Basic Stats
| LEI | RGUZHJ05YTITL6D76949 |
| CIK | 720005 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Raymond James Financial, Inc. - Preferred Stock
SEC Filings (Chronological Order)
This page provides a complete, chronological list of SEC Filings, excluding ownership filings which we provide elsewhere.
| August 21, 2025 |
RAYMOND JAMES FINANCIAL DECLARES QUARTERLY DIVIDENDS ON COMMON AND PREFERRED STOCK August 20, 2025 FOR IMMEDIATE RELEASE Media Contact: Steve Hollister, 727.567.2824 Investor Contact: Kristina Waugh, 727.567.7654 raymondjames.com/news-and-media/press-releases RAYMOND JAMES FINANCIAL DECLARES QUARTERLY DIVIDENDS ON COMMON AND PREFERRED STOCK ST. PETERSBURG, Fla. – On August 20, 2025, the Raymond James Financial, Inc. (NYSE: RJF) Board of Directors declared a quarterly cash divide |
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| August 21, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 August 20, 2025 Date of Report (date of earliest event reported) RAYMOND JAMES FINANCIAL, INC. (Exact name of registrant as specified in its charter) Florida 1-9109 59-1517485 (State or other jurisdiction of incorporation) (Commissio |
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| August 20, 2025 |
RAYMOND JAMES FINANCIAL REPORTS JULY 2025 OPERATING DATA August 20, 2025 FOR IMMEDIATE RELEASE Media Contact: Steve Hollister, 727.567.2824 Investor Contact: Kristina Waugh, 727.567.7654 raymondjames.com/news-and-media/press-releases RAYMOND JAMES FINANCIAL REPORTS JULY 2025 OPERATING DATA ST. PETERSBURG, Fla. - Raymond James Financial, Inc. (NYSE: RJF) today reported selected operating data for July 2025, in an effort to provide timely information to i |
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| August 20, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 August 20, 2025 Date of Report (date of earliest event reported) RAYMOND JAMES FINANCIAL, INC. (Exact name of registrant as specified in its charter) Florida 1-9109 59-1517485 (State or other jurisdiction of incorporation) (Commissio |
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| August 6, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark one) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2025 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 1-9109 RAYMOND JAMES |
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| July 23, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 July 23, 2025 Date of Report (date of earliest event reported) RAYMOND JAMES FINANCIAL, INC. (Exact name of registrant as specified in its charter) Florida 1-9109 59-1517485 (State or other jurisdiction of incorporation) (Commission |
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| July 23, 2025 |
rjf0630q325supplement Quarterly Financial Supplement Fiscal third quarter of 2025 results TABLE OF CONTENTS PAGE Consolidated Statements of Income (Unaudited) 3 Consolidated Selected Key Metrics (Unaudited) 4 Segment Results Private Client Group (Unaudited) 6 Capital Markets (Unaudited) 7 Asset Management (Unaudited) 8 Bank (Unaudited) 9 Other (Unaudited) 10 Bank Segment Selected Key Metrics (Unaudited) 11 Reconciliation of non-GAAP financial measures to GAAP financial measures (Unaudited) 12 Footnotes 18 RAYMOND JAMES FINANCIAL, INC. |
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| July 23, 2025 |
RAYMOND JAMES FINANCIAL REPORTS FISCAL THIRD QUARTER OF 2025 RESULTS July 23, 2025 FOR IMMEDIATE RELEASE Media Contact: Steve Hollister, 727.567.2824 Investor Contact: Kristina Waugh, 727.567.7654 raymondjames.com/news-and-media/press-releases RAYMOND JAMES FINANCIAL REPORTS FISCAL THIRD QUARTER OF 2025 RESULTS •Record net revenues of $10.34 billion and record pre-tax income of $1.98 billion for the first nine months of fiscal 2025, up 10% and 5%, respectively, ove |
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| July 23, 2025 |
rjf0630q325presentation Fiscal 3Q25 Results July 23, 2025 Forward-looking statements Certain statements made in this presentation and the associated conference call may constitute “forward-looking statements” under the Private Securities Litigation Reform Act of 1995. |
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| June 25, 2025 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 June 25, 2025 Date of Report (date of earliest event reported) RAYMOND JAMES FINANCIAL, INC. (Exact name of registrant as specified in its charter) Florida 1-9109 59-1517485 (State or other jurisdiction of incorporation) (Commission |
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| June 25, 2025 |
RAYMOND JAMES FINANCIAL REPORTS MAY 2025 OPERATING DATA June 25, 2025 FOR IMMEDIATE RELEASE Media Contact: Steve Hollister, 727.567.2824 Investor Contact: Kristina Waugh, 727.567.7654 raymondjames.com/news-and-media/press-releases RAYMOND JAMES FINANCIAL REPORTS MAY 2025 OPERATING DATA ST. PETERSBURG, Fla. - Raymond James Financial, Inc. (NYSE: RJF) today reported selected operating data for May 2025, in an effort to provide timely information to inves |
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| June 5, 2025 |
rjf2025analystinvestorda JUNE 5, 2025 2025 Analyst & Investor Day Welcome & Agenda Kristie Waugh Senior Vice President, Investor Relations and FP&A Certain statements made in this presentation and the associated conference call may constitute “forward-looking statements” under the Private Securities Litigation Reform Act of 1995. |
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| June 5, 2025 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 June 5, 2025 Date of Report (date of earliest event reported) RAYMOND JAMES FINANCIAL, INC. (Exact name of registrant as specified in its charter) Florida 1-9109 59-1517485 (State or other jurisdiction of incorporation) (Commission F |
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| May 23, 2025 |
RAYMOND JAMES FINANCIAL BOARD APPOINTS NEW DIRECTOR May 21, 2025 FOR IMMEDIATE RELEASE Media Contact: Steve Hollister, 727.567.2824 Investor Contact: Kristina Waugh, 727.567.7654 raymondjames.com/news-and-media/press-releases RAYMOND JAMES FINANCIAL BOARD APPOINTS NEW DIRECTOR ST. PETERSBURG, Fla. – On May 21, 2025, Raymond James Financial, Inc. (NYSE: RJF) announced the election of Mark W. Begor, CEO of Equifax, to the Board of Directors. He will |
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| May 23, 2025 |
RAYMOND JAMES FINANCIAL DECLARES QUARTERLY DIVIDENDS ON COMMON AND PREFERRED STOCK May 21, 2025 FOR IMMEDIATE RELEASE Media Contact: Steve Hollister, 727.567.2824 Investor Contact: Kristina Waugh, 727.567.7654 raymondjames.com/news-and-media/press-releases RAYMOND JAMES FINANCIAL DECLARES QUARTERLY DIVIDENDS ON COMMON AND PREFERRED STOCK ST. PETERSBURG, Fla. – On May 21, 2025, the Raymond James Financial, Inc. (NYSE: RJF) Board of Directors declared a quarterly cash dividend on |
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| May 23, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 May 21, 2025 Date of Report (date of earliest event reported) RAYMOND JAMES FINANCIAL, INC. (Exact name of registrant as specified in its charter) Florida 1-9109 59-1517485 (State or other jurisdiction of incorporation) (Commission F |
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| May 21, 2025 |
RAYMOND JAMES FINANCIAL REPORTS APRIL 2025 OPERATING DATA May 21, 2025 FOR IMMEDIATE RELEASE Media Contact: Steve Hollister, 727.567.2824 Investor Contact: Kristina Waugh, 727.567.7654 raymondjames.com/news-and-media/press-releases RAYMOND JAMES FINANCIAL REPORTS APRIL 2025 OPERATING DATA ST. PETERSBURG, Fla. - Raymond James Financial, Inc. (NYSE: RJF) today reported selected operating data for April 2025, in an effort to provide timely information to in |
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| May 21, 2025 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 May 21, 2025 Date of Report (date of earliest event reported) RAYMOND JAMES FINANCIAL, INC. (Exact name of registrant as specified in its charter) Florida 1-9109 59-1517485 (State or other jurisdiction of incorporation) (Commission F |
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| May 7, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark one) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2025 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 1-9109 RAYMOND JAME |
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| May 7, 2025 |
EXHIBIT 10.2 RAYMOND JAMES FINANCIAL, INC. AMENDED AND RESTATED 2012 STOCK INCENTIVE PLAN NOTICE OF DEFERRED STOCK UNIT AWARD Grantee’s Name and Address: You (the “Grantee”) have been granted an award of Deferred Stock Units (the “Award”), subject to the terms and conditions of this Notice of Deferred Stock Unit Award (the “Notice”), the Raymond James Financial, Inc. Amended and Restated 2012 Stoc |
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| May 7, 2025 |
EXHIBIT 10.1 AMENDED AND RESTATED RAYMOND JAMES FINANCIAL, INC. 2003 EMPLOYEE STOCK PURCHASE PLAN (Initially effective February 12, 2003 and including amendments, as approved by the Board of Directors on November 25, 2008, and shareholders on February 19, 2009, by the Corporate Governance, Nominating and Compensation Committee on February 18, 2010 and November 17, 2011, and as amended and restated |
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| May 7, 2025 |
Form of Deferred Share Unit Agreement for Directors (Separation from Service Election) EXHIBIT 10.3 RAYMOND JAMES FINANCIAL, INC. AMENDED AND RESTATED 2012 STOCK INCENTIVE PLAN NOTICE OF DEFERRED STOCK UNIT AWARD Grantee’s Name and Address: You (the “Grantee”) have been granted an award of Deferred Stock Units (the “Award”), subject to the terms and conditions of this Notice of Deferred Stock Unit Award (the “Notice”), the Raymond James Financial, Inc. Amended and Restated 2012 Stoc |
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| April 23, 2025 |
RAYMOND JAMES FINANCIAL REPORTS FISCAL SECOND QUARTER OF 2025 RESULTS April 23, 2025 FOR IMMEDIATE RELEASE Media Contact: Steve Hollister, 727.567.2824 Investor Contact: Kristina Waugh, 727.567.7654 raymondjames.com/news-and-media/press-releases RAYMOND JAMES FINANCIAL REPORTS FISCAL SECOND QUARTER OF 2025 RESULTS •Quarterly net revenues of $3.40 billion, up 9% over the prior year’s fiscal second quarter and down 4% compared to the preceding quarter •Quarterly net i |
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| April 23, 2025 |
Fiscal 2Q25 Results April 23, 2025 Forward-looking statements Certain statements made in this presentation and the associated conference call may constitute “forward-looking statements” under the Private Securities Litigation Reform Act of 1995. |
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| April 23, 2025 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 April 23, 2025 Date of Report (date of earliest event reported) RAYMOND JAMES FINANCIAL, INC. (Exact name of registrant as specified in its charter) Florida 1-9109 59-1517485 (State or other jurisdiction of incorporation) (Commission |
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| April 23, 2025 |
Quarterly Financial Supplement Fiscal second quarter of 2025 results TABLE OF CONTENTS PAGE Consolidated Statements of Income (Unaudited) 3 Consolidated Selected Key Metrics (Unaudited) 4 Segment Results Private Client Group (Unaudited) 6 Capital Markets (Unaudited) 7 Asset Management (Unaudited) 8 Bank (Unaudited) 9 Other (Unaudited) 10 Bank Segment Selected Key Metrics (Unaudited) 11 Reconciliation of non-GAAP financial measures to GAAP financial measures (Unaudited) 12 Footnotes 18 RAYMOND JAMES FINANCIAL, INC. |
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| March 19, 2025 |
RAYMOND JAMES FINANCIAL REPORTS FEBRUARY 2025 OPERATING DATA March 19, 2025 FOR IMMEDIATE RELEASE Media Contact: Steve Hollister, 727.567.2824 Investor Contact: Kristina Waugh, 727.567.7654 raymondjames.com/news-and-media/press-releases RAYMOND JAMES FINANCIAL REPORTS FEBRUARY 2025 OPERATING DATA ST. PETERSBURG, Fla. - Raymond James Financial, Inc. (NYSE: RJF) today reported selected operating data for February 2025, in an effort to provide timely informati |
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| March 19, 2025 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 March 19, 2025 Date of Report (date of earliest event reported) RAYMOND JAMES FINANCIAL, INC. (Exact name of registrant as specified in its charter) Florida 1-9109 59-1517485 (State or other jurisdiction of incorporation) (Commission |
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| February 26, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 February 20, 2025 Date of Report (date of earliest event reported) RAYMOND JAMES FINANCIAL, INC. (Exact name of registrant as specified in its charter) Florida 1-9109 59-1517485 (State or other jurisdiction of incorporation) (Commiss |
