Basic Stats
| LEI | 549300SU7ER9OFETRU41 |
| CIK | 1587982 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Investment Managers Series Trust II - AXS Real Estate Income ETF
SEC Filings (Chronological Order)
This page provides a complete, chronological list of SEC Filings, excluding ownership filings which we provide elsewhere.
| September 2, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 INVESTMENT MANAGERS SERIES TRUST II (Exact name of registrant as specified in its charter) Delaware See below (State or other jurisdiction of incorporation or organization) (I.R.S. Employer Identif |
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| September 2, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 INVESTMENT MANAGERS SERIES TRUST II (Exact name of registrant as specified in its charter) Delaware See below (State or other jurisdiction of incorporation or organization) (I.R.S. Employer Identif |
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| September 2, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 INVESTMENT MANAGERS SERIES TRUST II (Exact name of registrant as specified in its charter) Delaware See below (State or other jurisdiction of incorporation or organization) (I.R.S. Employer Identif |
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| September 2, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 INVESTMENT MANAGERS SERIES TRUST II (Exact name of registrant as specified in its charter) Delaware See below (State or other jurisdiction of incorporation or organization) (I.R.S. Employer Identif |
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| September 2, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 INVESTMENT MANAGERS SERIES TRUST II (Exact name of registrant as specified in its charter) Delaware See below (State or other jurisdiction of incorporation or organization) (I.R.S. Employer Identif |
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| August 20, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 INVESTMENT MANAGERS SERIES TRUST II (Exact name of registrant as specified in its charter) Delaware See below (State or other jurisdiction of incorporation or organization) (I.R.S. Employer Identif |
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| August 20, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 INVESTMENT MANAGERS SERIES TRUST II (Exact name of registrant as specified in its charter) Delaware See below (State or other jurisdiction of incorporation or organization) (I.R.S. Employer Identif |
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| August 20, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 INVESTMENT MANAGERS SERIES TRUST II (Exact name of registrant as specified in its charter) Delaware See below (State or other jurisdiction of incorporation or organization) (I.R.S. Employer Identif |
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| August 20, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 INVESTMENT MANAGERS SERIES TRUST II (Exact name of registrant as specified in its charter) Delaware See below (State or other jurisdiction of incorporation or organization) (I.R.S. Employer Identif |
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| August 20, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 INVESTMENT MANAGERS SERIES TRUST II (Exact name of registrant as specified in its charter) Delaware See below (State or other jurisdiction of incorporation or organization) (I.R.S. Employer Identif |
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| August 20, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 INVESTMENT MANAGERS SERIES TRUST II (Exact name of registrant as specified in its charter) Delaware See below (State or other jurisdiction of incorporation or organization) (I.R.S. Employer Identif |
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| August 18, 2025 |
8050 Marshall Drive, Suite 120 › Lenexa, KS 66214 › cboe.com August 18, 2025 U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street, NE Washington, D.C. 20549 RE: Investment Managers Series Trust II Issuer CIK: 0001587982 Issuer File Number: 333-191476 / 811-22894 Form Type: 8-A12B Filing Date: August 18, 2025 To Whom It May Concern: Cboe BZX Exchange, Inc. certifies |
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| July 29, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 INVESTMENT MANAGERS SERIES TRUST II (Exact name of registrant as specified in its charter) Delaware See below (State or other jurisdiction of incorporation or organization) (I.R.S. Employer Identif |
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| July 29, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 INVESTMENT MANAGERS SERIES TRUST II (Exact name of registrant as specified in its charter) Delaware See below (State or other jurisdiction of incorporation or organization) (I.R.S. Employer Identif |
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| July 29, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 INVESTMENT MANAGERS SERIES TRUST II (Exact name of registrant as specified in its charter) Delaware See below (State or other jurisdiction of incorporation or organization) (I.R.S. Employer Identif |
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| July 29, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 INVESTMENT MANAGERS SERIES TRUST II (Exact name of registrant as specified in its charter) Delaware See below (State or other jurisdiction of incorporation or organization) (I.R.S. Employer Identif |
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| July 23, 2025 |
Filed with the Securities and Exchange Commission on July 23, 2025 1933 Act Registration File No. |
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| July 23, 2025 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Exhibit 16.14(a) CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in this Registration Statement on Form N-14 of our report dated December 30, 2024, relating to the financial statements and financial highlights of LeaderShares® Activist Leaders® ETF, LeaderShares® AlphaFactor® Tactical Focused ETF, LeaderShares® AlphaFactor® US Core Equit |
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| July 21, 2025 |
Exhibit 16.17(a) VOTE ONLINE 1. Read the proxy statement. 2. Follow the simple instructions. PO Box 211230, Eagan, MN 55121-9984 VOTE BY PHONE 1. Read the proxy statement and have the proxy card at hand. 2. Follow the simple instructions. VOTE BY MAIL 1. Read the proxy statement. 2. Check the appropriate box(es) on the reverse side of the proxy card. 3. Sign, date and return the proxy card in the |
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| July 21, 2025 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Exhibit 16.14(a) CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in this Registration Statement on Form N-14 of our report dated December 30, 2024, relating to the financial statements and financial highlights of Redwood Managed Volatility Fund, Redwood Managed Municipal Income Fund, Redwood AlphaFactor® Tactical International Fund, and |
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| July 21, 2025 |
Filed with the Securities and Exchange Commission on July 18, 2025 1933 Act Registration File No. |
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| July 18, 2025 |
Exhibit 16.17(a) VOTE ONLINE 1. Read the proxy statement. 2. Follow the simple instructions. PO Box 211230, Eagan, MN 55121-9984 VOTE BY PHONE 1. Read the proxy statement and have the proxy card at hand. 2. Follow the simple instructions. VOTE BY MAIL 1. Read the proxy statement. 2. Check the appropriate box(es) on the reverse side of the proxy card. 3. Sign, date and return the proxy card in the |
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| July 18, 2025 |
Filed with the Securities and Exchange Commission on July 18, 2025 1933 Act Registration File No. |
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| July 18, 2025 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Exhibit 16.14(a) CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in this Registration Statement on Form N-14 of our report dated December 30, 2024, relating to the financial statements and financial highlights of LeaderShares® Activist Leaders® ETF, LeaderShares® AlphaFactor® Tactical Focused ETF, LeaderShares® AlphaFactor® US Core Equit |
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| June 30, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 INVESTMENT MANAGERS SERIES TRUST II (Exact name of registrant as specified in its charter) Delaware See below (State or other jurisdiction of incorporation or organization) (I.R.S. Employer Identif |
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| June 30, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 INVESTMENT MANAGERS SERIES TRUST II (Exact name of registrant as specified in its charter) Delaware See below (State or other jurisdiction of incorporation or organization) (I.R.S. Employer Identif |
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| June 30, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 INVESTMENT MANAGERS SERIES TRUST II (Exact name of registrant as specified in its charter) Delaware See below (State or other jurisdiction of incorporation or organization) (I.R.S. Employer Identif |
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| June 30, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 INVESTMENT MANAGERS SERIES TRUST II (Exact name of registrant as specified in its charter) Delaware See below (State or other jurisdiction of incorporation or organization) (I.R.S. Employer Identif |
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| June 30, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 INVESTMENT MANAGERS SERIES TRUST II (Exact name of registrant as specified in its charter) Delaware See below (State or other jurisdiction of incorporation or organization) (I.R.S. Employer Identif |
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| June 17, 2025 |
Investment Managers Series Trust II 235 West Galena Street Milwaukee, Wisconsin 53212 Investment Managers Series Trust II 235 West Galena Street Milwaukee, Wisconsin 53212 June 17, 2025 VIA EDGAR TRANSMISSION Ms. |
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| June 17, 2025 |
Investment Managers Series Trust II 235 West Galena Street Milwaukee, Wisconsin 53212 Investment Managers Series Trust II 235 West Galena Street Milwaukee, Wisconsin 53212 June 17, 2025 VIA EDGAR TRANSMISSION Ms. |
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| June 11, 2025 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Exhibit 16.14(a) CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in this Registration Statement on Form N-14 of our report dated December 30, 2024, relating to the financial statements and financial highlights of Redwood Managed Volatility Fund, Redwood Managed Municipal Income Fund, Redwood AlphaFactor® Tactical International Fund, and |
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| June 11, 2025 |
POWER OF ATTORNEY FOR SECURITIES AND EXCHANGE COMMISSION AND RELATED FILINGS Exhibit 16.16(a) POWER OF ATTORNEY FOR SECURITIES AND EXCHANGE COMMISSION AND RELATED FILINGS Each of the undersigned Trustees of Investment Managers Series Trust II (the “Trust”) hereby appoints Rita Dam, Diane Drake, and Amy Centurioni (with full power to each of them to act alone) as his or her attorney-in-fact and agent, in all capacities, to execute and file a Registration Statement of the Tr |
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| June 11, 2025 |
Exhibit 16.12 [ ], 2025 Two Roads Shared Trust 225 Pictoria Drive, Suite 450 Cincinnati, Ohio 45246 Investment Managers Series Trust II 235 West Galena Street Milwaukee, Wisconsin 53212 Ladies and Gentlemen: This opinion is furnished to you pursuant to paragraph 8.5 of the Agreement and Plan of Reorganization (the “Agreement”), dated as of [ ] 2025, by and among Two Roads Shared Trust (“Two Roads |
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| June 11, 2025 |
