Inc. |
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| July 30, 2015 |
Boulder Growth & Income Fund, Inc. Converted by EDGARwiz Boulder Growth & Income Fund, Inc. Item 77M Mergers On March 20, 2015, Boulder Growth & Income Fund, Inc. (?BIF?) was the surviving fund in the reorganization of Boulder Total Return Fund, Inc. (?BTF?), The Denali Fund Inc. (?DNY?) and First Opportunity Fund, Inc. (?FOFI? and, collectively with BTF and DNY, the ?Acquired Funds?) into BIF. The reorganization occurred pursuant |
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| April 28, 2015 |
CERTIFICATIONS CERTIFICATION PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002: Exhibit 99CERT CERTIFICATIONS CERTIFICATION PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002: I, Stephen Miller, certify that: 1. |
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| April 28, 2015 |
Boulder Growth & Income Fund (Quarterly Schedule of Portfolio Holdings) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-02328 Boulder Growth & Income Fund, Inc. (Exact name of registrant as specified in charter) 2344 Spruce Street, Suite A, Boulder, CO 80302 (Address of principal executive offices) (Zip code) Ste |
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| April 13, 2015 |
BIF / Boulder Growth & Income Fund, Inc. / Karpus Management, Inc. Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Boulder Growth & Income Fund, Inc. (BIF) (Name of Issuer) Common Stock (Title of Class of Securities) 101507101 (CUSIP Number) March 31, 2015 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Sche |
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| April 10, 2015 |
Boulder Growth & Income Fund POS EX POS EX 1 a15-89901posex.htm POS EX As filed with the Securities and Exchange Commission on April 10, 2015 File No. 333-194422 File No. 811-02328 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-14 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 oPre-Effective Amendment No. x Post-Effective Amendment No. 1 Boulder Growth & Income Fund, Inc. (Exact Name of Regis |
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| April 10, 2015 |
Exhibit (12) March 20, 2015 35624.00001 Boulder Growth & Income Fund, Inc. 2344 Spruce Street Suite A Boulder, Colorado 80302 Boulder Total Return Fund, Inc. 2344 Spruce Street Suite A Boulder, Colorado 80302 The Denali Fund Inc. 2344 Spruce Street Suite A Boulder, Colorado 80302 First Opportunity Fund, Inc. 2344 Spruce Street Suite A Boulder, Colorado 80302 Re: Reorganization of the Boulder Total |
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| April 10, 2015 |
BIF / Boulder Growth & Income Fund, Inc. / Karpus Management, Inc. Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Boulder Growth & Income Fund, Inc. (BIF) (Name of Issuer) Common Stock (Title of Class of Securities) 101507101 (CUSIP Number) March 31, 2015 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Sche |
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| March 30, 2015 |
AGREEMENT AND PLAN OF REORGANIZATION Exhibit B AGREEMENT AND PLAN OF REORGANIZATION THIS AGREEMENT AND PLAN OF REORGANIZATION (the “Agreement”) is made as of this 5th day of March, 2015 by and among Boulder Growth & Income Fund, Inc. |
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| March 30, 2015 |
Exhibit A Joint Filing Agreement In accordance with Rule 13d-1(k) promulgated under the Securities and Exchange of 1934, as amended, each of the undersigned hereby agrees to the joint filing on behalf of each of them of a statement on Schedule (including amendments thereto) with respect to the common stock, par value $0. |
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| March 30, 2015 |
BIF / Boulder Growth & Income Fund, Inc. / ERNEST HOREJSI TRUST NO 1B - SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 39)* Boulder Growth & Income Fund, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 101507101 (CUSIP Number) Stephen C. Miller, Esq. 2344 Spruce Street, Suite A Boulder, Colorado 80302 (303) 444-5483 (Name, Address and Telephone Number of Pe |
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| January 29, 2015 |
REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Converted by EDGARwiz REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To the Shareholders and Board of Directors of Boulder Growth & Income Fund, Inc. |
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| January 29, 2015 |
Matters Submitted to a Vote of Security Holders Meeting of Stockholders - Voting Results Exhibit 77(c) Matters Submitted to a Vote of Security Holders At a Joint Special Meeting of the Stockholders of the Boulder Growth & Income Fund, Inc. |
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| January 29, 2015 |
Boulder Growth and Income Fund, Inc. Converted by EDGARwiz Exhibit 77Q2 Boulder Growth and Income Fund, Inc. Response to Item 77Q2 SUB-ITEM 77Q2: Section 16(a) Beneficial Ownership Reporting Compliance Based solely upon the Fund’s review of the copies of such forms it received and written representations from such persons, the Fund believes that for the fiscal year ended November 30, 2014, all such filing requirements applicable to s |
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| October 30, 2014 |
BOULDER GROWTH & INCOME FUND - BOULDER GROWTH & INCOME FUND, INC. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-02328 Boulder Growth & Income Fund, Inc. (Exact name of registrant as specified in charter) 2344 Spruce Street, Suite A, Boulder, CO 80302 (Address of principal executive offices) (Zip code) Ste |
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| October 30, 2014 |
CERTIFICATIONS CERTIFICATION PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002: Certifications Exhibit 99CERT CERTIFICATIONS CERTIFICATION PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002: I, Stephen Miller, certify that: 1. |
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| October 22, 2014 |
BIF / Boulder Growth & Income Fund, Inc. DEF 14A - - DEFINITIVE 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| October 10, 2014 |
Form of Proxy Card Alliance Shareholder Communications 200 Broadacres Drive 3rd Floor Bloomfield, NJ 07003 To vote by Internet 1. |
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| October 10, 2014 |
BIF / Boulder Growth & Income Fund, Inc. CORRESP - - SEC response letter October 10, 2014 VIA EDGAR Ms. Catherine Courtney Gordon Division of Investment Management Mr. Jeff Long Division of Investment Management, Disclosure Review Office U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Re: Boulder Growth & Income Fund (File Nos. 811-02328 and 333-194422) Dear Ms. Gordon and Mr. Long: This letter responds to oral commen |
