PGTI SEC Filings - PGT Innovations, Inc.- Annual Report, Proxy Statement, Prospectus

Basic Stats

LEI	549300LRW9WM59C1S579
CIK	1354327

SEC Filings

All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis. These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to PGT Innovations, Inc.

SEC Filings (Chronological Order)

This page provides a complete, chronological list of SEC Filings, excluding ownership filings which we provide elsewhere.

April 8, 2024	15-12G	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number 001-37971 PGT Innovations, Inc. (Exact name of registrant as specified in it
March 28, 2024	EX-99.25	EX-99.25 NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The New York Stock Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on April 08, 2024, pursuant to the provisions of Rule 12d2-2 (a).
March 28, 2024	8-K	Changes in Control of Registrant, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Termination of a Material Definitive Agreement, Material Modification to Rights of Security Holders, Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing, Financial Statements and Exhibits, Completion of Acquisition or Disposition of Assets, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): March 28, 2024 PGT INNOVATIONS, INC. (Exact Name of Registrant as Specified in Its Charter) Delaware 001-37971 20-0634715 (State or Other Jurisdiction of Incorporation) (Commission Fi
March 28, 2024	EX-3.2	THIRD AMENDED AND RESTATED BY-LAWS OF PGT INNOVATIONS, INC. March 28, 2024. Table of Contents Exhibit 3.2 THIRD AMENDED AND RESTATED BY-LAWS OF PGT INNOVATIONS, INC. March 28, 2024. Table of Contents Page ARTICLE I OFFICES AND RECORDS 1 1.1 Corporate Offices 1 1.2 Registered Office and Resident Agent 1 1.3 Books, Accounts and Records, and Inspection Rights 1 ARTICLE II STOCKHOLDERS 1 2.1 Place of Meetings 1 2.2 Annual Meetings 1 2.3 Special Meetings 2 2.4 Action Without a Meeting 2 2.5 Not
March 28, 2024	S-8 POS	As filed with the Securities and Exchange Commission on March 28, 2024 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Post-Effective Amendment to Form S-8 Registration Statement No. 333-135616 Form S-8 Registration Statement As filed with the Securities and Exchange Commission on March 28, 2024 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.
March 28, 2024	S-8 POS	As filed with the Securities and Exchange Commission on March 28, 2024 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Post-Effective Amendment to Form S-8 Registration Statement No. 333-135616 Form S-8 Registration Statement As filed with the Securities and Exchange Commission on March 28, 2024 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.
March 28, 2024	EX-3.1	SECOND Amended and Restated Certificate of Incorporation of PGT Innovations, Inc. ARTICLE I Exhibit 3.1 SECOND Amended and Restated Certificate of Incorporation of PGT Innovations, Inc. ARTICLE I The name of the corporation (which is hereinafter referred to as the “Corporation”) is: PGT Innovations, Inc. Article II The address of the Corporation’s registered office in the State of Delaware is 1209 Orange Street, City of Wilmington, County of New Castle, 19801. The name of the Corporation
March 28, 2024	EX-99.1	MITER Brands Completes Acquisition of PGT Innovations, Inc. Exhibit 99.1 MITER Brands Completes Acquisition of PGT Innovations, Inc. VENICE, Fla, March 28, 2024 – PGT Innovations, Inc. (“PGTI” or the “Company”) (NYSE: PGTI) today announced that MIWD Holding Company LLC (“MITER Brands”) completed the acquisition of PGTI. The transaction was announced on January 17, 2024, and received approval of PGTI's stockholders on March 18, 2024. In accordance with the
March 28, 2024	S-8 POS	As filed with the Securities and Exchange Commission on March 28, 2024 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Post-Effective Amendment to Form S-8 Registration Statement No. 333-135616 Form S-8 Registration Statement As filed with the Securities and Exchange Commission on March 28, 2024 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.