Exhibit 16.11(a) June 10, 2025 Investment Managers Series Trust II 235 West Galena Street Milwaukee, Wisconsin 53212 Re: Registration Statement on Form N-14 Ladies and Gentlemen: We have acted as counsel to Investment Managers Series Trust II (the “Trust”), a Delaware statutory trust, on behalf of the LeaderShares® Activist Leaders® ETF, LeaderShares® AlphaFactor® Tactical Focused ETF, LeaderShare |
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| June 11, 2025 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Exhibit 16.14(a) CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in this Registration Statement on Form N-14 of our report dated December 30, 2024, relating to the financial statements and financial highlights of LeaderShares® Activist Leaders® ETF, LeaderShares® AlphaFactor® Tactical Focused ETF, LeaderShares® AlphaFactor® US Core Equit |
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| June 11, 2025 |
Filed with the Securities and Exchange Commission on June 10, 2025 Filed with the Securities and Exchange Commission on June 10, 2025 1933 Act Registration File No. |
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| June 11, 2025 |
Exhibit 16.17(a) VOTE ONLINE 1. Read the proxy statement. 2. Follow the simple instructions. PO Box 211230, Eagan, MN 55121-9984 VOTE BY PHONE 1. Read the proxy statement and have the proxy card at hand. 2. Follow the simple instructions. VOTE BY MAIL 1. Read the proxy statement. 2. Check the appropriate box(es) on the reverse side of the proxy card. 3. Sign, date and return the proxy card in the |
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| June 11, 2025 |
Exhibit 16.17(a) VOTE ONLINE 1. Read the proxy statement. 2. Follow the simple instructions. PO Box 211230, Eagan, MN 55121-9984 VOTE BY PHONE 1. Read the proxy statement and have the proxy card at hand. 2. Follow the simple instructions. VOTE BY MAIL 1. Read the proxy statement. 2. Check the appropriate box(es) on the reverse side of the proxy card. 3. Sign, date and return the proxy card in the |
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| June 11, 2025 |
Filed with the Securities and Exchange Commission on June 10, 2025 1933 Act Registration File No. |
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| June 11, 2025 |
POWER OF ATTORNEY FOR SECURITIES AND EXCHANGE COMMISSION AND RELATED FILINGS Exhibit 16.16(a) POWER OF ATTORNEY FOR SECURITIES AND EXCHANGE COMMISSION AND RELATED FILINGS Each of the undersigned Trustees of Investment Managers Series Trust II (the “Trust”) hereby appoints Rita Dam, Diane Drake, and Amy Centurioni (with full power to each of them to act alone) as his or her attorney-in-fact and agent, in all capacities, to execute and file a Registration Statement of the Tr |
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| June 11, 2025 |
Exhibit 16.11(a) June 10, 2025 Investment Managers Series Trust II 235 West Galena Street Milwaukee, Wisconsin 53212 Re: Registration Statement on Form N-14 Ladies and Gentlemen: We have acted as counsel to Investment Managers Series Trust II (the “Trust”), a Delaware statutory trust, on behalf of the Redwood Managed Volatility Fund, Redwood Managed Municipal Income Fund, Redwood AlphaFactor® Tact |
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| June 11, 2025 |
Exhibit 16.12 June [ ], 2025 Investment Managers Series Trust II 235 West Galena Street Milwaukee, Wisconsin 53212 Two Roads Shared Trust 225 Pictoria Drive, Suite 450 Cincinnati, Ohio 45246 Ladies and Gentlemen: This opinion is furnished to you pursuant to paragraph 8.5 of the Agreement and Plan of Reorganization (the “Agreement”), dated as of [ ] 2025, by and among Two Roads Shared Trust (“Two R |
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| June 6, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 INVESTMENT MANAGERS SERIES TRUST II (Exact name of registrant as specified in its charter) Delaware See below (State or other jurisdiction of incorporation or organization) (I.R.S. Employer Identif |
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| June 6, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 INVESTMENT MANAGERS SERIES TRUST II (Exact name of registrant as specified in its charter) Delaware See below (State or other jurisdiction of incorporation or organization) (I.R.S. Employer Identif |
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| May 22, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 INVESTMENT MANAGERS SERIES TRUST II (Exact name of registrant as specified in its charter) Delaware See below (State or other jurisdiction of incorporation or organization) (I.R.S. Employer Identif |
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| May 22, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 INVESTMENT MANAGERS SERIES TRUST II (Exact name of registrant as specified in its charter) Delaware See below (State or other jurisdiction of incorporation or organization) (I.R.S. Employer Identif |
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| May 1, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A/A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 INVESTMENT MANAGERS SERIES TRUST II (Exact name of registrant as specified in its charter) Delaware See below (State or other jurisdiction of incorporation or organization) (I.R.S. Employer Ident |
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| May 1, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 INVESTMENT MANAGERS SERIES TRUST II (Exact name of registrant as specified in its charter) Delaware See below (State or other jurisdiction of incorporation or organization) (I.R.S. Employer Identif |
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| April 22, 2025 |
INVESTMENT MANAGERS SERIES TRUST II 235 W. Galena Street Milwaukee, Wisconsin 53212 INVESTMENT MANAGERS SERIES TRUST II 235 W. Galena Street Milwaukee, Wisconsin 53212 VIA EDGAR April 22, 2025 Ms. Deborah O’Neal Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: Investment Managers Series Trust II (File Nos. 333-191476 and 811-22894) (the “Registrant”) on behalf of the Tradr 2X Long ACHR Daily ETF, Tradr 2X Long APP |
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| April 16, 2025 |
INVESTMENT MANAGERS SERIES TRUST II 235 W. Galena Street Milwaukee, Wisconsin 53212 INVESTMENT MANAGERS SERIES TRUST II 235 W. Galena Street Milwaukee, Wisconsin 53212 VIA EDGAR April 16, 2025 Ms. Deborah O’Neal Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: Investment Managers Series Trust II (File Nos. 333-191476 and 811-22894) (the “Registrant”) on behalf of the Tradr 2X Long ACHR Daily ETF, Tradr 2X Long APP |
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| April 10, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 INVESTMENT MANAGERS SERIES TRUST II (Exact name of registrant as specified in its charter) Delaware See below (State or other jurisdiction of incorporation or organization) (I.R.S. Employer Identif |
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| April 10, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 INVESTMENT MANAGERS SERIES TRUST II (Exact name of registrant as specified in its charter) Delaware See below (State or other jurisdiction of incorporation or organization) (I.R.S. Employer Identif |
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| April 10, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 INVESTMENT MANAGERS SERIES TRUST II (Exact name of registrant as specified in its charter) Delaware See below (State or other jurisdiction of incorporation or organization) (I.R.S. Employer Identif |
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| April 7, 2025 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES NYSE Arca hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on April 21, 2025, pursuant to the provisions of Rule 12d2-2 (a). |
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| March 27, 2025 |
INVESTMENT MANAGERS SERIES TRUST II 235 W. Galena Street Milwaukee, Wisconsin 53212 INVESTMENT MANAGERS SERIES TRUST II 235 W. Galena Street Milwaukee, Wisconsin 53212 VIA EDGAR March 27, 2025 Ms. Deborah O’Neal Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: Investment Managers Series Trust II (File Nos. 333-191476 and 811-22894) (the “Registrant”) on behalf of the Tradr 1X Short Innovation Daily ETF (formerly, |
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| March 19, 2025 |
INVESTMENT MANAGERS SERIES TRUST II 235 W. Galena Street Milwaukee, Wisconsin 53212 INVESTMENT MANAGERS SERIES TRUST II 235 W. Galena Street Milwaukee, Wisconsin 53212 VIA EDGAR March 19, 2025 Ms. Soo Im-Tang Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: Investment Managers Series Trust II (File Nos. 333-191476 and 811-22894) (the “Registrant”) on behalf of the LeaderShares® Activist Leaders® ETF, LeaderShares® |
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| March 5, 2025 |
INVESTMENT MANAGERS SERIES TRUST II 235 W. Galena Street Milwaukee, Wisconsin 53212 INVESTMENT MANAGERS SERIES TRUST II 235 W. Galena Street Milwaukee, Wisconsin 53212 VIA EDGAR March 5, 2025 Ms. Soo Im-Tang Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: Investment Managers Series Trust II (File Nos. 333-191476 and 811-22894) (the “Registrant”) on behalf of the LeaderShares® Activist Leaders® ETF, LeaderShares® |
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| January 22, 2025 |
INVESTMENT MANAGERS SERIES TRUST II 235 W. Galena Street Milwaukee, Wisconsin 53212 INVESTMENT MANAGERS SERIES TRUST II 235 W. Galena Street Milwaukee, Wisconsin 53212 VIA EDGAR January 22, 2025 U.S. Securities and Exchange Commission Division of Investment Management 100 F Street, NE Washington, DC 20549 Attention: Division of Investment Management Re: Investment Managers Series Trust II (File Nos. 333-191476 and 811-22894) (the “Registrant”) on behalf of the First Trust Multi-S |
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| December 9, 2024 |
INVESTMENT MANAGERS SERIES TRUST II 235 W. Galena Street Milwaukee, Wisconsin 53212 INVESTMENT MANAGERS SERIES TRUST II 235 W. Galena Street Milwaukee, Wisconsin 53212 VIA EDGAR December 9, 2024 Ms. Deborah O’Neal Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Attention: Division of Investment Management Re: Investment Managers Series Trust II (the “Registrant” or “Trust”) (File Nos. 333-191476 and 811-22894) on behalf of the AXS Market Neutral Fund Dear |
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| October 15, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 INVESTMENT MANAGERS SERIES TRUST II (Exact name of registrant as specified in its charter) Delaware See below (State or other jurisdiction of incorporation or organization) (I.R.S. Employer Identif |
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| October 11, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 25 NOTIFICATION OF REMOVAL FROM LISTING AND/OR REGISTRATION UNDER SECTION 12(b) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number: 333-191476 Investment Managers Series Trust II/New York Stock Exchange Arca, Inc. (Exact name of Issuer as specified in its charter, and name of Exchange where security is listed |
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| September 19, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 INVESTMENT MANAGERS SERIES TRUST II (Exact name of registrant as specified in its charter) Delaware See below (State or other jurisdiction of incorporation or organization) (I.R.S. Employer Identif |
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| September 18, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 INVESTMENT MANAGERS SERIES TRUST II (Exact name of registrant as specified in its charter) Delaware See below (State or other jurisdiction of incorporation or organization) (I.R.S. Employer Identif |
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| September 18, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 INVESTMENT MANAGERS SERIES TRUST II (Exact name of registrant as specified in its charter) Delaware See below (State or other jurisdiction of incorporation or organization) (I.R.S. Employer Identif |
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| September 18, 2024 |
8-A12B 1 fp0090148-78a12b.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 INVESTMENT MANAGERS SERIES TRUST II (Exact name of registrant as specified in its charter) Delaware See below (State or other jurisdiction of incorporation or organiza |