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| February 26, 2025 |
RAYMOND JAMES FINANCIAL DECLARES QUARTERLY DIVIDENDS ON COMMON AND PREFERRED STOCK February 21, 2025 FOR IMMEDIATE RELEASE Media Contact: Steve Hollister, 727.567.2824 Investor Contact: Kristina Waugh, 727.567.7654 raymondjames.com/news-and-media/press-releases RAYMOND JAMES FINANCIAL DECLARES QUARTERLY DIVIDENDS ON COMMON AND PREFERRED STOCK ST. PETERSBURG, Fla. – On February 21, 2025, the Raymond James Financial, Inc. (NYSE: RJF) Board of Directors declared a quarterly cash di |
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| February 24, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 December 3, 2024 Date of Report (date of earliest event reported) RAYMOND JAMES FINANCIAL, INC. (Exact name of registrant as specified in its charter) Florida 1-9109 59-1517485 (State or other jurisdiction of incorporation) (Commis |
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| February 19, 2025 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 February 19, 2025 Date of Report (date of earliest event reported) RAYMOND JAMES FINANCIAL, INC. (Exact name of registrant as specified in its charter) Florida 1-9109 59-1517485 (State or other jurisdiction of incorporation) (Commiss |
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| February 19, 2025 |
RAYMOND JAMES FINANCIAL REPORTS JANUARY 2025 OPERATING DATA February 19, 2025 FOR IMMEDIATE RELEASE Media Contact: Steve Hollister, 727.567.2824 Investor Contact: Kristina Waugh, 727.567.7654 raymondjames.com/news-and-media/press-releases RAYMOND JAMES FINANCIAL REPORTS JANUARY 2025 OPERATING DATA ST. PETERSBURG, Fla. - Raymond James Financial, Inc. (NYSE: RJF) today reported selected operating data for January 2025, in an effort to provide timely informat |
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| February 7, 2025 |
EXHIBIT 10.4 RAYMOND JAMES FINANCIAL, INC. AMENDED AND RESTATED 2012 STOCK INCENTIVE PLAN NOTICE OF PERFORMANCE BASED RESTRICTED STOCK UNIT AWARD Grantee’s Name and Address: You (the “Grantee” or “you”) have been granted an award of Restricted Stock Units (the “Award”), subject to the terms and conditions of this Notice of Performance Based Restricted Stock Unit Award (the “Notice”), the Raymond J |
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| February 7, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark one) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 1-9109 RAYMOND J |
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| February 7, 2025 |
EXHIBIT 10.1 RAYMOND JAMES FINANCIAL, INC. AMENDED AND RESTATED 2012 STOCK INCENTIVE PLAN (as amended through December 3, 2024) 1.PURPOSES OF THE PLAN The purposes of this Plan are to attract and retain the best available personnel, to provide additional incentives to Employees, Directors and Independent Contractors and to promote the success of the Company’s business. 2.DEFINITIONS The following |
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| February 7, 2025 |
EXHIBIT 10.3 RAYMOND JAMES FINANCIAL, INC. AMENDED AND RESTATED 2012 STOCK INCENTIVE PLAN NOTICE OF RESTRICTED STOCK UNIT AWARD Grantee’s Name and Address: You (the “Grantee” or “you”) have been granted an award of Restricted Stock Units (the “Award”), subject to the terms and conditions of this Notice of Restricted Stock Unit Award (the “Notice”), the Raymond James Financial, Inc. Amended and Res |
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| February 7, 2025 |
EXHIBIT 10.2 RAYMOND JAMES FINANCIAL, INC. AMENDED AND RESTATED 2012 STOCK INCENTIVE PLAN NOTICE OF RESTRICTED STOCK UNIT AWARD Grantee’s Name and Address: You (the “Grantee” or “you”) have been granted an award of Restricted Stock Units (the “Award”), subject to the terms and conditions of this Notice of Restricted Stock Unit Award (the “Notice”), the Raymond James Financial, Inc. Amended and Res |
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| January 29, 2025 |
RAYMOND JAMES FINANCIAL REPORTS FISCAL FIRST QUARTER OF 2025 RESULTS January 29, 2025 FOR IMMEDIATE RELEASE Media Contact: Steve Hollister, 727.567.2824 Investor Contact: Kristina Waugh, 727.567.7654 raymondjames.com/news-and-media/press-releases RAYMOND JAMES FINANCIAL REPORTS FISCAL FIRST QUARTER OF 2025 RESULTS •Record quarterly net revenues of $3.54 billion, up 17% over the prior year’s fiscal first quarter and 2% over the preceding quarter •Quarterly net incom |
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| January 29, 2025 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 January 29, 2025 Date of Report (date of earliest event reported) RAYMOND JAMES FINANCIAL, INC. (Exact name of registrant as specified in its charter) Florida 1-9109 59-1517485 (State or other jurisdiction of incorporation) (Commissi |
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| January 29, 2025 |
Fiscal 1Q25 Results January 29, 2025 Forward-looking statements Certain statements made in this presentation and the associated conference call may constitute “forward-looking statements” under the Private Securities Litigation Reform Act of 1995. |
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| January 29, 2025 |
5 Quarterly Financial Supplement Fiscal first quarter of 2025 results TABLE OF CONTENTS PAGE Consolidated Statements of Income (Unaudited) 3 Consolidated Selected Key Metrics (Unaudited) 4 Segment Results Private Client Group (Unaudited) 6 Capital Markets (Unaudited) 7 Asset Management (Unaudited) 8 Bank (Unaudited) 9 Other (Unaudited) 10 Bank Segment Selected Key Metrics (Unaudited) 11 Reconciliation of non-GAAP financial measures to GAAP financial measures (Unaudited) 12 Footnotes 18 RAYMOND JAMES FINANCIAL, INC. |
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| January 8, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Defin |
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| January 8, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Defin |
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| January 8, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Defin |
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| January 8, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Defin |
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| December 18, 2024 |
RAYMOND JAMES FINANCIAL REPORTS NOVEMBER 2024 OPERATING DATA December 18, 2024 FOR IMMEDIATE RELEASE Media Contact: Steve Hollister, 727.567.2824 Investor Contact: Kristina Waugh, 727.567.7654 raymondjames.com/news-and-media/press-releases RAYMOND JAMES FINANCIAL REPORTS NOVEMBER 2024 OPERATING DATA ST. PETERSBURG, Fla. - Raymond James Financial, Inc. (NYSE: RJF) today reported selected operating data for November 2024, in an effort to provide timely inform |
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| December 18, 2024 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 December 18, 2024 Date of Report (date of earliest event reported) RAYMOND JAMES FINANCIAL, INC. (Exact name of registrant as specified in its charter) Florida 1-9109 59-1517485 (State or other jurisdiction of incorporation) (Commiss |
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| December 9, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 December 3, 2024 Date of Report (date of earliest event reported) RAYMOND JAMES FINANCIAL, INC. (Exact name of registrant as specified in its charter) Florida 1-9109 59-1517485 (State or other jurisdiction of incorporation) (Commissi |
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| December 9, 2024 |
RAYMOND JAMES FINANCIAL ANNOUNCES CEO TRANSITION December 4, 2024 FOR IMMEDIATE RELEASE Media Contact: Steve Hollister, 727.567.2824 Investor Contact: Kristina Waugh, 727.567.7654 raymondjames.com/news-and-media/press-releases RAYMOND JAMES FINANCIAL ANNOUNCES CEO TRANSITION ST. PETERSBURG, Fla. - The Raymond James Financial, Inc. (NYSE: RJF) Board of Directors today announced the appointment of President Paul Shoukry to CEO of the company, effe |
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| December 6, 2024 |
December 3, 2024 FOR IMMEDIATE RELEASE Media Contact: Steve Hollister, 727.567.2824 Investor Contact: Kristina Waugh, 727.567.7654 raymondjames.com/news-and-media/press-releases RAYMOND JAMES FINANCIAL RAISES QUARTERLY DIVIDENDS ON COMMON STOCK; INCREASES COMMON STOCK REPURCHASE AUTHORIZATION ST. PETERSBURG, Fla. - On December 3, 2024, the Raymond James Financial, Inc. (NYSE: RJF) Board of Directo |
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| December 6, 2024 |
Regulation FD Disclosure, Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 December 3, 2024 Date of Report (date of earliest event reported) RAYMOND JAMES FINANCIAL, INC. (Exact name of registrant as specified in its charter) Florida 1-9109 59-1517485 (State or other jurisdiction of incorporation) (Commissi |
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| November 26, 2024 |
Raymond James Financial, Inc. Dodd-Frank Clawback Policy. EXHIBIT 97.1 RAYMOND JAMES FINANCIAL, INC. DODD-FRANK CLAWBACK POLICY The Board of Directors (the “Board”) of Raymond James Financial, Inc. (the “Company”) believes that it is in the best interests of the Company and its shareholders to adopt this Clawback Policy (the “Policy”), which provides for the recovery of certain incentive compensation in the event of an Accounting Restatement (as defined |
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| November 26, 2024 |
Raymond James Financial, Inc. Co EXHIBIT 97.2 RAYMOND JAMES FINANCIAL, INC. COMPENSATION RECOUPMENT POLICY The Board of Directors (the “Board”) of Raymond James Financial, Inc. (the “Company”) believes that it is desirable and in the best interests of the Company and its shareholders to maintain and enhance a culture that is focused on integrity and accountability, and that seeks to discourage conduct detrimental to the Company’s |
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| November 26, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended September 30, 2024 Or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 1-9109 RAYMOND JAMES FINANCIAL, INC |
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| November 26, 2024 |
EXHIBIT 4.1 DESCRIPTION OF THE COMPANY’S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 As of the end of the period covered by the Annual Report on Form 10-K with which this Exhibit is filed, Raymond James Financial, Inc. (the “Company”) had the following classes of securities registered pursuant to Section 12 of the Securities Exchange Act of 1934, as amended |
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| November 26, 2024 |
Raymond James Financial, Inc. Insider Trading Policy with Respect to Company Securi EXHIBIT 19 RAYMOND JAMES FINANCIAL, INC. INSIDER TRADING POLICY WITH RESPECT TO COMPANY SECURITIES – ENTERPRISE 1. PURPOSE U.S. federal and state securities laws prohibit the purchase or sale of Raymond James Financial, Inc. (RJF) (the “Company”) securities anywhere in the world by persons who are aware of material information about the Company that is not generally known or available to the pub |
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| November 26, 2024 |
EXHIBIT 21 RAYMOND JAMES FINANCIAL, INC. LIST OF SUBSIDIARIES The following listing includes all of the registrant's subsidiaries as of September 30, 2024, which are included in the consolidated financial statements: Entity Name State/Country of Incorporation Subsidiary or Joint Venture of 740780 Carillon, LLC Florida Raymond James Financial, Inc. 800 Carillon, LLC Florida Raymond James Financial, |
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| November 20, 2024 |
RAYMOND JAMES FINANCIAL REPORTS OCTOBER 2024 OPERATING DATA November 20, 2024 FOR IMMEDIATE RELEASE Media Contact: Steve Hollister, 727.567.2824 Investor Contact: Kristina Waugh, 727.567.7654 raymondjames.com/news-and-media/press-releases RAYMOND JAMES FINANCIAL REPORTS OCTOBER 2024 OPERATING DATA ST. PETERSBURG, Fla. - Raymond James Financial, Inc. (NYSE: RJF) today reported selected operating data for October 2024, in an effort to provide timely informat |
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| November 20, 2024 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 November 20, 2024 Date of Report (date of earliest event reported) RAYMOND JAMES FINANCIAL, INC. (Exact name of registrant as specified in its charter) Florida 1-9109 59-1517485 (State or other jurisdiction of incorporation) (Commiss |
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| October 23, 2024 |