March 28, 2024	S-8 POS	As filed with the Securities and Exchange Commission on March 28, 2024 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Post-Effective Amendment to Form S-8 Registration Statement No. 333-135616 Form S-8 Registration Statement As filed with the Securities and Exchange Commission on March 28, 2024 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.
March 18, 2024	EX-3.1	SECOND CERTIFICATE OF AMENDMENT OF THE AMENDED AND RESTATED CERTIFICATE OF INCORPORATION PGT INNOVATIONS, INC. Pursuant to Section 242 of the General Corporation Law of the State of Delaware * * * * * Exhibit 3.1 SECOND CERTIFICATE OF AMENDMENT OF THE AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF PGT INNOVATIONS, INC. Pursuant to Section 242 of the General Corporation Law of the State of Delaware * * * * * PGT Innovations, Inc., a Delaware corporation (hereinafter called the “Corporation”), does hereby certify as follows: 1. The present name of the Corporation is PGT Innovations, Inc. 2.
March 18, 2024	8-K	Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Financial Statements and Exhibits, Other Events, Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): March 18, 2024 PGT INNOVATIONS, INC. (Exact Name of Registrant as Specified in Its Charter) Delaware 001-37971 20-0634715 (State or Other Jurisdiction of Incorporation) (Commission Fi
March 18, 2024	EX-99.1	PGT Innovations, Inc. Stockholders Approve Proposed Merger with MITER Brands Exhibit 99.1 PGT Innovations, Inc. Stockholders Approve Proposed Merger with MITER Brands VENICE, Fla, March 18, 2024 – PGT Innovations, Inc. (“PGTI” or the “Company”) (NYSE: PGTI) today announced that its stockholders voted to approve the definitive merger agreement with MIWD Holding Company LLC (“MITER Brands”) and an amendment to the Amended and Restated Certificate of Incorporation of the Comp
February 23, 2024	8-K	Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 23, 2024 (February 22, 2024) PGT Innovations, Inc. (Exact name of registrant as specified in its charter) Delaware 001-37971 20-0634715 (State or other jurisdiction of incorp
February 23, 2024	EX-21.1	List of subsidiaries** Exhibit 21.1 PGT Innovations, Inc. Name State of Incorporation PGT Industries, Inc. (wholly-owned by PGT Innovations, Inc.) Florida Triple Diamond Glass, LLC (wholly-owned by PGT Innovations, Inc.) Delaware CRi Windows and Doors, LLC (wholly-owned by PGT Innovations, Inc.) Delaware CGI Windows and Doors Holdings, Inc. (wholly-owned by PGT Industries, Inc.) Delaware WinDoor, Incorporated (wholly-ow
February 23, 2024	10-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K f UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-37971 PGT Innovations, Inc. (
February 23, 2024	DEFA14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 23, 2024 (February 22, 2 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 23, 2024 (February 22, 2024) PGT Innovations, Inc. (Exact name of registrant as specified in its charter) Delaware 001-37971 20-0634715 (State or other jurisdiction of incorp
February 20, 2024	8-K	Current Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 20, 2024 PGT Innovations, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-37971 20-0634715 (State or Other Jurisdiction of Incorporation) (Commission
February 20, 2024	EX-99.1	PGTI Reports Fourth Quarter and Record Fiscal Year 2023 Results EXHIBIT 99.1 PGTI Reports Fourth Quarter and Record Fiscal Year 2023 Results VENICE, Fla., February 20, 2024 – PGT Innovations, Inc. (NYSE: PGTI), a national leader in premium windows and doors, including impact-resistant products, garage doors, and products designed to unify indoor/outdoor living spaces, today announced financial results for its fourth quarter ended December 30, 2023. Financial H
February 15, 2024	DEFA14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy State
February 14, 2024	DEFM14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a 6(e)(2)) ☒ Definitive Proxy State
February 13, 2024	SC 13G/A	PGTI / PGT Innovations, Inc. / COOKE & BIELER LP - NONE Passive Investment SC 13G/A 1 doc1.htm NONE UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 04)* PGT Innovations, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 69336V101 (CUSIP Number) Calendar Year 2023 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the ru
February 13, 2024	SC 13G/A	PGTI / PGT Innovations, Inc. / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SC 13G/A 1 tv01693-pgtinnovationsinc.htm SCHEDULE 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 6)* Name of issuer: PGT Innovations Inc Title of Class of Securities: Common Stock CUSIP Number: 69336V101 Date of Event Which Requires Filing of this Statement: December 29, 2023 Check the appropriate box to design
February 2, 2024	EX-FILING FEES	CALCULATION OF FILING FEE TABLES Schedule 14A (Form Type) PGT Innovations, Inc. (Exact Name of Registrant as Specified in its Charter) Table 1: Transaction Valuation Proposed Maximum Aggregate Value of Transaction Fee rate Amount of Filing Fee Fees t EX-FILING FEES Exhibit 107 CALCULATION OF FILING FEE TABLES Schedule 14A (Form Type) PGT Innovations, Inc.