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| October 10, 2014 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Consent of Deloitte & Touche LLP Exhibit 14(a) CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the incorporation by reference in this Pre-Effective Amendment No. |
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| October 10, 2014 |
BIF / Boulder Growth & Income Fund, Inc. N-14 8C/A - - BOULDER GROWTH AND INCOME FUNDS Boulder Growth and Income Funds Table of Contents As filed with the Securities and Exchange Commission on October 10, 2014 File No. |
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| October 9, 2014 |
BIF / Boulder Growth & Income Fund, Inc. N-14 8C/A - - BOULDER GROWTH AND INCOME FUNDS Boulder Growth and Income Funds Table of Contents As filed with the Securities and Exchange Commission on October 9, 2014 File No. |
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| October 9, 2014 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM EX-99.(14)(A) 2 d784973dex9914a.htm CONSENT OF DELOITTE & TOUCHE LLP Exhibit 14(a) CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the incorporation by reference in this Pre-Effective Amendment No. 2 to Registration Statement No. 333-194422 on Form N-14 of our report dated December 19, 2013, relating to the financial statements and financial highlights of The Denali Fund, In |
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| October 9, 2014 |
Alliance Shareholder Communications 200 Broadacres Drive 3rd Floor Bloomfield, NJ 07003 To vote by Internet 1. |
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| October 9, 2014 |
BIF / Boulder Growth & Income Fund, Inc. CORRESP - - SEC response letter October 9, 2014 VIA EDGAR Ms. Catherine Courtney Gordon Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Re: Boulder Growth & Income Fund (File Nos. 811-02328 and 333-194422) Dear Ms. Gordon: This letter responds to oral comments provided on September 26, 2014 by you and Ms. Christina DiAngelo Fettig on behalf of |
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| September 22, 2014 |
BIF / Boulder Growth & Income Fund, Inc. DEFA14A - - BIF PRESS RELEASE UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| September 5, 2014 |
FOFI / 425 - Merger Prospectus - FOFI PRESS RELEASE Filed by First Opportunity Fund, Inc. pursuant to Rule 425 of the Securities Act of 1933, as amended and deemed filed pursuant to Rule 14a-12 under the Securities and Exchange Act of 1934, as amended Subject Companies: First Opportunity Fund, Inc. Investment Company Act File No. 811-04605 Boulder Growth & Income Fund, Inc. Investment Company Act File No. 811-02328 First Opportunity Fund, Inc. Anno |
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| September 4, 2014 |
Form of Proxy Card Alliance Shareholder Communications 200 Broadacres Drive 3rd Floor Bloomfield, NJ 07003 To vote by Internet 1. |
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| September 4, 2014 |
BIF / Boulder Growth & Income Fund, Inc. N-14 8C/A - - BOULDER GROWTH & INCOME FUND INC As filed with the Securities and Exchange Commission on September 4, 2014 File No. |
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| July 31, 2014 |
BTF / 425 - Merger Prospectus - BTF SHAREHOLDER LETTER Filed by Boulder Total Return Fund, Inc. pursuant to Rule 425 of the Securities Act of 1933, as amended and deemed filed pursuant to Rule 14a-12 under the Securities and Exchange Act of 1934, as amended Subject Companies: Boulder Total Return Fund, Inc. Investment Company Act File No. 811-07390 Boulder Growth & Income Fund, Inc. Investment Company Act File No. 811-02328 Dear Stockholders: The last |
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| July 30, 2014 |
BIF / Boulder Growth & Income Fund, Inc. 425 - Merger Prospectus - BIF SHAREHOLDER LETTER Filed by Boulder Growth & Income Fund, Inc. pursuant to Rule 425 of the Securities Act of 1933, as amended and deemed filed pursuant to Rule 14a-12 under the Securities and Exchange Act of 1934, as amended Subject Companies: Boulder Growth & Income Fund, Inc. Investment Company Act File No. 811-02328 Dear Stockholders: The last several months have been extremely busy for us as we continually work |
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| June 30, 2014 |
DNY / 425 - Merger Prospectus - DNY SHAREHOLDER LETTER Filed by The Denali Fund Inc. pursuant to Rule 425 of the Securities Act of 1933, as amended and deemed filed pursuant to Rule 14a-12 under the Securities and Exchange Act of 1934, as amended Subject Companies: The Denali Fund Inc. Investment Company Act File No. 811-21200 Boulder Growth & Income Fund, Inc. Investment Company Act File No. 811-02328 Dear Stockholders: The last several months have b |
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| May 28, 2014 |
Merger Prospectus - FOFI SHAREHOLDER LETTER 425 1 fofiletter.htm FOFI SHAREHOLDER LETTER Filed by First Opportunity Fund, Inc. pursuant to Rule 425 of the Securities Act of 1933, as amended and deemed filed pursuant to Rule 14a-12 under the Securities and Exchange Act of 1934, as amended Subject Companies: First Opportunity Fund, Inc. Investment Company Act File No. 811-04605 Boulder Growth & Income Fund, Inc. Investment Company Act File No |
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| April 21, 2014 |
Quarterly Schedule of Portfolio Holdings - BOULDER GROWTH AND INCOME Boulder Growth and Income UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| April 21, 2014 |
CERTIFICATIONS CERTIFICATION PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002: Certifications EX-99.CERT CERTIFICATIONS CERTIFICATION PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002: I, Stephen C. Miller, certify that: 1. I have reviewed this report on Form N-Q of Boulder Growth & Income Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, i |
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| March 7, 2014 |
May [ ], 2014 - 35624.00001 Boulder Growth & Income Fund, Inc. 2344 Spruce Street Suite A Boulder, Colorado 80302 Boulder Total Return Fund, Inc. 2344 Spruce Street Suite A Boulder, Colorado 80302 The Denali Fund Inc. 2344 Spruce Street Suite A Boulder, Colorado 80302 First Opportunity Fund, Inc. 2344 Spruce Street Suite A Boulder, Colorado 80302 Re: Reorganization of the Boulder Total Return Fund |
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| March 7, 2014 |
FORM OF AGREEMENT AND PLAN OF REORGANIZATION FORM OF AGREEMENT AND PLAN OF REORGANIZATION THIS AGREEMENT AND PLAN OF REORGANIZATION (the “Agreement”) is made as of this day of , 2014 by and among Boulder Growth & Income Fund, Inc. |