RAYMOND JAMES FINANCIAL REPORTS FISCAL FOURTH QUARTER AND FISCAL 2024 RESULTS October 23, 2024 FOR IMMEDIATE RELEASE Media Contact: Steve Hollister, 727.567.2824 Investor Contact: Kristina Waugh, 727.567.7654 raymondjames.com/news-and-media/press-releases RAYMOND JAMES FINANCIAL REPORTS FISCAL FOURTH QUARTER AND FISCAL 2024 RESULTS •Record annual net revenues of $12.82 billion and record net income available to common shareholders of $2.06 billion for fiscal 2024, up 10% an |
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| October 23, 2024 |
Fourth Quarter & Fiscal 2024 Results October 23, 2024 Forward-looking statements Certain statements made in this presentation and the associated conference call may constitute “forward-looking statements” under the Private Securities Litigation Reform Act of 1995. |
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| October 23, 2024 |
5 Quarterly Financial Supplement Fiscal fourth quarter and fiscal 2024 results TABLE OF CONTENTS PAGE Consolidated Statements of Income (Unaudited) 3 Consolidated Selected Key Metrics (Unaudited) 4 Segment Results Private Client Group (Unaudited) 6 Capital Markets (Unaudited) 7 Asset Management (Unaudited) 8 Bank (Unaudited) 9 Other (Unaudited) 10 Bank Segment Selected Key Metrics (Unaudited) 11 Reconciliation of non-GAAP financial measures to GAAP financial measures (Unaudited) 12 Footnotes 18 RAYMOND JAMES FINANCIAL, INC. |
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| October 23, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 October 23, 2024 Date of Report (date of earliest event reported) RAYMOND JAMES FINANCIAL, INC. (Exact name of registrant as specified in its charter) Florida 1-9109 59-1517485 (State or other jurisdiction of incorporation) (Commissi |
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| September 25, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 September 25, 2024 Date of Report (date of earliest event reported) RAYMOND JAMES FINANCIAL, INC. (Exact name of registrant as specified in its charter) Florida 1-9109 59-1517485 (State or other jurisdiction of incorporation) (Commis |
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| September 25, 2024 |
RAYMOND JAMES FINANCIAL REPORTS AUGUST 2024 OPERATING DATA September 25, 2024 FOR IMMEDIATE RELEASE Media Contact: Steve Hollister, 727.567.2824 Investor Contact: Kristina Waugh, 727.567.7654 raymondjames.com/news-and-media/press-releases RAYMOND JAMES FINANCIAL REPORTS AUGUST 2024 OPERATING DATA ST. PETERSBURG, Fla. - Raymond James Financial, Inc. (NYSE: RJF) today reported selected operating data for August 2024, in an effort to provide timely informati |
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| September 4, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 August 30, 2024 Date of Report (date of earliest event reported) RAYMOND JAMES FINANCIAL, INC. (Exact name of registrant as specified in its charter) Florida 1-9109 59-1517485 (State or other jurisdiction of incorporation) (Commissio |
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| August 23, 2024 |
AMENDED AND RESTATED BY-LAWS OF RAYMOND JAMES FINANCIAL, INC. (a Florida corporation) Amended and Restated as of August 21, 2024 TABLE OF CONTENTS Page -i- ARTICLE I Offices ................................................................................................................. 1 ARTICLE II Seal .............................................................................................. |
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| August 23, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 August 21, 2024 Date of Report (date of earliest event reported) RAYMOND JAMES FINANCIAL, INC. (Exact name of registrant as specified in its charter) Florida 1-9109 59-1517485 (State or other jurisdiction of incorporation) (Commissio |
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| August 23, 2024 |
RAYMOND JAMES FINANCIAL DECLARES QUARTERLY DIVIDENDS ON COMMON AND PREFERRED STOCK August 22, 2024 FOR IMMEDIATE RELEASE Media Contact: Steve Hollister, 727.567.2824 Investor Contact: Kristina Waugh, 727.567.7654 raymondjames.com/news-and-media/press-releases RAYMOND JAMES FINANCIAL DECLARES QUARTERLY DIVIDENDS ON COMMON AND PREFERRED STOCK ST. PETERSBURG, Fla. - On August 21, 2024, the Raymond James Financial, Inc. (NYSE: RJF) Board of Directors declared a quarterly cash divide |
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| August 21, 2024 |
RAYMOND JAMES FINANCIAL REPORTS JULY 2024 OPERATING DATA August 21, 2024 FOR IMMEDIATE RELEASE Media Contact: Steve Hollister, 727.567.2824 Investor Contact: Kristina Waugh, 727.567.7654 raymondjames.com/news-and-media/press-releases RAYMOND JAMES FINANCIAL REPORTS JULY 2024 OPERATING DATA ST. PETERSBURG, Fla. - Raymond James Financial, Inc. (NYSE: RJF) today reported selected operating data for July 2024, in an effort to provide timely information to i |
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| August 21, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 August 21, 2024 Date of Report (date of earliest event reported) RAYMOND JAMES FINANCIAL, INC. (Exact name of registrant as specified in its charter) Florida 1-9109 59-1517485 (State or other jurisdiction of incorporation) (Commissio |
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| August 6, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark one) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 1-9109 RAYMOND JAMES |
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| July 24, 2024 |
Fiscal 3Q24 Results July 24, 2024 Forward-looking statements Certain statements made in this presentation and the associated conference call may constitute “forward-looking statements” under the Private Securities Litigation Reform Act of 1995. |
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| July 24, 2024 |
5 Quarterly Financial Supplement Fiscal third quarter of 2024 results TABLE OF CONTENTS PAGE Consolidated Statements of Income (Unaudited) 3 Consolidated Selected Key Metrics (Unaudited) 4 Segment Results Private Client Group (Unaudited) 6 Capital Markets (Unaudited) 7 Asset Management (Unaudited) 8 Bank (Unaudited) 9 Other (Unaudited) 10 Bank Segment Selected Key Metrics (Unaudited) 11 Reconciliation of non-GAAP financial measures to GAAP financial measures (Unaudited) 12 Footnotes 18 RAYMOND JAMES FINANCIAL, INC. |
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| July 24, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 July 24, 2024 Date of Report (date of earliest event reported) RAYMOND JAMES FINANCIAL, INC. (Exact name of registrant as specified in its charter) Florida 1-9109 59-1517485 (State or other jurisdiction of incorporation) (Commission |
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| July 24, 2024 |
RAYMOND JAMES FINANCIAL REPORTS FISCAL THIRD QUARTER OF 2024 RESULTS July 24, 2024 FOR IMMEDIATE RELEASE Media Contact: Steve Hollister, 727.567.2824 Investor Contact: Kristina Waugh, 727.567.7654 raymondjames.com/news-and-media/press-releases RAYMOND JAMES FINANCIAL REPORTS FISCAL THIRD QUARTER OF 2024 RESULTS •Record client assets under administration of $1.48 trillion and record Private Client Group assets in fee-based accounts of $820.6 billion, up 15% and 18%, |
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| June 18, 2024 |
RAYMOND JAMES FINANCIAL REPORTS MAY 2024 OPERATING DATA June 18, 2024 FOR IMMEDIATE RELEASE Media Contact: Steve Hollister, 727.567.2824 Investor Contact: Kristina Waugh, 727.567.7654 raymondjames.com/news-and-media/press-releases RAYMOND JAMES FINANCIAL REPORTS MAY 2024 OPERATING DATA ST. PETERSBURG, Fla. - Raymond James Financial, Inc. (NYSE: RJF) today reported selected operating data for May 2024, in an effort to provide timely information to inves |
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| June 18, 2024 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 June 18, 2024 Date of Report (date of earliest event reported) RAYMOND JAMES FINANCIAL, INC. (Exact name of registrant as specified in its charter) Florida 1-9109 59-1517485 (State or other jurisdiction of incorporation) (Commission |
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| May 24, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 May 20, 2024 Date of Report (date of earliest event reported) RAYMOND JAMES FINANCIAL, INC. (Exact name of registrant as specified in its charter) Florida 1-9109 59-1517485 (State or other jurisdiction of incorporation) (Commission F |
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| May 24, 2024 |
RAYMOND JAMES FINANCIAL BOARD APPOINTS NEW DIRECTORS May 21, 2024 FOR IMMEDIATE RELEASE Media Contact: Steve Hollister, 727.567.2824 Investor Contact: Kristina Waugh, 727.567.7654 raymondjames.com/news-and-media/press-releases RAYMOND JAMES FINANCIAL BOARD APPOINTS NEW DIRECTORS ST. PETERSBURG, Fla. - On May 21, 2024, Raymond James Financial, Inc. (NYSE: RJF) announced the elections of Cecily Mistarz, former Executive Vice President and U.S. Chief R |
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| May 24, 2024 |
RAYMOND JAMES FINANCIAL DECLARES QUARTERLY DIVIDENDS ON COMMON AND PREFERRED STOCK May 20, 2024 FOR IMMEDIATE RELEASE Media Contact: Steve Hollister, 727.567.2824 Investor Contact: Kristina Waugh, 727.567.7654 raymondjames.com/news-and-media/press-releases RAYMOND JAMES FINANCIAL DECLARES QUARTERLY DIVIDENDS ON COMMON AND PREFERRED STOCK ST. PETERSBURG, Fla. - On May 20, 2024, the Raymond James Financial, Inc. (NYSE: RJF) Board of Directors declared a quarterly cash dividend on |
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| May 23, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 May 23, 2024 Date of Report (date of earliest event reported) RAYMOND JAMES FINANCIAL, INC. (Exact name of registrant as specified in its charter) Florida 1-9109 59-1517485 (State or other jurisdiction of incorporation) (Commission F |
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| May 23, 2024 |
rjf2024analystinvestorda MAY 23, 2024 2024 Analyst & Investor Day Welcome & Agenda Kristie Waugh Senior Vice President, Investor Relations and FP&A 2024 ANALYST & INVESTOR DAY Certain statements made in this presentation and the associated conference call may constitute “forward-looking statements” under the Private Securities Litigation Reform Act of 1995. |
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| May 23, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 May 23, 2024 Date of Report (date of earliest event reported) RAYMOND JAMES FINANCIAL, INC. (Exact name of registrant as specified in its charter) Florida 1-9109 59-1517485 (State or other jurisdiction of incorporation) (Commission F |
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| May 22, 2024 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 May 22, 2024 Date of Report (date of earliest event reported) RAYMOND JAMES FINANCIAL, INC. (Exact name of registrant as specified in its charter) Florida 1-9109 59-1517485 (State or other jurisdiction of incorporation) (Commission F |
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| May 22, 2024 |
RAYMOND JAMES FINANCIAL REPORTS APRIL 2024 OPERATING DATA May 22, 2024 FOR IMMEDIATE RELEASE Media Contact: Steve Hollister, 727.567.2824 Investor Contact: Kristina Waugh, 727.567.7654 raymondjames.com/news-and-media/press-releases RAYMOND JAMES FINANCIAL REPORTS APRIL 2024 OPERATING DATA ST. PETERSBURG, Fla. - Raymond James Financial, Inc. (NYSE: RJF) today reported selected operating data for April 2024, in an effort to provide timely information to in |
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| May 8, 2024 |
Exhibit 25.1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE ☐ CHECK IF AN APPLICATION TO DETERMINE ELIGIBILITY OF A TRUSTEE PURSUANT TO SECTION 305(b)(2) THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A. (Exact name of trustee as specified in its charter) 95- |
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| May 8, 2024 |
As Filed with the Securities and Exchange Commission on May 8, 2024 Table of Contents As Filed with the Securities and Exchange Commission on May 8, 2024 Registration No. |
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| May 8, 2024 |
Exhibit 107 Calculation of Filing Fee Tables Form S-3 (Form Type) Raymond James Financial, Inc. |
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| May 7, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark one) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 1-9109 RAYMOND JAME |
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| April 24, 2024 |
Fiscal 2Q24 Results April 24, 2024 Forward-looking statements Certain statements made in this presentation and the associated conference call may constitute “forward-looking statements” under the Private Securities Litigation Reform Act of 1995. |
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| April 24, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 April 24, 2024 Date of Report (date of earliest event reported) RAYMOND JAMES FINANCIAL, INC. (Exact name of registrant as specified in its charter) Florida 1-9109 59-1517485 (State or other jurisdiction of incorporation) (Commission |