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| September 18, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 INVESTMENT MANAGERS SERIES TRUST II (Exact name of registrant as specified in its charter) Delaware See below (State or other jurisdiction of incorporation or organization) (I.R.S. Employer Identif |
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| August 20, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 INVESTMENT MANAGERS SERIES TRUST II (Exact name of registrant as specified in its charter) Delaware See below (State or other jurisdiction of incorporation or organization) (I.R.S. Employer Identif |
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| August 20, 2024 |
8-A12B 1 fp0089823-18a12b.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 INVESTMENT MANAGERS SERIES TRUST II (Exact name of registrant as specified in its charter) Delaware See below (State or other jurisdiction of incorporation or organiza |
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| August 20, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 INVESTMENT MANAGERS SERIES TRUST II (Exact name of registrant as specified in its charter) Delaware See below (State or other jurisdiction of incorporation or organization) (I.R.S. Employer Identif |
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| August 20, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 INVESTMENT MANAGERS SERIES TRUST II (Exact name of registrant as specified in its charter) Delaware See below (State or other jurisdiction of incorporation or organization) (I.R.S. Employer Identif |
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| August 20, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 INVESTMENT MANAGERS SERIES TRUST II (Exact name of registrant as specified in its charter) Delaware See below (State or other jurisdiction of incorporation or organization) (I.R.S. Employer Identif |
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| August 20, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 INVESTMENT MANAGERS SERIES TRUST II (Exact name of registrant as specified in its charter) Delaware See below (State or other jurisdiction of incorporation or organization) (I.R.S. Employer Identif |
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| August 20, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 INVESTMENT MANAGERS SERIES TRUST II (Exact name of registrant as specified in its charter) Delaware See below (State or other jurisdiction of incorporation or organization) (I.R.S. Employer Identif |
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| August 20, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 INVESTMENT MANAGERS SERIES TRUST II (Exact name of registrant as specified in its charter) Delaware See below (State or other jurisdiction of incorporation or organization) (I.R.S. Employer Identif |
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| August 2, 2024 |
July 19, 2024 Investment Managers Series Trust 235 West Galena Street Milwaukee, Wisconsin 53212 Investment Managers Series Trust II 235 West Galena Street Milwaukee, Wisconsin 53212 Ladies and Gentlemen: This opinion is furnished to you pursuant to paragraph 8. |
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| August 2, 2024 |
Filed with the Securities and Exchange Commission on August 2, 2024 Filed with the Securities and Exchange Commission on August 2, 2024 1933 Act Registration File No. |
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| July 24, 2024 |
INVESTMENT MANAGERS SERIES TRUST II 235 W. Galena Street Milwaukee, Wisconsin 53212 INVESTMENT MANAGERS SERIES TRUST II 235 W. Galena Street Milwaukee, Wisconsin 53212 VIA EDGAR July 24, 2024 Ms. Samantha Brutlag Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: Investment Managers Series Trust II (the “Registrant”) (File Nos. 333-191476 and 811-22894) on behalf of the Alternative Access First Priority CLO Bond ETF |
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| July 8, 2024 |
INVESTMENT MANAGERS SERIES TRUST II 235 W. Galena Street Milwaukee, Wisconsin 53212 INVESTMENT MANAGERS SERIES TRUST II 235 W. Galena Street Milwaukee, Wisconsin 53212 VIA EDGAR July 8, 2024 Ms. Soo Im-Tang Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: Investment Managers Series Trust II (the “Registrant”) on behalf of the Tradr 2X Long Innovation ETF, Tradr 2X Short TSLA Daily ETF, Tradr 1.5X Short NVDA Daily |
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| June 28, 2024 |
June 7, 2024 Investment Managers Series Trust 235 West Galena Street Milwaukee, Wisconsin 53212 Investment Managers Series Trust II 235 West Galena Street Milwaukee, Wisconsin 53212 Ladies and Gentlemen: This opinion is furnished to you pursuant to paragraph 8. |
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| June 28, 2024 |
Filed with the Securities and Exchange Commission on June 28, 2024 Filed with the Securities and Exchange Commission on June 28, 2024 1933 Act Registration File No. |
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| June 4, 2024 |
SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [ ] Definitive Proxy Statement [X] Definitive Additional Materials [ ] Soliciting Material Pursuant to §240. |
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| May 30, 2024 |
INVESTMENT MANAGERS SERIES TRUST INVESTMENT MANAGERS SERIES TRUST II 235 W. Galena Street Milwaukee, Wisconsin 53212 VIA EDGAR May 30, 2024 Mr. Jeffrey Long Division of Investment Management Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: Investment Managers Series Trust (File No. 811-21719) and Investment Managers Series Trust II (File No. 811-22894) (the “Registrants |
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| May 21, 2024 |
Filed by Investment Managers Series Trust II (SEC File Nos.: 333-191476; 811-22894) pursuant to Rule 425 under the Securities Act of 1933, as amended. Subject Company: KL Allocation Fund, a series of Investment Managers Series Trust (SEC File Nos.: 333-122901 and 811-21719) KL ALLOCATION FUND SUPPLEMENT DATED MAY 21, 2024 TO THE COMBINED PROXY STATEMENT AND PROSPECTUS DATED MARCH 4, 2024 IMPORTANT |
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| May 21, 2024 |
SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for use of the Commission only (as permitted by Rule 14a-6(e)(2)) [X] Definitive Proxy Statement [ ] Definitive Additional Materials [ ] Soliciting Material Pursuant to §240. |
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| April 23, 2024 |
SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant Filed by a Party other than the Registrant [ ] Check the appropriate box: X Preliminary Proxy Statement [ ] Confidential, for use of the Commission only (as permitted by Rule 14a-6(e)(2)) [ ] Definitive Proxy Statement [ ] Definitive Additional Materials [ ] Soliciting Material Pursuant to §240. |
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| March 21, 2024 |
INVESTMENT MANAGERS SERIES TRUST II 235 W. Galena Street Milwaukee, Wisconsin 53212 INVESTMENT MANAGERS SERIES TRUST II 235 W. Galena Street Milwaukee, Wisconsin 53212 VIA EDGAR March 21, 2024 Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Attention: Division of Investment Management Re: Investment Managers Series Trust II (the “Registrant” or “Trust”) (File Nos. 333-191476 and 811-22894) on behalf of the ACR Equity International Fund (formerly, ACR Inte |
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| March 7, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 INVESTMENT MANAGERS SERIES TRUST II (Exact name of registrant as specified in its charter) Delaware 47-3568571 (State or other jurisdiction of incorporation or organization) (I.R.S. Employer Identi |
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| March 1, 2024 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES NYSE Arca hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on March 12, 2024, pursuant to the provisions of Rule 12d2-2 (a). |
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| February 20, 2024 |
PROXY PROXY INVESTMENT MANAGERS SERIES TRUST SPECIAL MEETING OF SHAREHOLDERS TO BE HELD ON APRIL 11, 2024 KL Allocation Fund THIS PROXY IS BEING SOLICITED BY THE BOARD OF TRUSTEES. |
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| February 20, 2024 |
INVESTMENT MANAGERS SERIES TRUST II 235 W. Galena Street Milwaukee, Wisconsin 53212 INVESTMENT MANAGERS SERIES TRUST II 235 W. Galena Street Milwaukee, Wisconsin 53212 VIA EDGAR February 20, 2024 U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Attention: Division of Investment Management Re: Investment Managers Series Trust II (the “Registrant”) Registration Statement on Form N-14 (File No. 333-275747) Ladies and Gentlemen: This letter summarizes the |
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| February 20, 2024 |
Filed with the Securities and Exchange Commission on February 20, 2024 1933 Act Registration File No. |
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| February 20, 2024 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the references to our firm in the Registration Statement on Form N-14 of Investment Managers Series Trust and to the use of our report dated October 30, 2023 on the financial statements and financial highlights of KL Allocation Fund, a series of the Investment Managers Series Trust and to the use of our report dated May 30, 2023 on the financial statements and financial highlights of AXS Astoria Inflation Sensitive ETF, a series of the Investment Managers Series Trust II. |
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| February 16, 2024 |
INVESTMENT MANAGERS SERIES TRUST II 235 W. Galena Street Milwaukee, Wisconsin 53212 INVESTMENT MANAGERS SERIES TRUST II 235 W. Galena Street Milwaukee, Wisconsin 53212 VIA EDGAR February 16, 2024 U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Attention: Division of Investment Management Re: Investment Managers Series Trust II (the “Registrant”) Registration Statement on Form N-14 (File No. 333-275233) Ladies and Gentlemen: This letter summarizes the |
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| February 9, 2024 |
SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy Statement ☒ Definitive Additional Materials ☐ Soliciting Material Pursuant to §240. |
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| February 5, 2024 |
SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy Statement ☒ Definitive Additional Materials ☐ Soliciting Material Pursuant to §240. |
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| January 25, 2024 |
INVESTMENT MANAGERS SERIES TRUST II 235 W. Galena Street Milwaukee, Wisconsin 53212 INVESTMENT MANAGERS SERIES TRUST II 235 W. Galena Street Milwaukee, Wisconsin 53212 VIA EDGAR January 25, 2024 U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Attention: Division of Investment Management Re: Investment Managers Series Trust II (the “Registrant”) (File Nos. 333-191476 and 811-22894) on behalf of the AXS Merger Fund Ladies and Gentlemen: This letter sum |
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| January 18, 2024 |
INVESTMENT MANAGERS SERIES TRUST II 235 W. Galena Street Milwaukee, Wisconsin 53212 INVESTMENT MANAGERS SERIES TRUST II 235 W. Galena Street Milwaukee, Wisconsin 53212 VIA EDGAR January 18, 2024 U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Attention: Division of Investment Management Re: Investment Managers Series Trust II (the “Registrant”) (File Nos. 333-191476 and 811-22894) on behalf of the AXS Merger Fund Ladies and Gentlemen: This letter sum |
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| December 27, 2023 |
INVESTMENT MANAGERS SERIES TRUST II 235 W. Galena Street Milwaukee, Wisconsin 53212 INVESTMENT MANAGERS SERIES TRUST II 235 W. Galena Street Milwaukee, Wisconsin 53212 VIA EDGAR December 27, 2023 U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Attention: Division of Investment Management Re: Investment Managers Series Trust II (the “Registrant”) (File Nos. 333-191476 and 811-22894) on behalf of the First Trust Multi-Strategy Fund (the “Fund”) Ladies |
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| December 27, 2023 |
SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for use of the Commission only (as permitted by Rule 14a-6(e)(2)) ☒ Definitive Proxy Statement ☐ Definitive Additional Materials ☐ Soliciting Material Pursuant to §240. |
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| December 21, 2023 |
Investment Managers Series Trust II c/o UMB Fund Services, Inc. 235 West Galena Street Milwaukee, Wisconsin 53212 December 21, 2023 VIA EDGAR TRANSMISSION Mr. Jeff Long U.S. Securities and Exchange Commission Division of Investment Management 100 F Street, NE Washington, DC 20549 Re: Investment Managers Series Trust II (the “Trust”) File No. 333-275747 Dear Mr. Long: Pursuant to Rule 473 of the Se |
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| December 14, 2023 |
SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for use of the Commission only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy Statement ☐ Definitive Additional Materials ☐ Soliciting Material Pursuant to §240. |
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| December 14, 2023 |
INVESTMENT MANAGERS SERIES TRUST II 235 W. Galena Street Milwaukee, Wisconsin 53212 INVESTMENT MANAGERS SERIES TRUST II 235 W. Galena Street Milwaukee, Wisconsin 53212 VIA EDGAR December 14, 2023 U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Attention: Division of Investment Management Re: Investment Managers Series Trust II (the “Registrant”) on behalf of the AXS Knowledge Leaders ETF Ladies and Gentlemen: This letter summarizes the comments provi |
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| November 24, 2023 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Exhibit 16.14(a) CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the references to our firm in the Registration Statement on Form N-14 of Investment Managers Series Trust and to the use of our report dated October 30, 2023 on the financial statements and financial highlights of KL Allocation Fund, a series of the Investment Managers Series Trust and to the use of our report |
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| November 24, 2023 |
Exhibit 16.12 [ ] Investment Managers Series Trust 235 West Galena Street Milwaukee, Wisconsin 53212 Investment Managers Series Trust II 235 West Galena Street Milwaukee, Wisconsin 53212 Ladies and Gentlemen: This opinion is furnished to you pursuant to paragraph 8.5 of the Agreement and Plan of Reorganization (the “Agreement”) by and among Investment Managers Series Trust (the “IMST Trust”), a De |
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| November 24, 2023 |
Exhibit 16.11(a) November 24, 2023 Investment Managers Series Trust II 235 West Galena Street Milwaukee, Wisconsin 53212 Re: Registration Statement on Form N-14 Ladies and Gentlemen: We have acted as counsel to Investment Managers Series Trust II, a Delaware statutory trust (the “Trust”), on behalf of the AXS Astoria Inflation Sensitive ETF (the “Acquiring Fund”), a separate series of the Trust, i |
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| November 24, 2023 |
POWER OF ATTORNEY FOR SECURITIES AND EXCHANGE COMMISSION AND RELATED FILINGS Exhibit 16.16 POWER OF ATTORNEY FOR SECURITIES AND EXCHANGE COMMISSION AND RELATED FILINGS Each of the undersigned Trustees of Investment Managers Series Trust II (the “Trust”) hereby appoints Joy Ausili, Rita Dam and Diane Drake (with full power to each of them to act alone) as his or her attorney-in-fact and agent, in all capacities, to execute and file a Registration Statement of the Trust on F |
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| November 24, 2023 |
Exhibit 16.17 FORM OF PROXY CARD [PROXY SERVICE To vote by Internet Address] 1) Read the Proxy Statement and have the proxy card below at hand. 2) Go to website 3) Follow the instructions provided on the website. To vote by Telephone 1) Read the Proxy Statement and have the proxy card below at hand. 2) Call 3) Follow the instructions. To vote by Mail 1) Read the Proxy Statement. 2) Check the appro |
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| November 24, 2023 |
Filed with the Securities and Exchange Commission on November 24, 2023 1933 Act Registration File No. |
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| October 31, 2023 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES NYSE Arca hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on November 13, 2023, pursuant to the provisions of Rule 12d2-2 (a). |
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| October 31, 2023 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Exhibit 16.14(a) CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the references to our firm in the Registration Statement on Form N-14 of Investment Managers Series Trust II and to the use of our report dated June 29, 2023 on the financial statements and financial highlights of the Knowledge Leaders Developed World ETF, a series of Investment Managers Series Trust. Such fina |
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| October 31, 2023 |
POWER OF ATTORNEY FOR SECURITIES AND EXCHANGE COMMISSION AND RELATED FILINGS Exhibit 16.16 POWER OF ATTORNEY FOR SECURITIES AND EXCHANGE COMMISSION AND RELATED FILINGS Each of the undersigned Trustees of Investment Managers Series Trust II (the “Trust”) hereby appoints Joy Ausili, Rita Dam and Diane Drake (with full power to each of them to act alone) as his or her attorney-in-fact and agent, in all capacities, to execute and file a Registration Statement of the Trust on F |
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| October 31, 2023 |
Exhibit 16.11(a) October 31, 2023 Investment Managers Series Trust II 235 West Galena Street Milwaukee, Wisconsin 53212 Re: Registration Statement on Form N-14 Ladies and Gentlemen: We have acted as counsel to Investment Managers Series Trust II, a Delaware statutory trust (the “Trust”), on behalf of the AXS Knowledge Leaders ETF (the “Acquiring Fund”), a newly created separate series of the Trust |
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| October 31, 2023 |
Filed with the Securities and Exchange Commission on October 31, 2023 1933 Act Registration File No. |
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| October 31, 2023 |
Exhibit 16.17 FORM OF PROXY CARD [PROXY SERVICE Address] To vote by Internet 1) Read the Proxy Statement and have the proxy card below at hand. 2) Go to website 3) Follow the instructions provided on the website. To vote by Telephone 1) Read the Proxy Statement and have the proxy card below at hand. 2) Call 3) Follow the instructions. To vote by Mail 1) Read the Proxy Statement. 2) Check the appro |
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| October 31, 2023 |
Exhibit 16.12 FORM OPINION [ ], 20[ ] Investment Managers Series Trust 235 West Galena Street Milwaukee, Wisconsin 53212 Investment Managers Series Trust II 235 West Galena Street Milwaukee, Wisconsin 53212 Ladies and Gentlemen: This opinion is furnished to you pursuant to paragraph 8.5 of the Agreement and Plan of Reorganization (the “Agreement”), dated as of [ ], 20[ ], by and among Investment M |
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| September 21, 2023 |
SCHEDULE 14C INFORMATION Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Check the appropriate box: [ ] Preliminary information statement. |
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| September 8, 2023 |
Filed with the Securities and Exchange Commission on September 8, 2023 1933 Act Registration File No. |
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| September 8, 2023 |
August 25, 2023 Exchange Listed Funds Trust Hefner Pointe Drive, Suite 207 Oklahoma City, Oklahoma 73120 Investment Managers Series Trust II 235 West Galena Street Milwaukee, Wisconsin 53212 Ladies and Gentlemen: This opinion is furnished to you pursuant to paragraph 8. |
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| August 25, 2023 |
INVESTMENT MANAGERS SERIES TRUST INVESTMENT MANAGERS SERIES TRUST II 235 W. Galena Street Milwaukee, Wisconsin 53212 VIA EDGAR August 25, 2023 Mr. Tony Burak Division of Investment Management Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: Investment Managers Series Trust (File No. 811-21719) and Investment Managers Series Trust II (File No. 811-22894) (the “Registrant |
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| August 8, 2023 |
Investment Managers Series Trust II 235 West Galena Street Milwaukee, Wisconsin 53212 Investment Managers Series Trust II 235 West Galena Street Milwaukee, Wisconsin 53212 August 8, 2023 VIA EDGAR U. |
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| August 8, 2023 |
Investment Managers Series Trust II 235 West Galena Street Milwaukee, Wisconsin 53212 Investment Managers Series Trust II 235 West Galena Street Milwaukee, Wisconsin 53212 August 8, 2023 VIA EDGAR U. |
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| July 18, 2023 |
SCHEDULE 14C INFORMATION Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Check the appropriate box: [ ] Preliminary information statement. |
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| June 23, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 INVESTMENT MANAGERS SERIES TRUST II (Exact name of registrant as specified in its charter) Delaware 36-4899918 (State or other jurisdiction of incorporation or organization) (I.R.S. Employer Identi |
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| May 26, 2023 |
NPORT-EX 2 abrahamfortressfundpartf.htm PART F ATTACHMENT Abraham Fortress Fund CONSOLIDATED SCHEDULE OF INVESTMENTS As of March 31, 2023 (Unaudited) Number of Shares Value COMMON STOCKS — 29.5%1 COMMUNICATIONS — 2.6% 318 Activision Blizzard, Inc. $ 27,218 5,440 Alphabet, Inc. - Class A* 564,291 2,912 AT&T, Inc. 56,056 17 Booking Holdings, Inc.* 45,091 83 Charter Communications, Inc. - Class A* 29 |
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| May 24, 2023 |
Filed with the Securities and Exchange Commission on May 24, 2023 Filed with the Securities and Exchange Commission on May 24, 2023 1933 Act Registration File No. |
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| May 24, 2023 |
Form of Tax Opinion pertaining to AXS Dynamic Opportunity Fund – filed herewith. May 12, 2023 Northern Lights Fund Trust III 225 Pictoria Drive, Suite 450 Cincinnati, Ohio 45246 Investment Managers Series Trust II 235 West Galena Street Milwaukee, Wisconsin 53212 Ladies and Gentlemen: This opinion is furnished to you pursuant to paragraph 8. |
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| May 24, 2023 |
Form of Tax Opinion pertaining to AXS Tactical Income Fund – filed herewith. May 12, 2023 Northern Lights Fund Trust III 225 Pictoria Drive, Suite 450 Cincinnati, Ohio 45246 Investment Managers Series Trust II 235 West Galena Street Milwaukee, Wisconsin 53212 Ladies and Gentlemen: This opinion is furnished to you pursuant to paragraph 8. |
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| May 19, 2023 |
Kennedy Capital ESG SMID Cap Fund Kennedy Capital ESG SMID Cap Fund SCHEDULE OF INVESTMENTS As of March 31, 2023 (Unaudited) Number of Shares Value COMMON STOCKS — 98. |
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| May 19, 2023 |
Kennedy Capital Small Cap Value Fund Kennedy Capital Small Cap Value Fund SCHEDULE OF INVESTMENTS As of March 31, 2023 (Unaudited) Number of Shares Value COMMON STOCKS — 95. |
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| May 19, 2023 |
Kennedy Capital Small Cap Growth Fund Kennedy Capital Small Cap Growth Fund SCHEDULE OF INVESTMENTS As of March 31, 2023 (Unaudited) Number of Shares Value COMMON STOCKS — 100. |
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| April 19, 2023 |
ACR International Quality Return (IQR) Fund ACR International Quality Return (IQR) Fund SCHEDULE OF INVESTMENTS As of February 28, 2023 (Unaudited) Number of Shares Value COMMON STOCKS — 94. |
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| April 19, 2023 |
ACR Multi-Strategy Quality Return (MQR) Fund ACR Multi-Strategy Quality Return (MQR) Fund SCHEDULE OF INVESTMENTS As of February 28, 2023 (Unaudited) Number of Shares Value COMMON STOCKS — 89. |
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| March 23, 2023 |