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| March 7, 2014 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Consent of Deloitte & Touche LLP CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the incorporation by reference in this Registration Statement on Form N-14 of our report dated May 29, 2013, relating to the financial statements and financial highlights of First Opportunity Fund, Inc. |
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| March 7, 2014 |
BOULDER GROWTH & INCOME FUND, INC. ARTICLES OF AMENDMENT EX-99.(1)(C) 2 d672708dex991c.htm ARTICLES OF AMENDMENT DATED MAY 25, 2006 BOULDER GROWTH & INCOME FUND, INC. ARTICLES OF AMENDMENT BOULDER GROWTH & INCOME FUND, INC., a Maryland corporation (the “Corporation”), certifies to the State Department of Assessments and Taxation of Maryland that: FIRST: The charter of the Corporation (the “Charter”) is hereby amended by deleting existing Section 5.1 of |
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| March 7, 2014 |
BOULDER GROWTH & INCOME FUND, INC. ARTICLES OF AMENDMENT Articles of Amendment dated June 12, 2009 BOULDER GROWTH & INCOME FUND, INC. ARTICLES OF AMENDMENT BOULDER GROWTH & INCOME FUND, INC., a Maryland corporation (the “Corporation”), certifies to the State Department of Assessments and Taxation of Maryland that: FIRST: The charter (the “Charter”) of the Corporation is hereby amended by repealing Section 5.2 of Article V in its entirety and inserting i |
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| March 7, 2014 |
SECOND AMENDMENT TO ADMINISTRATION AGREEMENT Second Amendment to Administration Agreement SECOND AMENDMENT TO ADMINISTRATION AGREEMENT THIS SECOND AMENDMENT TO ADMINISTRAION AGREEMENT (this “Amendment”) is made as of the 29th day of January, 2010 by and among FUND ADMINISTRATIVE SERVICES, LLC, a Colorado limited liability company (the “Administrator”) and BOULDER GROWTH & INCOME FUND, INC. |
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| March 7, 2014 |
AMENDMENT NO.1 ADMINISTRATION, BOOKKEEPING AND PRICING SERVICES AGREEMENT EX-99.(13)(F) 12 d672708dex9913f.htm AMENDMENT NO. 1 TO ADMINISTRATIVE AGREEMENT BETWEEN REGISTRANT AND ALPS FUND SER AMENDMENT NO.1 TO ADMINISTRATION, BOOKKEEPING AND PRICING SERVICES AGREEMENT This Amendment No. 1 to Administration, Bookkeeping and Pricing Services Agreement (this “Amendment”) is entered into as of Nov 1st, 2011, by and between Boulder Growth & Income Fund, Inc., a Maryland corp |
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| March 7, 2014 |
Form of Proxy Card Alliance Shareholder Communications 200 Broadacres Drive 3rd Floor Bloomfield, NJ 07003 To vote by Internet 1. |
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| March 7, 2014 |
EX-99.(17)(B) 18 d672708dex9917b.htm CODE OF ETHICS 2344 SPRUCE STREET, SUITE A – BOULDER, COLORADO 80302 TELEPHONE (303) 444-5483 FACSIMILE (303) 245-0420 BOULDER TOTAL RETURN FUND, INC. BOULDER GROWTH & INCOME FUND, INC. FIRST OPPORTUNITY FUND, INC. THE DENALI FUND INC. BOULDER INVESTMENT ADVISERS, L.L.C. STEWART INVESTMENT ADVISERS ROCKY MOUNTAIN ADVISERS, LLC AMENDED AND RESTATED CODE OF ETHIC |
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| March 7, 2014 |
Custody Agreement between the Registrant and The Bank of New York Mellon CUSTODY AGREEMENT AGREEMENT, dated as of , 2008 between Fund Administrative Services, L. |
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| March 7, 2014 |
- BOULDER GROWTH & INCOME FUND, INC. Boulder Growth & Income Fund, Inc. As filed with the Securities and Exchange Commission on March 7, 2014 File No. 333- File No. 811-02328 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-14 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 ¨ Pre-Effective Amendment No. ¨ Post-Effective Amendment No. Boulder Growth & Income Fund, Inc. (Exact Name of Registrant as |
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| March 7, 2014 |
Committed Facility Agreement BNP PARIBAS PRIME BROKERAGE, INC. (“BNPP PB, Inc.”) and the counterparty specified on the signature page (“Customer”), hereby enter into this Committed Facility Agreement (this “Agreement”), dated as of March 19, 2013. Whereas BNPP PB, Inc. and Customer have entered into the U.S. PB Agreement, dated as of the date hereof (the “U.S. PB Agreement”) (the U.S. PB Agreement |
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| March 7, 2014 |
ADMINISTRATION, BOOKKEEPING AND PRICING SERVICES AGREEMENT EX-99.(13)(E) 11 d672708dex9913e.htm ADMINISTRATIVE AGREEMENT BETWEEN THE REGISTRANT AND ALPS FUND SERVICES, INC ADMINISTRATION, BOOKKEEPING AND PRICING SERVICES AGREEMENT THIS AGREEMENT is made as of July 11 , 2008, , between the Boulder Growth and Income Fund, Inc., organized as a corporation under the laws of the State of Maryland (the “Fund”) and ALPS Fund Services, Inc., a Colorado corporatio |
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| March 7, 2014 |
EX-99.(13)(H) 14 d672708dex9913h.htm AMENDMENT TO COMMITTED FACILITY AMENDMENT AGREEMENT AMENDMENT AGREEMENT (“Amendment”) dated as of December 31, 2013 to the Committed Facility Agreement dated as of March 19, 2013 between BNP Paribas Prime Brokerage, Inc. (“BNPP”) and Boulder Growth & Income Fund, Inc. (“Customer”), (the “Agreement”). WHEREAS, the parties hereto desire to amend the Agreement as |
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| March 7, 2014 |
BOULDER GROWTH & INCOME FUND, INC. ARTICLES OF AMENDMENT EX-99.(1)(E) 4 d672708dex991e.htm ARTICLES OF AMENDMENT DATED MAY 26, 2011 BOULDER GROWTH & INCOME FUND, INC. ARTICLES OF AMENDMENT BOULDER GROWTH & INCOME FUND, INC., a Maryland corporation (the “Corporation”), certifies to the State Department of Assessments and Taxation of Maryland that: FIRST: The charter (the “Charter”) of the Corporation is hereby amended by deleting the last sentence of Sec |
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| March 7, 2014 |
BOULDER GROWTH & INCOME FUND, INC. POWER OF ATTORNEY Powers of Attorney BOULDER GROWTH & INCOME FUND, INC. POWER OF ATTORNEY KNOW ALL PEOPLE BY THESE PRESENTS, that each person whose signature appears below constitutes and appoints Stephen C. Miller and Nicole L. Murphey, and each and any of them, his true and lawful attorneys-in-fact and agents, with full power of substitution and resubstitution, for him and his name, place and stead, in any and al |
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| March 7, 2014 |
EX-99.(11) 8 d672708dex9911.htm OPINION OF ARENT FOX LLP, COUNSEL TO REGISTRANT Exhibit 11 March 6, 2014 Boulder Growth & Income Fund, Inc. 2344 Spruce Street, Suite A Boulder, Colorado 80302 Ladies and Gentlemen: We have acted as Maryland counsel to Boulder Growth & Income Fund, Inc., a Maryland corporation (the “Company”), in connection with the Registration Statement on Form N-14 (File No. 333- |
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| March 7, 2014 |
