Basic Stats
CIK | 1622879 |
SEC Filings
SEC Filings (Chronological Order)
July 18, 2025 |
Exhibit 10.1 EMPLOYMENT AGREEMENT THIS EMPLOYMENT AGREEMENT (the “Agreement”) is made and entered into this 14th day of July 2025 (“Effective Date”) by and between Philippe P. Faraut, an individual (hereinafter referred to as the "Faraut"), and Medicine Man Technologies, Inc. d/b/a Schwazze, a corporation duly organized under the laws of the state of Nevada and having its principal place of busine |
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July 18, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 14, 2025 Medicine Man Technologies, Inc. |
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May 6, 2025 |
SEPARATION AGREEMENT AND RELEASE Exhibit 10.1 March 25, 2025 PERSONAL & CONFIDENTIAL Dear Dan, This letter contains a Separation Agreement and Release intended to resolve any and all disputes arising from your employment and your separation from employment with MEDICINE MAN TECHNOLOGIES, INC. D/B/A SCHWAZZE ("Company") on mutually agreeable terms as set forth below. Please review it carefully and, if it is acceptable to you, sign |
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May 6, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 30, 2025 Medicine Man Technologies, Inc. |
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April 21, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 15, 2025 Medicine Man Technologies, Inc. |
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April 21, 2025 |
CONFIDENTIAL CONSULTING AGREEMENT Exhibit 10.1 CONFIDENTIAL CONSULTING AGREEMENT This Confidential Consulting Agreement (the “Agreement”) is executed as of the date shown on the signature page (the “Effective Date”), by and between FLG Partners, LLC, a California limited liability company (“FLG”), and the entity identified on the signature page (“Client”). RECITALS WHEREAS, FLG is in the business of providing certain financial ser |
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April 1, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 OMB APPROVAL OMB Number: 3235-0058 Expires: April 30, 2025 Estimated average burden hours per response……………2.50 FORM 12B-25 SEC FILE NUMBER 000-55450 NOTIFICATION OF LATE FILING CUSIP NUMBER 58468U106 (Check one): x Form 10-K ¨ Form 20-F ¨ Form 11-K ¨ Form 10-Q ¨ Form 10-D ¨ Form N-SAR ¨ Form N-CSR For Period Ended: December 3 |
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March 13, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 7, 2025 Medicine Man Technologies, Inc. (Exact name of Registrant as Specified in Its Charter) Nevada 000-55450 46-5289499 (State or Other Jurisdiction of Incorporation) (Commis |
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December 12, 2024 |
SECOND AMENDED AND RESTATED EMPLOYMENT AGREEMENT Exhibit 10.1 SECOND AMENDED AND RESTATED EMPLOYMENT AGREEMENT THIS SECOND AMENDED AND RESTATED EMPLOYMENT AGREEMENT (the “Agreement”) is made and entered into this 9th day of December 2024 (“Effective Date”) by and between Forrest Hoffmaster, an individual (hereinafter referred to as the "Executive"), and MEDICINE MAN TECHNOLOGIES, INC. (“MMT”), a corporation duly organized under the laws of the s |
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December 12, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 6, 2024 Medicine Man Technologies, Inc. |
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December 4, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 29, 2024 Medicine Man Technologies, Inc. |
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December 4, 2024 |
Schwazze Provides Update on Delayed Filings Exhibit 99.1 Schwazze Provides Update on Delayed Filings DENVER, CO, December 4, 2024 – Medicine Man Technologies, Inc., operating as Schwazze, (OTC: SHWZ) (Cboe CA: SHWZ) ("Schwazze" or the "Company"), is providing an update on its previously announced delayed filings. On November 29, 2024, the Audit Committee of the Company determined, following discussions with Baker Tilly and the Company’s man |
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November 15, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 OMB APPROVAL OMB Number: 3235-0058 Expires: April 30, 2025 Estimated average burden hours per response……………2.50 FORM 12B-25 SEC FILE NUMBER 000-55450 NOTIFICATION OF LATE FILING CUSIP NUMBER 58468U106 (Check one): ¨ Form 10-K ¨ Form 20-F ¨ Form 11-K x Form 10-Q ¨ Form 10-D ¨ Form N-SAR ¨ Form N-CSR For Period Ended: September |
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August 15, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 OMB APPROVAL OMB Number: 3235-0058 Expires: April 30, 2025 Estimated average burden hours per response……………2.50 FORM 12B-25 SEC FILE NUMBER 000-55450 NOTIFICATION OF LATE FILING CUSIP NUMBER 58468U106 (Check one): ¨ Form 10-K ¨ Form 20-F ¨ Form 11-K x Form 10-Q ¨ Form 10-D ¨ Form N-SAR ¨ Form N-CSR For Period Ended: June 30, 2 |
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August 13, 2024 |
Schwazze Announces Second Quarter 2024 Financial Results Exhibit 99.1 Schwazze Announces Second Quarter 2024 Financial Results Growth and Restructuring Initiatives Lead to Quarter-over-Quarter Growth Across all Key Financial Metrics in Q2 Schwazze Management to Host Conference Call Today at 5:00 p.m. Eastern Time DENVER, CO, August 13, 2024 – Medicine Man Technologies, Inc., operating as Schwazze, (OTC: SHWZ) (Cboe CA: SHWZ) ("Schwazze" or the "Company" |
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August 13, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 13, 2024 Medicine Man Technologies, Inc. |
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July 11, 2024 |
Schwazze Announces Restructuring of February 2025 Debt Obligations Exhibit 99.1 Schwazze Announces Restructuring of February 2025 Debt Obligations DENVER, CO, July 11, 2024 – Medicine Man Technologies, Inc., operating as Schwazze, (OTCPK: SHWZ) (Cboe CA: SHWZ) ("Schwazze" or the "Company"), today announced that it has finalized an agreement with two of its lenders to restructure its $15.0 million Altmore, LLC (“Altmore”) Loan Agreement and its $17.0 million Reyno |
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July 11, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 5, 2024 Medicine Man Technologies, Inc. |
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July 11, 2024 |
First AMENDMENT TO Promissory Note Exhibit 10.1 First AMENDMENT TO Promissory Note This First AMENDMENT TO Promissory Note (this “Amendment”), dated as of July 3, 2024, is entered into by Reynold Greenleaf & Associates LLC, a New Mexico limited liability company (“Holder”), and Nuevo Holding, LLC, a New Mexico limited liability company (“Payor”). RECITALS A. Holder and Payor have entered into that certain Promissory Note, dated as |
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July 11, 2024 |
FOURTH AMENDMENT TO LOAN AGREEMENT Exhibit 10.2 FOURTH AMENDMENT TO LOAN AGREEMENT This FOURTH AMENDMENT TO LOAN AGREEMENT (this “Amendment”), dated as of July 5, 2024, is made by SHWZ Altmore, LLC, a Delaware limited liability company (“Lender”), GGG Partners, LLC, a Georgia limited liability company (“Collateral Agent”), and Mesa Organics Ltd., a Colorado limited liability company (“Purplebee’s”), in its capacity as Administrativ |
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July 8, 2024 |
Schwazze Announces Transition to OTC Expert Market and Provides Update on Delayed Filing Exhibit 99.1 Schwazze Announces Transition to OTC Expert Market and Provides Update on Delayed Filing DENVER, CO, July 1, 2024 – Medicine Man Technologies, Inc., operating as Schwazze, (OTCQX: SHWZ) (Cboe CA: SHWZ) ("Schwazze" or the "Company"), today announced that its common stock will soon transition to the OTC Expert Market, under the ticker symbol “SHWZ” due to the Company’s delayed filing of |
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July 8, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 1, 2024 Medicine Man Technologies, Inc. |
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June 24, 2024 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 20, 2024 Medicine Man Technologies, Inc. |
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May 16, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 OMB APPROVAL OMB Number: 3235-0058 Expires: April 30, 2025 Estimated average burden hours per response……………2.50 FORM 12B-25 SEC FILE NUMBER 000-55450 NOTIFICATION OF LATE FILING CUSIP NUMBER 58468U106 (Check one): ¨ Form 10-K ¨ Form 20-F ¨ Form 11-K x Form 10-Q ¨ Form 10-D ¨ Form N-SAR ¨ Form N-CSR For Period Ended: March 31, |
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May 15, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 15, 2024 Medicine Man Technologies, Inc. |
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May 15, 2024 |
Exhibit 99.1 Schwazze Announces First Quarter 2024 Financial Results Schwazze Management to Host Conference Call Today at 5:00 p.m. Eastern Time DENVER, CO, May 15, 2024 – Medicine Man Technologies, Inc., operating as Schwazze, (OTCQX: SHWZ) (Cboe CA: SHWZ) ("Schwazze" or the "Company"), today announced financial and operational results for the first quarter ended March 31, 2024. “We delivered ano |
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April 29, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defin |
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April 29, 2024 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14 |
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April 8, 2024 |
Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 5, 2024 Medicine Man Technologies, Inc. |
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April 8, 2024 |
Exhibit 16.1 5400 W Cedar Ave Lakewood, CO 80226 Telephone: 303.953.1454 Fax: 303.945.7991 April 8, 2024 United States Securities and Exchange Commission Office of the Chief Accountant 100 F Street, N.E. Washington, D.C. 20549 Re: Medicine Man Technologies, Inc. Ladies and Gentleman: We have read the statements under item 4.01 in the Form 8-K dated April 8, 2024, of Medicine Man Technologies, Inc. |
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April 3, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 27, 2024 Medicine Man Technologies, Inc. |
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April 3, 2024 |
Exhibit 99.1 Schwazze Announces Fourth Quarter and Full Year 2023 Financial Results FY 2023 Revenue of $172.4 Million; Income from Operations of $3.3 Million; Adjusted EBITDA of $53.4 Million or 31% of Revenue Generated $12.2 Million of Operating Cash Flow in FY 2023 DENVER, CO, March 27, 2024 – Medicine Man Technologies, Inc., operating as Schwazze, (OTCQX: SHWZ) (Cboe: SHWZ) ("Schwazze" or the " |
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March 27, 2024 |
Exhibit 21.1 Medicine Man Technologies, Inc. List of Subsidiaries Subsidiary State of Incorporation Schwazze IP Holdco LLC Colorado Schwazze Colorado LLC Medicine Man Consulting, Inc. Colorado Two J’s LLC d/b/a The Big Tomato Colorado PBS Holdco LLC d/b/a Mesa Organics d/b/a Purplebee’s Colorado SCG Holding, LLC Colorado MIH Manager LLC Colorado Schwazze Biosciences, LLC Colorado SBUD LLC d/b/a St |
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March 27, 2024 |