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| April 24, 2024 |
RAYMOND JAMES FINANCIAL REPORTS FISCAL SECOND QUARTER OF 2024 RESULTS April 24, 2024 FOR IMMEDIATE RELEASE Media Contact: Steve Hollister, 727.567.2824 Investor Contact: Kristina Waugh, 727.567.7654 raymondjames.com/news-and-media/press-releases RAYMOND JAMES FINANCIAL REPORTS FISCAL SECOND QUARTER OF 2024 RESULTS •Record client assets under administration of $1.45 trillion and record Private Client Group assets in fee-based accounts of $798.8 billion, up 18% and 20 |
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| April 24, 2024 |
5 Quarterly Financial Supplement Fiscal second quarter of 2024 results TABLE OF CONTENTS PAGE Consolidated Statements of Income (Unaudited) 3 Consolidated Selected Key Metrics (Unaudited) 4 Segment Results Private Client Group (Unaudited) 6 Capital Markets (Unaudited) 7 Asset Management (Unaudited) 8 Bank (Unaudited) 9 Other (Unaudited) 10 Bank Segment Selected Key Metrics (Unaudited) 11 Reconciliation of non-GAAP financial measures to GAAP financial measures (Unaudited) 12 Footnotes 18 RAYMOND JAMES FINANCIAL, INC. |
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| March 20, 2024 |
March 19, 2024 FOR IMMEDIATE RELEASE Media Contact: Steve Hollister, 727.567.2824 Investor Contact: Kristina Waugh, 727.567.7654 raymondjames.com/news-and-media/press-releases RAYMOND JAMES FINANCIAL NAMES PAUL SHOUKRY PRESIDENT AND CEO SUCCESSOR, ANNOUNCES ADDITIONAL KEY LEADERSHIP CHANGES ST. PETERSBURG, Fla. - The Raymond James Financial (NYSE: RJF) Board of Directors announced today that as pa |
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| March 20, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 March 19, 2024 Date of Report (date of earliest event reported) RAYMOND JAMES FINANCIAL, INC. (Exact name of registrant as specified in its charter) Florida 1-9109 59-1517485 (State or other jurisdiction of incorporation) (Commission |
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| March 20, 2024 |
RAYMOND JAMES FINANCIAL REPORTS FEBRUARY 2024 OPERATING DATA March 20, 2024 FOR IMMEDIATE RELEASE Media Contact: Steve Hollister, 727.567.2824 Investor Contact: Kristina Waugh, 727.567.7654 raymondjames.com/news-and-media/press-releases RAYMOND JAMES FINANCIAL REPORTS FEBRUARY 2024 OPERATING DATA ST. PETERSBURG, Fla. - Raymond James Financial, Inc. (NYSE: RJF) today reported selected operating data for February 2024, in an effort to provide timely informati |
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| March 20, 2024 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 March 20, 2024 Date of Report (date of earliest event reported) RAYMOND JAMES FINANCIAL, INC. (Exact name of registrant as specified in its charter) Florida 1-9109 59-1517485 (State or other jurisdiction of incorporation) (Commission |
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| February 27, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 February 22, 2024 Date of Report (date of earliest event reported) RAYMOND JAMES FINANCIAL, INC. (Exact name of registrant as specified in its charter) Florida 1-9109 59-1517485 (State or other jurisdiction of incorporation) (Commiss |
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| February 27, 2024 |
RAYMOND JAMES FINANCIAL DECLARES QUARTERLY DIVIDENDS ON COMMON AND PREFERRED STOCK February 23, 2024 FOR IMMEDIATE RELEASE Media Contact: Steve Hollister, 727.567.2824 Investor Contact: Kristina Waugh, 727.567.7654 raymondjames.com/news-and-media/press-releases RAYMOND JAMES FINANCIAL DECLARES QUARTERLY DIVIDENDS ON COMMON AND PREFERRED STOCK ST. PETERSBURG, Fla. - On February 23, 2024, the Raymond James Financial, Inc. (NYSE: RJF) Board of Directors declared a quarterly cash di |
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| February 21, 2024 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 February 21, 2024 Date of Report (date of earliest event reported) RAYMOND JAMES FINANCIAL, INC. (Exact name of registrant as specified in its charter) Florida 1-9109 59-1517485 (State or other jurisdiction of incorporation) (Commiss |
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| February 21, 2024 |
RAYMOND JAMES FINANCIAL REPORTS JANUARY 2024 OPERATING DATA February 21, 2024 FOR IMMEDIATE RELEASE Media Contact: Steve Hollister, 727.567.2824 Investor Contact: Kristina Waugh, 727.567.7654 raymondjames.com/news-and-media/press-releases RAYMOND JAMES FINANCIAL REPORTS JANUARY 2024 OPERATING DATA ST. PETERSBURG, Fla. - Raymond James Financial, Inc. (NYSE: RJF) today reported selected operating data for January 2024, in an effort to provide timely informat |
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| February 14, 2024 |
RJF / Raymond James Financial, Inc. / JAMES THOMAS A - SC 13G/A Passive Investment SC 13G/A 1 thomasajamessc13garjf2024.htm SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 5)* RAYMOND JAMES FINANCIAL, INC. (Name of Issuer) Common Stock $0.01 Par Value (Title of Class of Securities) 754730109 (CUSIP Number) December 31, 2023 (Date of Event Which Requires Filing of this Statement |
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| February 13, 2024 |
RJF / Raymond James Financial, Inc. / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 13)* Name of issuer: Raymond James Financial Inc Title of Class of Securities: Common Stock CUSIP Number: 754730109 Date of Event Which Requires Filing of this Statement: December 29, 2023 Check the appropriate box to designate the rule pursuant to which this Schedule is |
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| February 12, 2024 |
SC 13G/A 1 rjfa121224.htm PRIMECAP MANAGEMENT CO/CA/ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Raymond James Financial, Inc. (Name of Issuer) COM (Title of Class of Securities) 754730109 (CUSIP Number) December 31, 2023 (Date of Event which Requires Filing of this Statement) Check the appropriat |
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| February 8, 2024 |
SC 13G 1 SEC13GFiling.htm SEC SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Raymond James Financial, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 754730109 (CUSIP Number) December 29, 2023 (Date of Event Which Requires Filing of this Statement) Check the appropriate |
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| February 7, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark one) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2023 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 1-9109 RAYMOND J |
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| January 24, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 January 24, 2024 Date of Report (date of earliest event reported) RAYMOND JAMES FINANCIAL, INC. (Exact name of registrant as specified in its charter) Florida 1-9109 59-1517485 (State or other jurisdiction of incorporation) (Commissi |
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| January 24, 2024 |
RAYMOND JAMES FINANCIAL REPORTS FISCAL FIRST QUARTER OF 2024 RESULTS January 24, 2024 FOR IMMEDIATE RELEASE Media Contact: Steve Hollister, 727.567.2824 Investor Contact: Kristina Waugh, 727.567.7654 raymondjames.com/news-and-media/press-releases RAYMOND JAMES FINANCIAL REPORTS FISCAL FIRST QUARTER OF 2024 RESULTS •Record client assets under administration of $1.37 trillion and record financial assets under management of $215 billion, up 17% and 16%, respectively, |
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| January 24, 2024 |
Fiscal 1Q24 Results January 24, 2024 Forward-looking statements Certain statements made in this presentation and the associated conference call may constitute “forward-looking statements” under the Private Securities Litigation Reform Act of 1995. |
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| January 24, 2024 |
5 Quarterly Financial Supplement Fiscal first quarter of 2024 results TABLE OF CONTENTS PAGE Consolidated Statements of Income (Unaudited) 3 Consolidated Selected Key Metrics (Unaudited) 4 Segment Results Private Client Group (Unaudited) 6 Capital Markets (Unaudited) 7 Asset Management (Unaudited) 8 Bank (Unaudited) 9 Other (Unaudited) 10 Bank Segment Selected Key Metrics (Unaudited) 11 Reconciliation of non-GAAP financial measures to GAAP financial measures (Unaudited) 12 Footnotes 18 RAYMOND JAMES FINANCIAL, INC. |
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| January 10, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Defin |
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| January 8, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Defin |
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| January 8, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Defin |
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| January 8, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Defin |
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| December 20, 2023 |
RAYMOND JAMES FINANCIAL REPORTS NOVEMBER 2023 OPERATING DATA December 20, 2023 FOR IMMEDIATE RELEASE Media Contact: Steve Hollister, 727.567.2824 Investor Contact: Kristina Waugh, 727.567.7654 raymondjames.com/news-and-media/press-releases RAYMOND JAMES FINANCIAL REPORTS NOVEMBER 2023 OPERATING DATA ST. PETERSBURG, Fla. - Raymond James Financial, Inc. (NYSE: RJF) today reported selected operating data for November 2023, in an effort to provide timely inform |
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| December 20, 2023 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 December 20, 2023 Date of Report (date of earliest event reported) RAYMOND JAMES FINANCIAL, INC. (Exact name of registrant as specified in its charter) Florida 1-9109 59-1517485 (State or other jurisdiction of incorporation) (Commiss |
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| December 5, 2023 |
November 30, 2023 FOR IMMEDIATE RELEASE Media Contact: Steve Hollister, 727.567.2824 Investor Contact: Kristina Waugh, 727.567.7654 raymondjames.com/news-and-media/press-releases RAYMOND JAMES FINANCIAL DECLARES QUARTERLY DIVIDENDS ON COMMON AND PREFERRED STOCK; INCREASES COMMON STOCK REPURCHASE AUTHORIZATION ST. PETERSBURG, Fla. - On November 30, 2023, the Raymond James Financial, Inc. (NYSE: RJF |
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| December 5, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 November 29, 2023 Date of Report (date of earliest event reported) RAYMOND JAMES FINANCIAL, INC. (Exact name of registrant as specified in its charter) Florida 1-9109 59-1517485 (State or other jurisdiction of incorporation) (Commiss |
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| December 5, 2023 |
Regulation FD Disclosure, Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 November 30, 2023 Date of Report (date of earliest event reported) RAYMOND JAMES FINANCIAL, INC. (Exact name of registrant as specified in its charter) Florida 1-9109 59-1517485 (State or other jurisdiction of incorporation) (Commiss |
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| December 5, 2023 |
December 5, 2023 FOR IMMEDIATE RELEASE Media Contact: Steve Hollister, 727.567.2824 Investor Contact: Kristina Waugh, 727.567.7654 raymondjames.com/news-and-media/press-releases RAYMOND JAMES CHAIRMAN EMERITUS THOMAS A. JAMES INFORMS COMPANY THAT HE WILL NOT STAND FOR RE-ELECTION ST. PETERSBURG, Fla. - Raymond James Financial (NYSE: RJF) Chairman Emeritus Thomas A. James informed the company that |
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| November 22, 2023 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 November 21, 2023 Date of Report (date of earliest event reported) RAYMOND JAMES FINANCIAL, INC. (Exact name of registrant as specified in its charter) Florida 1-9109 59-1517485 (State or other jurisdiction of incorporation) (Commiss |
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| November 22, 2023 |
RAYMOND JAMES FINANCIAL BOARD ANNOUNCES ANNUAL SHAREHOLDERS MEETING DATE November 21, 2023 FOR IMMEDIATE RELEASE Media Contact: Steve Hollister, 727.567.2824 Investor Contact: Kristina Waugh, 727.567.7654 raymondjames.com/news-and-media/press-releases RAYMOND JAMES FINANCIAL BOARD ANNOUNCES ANNUAL SHAREHOLDERS MEETING DATE ST. PETERSBURG, Fla. - On November 21, 2023, Raymond James Financial, Inc. announced that the 2024 Annual Meeting of Shareholders will be held Thurs |
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| November 21, 2023 |
RAYMOND JAMES FINANCIAL REPORTS OCTOBER 2023 OPERATING DATA November 21, 2023 FOR IMMEDIATE RELEASE Media Contact: Steve Hollister, 727.567.2824 Investor Contact: Kristina Waugh, 727.567.7654 raymondjames.com/news-and-media/press-releases RAYMOND JAMES FINANCIAL REPORTS OCTOBER 2023 OPERATING DATA ST. PETERSBURG, Fla. - Raymond James Financial, Inc. (NYSE: RJF) today reported selected operating data for October 2023, in an effort to provide timely informat |