CORRESP 1 filename1.htm March 7, 2014 Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Re: Boulder Growth & Income Fund, Inc. (the “Fund”) Ladies and Gentlemen: Transmitted herewith for filing is a Registration Statement on Form N-14 for the above referenced Fund. This Registration Statement is being filed in connection with the proposed reorganization of Boulder Total Re |
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| March 7, 2014 |
BOULDER GROWTH & INCOME FUND, INC. AMENDED & RESTATED BYLAWS ARTICLE I Amended and Restated Bylaws dated July 30, 2010 BOULDER GROWTH & INCOME FUND, INC. |
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| January 28, 2014 |
INVESTMENT ADVISORY AGREEMENTS Converted by EDGARwiz Exhibit 77Q1(e) AMENDMENT TO INVESTMENT ADVISORY AGREEMENTS This amendment to Investment Advisory Agreements (this “Amendment”) is entered into as of the 31st day of October, 2013, by and among Boulder Growth & Income Fund, Inc. |
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| January 28, 2014 |
Boulder Growth & Income Fund, Inc. Converted by EDGARwiz Exhibit 77Q2 Boulder Growth & Income Fund, Inc. Response to Item 77Q2 SUB-ITEM 77Q2: Section 16(a) Beneficial Ownership Reporting Compliance Based solely upon the Fund’s review of the copies of such forms it received and written representations from such persons, the Fund believes that for the fiscal year ended November 30, 2013, all such filing requirements applicable to suc |
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| January 28, 2014 |
Merger Prospectus - BIF SHAREHOLDER LETTER Filed by Boulder Growth & Income Fund, Inc. pursuant to Rule 425 of the Securities Act of 1933, as amended and deemed filed pursuant to Rule 14a-12 under the Securities and Exchange Act of 1934, as amended Subject Companies: Boulder Growth & Income Fund, Inc. Investment Company Act File No. 811-02328 Dear Stockholders: On November 4, 2013, a press release was issued announcing that the board of di |
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| January 28, 2014 |
REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Converted by EDGARwiz REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To the Shareholders and Board of Directors of Boulder Growth & Income Fund, Inc. |
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| January 28, 2014 |
Merger Prospectus - BTF SHAREHOLDER LETTER Filed by Boulder Total Return Fund, Inc. pursuant to Rule 425 of the Securities Act of 1933, as amended and deemed filed pursuant to Rule 14a-12 under the Securities and Exchange Act of 1934, as amended Subject Companies: Boulder Total Return Fund, Inc. Investment Company Act File No. 811-07390 Boulder Growth & Income Fund, Inc. Investment Company Act File No. 811-02328 Dear Stockholders: On Novem |
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| January 15, 2014 |
Merger Prospectus - DNY SHAREHOLDER LETTER for SEC filing purposes: Filed by The Denali Fund Inc. pursuant to Rule 425 of the Securities Act of 1933, as amended and deemed filed pursuant to Rule 14a-12 under the Securities and Exchange Act of 1934, as amended Subject Companies: The Denali Fund Inc. Investment Company Act File No. 811-21200 Boulder Growth & Income Fund, Inc. Investment Company Act File No. 811-02328 Dear Stockholders: On No |
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| November 26, 2013 |
Merger Prospectus - FOFI SHAREHOLDER LETTER [for SEC filing purposes: Filed by First Opportunity Fund, Inc. pursuant to Rule 425 of the Securities Act of 1933, as amended and deemed filed pursuant to Rule 14a-12 under the Securities and Exchange Act of 1934, as amended Subject Companies: First Opportunity Fund, Inc. Investment Company Act File No. 811-04605 Boulder Growth & Income Fund, Inc. Investment Company Act File No. 811-02328 ] Dear |
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| November 4, 2013 |
Merger Prospectus - BIF SEC FORM 425 PRESS RELEASE Filed by Boulder Growth & Income Fund, Inc. pursuant to Rule 425 of the Securities Act of 1933, as amended and deemed filed pursuant to Rule 14a-12 under the Securities and Exchange Act of 1934, as amended Subject Companies: Boulder Growth & Income Fund, Inc. Investment Company Act File No. 811-02328 Boulder Total Return Fund, Inc. Investment Company Act File No. 811-07390 The Denali Fund Inc. Inv |
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| October 28, 2013 |
Quarterly Schedule of Portfolio Holdings - BOULDER GROWTH & INCOME FUND, INC. N-Q 1 d616714dnq.htm BOULDER GROWTH & INCOME FUND, INC. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-02328 Boulder Growth & Income Fund, Inc. (Exact name of registrant as specified in charter) 2344 Spruce Street, Suite A, Boulder, CO 80302 |
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| October 28, 2013 |
CERTIFICATIONS CERTIFICATION PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002: Exhibit 99CERT CERTIFICATIONS CERTIFICATION PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002: I, Stephen Miller, certify that: 1. |
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| May 10, 2013 |
DEF 14A 1 definitive14a.htm DEFINITIVE 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commissi |
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| April 29, 2013 |
Exhibit 99CERT CERTIFICATIONS CERTIFICATION PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002: I, Stephen Miller, certify that: 1. |
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| April 29, 2013 |
Quarterly Schedule of Portfolio Holdings - BOULDER GROWTH AND INCOME FUND Boulder Growth and Income Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| April 24, 2013 |
Schedule 13D CUSIP No. 101507 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Amendment No. 1) Under the Securities Exchange Act of 1934 Boulder Growth & Income Fund Inc. (Name of Issuer) AUCTION RATE PREFERRED (Title of Class of Securities) 101507 (CUSIP Number) Bank of America Corporation Bank of America Corporate Center 100 N. Tryon Street Charlotte, North Carolina 28255 |
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| January 29, 2013 |
REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Converted by EDGARwiz REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To the Board of Directors and Stockholders of Boulder Growth & Income Fund, Inc. |
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| January 29, 2013 |
Boulder Growth & Income Fund, Inc. Converted by EDGARwiz Exhibit 77Q2 Boulder Growth & Income Fund, Inc. Response to Item 77Q2 SUB-ITEM 77Q2: Section 16(a) Beneficial Ownership Reporting Compliance Based solely upon the Fund’s review of the copies of such forms it received and written representations from such persons, the Fund believes that for the fiscal year ended November 30, 2012, all such filing requirements applicable to suc |