February 2, 2024	PREM14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a 6(e)(2)) ☐ Definitive Proxy State
February 2, 2024	DEFA14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Definitive Proxy State
January 18, 2024	DEFA14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant x Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy State
January 18, 2024	DEFA14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy State
January 17, 2024	EX-99.1	MITER Brands to Acquire PGT Innovations for $42.00 Per Share in Cash Represents 60% Premium to PGTI’s Unaffected Share Price MITER’s $42.00 Per Share All-Cash Proposal Declared a “Superior Proposal” by PGT Innovations’ Board Exhibit 99.1 MITER Brands to Acquire PGT Innovations for $42.00 Per Share in Cash Represents 60% Premium to PGTI’s Unaffected Share Price MITER’s $42.00 Per Share All-Cash Proposal Declared a “Superior Proposal” by PGT Innovations’ Board Harrisburg, Pa. and Venice, Fl. – January 17, 2024 – MITER Brands™ (“MITER”), a nationwide manufacturer of precision-built windows and doors, and PGT Innovations
January 17, 2024	EX-2.1	Agreement and Plan of Merger, dated as of January 16, 2024, by and among PGT Innovations, Inc., MIWD Holding Company LLC and RMR MergeCo, Inc. Exhibit 2.1 EXECUTION VERSION AGREEMENT AND PLAN OF MERGER dated as of January 16, 2024 among PGT INNOVATIONS, INC., MIWD HOLDING COMPANY LLC and RMR MERGECO, INC. TABLE OF CONTENTS Page ARTICLE 1 Definitions 1 Section 1.01 Definitions 1 Section 1.02 Other Definitional and Interpretative Provisions 13 ARTICLE 2 The Merger 15 Section 2.01 The Merger. 15 Section 2.02 Conversion of Shares. 16 Section
January 17, 2024	EX-2.1	Agreement and Plan of Merger, dated as of January 16, 2024, by and among PGT Innovations, Inc., MIWD Holding Company LLC and RMR MergeCo, Inc. Exhibit 2.1 EXECUTION VERSION AGREEMENT AND PLAN OF MERGER dated as of January 16, 2024 among PGT INNOVATIONS, INC., MIWD HOLDING COMPANY LLC and RMR MERGECO, INC. TABLE OF CONTENTS Page ARTICLE 1 Definitions 1 Section 1.01 Definitions 1 Section 1.02 Other Definitional and Interpretative Provisions 13 ARTICLE 2 The Merger 15 Section 2.01 The Merger. 15 Section 2.02 Conversion of Shares. 16 Section
January 17, 2024	DEFA14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Definitive Proxy State
January 17, 2024	DEFA14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Definitive Proxy State
January 17, 2024	DEFA14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Definitive Proxy State
January 17, 2024	8-K	Regulation FD Disclosure, Entry into a Material Definitive Agreement, Termination of a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 17, 2024 (January 16, 2024) PGT Innovations, Inc. (Exact name of registrant as specified in its charter) Delaware 001-37971 20-0634715 (State or other jurisdiction of incorpor
January 17, 2024	DEFA14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 17, 2024 (January 16, 202 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 17, 2024 (January 16, 2024) PGT Innovations, Inc. (Exact name of registrant as specified in its charter) Delaware 001-37971 20-0634715 (State or other jurisdiction of incorpor