Description of Capital Stock of Medicine Man Technologies, Inc. Exhibit 4.1 Description of Securities of Medicine Man Technologies, Inc. Registered Pursuant to Section 12 of the Securities Exchange Act of 1934 General The following is a summary of information concerning the capital stock of Medicine Man Technologies, Inc. (hereinafter referred to as the “Company”, “our” and “we”). The summaries and descriptions below do not purport to be complete and are subje |
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March 27, 2024 |
Exhibit 10.22 LICENSE AND MANUFACTURING AGREEMENT THIS LICENSE AND MANUFACTURING AGREEMENT (the “Agreement”) is entered into as of July 1, 2021, by and between, THE CIMA GROUP LLC, a Colorado limited liability company, with its principal place of business located at 1668 Valtec Lane Boulder, CO 80301 (“Licensor”), and Everest Apothecary, Inc., a New Mexico nonprofit corporation with its principal |
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March 27, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K (Mark one) ☒ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 for the fiscal year ended December 31, 2023 ☐TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 for the transition period from to. Commission File Number 000-55450 M |
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March 27, 2024 |
License Agreement Dated June 15, 2023 by and between Star Brands and Medicine Man Technologies, Inc. Exhibit 10.21 LICENSING AGREEMENT THIS LICENSE AGREEMENT (this “Agreement”) is made and is effective as of June 15, 2023 (“Effective Date”) between Star Brands LLC, of 7030 E. 46th Avenue Dr., Unit F, Denver, Colorado 80216 (the “Licensor”) and Medicine Man Technologies Inc dba Schwazze, of 4880 Havana St. Suite 201, Denver, CO 80239 (“Licensee”). The Licensee and Licensor are sometimes referred t |
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March 27, 2024 |
Exhibit 19.1 Insider Trading Policy Private and confidential. Internal use only. Not for external distribution. This Insider Trading Policy (the “Policy”) sets forth the guidelines to all employees, Directors and Officers of Schwazze (the “Company” or “SCHWAZZE”), including its affiliates and subsidiaries. This Policy memorializes the Company’s standards on trading and causing the trading of secur |
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February 23, 2024 |
Exhibit 10.01 SEPARATION AGREEMENT AND RELEASE This Separation Agreement and Release (referred to herein as “Agreement”) is made and entered into by NIRUP KRISHNAMURTHY (“Executive”) and MEDICINE MAN TECHNOLOGIES, INC., a corporation duly organized under the laws of the state of Nevada and having its principal place of business at 865 N. Albion Street, 3rd Floor, Denver, Colorado 80220 (hereinafte |
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February 23, 2024 |
Exhibit 10.02 AMENDED AND RESTATED EMPLOYMENT AGREEMENT THIS AMENDED AND RESTATED EMPLOYMENT AGREEMENT (the “Agreement”) is made and entered into this 21st day of February 2024 (“Effective Date”) by and between Forrest Hoffmaster, an individual (hereinafter referred to as the "Executive"), and MEDICINE MAN TECHNOLOGIES, INC. (“MMT”), a corporation duly organized under the laws of the state of Neva |
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February 23, 2024 |
Schwazze Appoints Forrest Hoffmaster as Interim Chief Executive Officer Exhibit 99.1 Schwazze Appoints Forrest Hoffmaster as Interim Chief Executive Officer DENVER, CO, February 23, 2024 – Medicine Man Technologies, Inc., operating as Schwazze, (OTCQX: SHWZ) (NEO: SHWZ) ("Schwazze" or the "Company"), today announced that Forrest Hoffmaster, the Company’s Chief Financial Officer, has been appointed to the additional role of interim Chief Executive Officer (“CEO”). This |
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February 23, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 20, 2024 Medicine Man Technologies, Inc. |
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January 31, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K/A (Amendment No. |
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November 14, 2023 |
Description of Medicine Man Technologies, Inc. 2023 Long-Term Incentive Plan Exhibit 10.3 Medicine Man Technologies, Inc. 2023 Long-Term Incentive Plan The board of directors (the “Board”) of Medicine Man Technologies, Inc. (the “Company”) adopted and approved the Medicine Man Technologies, Inc. 2023 Long-Term Incentive Plan (the “LTIP”) effective as of May 3, 2023. The material terms of the LTIP are summarized below. Eligibility. Participation in the LTIP is made availabl |
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November 14, 2023 |
Form of Restricted Stock Option and Performance Share Unit Award Agreement Exhibit 10.4 Medicine Man Technologies, Inc. 2017 Equity Incentive Plan Stock Option and Performance Share Unit Award Agreement This Stock Option and Performance Share Unit Award Agreement (this “Agreement”) is made and entered into as of [DATE], by and between Medicine Man Technologies, Inc., dba Schwazze, a Nevada corporation (the “Company”), and [EMPLOYEE NAME] (the “Participant”). Stock Option |
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November 14, 2023 |
Table of Contents Tony UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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November 14, 2023 |
Exhibit 99.1 Schwazze Announces Third Quarter 2023 Financial Results Q3 Revenue of $46.7 Million; Income from Operations of $8.9 Million; Adjusted EBITDA of $14.1 Million or 30% of Revenue Generated $6.9 Million of Operating Cash Flow DENVER, CO, November 14, 2023 – Medicine Man Technologies, Inc., operating as Schwazze, (OTCQX: SHWZ) (NEO: SHWZ) ("Schwazze" or the "Company"), today announced fina |
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November 14, 2023 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 14, 2023 Medicine Man Technologies, Inc. |
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November 6, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 2, 2023 Medicine Man Technologies, Inc. |
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August 17, 2023 |
EVEREST APOTHECARY, INC. FINANCIAL STATEMENT JUNE 1, 2023 (Date of Acquisition) Exhibit 99.2 EVEREST APOTHECARY, INC. FINANCIAL STATEMENT JUNE 1, 2023 (Date of Acquisition) EVEREST APOTHECARY, INC. Table of Contents Page INDEPENDENT AUDITOR’S REPORT 1 FINANCIAL STATEMENT: Statement of Assets Acquired and Liabilities Assumed as of June 1, 2023 2 Notes to the Financial Statements 3 INDEPENDENT AUDITORS’ REPORT To the Board of Directors and Members of Everest Apothecary, Inc. Op |
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August 17, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K/A (Amendment No. |
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August 17, 2023 |
Medicine Man Technologies, Inc. Exhibit 99.3 Medicine Man Technologies, Inc. Unaudited Pro Forma Condensed Combined Financial Information The unaudited pro forma condensed combined statements of operations for the six months ended June 30, 2023 and for the year ended December 31, 2022 combine the financial statements of Medicine Man Technologies, Inc. (“Medicine Man”) and Everest Apothecary, Inc. (“Everest”) giving effect to the |
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August 10, 2023 |
Form of Restricted Stock Option and Performance Share Unit Award Agreement Exhibit 10.4 Medicine Man Technologies, Inc. 2017 Equity Incentive Plan Stock Option and Performance Share Unit Award Agreement This Stock Option and Performance Share Unit Award Agreement (this “Agreement”) is made and entered into as of [DATE], by and between Medicine Man Technologies, Inc., dba Schwazze, a Nevada corporation (the “Company”), and [EMPLOYEE NAME] (the “Participant”). Stock Option |
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August 10, 2023 |
Table of Contents Tony UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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August 10, 2023 |
Description of Medicine Man Technologies, Inc. 2023 Long-Term Incentive Plan Exhibit 10.3 Medicine Man Technologies, Inc. 2023 Long-Term Incentive Plan The board of directors (the “Board”) of Medicine Man Technologies, Inc. (the “Company”) adopted and approved the Medicine Man Technologies, Inc. 2023 Long-Term Incentive Plan (the “LTIP”) effective as of May 3, 2023. The material terms of the LTIP are summarized below. Eligibility. Participation in the LTIP is made availabl |
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August 9, 2023 |
Exhibit 99.1 Schwazze Announces Second Quarter 2023 Financial Results Q2 Revenue of $42.4 Million; Income from Operations of $5.0 Million; Adjusted EBITDA of $13.8 Million or 33% of revenue Generated $2.7 Million of Operating Cash Flow DENVER, CO, August 9, 2023 – Medicine Man Technologies, Inc., operating as Schwazze, (OTCQX: SHWZ) (NEO: SHWZ) (“Schwazze” or the “Company”), today announced financ |
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August 9, 2023 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 9, 2023 Medicine Man Technologies, Inc. |
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August 8, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K/A (Amendment No. |
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June 27, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 22, 2023 Medicine Man Technologies, Inc. |
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June 22, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 15, 2023 Medicine Man Technologies, Inc. |
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June 7, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 1, 2023 Medicine Man Technologies, Inc. |
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June 7, 2023 |
Exhibit 99.1 NEWS RELEASE NEO: SHWZ FOR IMMEDIATE RELEASE OTCQX: SHWZ SCHWAZZE COMPLETES ACQUISITION TO MANAGE ASSETS OF NEW MEXICO CANNABIS OPERATOR, EVEREST APOTHECARY, INC. Acquisition Increases Schwazze’s New Mexico Retail Store Count to 32 and Provides Expanded Coverage Throughout State DENVER, CO – June 5, 2023 – Medicine Man Technologies, Inc., operating as Schwazze, (OTCQX: SHWZ) (NEO: SHW |
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June 7, 2023 |
Exhibit 2.2 AMENDMENT TO ASSET PURCHASE AGREEMENT THIS AMENDMENT (this “Amendment”) is executed and delivered as of June 1, 2023 by and among Evergreen Holdco, LLC, a New Mexico limited liability company (“Purchaser”), Medicine Man Technologies, Inc. (“Parent” and, together with Purchaser, the “MMT Parties”), Sucellus, LLC, a New Mexico limited liability company (“Seller”), James Griffin, Brook La |
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June 7, 2023 |
Exhibit 2.3 CALL OPTION AGREEMENT This Call Option Agreement (this “Agreement”) is made and entered into as of June 1, 2023, by and between Everest Apothecary, Inc., a New Mexico not-for-profit corporation (“Grantor”), and Evergreen Holdco, LLC, a New Mexico limited liability company (“Sub”). INTRODUCTION WHEREAS, Grantor is a New Mexico non-profit corporation that holds the Licenses set forth in |
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June 7, 2023 |
Exhibit 4.1 THIS PROMISSORY NOTE HAS NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “ACT”), OR ANY COMPARABLE STATE SECURITIES LAW, AND MAY NOT BE SOLD, ASSIGNED, PLEDGED OR OTHERWISE TRANSFERRED IN THE ABSENCE OF AN EFFECTIVE REGISTRATION STATEMENT UNDER THE ACT COVERING THE TRANSFER OR AN EXEMPTION UNDER THE ACT. PROMISSORY NOTE $17,500,000 June 1, 2023 For value received, |