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| January 29, 2013 |
Converted by EDGARwiz Legal Proceedings The Fund was named as a nominal defendant in a shareholder derivative action filed in the United States District Court for the District of Colorado. |
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| November 2, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 38)* Boulder Growth & Income Fund, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 101507101 (CUSIP Number) Stephen C. Miller, Esq. 2344 Spruce Street, Suite A Boulder, Colorado 80302 (303) 444-5483 (Name, Address and Telephone Number of Pe |
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| October 30, 2012 |
CERTIFICATIONS CERTIFICATION PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002: Certifications EX-99.CERT CERTIFICATIONS CERTIFICATION PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002: I, Stephen Miller, certify that: 1. I have reviewed this report on Form N-Q of the Boulder Growth & Income Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, |
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| October 30, 2012 |
Quarterly Schedule of Portfolio Holdings - BOULDER GROWTH & INCOME FUND, INC. Boulder Growth & Income Fund, Inc. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-02328 Boulder Growth & Income Fund, Inc. (Exact name of registrant as specified in charter) 2344 Spruce Street, Suite A, Boulder, CO 80302 (Address of principa |
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| July 30, 2012 |
Meeting of Stockholders - Voting Results BIF Riders Meeting of Stockholders - Voting Results On April 27, 2012, the Fund held its Annual Meeting of Stockholders to consider the proposals set forth below. |
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| April 27, 2012 |
CERTIFICATIONS CERTIFICATION PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002: Certifications EX-99.CERT CERTIFICATIONS CERTIFICATION PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002: I, Stephen Miller, certify that: 1. I have reviewed this report on Form N-Q of the Boulder Growth & Income Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, |
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| April 27, 2012 |
Quarterly Schedule of Portfolio Holdings - BOULDER GROWTH & INCOME FUND, INC. N-Q 1 d341230dnq.htm BOULDER GROWTH & INCOME FUND, INC. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-02328 Boulder Growth & Income Fund, Inc. (Exact name of registrant as specified in charter) 2344 Spruce Street, Suite A, Boulder, CO 80302 |
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| March 28, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [ X ] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2 |
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| January 31, 2012 |
REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To the Board of Directors and Stockholders of Boulder Growth & Income Fund, Inc. |
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| January 31, 2012 |
Legal Proceedings The Fund is currently named as a nominal defendant in a shareholder derivative action filed in the United States District Court for the District of Colorado. |
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| January 31, 2012 |
Boulder Growth & Income Fund, Inc. Exhibit 77Q2 Exhibit 77Q2 Boulder Growth & Income Fund, Inc. Response to Item 77Q2 SUB-ITEM 77Q2: Section 16(a) Beneficial Ownership Reporting Compliance Based solely upon the Fund’s review of the copies of such forms it received and written representations from such persons, the Fund believes that for the fiscal year ended November 30, 2011, all such filing requirements applicable to such persons |
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| October 28, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-02328 Boulder Growth & Income Fund, Inc. (Exact name of registrant as specified in charter) 2344 Spruce Street, Suite A, Boulder, CO 80302 (Address of principal executive offices) (Zip code) Ste |
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| October 28, 2011 |
CERTIFICATIONS CERTIFICATION PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002: Certifications EX-99.CERT CERTIFICATIONS CERTIFICATION PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002: I, Stephen Miller, certify that: 1. I have reviewed this report on Form N-Q of the Boulder Growth & Income Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, |
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| July 29, 2011 |
BOULDER GROWTH & INCOME FUND, INC. ARTICLES OF AMENDMENT Exhibit 77Q1(a) BOULDER GROWTH & INCOME FUND, INC. ARTICLES OF AMENDMENT BOULDER GROWTH & INCOME FUND, INC., a Maryland corporation (the “Corporation”), certifies to the State Department of Assessments and Taxation of Maryland that: FIRST: The charter (the "Charter") of the Corporation is hereby amended by deleting the last sentence of Section 5.2 of Article V in its entirety and inserting in lieu |
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| July 29, 2011 |
Meeting of Stockholders - Voting Results Meeting of Stockholders - Voting Results On May 2, 2011, the Fund held its Annual Meeting of Stockholders to consider the proposals set forth below. |
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| April 29, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-02328 Boulder Growth & Income Fund, Inc. (Exact name of registrant as specified in charter) 2344 Spruce Street, Suite A, Boulder, CO 80302 (Address of principal executive offices) (Zip code) Ste |
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| April 29, 2011 |
CERTIFICATION PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002: Certifications EX-99.CERT CERTIFICATIONS CERTIFICATION PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002: I, Stephen Miller, certify that: 1. I have reviewed this report on Form N-Q of the Boulder Growth & Income Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, |
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| April 5, 2011 |
DEF 14A 1 bifdefinitive14a.htm BIF DEFINITIVE 14A SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by Registrant [ X ] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [ X ] Definitive Proxy State |
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| April 5, 2011 |
[Missing Graphic Reference] BOULDER FUNDS BOULDER GROWTH & INCOME FUND, INC. 2344 Spruce Street, Suite A Boulder, Colorado 80302 www.boulderfunds.net April 1, 2011 VIA EDGAR AND EMAIL Vincent J. DiStefano, Esq. Senior Counsel U.S. Securities & Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, DC 20549 Re: Boulder Growth & Income Fund, Inc. (the “Registrant” or th |