January 17, 2024	EX-99.1	Joint Press Release of PGTI and MIWD, dated January 17, 2024 Exhibit 99.1 MITER Brands to Acquire PGT Innovations for $42.00 Per Share in Cash Represents 60% Premium to PGTI’s Unaffected Share Price MITER’s $42.00 Per Share All-Cash Proposal Declared a “Superior Proposal” by PGT Innovations’ Board Harrisburg, Pa. and Venice, Fl. – January 17, 2024 – MITER Brands™ (“MITER”), a nationwide manufacturer of precision-built windows and doors, and PGT Innovations
January 10, 2024	SC 13G/A	PGTI / PGT Innovations, Inc. / WELLINGTON MANAGEMENT GROUP LLP - SEC SCHEDULE 13G Passive Investment SC 13G/A 1 SEC13GFiling.htm SEC SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 5 )* PGT Innovations, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 69336V101 (CUSIP Number) December 29, 2023 (Date of Event Which Requires Filing of this Statement) Check the appropriate box
January 8, 2024	EX-99.1	PGT Innovations Board of Directors Determines that Miter’s Unsolicited Proposal Would Reasonably Be Expected to Lead to a Superior Proposal Exhibit 99.1 PGT Innovations Board of Directors Determines that Miter’s Unsolicited Proposal Would Reasonably Be Expected to Lead to a Superior Proposal January 08, 2024 07:30 AM Eastern Standard Time VENICE, Fla.-(BUSINESS WIRE)-PGT Innovations, Inc. (NYSE: PGTI) (“PGTI” or the “Company”), a national leader in premium windows and doors, today announced that its Board of Directors has unanimously
January 8, 2024	425	Filed by PGT Innovations, Inc. Filed by PGT Innovations, Inc. (Commission File No.: 001-37971) Pursuant to Rule 425 of the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: Masonite International Corporation (Commission File No.: 001-11796) The following script was used by PGTI Innovations, Inc. ("PGT Innovations") for communications with its stockholders
January 8, 2024	EX-99.1	PGT Innovations Board of Directors Determines that Miter’s Unsolicited Proposal Would Reasonably Be Expected to Lead to a Superior Proposal Exhibit 99.1 PGT Innovations Board of Directors Determines that Miter’s Unsolicited Proposal Would Reasonably Be Expected to Lead to a Superior Proposal January 08, 2024 07:30 AM Eastern Standard Time VENICE, Fla.-(BUSINESS WIRE)-PGT Innovations, Inc. (NYSE: PGTI) (“PGTI” or the “Company”), a national leader in premium windows and doors, today announced that its Board of Directors has unanimously
January 8, 2024	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 8, 2024 PGT Innovations, UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 8, 2024 PGT Innovations, Inc. (Exact name of registrant as specified in its charter) Delaware 001-37971 20-0634715 (State or other jurisdiction of incorporation) (Commission F
January 8, 2024	425	Copyright © 2024 PGT Innovations, All rights reserved. You are receiving this message because you are a team member of PGT Innovations. If you would like to be removed from this list, please click the Unsubscribe link. Our mailing address is: PGT Inn Filed by PGT Innovations, Inc. (Commission File No.: 001-37971) Pursuant to Rule 425 of the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: Masonite International Corporation (Commission File No.: 001-11796) The following communication was sent to PGT Innovations, Inc. (“PGT Innovations”) employees on January 8, 2024, in co
January 8, 2024	425	Masonite Reiterates the Compelling Value of its Agreement to Acquire PGT Innovations Filed by Masonite International Corporation Pursuant to Rule 425 under the Securities Act of 1933 and deemed to be filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: PGT Innovations, Inc.