Arena Strategic Income Fund SCHEDULE OF INVESTMENTS As of January 31, 2023 (Unaudited) Principal Amount Value SHORT-TERM INVESTMENTS — 90. |
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| March 23, 2023 |
AXS Esoterica NextG Economy ETF AXS Esoterica NextG Economy ETF SCHEDULE OF INVESTMENTS As of January 31, 2023 (Unaudited) Number of Shares Value COMMON STOCKS — 91. |
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| March 23, 2023 |
NPORT-EX 2 emwix013123soi.htm 01.31.23 PART F SOI The Diplomat Fund SCHEDULE OF INVESTMENTS As of January 31, 2023 (Unaudited) Principal Amount Value U.S. TREASURY NOTES — 89.9% $4,700,500 United States Treasury Note 2.750%, 8/15/20321 $4,422,879 TOTAL U.S. TREASURY NOTES (Cost $4,380,326) 4,422,879 Number of Shares SHORT-TERM INVESTMENTS — 9.0% 443,743 Fidelity Investments Money Market Government |
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| March 23, 2023 |
NPORT-EX 2 empix013123soi.htm 01.31.23 PART F SOI The Ambassador Fund SCHEDULE OF INVESTMENTS As of January 31, 2023 (Unaudited) Principal Amount Value PREFERRED NOTES — 7.7% $3,400,000 Consulate RE 2022-1A 3.792%, 1/5/20241,2 $2,981,800 TOTAL PREFERRED NOTES (Cost $2,981,818) 2,981,800 U.S. TREASURY BILLS — 87.5% United States Treasury Bill 20,000,000 0.000%, 4/6/2023* 19,840,760 14,000,000 0.000 |
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| March 14, 2023 |
INVESTMENT MANAGERS SERIES TRUST II 235 W. Galena Street Milwaukee, WI 53212 COVER 15 filename15.htm INVESTMENT MANAGERS SERIES TRUST II 235 W. Galena Street Milwaukee, WI 53212 March 14, 2023 VIA EDGAR U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: Investment Managers Series Trust II (the “Trust”) Registration Statement on Form N-14 (File No. 333- ) Ladies and Gentlemen: We are filing the Trust’s Registration Statement under the Securiti |
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| March 14, 2023 |
Form of Opinion as to tax matters and consent – Exhibit 16.12 FORM OF OPINION [ ], 2023 Exchange Listed Funds Trust Hefner Pointe Drive, Suite 207 Oklahoma City, Oklahoma 73120 Investment Managers Series Trust II 235 West Galena Street Milwaukee, Wisconsin 53212 Ladies and Gentlemen: This opinion is furnished to you pursuant to paragraph 8.5 of the Agreement and Plan of Reorganization (the “Agreement”), dated as of [ ], 2023, by and among Excha |
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| March 14, 2023 |
Opinion and consent of counsel – Exhibit 16.11(a) March 14, 2023 Investment Managers Series Trust II 235 West Galena Street Milwaukee, Wisconsin 53212 Re: Registration Statement on Form N-14 Ladies and Gentlemen: We have acted as counsel to Investment Managers Series Trust II, a Delaware statutory trust (the “Trust”), on behalf of the AXS Real Estate Income ETF (the “Acquiring Fund”), a newly created separate series of the Trust, |
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| March 14, 2023 |
Consent of Tait, Weller & Baker LLP – filed herewith. Exhibit 16.14(b) CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the references to our Firm in the Registration Statement on Form N-14 of Investment Managers Series Trust II regarding the Prospectus and Statement of Additional Information of AXS Real Estate Income ETF, a series of Investment Manager Series Trust II. /s/ TAIT, WELLER & BAKER LLP Philadelphia, Pennsylvania Mar |
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| March 14, 2023 |
Consent of Cohen & Company, Ltd. – filed herewith. Exhibit 16.14(a) CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in this Registration Statement on Form N‐14 of our report dated August 26, 2022, relating to the financial statements and financial highlights of High Yield ETF, a series of Exchange Listed Funds Trust, for the year ended June 30, 2022, and to the references to our firm und |
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| March 14, 2023 |
Form of Proxy Card – filed herewith. Exhibit 16.17 FORM OF PROXY CARD [PROXY SERVICE Address] To vote by Internet 1) Read the Proxy Statement and have the proxy card below at hand. 2) Go to website 3) Follow the instructions provided on the website. To vote by Telephone 1) Read the Proxy Statement and have the proxy card below at hand. 2) Call 3) Follow the instructions. To vote by Mail 1) Read the Proxy Statement. 2) Check the appro |
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| March 14, 2023 |
INVESTMENT MANAGERS SERIES TRUST II 235 W. Galena Street Milwaukee, Wisconsin 53212 INVESTMENT MANAGERS SERIES TRUST II 235 W. Galena Street Milwaukee, Wisconsin 53212 VIA EDGAR March 14, 2023 U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Attention: Division of Investment Management Re: Investment Managers Series Trust II (the “Registrant”) Registration Statement on Form N-14 (File No. 333-269643) Ladies and Gentlemen: This letter summarizes the co |
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| March 14, 2023 |
Powers of Attorney – filed herewith. Exhibit 16.16 POWER OF ATTORNEY FOR SECURITIES AND EXCHANGE COMMISSION AND RELATED FILINGS Each of the undersigned Trustees of Investment Managers Series Trust II (the “Trust”) hereby appoints Joy Ausili, Rita Dam and Diane Drake (with full power to each of them to act alone) as his or her attorney-in-fact and agent, in all capacities, to execute and file a Registration Statement of the Trust on F |
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| March 14, 2023 |
Filed with the Securities and Exchange Commission on March 14, 2023 1933 Act Registration File No. |
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| March 1, 2023 |
First Trust Multi-Strategy Fund NPORT-EX 2 multi123122partf.htm 12.31.22 - MULTI - PART F First Trust Multi-Strategy Fund SCHEDULE OF INVESTMENTS As of December 31, 2022 (Unaudited) Principal Amount Value ASSET-BACKED SECURITIES — 4.7% Carvana Auto Receivables Trust $100,000 Series 2021-N1, Class E, 2.88%, 1/10/20281,2 $86,125 100,000 Series 2022-N1, Class E, 6.01%, 12/11/20281,2 90,600 500,000 Palmer Square Loan Funding Ltd. Se |
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| March 1, 2023 |
NPORT-EX 2 merger123122partf.htm First Trust Merger Arbitrage Fund SCHEDULE OF INVESTMENTS As of December 31, 2022 (Unaudited) Number of Shares Value COMMON STOCKS — 72.5% COMPUTER DATA SECURITY — 0.1% 52,643 KnowBe4, Inc. - Class A*,1 $ 1,304,494 E-COMMERCE/PRODUCTS — 0.0% 43 Poshmark, Inc. - Class A* 769 ENERGY-ALTERNATE SOURCE — 1.3% 1,272,668 Archaea Energy, Inc. - Class A* 33,089,368 ENTERPRI |
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| March 1, 2023 |
AXS First Priority CLO Bond ETF AXS First Priority CLO Bond ETF SCHEDULE OF INVESTMENTS As of October 31, 2022 (Unaudited) Principal Amount Value COLLATERALIZED MORTGAGE OBLIGATIONS — 95. |
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| February 28, 2023 |
Sunbridge Capital Emerging Markets Fund Sunbridge Capital Emerging Markets Fund SCHEDULE OF INVESTMENTS December 31, 2022 (Unaudited) Number of Shares Value COMMON STOCKS — 85. |
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| February 27, 2023 |
AXS Adaptive Plus Fund SCHEDULE OF INVESTMENTS As of December 31, 2022 (Unaudited) Principal Amount Value U. |
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| February 27, 2023 |
AXS Market Neutral Fund SCHEDULE OF INVESTMENTS As of December 31, 2022 (Unaudited) Number of Shares Value COMMON STOCKS — 105. |
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| February 27, 2023 |
NPORT-EX 2 axsalternativevalue123122.htm PART F FILING AXS Alternative Value Fund SCHEDULE OF INVESTMENTS As of December 31, 2022 (Unaudited) Number of Shares Value COMMON STOCKS — 117.1% ADVERTISING — 0.7% 2,421 Omnicom Group, Inc.1 $197,481 AEROSPACE/DEFENSE — 3.1% 386 General Dynamics Corp.1 95,770 703 L3Harris Technologies, Inc.1 146,372 555 Lockheed Martin Corp.1 270,002 679 Northrop Grumman |
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| February 27, 2023 |
AXS Merger Fund SCHEDULE OF INVESTMENTS As of December 31, 2022 (Unaudited) Number of Shares Value COMMON STOCKS — 53. |
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| February 27, 2023 |
Pay/Receive Equity on Reference Entity NPORT-EX 2 fp0082359axsmsaltnportex.htm PART F ATTACHMENT AXS Multi-Strategy Alternatives Fund SCHEDULE OF INVESTMENTS As of December 31, 2022 (Unaudited) Number of Shares Value COMMON STOCKS — 45.0% AGRICULTURE — 1.6% 3,215 Archer-Daniels-Midland Co. $ 298,513 AUTO MANUFACTURERS — 3.3% 420 Cummins, Inc. 101,762 1,510 PACCAR, Inc. 149,445 2,875 Tesla, Inc.* 354,142 605,349 AUTO PARTS & EQUIPMENT — |
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| February 27, 2023 |
NPORT-EX 2 axsthomsonreuterpe.htm PART F ATTACHMENT AXS Thomson Reuters Private Equity Return Tracker Fund SCHEDULE OF INVESTMENTS As of December 31, 2022 (Unaudited) Number of Shares Value COMMON STOCKS — 96.3% AEROSPACE/DEFENSE — 2.5% 407 Boeing Co.* $ 77,529 168 General Dynamics Corp. 41,683 164 Lockheed Martin Corp.1 79,784 98 Northrop Grumman Corp. 53,470 961 Raytheon Technologies Corp.1 96,9 |
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| February 27, 2023 |
AXS Thomson Reuters Venture Capital Return Tracker Fund SCHEDULE OF INVESTMENTS As of December 31, 2022 (Unaudited) Number of Shares Value COMMON STOCKS — 102. |
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| February 27, 2023 |
AXS All Terrain Opportunity Fund AXS All Terrain Opportunity Fund SCHEDULE OF INVESTMENTS As of December 31, 2022 (Unaudited) Number of Shares Value COMMON STOCKS — 32. |
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| February 27, 2023 |
NPORT-EX 2 axssuinc123122soi.htm PART F AXS Sustainable Income Fund SCHEDULE OF INVESTMENTS As of December 31, 2022 (Unaudited) Principal Amount Value CORPORATE BONDS — 81.2% AEROSPACE/DEFENSE — 0.7% $10,000 TransDigm, Inc. 6.250%, 3/15/20261,2 $9,862 AGRICULTURE — 1.0% 16,000 Darling Ingredients, Inc. 5.250%, 4/15/20271,2 15,398 AIRLINES — 3.7% 33,000 American Airlines, Inc. 11.750%, 7/15/20252 3 |
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| February 27, 2023 |
NPORT-EX 2 axschesapeakesoi123122.htm AXS CHESAPEAKE STRATEGY PART F SOI 123122 AXS Chesapeake Strategy Fund CONSOLIDATED SCHEDULE OF INVESTMENTS As of December 31, 2022 (Unaudited) Number of Shares SHORT-TERM INVESTMENTS — 92.5% Value 42,444,080 Fidelity Investments Money Market Government Portfolio - Class I, 2.70%1 $ 42,444,080 Principal Amount $ 11,817,533 UMB Bank Demand Deposit, 0.01%1, 2 11 |
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| February 24, 2023 |
SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for use of the Commission only (as permitted by Rule 14a-6(e)(2)) x Definitive Proxy Statement ¨ Definitive Additional Materials ¨ Soliciting Material Pursuant to §240. |
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| February 24, 2023 |
INVESTMENT MANAGERS SERIES TRUST II 235 W. Galena Street Milwaukee, Wisconsin 53212 INVESTMENT MANAGERS SERIES TRUST II 235 W. Galena Street Milwaukee, Wisconsin 53212 VIA EDGAR February 24, 2023 U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Attention: Division of Investment Management Re: Investment Managers Series Trust II (the “Registrant” or “Trust”) on behalf of the Kennedy Capital ESG SMID Cap Fund, Kennedy Capital Small Cap Growth Fund and K |
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| February 21, 2023 |
AXS 1.5X PYPL Bear Daily ETF SCHEDULE OF INVESTMENTS As of December 31, 2022 (Unaudited) Value Other Assets in Excess of Liabilities — 100.0% $ 969,876 TOTAL NET ASSETS — 100.0% $ 969,876 SWAP CONTRACTS EQUITY SWAP CONTRACTS Counterparty Description Pay/Receive Equity on Reference Entity Financing Rate Pay/Receive Frequency Termination Date Notional Amount Premium Paid (Received) Unrealized Apprec |
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| February 21, 2023 |
AXS 2X PFE Bull Daily ETF SCHEDULE OF INVESTMENTS As of December 31, 2022 (Unaudited) Value Other Assets in Excess of Liabilities — 100. |
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| February 21, 2023 |