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| November 21, 2023 |
EXHIBIT 4.1 DESCRIPTION OF THE COMPANY’S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 As of September 30, 2023, Raymond James Financial, Inc. (the “Company”) had the following classes of securities registered pursuant to Section 12 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”): (i) common stock, $.01 par value per share (the “Common |
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| November 21, 2023 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 November 21, 2023 Date of Report (date of earliest event reported) RAYMOND JAMES FINANCIAL, INC. (Exact name of registrant as specified in its charter) Florida 1-9109 59-1517485 (State or other jurisdiction of incorporation) (Commiss |
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| November 21, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended September 30, 2023 Or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 1-9109 RAYMOND JAMES FINANCIAL, INC |
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| November 21, 2023 |
EXHIBIT 21 RAYMOND JAMES FINANCIAL, INC. LIST OF SUBSIDIARIES The following listing includes all of the registrant's subsidiaries as of September 30, 2023, which are included in the consolidated financial statements: Entity Name State/Country of Incorporation Subsidiary or Joint Venture of 740780 Carillon, LLC Florida Raymond James Financial, Inc. 800 Carillon, LLC Florida Raymond James Financial, |
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| October 25, 2023 |
RAYMOND JAMES FINANCIAL REPORTS FISCAL FOURTH QUARTER AND FISCAL 2023 RESULTS October 25, 2023 FOR IMMEDIATE RELEASE Media Contact: Steve Hollister, 727.567.2824 Investor Contact: Kristina Waugh, 727.567.7654 raymondjames.com/news-and-media/press-releases RAYMOND JAMES FINANCIAL REPORTS FISCAL FOURTH QUARTER AND FISCAL 2023 RESULTS •Record annual net revenues of $11.62 billion and record net income available to common shareholders of $1.73 billion for fiscal 2023, up 6% and |
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| October 25, 2023 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 October 25, 2023 Date of Report (date of earliest event reported) RAYMOND JAMES FINANCIAL, INC. (Exact name of registrant as specified in its charter) Florida 1-9109 59-1517485 (State or other jurisdiction of incorporation) (Commissi |
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| October 25, 2023 |
rjf0930q423supplement 5 Quarterly Financial Supplement Fourth quarter and fiscal 2023 results TABLE OF CONTENTS PAGE Consolidated Statements of Income (Unaudited) 3 Consolidated Selected Key Metrics (Unaudited) 4 Segment Results Private Client Group (Unaudited) 6 Capital Markets (Unaudited) 7 Asset Management (Unaudited) 8 Bank (Unaudited) 9 Other (Unaudited) 10 Bank Segment Selected Key Metrics (Unaudited) 11 Reconciliation of non-GAAP financial measures to GAAP financial measures (Unaudited) 12 Footnotes 18 RAYMOND JAMES FINANCIAL, INC. |
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| October 25, 2023 |
rjf0930q423presentation Fourth Quarter & Fiscal 2023 Results October 25, 2023 Forward-looking statements Certain statements made in this presentation and the associated conference call may constitute “forward-looking statements” under the Private Securities Litigation Reform Act of 1995. |
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| September 20, 2023 |
RAYMOND JAMES FINANCIAL REPORTS AUGUST 2023 OPERATING DATA September 20, 2023 FOR IMMEDIATE RELEASE Media Contact: Steve Hollister, 727.567.2824 Investor Contact: Kristina Waugh, 727.567.7654 raymondjames.com/news-and-media/press-releases RAYMOND JAMES FINANCIAL REPORTS AUGUST 2023 OPERATING DATA ST. PETERSBURG, Fla. - Raymond James Financial, Inc. (NYSE: RJF) today reported selected operating data for August 2023, in an effort to provide timely informati |
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| September 20, 2023 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 September 20, 2023 Date of Report (date of earliest event reported) RAYMOND JAMES FINANCIAL, INC. (Exact name of registrant as specified in its charter) Florida 1-9109 59-1517485 (State or other jurisdiction of incorporation) (Commis |
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| August 25, 2023 |
RAYMOND JAMES FINANCIAL DECLARES QUARTERLY DIVIDENDS ON COMMON AND PREFERRED STOCK August 21, 2023 FOR IMMEDIATE RELEASE Media Contact: Steve Hollister, 727.567.2824 Investor Contact: Kristina Waugh, 727.567.7654 raymondjames.com/news-and-media/press-releases RAYMOND JAMES FINANCIAL DECLARES QUARTERLY DIVIDENDS ON COMMON AND PREFERRED STOCK ST. PETERSBURG, Fla. - On August 21, 2023, the Raymond James Financial, Inc. (NYSE: RJF) Board of Directors declared a quarterly cash divide |
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| August 25, 2023 |
AMENDED AND RESTATED BY-LAWS OF RAYMOND JAMES FINANCIAL, INC. (a Florida corporation) Amended and Restated as of August 21, 2023 TABLE OF CONTENTS Page -i- ARTICLE I Offices ................................................................................................................. 1 ARTICLE II Seal .............................................................................................. |
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| August 25, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 August 21, 2023 Date of Report (date of earliest event reported) RAYMOND JAMES FINANCIAL, INC. (Exact name of registrant as specified in its charter) Florida 1-9109 59-1517485 (State or other jurisdiction of incorporation) (Commissio |
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| August 23, 2023 |
RAYMOND JAMES FINANCIAL REPORTS JULY 2023 OPERATING DATA August 23, 2023 FOR IMMEDIATE RELEASE Media Contact: Steve Hollister, 727.567.2824 Investor Contact: Kristina Waugh, 727.567.7654 raymondjames.com/news-and-media/press-releases RAYMOND JAMES FINANCIAL REPORTS JULY 2023 OPERATING DATA ST. PETERSBURG, Fla. - Raymond James Financial, Inc. (NYSE: RJF) today reported selected operating data for July 2023, in an effort to provide timely information to i |
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| August 23, 2023 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 August 23, 2023 Date of Report (date of earliest event reported) RAYMOND JAMES FINANCIAL, INC. (Exact name of registrant as specified in its charter) Florida 1-9109 59-1517485 (State or other jurisdiction of incorporation) (Commissio |
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| August 4, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark one) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2023 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 1-9109 RAYMOND JAMES |
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| July 26, 2023 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 July 26, 2023 Date of Report (date of earliest event reported) RAYMOND JAMES FINANCIAL, INC. (Exact name of registrant as specified in its charter) Florida 1-9109 59-1517485 (State or other jurisdiction of incorporation) (Commission |
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| July 26, 2023 |
rjf0630q323supplement 5 Quarterly Financial Supplement Third quarter of fiscal 2023 results TABLE OF CONTENTS PAGE Consolidated Statements of Income (Unaudited) 3 Consolidated Selected Key Metrics (Unaudited) 4 Segment Results Private Client Group (Unaudited) 6 Capital Markets (Unaudited) 7 Asset Management (Unaudited) 8 Bank (Unaudited) 9 Other (Unaudited) 10 Bank Segment Selected Key Metrics (Unaudited) 11 Reconciliation of non-GAAP financial measures to GAAP financial measures (Unaudited) 12 Footnotes 18 RAYMOND JAMES FINANCIAL, INC. |
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| July 26, 2023 |
RAYMOND JAMES FINANCIAL REPORTS THIRD QUARTER OF FISCAL 2023 RESULTS July 26, 2023 FOR IMMEDIATE RELEASE Media Contact: Steve Hollister, 727.567.2824 Investor Contact: Kristina Waugh, 727.567.7654 raymondjames.com/news-and-media/press-releases RAYMOND JAMES FINANCIAL REPORTS THIRD QUARTER OF FISCAL 2023 RESULTS •Domestic Private Client Group net new assets(1)(2) of $14.4 billion for the fiscal third quarter, 5.4% annualized growth rate from beginning of period asse |
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| July 26, 2023 |
rjf0630q323presentation Fiscal 3Q23 Results July 26, 2023 Forward-looking statements Certain statements made in this presentation and the associated conference call may constitute “forward-looking statements” under the Private Securities Litigation Reform Act of 1995. |
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| June 21, 2023 |
RAYMOND JAMES FINANCIAL REPORTS MAY 2023 OPERATING DATA June 21, 2023 FOR IMMEDIATE RELEASE Media Contact: Steve Hollister, 727.567.2824 Investor Contact: Kristina Waugh, 727.567.7654 raymondjames.com/news-and-media/press-releases RAYMOND JAMES FINANCIAL REPORTS MAY 2023 OPERATING DATA ST. PETERSBURG, Fla. - Raymond James Financial, Inc. (NYSE: RJF) today reported selected operating data for May 2023, in an effort to provide timely information to inves |
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| June 21, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 June 21, 2023 Date of Report (date of earliest event reported) RAYMOND JAMES FINANCIAL, INC. (Exact name of registrant as specified in its charter) Florida 1-9109 59-1517485 (State or other jurisdiction of incorporation) (Commission |
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| May 26, 2023 |
May 23, 2023 FOR IMMEDIATE RELEASE Media Contact: Steve Hollister, 727.567.2824 Investor Contact: Kristina Waugh, 727.567.7654 raymondjames.com/news-and-media/press-releases RAYMOND JAMES ANNOUNCES CME TERM SOFR AS REPLACEMENT REFERENCE RATE FOR OUTSTANDING U.S. DOLLAR LIBOR-LINKED SECURITIES ST. PETERSBURG, Fla. - On May 23, 2023, Raymond James Financial, Inc. (NYSE: RJF) (“RJF”) announced that, |
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| May 26, 2023 |
RAYMOND JAMES FINANCIAL DECLARES QUARTERLY DIVIDENDS ON COMMON AND PREFERRED STOCK May 23, 2023 FOR IMMEDIATE RELEASE Media Contact: Steve Hollister, 727.567.2824 Investor Contact: Kristina Waugh, 727.567.7654 raymondjames.com/news-and-media/press-releases RAYMOND JAMES FINANCIAL DECLARES QUARTERLY DIVIDENDS ON COMMON AND PREFERRED STOCK ST. PETERSBURG, Fla. - On May 23, 2023, the Raymond James Financial, Inc. (NYSE: RJF) Board of Directors declared a quarterly cash dividend on |
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| May 26, 2023 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 May 23, 2023 Date of Report (date of earliest event reported) RAYMOND JAMES FINANCIAL, INC. (Exact name of registrant as specified in its charter) Florida 1-9109 59-1517485 (State or other jurisdiction of incorporation) (Commission F |
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| May 26, 2023 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 May 23, 2023 Date of Report (date of earliest event reported) RAYMOND JAMES FINANCIAL, INC. (Exact name of registrant as specified in its charter) Florida 1-9109 59-1517485 (State or other jurisdiction of incorporation) (Commission F |
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| May 25, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 May 25, 2023 Date of Report (date of earliest event reported) RAYMOND JAMES FINANCIAL, INC. (Exact name of registrant as specified in its charter) Florida 1-9109 59-1517485 (State or other jurisdiction of incorporation) (Commission F |
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| May 25, 2023 |
rjf2023analystinvestorda May 25, 2023 2023 Analyst & Investor Day 2023 ANALYST & INVESTOR DAY Welcome & Agenda Kristie Waugh Senior Vice President, Investor Relations and FP&A Forward-looking statements Certain statements made in this presentation and the associated webcast may constitute “forward-looking statements” under the Private Securities Litigation Reform Act of 1995. |
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| May 24, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 May 24, 2023 Date of Report (date of earliest event reported) RAYMOND JAMES FINANCIAL, INC. (Exact name of registrant as specified in its charter) Florida 1-9109 59-1517485 (State or other jurisdiction of incorporation) (Commission F |
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| May 24, 2023 |