January 8, 2024	425	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 8, 2024 PGT Innovations, UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 8, 2024 PGT Innovations, Inc. (Exact name of registrant as specified in its charter) Delaware 001-37971 20-0634715 (State or other jurisdiction of incorporation) (Commission F
January 3, 2024	425	Filed by Masonite International Corporation Filed by Masonite International Corporation Pursuant to Rule 425 under the Securities Act of 1933 and deemed to be filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: PGT Innovations, Inc.
January 3, 2024	425	Filed by PGT Innovations, Inc. Filed by PGT Innovations, Inc. (Commission File No.: 001-37971) Pursuant to Rule 425 of the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: Masonite International Corporation (Commission File No.: 001-11796) The following communication was sent to PGT Innovations, Inc. (“PGTI”) employees on January 3, 2024, in connection wi
January 2, 2024	425	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 2, 2024 PGT Innovations, UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 2, 2024 PGT Innovations, Inc. (Exact name of registrant as specified in its charter) Delaware 001-37971 20-0634715 (State or other jurisdiction of incorporation) (Commission F
January 2, 2024	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 2, 2024 PGT Innovations, Inc. (Exact name of registrant as specified in its charter) Delaware 001-37971 020-0634715 (State or other jurisdiction of incorporation) (Commission
January 2, 2024	EX-99.1	PGT Innovations, Inc. Receives Unsolicited Proposal from Miter Brands Exhibit 99.1 PGT Innovations, Inc. Receives Unsolicited Proposal from Miter Brands VENICE, Fla. January 2, 2024 – PGT Innovations, Inc. (NYSE: PGTI) (“PGT Innovations” or the “Company”), a national leader in premium windows and doors, today said it has received an unsolicited proposal from Miter Brands to acquire all outstanding shares of PGT Innovations’ common stock for $41.50 per share in cash.
January 2, 2024	425	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 2, 2024 PGT Innovations, UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 2, 2024 PGT Innovations, Inc. (Exact name of registrant as specified in its charter) Delaware 001-37971 020-0634715 (State or other jurisdiction of incorporation) (Commission
January 2, 2024	8-K	Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 2, 2024 PGT Innovations, Inc. (Exact name of registrant as specified in its charter) Delaware 001-37971 20-0634715 (State or other jurisdiction of incorporation) (Commission F
January 2, 2024	EX-99.1	PGT Innovations, Inc. Receives Unsolicited Proposal from Miter Brands Exhibit 99.1 PGT Innovations, Inc. Receives Unsolicited Proposal from Miter Brands VENICE, Fla. January 2, 2024 – PGT Innovations, Inc. (NYSE: PGTI) (“PGT Innovations” or the “Company”), a national leader in premium windows and doors, today said it has received an unsolicited proposal from Miter Brands to acquire all outstanding shares of PGT Innovations’ common stock for $41.50 per share in cash.
December 21, 2023	425	Execs Answer Key Questions About the Masonite/PGTI Deal Filed by Masonite International Corporation Pursuant to Rule 425 under the Securities Act of 1933 and deemed to be filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: PGT Innovations, Inc.