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May 31, 2023 |
Exhibit 10.1 AGREEMENT THIS AGREEMENT (this “Agreement”) is made as of this 27th day of May 2023 (the “Effective Date”) by and between Justin Dye, an individual (hereinafter referred to as “Dye”), and MEDICINE MAN TECHNOLOGIES, INC., a corporation duly organized under the laws of the state of Nevada and having its principal place of business at 4880 Havana Street, Suite 201 South, Denver, Colorado |
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May 31, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 24, 2023 Medicine Man Technologies, Inc. |
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May 31, 2023 |
MULTI-STATE CANNABIS OPERATOR, SCHWAZZE, PROMOTES NIRUP KRISHNAMURTHY TO CHIEF EXECUTIVE OFFICER Exhibit 99.1 NEWS RELEASE NEO: SHWZ FOR IMMEDIATE RELEASE OTCQX: SHWZ MULTI-STATE CANNABIS OPERATOR, SCHWAZZE, PROMOTES NIRUP KRISHNAMURTHY TO CHIEF EXECUTIVE OFFICER DENVER, CO – May 31, 2023 – Medicine Man Technologies, Inc., operating as Schwazze, (OTCQX: SHWZ) (NEO: SHWZ) ("Schwazze" or the “Company"), is pleased to announce the promotion of its President, Nirup Krishnamurthy, to the role of C |
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May 31, 2023 |
Exhibit 10.2 AMENDED AND RESTATED EMPLOYMENT AGREEMENT THIS AMENDED AND RESTATED EMPLOYMENT AGREEMENT (the “Agreement”) is made and entered into this 24th day of May 2023 (“Effective Date”) by and between Nirup Krishnamurthy, an individual (hereinafter referred to as the "Executive"), and MEDICINE MAN TECHNOLOGIES, INC. (“MMT”), a corporation duly organized under the laws of the state of Nevada an |
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May 17, 2023 |
Exhibit 99.1 NEWS RELEASE NEO: SHWZ FOR IMMEDIATE RELEASE OTCQX: SHWZ MULTI-STATE CANNABIS OPERATOR, SCHWAZZE, ACQUIRES TWO RETAIL DISPENSARIES FROM SMOKEY’S CANNABIS COMPANY Star Buds Retailer Now Enters the Fort Collins and Garden City Markets in Colorado DENVER, COLORADO – MAY 12, 2023 – Schwazze, (NEO: SHWZ; OTCQX: SHWZ) ("Schwazze" or the “Company"), announced today that it closed the transac |
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May 17, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 10, 2023 Medicine Man Technologies, Inc. |
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May 11, 2023 |
Exhibit 2.3 ASSET PURCHASE AGREEMENT This ASSET PURCHASE AGREEMENT (this “Agreement”) is made and entered into as of January 25, 2023 by and among (i) Smoke Holdco, LLC, a Colorado limited liability company (“Buyer”), (ii) Medicine Man Technologies, Inc. (d/b/a Schwazze), a Nevada corporation (“Parent”), (iii) Cannabis Care Wellness Centers, LLC (d/b/a Smokey’s), a Colorado limited liability compa |
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May 11, 2023 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2023 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File Number 000-55450 MEDI |
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May 10, 2023 |
Exhibit 99.1 NEWS RELEASE OTCQX: SHWZ FOR IMMEDIATE RELEASE NEO: SHWZ SCHWAZZE ANNOUNCES FIRST QUARTER 2023 FINANCIAL RESULTS Revenue Increases 26% to $40.0M Compared to $31.8M in Q1 2022 Income From Operations Grew to $5.6M Compared to ($4.8M) in Q1 2022 Adjusted EBITDA (1) of $14.5M, or 36% of Revenue, Compared to $7.9M, or 25% in Q1 2022 Company Generates $2.7M in Free Cash Flow (2) Continues t |
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May 10, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 10, 2023 Medicine Man Technologies, Inc. |
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May 1, 2023 |
DEFA14A 1 tmb-20230501xdefa14a.htm DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only |
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May 1, 2023 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14 |
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April 26, 2023 |
Exhibit 2.1 Execution Version ASSET PURCHASE AGREEMENT BY AND AMONG EVERGREEN HOLDCO, LLC, AS PURCHASER, MEDICINE MAN TECHNOLOGIES, INC., AS PARENT, SUCELLUS, LLC, AS SELLER, THE EQUITYHOLDERS NAMED HEREIN AND BROOK LASKEY, AS THE REPRESENTATIVE April 21, 2023 Table of Contents (continued) Page ARTICLE I. PURCHASE AND SALE OF ASSETS; ASSUMPTION OF LIABILITIES; Employee matters 1 Section 1.1 Purcha |
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April 26, 2023 |
Exhibit 99.1 NEWS RELEASE NEO: SHWZ FOR IMMEDIATE RELEASE OTCQX: SHWZ SCHWAZZE SIGNS DEFINITIVE DOCUMENTS TO ACQUIRE ASSETS OF SUCELLUS, MANAGE ASSETS OF EVEREST, A PROMINENT NEW MEXICO CANNABIS OPERATOR Announced Acquisition to Increase Schwazze’s New Mexico Retail Store Count to 32 Transaction Provides Expanded Coverage Throughout State DENVER, CO – April 25, 2023 – Medicine Man Technologies, |
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April 26, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 21, 2023 Medicine Man Technologies, Inc. |
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April 19, 2023 |
Exhibit 99.1 NEWS RELEASE NEO: SHWZ For Immediate Release OTCQX: SHWZ Schwazze Signs Definitive Documents to Acquire One Medical Retail Dispensary in Denver, Colorado, from Standing Akimbo DENVER, CO – April 17, 2023 – Medicine Man Technologies operating as Schwazze, (OTCQX: SHWZ, NEO: SHWZ) ("Schwazze" or the “Company"), announced that it has signed definitive documents to acquire certain assets |
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April 19, 2023 |
Exhibit 10.1 ASSET PURCHASE AGREEMENT This ASSET PURCHASE AGREEMENT (this “Agreement”) is made and entered into as of April 13, 2023 by and among (i) Double Brow, LLC, a Colorado limited liability company (“Buyer”); (ii) Medicine Man Technologies, Inc. (d/b/a Schwazze), a Nevada corporation (“Parent”); (iii) Standing Akimbo LLC, a Colorado limited liability company (“Seller”); (iv) Spencer A. Kirs |
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April 19, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 13, 2023 Medicine Man Technologies, Inc. |
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April 3, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K/A (Amendment No. |
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March 29, 2023 |
Exhibit 2.34 FIRST AMENDMENT TO ASSET PURCHASE AGREEMENT This FIRST AMENDMENT TO THE ASSET PURCHASE AGREEMENT (this “First Amendment”) is made and entered into effective as of December 15, 2022, by and among (i) Double Brow, LLC, a Colorado limited liability company (“Buyer”), (ii) Medicine Man Technologies, Inc. (d/b/a Schwazze), a Nevada corporation (“Parent”), (iii) Lightshade Labs LLC a Colora |
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March 29, 2023 |
Exhibit 10.41 SEVERANCE AGREEMENT AND RELEASE This Severance Agreement and Release (referred to herein as “Agreement”) is made and entered into by NANCY HUBER (“Employee”) and MEDICINE MAN TECHNOLOGIES, INC. (MMT), a corporation duly organized under the laws of the state of Nevada and having its principal place of business at 4880 Havana Street, Suite 201 South, Denver, Colorado 80239 (hereinafter |
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March 29, 2023 |
Description of Capital Stock of Medicine Man Technologies, Inc. Exhibit 4.1 Description of Securities of Medicine Man Technologies, Inc. Registered Pursuant to Section 12 of the Securities Exchange Act of 1934 General The following is a summary of information concerning the capital stock of Medicine Man Technologies, Inc. (hereinafter referred to as the “Company”, “our” and “we”). The summaries and descriptions below do not purport to be complete and are subje |
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March 29, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 29, 2023 Medicine Man Technologies, Inc. |
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March 29, 2023 |
Exhibit 10.28 LICENSE AGREEMENT THIS LICENSE AGREEMENT (this “Agreement”) is entered into as of May 10, 2022 (the “Effective Date”) by and between Indus LF LLC, a California limited liability company with its principal place of business located at [omitted] (“Licensor”), and Medicine Man Technologies, Inc. d/b/a Schwazze, a Nevada corporation with its principal place of business located at 4880 Ha |
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March 29, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K (Mark one) ☒ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 for the fiscal year ended December 31, 2022 ☐TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 for the transition period from to. Commission File Number 000-55450 M |
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March 29, 2023 |
Exhibit 99.1 NEWS RELEASE OTCQX: SHWZ FOR IMMEDIATE RELEASE NEO: SHWZ SCHWAZZE ANNOUNCES FOURTH QUARTER 2022 & YEAR-END 2022 RESULTS Record 2022 Revenue Increases 47% to $159.4 Million Compared to $108.4 Million in 2021 Company Continues to Grow Positive Cash Flow from Operations in Fourth Quarter and Year-End 2022 Expansion into New Mexico Market as well as Colorado Acquisitions Add 23 Retail Dis |
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March 29, 2023 |
Exhibit 2.36 FIRST AMENDMENT TO ASSET PURCHASE AGREEMENT This FIRST AMENDMENT TO THE ASSET PURCHASE AGREEMENT (this “First Amendment”) is made and entered into effective as of December 15, 2022, by and among (i) Double Brow, LLC, a Colorado limited liability company (“Buyer”), (ii) Medicine Man Technologies, Inc. (d/b/a Schwazze), a Nevada corporation (“Parent”), (iii) Lightshade Labs LLC a Colora |
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March 29, 2023 |
EX-21.1 8 shwz-20221231xex21d1.htm EX-21.1 Exhibit 21.1 Medicine Man Technologies, Inc. List of Subsidiaries Subsidiary State of Incorporation Schwazze IP Holdco LLC Colorado SCG Holding, LLC Colorado Schwazze Colorado LLC Colorado Medicine Man Consulting, Inc. Colorado Two J’s LLC d/b/a The Big Tomato Colorado PBS Holdco LLC d/b/a Mesa Organics d/b/a Purplebee’s Colorado MIH Manager LLC Colorado |
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March 29, 2023 |
Exhibit 10.29 EMPLOYMENT AGREEMENT THIS EMPLOYMENT AGREEMENT (the “Agreement”) is dated 02/15/2023 (“Effective Date”), by and between Christine Jones, an individual (hereinafter referred to as the “Employee”), and MEDICINE MAN TECHNOLOGIES, INC. (“MMT”), a corporation duly organized under the laws of the state of Nevada and having its principal place of business at 4880 Havana Street, Suite 201 So |
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March 24, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 20, 2023 Medicine Man Technologies, Inc. |
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March 24, 2023 |
SCHWAZZE ANNOUNCES APPOINTMENT TO THE BOARD OF DIRECTORS EX-99.1 2 tm2310513d1ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 NEWS RELEASE OTCQX: SHWZ For Immediate Release NEO: SHWZ SCHWAZZE ANNOUNCES APPOINTMENT TO THE BOARD OF DIRECTORS DENVER, CO – March 24, 2023 – Medicine Man Technologies Inc. operating as Schwazze, (OTCQX:SHWZ; NEO:SHWZ) ("Schwazze" or the “Company"), today announced the appointment of Mr. Bradley Stewart to the Board of Directors of Schwaz |
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March 22, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 22, 2023 (March 13, 2023) Medicine Man Technologies, Inc. |