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| March 21, 2011 |
[Missing Graphic Reference] BOULDER FUNDS BOULDER GROWTH & INCOME FUND, INC. 2344 Spruce Street, Suite A Boulder, Colorado 80302 (303) 449-0426 www.boulderfunds.net March 21, 2011 Securities and Exchange Commission Judiciary Plaza 450 Fifth Street, NW Washington, D.C. 20549 Re: Boulder Growth & Income Fund, Inc. File No. 811-02328 Preliminary Proxy Material To the Staff of the Commission: Pursuant |
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| March 21, 2011 |
- PRELIMINARY PROXY STATEMENT 2011 [Missing Graphic Reference] BOULDER FUNDS BOULDER GROWTH & INCOME FUND, INC. 2344 Spruce Street, Suite A Boulder, Colorado 80302 www.boulderfunds.net [Proxy Date] Dear Fellow Stockholder, Notice is hereby given that the Annual Meeting of Stockholders of Boulder Growth & Income Fund, Inc., a Maryland corporation (the “Fund”), will be held on May 2, 2011 at 9:00 a.m. Mountain Daylight Time (local ti |
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| January 31, 2011 |
BOULDER GROWTH & INCOME FUND, INC. AMENDED & RESTATED BYLAWS ARTICLE I Converted by EDGARwiz Exhibit (a)(1) BOULDER GROWTH & INCOME FUND, INC. AMENDED & RESTATED BYLAWS ARTICLE I OFFICES Section 1. PRINCIPAL OFFICE. The principal office of the Corporation in the State of Maryland shall be located at such place as the Board of Directors may designate. Section 2. ADDITIONAL OFFICES. The Corporation may have additional offices, including a principal executive office, at |
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| January 31, 2011 |
Policies with respect to security investments Exhibit 77.D Policies with respect to security investments Effective July 30, 2010, the Boulder Growth & Income Fund, Inc. (the ?Fund?) implemented a Board initiated and approved fundamental investment policy, which prohibits the Fund from investing more than 4% of its total assets (including leverage) in any single issuer at the time of purchase. The Fund?s existing greater-than-4% holdings as of |
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| January 31, 2011 |
REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To the Board of Directors and Shareholders of Boulder Growth & Income Fund, Inc. |
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| January 11, 2011 |
SC 13D 1 dsc13d.htm SCHEDULE 13D CUSIP No. 101507 SCHEDULE 13D Page 1 of 29 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 Boulder Growth & Income Fund Inc (Name of Issuer) AUCTION RATE PREFERRED (Title of Class of Securities) 101507 (CUSIP Number) David Lavan, Esq. O’Melveny & Myers LLP 1625 Eye Street, NW Washington, DC 20006 (202 |
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| January 11, 2011 |
EX-99.2 3 dex992.htm EXHIBIT 99.2 EXHIBIT 99.2 LIMITED POWER OF ATTORNEY BANK OF AMERICA CORPORATION, a Delaware corporation (the “Corporation”), does hereby irrevocably make, constitute, and appoint each of Michael Didovic and Geoff Rusnak as an attorney-in-fact for the Corporation acting for the Corporation and in the Corporation’s name, place and stead, for the Corporation’s use and benefit, to |
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| January 11, 2011 |
EXHIBIT 99.1 Joint Filing Agreement The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13D and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the completeness or accurac |
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| October 29, 2010 |
CERTIFICATIONS CERTIFICATION PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002: EX-99.CERT CERTIFICATIONS CERTIFICATION PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002: I, Stephen Miller, certify that: 1. I have reviewed this report on Form N-Q of the Boulder Growth & Income Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the |
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| October 29, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-02328 Boulder Growth & Income Fund, Inc. (Exact name of registrant as specified in charter) 2344 Spruce Street, Suite A, Boulder, CO 80302 (Address of principal executive offices) (Zip code) Ste |
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| August 5, 2010 |
BOULDER GROWTH & INCOME FUND, INC. AMENDED & RESTATED BYLAWS ARTICLE I Exhibit 99.2 BOULDER GROWTH & INCOME FUND, INC. AMENDED & RESTATED BYLAWS ARTICLE I OFFICES Section 1. PRINCIPAL OFFICE. The principal office of the Corporation in the State of Maryland shall be located at such place as the Board of Directors may designate. Section 2. ADDITIONAL OFFICES. The Corporation may have additional offices, including a principal executive office, at such places as the Boar |
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| August 5, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) : August 5, 2010 (July 30, 2010) BOULDER GROWTH & INCOME FUND, INC. (Exact name of registrant as specified in its charter) Maryland 811-02328 13-2729672 (State of incorporation) (Commi |
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| July 30, 2010 |
Meeting of Stockholders - Voting Results On May 3, 2010, the Fund held its Annual Meeting of Stockholders to consider the election of Directors of the Fund. |
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| July 30, 2010 |
Legal Proceedings A derivative lawsuit was filed on April 14, 2010 by Denis Ryskamp, derivatively on behalf of the Boulder Growth & Income Fund, Inc. |
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| April 29, 2010 |
N-Q 1 a10-83543nq.htm N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-02328 Boulder Growth & Income Fund, Inc. (Exact name of registrant as specified in charter) 2344 Spruce Street, Suite A, Boulder, CO 80302 (Address of principal executiv |
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| April 29, 2010 |
CERTIFICATION PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002: EXHIBIT 99.CERT CERTIFICATIONS CERTIFICATION PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002: I, Stephen Miller, certify that: 1. I have reviewed this report on Form N-Q of the Boulder Growth & Income Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light o |
|
| April 9, 2010 |
DEF 14A 1 bifdefinitive14a.htm BIF DEFINITIVE 14A SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by Registrant [ X ] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [ X ] Definitive Proxy State |
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| March 26, 2010 |
SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
|
| March 26, 2010 |
[Missing Graphic Reference] BOULDER GROWTH & INCOME FUND, INC. 2344 SPRUCE STREET – SUITE A – BOULDER, COLORADO 80302 TELEPHONE (303) 444-5483 FACSIMILE (303) 245-0420 EMAIL: [email protected] March 26, 2010 VIA EDGAR AND EMAIL Vincent J. Di Stefano, Esq. Senior Counsel U.S. Securities & Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, DC 20549 Re: Preli |