December 19, 2023	425	Filed by PGT Innovations, Inc. Filed by PGT Innovations, Inc. (Commission File No.: 001-37971) Pursuant to Rule 425 of the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: Masonite International Corporation (Commission File No.: 001-11796) The following communication was sent via text message to certain PGT Innovations, Inc. (“PGTI”) employees on December
December 19, 2023	425	Filed by PGT Innovations, Inc. Filed by PGT Innovations, Inc. (Commission File No.: 001-37971) Pursuant to Rule 425 of the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: Masonite International Corporation (Commission File No.: 001-11796) The following communication was sent via text message to certain PGT Innovations, Inc. (“PGTI”) employees on December
December 19, 2023	425	Filed by PGT Innovations, Inc. Filed by PGT Innovations, Inc. (Commission File No.: 001-37971) Pursuant to Rule 425 of the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: Masonite International Corporation (Commission File No.: 001-11796) The following communication was posted on the PGT Innovations, Inc. (“PGTI”) website on December 19, 2023, in connect
December 19, 2023	425	Filed by PGT Innovations, Inc. Filed by PGT Innovations, Inc. (Commission File No.: 001-37971) Pursuant to Rule 425 of the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: Masonite International Corporation (Commission File No.: 001-11796) The following communication was posted on Facebook by PGT Innovations, Inc. (“PGTI”) on December 19, 2023, in connect
December 19, 2023	425	Filed by PGT Innovations, Inc. Filed by PGT Innovations, Inc. (Commission File No.: 001-37971) Pursuant to Rule 425 of the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: Masonite International Corporation (Commission File No.: 001-11796) The following communication was posted on Instagram by PGT Innovations, Inc. (“PGTI”) on December 19, 2023, in connec
December 19, 2023	425	Filed by PGT Innovations, Inc. Filed by PGT Innovations, Inc. (Commission File No.: 001-37971) Pursuant to Rule 425 of the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: Masonite International Corporation (Commission File No.: 001-11796) The following communication was posted on LinkedIn by PGT Innovations, Inc. (“PGTI”) on December 19, 2023, in connect
December 18, 2023	425	Filed by Masonite International Corporation Filed by Masonite International Corporation Pursuant to Rule 425 under the Securities Act of 1933 and deemed to be filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: PGT Innovations, Inc.
December 18, 2023	EX-99.1	Masonite Announces Transformative Acquisition of PGT Innovations, Creating a Leading Door and Window Solutions Company with Over $4 Billion In Combined Revenue Substantially increases scale and growth opportunities by combining complementary door and Exhibit 99.1 Masonite Announces Transformative Acquisition of PGT Innovations, Creating a Leading Door and Window Solutions Company with Over $4 Billion In Combined Revenue Substantially increases scale and growth opportunities by combining complementary door and window solutions to meet homeowner needs at every opening in the home Enhances product, geographic and end-market mix with meaningful op
December 18, 2023	EX-2.1	Agreement and Plan of Merger, dated as of December 17, 2023, by and among PGT Innovations, Inc., Masonite International Corporation and Peach Acquisition, Inc. Exhibit 2.1 AGREEMENT AND PLAN OF MERGER dated as of December 17, 2023 among PGT INNOVATIONS, INC., MASONITE INTERNATIONAL CORPORATION and PEACH ACQUISITION, INC. TABLE OF CONTENTS Page Article 1 Definitions Section 1.01. Definitions 1 Section 1.02. Other Definitional and Interpretative Provisions 14 Article 2 The Merger Section 2.01. The Merger 16 Section 2.02. Conversion of Shares 16 Section 2.0
December 18, 2023	425	Filed by PGT Innovations, Inc. Filed by PGT Innovations, Inc. (Commission File No.: 001-37971) Pursuant to Rule 425 of the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: Masonite International Corporation (Commission File No.: 001-11796) The following communication was sent via email to all PGT Innovations, Inc. (“PGTI”) employees on behalf of Jeff Jack
December 18, 2023	8-K	Regulation FD Disclosure, Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 18, 2023 (December 17, 2023) PGT Innovations, Inc. (Exact name of registrant as specified in its charter) Delaware 001-37971 020-0634715 (State or other jurisdiction of incor
December 18, 2023	EX-99.2	+ Creating a Best - in - Class Leader in Door and Window Solutions December 2023 Exhibit 99.2 + Creating a Best - in - Class Leader in Door and Window Solutions December 2023 Cautionary Statement Regarding Forward - Looking Statements This communication contains certain statements that are “forward - looking” statements within the meaning of Section 27 A of the 1933 Act and Section 21 E of the Securities Exchange Act of 1934 . You can identify these statements and other forwar
December 18, 2023	425	Filed by Masonite International Corporation Filed by Masonite International Corporation Pursuant to Rule 425 under the Securities Act of 1933 and deemed to be filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: PGT Innovations, Inc.