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January 31, 2023 |
Unregistered Sales of Equity Securities, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 25, 2023 Medicine Man Technologies, Inc. |
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January 19, 2023 |
Exhibit 10.1 EMPLOYMENT AGREEMENT THIS EMPLOYMENT AGREEMENT (the “Agreement”) is dated January 16, 2023 (“Effective Date”), by and between Forrest Hoffmaster, an individual (hereinafter referred to as the "Employee"), and MEDICINE MAN TECHNOLOGIES, INC. (“MMT”), a corporation duly organized under the laws of the state of Nevada and having its principal place of business at 4880 Havana Street, Suit |
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January 19, 2023 |
Exhibit 99.1 NEWS RELEASE NEO: SHWZ FOR IMMEDIATE RELEASE OTCQX: SHWZ MULTI-STATE CANNABIS GROWTH OPERATOR, SCHWAZZE, ANNOUNCES FORREST HOFFMASTER AS CHIEF FINANCIAL OFFICER DENVER, CO – January 19, 2023 – Medicine Man Technologies operating as Schwazze, (OTCQX: SHWZ, NEO: SHWZ) ("Schwazze" or the “Company"), announces changes to its executive financial leadership team in preparation for its growt |
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January 19, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 16, 2023 Medicine Man Technologies, Inc. |
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December 19, 2022 |
Exhibit 99.1 NEWS RELEASE NEO: SHWZ For Immediate Release OTCQX: SHWZ SCHWAZZE BRINGS TOTAL RETAIL DISPENSARY COUNT TO 40; ANNOUNCES COMPLETION OF LIGHTSHADE LABS LLC TRANSACTION IN COLORADO AND AN ADDITIONAL R.GREENLEAF STORE OPENING IN NEW MEXICO DENVER, CO ? December 19, 2022 ? Medicine Man Technologies operating as Schwazze, (OTCQX:SHWZ NEO:SHWZ) ("Schwazze" or the ?Company"), a premier vertic |
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December 19, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 15, 2022 Medicine Man Technologies, Inc. |
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December 9, 2022 |
SHWZ / Medicine Man Technologies Inc / CRW Capital, LLC - SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 1)* Medicine Man Technologies, Inc. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 584680106 (CUSIP Number) Marc R. Rubin CRW Capital, LLC 4740 W. Mockingbird Lane P.O. Box 195579 Dallas, TX 75209 (617) 356-7415 (N |
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December 9, 2022 |
Exhibit 1 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended, the undersigned agree to the joint filing on behalf of each of them of a statement on Schedule 13D, including all amendments thereto, with respect to the common stock, par value $0. |
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November 30, 2022 |
Exhibit 99.1 1 OTCQX SHWZ NEO SHWZ CORPORATE PRESENTATION | DECEMBER 2022 2 OTCQX:SHWZ | NEO:SHWZ SAFE HARBOR This presentation contains “forward - looking statements” within the meaning of the Private Securities Litigation Reform Act of 1995 .. Forward - looking statements can be identified by words such as “believes,” “plan,” “expects,” “anticipates,” “will,” “should,” “positioned” and words of |
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November 30, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 30, 2022 (November 29, 2022) Medicine Man Technologies, Inc. |
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November 10, 2022 |
Exhibit 10.2 Medicine Man Technologies, Inc. 2017 Equity Incentive Plan STOCK AWARD AGREEMENT This Stock Award Agreement (this ?Agreement?) is made and entered into as of September 23, 2022, by and between Medicine Man Technologies, Inc., d/b/a Schwazze, a Nevada corporation (the ?Company?), and Jonathan Berger, who is a member of the Board of Directors of the Company (the ?Participant?) under and |
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November 10, 2022 |
? Exhibit 10.4 OMNIBUS AMENDMENT This OMNIBUS AMENDMENT (this ?Amendment?) is dated as of July 7, 2022 (the ?Effective Date?), by and among MISSION HOLDINGS US, INC., a Colorado corporation (the ?Company?), and the investors listed on Exhibit A attached to this Amendment (collectively, the ?Investors?). WHEREAS, the Company is a party to that certain Preferred Stock Purchase Agreement, dated as of |
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November 10, 2022 |
Exhibit 10.9 EXECUTION VERSION RIGHT OF FIRST REFUSAL AND CO-SALE AGREEMENT MISSION HOLDINGS US, INC. ? ? TABLE OF CONTENTS ? ? ? ? ? ? ? ? Page ? ? ? ? 1. Definitions ? 1 ? ? ? ? 2. Agreement Among the Company and the Investors ? 4 ? 2.1 Right of First Refusal ? 4 ? 2.2 Right of Co-Sale ? 6 ? 2.3 Effect of Failure to Comply ? 7 ? ? ? ? ? 3. Exempt Transfers ? 8 ? 3.1 Exempted Transfers ? 8 ? 3.2 |
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November 10, 2022 |
Exhibit 10.11 EXECUTION VERSION INDEMNIFICATION AGREEMENT THIS INDEMNIFICATION AGREEMENT (this ?Agreement?) is made and entered into as of May 20, 2022 by and between Mission Holdings US, Inc., a Colorado corporation (the ?Company?), and [] (?Indemnitee?). WHEREAS, the Company and certain investors are parties to that certain Preferred Stock Purchase Agreement, of even date herewith (the ?Stock Pu |
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November 10, 2022 |
Exhibit 10.7 ? EXECUTION VERSION VOTING AGREEMENT THIS VOTING AGREEMENT (this ?Agreement?) is made and entered into as of May 20, 2022, by and among Mission Holdings US, Inc., a Colorado corporation (the ?Company?), each holder of the Convertible Preferred Stock, $.0001 par value per share, of the Company (?Preferred Stock?), listed on Schedule A (together with any subsequent investors, or transfe |
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November 10, 2022 |
Exhibit 2.1 EXECUTION VERSION ASSET PURCHASE AGREEMENT This ASSET PURCHASE AGREEMENT (this ?Agreement?) is made and entered into as of September 9, 2022 by and among (i) Double Brow, LLC, a Colorado limited liability company (?Buyer?), (ii) Medicine Man Technologies, Inc. (d/b/a Schwazze), a Nevada corporation (?Parent?) solely for purposes of Section 9.1(f), (iii) Lightshade Labs LLC a Colorado l |
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November 10, 2022 |
? Exhibit 2.2 EXECUTION VERSION ASSET PURCHASE AGREEMENT This ASSET PURCHASE AGREEMENT (this ?Agreement?) is made and entered into as of September 9, 2022 by and among (i) Double Brow, LLC, a Colorado limited liability company (?Buyer?), (ii) Medicine Man Technologies, Inc. (d/b/a Schwazze), a Nevada corporation (?Parent?) solely for purposes of Section 9.1(f), (iii) Lightshade Labs LLC a Colorado |
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November 10, 2022 |
? Exhibit 10.6 OPTION AGREEMENT THIS OPTION AGREEMENT (this ?Agreement?) is made as of August 23, 2022, by and between MISSION HOLDINGS US, INC., a Colorado corporation (the ?Company?), and MEDICINE MAN TECHNOLOGIES, INC. (D/B/A SCHWAZZE), a Nevada corporation (?Schwazze?). RECITALS: WHEREAS, concurrently with the execution of this Agreement, the Company and Schwazze have executed and entered into |
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November 10, 2022 |
Exhibit 10.3 EXECUTION VERSION PREFERRED STOCK PURCHASE AGREEMENT MISSION HOLDINGS US, INC. May 20, 2022 ? ? TABLE OF CONTENTS ? Page ? ? 1. Purchase and Sale of Convertible Preferred Stock 1 1.1 Sale and Issuance of Convertible Preferred Stock 1 1.2 Closing; Delivery; Purchase Price Payments 1 1.3 Use of Proceeds 4 1.4 Company?s Business; Certain Associated Risks 4 1.5 Defined Terms Used in this |
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November 10, 2022 |
Table of Contents ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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November 10, 2022 |
Exhibit 10.5 ? BRAND PARTNERSHIP AGREEMENT THIS BRAND PARTNERSHIP AGREEMENT (this ?Agreement?), is dated August 23, 2022 (the ?Effective Date?) by and between Mission Holdings US, Inc. (the ?Company?), and Medicine Man Technologies, Inc. (?Schwazze?). The Company and Schwazze are sometimes individually referred to herein as a ?Party? and collectively as the ?Parties.? WHEREAS, the Company desires |
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November 10, 2022 |
Exhibit 10.10 EXECUTION VERSION STOCKHOLDERS AGREEMENT among MISSION HOLDINGS US, INC. and EACH PERSON IDENTIFIED ON SCHEDULE A dated as of May 20, 2022 ? ? ? TABLE OF CONTENTS ? ? ARTICLE I DEFINITIONS 4 ARTICLE II MANAGEMENT AND OPERATION OF THE COMPANY 10 Section 2.01 Board of Directors. 10 Section 2.02 Voting Arrangements. 11 ARTICLE III TRANSFER OF INTERESTS 13 Section 3.01 General Restrictio |
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November 10, 2022 |
Exhibit 10.8 EXECUTION VERSION ? ? ? ? INVESTORS? RIGHTS AGREEMENT MISSION HOLDINGS US, INC. ? ? ? ? ? ? TABLE OF CONTENTS ? ? ? ? ? ? ? ? Page ? ? ? ? 1. Definitions ? 1 ? ? ? ? 2. Registration Rights 4 ? 2.1 Demand Registration 4 ? 2.2 Company Registration 5 ? 2.3 Underwritten Offering Requirements 6 ? 2.4 Obligations of the Company 7 ? 2.5 Furnish Information 9 ? 2.6 Expenses of Registration 9 |
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November 9, 2022 |
Exhibit 99.1 NEWS RELEASE OTCQX: SHWZ For Immediate Release NEO: SHWZ SCHWAZZE ANNOUNCES THIRD QUARTER RESULTS Record Quarterly Revenue and Adjusted EBITDA Revenue Increased 36% to $43.2 Million Compared to $31.8 Million in Q3 2021 Nine Month Revenue Increased 46% to $119.2 Million Compared to $81.9 Million Adjusted EBITDA of $15.9 Million, 36.7% of Revenue Nine Month Adjusted EBITDA of $38.7 Mill |
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November 9, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 9, 2022 Medicine Man Technologies, Inc. |
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November 3, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 28, 2022 Medicine Man Technologies, Inc. |
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November 1, 2022 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14 |
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November 1, 2022 |
? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ? SCHEDULE 14A ? Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) ? Filed by the Registrant ? ? Filed by a Party other than the Registrant ? ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e) |
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October 14, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 12, 2022 Medicine Man Technologies, Inc. |
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October 14, 2022 |
Schwazze Announces Management Changes to Support the Next Phase of Company’s Growth Exhibit 99.1 NEWS RELEASE OTCQX: SHWZ For Immediate Release NEO: SHWZ Schwazze Announces Management Changes to Support the Next Phase of Company?s Growth Denver, Colorado ? October 12, 2022 ? Medicine Man Technologies operating as Schwazze, (OTCQX: SHWZ, NEO: SHWZ) ("Schwazze" or the ?Company"), announces the following leadership changes within the Company's team: President Nirup Krishnamurthy, Ch |
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October 14, 2022 |
Exhibit 10.1?????? SECOND AMENDMENT TO NIRUP KRISHNAMURTHY EMPLOYMENT AGREEMENT THIS SECOND AMENDMENT TO EMPLOYMENT AGREEMENT is made and entered into on October 12, 2022, by and between Nirup Krishnamurthy (?Employee?) and MEDICINE MAN TECHNOLOGIES, INC. (?MMT?) DBA SCHWAZZE (each of the foregoing referred to individually as ?Party? or collectively as the ?Parties?). W I T N E S S E T H: WHEREAS, |