RAYMOND JAMES FINANCIAL REPORTS APRIL 2023 OPERATING DATA May 24, 2023 FOR IMMEDIATE RELEASE Media Contact: Steve Hollister, 727.567.2824 Investor Contact: Kristina Waugh, 727.567.7654 raymondjames.com/news-and-media/press-releases RAYMOND JAMES FINANCIAL REPORTS APRIL 2023 OPERATING DATA ST. PETERSBURG, Fla. - Raymond James Financial, Inc. (NYSE: RJF) today reported selected operating data for April 2023, in an effort to provide timely information to in |
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| May 8, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark one) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2023 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 1-9109 RAYMOND JAME |
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| April 26, 2023 |
rjf0331q223presentation Fiscal 2Q23 Results April 26, 2023 Forward-looking statements Certain statements made in this presentation and the associated conference call may constitute “forward-looking statements” under the Private Securities Litigation Reform Act of 1995. |
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| April 26, 2023 |
rjf0331q223supplement 5 Quarterly Financial Supplement Second quarter of fiscal 2023 results TABLE OF CONTENTS PAGE Consolidated Statements of Income (Unaudited) 3 Consolidated Selected Key Metrics (Unaudited) 4 Segment Results Private Client Group (Unaudited) 6 Capital Markets (Unaudited) 7 Asset Management (Unaudited) 8 Bank (Unaudited) 9 Other (Unaudited) 10 Bank Segment Selected Key Metrics (Unaudited) 11 Reconciliation of non-GAAP financial measures to GAAP financial measures (Unaudited) 12 Footnotes 18 RAYMOND JAMES FINANCIAL, INC. |
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| April 26, 2023 |
RAYMOND JAMES FINANCIAL REPORTS SECOND QUARTER OF FISCAL 2023 RESULTS April 26, 2023 FOR IMMEDIATE RELEASE Media Contact: Steve Hollister, 727.567.2824 Investor Contact: Kristina Waugh, 727.567.7654 raymondjames.com/news-and-media/press-releases RAYMOND JAMES FINANCIAL REPORTS SECOND QUARTER OF FISCAL 2023 RESULTS •Domestic Private Client Group net new assets(1) of $21.5 billion for the fiscal second quarter, 8.4% annualized growth rate from beginning of period asse |
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| April 26, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 April 26, 2023 Date of Report (date of earliest event reported) RAYMOND JAMES FINANCIAL, INC. (Exact name of registrant as specified in its charter) Florida 1-9109 59-1517485 (State or other jurisdiction of incorporation) (Commission |
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| April 12, 2023 |
ex101rjamendedandrestate EXECUTION VERSION CHAR1\1985815v5 Published CUSIP Numbers: Deal: 75473EAJ8 Revolver: 75473EAK5 AMENDED AND RESTATED CREDIT AGREEMENT Dated as of April 6, 2023 among RAYMOND JAMES FINANCIAL, INC. |
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| April 12, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 April 6, 2023 Date of Report (date of earliest event reported) RAYMOND JAMES FINANCIAL, INC. (Exact name of registrant as specified in its charter) Florida 1-9109 59-1517485 (State or other jurisdiction of incorporation) (Commission |
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| April 12, 2023 |
RAYMOND JAMES RENEWS AND EXPANDS REVOLVING CREDIT AGREEMENT TO $750 MILLION April 10, 2023 FOR IMMEDIATE RELEASE Media Contact: Steve Hollister, 727.567.2824 Investor Contact: Kristina Waugh, 727.567.7654 raymondjames.com/news-and-media/press-releases RAYMOND JAMES RENEWS AND EXPANDS REVOLVING CREDIT AGREEMENT TO $750 MILLION ST. PETERSBURG, Fla. - Raymond James Financial, Inc. (NYSE: RJF) and Raymond James & Associates, Inc. announced today that they have renewed their r |
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| April 4, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 April 3, 2023 Date of Report (date of earliest event reported) RAYMOND JAMES FINANCIAL, INC. (Exact name of registrant as specified in its charter) Florida 1-9109 59-1517485 (State or other jurisdiction of incorporation) (Commission |
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| April 4, 2023 |
RAYMOND JAMES FINANCIAL APPOINTS TWO NEW DIRECTORS April 3, 2023 FOR IMMEDIATE RELEASE Media Contact: Steve Hollister, 727.567.2824 Investor Contact: Kristina Waugh, 727.567.7654 raymondjames.com/news-and-media/press-releases RAYMOND JAMES FINANCIAL APPOINTS TWO NEW DIRECTORS ST. PETERSBURG, Fla. - The Raymond James Financial, Inc. (NYSE: RJF) Board of Directors today announced the appointment of Art A. Garcia, former Executive Vice President and |
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| April 3, 2023 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The New York Stock Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on April 14, 2023, pursuant to the provisions of Rule 12d2-2 (a). |
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| March 22, 2023 |
RAYMOND JAMES FINANCIAL REPORTS FEBRUARY 2023 OPERATING DATA March 22, 2023 FOR IMMEDIATE RELEASE Media Contact: Steve Hollister, 727.567.2824 Investor Contact: Kristina Waugh, 727.567.7654 raymondjames.com/news-and-media/press-releases RAYMOND JAMES FINANCIAL REPORTS FEBRUARY 2023 OPERATING DATA ST. PETERSBURG, Fla. - Raymond James Financial, Inc. (NYSE: RJF) today reported selected operating data for February 2023, in an effort to provide timely informati |
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| March 22, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 March 22, 2023 Date of Report (date of earliest event reported) RAYMOND JAMES FINANCIAL, INC. (Exact name of registrant as specified in its charter) Florida 1-9109 59-1517485 (State or other jurisdiction of incorporation) (Commission |
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| March 9, 2023 |
Power of Attorney (included on signature page). Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-8 Registration Statement Under The Securities Act of 1933 Raymond James Financial, Inc. (Exact name of registrant as specified in its charter) Florida (State or other jurisdiction of incorporation or organization) 59-1517485 (IRS Employer Identification No.) 880 Carillon Parkway St. Petersburg, Flo |
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| March 9, 2023 |
Exhibit 107 CALCULATION OF FILING FEE TABLE FORM S-8 (Form type) Raymond James Financial, Inc. |
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| March 3, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 March 3, 2023 Date of Report (date of earliest event reported) RAYMOND JAMES FINANCIAL, INC. (Exact name of registrant as specified in its charter) Florida 1-9109 59-1517485 (State or other jurisdiction of incorporation) (Commission |
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| March 3, 2023 |
March 3, 2023 FOR IMMEDIATE RELEASE Media Contact: Steve Hollister, 727.567.2824 Investor Contact: Kristina Waugh, 727.567.7654 raymondjames.com/news-and-media/press-releases RAYMOND JAMES ANNOUNCES FULL REDEMPTION OF ITS SERIES A PREFERRED STOCK AND RELATED DEPOSITARY SHARES ST. PETERSBURG, Fla. - On March 3, 2023, Raymond James Financial, Inc. (NYSE: RJF) announced that, on April 3, 2023, it wil |
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| March 1, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 February 23, 2023 Date of Report (date of earliest event reported) RAYMOND JAMES FINANCIAL, INC. (Exact name of registrant as specified in its charter) Florida 1-9109 59-1517485 (State or other jurisdiction of incorporation) (Commiss |
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| March 1, 2023 |
rjfbylaws23xamendedresta AMENDED AND RESTATED BY-LAWS OF RAYMOND JAMES FINANCIAL, INC. |
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| March 1, 2023 |
RAYMOND JAMES FINANCIAL DECLARES QUARTERLY DIVIDENDS ON COMMON AND PREFERRED STOCK February 24, 2023 FOR IMMEDIATE RELEASE Media Contact: Steve Hollister, 727.567.2824 Investor Contact: Kristina Waugh, 727.567.7654 raymondjames.com/news-and-media/press-releases RAYMOND JAMES FINANCIAL DECLARES QUARTERLY DIVIDENDS ON COMMON AND PREFERRED STOCK ST. PETERSBURG, Fla. - On February 24, 2023, the Raymond James Financial, Inc. (NYSE: RJF) Board of Directors declared a quarterly cash di |
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| February 22, 2023 |
RAYMOND JAMES FINANCIAL REPORTS JANUARY 2023 OPERATING DATA February 22, 2023 FOR IMMEDIATE RELEASE Media Contact: Steve Hollister, 727.567.2824 Investor Contact: Kristina Waugh, 727.567.7654 raymondjames.com/news-and-media/press-releases RAYMOND JAMES FINANCIAL REPORTS JANUARY 2023 OPERATING DATA ST. PETERSBURG, Fla. - Raymond James Financial, Inc. (NYSE: RJF) today reported selected operating data for January 2023, in an effort to provide timely informat |
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| February 22, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 February 22, 2023 Date of Report (date of earliest event reported) RAYMOND JAMES FINANCIAL, INC. (Exact name of registrant as specified in its charter) Florida 1-9109 59-1517485 (State or other jurisdiction of incorporation) (Commiss |
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| February 13, 2023 |
RJF / Raymond James Financial, Inc. / JAMES THOMAS A - SC 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 4 )* RAYMOND JAMES FINANCIAL, INC. (Name of Issuer) Common Stock $0.01 Par Value (Title of Class of Securities) 754730109 (CUSIP Number) December 31, 2022 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule |
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| February 9, 2023 |
RJF / Raymond James Financial, Inc. / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SC 13G/A 1 tv01758-raymondjamesfinancia.htm SCHEDULE 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 12)* Name of issuer: Raymond James Financial Inc. Title of Class of Securities: Common Stock CUSIP Number: 754730109 Date of Event Which Requires Filing of this Statement: December 30, 2022 Check the appropriate |
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| February 9, 2023 |
SC 13G 1 rjf20923.htm PRIMECAP MANAGEMENT CO/CA/ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Raymond James Financial, Inc. (Name of Issuer) COM (Title of Class of Securities) 754730109 (CUSIP Number) December 31, 2022 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the |
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| February 3, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark one) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2022 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 1-9109 RAYMOND J |
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| January 25, 2023 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 January 25, 2023 Date of Report (date of earliest event reported) RAYMOND JAMES FINANCIAL, INC. (Exact name of registrant as specified in its charter) Florida 1-9109 59-1517485 (State or other jurisdiction of incorporation) (Commissi |
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| January 25, 2023 |
Fiscal 1Q23 Results January 25, 2023 Forward-looking statements Certain statements made in this presentation and the associated conference call may constitute “forward-looking statements” under the Private Securities Litigation Reform Act of 1995. |
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| January 25, 2023 |
RAYMOND JAMES FINANCIAL REPORTS FIRST QUARTER OF FISCAL 2023 RESULTS January 25, 2023 FOR IMMEDIATE RELEASE Media Contact: Steve Hollister, 727.567.2824 Investor Contact: Kristina Waugh, 727.567.7654 raymondjames.com/news-and-media/press-releases RAYMOND JAMES FINANCIAL REPORTS FIRST QUARTER OF FISCAL 2023 RESULTS •Domestic Private Client Group net new assets(1) of $23.2 billion for the fiscal first quarter, 9.8% annualized growth rate from beginning of period asse |
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| January 25, 2023 |
5 Quarterly Financial Supplement First quarter of fiscal 2023 results TABLE OF CONTENTS PAGE Consolidated Statements of Income (Unaudited) 3 Consolidated Selected Key Metrics (Unaudited) 4 Segment Results Private Client Group (Unaudited) 6 Capital Markets (Unaudited) 7 Asset Management (Unaudited) 8 Bank (Unaudited) 9 Other (Unaudited) 10 Bank Segment Selected Key Metrics (Unaudited) 11 Reconciliation of non-GAAP financial measures to GAAP financial measures (Unaudited) 12 Footnotes 18 RAYMOND JAMES FINANCIAL, INC. |
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| January 17, 2023 |
DEFA14A 1 defa14arjf2023proxyadditio.htm DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commissio |
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| January 12, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Defin |
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| January 11, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Defin |
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| January 11, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Defin |