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| January 28, 2010 |
REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To the Shareholders and Board of Directors of The Boulder Growth & Income Fund, Inc. |
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| October 29, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-02328 Boulder Growth and Income Fund, Inc. (Exact name of registrant as specified in charter) 2344 Spruce Street, Suite A, Boulder, CO 80302 (Address of principal executive offices) (Zip code) St |
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| October 29, 2009 |
CERTIFICATION PURSUANT TO SECTION 302 OF T HE SARBANES-OXLEY ACT OF 2002: EXHIBIT 99.CERT CERTIFICATIONS CERTIFICATION PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002: I, Stephen Miller, certify that: 1. I have reviewed this report on Form N-Q of the Boulder Growth and Income Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light |
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| July 30, 2009 |
BOULDER GROWTH & INCOME FUND, INC. AMENDED & RESTATED BYLAWS ARTICLE I Exhibit Q1(a)(1) BOULDER GROWTH & INCOME FUND, INC. AMENDED & RESTATED BYLAWS ARTICLE I OFFICES Section 1. PRINCIPAL OFFICE. The principal office of the Corporation in the State of Maryland shall be located at such place as the Board of Directors may designate. Section 2. ADDITIONAL OFFICES. The Corporation may have additional offices, including a principal executive office, at such places as the |
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| July 30, 2009 |
77Q1(a) Copies of any material amendments to the registrant?s charter or by-laws; 77Q1(a) Copies of any material amendments to the registrant’s charter or by-laws; 77Q1(a) Copies of any material amendments to the registrant’s charter or by-laws; (a)(1) Amended and Restated By-laws of the registrant are filed herewith. |
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| July 30, 2009 |
Meeting of Stockholders - Voting Results On April 24, 2009, the Fund held its Annual Meeting of Stockholders (the ?Meeting?) to consider an amendment to the Fund?s Charter and the election of Directors of the Fund. |
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| April 28, 2009 |
CERTIFICATION PURSUANT TO SECTION 302 OF T HE SARBANES-OXLEY ACT OF 2002: EXHIBIT 99.CERT CERTIFICATIONS CERTIFICATION PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002: I, Stephen Miller, certify that: 1. I have reviewed this report on Form N-Q of the Boulder Growth & Income Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light o |
|
| April 28, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-02328 Boulder Growth & Income Fund, Inc. (Exact name of registrant as specified in charter) 2344 Spruce Street, Suite A, Boulder, CO 80302 (Address of principal executive offices) (Zip code) Step |
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| April 9, 2009 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 2)* Boulder Growth & Income Fund, Inc. (Name of Issuer) Auction Rate Preferred (Title of Class of Securities) 101507200 (See Item 2(e)) (CUSIP Number) March 31, 2009 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the Rule pu |
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| January 29, 2009 |
REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To the Shareholders and Board of Directors of Boulder Growth & Income Fund, Inc. |
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| October 28, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-02328 Boulder Growth and Income Fund, Inc. (Exact name of registrant as specified in charter) 2344 Spruce Street, Suite A, Boulder, CO 80302 (Address of principal executive offices) (Zip code) St |
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| October 28, 2008 |
CERTIFICATIONS CERTIFICATION PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002: Exhibit 99.Cert CERTIFICATIONS CERTIFICATION PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002: I, Stephen Miller, certify that: 1. I have reviewed this report on Form N-Q of the Boulder Growth and Income Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light |
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| July 30, 2008 |
Boulder Growth & Income Fund Meeting date: 4-25-08 Record date shares (Common): 15,256,738. |
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| April 24, 2008 |
N-Q 1 a08-102411nq.htm N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-02328 Boulder Growth and Income Fund, Inc. (Exact name of registrant as specified in charter) 2344 Spruce Street, Suite A Boulder, CO 80302 (Address of principal execut |
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| April 24, 2008 |
EXHIBIT 99.CERT CERTIFICATIONS: I, Stephen C. Miller, certify that: 1. I have reviewed this report on Form N-Q of Boulder Growth and Income Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleadi |
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| April 14, 2008 |
Case 1:07-cv-01053-WYD-BNB Document 56 Filed 07/09/2007 Page 1 of 1 IN THE UNITED STATES DISTRICT COURT FOR THE DISTRICT OF COLORADO Judge Wiley Y. |
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| April 14, 2008 |
2344 SPRUCE STREET - SUITE A - BOULDER, COLORADO 80302 TELEPHONE (303) 444-5483 FACSIMILE (303) 245-0420 EMAIL: CDJOHNS@BOULDERFUNDS. |
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| April 14, 2008 |
KPMG LLP Telephone 617 988 1000 99 High Street Fax 617 507 8321 Boston, MA 02110-2371 Internet www. |
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| April 14, 2008 |
EXHIBIT 77E: Legal Proceedings On May 18, 2007, plaintiff Laurence D. Paskowitz filed a purported class action lawsuit in the United States District Court for the District of Colorado against the Fund and its directors, investment advisers and portfolio manager alleging violations of various federal and state securities laws. On July 6, 2007 the lawsuit was dismissed by the Court with prejudice. T |
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| April 14, 2008 |
Member of Deloitte Touche Tohmatsu [Missing Graphic Reference] Deloitte & Touche LLP Suite 3600 555 Seventeenth St. |
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| April 14, 2008 |
DCS0311668 Boulder Growth and Income - NSAR Letter REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM The Board of Directors and Shareholders of Boulder Growth & Income Fund, Inc. |
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| January 29, 2008 |