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September 15, 2022 |
Exhibit 99.1 NEWS RELEASE NEO: SHWZ For Immediate Release OTCQX: SHWZ SCHWAZZE SIGNS DEFINITIVE DOCUMENTS TO ACQUIRE CERTAIN ASSETS OF LIGHTSHADE LABS LLC Continues to Go Deep, Adding to Retail Footprint in Colorado DENVER, CO ? September 14, 2022 ? Schwazze, (OTCQX:SHWZ NEO:SHWZ) ("Schwazze" or the ?Company"), announced that it has signed definitive documents to acquire certain assets of Lightsha |
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September 15, 2022 |
Regulation FD Disclosure, Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 14, 2022 (September 9, 2022) Medicine Man Technologies, Inc. |
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August 17, 2022 |
Regulation FD Disclosure, Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 16, 2022 (August 12, 2022) Medicine Man Technologies, Inc. |
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August 17, 2022 |
Exhibit 99.1 1 OTCQX SHWZ NEO SHWZ CORPORATE PRESENTATION | AUGUST 2022 2 OTCQX:SHWZ | NEO:SHWZ SAFE HARBOR This presentation contains ?forward - looking statements? within the meaning of the Private Securities Litigation Reform Act of 1995 . Forward - looking statements can be identified by words such as ?believes,? ?plan,? ?expects,? ?projects,? ?anticipates,? ?will,? ?may,? ?could,? ?should,? ? |
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August 11, 2022 |
Exhibit 10.2 Medicine Man Technologies, Inc. 2017 Equity Incentive Plan Stock Award Agreement This Stock Award Agreement (this ?Agreement?) is made and entered into as of June 24, 2022, by and between Medicine Man Technologies, Inc., d/b/a Schwazze, a Nevada corporation (the ?Company?), and Jonathan Berger, who is a member of the Board of Directors of the Company (the ?Participant?) under and in a |
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August 11, 2022 |
Exhibit 99.1 NEWS RELEASE OTCQX: SHWZ For Immediate Release NEO: SHWZ SCHWAZZE ANNOUNCES SECOND QUARTER RESULTS Record Quarterly Revenue and Adjusted EBITDA Revenue Increases 44% to $44.3 Million Compared to $30.7 Million in Q2 2021 Adjusted EBITDA of $15 Million, 33.9% of Revenue Revised Guidance Driven by Short-Term, Challenging Colorado Market Conditions Q4 2022 Projected Revenue Annualized Run |
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August 11, 2022 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2022 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File Number 000-55450 MEDIC |
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August 11, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 11, 2022 Medicine Man Technologies, Inc. |
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August 11, 2022 |
Exhibit 10.1 Schedule of Omitted Documents and Terms The Form of Stock Award Agreement attached to this Quarterly Report on Form 10-Q was entered into between the Company and certain Directors to formalize compensation for service as a member of the Board of Directors. The below chart identifies the relevant documents omitted from this Quarterly Report on Form 10-Q and material deviations from the |
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June 6, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 6, 2022 (May 31, 2022) Medicine Man Technologies, Inc. |
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June 6, 2022 |
ASSET AND PERSONAL GOODWILL PURCHASE AGREEMENT Exhibit 99.2 CONFIDENTIAL EXECUTION VERSION ASSET AND PERSONAL GOODWILL PURCHASE AGREEMENT This ASSET AND PERSONAL GOODWILL PURCHASE AGREEMENT (this ?Agreement?) is made and entered into as of March 11, 2022 by and among (i) Double Brow, LLC, a Colorado limited liability company (?Buyer?), (ii) Medicine Man Technologies, Inc. (d/b/a Schwazze), a Nevada corporation (?Parent?), (iii) Urban Health & |
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June 6, 2022 |
SCHWAZZE CLOSES ACQUISITION OF ASSETS OF URBAN HEALTH & WELLNESS, INC. Exhibit 99.1 NEWS RELEASE OTCQX: SHWZ For Immediate Release NEO: SHWZ SCHWAZZE CLOSES ACQUISITION OF ASSETS OF URBAN HEALTH & WELLNESS, INC. DENVER, CO ? June 1, 2022 ? Schwazze, (OTCQX:SHWZ NEO:SHWZ) ("Schwazze" or the ?Company"), announced today that it closed the transaction to acquire substantially all the assets of Urban Health & Wellness, Inc. (?Urban?). The transaction includes the adult us |
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May 27, 2022 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q/A (Amendment No. 1) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2022 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File N |
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May 19, 2022 |
Exhibit 107 CALCULATION OF FILING FEE TABLE Form S-8 (Form Type) Medicine Man Technologies, Inc. |
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May 19, 2022 |
As filed with the Securities and Exchange Commission on May 19, 2022 As filed with the Securities and Exchange Commission on May 19, 2022 Registration No. |
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May 19, 2022 |
Exhibit 4.49 TRADEMARK SECURITY AGREEMENT This TRADEMARK SECURITY AGREEMENT (this ?Agreement?), effective as of December 15, 2021 (as amended, amended and restated, supplemented or otherwise modified from time to time in accordance with the provisions hereof, this ?Agreement?) made by and among Medicine Man Technologies, Inc., d/b/a Schwazze (the ?Issuer?), a Nevada corporation, Double Brow, LLC, |
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May 16, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 16, 2022 Medicine Man Technologies, Inc. |
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May 16, 2022 |
Exhibit 99.1 NEWS RELEASE OTCQX: SHWZ For Immediate Release NEO: SHWZ SCHWAZZE ANNOUNCES FIRST QUARTER RESULTS Revenue Increases 64% to $31.8 Million Compared to $19.3 Million in Q1 2021 Adjusted EBITDA is $7.9 Million, 25% of Revenue 14 Dispensaries Added During Q1 2022 in Colorado and New Mexico On Track to Achieve Guidance Q4 2022 Projected Revenue Annualized Run Rate of Approximately $220 Mill |
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May 16, 2022 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2022 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File Number 000-55450 MEDI |
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May 16, 2022 |
Description of unwritten cash bonus plan adopted June 14, 2021 Exhibit 10.1 DESCRIPTION OF UNWRITTEN CASH BONUS PLAN ADOPTED ON JUNE 14, 2021 On June 14, 2021, the Compensation Committee of the board of directors of Medicine Man Technologies, Inc. (the ?Company?) approved and adopted an unwritten cash bonus plan (the ?Bonus Plan?), effective beginning in the Company?s fiscal year ending December 31, 2021. Under the Bonus Plan, the Company will pay cash bonuse |
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May 10, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K/A (Amendment No. |
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May 2, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K/A Amendment No. 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K/A Amendment No. 1 (Mark one) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2021 ? TRANSITION REPORT UNDER SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to. Commission File Number 000-55450 MEDIC |
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April 1, 2022 |
Exhibit 99.1 NEWS RELEASE OTCQX: SHWZ For Immediate Release NEO: SHWZ SCHWAZZE ANNOUNCES FOURTH QUARTER & FULL YEAR 2021 RESULTS Revenue Increases 352% to $108.4 Million Compared to $24.0 Million for the year-ended 2020 Net Income attributed to Common Shareholders of $7.2 Million Compared to Net Loss of ($19.4) Million for year-ended 2020 Adjusted EBITDA of 29.7% Compared to (31.7%) for the year-e |
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April 1, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 31, 2022 Medicine Man Technologies, Inc. |
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March 31, 2022 |
First Amendment to Justin Dye Employment Agreement, dated June 14, 2021 Exhibit 10.30 FIRST AMENDMENT TO JUSTIN DYE EMPLOYMENT AGREEMENT THIS FIRST AMENDMENT TO EMPLOYMENT AGREEMENT is made and entered into on June 14, 2021, by and between Justin Dye (?Employee?) and MEDICINE MAN TECHNOLOGIES, INC. (?MMT?) DBA SCHWAZZE (each of the foregoing referred to individually as ?Party? or collectively as the ?Parties?). W I T N E S S E T H: WHEREAS, the Parties have previously |
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March 31, 2022 |
Exhibit 4.33 THIS PROMISSORY NOTE HAS NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE ?ACT?), OR ANY COMPARABLE STATE SECURITIES LAW, AND MAY NOT BE SOLD, ASSIGNED, PLEDGED OR OTHERWISE TRANSFERRED IN THE ABSENCE OF AN EFFECTIVE REGISTRATION STATEMENT UNDER THE ACT COVERING THE TRANSFER OR AN EXEMPTION UNDER THE ACT. PROMISSORY NOTE $17,000,000 February 8, 2022 For value rece |
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March 31, 2022 |
Exhibit 2.29 ASSET PURCHASE AGREEMENT This ASSET PURCHASE AGREEMENT (this ?Agreement?) is made and entered into as of November 13, 2021 by and among (i) Double Brow, LLC, a Colorado limited liability company (?Buyer?), (ii) Medicine Man Technologies, Inc., a Nevada corporation (?Parent?), (iii) Smoking Gun, LLC, a Colorado limited liability company (?Seller?); (iv) Smoking Gun Land Company, LLC, a |
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March 31, 2022 |
Exhibit 21.1 Medicine Man Technologies, Inc. Subsidiary State or Jurisdiction of Incorporation or Organization Two JS LLC PBS Holdco LLC SBUD LLC Schwazze Colorado LLC Medicine Man Consulting Inc. SCG Holding, LLC Mesa Organics II Ltd. Mesa Organics III Ltd. Mesa Organics IV Ltd. Colorado Colorado Colorado Colorado Colorado Colorado Colorado Colorado Colorado Double Brow LLC Colorado Emerald Field |
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March 31, 2022 |
Exhibit 4.8 FORM OF WARRANT TO PURCHASE COMMON STOCK NEITHER THE ISSUANCE AND SALE OF THE SECURITIES REPRESENTED BY THIS CERTIFICATE NOR THE SECURITIES INTO WHICH THESE SECURITIES ARE EXERCISABLE HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED (I) IN THE ABSENCE OF (A) |
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March 31, 2022 |
Description of unwritten cash bonus plan adopted June 14, 2021 Exhibit 10.35 Compensation Committee Minutes for June, 14, 2021 Jeff Garwood, chair of the Compensation Committee (hereinafter referred to as ?Committee?) called the meeting to order at 8:01 a.m. MST. In attendance: Members - Jeff Garwood, Brian Ruden, Pratap Mukharji, and Jeff Cozad; Officers ? Justin Dye, CEO, Nancy Huber, CFO, Dan Pabon, General Counsel and Caroline Prummel-Troost. Summary of M |
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March 31, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K (Mark one) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 for the fiscal year ended December 31, 2021 ? TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 for the transition period from to. Commission File Number 000-55450 MEDIC |
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March 31, 2022 |