AXS Astoria Inflation Sensitive ETF NPORT-EX 2 axsastoriainflation123122.htm PART F FILING AXS Astoria Inflation Sensitive ETF SCHEDULE OF INVESTMENTS As of December 31, 2022 (Unaudited) Number of Shares Value COMMON STOCKS — 70.4% AEROSPACE/DEFENSE — 2.5% 7,096 Airbus S.E. $840,777 63,625 Bae Systems PLC 655,136 1,495,913 BANKS — 14.9% 56,400 ANZ Group Holdings Ltd.* 904,939 9,261 Bank of Montreal 838,373 112,530 Commerzbank A.G.* |
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| February 21, 2023 |
NPORT-EX 2 axsdespacetf123122.htm PART F ATTACHMENT AXS De-SPAC ETF SCHEDULE OF INVESTMENTS As of December 31, 2022 (Unaudited) Number of Shares Value COMMON STOCKS — 100.0% AUTO MANUFACTURERS — 3.7% 3,577 Polestar Automotive Holding UK PLC - Class A - ADR*,1 $18,994 AUTO PARTS & EQUIPMENT — 7.6% 17,337 Aurora Innovation, Inc.* 20,978 5,657 SES AI Corp.* 17,819 38,797 BEVERAGES — 4.2% 3,525 BRC, I |
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| February 21, 2023 |
NPORT-EX 2 nkebearsoi.htm PART F ATTACHMENT AXS 2X NKE Bear Daily ETF SCHEDULE OF INVESTMENTS As of December 31, 2022 (Unaudited) Value Other Assets in Excess of Liabilities — 100.0% $ 1,007,665 TOTAL NET ASSETS — 100.0% $ 1,007,665 SWAP CONTRACTS EQUITY SWAP CONTRACTS Counterparty Description Pay/Receive Equity on Reference Entity Financing Rate Pay/Receive Frequency Termination Date Notional Amo |
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| February 21, 2023 |
INVESTMENT MANAGERS SERIES TRUST II 235 W. Galena Street Milwaukee, Wisconsin 53212 INVESTMENT MANAGERS SERIES TRUST II 235 W. Galena Street Milwaukee, Wisconsin 53212 VIA EDGAR February 21, 2023 U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Attention: Division of Investment Management Re: Investment Managers Series Trust II (the “Registrant” or “Trust”) on behalf of the AXS Dynamic Opportunity Fund and AXS Tactical Income Fund Ladies and Gentlemen |
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| February 21, 2023 |
AXS 2X NKE Bull Daily ETF SCHEDULE OF INVESTMENTS As of December 31, 2022 (Unaudited) Value Other Assets in Excess of Liabilities — 100. |
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| February 21, 2023 |
AXS TSLA Bear Daily ETF SCHEDULE OF INVESTMENTS As of December 31, 2022 (Unaudited) Value Other Assets in Excess of Liabilities — 100. |
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| February 21, 2023 |
NPORT-EX 2 axsgreenalphaetf123122.htm PART F ATTACHMENT AXS Green Alpha ETF SCHEDULE OF INVESTMENTS As of December 31, 2022 (Unaudited) Number of Shares Value COMMON STOCKS — 96.9% AUTO MANUFACTURERS — 2.3% 73,916 Proterra, Inc.* $278,663 12,636 Rivian Automotive, Inc. - Class A* 232,882 6,045 Tesla, Inc.* 744,623 1,256,168 AUTO PARTS & EQUIPMENT — 0.8% 78,527 QuantumScape Corp.* 445,248 BIOTECHNO |
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| February 21, 2023 |
NPORT-EX 2 innovationsoi.htm PART F ATTACHMENT AXS 2X Innovation ETF SCHEDULE OF INVESTMENTS As of December 31, 2022 (Unaudited) Value Other Assets in Excess of Liabilities — 100.0% $ 53,443,512 TOTAL NET ASSETS — 100.0% $ 53,443,512 SWAP CONTRACTS EQUITY SWAP CONTRACTS Counterparty Description Pay/Receive Equity on Reference Entity Financing Rate Pay/Receive Frequency Termination Date Notional Am |
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| February 21, 2023 |
AXS Brendan Wood TopGun Index ETF AXS Brendan Wood TopGun Index ETF SCHEDULE OF INVESTMENTS As of December 31, 2022 (Unaudited) Number of Shares Value COMMON STOCKS — 99. |
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| February 21, 2023 |
AXS 1.25X NVDA Bear Daily ETF SCHEDULE OF INVESTMENTS As of December 31, 2022 (Unaudited) Value Other Assets in Excess of Liabilities — 100.0% $ 9,673,275 TOTAL NET ASSETS — 100.0% $ 9,673,275 SWAP CONTRACTS EQUITY SWAP CONTRACTS Counterparty Description Pay/Receive Equity on Reference Entity Financing Rate Pay/Receive Frequency Termination Date Notional Amount Premium Paid (Received) Unrealized A |
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| February 21, 2023 |
AXS Short De-SPAC Daily ETF SCHEDULE OF INVESTMENTS As of December 31, 2022 (Unaudited) Value Other Assets in Excess of Liabilities — 100. |
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| February 21, 2023 |
AXS Short China Internet ETF SCHEDULE OF INVESTMENTS As of December 31, 2022 (Unaudited) Value Other Assets in Excess of Liabilities — 100. |
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| February 21, 2023 |
NPORT-EX 2 fp0082304-1nportex.htm PART F ATTACHMENT AXS 2X PFE Bear Daily ETF SCHEDULE OF INVESTMENTS As of December 31, 2022 (Unaudited) Value Other Assets in Excess of Liabilities — 100.0% $ 862,271 TOTAL NET ASSETS — 100.0% $ 862,271 SWAP CONTRACTS EQUITY SWAP CONTRACTS Counterparty Description Pay/Receive Equity on Reference Entity Financing Rate Pay/Receive Frequency Termination Date Notional |
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| February 21, 2023 |
AXS FOMO ETF SCHEDULE OF INVESTMENTS As of December 31, 2022 (Unaudited) Number of Shares Value COMMON STOCKS — 40. |
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| February 21, 2023 |
AXS 1.5X PYPL Bull Daily ETF SCHEDULE OF INVESTMENTS As of December 31, 2022 (Unaudited) Value Other Assets in Excess of Liabilities — 100.0% $ 869,539 TOTAL NET ASSETS — 100.0% $ 869,539 SWAP CONTRACTS EQUITY SWAP CONTRACTS Counterparty Description Pay/Receive Equity on Reference Entity Financing Rate Pay/Receive Frequency Termination Date Notional Amount Premium Paid (Received) Unrealized Apprec |
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| February 21, 2023 |
AXS Short Innovation Daily ETF AXS Short Innovation Daily ETF SCHEDULE OF INVESTMENTS As of December 31, 2022 (Unaudited) Value Other Assets in Excess of Liabilities — 100. |
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| February 16, 2023 |
INVESTMENT MANAGERS SERIES TRUST II 235 W. Galena Street Milwaukee, Wisconsin 53212 INVESTMENT MANAGERS SERIES TRUST II 235 W. Galena Street Milwaukee, Wisconsin 53212 VIA EDGAR February 16, 2023 U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Attention: Division of Investment Management Re: Investment Managers Series Trust II (the “Registrant” or “Trust”) on behalf of the AXS Dynamic Opportunity Fund and AXS Tactical Income Fund Ladies and Gentlemen |
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| February 10, 2023 |
SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: x Preliminary Proxy Statement ¨ Confidential, for use of the Commission only (as permitted by Rule 14a-6(e)(2)) ¨ Definitive Proxy Statement ¨ Definitive Additional Materials ¨ Soliciting Material Pursuant to §240. |
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| February 10, 2023 |
INVESTMENT MANAGERS SERIES TRUST II 235 West Galena Street Milwaukee, Wisconsin 53212 INVESTMENT MANAGERS SERIES TRUST II 235 West Galena Street Milwaukee, Wisconsin 53212 February 10, 2023 Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Attention: Division of Investment Management Re: Investment Managers Series Trust II (the “Registrant”) (File Nos. |
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| February 8, 2023 |
Amended and Restated Distribution (Rule 12b-1) Plan – INVESTMENT MANAGERS SERIES TRUST II AMENDED AND RESTATED DISTRIBUTION PLAN This Amended and Restated Distribution Plan (the “Plan”) is adopted in accordance with Rule 12b–1 (the “Rule”) under the Investment Company Act of 1940, as amended (the “1940 Act”), by Investment Managers Series Trust II, a Delaware statutory trust (the “Trust”), with respect to the series (each a “Fund” and collectively the “Funds”) and classes (each a “Class”) identified on Schedule A attached hereto and incorporated herein. |
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| February 8, 2023 |
Amended and Restated Operating Expenses Limitation Agreement – INVESTMENT MANAGERS SERIES TRUST II EIGHT AMENDED AND RESTATED OPERATING EXPENSES LIMITATION AGREEMENT THIS EIGHTH AMENDED AND RESTATED OPERATING EXPENSES LIMITATION AGREEMENT (the “Agreement”), dated as of by and between INVESTMENT MANAGERS SERIES TRUST II, a Delaware statutory trust (the “Trust”), on behalf of its series listed in Appendix A, as amended from time to time (each a “Fund”), and the investment advisor of the Funds, AXS Investments LLC (the “Advisor”). |
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| February 8, 2023 |
Opinion and Consent of Counsel – February 8, 2023 Investment Managers Series Trust II 235 West Galena Street Milwaukee, Wisconsin 53212 Ladies and Gentlemen: We have acted as counsel to Investment Managers Series Trust II, a Delaware statutory trust (the “Trust”), on behalf of the AXS Dynamic Opportunity Fund and the AXS Tactical Income Fund (each, an “Acquiring Fund” and together, the “Acquiring Funds”), each a newly created separate series of the Trust, in connection with the Trust’s registration statement on Form N-14 pursuant to the Securities Act of 1933, as amended (the “Securities Act”), to be filed with the U. |
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| February 8, 2023 | ||
| February 8, 2023 |
INVESTMENT MANAGERS SERIES TRUST II MULTIPLE CLASS PLAN PURSUANT TO RULE 18F-3 Investment Managers Series Trust II (the "Trust") on behalf of its series listed on Schedule A, as amended from time to time, (each a “Fund”) hereby adopts this plan pursuant to Rule 18f-3 under the Investment Company Act of 1940, as amended (the "1940 Act"), which sets forth the separate distribution arrangements and expense allocations of each class of shares of each Fund. |
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| February 8, 2023 |
Amended and Restated Investment Advisory Agreement – TENTH AMENDED AND RESTATED INVESTMENT ADVISORY AGREEMENT BETWEEN INVESTMENT MANAGERS SERIES TRUST II AND AXS Investments LLC THIS TENTH AMENDED AND RESTATED INVESTMENT ADVISORY AGREEMENT (the “Agreement”), dated as of , to the Investment Advisory Agreement dated October 18, 2019, as amended May 1, 2020, October 16, 2020, November 23, 2020, December 31, 2020, January 22, 2021, March 5, 2021, May 13, 2022, July 23, 2022, and September 14, 2022 (the “Prior Agreement”), is entered into by and between Investment Managers Series Trust II, a Delaware statutory trust (the “Trust”), on behalf of its series listed in Appendix A, as amended from time to time (each a “Fund”), and AXS Investments LLC, a limited liability company (the “Advisor”). |
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| February 8, 2023 |
FORM OPINION [ ], 2023 Northern Lights Fund Trust III 225 Pictoria Drive, Suite 450 Cincinnati, Ohio 45246 Investment Managers Series Trust II 235 West Galena Street Milwaukee, Wisconsin 53212 Ladies and Gentlemen: This opinion is furnished to you pursuant to paragraph 8. |
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| February 8, 2023 |
Filed with the Securities and Exchange Commission on February 8, 2023 Filed with the Securities and Exchange Commission on February 8, 2023 1933 Act Registration File No. |
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| February 8, 2023 |
Consent of Tait, Weller & Baker LLP – filed herewith. CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the references to our Firm in the Registration Statement on Form N-14 of Investment Managers Series Trust II regarding the Prospectus and Statement of Additional Information of AXS Dynamic Opportunity Fund and AXS Tactical Income Fund, each a series of Investment Manager Series Trust II. |
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| February 8, 2023 |
Powers of Attorney – filed herewith. POWER OF ATTORNEY FOR SECURITIES AND EXCHANGE COMMISSION AND RELATED FILINGS Each of the undersigned Trustees of Investment Managers Series Trust II (the “Trust”) hereby appoints Joy Ausili, Rita Dam and Diane Drake (with full power to each of them to act alone) as his or her attorney-in-fact and agent, in all capacities, to execute and file a Registration Statement of the Trust on Form N-14 under |
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| February 8, 2023 |