EXHIBIT 77E: Legal Proceedings On May 18, 2007, plaintiff Laurence D. Paskowitz filed a purported class action lawsuit in the United States District Court for the District of Colorado against the Fund and its directors, investment advisers and portfolio manager alleging violations of various federal and state securities laws. On July 6, 2007 the lawsuit was dismissed by the Court with prejudice. T |
|
| January 29, 2008 |
Case 1:07-cv-01053-WYD-BNB Document 56 Filed 07/09/2007 Page 1 of 1 IN THE UNITED STATES DISTRICT COURT FOR THE DISTRICT OF COLORADO Judge Wiley Y. |
|
| January 29, 2008 |
Member of Deloitte Touche Tohmatsu [Missing Graphic Reference] Deloitte & Touche LLP Suite 3600 555 Seventeenth St. |
|
| October 24, 2007 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-02328 Boulder Growth and Income Fund, Inc. (Exact name of registrant as specified in charter) 2344 Spruce Street, Suite A Boulder, CO 80302 (Address of principal executive offices) (Zip code) Ste |
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| October 24, 2007 |
EXHIBIT 99.CERT CERTIFICATIONS: I, Stephen C. Miller, certify that: 1. I have reviewed this report on Form N-Q of Boulder Growth and Income Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleadi |
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| July 30, 2007 |
BOULDER GROWTH & INCOME FUND, INC. BOULDER GROWTH & INCOME FUND, INC. Meeting of Stockholders - Voting Results (Unaudited) On April 27, 2007, the Fund held its Annual Meeting of Stockholders to consider the election of Directors of the Fund and certain corporate other proposals. The following votes were recorded: PROPOSAL 1: (Voting by AMPs Shareholders): Election of Richard I. Barr as Director of the Fund # of Votes Cast % of Vote |
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| April 25, 2007 |
Exhibit 99.CERT CERTIFICATIONS: I, Stephen C. Miller, certify that: 1. I have reviewed this report on Form N-Q of Boulder Growth and Income Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleadi |
|
| April 25, 2007 |
N-Q 1 a07-81311nq.htm QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-02328 Boulder Growth and Income Fund, Inc. (Exact name of registrant as specified in charter) 2344 Spruce Street, Suite A Boulder, C |
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| February 12, 2007 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Boulder Growth & Income Fund Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 101507101 (CUSIP Number) December 31, 2006 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to |
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| January 29, 2007 |
KPMG LLP Telephone 617 988 1000 99 High Street Fax 617 507 8321 Boston, MA 02110-2371 Internet www. |
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| January 29, 2007 |
2344 SPRUCE STREET - SUITE A - BOULDER, COLORADO 80302 TELEPHONE (303) 444-5483 FACSIMILE (303) 245-0420 EMAIL: CDJOHNS@BOULDERFUNDS. |
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| October 26, 2006 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-02328 Boulder Growth and Income Fund, Inc. (Exact name of registrant as specified in charter) 2344 Spruce Street, Suite A Boulder, CO 80302 (Address of principal executive offices) (Zip code) Ste |
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| October 26, 2006 |
Exhibit 99.CERT CERTIFICATIONS: CERTIFICATIONS: Exhibit 99.CERT CERTIFICATIONS: I, Stephen C. Miller, certify that: 1. I have reviewed this report on Form N-Q of Boulder Growth and Income Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleadi |
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| July 28, 2006 |
Boulder Growth & Income Fund, Inc Record date shares (Common): 11,327,784.000 Record date shares (AMPS): 1,000 Combined record date shares: 11,328,784.00 Common AMPS Combined Totals (Common & Preferred) Shares Voted % of Outstanding % of Voted Shares Voted % of Outstanding % of Voted Shares Voted % of Outstanding % of Voted Proposal #1 Election of Directors Election of Directors Election of Direct |
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| April 25, 2006 |
EX-99.CERT CERTIFICATIONS: CERTIFICATIONS: EX-99.CERT CERTIFICATIONS: I, Stephen C. Miller, certify that: 1. I have reviewed this report on Form N-Q of Boulder Growth and Income Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading wi |
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| April 25, 2006 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-02328 Boulder Growth and Income Fund, Inc. (Exact name of registrant as specified in charter) 1680 38th Street, Suite 800 Boulder, CO 80301 (Address of principal executive offices) (Zip code) Ste |
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| February 23, 2006 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Boulder Growth & Income Fund Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 101507101 (CUSIP Number) February 21, 2006 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule |
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| January 30, 2006 |
Report of Independent Registered Public Accounting Firm Report of Independent Registered Public Accounting Firm To the Shareholders and Board of Directors of Boulder Growth & Income Fund, Inc. |
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| October 25, 2005 |
EXHIBIT 99.CERT CERTIFICATIONS: I, Stephen C. Miller, certify that: 1. I have reviewed this report on Form N-Q of Boulder Growth and Income Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleadi |
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| October 25, 2005 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-02328 Boulder Growth and Income Fund, Inc. (Exact name of registrant as specified in charter) 1680 38th Street, Suite 800 Boulder, CO 80301 (Address of principal executive offices) (Zip code) Ste |
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| April 13, 2005 |
EXHIBIT 99.CERT CERTIFICATIONS: I, Stephen C. Miller, certify that: 1. I have reviewed this report on Form N-Q of Boulder Growth and Income Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleadi |
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| April 13, 2005 |
N-Q 1 a05-63341nq.htm N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-02328 Boulder Growth and Income Fund, Inc. (Exact name of registrant as specified in charter) 1680 38th Street, Suite 800 Boulder, CO 80301 (Address of principal executi |
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| September 5, 2001 |
SCHEDULE 14A (Rule 14a-101) SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [X] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [ ] Definitive Proxy Statement [ ] Definitive Additional Materials [ ] Soliciting Material Under Rule 14a-12 USLIFE INCOME FUND, INC. |
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| July 17, 2001 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest reported) July 17, 2001 USLIFE Income Fund, Inc. |