Description of Capital Stock of Medicine Man Technologies, Inc. Exhibit 4.1 Description of Securities of Medicine Man Technologies, Inc. Registered Pursuant to Section 12 of the Securities Exchange Act of 1934 General The following is a summary of information concerning the capital stock of Medicine Man Technologies, Inc. (hereinafter referred to as the ?Company?, ?our? and ?we?). The summaries and descriptions below do not purport to be complete. It is subjec |
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March 30, 2022 |
Exhibit 99.3 Medicine Man Technologies, Inc. Unaudited Pro Forma Condensed Combined Financial Information The unaudited pro forma condensed combined balance sheet as of September 30, 2021 and the unaudited pro forma condensed combined statements of income for the nine months ended September 30, 2021 and for the year ended December 31, 2020 combine the financial statements of Medicine Man Technolog |
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March 30, 2022 |
Exhibit 99.2 MCG, LLC FINANCIAL STATEMENTS FOR THE NINE MONTHS ENDED SEPTEMBER 30, 2021 (UNAUDITED) AND THE YEAR ENDED DECEMBER 31, 2020 Page INDEPENDENT AUDITOR?S REPORT 1 FINANCIAL STATEMENTS: Balance Sheets as of September 30, 2021 (unaudited) and December 31, 2020 2 Statements of Income for the nine months ended September 30, 2021 (unaudited) and the year ended December 31, 2020 3 Statements o |
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March 30, 2022 |
Medicine Man Technologies, Inc. Exhibit 99.3 Medicine Man Technologies, Inc. Unaudited Pro Forma Condensed Combined Financial Information The unaudited pro forma condensed combined balance sheet as of September 30, 2021 and the unaudited pro forma condensed combined statements of income for the nine months ended September 30, 2021 and for the year ended December 31, 2020 combine the financial statements of Medicine Man Technolog |
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March 30, 2022 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K/A CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 8, 2022 Medicine Man Technologies, Inc. |
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March 30, 2022 |
EX-99.2 3 medman9902.htm REYNOLD GREENLEAF AND ASSOCIATES FINANCIAL STATEMENTS Exhibit 99.2 REYNOLD GREENLEAF AND ASSOCIATES, LLC AND SUBSIDIARIES CONSOLIDATED FINANCIAL STATEMENTS FOR THE NINE MONTHS ENDED SEPTEMBER 30, 2021 (UNAUDITED) AND THE YEAR ENDED DECEMBER 31, 2020 Page INDEPENDENT AUDITOR’S REPORT 1 CONSOLIDATED FINANCIAL STATEMENTS: Consolidated Balance Sheets as of September 30, 2021 ( |
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March 30, 2022 |
Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 9, 2022 Medicine Man Technologies, Inc. (Exact Name of Registrant as Specified in its Charter) Nevada 000-55450 46-5289499 (State or Other Jurisdiction of |
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March 18, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 18, 2022 ( March 11, 2022) Medicine Man Technologies, Inc. |
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March 18, 2022 |
Exhibit 99.1 NEWS RELEASE OTCQX: SHWZ For Immediate Release SCHWAZZE SIGNS DEFINITIVE DOCUMENTS TO ACQUIRE ASSETS OF URBAN HEALTH & WELLNESS, INC. Continues to Go Deep, Adding to Retail and Product Footprint in Colorado DENVER, CO ? March 16, 2022 ? Schwazze, (OTCQX:SHWZ) ("Schwazze" or the ?Company"), announced that it has signed definitive documents to acquire all the assets of Urban Health & We |
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March 7, 2022 |
Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K/A (Amendment No. |
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March 7, 2022 |
Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K/A (Amendment No. |
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February 22, 2022 |
Exhibit 99.1 NEWS RELEASE For Immediate Release OTCQX: SHWZ SCHWAZZE CLOSES ACQUISITION OF COLORADO CULTIVATION GROWER BROW 2, LLC Additional Indoor Grow Acquisition Increases Cultivation Capacity Company Continues to Execute Growth Strategy Through Acquisitions DENVER, CO ? February 16, 2022 ? Schwazze, (OTCQX:SHWZ) ("Schwazze" or the ?Company"), announced today that it has closed the transaction |
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February 22, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 15, 2022 Medicine Man Technologies, Inc. |
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February 15, 2022 |
Exhibit 2.3 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 |
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February 15, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 9, 2022 Medicine Man Technologies, Inc. |
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February 15, 2022 |
Exhibit 2.6 SECOND AMENDMENT TO RIDER TO CONTRACT TO BUY AND SELL REAL ESTATE This Second Amendment to Rider, (the "Second Amendment"), is made to the Rider, (the "Rider") attached to and made a part of the Contract to Buy and Sell Real Estate (Commercial) dated as of January 26, 2022 (the "Contract"), by and between, Manitou Springs Real Estate Development, LLC, a Colorado limited liability compa |
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February 15, 2022 |
Exhibit 2.5 AMENDMENT TO RIDER TO CONTRACT TO BUY AND SELL REAL ESTATE This Amendment to Rider, (the ?Amendment?), is made to the Rider, (the ?Rider?) attached to and made a part of the Contract to Buy and Sell Real Estate (Commercial) dated as of January 26, 2022 (the ?Contract?), by and between, Manitou Springs Real Estate Development, LLC, a Colorado limited liability company, as Seller, and Em |
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February 15, 2022 |
EX-99.1 8 medmanex9901.htm PRESS RELEASE Exhibit 99.1 NEWS RELEASE For Immediate Release OTCQX: SHWZ SCHWAZZE CLOSES ACQUISITION OF EMERALD FIELDS Schwazze Continues Colorado Expansion Strategy with Emerald Fields Cannaboutique Dispensaries in Manitou Springs & Glendale, CO DENVER, CO – February 10, 2022 – Schwazze, (OTCQX:SHWZ) ("Schwazze" or the “Company"), announced today that it has closed the |
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February 15, 2022 |
Exhibit 2.4 This Rider (this ?Rider?) is attached to and made a part of the Contract to Buy and Sell Real Estate (Commercial) dated as of January 26, 2022 (the ?Contract?), by and between, Manitou Springs Real Estate Development, LLC, a Colorado limited liability company, as Seller, and Emerald Fields Merger Sub, LLC, a Colorado limited liability company, as Buyer, with respect to the Property, as |
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February 15, 2022 |
Exhibit 2.2 AMENDMENT NO. 1 TO AGREEMENT AND PLAN OF MERGER THIS AMENDMENT NO. 1 TO Agreement and Plan of Merger (this ?Amendment?) is made as of February 9, 2022 (the ?Effective Date?) by and among (i) Medicine Man Technologies, Inc., a Nevada corporation (?Parent?); (ii) Emerald Fields Merger Sub, LLC, a Colorado limited liability company (?Merger Sub?); (iii) MCG, LLC, a Colorado limited liabil |
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February 15, 2022 |
Exhibit 2.7 BILL OF SALE AND ASSIGNMENT AND ASSUMPTION AGREEMENT This Bill of Sale and Assignment and Assumption Agreement (this ?Agreement?), dated as of February 9, 2022, is entered into by and among (i) Emerald Fields Merger Sub, LLC, a Colorado limited liability company (?Purchaser?) and (ii) 1508 Management, LLC, a Colorado limited liability company (?Seller?). WHEREAS, this Agreement is ente |
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February 14, 2022 |
Exhibit 99.1 NEWS RELEASE For Immediate Release OTCQX: SHWZ SCHWAZZE CLOSES NEW MEXICO ACQUISITION Achieves Regional Operator Status with Acquisition of: Reynold Greenleaf & Associates, R. Greenleaf Organics, Medzen Services, Elemental Kitchen & Laboratories DENVER, CO ? February 8, 2022 ? Schwazze, (OTCQX:SHWZ) ("Schwazze" or the ?Company"), one of the largest vertically integrated cannabis opera |
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February 14, 2022 |
Exhibit 2.3 CALL OPTION AGREEMENT This Call Option Agreement (this ?Agreement?) is made and entered into as of February 8, 2022 by and between R. Greenleaf Organics, Inc., a New Mexico not-for-profit corporation (?Grantor?), and Nuevo Holding, LLC, a New Mexico limited liability company (?Nuevo?). INTRODUCTION WHEREAS, Grantor is a New Mexico non-profit corporation that holds State of New Mexico V |
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February 14, 2022 |
Exhibit 2.2 MODIFICATION AGREEMENT This Modification Agreement (?Modification?) is executed and delivered as of February 8, 2022, by and among Nuevo Holding, LLC, a New Mexico limited liability company (?RGA Purchaser?), Nuevo Elemental Holding, LLC, a New Mexico limited liability company (?Elemental Purchaser?, and, together with RGA Purchaser, each a ?Purchaser? and, together, the ?Purchasers?) |
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February 14, 2022 |
Exhibit 2.4 CALL OPTION AGREEMENT This Call Option Agreement (this ?Agreement?) is made and entered into as of February 8, 2022 by and between Medzen Services, Inc., a New Mexico not-for-profit corporation (?Grantor?), and Nuevo Holding, LLC, a New Mexico limited liability company (?Nuevo?). INTRODUCTION WHEREAS, Grantor is a New Mexico non-profit corporation that holds State of New Mexico Vertica |
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February 14, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 8, 2022 Medicine Man Technologies, Inc. |
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February 14, 2022 |
Exhibit 4.1 THIS PROMISSORY NOTE HAS NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE ?ACT?), OR ANY COMPARABLE STATE SECURITIES LAW, AND MAY NOT BE SOLD, ASSIGNED, PLEDGED OR OTHERWISE TRANSFERRED IN THE ABSENCE OF AN EFFECTIVE REGISTRATION STATEMENT UNDER THE ACT COVERING THE TRANSFER OR AN EXEMPTION UNDER THE ACT. PROMISSORY NOTE $17,000,000 February 8, 2022 For value recei |
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February 2, 2022 |
February 2, 2022 VIA EDGAR United States Securities and Exchange Commission 100 F Street, N. |
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January 31, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 31, 2022 (December 21, 2021) Medicine Man Technologies, Inc. |
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January 31, 2022 |
AMENDMENT NO. 1 TO ASSET PURCHASE AGREEMENT Exhibit 99.2 AMENDMENT NO. 1 TO ASSET PURCHASE AGREEMENT THIS AMENDMENT NO. 1 TO ASSET PURCHASE AGREEMENT (this ?Amendment?) is made as of October 28, 2021 (the ?Effective Date?) by and between (i) Double Brow, LLC, a Colorado limited liability company (?Purchaser?), (ii) Medicine Man Technologies, Inc., a Nevada corporation (?Parent?), (iii) BG3 Investments, LLC, a Colorado limited liability comp |
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January 31, 2022 |
SCHWAZZE CLOSES ACQUISITION OF DRIFT Expanding Retail Footprint in Boulder County, Colorado Exhibit 99.1 NEWS RELEASE For Immediate Release OTCQX: SHWZ SCHWAZZE CLOSES ACQUISITION OF DRIFT Expanding Retail Footprint in Boulder County, Colorado DENVER, CO ? January 26, 2022 ? Schwazze, (OTCQX:SHWZ) ("Schwazze" or the ?Company"), is pleased to announce that it has closed the transaction to acquire the assets of BG3 Investments, LLC dba Drift which consists of two cannabis dispensaries loca |