Consent of BBD, LLP – filed herewith. CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the references to our firm in the Registration Statement on Form N-14 of the Investment Managers Series Trust II and to the use of our report dated March 1, 2022 on the financial statements and financial highlights of ACM Dynamic Opportunity Fund and ACM Tactical Income Fund, each a series of shares of beneficial interest in Northern Lights Fund Trust III. |
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| February 6, 2023 |
Filed with the Securities and Exchange Commission on February 6, 2023 1933 Act Registration File No. |
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| February 6, 2023 |
Opinion as to Tax Matters and Consent – AXS Cannabis ETF January 20, 2023 Spinnaker ETF Series 116 South Franklin Street Rocky Mount, North Carolina 27804 Investment Managers Series Trust II 235 West Galena Street Milwaukee, Wisconsin 53212 Ladies and Gentlemen: This opinion is furnished to you pursuant to paragraph 8. |
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| February 6, 2023 |
AMENDMENT 3 This amendment (the “Amendment”) between the parties signing below (the “Parties”) amends the Existing Agreement as of January 20, 2023 (the “Effective Date”): Term Means “Existing Agreement” The Distribution Services, Advertising and Sales Material Review, and Licensing of Registered Representatives Letter Agreement between ALPS and the Client dated October 31, 2022, as amended “ALPS” ALPS Distributors, Inc. |
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| January 26, 2023 |
Opinion as to Tax Matters and Consent – AXS Esoterica NextG Economy ETF Morgan Lewis December 16, 2022 Esoterica Thematic Trust 675 W. 59th Street, Suite 903 New York, New York, 10069 Investment Managers Series Trust II 235 West Galena Street Milwaukee, Wisconsin 53212 Ladies and Gentlemen: This opinion is furnished to you pursuant to paragraph 8.5 of the Agreement and Plan of Reorganization (the "Agreement"), dated as of December 13, 2022, by and among Esoterica Them |
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| January 26, 2023 |
Filed with the Securities and Exchange Commission on January 26, 2023 1933 Act Registration File No. |
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| January 20, 2023 |
AXS Income Opportunities Fund SCHEDULE OF INVESTMENTS As of November 30, 2022 (Unaudited) Number of Shares Value COMMON STOCKS — 33. |
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| January 20, 2023 |
INVESTMENT MANAGERS SERIES TRUST II 235 W. Galena Street Milwaukee, Wisconsin 53212 INVESTMENT MANAGERS SERIES TRUST II 235 W. Galena Street Milwaukee, Wisconsin 53212 VIA EDGAR January 20, 2023 U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Attention: Division of Investment Management Re: Investment Managers Series Trust II (the “Registrant”) (File Nos. 333-191476 and 811-022894) on behalf of the AXS Sustainable Income Fund Ladies and Gentlemen: Th |
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| December 29, 2022 |
AXS First Priority CLO Bond ETF NPORT-EX 2 axsfirstpriorityclobondetf.htm PART F ATTACHMENT AXS First Priority CLO Bond ETF SCHEDULE OF INVESTMENTS As of October 31, 2022 (Unaudited) Principal Amount Value COLLATERALIZED MORTGAGE OBLIGATIONS — 95.3% $350,000 AIMCO CLO Series 2017-AA, 5.293%, (3-Month USD Libor+105 basis points), 4/20/20341,2,3 $336,142 248,784 AMMC CLO 18 Ltd. Series 2016-18A, 4.110%, (3-Month USD Libor+110 basi |
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| December 28, 2022 |
INVESTMENT MANAGERS SERIES TRUST II 235 W. Galena Street Milwaukee, Wisconsin 53212 INVESTMENT MANAGERS SERIES TRUST II 235 W. Galena Street Milwaukee, Wisconsin 53212 VIA EDGAR December 28, 2022 Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Attention: Division of Investment Management Re: Investment Managers Series Trust II (File No. 333-191476 and 811-22894) (the “Registrant”) on behalf of the AXS Real Estate Income ETF Ladies and Gentlemen: This lett |
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| December 27, 2022 |
NPORT-EX 2 axschangefinance103122.htm PART F AXS Change Finance ESG ETF SCHEDULE OF INVESTMENTS As of October 31, 2022 (Unaudited) Number of Shares Value COMMON STOCKS — 98.0% APPAREL — 2.5% 2,824 Deckers Outdoor Corp.* $988,202 9,138 NIKE, Inc. - Class B 846,910 23,736 VF Corp. 670,542 2,505,654 BANKS — 0.9% 21,656 Bank of New York Mellon Corp. 911,934 BUILDING MATERIALS — 1.0% 23,849 Carrier Glo |
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| December 12, 2022 |
INVESTMENT MANAGERS SERIES TRUST II 235 West Galena Street Milwaukee, Wisconsin 53212 INVESTMENT MANAGERS SERIES TRUST II 235 West Galena Street Milwaukee, Wisconsin 53212 December 12, 2022 Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Attention: Division of Investment Management Re: Investment Managers Series Trust II (the “Registrant”) File No. |
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| December 7, 2022 |
INVESTMENT MANAGERS SERIES TRUST II 235 W. Galena Street Milwaukee, Wisconsin 53212 INVESTMENT MANAGERS SERIES TRUST II 235 W. Galena Street Milwaukee, Wisconsin 53212 VIA EDGAR December 7, 2022 U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Attention: Division of Investment Management Re: Investment Managers Series Trust II (the “Registrant”) on behalf of the AXS Esoterica NextG Economy ETF Ladies and Gentlemen: This letter summarizes the comments |
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| December 5, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 INVESTMENT MANAGERS SERIES TRUST II (Exact name of registrant as specified in its charter) Delaware 84-3314698 (State or other jurisdiction of incorporation or organization) (I.R.S. Employer Identi |
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| November 29, 2022 |
Abraham Fortress Fund CONSOLIDATED SCHEDULE OF INVESTMENTS As of September 30, 2022 (Unaudited) Number of Shares Value COMMON STOCKS — 28. |
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| November 28, 2022 |
INVESTMENT MANAGERS SERIES TRUST II 235 West Galena Street Milwaukee, Wisconsin 53212 INVESTMENT MANAGERS SERIES TRUST II 235 West Galena Street Milwaukee, Wisconsin 53212 November 28, 2022 Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Attention: Division of Investment Management Re: Investment Managers Series Trust II (the “Registrant”) File No. |
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| November 23, 2022 |
INVESTMENT MANAGERS SERIES TRUST II 235 W. Galena Street Milwaukee, Wisconsin 53212 INVESTMENT MANAGERS SERIES TRUST II 235 W. Galena Street Milwaukee, Wisconsin 53212 VIA EDGAR November 23, 2022 VIA EDGAR Securities and Exchange Commission 100 F Street N.E. Division of Investment Management Washington, D.C. 20549 Re: Investment Managers Series Trust II File No. 333-191476 and 811-22894 (the ?Registrant?) on behalf of the AXS Short Bitcoin Strategy ETF Ladies and Gentlemen: Pursu |
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| November 23, 2022 |
INVESTMENT MANAGERS SERIES TRUST II 235 W. Galena Street Milwaukee, Wisconsin 53212 INVESTMENT MANAGERS SERIES TRUST II 235 W. Galena Street Milwaukee, Wisconsin 53212 VIA EDGAR November 23, 2022 VIA EDGAR Securities and Exchange Commission 100 F Street N.E. Division of Investment Management Washington, D.C. 20549 Re: Investment Managers Series Trust II File No. 333-191476 and 811-22894 (the ?Registrant?) on behalf of the AXS Bitcoin Strategy ETF Ladies and Gentlemen: Pursuant to |
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| November 21, 2022 |
Kennedy Capital Small Cap Growth Fund NPORT-EX 2 kennedygrowsoi09302022.htm KCGROWTH 93022 PART F Kennedy Capital Small Cap Growth Fund SCHEDULE OF INVESTMENTS As of September 30, 2022 (Unaudited) Number of Shares Value COMMON STOCKS — 99.8% COMMUNICATION SERVICES — 1.8% 335 EverQuote, Inc.* $2,285 875 Magnite, Inc.* 5,749 8,034 CONSUMER DISCRETIONARY — 15.0% 58 Installed Building Products, Inc. 4,697 33 Lithia Motors, Inc. - Class A |
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| November 21, 2022 |
Kennedy Capital Small Cap Value Fund NPORT-EX 2 kcsmvalsoi09302022.htm KCVALUE 93022 PART F Kennedy Capital Small Cap Value Fund SCHEDULE OF INVESTMENTS As of September 30, 2022 (Unaudited) Number of Shares Value COMMON STOCKS — 97.9% COMMUNICATION SERVICES — 1.0% 86 Ziff Davis, Inc.* $5,889 CONSUMER DISCRETIONARY — 9.9% 475 American Eagle Outfitters, Inc. 4,622 64 America's Car-Mart, Inc.* 3,905 313 Bloomin' Brands, Inc. 5,737 34 Ca |
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| November 21, 2022 |
Kennedy Capital ESG SMID Cap Fund NPORT-EX 2 kcsmidsoi093022.htm KCSMID 93022 PART F Kennedy Capital ESG SMID Cap Fund SCHEDULE OF INVESTMENTS As of September 30, 2022 (Unaudited) Number of Shares Value COMMON STOCKS — 98.0% COMMUNICATION SERVICES — 0.3% 16,404 Magnite, Inc.* $107,774 CONSUMER DISCRETIONARY — 11.6% 10,429 American Eagle Outfitters, Inc. 101,474 5,012 Brunswick Corp. 328,035 4,519 Columbia Sportswear Co. 304,129 43 |
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| November 7, 2022 |
INVESTMENT MANAGERS SERIES TRUST II 235 W. Galena Street Milwaukee, Wisconsin 53212 CORRESP 1 filename1.htm INVESTMENT MANAGERS SERIES TRUST II 235 W. Galena Street Milwaukee, Wisconsin 53212 VIA EDGAR November 7, 2022 Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Attention: Division of Investment Management Re: Investment Managers Series Trust II (File Nos. 333-191476 and 811-22894) (the “Registrant”) on behalf of the First Trust Multi-Strategy Fund La |
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| October 31, 2022 |
INVESTMENT MANAGERS SERIES TRUST II 235 W. Galena Street Milwaukee, Wisconsin 53212 INVESTMENT MANAGERS SERIES TRUST II 235 W. Galena Street Milwaukee, Wisconsin 53212 VIA EDGAR October 31, 2022 U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Attention: Division of Investment Management Re: Investment Managers Series Trust II (the “Trust”) Registration Statement on Form N-14 (File No. 333-267660) Ladies and Gentlemen: This letter summarizes the comme |
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| October 25, 2022 |
SECOND AMENDED AND RESTATED INVESTMENT ADVISORY AGREEMENT BETWEEN INVESTMENT MANAGERS SERIES TRUST II AND axs investments, LLC THIS SECOND AMENDED AND RESTATED INVESTMENT ADVISORY AGREEMENT (the ?Agreement?), dated as of , 2022 to the Investment Advisory Agreement dated May 3, 2022 (the ?Prior Agreement?), as amended July 14, 2022, is entered into by and between Investment Managers Series Trust II, a Delaware statutory trust (the ?Trust?), on behalf of its series listed in Appendix A, as amended from time to time (each a ?Fund?), and AXS Investments, LLC, a Limited Liability Corporation (the ?Advisor?). |
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| October 25, 2022 |
Filed with the Securities and Exchange Commission on October 24, 2022 1933 Act Registration File No. |
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| October 25, 2022 |
ACR Multi-Strategy Quality Return (MQR) Fund ACR Multi-Strategy Quality Return (MQR) Fund SCHEDULE OF INVESTMENTS As of August 31, 2022 (Unaudited) Number of Shares Value COMMON STOCKS — 88. |
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| October 25, 2022 |
Opinion and consent of counsel – filed herewith. October 24, 2022 Investment Managers Series Trust II 235 West Galena Street Milwaukee, Wisconsin 53212 Ladies and Gentlemen: We have acted as counsel to Investment Managers Series Trust II, a Delaware statutory trust (the ?Trust?), on behalf of the AXS Esoterica NextG Economy ETF (the ?Acquiring Fund?), a newly created separate series of the Trust, in connection with the Trust?s registration statement on Form N-14 pursuant to the Securities Act of 1933, as amended (the ?Securities Act?), to be filed with the U. |
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| October 25, 2022 |
Form of opinion as to tax matters and consent – filed herewith. FORM OPINION ? [ ], 2022 Esoterica Thematic Trust 675 W. 59th Street, Suite 903 New York, New York, 10069 Investment Managers Series Trust II 235 West Galena Street Milwaukee, Wisconsin 53212 Ladies and Gentlemen: This opinion is furnished to you pursuant to paragraph 8.5 of the Agreement and Plan of Reorganization (the ?Agreement?), dated as of [ ], by and among Esoterica Thematic Trust, a Delawa |