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| December 21, 2022 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 December 21, 2022 Date of Report (date of earliest event reported) RAYMOND JAMES FINANCIAL, INC. (Exact name of registrant as specified in its charter) Florida 1-9109 59-1517485 (State or other jurisdiction of incorporation) (Commiss |
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| December 21, 2022 |
RAYMOND JAMES FINANCIAL REPORTS NOVEMBER 2022 OPERATING DATA December 21, 2022 FOR IMMEDIATE RELEASE Media Contact: Steve Hollister, 727.567.2824 Investor Contact: Kristina Waugh, 727.567.7654 raymondjames.com/news-and-media/press-releases RAYMOND JAMES FINANCIAL REPORTS NOVEMBER 2022 OPERATING DATA ST. PETERSBURG, Fla. - Raymond James Financial, Inc. (NYSE: RJF) today reported selected operating data for November 2022, in an effort to provide timely inform |
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| December 19, 2022 |
[FORM OF RSU AWARD NOTICE AND AGREEMENT FOR GRANT OF SPECIAL RETENTION AWARD (TIME-BASED VESTING) FOR MR. |
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| December 19, 2022 |
[FORM OF RSU AWARD NOTICE AND AGREEMENT FOR GRANT OF SPECIAL RETENTION AWARD (PERFORMANCE-BASED VESTING WITH RTSR) FOR MR. |
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| December 19, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 December 15, 2022 Date of Report (date of earliest event reported) RAYMOND JAMES FINANCIAL, INC. (Exact name of registrant as specified in its charter) Florida 1-9109 59-1517485 (State or other jurisdiction of incorporation) (Commiss |
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| December 2, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 November 30, 2022 Date of Report (date of earliest event reported) RAYMOND JAMES FINANCIAL, INC. (Exact name of registrant as specified in its charter) Florida 1-9109 59-1517485 (State or other jurisdiction of incorporation) (Commiss |
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| December 2, 2022 |
December 1, 2022 FOR IMMEDIATE RELEASE Media Contact: Steve Hollister, 727.567.2824 Investor Contact: Kristina Waugh, 727.567.7654 raymondjames.com/news-and-media/press-releases RAYMOND JAMES FINANCIAL DECLARES QUARTERLY DIVIDENDS ON COMMON AND PREFERRED STOCK; INCREASES COMMON STOCK REPURCHASE AUTHORIZATION ST. PETERSBURG, Fla. - On December 1, 2022, the Raymond James Financial, Inc. (NYSE: RJF) |
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| November 22, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended September 30, 2022 Or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 1-9109 RAYMOND JAMES FINANCIAL, INC |
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| November 22, 2022 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 November 22, 2022 Date of Report (date of earliest event reported) RAYMOND JAMES FINANCIAL, INC. (Exact name of registrant as specified in its charter) Florida 1-9109 59-1517485 (State or other jurisdiction of incorporation) (Commiss |
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| November 22, 2022 |
EXHIBIT 4.1 DESCRIPTION OF THE COMPANY?S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 As of September 30, 2022, Raymond James Financial, Inc. (the ?Company?) had the following classes of securities registered pursuant to Section 12 of the Securities Exchange Act of 1934, as amended (the ?Exchange Act?): (i) common stock, $.01 par value per share (the ?Common |
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| November 22, 2022 |
RAYMOND JAMES FINANCIAL REPORTS OCTOBER 2022 OPERATING DATA November 22, 2022 FOR IMMEDIATE RELEASE Media Contact: Steve Hollister, 727.567.2824 Investor Contact: Kristina Waugh, 727.567.7654 raymondjames.com/news-and-media/press-releases RAYMOND JAMES FINANCIAL REPORTS OCTOBER 2022 OPERATING DATA ST. PETERSBURG, Fla. - Raymond James Financial, Inc. (NYSE: RJF) today reported selected operating data for October 2022, in an effort to provide timely informat |
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| November 22, 2022 |
EXHIBIT 21 RAYMOND JAMES FINANCIAL, INC. LIST OF SUBSIDIARIES The following listing includes all of the registrant's subsidiaries as of September 30, 2022, which are included in the consolidated financial statements: Entity Name State/Country of Incorporation Subsidiary or Joint Venture of 740780 Carillon, LLC Florida Raymond James Financial, Inc. 800 Carillon, LLC Florida Raymond James Financial, |
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| October 27, 2022 |
RAYMOND JAMES FINANCIAL BOARD ANNOUNCES ANNUAL SHAREHOLDERS MEETING DATE October 27, 2022 FOR IMMEDIATE RELEASE Media Contact: Steve Hollister, 727.567.2824 Investor Contact: Kristina Waugh, 727.567.7654 raymondjames.com/news-and-media/press-releases RAYMOND JAMES FINANCIAL BOARD ANNOUNCES ANNUAL SHAREHOLDERS MEETING DATE ST. PETERSBURG, Fla. - On October 27, 2022, Raymond James Financial, Inc. announced that the 2023 Annual Meeting of Shareholders will be held Thursda |
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| October 27, 2022 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 October 27, 2022 Date of Report (date of earliest event reported) RAYMOND JAMES FINANCIAL, INC. (Exact name of registrant as specified in its charter) Florida 1-9109 59-1517485 (State or other jurisdiction of incorporation) (Commissi |
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| October 26, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 October 26, 2022 Date of Report (date of earliest event reported) RAYMOND JAMES FINANCIAL, INC. (Exact name of registrant as specified in its charter) Florida 1-9109 59-1517485 (State or other jurisdiction of incorporation) (Commissi |
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| October 26, 2022 |
Fourth Quarter & Fiscal 2022 Results October 26, 2022 Forward-looking statements Certain statements made in this presentation and the associated conference call may constitute ?forward-looking statements? under the Private Securities Litigation Reform Act of 1995. |
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| October 26, 2022 |
Quarterly Financial Supplement Fourth quarter & fiscal 2022 results TABLE OF CONTENTS PAGE Consolidated Statements of Income (Unaudited) 3 Consolidated Selected Key Metrics (Unaudited) 4 Segment Results Private Client Group (Unaudited) 6 Capital Markets (Unaudited) 7 Asset Management (Unaudited) 8 Bank (Unaudited) 9 Other (Unaudited) 10 Bank Segment Selected Key Metrics (Unaudited) 11 Reconciliation of non-GAAP financial measures to GAAP financial measures (Unaudited) 12 Footnotes 18 RAYMOND JAMES FINANCIAL, INC. |
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| October 26, 2022 |
RAYMOND JAMES FINANCIAL REPORTS FISCAL FOURTH QUARTER AND FISCAL 2022 RESULTS October 26, 2022 FOR IMMEDIATE RELEASE Media Contact: Steve Hollister, 727.567.2824 Investor Contact: Kristina Waugh, 727.567.7654 raymondjames.com/news-and-media/press-releases RAYMOND JAMES FINANCIAL REPORTS FISCAL FOURTH QUARTER AND FISCAL 2022 RESULTS ?Domestic Private Client Group net new asset(1) growth of 9.0% for the fiscal year and 8.3% annualized for the fiscal fourth quarter ?Record qua |
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| September 27, 2022 |
RAYMOND JAMES FINANCIAL REPORTS AUGUST 2022 OPERATING DATA September 27, 2022 FOR IMMEDIATE RELEASE Media Contact: Steve Hollister, 727.567.2824 Investor Contact: Kristina Waugh, 727.567.7654 raymondjames.com/news-and-media/press-releases RAYMOND JAMES FINANCIAL REPORTS AUGUST 2022 OPERATING DATA ST. PETERSBURG, Fla. - Raymond James Financial, Inc. (NYSE: RJF) today reported selected operating data for August 2022, in an effort to provide timely informati |
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| September 27, 2022 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 September 27, 2022 Date of Report (date of earliest event reported) RAYMOND JAMES FINANCIAL, INC. (Exact name of registrant as specified in its charter) Florida 1-9109 59-1517485 (State or other jurisdiction of incorporation) (Commis |
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| August 30, 2022 |
AMENDED AND RESTATED BY-LAWS OF RAYMOND JAMES FINANCIAL, INC. (a Florida corporation) Amended and Restated as of August 24, 2022 TABLE OF CONTENTS Page -i- ARTICLE I Offices ................................................................................................................. 1 ARTICLE II Seal .............................................................................................. |
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| August 30, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 August 24, 2022 Date of Report (date of earliest event reported) RAYMOND JAMES FINANCIAL, INC. (Exact name of registrant as specified in its charter) Florida 1-9109 59-1517485 (State or other jurisdiction of incorporation) (Commissio |
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| August 30, 2022 |
RAYMOND JAMES FINANCIAL DECLARES QUARTERLY DIVIDENDS ON COMMON AND PREFERRED STOCK EX-99.1 3 ex991rjf20220824releasedi.htm EX-99.1 PRESS RELEASE DATED AUGUST 25, 2022 August 25, 2022 FOR IMMEDIATE RELEASE Media Contact: Steve Hollister, 727.567.2824 Investor Contact: Kristina Waugh, 727.567.7654 raymondjames.com/news-and-media/press-releases RAYMOND JAMES FINANCIAL DECLARES QUARTERLY DIVIDENDS ON COMMON AND PREFERRED STOCK ST. PETERSBURG, Fla. - On August 24, 2022, the Raymond J |
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| August 24, 2022 |
RAYMOND JAMES FINANCIAL REPORTS JULY 2022 OPERATING DATA August 24, 2022 FOR IMMEDIATE RELEASE Media Contact: Steve Hollister, 727.567.2824 Investor Contact: Kristina Waugh, 727.567.7654 raymondjames.com/news-and-media/press-releases RAYMOND JAMES FINANCIAL REPORTS JULY 2022 OPERATING DATA ST. PETERSBURG, Fla. - Raymond James Financial, Inc. (NYSE: RJF) today reported selected operating data for July 2022, in an effort to provide timely information to i |
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| August 24, 2022 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 August 24, 2022 Date of Report (date of earliest event reported) RAYMOND JAMES FINANCIAL, INC. (Exact name of registrant as specified in its charter) Florida 1-9109 59-1517485 (State or other jurisdiction of incorporation) (Commissio |
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| August 12, 2022 |
Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 June 1, 2022 Date of Report (date of earliest event reported) RAYMOND JAMES FINANCIAL, INC. (Exact name of registrant as specified in its charter) Florida 1-9109 59-1517485 (State or other jurisdiction of incorpor |
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| August 12, 2022 |
RAYMOND JAMES FINANCIAL, INC. UNAUDITED PRO FORMA CONDENSED COMBINED FINANCIAL STATEMENTS EXHIBIT 99.3 RAYMOND JAMES FINANCIAL, INC. UNAUDITED PRO FORMA CONDENSED COMBINED FINANCIAL STATEMENTS On June 1, 2022, Raymond James Financial, Inc (?Raymond James? or ?RJF?) completed its acquisition of TriState Capital Holdings Inc. (?TriState Capital? or ?TSC?), including its wholly owned subsidiaries, TriState Capital Bank and Chartwell Investment Partners, LLC (?Chartwell?), in a cash and st |
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| August 8, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark one) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2022 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 1-9109 RAYMOND JAMES |
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| July 27, 2022 |
RAYMOND JAMES FINANCIAL REPORTS THIRD QUARTER OF FISCAL 2022 RESULTS July 27, 2022 FOR IMMEDIATE RELEASE Media Contact: Steve Hollister, 727.567.2824 Investor Contact: Kristina Waugh, 727.567.7654 raymondjames.com/news-and-media/press-releases RAYMOND JAMES FINANCIAL REPORTS THIRD QUARTER OF FISCAL 2022 RESULTS ?Domestic Private Client Group net new asset(1) growth of 9.4% over the prior 12 months and 5.4% annualized for the fiscal third quarter ?Quarterly net reve |
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| July 27, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 July 27, 2022 Date of Report (date of earliest event reported) RAYMOND JAMES FINANCIAL, INC. (Exact name of registrant as specified in its charter) Florida 1-9109 59-1517485 (State or other jurisdiction of incorporation) (Commission |
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| July 27, 2022 |
Fiscal 3Q22 Results July 27, 2022 Forward-looking statements Certain statements made in this presentation and the associated conference call may constitute ?forward-looking statements? under the Private Securities Litigation Reform Act of 1995. |
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| July 27, 2022 |