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January 31, 2022 |
As filed with the Securities and Exchange Commission on January 31, 2022 As filed with the Securities and Exchange Commission on January 31, 2022 Registration No. |
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January 7, 2022 |
As filed with the Securities and Exchange Commission on January 7, 2022 Registration No. |
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December 29, 2021 |
EX-4.8 9 medmanex0408.htm SECURITY AGREEMENT WITH MOUNTAIN VIEW 44TH LLC Exhibit 4.8 SECURITY AGREEMENT This SECURITY AGREEMENT (this “Agreement”), dated as of February 4, 2021, is made by and between SBUD LLC, a Colorado limited liability company (“Buyer”), Medicine Man Technologies, Inc. (dba Schwazze), a Nevada corporation (“Parent,” and together with Buyer, the “Company”), and Mountain View 44 |
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December 29, 2021 |
EX-4.2 3 medmanex0402.htm SECURITY AGREEMENT WITH STARBUDS PUEBLO LLC Exhibit 4.2 SECURITY AGREEMENT This SECURITY AGREEMENT (this “Agreement”), dated as of December 17, 2020, is made by and between SBUD LLC, a Colorado limited liability company (“Buyer”), Medicine Man Technologies, Inc. (dba Schwazze), a Nevada corporation (“Parent,” and together with Buyer, the “Company”), and Starbuds Pueblo LL |
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December 29, 2021 |
EX-4.12 13 medmanex0412.htm SECURITY AGREEMENT WITH STARBUDS AURORA LLC Exhibit 4.12 SECURITY AGREEMENT This SECURITY AGREEMENT (this “Agreement”), dated as of March 2, 2021, is made by and between SBUD LLC, a Colorado limited liability company (“Buyer”), Medicine Man Technologies, Inc. (dba Schwazze), a Nevada corporation (“Parent,” and together with Buyer, the “Company”), and Starbuds Aurora LLC |
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December 29, 2021 |
Regulation FD Disclosure, Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 21, 2021 Medicine Man Technologies, Inc. |
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December 29, 2021 |
EX-4.5 6 medmanex0405.htm SECURITY AGREEMENT WITH STARBUDS COMMERCE CITY LLC Exhibit 4.5 SECURITY AGREEMENT This SECURITY AGREEMENT (this “Agreement”), dated as of December 18, 2020, is made by and between SBUD LLC, a Colorado limited liability company (“Buyer”), Medicine Man Technologies, Inc. (dba Schwazze), a Nevada corporation (“Parent,” and together with Buyer, the “Company”), and Starbuds Co |
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December 29, 2021 |
EX-4.3 4 medmanex0403.htm SECURITY AGREEMENT WITH STARBUDS LM MJC LLC Exhibit 4.3 SECURITY AGREEMENT This SECURITY AGREEMENT (this “Agreement”), dated as of December 18, 2020, is made by and between SBUD LLC, a Colorado limited liability company (“Buyer”), Medicine Man Technologies, Inc. (dba Schwazze), a Nevada corporation (“Parent,” and together with Buyer, the “Company”), and LM MJC LLC (the “S |
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December 29, 2021 |
EX-4.11 12 medmanex0411.htm SECURITY AGREEMENT WITH SB ARAPAHOE LLC Exhibit 4.11 SECURITY AGREEMENT This SECURITY AGREEMENT (this “Agreement”), dated as of March 2, 2021, is made by and between SBUD LLC, a Colorado limited liability company (“Buyer”), Medicine Man Technologies, Inc. (dba Schwazze), a Nevada corporation (“Parent,” and together with Buyer, the “Company”), and SB Arapahoe LLC, a Colo |
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December 29, 2021 |
Exhibit 4.9 SECURITY AGREEMENT This SECURITY AGREEMENT (this ?Agreement?), dated as of March 2, 2021, is made by and between SBUD LLC, a Colorado limited liability company (?Buyer?), Medicine Man Technologies, Inc. (dba Schwazze), a Nevada corporation (?Parent,? and together with Buyer, the ?Company?), and Citi-Med LLC, a Colorado limited liability company (the ?Secured Party?). RECITALS A. Pursua |
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December 29, 2021 |
EX-4.10 11 medmanex0410.htm SECURITY AGREEMENT WITH KEW LLC Exhibit 4.10 SECURITY AGREEMENT This SECURITY AGREEMENT (this “Agreement”), dated as of March 2, 2021, is made by and between SBUD LLC, a Colorado limited liability company (“Buyer”), Medicine Man Technologies, Inc. (dba Schwazze), a Nevada corporation (“Parent,” and together with Buyer, the “Company”), and KEW LLC, a Colorado limited lia |
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December 29, 2021 |
Exhibit 99.1 NEWS RELEASE For Immediate Release OTCQX: SHWZ SCHWAZZE CLOSES ACQUISITION OF ASSETS OF SMOKING GUN, LLC & SMOKING GUN LAND COMPANY, LLC Acquisition Adds to Schwazze?s Retail Footprint in Colorado DENVER, CO ? December 21, 2021 ? Schwazze, (OTCQX:SHWZ) ("Schwazze" or the ?Company"), announced that it has closed the acquisition of the assets of Smoking Gun, LLC and Smoking Gun Land Com |
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December 29, 2021 |
EX-4.7 8 medmanex0407.htm SECURITY AGREEMENT WITH COLORADO HEALTH CONSULTANTS, LLC Exhibit 4.7 SECURITY AGREEMENT This SECURITY AGREEMENT (this “Agreement”), dated as of February 4, 2021, is made by and between SBUD LLC, a Colorado limited liability company (“Buyer”), Medicine Man Technologies, Inc. (dba Schwazze), a Nevada corporation (“Parent,” and together with Buyer, the “Company”), and Colora |
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December 29, 2021 |
EX-4.4 5 medmanex0404.htm SECURITY AGREEMENT WITH LUCKY TICKET LLC Exhibit 4.4 SECURITY AGREEMENT This SECURITY AGREEMENT (this “Agreement”), dated as of December 18, 2020, is made by and between SBUD LLC, a Colorado limited liability company (“Buyer”), Medicine Man Technologies, Inc. (dba Schwazze), a Nevada corporation (“Parent,” and together with Buyer, the “Company”), and Lucky Ticket LLC (the |
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December 29, 2021 |
EX-4.13 14 medmanex0413.htm SECURITY AGREEMENT WITH STARBUDS LOUISVILLE LLC Exhibit 4.13 SECURITY AGREEMENT This SECURITY AGREEMENT (this “Agreement”), dated as of March 2, 2021, is made by and between SBUD LLC, a Colorado limited liability company (“Buyer”), Medicine Man Technologies, Inc. (dba Schwazze), a Nevada corporation (“Parent,” and together with Buyer, the “Company”), and Starbuds Louisv |
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December 29, 2021 |
EX-4.6 7 medmanex0406.htm SECURITY AGREEMENT WITH STARBUDS NIWOT LLC Exhibit 4.6 SECURITY AGREEMENT This SECURITY AGREEMENT (this “Agreement”), dated as of December 18, 2020, is made by and between SBUD LLC, a Colorado limited liability company (“Buyer”), Medicine Man Technologies, Inc. (dba Schwazze), a Nevada corporation (“Parent,” and together with Buyer, the “Company”), and Starbuds Niwot LLC |
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December 29, 2021 |
Exhibit 4.1 SECURITY AGREEMENT This SECURITY AGREEMENT (this ?Agreement?), dated as of December 17, 2020, is made by and between SBUD LLC, a Colorado limited liability company (?Buyer?), Medicine Man Technologies, Inc. (dba Schwazze), a Nevada corporation (?Parent,? and together with Buyer, the ?Company?), and Starbuds Alameda LLC (the ?Secured Party?). RECITALS A. Pursuant to that certain Asset P |
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December 17, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 13, 2021 Medicine Man Technologies, Inc. |
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December 14, 2021 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 9, 2021 Medicine Man Technologies, Inc. |
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December 9, 2021 |
Exhibit 10.2 CERTAIN INFORMATION IDENTIFIED BY ?[REDACTED]? HAS BEEN EXCLUDED FROM THE EXHIBIT BECAUSE IT IS BOTH NOT MATERIAL AND IS THE TYPE THAT THE REGISTRANT TREATS AS PRIVATE OR CONFIDENTIAL. SECURITY AGREEMENT This SECURITY AGREEMENT, dated as of December 7, 2021 (as amended, amended and restated, supplemented or otherwise modified from time to time in accordance with the provisions hereof, |
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December 9, 2021 |
Exhibit 10.3 CERTAIN INFORMATION IDENTIFIED BY ?[REDACTED]? HAS BEEN EXCLUDED FROM THE EXHIBIT BECAUSE IT IS BOTH NOT MATERIAL AND IS THE TYPE THAT THE REGISTRANT TREATS AS PRIVATE OR CONFIDENTIAL. INTERCREDITOR AGREEMENT Among MEDICINE MAN TECHNOLOGIES, INC., THE OTHER GRANTORS PARTY HERETO, CHICAGO ATLANTIC ADMIN, LLC, as the Collateral Agent for the Convertible Notes Secured Parties, GGG PARTNE |
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December 9, 2021 |
Exhibit 4.2 NEITHER THE ISSUANCE AND SALE OF THE SECURITIES REPRESENTED BY THIS CERTIFICATE NOR THE SECURITIES INTO WHICH THESE SECURITIES ARE CONVERTIBLE HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED (I) IN THE ABSENCE OF (A) AN EFFECTIVE REGISTRATION STATEMENT FOR T |
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December 9, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 3, 2021 Medicine Man Technologies, Inc. |
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December 9, 2021 |
Exhibit 99.3 OTCQX: SHWZ Investor Presentation December 7 th , 2021 GROWTH BY DESIGN OTCQX: SHWZ | 2 SAFE HARBOR This presentation contains ?forward - looking statements? within the meaning of the Private Securities Litigation Reform Act of 1995 . Forward - looking statements can be identified by words such as ?believes,? ?plan?, ?expects,? ?anticipates,? ?will,? ?should,? ?positioned? and words o |
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December 9, 2021 |
Exhibit 4.1 MEDICINE MAN TECHNOLOGIES, INC. AS ISSUER AND EACH OF THE GUARANTORS PARTY HERETO 13% SENIOR SECURED CONVERTIBLE NOTES DUE DECEMBER 7, 2026 INDENTURE DATED AS OF DECEMBER 7, 2021 ANKURA TRUST COMPANY, LLC AS TRUSTEE AND CHICAGO ATLANTIC ADMIN, LLC AS COLLATERAL AGENT Table of Contents ARTICLE 1 DEFINITIONS AND INCORPORATION BY REFERENCE 1 Section 1.01. Definitions 1 Section 1.02. Other |
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December 9, 2021 |
Note Guarantee, dated December 7, 2021, entered into by each Subsidiary Guarantor EX-10.4 7 medmanex1004.htm NOTE GUARANTEE, DATED DECEMBER 7, 2021 Exhibit 10.4 Note Guarantee Each Guarantor listed below (hereinafter referred to as the “Guarantors” which term includes any successors or assigns under the Indenture, dated the date hereof, among the Guarantors, Medicine Man Technologies, Inc. (the “Company”), Ankura Trust Company, LLC, as trustee, registrar, paying agent, and conv |
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December 9, 2021 |
Exhibit 10.1 CERTAIN INFORMATION IDENTIFIED BY ?[REDACTED]? HAS BEEN EXCLUDED FROM THE EXHIBIT BECAUSE IT IS BOTH NOT MATERIAL AND IS THE TYPE THAT THE REGISTRANT TREATS AS PRIVATE OR CONFIDENTIAL. SECURITIES PURCHASE AGREEMENT SECURITIES PURCHASE AGREEMENT (this ?Agreement?), dated as of December 3, 2021 by and between Medicine Man Technologies, Inc., d/b/a Schwazze, a Nevada corporation (the ?Co |
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December 3, 2021 |
Exhibit 99.1 NEWS RELEASE For Immediate Release OTCQX: SHWZ SCHWAZZE ANNOUNCES TRANSFORMATIONAL CAPITAL RAISE, ENTRY INTO NEW MEXICO & PROVIDES BUSINESS UPDATE Transformational $95 Million Private Financing for M&A Initiatives & Further Expansion Plans Signs Definitive Agreement to Acquire & Manage New Mexico Assets: Reynold Greenleaf & Associates, R. Greenleaf Organics, Medzen Services, Elemental |
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December 3, 2021 |