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| October 25, 2022 |
FORM OF SUB-ADVISORY AGREEMENT BETWEEN AXS INVESTMENTS LLC AND ESOTERICA CAPITAL LLC THIS SUB-ADVISORY AGREEMENT (the ?Agreement?), dated as of , 2022, is entered into by and between AXS Investments LLC, a Delaware limited liability company with its principal office and place of business at 181 Westchester Avenue, Port Chester, New York 10573 (the ?Advisor?) and Esoterica Capital LLC, a [Delaware] limited liability company with its principal office and place of business at 675 West 59th St, Suite 903, New York, NY 10069 (the ?Sub-advisor?). |
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| October 25, 2022 |
Form of Agreement and Plan of Reorganization – filed herewith. FORM OF AGREEMENT AND PLAN OF REORGANIZATION THIS AGREEMENT AND PLAN OF REORGANIZATION (the ?Agreement?) is made as of this day of , 202, by and among Esoterica Thematic Trust (?Esoterica Trust?), a Delaware statutory trust, with its principal place of business at 675 W. |
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| October 25, 2022 |
Consent of Independent Registered Public Accounting Firm of Acquired Fund CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in this Registration Statement on Form N-14 of our report dated December 22, 2021, relating to the financial statements and financial highlights of Esoterica Thematic Trust comprising Esoterica NextG Economy ETF, for the year ended October 31, 2021, and to the references to our firm under the headings ?Independent Registered Public Accounting Firm? in Questions and Answers and ?Overview,? ?Service Providers,? ?Independent Registered Public Accounting Firm,? and ?Financial Highlights of the Acquired Fund? in the Combined Proxy Statement/Prospectus. |
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| October 25, 2022 |
Forms of Proxy Card – filed herewith. AXS INVESTMENTS 181 WESTCHESTER AVE, SUITE 402 PORT CHESTER, NY 10573 To vote by Internet 1) Read the Proxy Statement and have the proxy card below at hand. |
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| October 25, 2022 |
ACR International Quality Return (IQR) Fund ACR International Quality Return (IQR) Fund SCHEDULE OF INVESTMENTS As of August 31, 2022 (Unaudited) Number of Shares Value COMMON STOCKS — 96. |
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| October 25, 2022 |
Consent of Independent Registered Public Accounting Firm of Acquiring Fund CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the references to our Firm in the Post-Effective Amendment to the Registration Statement on Form N-14 of Investment Managers Series Trust II regarding the Prospectus and Statement of Additional Information of Esoterica NextG Economy ETF, a series of Investment Manager Series Trust II. |
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| October 25, 2022 |
ETF Distribution (Rule 12b-1) Plan – filed herewith. INVESTMENT MANAGERS SERIES TRUST II DISTRIBUTION PLAN FOR EXCHANGE-TRADED FUNDS This Distribution Plan (the ?Plan?) is adopted in accordance with Rule 12b?1 (the ?Rule?) under the Investment Company Act of 1940, as amended (the ?1940 Act?), by Investment Managers Series Trust, a Delaware statutory trust (the ?Trust?), with respect to the series (each a ?Fund? and collectively the ?Funds?) identified on Schedule A attached hereto and incorporated herein. |
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| October 25, 2022 |
INVESTMENT MANAGERS SERIES TRUST II SECOND AMENDED AND RESTATED OPERATING EXPENSES LIMITATION AGREEMENT THIS SECOND AMENDED AND RESTATED OPERATING EXPENSES LIMITATION AGREEMENT (the ?Agreement?), dated as of , 2022, by and between INVESTMENT MANAGERS SERIES TRUST II, a Delaware statutory trust (the ?Trust?), on behalf of its series listed in Appendix A, as amended from time to time (each a ?Fund?), and the investment advisor of the Funds, AXS Investments, LLC (the ?Advisor?). |
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| October 25, 2022 |
Power of Attorney – filed herewith. POWER OF ATTORNEY FOR SECURITIES AND EXCHANGE COMMISSION AND RELATED FILINGS Each of the undersigned Trustees of Investment Managers Series Trust II (the ?Trust?) hereby appoints Joy Ausili, Rita Dam and Diane Drake (with full power to each of them to act alone) as his or her attorney-in-fact and agent, in all capacities, to execute and file a Registration Statement of the Trust on Form N-14 under |
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| October 21, 2022 |
Filed with the Securities and Exchange Commission on October 21, 2022 1933 Act Registration File No. |
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| October 21, 2022 |
Opinion as to Tax Matters and Consent – AXS First Priority CLO Bond ETF EX-99.16 2 fp0080508-1ex991612a.htm October 14, 2022 Listed Funds Trust 615 E. Michigan Street Milwaukee, Wisconsin 53202 Investment Managers Series Trust II 235 West Galena Street Milwaukee, Wisconsin 53212 Ladies and Gentlemen: This opinion is furnished to you pursuant to paragraph 8.5 of the Agreement and Plan of Reorganization (the “Agreement”), dated as of October 4, 2022, by and among Listed |
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| October 7, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 INVESTMENT MANAGERS SERIES TRUST II (Exact name of registrant as specified in its charter) Delaware 92-0444108 (State or other jurisdiction of incorporation or organization) (I.R.S. Employer Identi |
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| September 30, 2022 |
INVESTMENT MANAGERS SERIES TRUST II 235 W. Galena Street Milwaukee, Wisconsin 53212 INVESTMENT MANAGERS SERIES TRUST II 235 W. Galena Street Milwaukee, Wisconsin 53212 VIA EDGAR September 30, 2022 U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Attention: Division of Investment Management Re: Investment Managers Series Trust II (the ?Registrant?) on behalf of the AXS Brendan Wood TopGun Index ETF Ladies and Gentlemen: This letter summarizes the comme |
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| September 29, 2022 |
Opinion and consent of counsel – filed herewith. September 29, 2022 Investment Managers Series Trust II 235 West Galena Street Milwaukee, Wisconsin 53212 Ladies and Gentlemen: We have acted as counsel to Investment Managers Series Trust II, a Delaware statutory trust (the ?Trust?), on behalf of the AXS All Terrain ETF (the ?Acquiring Fund?), a newly created separate series of the Trust, in connection with the Trust?s registration statement on Form N-14 pursuant to the Securities Act of 1933, as amended (the ?Securities Act?), to be filed with the U. |
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| September 29, 2022 |
Consent of Independent Registered Public Accounting Firm – file herewith. CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the references to our firm in the Registration Statement on Form N-14 of Investment Managers Series Trust II and to the use of our report dated November 29, 2021 on the financial statements and financial highlights of AXS All Terrain ETF (formerly, AXS All Terrain Opportunity Fund), a series of shares of Investment Managers Series Trust II. |
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| September 29, 2022 |
Power of Attorney – filed herewith. POWER OF ATTORNEY FOR SECURITIES AND EXCHANGE COMMISSION AND RELATED FILINGS Each of the undersigned Trustees of Investment Managers Series Trust II (the ?Trust?) hereby appoints Joy Ausili, Rita Dam and Diane Drake (with full power to each of them to act alone) as his or her attorney-in-fact and agent, in all capacities, to execute and file a Registration Statement of the Trust on Form N-14 under |
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| September 29, 2022 |
Form of Opinion as to tax matters and consent – filed herewith. [ ], 2022 Investment Managers Series Trust II 235 West Galena Street Milwaukee, Wisconsin 53212 Ladies and Gentlemen: This opinion is furnished to you pursuant to paragraph 8. |
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| September 29, 2022 |
Filed with the Securities and Exchange Commission on September 29, 2022 Filed with the Securities and Exchange Commission on September 29, 2022 1933 Act Registration File No. |
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| September 26, 2022 |
The Ambassador Fund SCHEDULE OF INVESTMENTS As of July 31, 2022 (Unaudited) Principal Amount Value CORPORATE BONDS — 44. |
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| September 20, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 INVESTMENT MANAGERS SERIES TRUST II (Exact name of registrant as specified in its charter) Delaware 84-4883092 (State or other jurisdiction of incorporation or organization) (I.R.S. Employer Identi |
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| September 16, 2022 |
Opinion as to tax matters and consent for FOMO ETF and AXS FOMO ETF – filed herewith. August 5, 2022 Collaborative Investment Series Trust 500 Damonte Ranch Parkway, Unit 700 Reno, Nevada 89521 Investment Managers Series Trust II 235 West Galena Street Milwaukee, Wisconsin 53212 Ladies and Gentlemen: This opinion is furnished to you pursuant to paragraph 8. |
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| September 16, 2022 |
Filed with the Securities and Exchange Commission on September 16, 2022 1933 Act Registration File No. |
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| September 16, 2022 |
Opinion as to tax matters and consent for The De-SPAC ETF and AXS De-SPAC ETF – filed herewith. August 5, 2022 Collaborative Investment Series Trust 500 Damonte Ranch Parkway, Unit 700 Reno, Nevada 89521 Investment Managers Series Trust II 235 West Galena Street Milwaukee, Wisconsin 53212 Ladies and Gentlemen: This opinion is furnished to you pursuant to paragraph 8. |
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| September 16, 2022 |
August 5, 2022 Collaborative Investment Series Trust 500 Damonte Ranch Parkway, Unit 700 Reno, Nevada 89521 Investment Managers Series Trust II 235 West Galena Street Milwaukee, Wisconsin 53212 Ladies and Gentlemen: This opinion is furnished to you pursuant to paragraph 8. |
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| September 16, 2022 |
EX-99.16.12.D 5 fp0079715ex991612d.htm August 5, 2022 Collaborative Investment Series Trust 500 Damonte Ranch Parkway, Unit 700 Reno, Nevada 89521 Investment Managers Series Trust II 235 West Galena Street Milwaukee, Wisconsin 53212 Ladies and Gentlemen: This opinion is furnished to you pursuant to paragraph 8.5 of the Agreement and Plan of Reorganization (the “Agreement”), dated as of August 1, 2 |
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| September 13, 2022 |
SCHEDULE 14C INFORMATION Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Check the appropriate box: [ ] Preliminary information statement. |
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| September 13, 2022 |
INVESTMENT MANAGERS SERIES TRUST II 235 West Galena Street Milwaukee, Wisconsin 53212 INVESTMENT MANAGERS SERIES TRUST II 235 West Galena Street Milwaukee, Wisconsin 53212 September 13, 2022 Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Attention: Division of Investment Management Re: Investment Managers Series Trust II (the "Registrant") File No. |
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| September 9, 2022 |
8-A12B 1 fp00796018a12b.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 INVESTMENT MANAGERS SERIES TRUST II (Exact name of registrant as specified in its charter) Delaware 47-1422364 (State or other jurisdiction of incorporation or organizat |
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| September 8, 2022 |
INVESTMENT MANAGERS SERIES TRUST II 235 W. Galena Street Milwaukee, Wisconsin 53212 CORRESP 1 filename1.htm INVESTMENT MANAGERS SERIES TRUST II 235 W. Galena Street Milwaukee, Wisconsin 53212 VIA EDGAR September 8, 2022 U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Attention: Division of Investment Management Re: Investment Managers Series Trust II (the “Registrant”) on behalf of the AXS Adaptive Plus Fund Ladies and Gentlemen: This letter summariz |