Quarterly Financial Supplement Third quarter of fiscal 2022 results TABLE OF CONTENTS PAGE Consolidated Statements of Income (Unaudited) 3 Consolidated Selected Key Metrics (Unaudited) 4 Segment Results Private Client Group (Unaudited) 6 Capital Markets (Unaudited) 7 Asset Management (Unaudited) 8 Bank (Unaudited) 9 Other (Unaudited) 10 Bank Segment Selected Key Metrics (Unaudited) 11 Reconciliation of non-GAAP financial measures to GAAP financial measures (Unaudited) 12 Footnotes 18 RAYMOND JAMES FINANCIAL, INC. |
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| June 22, 2022 |
RAYMOND JAMES FINANCIAL REPORTS MAY 2022 OPERATING DATA June 22, 2022 FOR IMMEDIATE RELEASE Media Contact: Steve Hollister, 727.567.2824 Investor Contact: Kristina Waugh, 727.567.7654 raymondjames.com/news-and-media/press-releases RAYMOND JAMES FINANCIAL REPORTS MAY 2022 OPERATING DATA ST. PETERSBURG, Fla. - Raymond James Financial, Inc. (NYSE: RJF) today reported selected operating data for May 2022, in an effort to provide timely information to inves |
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| June 22, 2022 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 June 22, 2022 Date of Report (date of earliest event reported) RAYMOND JAMES FINANCIAL, INC. (Exact name of registrant as specified in its charter) Florida 1-9109 59-1517485 (State or other jurisdiction of incorporation) (Commission |
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| June 1, 2022 |
RAYMOND JAMES FINANCIAL DECLARES QUARTERLY DIVIDEND ON PREFERRED STOCK Exhibit 99.2 June 1, 2022 FOR IMMEDIATE RELEASE Media Contact: Steve Hollister, 727.567.2824 Investor Contact: Kristina Waugh, 727.567.7654 raymondjames.com/news-and-media/press-releases RAYMOND JAMES FINANCIAL DECLARES QUARTERLY DIVIDEND ON PREFERRED STOCK ST. PETERSBURG, Fla. ? On June 1, 2022, the Raymond James Financial, Inc. (NYSE: RJF) Board of Directors declared a quarterly dividend of $0.4 |
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| June 1, 2022 |
Registration No. 333-261647 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST EFFECTIVE AMENDMENT NO. 1 ON FORM S-8 TO REGISTRATION STATEMENT ON FORM S-4 Under The Securities Act of 1933 Raymond James Financial, Inc. (Exact name of registrant as specified in its charter) Florida 59-1517485 (State or other jurisdiction of incorporation or organization) (IRS Employer Ident |
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| June 1, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 June 1, 2022 Date of Report (date of earliest event reported) RAYMOND JAMES FINANCIAL, INC. (Exact name of registrant as specified in its charter) Florida 1-9109 59-1517485 (State or other jurisdiction of incorporation) (Commission F |
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| June 1, 2022 |
EX-4.8 2 d357753dex48.htm EX-4.8 Exhibit 4.8 TRISTATE CAPITAL HOLDINGS, INC. OMNIBUS INCENTIVE PLAN Restricted Stock Grant Agreement Section 1 - Grant Summary Grantee: Grant Date: Number of Restricted Shares Granted: Share Price at Grant Date: Vesting Schedule: 3 Year Graded Section 2 - Certain Definitions. Capitalized terms that are not defined in this Agreement are defined in TriState Capital Ho |
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| June 1, 2022 |
RAYMOND JAMES COMPLETES ACQUISITION OF TRISTATE CAPITAL HOLDINGS, INC. Exhibit 99.1 June 1, 2022 FOR IMMEDIATE RELEASE Media Contact: Steve Hollister, 727.567.2824 Investor Contact: Kristina Waugh, 727.567.7654 raymondjames.com/news-and-media/press-releases RAYMOND JAMES COMPLETES ACQUISITION OF TRISTATE CAPITAL HOLDINGS, INC. ST. PETERSBURG, Fla. ? Raymond James Financial (NYSE: RJF) announced today that it has completed the previously announced acquisition of TriSt |
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| May 31, 2022 |
Exhibit 3.4 ARTICLES OF AMENDMENT TO AMENDED AND RESTATED ARTICLES OF INCORPORATION OF RAYMOND JAMES FINANCIAL, INC. Raymond James Financial, Inc., a Florida corporation (the ?Corporation?), certifies that pursuant to the authority contained in its Amended and Restated Articles of Incorporation (the ?Articles of Incorporation?), and in accordance with the provisions of Section 607.0602 of the Flor |
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| May 31, 2022 |
Exhibit 3.3 ARTICLES OF AMENDMENT TO AMENDED AND RESTATED ARTICLES OF INCORPORATION OF RAYMOND JAMES FINANCIAL, INC. Raymond James Financial, Inc., a Florida corporation (the ?Corporation?), certifies that pursuant to the authority contained in its Amended and Restated Articles of Incorporation (the ?Articles of Incorporation?), and in accordance with the provisions of Section 607.0602 of the Flor |
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| May 31, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 RAYMOND JAMES FINANCIAL, INC. (Exact Name of Registrant as Specified in its Charter) Florida 59-1517485 (State of incorporation or organization) (IRS Employer Identification No.) 880 Carillon Parkw |
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| May 31, 2022 |
EX-4.3 6 d361652dex43.htm EX-4.3 Exhibit 4.3 TRISTATE CAPITAL HOLDINGS, INC. 6.375% FIXED-TO-FLOATING RATE SERIES B NON-CUMULATIVE PERPETUAL PREFERRED STOCK DEPOSIT AGREEMENT among TRISTATE CAPITAL HOLDINGS, INC., COMPUTERSHARE INC., and COMPUTERSHARE TRUST COMPANY, N.A., and THE HOLDERS FROM TIME TO TIME OF THE DEPOSITARY RECEIPTS DESCRIBED HEREIN Dated as of May 29, 2019 TABLE OF CONTENTS Page A |
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| May 31, 2022 |
Exhibit 4.2 FIRST AMENDMENT TO DEPOSIT AGREEMENT THIS FIRST AMENDMENT TO DEPOSIT AGREEMENT (this ?Amendment?), dated as of June 1, 2022, the (the ?Effective Date?), by and among (i) Raymond James Financial, Inc., a Florida corporation (?Raymond James?), (ii) TriState Capital Holdings, Inc., a Pennsylvania corporation (?TriState Capital?) and (iii) Computershare Inc., a Delaware corporation (?Compu |
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| May 31, 2022 |
Exhibit 4.4 FIRST AMENDMENT TO DEPOSIT AGREEMENT THIS FIRST AMENDMENT TO DEPOSIT AGREEMENT (this ?Amendment?), dated as of June 1, 2022, the (the ?Effective Date?), by and among (i) Raymond James Financial, Inc., a Florida corporation (?Raymond James?), (ii) TriState Capital Holdings, Inc., a Pennsylvania corporation (?TriState Capital?) and (iii) Computershare Inc., a Delaware corporation (?Compu |
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| May 31, 2022 |
Exhibit 4.1 TRISTATE CAPITAL HOLDINGS, INC. 6.75% FIXED-TO-FLOATING RATE SERIES A NON-CUMULATIVE PERPETUAL PREFERRED STOCK DEPOSIT AGREEMENT among TRISTATE CAPITAL HOLDINGS, INC., COMPUTERSHARE INC., and COMPUTERSHARE TRUST COMPANY, N.A., and THE HOLDERS FROM TIME TO TIME OF THE DEPOSITARY RECEIPTS DESCRIBED HEREIN Dated as of March 20, 2018 TABLE OF CONTENTS Page ARTICLE I. DEFINED TERMS 1 Sectio |
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| May 25, 2022 |
May 25, 2022 2022 Analyst & Investor Day 2022 ANALYST & INVESTOR DAY Welcome & Agenda Kristie Waugh Senior Vice President, Investor Relations and FP&A Forward-looking statements Certain statements made in this presentation and the associated webcast may constitute ?forward-looking statements? under the Private Securities Litigation Reform Act of 1995. |
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| May 25, 2022 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 May 23, 2022 Date of Report (date of earliest event reported) RAYMOND JAMES FINANCIAL, INC. (Exact name of registrant as specified in its charter) Florida 1-9109 59-1517485 (State or other jurisdiction of incorporation) (Commission F |
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| May 25, 2022 |
RAYMOND JAMES FINANCIAL DECLARES QUARTERLY DIVIDEND May 23, 2022 FOR IMMEDIATE RELEASE Media Contact: Steve Hollister, 727.567.2824 Investor Contact: Kristina Waugh, 727.567.7654 raymondjames.com/news-and-media/press-releases RAYMOND JAMES FINANCIAL DECLARES QUARTERLY DIVIDEND ST. PETERSBURG, Fla. - On May 23, 2022, the Raymond James Financial, Inc. (NYSE: RJF) Board of Directors declared a quarterly cash dividend on shares of its common stock of $ |
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| May 25, 2022 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 May 25, 2022 Date of Report (date of earliest event reported) RAYMOND JAMES FINANCIAL, INC. (Exact name of registrant as specified in its charter) Florida 1-9109 59-1517485 (State or other jurisdiction of incorporation) (Commission F |
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| May 24, 2022 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 May 24, 2022 Date of Report (date of earliest event reported) RAYMOND JAMES FINANCIAL, INC. (Exact name of registrant as specified in its charter) Florida 1-9109 59-1517485 (State or other jurisdiction of incorporation) (Commission F |
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| May 24, 2022 |
RAYMOND JAMES FINANCIAL REPORTS APRIL 2022 OPERATING DATA May 24, 2022 FOR IMMEDIATE RELEASE Media Contact: Steve Hollister, 727.567.2824 Investor Contact: Kristina Waugh, 727.567.7654 raymondjames.com/news-and-media/press-releases RAYMOND JAMES FINANCIAL REPORTS APRIL 2022 OPERATING DATA ST. PETERSBURG, Fla. - Raymond James Financial, Inc. (NYSE: RJF) today reported selected operating data for April 2022, in an effort to provide timely information to in |
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| May 9, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark one) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2022 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 1-9109 RAYMOND JAME |
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| May 9, 2022 |
AMENDED AND RESTATED ARTICLES OF INCORPORATION OF RAYMOND JAMES FINANCIAL, INC. ARTICLE I Name The name of this corporation shall be: RAYMOND JAMES FINANCIAL, INC. ARTICLE II Term of Existence The duration of this corporation is to be perpetual. ARTICLE III General Purpose The general purpose for which this corporation is organized is the transaction of any and all lawful business for which corpor |
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| April 27, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 April 27, 2022 Date of Report (date of earliest event reported) RAYMOND JAMES FINANCIAL, INC. (Exact name of registrant as specified in its charter) Florida 1-9109 59-1517485 (State or other jurisdiction of incorporation) (Commission |
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| April 27, 2022 |
RAYMOND JAMES FINANCIAL REPORTS SECOND QUARTER OF FISCAL 2022 RESULTS EX-99.1 2 rjf20220331q222earnings.htm EX-99.1 PRESS RELEASE DATED APRIL 27,2022 April 27, 2022 FOR IMMEDIATE RELEASE Media Contact: Steve Hollister, 727.567.2824 Investor Contact: Kristina Waugh, 727.567.7654 raymondjames.com/news-and-media/press-releases RAYMOND JAMES FINANCIAL REPORTS SECOND QUARTER OF FISCAL 2022 RESULTS •Domestic Private Client Group net new asset(1) growth of 11% over the pri |
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| April 27, 2022 |
Fiscal 2Q22 Results April 27, 2022 Forward-looking statements Certain statements made in this presentation and the associated conference call may constitute ?forward-looking statements? under the Private Securities Litigation Reform Act of 1995. |
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| April 27, 2022 |
EARNINGS RELEASE FINANCIAL SUPPLEMENT SECOND QUARTER OF FISCAL 2022 RESULTS EARNINGS RELEASE FINANCIAL SUPPLEMENT SECOND QUARTER OF FISCAL 2022 RESULTS RAYMOND JAMES FINANCIAL, INC. |
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| April 26, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 May 12, 2021 Date of Report (date of earliest event reported) RAYMOND JAMES FINANCIAL, INC. (Exact name of registrant as specified in its charter) Florida 1-9109 59-1517485 (State or other jurisdiction of incorpor |
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| March 23, 2022 |
RAYMOND JAMES FINANCIAL REPORTS FEBRUARY 2022 OPERATING DATA March 23, 2022 FOR IMMEDIATE RELEASE Media Contact: Steve Hollister, 727.567.2824 Investor Contact: Kristina Waugh, 727.567.7654 raymondjames.com/news-and-media/press-releases RAYMOND JAMES FINANCIAL REPORTS FEBRUARY 2022 OPERATING DATA ST. PETERSBURG, Fla. - Raymond James Financial, Inc. (NYSE: RJF) today reported selected operating data for February 2022, in an effort to provide timely informati |
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| March 23, 2022 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 March 23, 2022 Date of Report (date of earliest event reported) RAYMOND JAMES FINANCIAL, INC. (Exact name of registrant as specified in its charter) Florida 1-9109 59-1517485 (State or other jurisdiction of incorporation) (Commission |