Exhibit 2.1 PURCHASE AGREEMENT BY AND AMONG NUEVO HOLDING, LLC, AS RGA PURCHASER, NUEVO ELEMENTAL HOLDING, LLC, AS ELEMENTAL PURCHASER, MEDICINE MAN TECHNOLOGIES, INC., AS PARENT, REYNOLD GREENLEAF & ASSOCIATES, LLC, AS SELLER, WILLIAM N. FORD, AS SELLER, ELEMENTAL KITCHEN AND LABS, LLC THE EQUITYHOLDERS NAMED HEREIN AND WILLIAM N. FORD, AS THE REPRESENTATIVE November 29, 2021 1 Table of Contents |
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December 3, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 29, 2021 Commission File Number: 001-36868 Medicine Man Technologies, Inc. |
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November 18, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 15, 2021 Commission File Number: 001-36868 Medicine Man Technologies, Inc. |
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November 18, 2021 |
Exhibit 2.1 Agreement and Plan of Merger by and among Medicine Man Technologies, Inc., a Nevada corporation, Emerald Fields Merger Sub, LLC, a Colorado limited liability company, MCG, LLC, a Colorado limited liability company, the members of the company, and Donald Douglas Burkhalter and James Gulbrandsen, in their capacity as member representatives dated as of November 15, 2021 Table of Contents |
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November 18, 2021 |
Exhibit 99.1 NEWS RELEASE For Immediate Release OTCQX: SHWZ SCHWAZZE SIGNS DEFINITIVE AGREEMENT TO ACQUIRE MCG, LLC Schwazze Continues its Colorado Expansion Strategy with Emerald Fields Cannaboutique Dispensaries in Manitou Springs & Glendale, CO DENVER, Nov. 16, 2021 /CNW/ - Schwazze, (OTCQX: SHWZ) ("Schwazze" or the "Company"), announced that it has signed definitive documents to acquire MCG, L |
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November 15, 2021 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2021 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File Number 000-55450 |
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November 15, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 15, 2021 Commission File Number: 001-36868 Medicine Man Technologies, Inc. |
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November 15, 2021 |
Exhibit 99.1 NEWS RELEASE For Immediate Release OTCQX: SHWZ SCHWAZZE ANNOUNCES THIRD QUARTER RESULTS Revenue Increases 328.4% to $31.8 Million Compared to $7.4 Million in Q3 2020 Adjusted EBITDA is $8.8 Million, 27.6% of Revenue Executing an Aggressive Acquisition Plan Revised Guidance Annual Projected Revenue of Approximately $110 Million - $115 Million Annual Projected Adjusted EBITDA $32 Millio |
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November 4, 2021 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e |
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August 26, 2021 |
Exhibit 2.1 ASSET PURCHASE AGREEMENT BY AND AMONG DOUBLE BROW, LLC, AS PURCHASER, BROW 2, LLC, AS SELLER, AND THE OWNER NAMED HEREIN August 20, 2021 Table of Contents Page Article I. PURCHASE AND SALE OF ASSETS; ASSUMPTION OF LIABILITIES; EMPLOYEE MATTERS 1 Section 1.1 Purchased Assets 1 Section 1.2 Excluded Assets 1 Section 1.3 Assumed Liabilities; Excluded Liabilities 1 Section 1.4 Electronic Tr |
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August 26, 2021 |
Exhibit 99.1 NEWS RELEASE For Immediate Release OTCQX: SHWZ SCHWAZZE SIGNS DEFINITIVE AGREEMENT TO ACQUIRE COLORADO CULTIVATION GROWER BROW 2, LLC Indoor Grow Acquisition to Increase Cultivation Capacity DENVER, CO ? August 23, 2021 ? Schwazze, (OTCQX:SHWZ) ("Schwazze" or the ?Company"), has entered into an to agreement to acquire the assets of Brow 2, LLC, located in Denver, Colorado. The planned |
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August 26, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 20, 2021 Commission File Number: 001-36868 Medicine Man Technologies, Inc. |
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August 16, 2021 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2021 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File Number 000-55450 MEDIC |
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August 16, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 16, 2021 Commission File Number: 001-36868 Medicine Man Technologies, Inc. |
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August 16, 2021 |
Exhibit 99.1 NEWS RELEASE For Immediate Release OTCQX: SHWZ SCHWAZZE ANNOUNCES SECOND QUARTER RESULTS Revenue Increases 467% to $30.7 Million Compared to $5.4 Million in Q1 2020 Adjusted EBITDA is $10.0 Million, 32.6% of Revenue On Track to Meet Guidance of Annual Projected Revenue of Approximately $110 Million - $125 Million Annual Projected Adjusted EBITDA $30 Million - $36 Million Conference Ca |
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August 3, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 28, 2021 Medicine Man Technologies, Inc. |
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August 3, 2021 |
Exhibit 10.1 FIRST AMENDMENT TO LOAN AGREEMENT THIS FIRST AMENDMENT TO LOAN AGREEMENT (this ?Amendment?), dated as of July 28, 2021, is entered into by and among Mesa Organics Ltd., a Colorado limited liability company (the ?Administrative Borrower?), SHWZ Altmore, LLC, a Delaware limited liability company (the ?Lender?), and GGG Partners, LLC, a Georgia limited liability company (the ?Collateral |
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July 27, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 21, 2021 Medicine Man Technologies, Inc. |
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July 27, 2021 |
Exhibit 99.1 NEWS RELEASE For Immediate Release OTCQX: SHWZ SCHWAZZE CLOSES ACQUISITION OF SOUTHERN COLORADO GROWERS Acquisition Substantially Increases Cultivation Capabilities; Provides Major Boost to Wholesale Supply of Distillate to Colorado CPG Manufacturers DENVER, CO ? July 22, 2021 ? Schwazze, (OTCQX:SHWZ) ("Schwazze" or the ?Company"), announced that it has closed the transaction to acqui |
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July 2, 2021 |
SHWZ / Medicine Man Technologies Inc / PARCO JAMES E - SC 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Medicine Man Technologies, Inc. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 584680106 (CUSIP Number) April 20, 2020 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate |
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July 1, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 25, 2021 Medicine Man Technologies, Inc. |
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July 1, 2021 |
Exhibit 2.1 EXECUTION VERSION ASSET PURCHASE AGREEMENT BY AND AMONG DOUBLE BROW, LLC AS PURCHASER, MEDICINE MAN TECHNOLOGIES, INC., AS PARENT, BG3 INVESTMENTS, LLC, AND BLACK BOX LICENSING, LLC AS SELLERS, AND BRIAN SEARCHINGER, AS EQUITYHOLDER June 25, 2021 TABLE OF CONTENTS Page ARTICLE I. PURCHASE AND SALE OF ASSETS; ASSUMPTION OF LIABILITIES; EMPLOYEE MATTERS 1 Section 1.1 Purchased Assets 1 S |
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July 1, 2021 |
Exhibit 99.1 NEWS RELEASE For Immediate Release OTCQX: SHWZ CANNABIS GROWTH OPERATOR, SCHWAZZE, ANNOUNCES AGREEMENT TO ACQUIRE SOUTHERN COLORADO GROWERS Acquisition will substantially increase Schwazze?s vertical integration and cultivation capabilities; provide major boost to wholesale supply of distillate to Colorado CPG manufacturers DENVER, CO ? June 1, 2021 ? Schwazze, (OTCQX:SHWZ) ("Schwazze |
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June 21, 2021 |
First Amendment to Justin Dye Employment Agreement, dated June 14, 2021 Exhibit 10.1 1st AMENDMENT TO DANIEL PABON EMPLOYMENT AGREEMENT THIS FIRST AMENDMENT TO EMPLOYMENT AGREEMENT is made and entered into on June 14, 2021, by and between Daniel Pabon (?Employee?) and MEDICINE MAN TECHNOLOGIES, INC. (?MMT?)DBA SCHWAZZE (each of the foregoing referred to individually as ?Party? or collectively as the ?Parties?). W I T N E S S E T H: WHEREAS, the Parties have previously |
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June 21, 2021 |
First Amendment to Dan Pabon Employment Agreement, dated June 14, 2021 Exhibit 10.4 1st AMENDMENT TO DANIEL PABON EMPLOYMENT AGREEMENT THIS FIRST AMENDMENT TO EMPLOYMENT AGREEMENT is made and entered into on June 14, 2021, by and between Daniel Pabon (?Employee?) and MEDICINE MAN TECHNOLOGIES, INC. (?MMT?)DBA SCHWAZZE (each of the foregoing referred to individually as ?Party? or collectively as the ?Parties?). W I T N E S S E T H: WHEREAS, the Parties have previously |
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June 21, 2021 |
Second Amendment to Nancy Huber Employment Agreement, dated June 14, 2021 Exhibit 10.2 2nd AMENDMENT TO NANCY B. HUBER EMPLOYMENT AGREEMENT THIS SECOND AMENDMENT TO EMPLOYMENT AGREEMENT is made and entered into on June 14, 2021, by and between Nancy B. Huber (?Employee?) and MEDICINE MAN TECHNOLOGIES, INC. (?MMT?) DBA SCHWAZZE (each of the foregoing referred to individually as ?Party? or collectively as the ?Parties?). W I T N E S S E T H: WHEREAS, the Parties have prev |
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June 21, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 14, 2021 Medicine Man Technologies, Inc. |
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June 21, 2021 |
First Amendment to Nirup Krishnamurthy Employment Agreement, dated June 14, 2021 Exhibit 10.3 FIRST AMENDMENT TO NIRUP KRISHNAMURTHY EMPLOYMENT AGREEMENT THIS FIRST AMENDMENT TO EMPLOYMENT AGREEMENT is made and entered into on June 14, 2021, by and between Nirup Krishnamurthy (?Employee?) and MEDICINE MAN TECHNOLOGIES, INC. (?MMT?) DBA SCHWAZZE (each of the foregoing referred to individually as ?Party? or collectively as the ?Parties?). W I T N E S S E T H: WHEREAS, the Partie |
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June 2, 2021 |
Exhibit 2.1 ASSET PURCHASE AGREEMENT BY AND AMONG SCG HOLDING, LLC, AS PURCHASER, MEDICINE MAN TECHNOLOGIES, INC., AS PARENT, SCG SERVICES, LLC, AS SELLER, AND THE MEMBERS NAMED HEREIN MAY 27, 2021 ARTICLE I. PURCHASE AND SALE OF ASSETS; ASSUMPTION OF LIABILITIES; Employee matters 1 Section 1.1 Purchased Assets. 1 Section 1.2 Excluded Assets. 1 Section 1.3 Assumed Liabilities; Excluded Liabilities |
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June 2, 2021 |
Agreement of Purchase and Sale, dated May 27, 2021, by and between SCG Holding, LLC and BWR L.L.C. Exhibit 2.2 AGREEMENT OF PURCHASE AND SALE THIS AGREEMENT OF PURCHASE AND SALE (this ?Agreement?) is made and entered into the 27th day of May, 2021 (the ?Effective Date?) by and between SCG Holding, LLC, a Colorado limited liability company (?Purchaser?), and BWR L.L.C., a Colorado limited liability company (?Seller?). RECITALS: Subject to and upon the terms, covenants and conditions of this Agre |
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June 2, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 27, 2021 Medicine Man Technologies, Inc. |
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June 2, 2021 |
Exhibit 99.1 NEWS RELEASE For Immediate Release OTCQX: SHWZ CANNABIS GROWTH OPERATOR, SCHWAZZE, ANNOUNCES AGREEMENT TO ACQUIRE SOUTHERN COLORADO GROWERS Acquisition will substantially increase Schwazze?s vertical integration and cultivation capabilities; provide major boost to wholesale supply of distillate to Colorado CPG manufacturers DENVER, CO ? June 1, 2021 ? Schwazze, (OTCQX:SHWZ) ("Schwazze |