December 18, 2023	425	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 18, 2023 (December 17, 2 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 18, 2023 (December 17, 2023) PGT Innovations, Inc. (Exact name of registrant as specified in its charter) Delaware 001-37971 020-0634715 (State or other jurisdiction of incor
December 18, 2023	EX-2.1	Agreement and Plan of Merger, dated as of December 17, 2023, by and among PGT Innovations, Inc., Masonite International Corporation and Peach Acquisition, Inc. Exhibit 2.1 AGREEMENT AND PLAN OF MERGER dated as of December 17, 2023 among PGT INNOVATIONS, INC., MASONITE INTERNATIONAL CORPORATION and PEACH ACQUISITION, INC. TABLE OF CONTENTS Page Article 1 Definitions Section 1.01. Definitions 1 Section 1.02. Other Definitional and Interpretative Provisions 14 Article 2 The Merger Section 2.01. The Merger 16 Section 2.02. Conversion of Shares 16 Section 2.0
December 18, 2023	425	Filed by PGT Innovations, Inc. Filed by PGT Innovations, Inc. (Commission File No.: 001-37971) Pursuant to Rule 425 of the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: Masonite International Corporation (Commission File No.: 001-11796) The following communication was sent via email to PGT Innovations, Inc. (“PGTI”) customers on December 18, 2023, in c
December 18, 2023	EX-99.2	+ Creating a Best - in - Class Leader in Door and Window Solutions December 2023 Exhibit 99.2 + Creating a Best - in - Class Leader in Door and Window Solutions December 2023 Cautionary Statement Regarding Forward - Looking Statements This communication contains certain statements that are “forward - looking” statements within the meaning of Section 27 A of the 1933 Act and Section 21 E of the Securities Exchange Act of 1934 . You can identify these statements and other forwar
December 18, 2023	EX-99.1	Masonite Announces Transformative Acquisition of PGT Innovations, Creating a Leading Door and Window Solutions Company with Over $4 Billion In Combined Revenue Substantially increases scale and growth opportunities by combining complementary door and Exhibit 99.1 Masonite Announces Transformative Acquisition of PGT Innovations, Creating a Leading Door and Window Solutions Company with Over $4 Billion In Combined Revenue Substantially increases scale and growth opportunities by combining complementary door and window solutions to meet homeowner needs at every opening in the home Enhances product, geographic and end-market mix with meaningful op
December 18, 2023	425	Filed by PGT Innovations, Inc. Filed by PGT Innovations, Inc. (Commission File No.: 001-37971) Pursuant to Rule 425 of the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: Masonite International Corporation (Commission File No.: 001-11796) The following communication was sent via email to PGT Innovations, Inc. (“PGTI”) business partners and suppliers on D
November 6, 2023	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 31, 2023 PGT Innovations, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-37971 20-0634715 (State or Other Jurisdiction of Incorporation) (Commission
November 2, 2023	EX-10.1	Employment Agreement between PGT Innovations, Inc. and Craig Henderson, dated August 2, 2023 EXHIBIT 10.1 EMPLOYMENT AGREEMENT THIS EMPLOYMENT AGREEMENT (this “Agreement”) is made and entered into effective as of August , 2023 (the “Effective Date”), by and between PGT Innovations, Inc., a Delaware corporation (the “Company,” or the “Employer”), and Craig Henderson, an individual and resident of the State of Florida (the “Employee”). RECITALS: A. Employer desires to continue to employ Emp
November 2, 2023	8-K	Current Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 2, 2023 PGT Innovations, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-37971 20-0634715 (State or Other Jurisdiction of Incorporation) (Commission
November 2, 2023	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-37971 PGT Innovations,
November 2, 2023	EX-99.1	PGTI Reports Record Third Quarter 2023 Results EXHIBIT 99.1 PGTI Reports Record Third Quarter 2023 Results VENICE, Fla., November 2, 2023 – PGT Innovations, Inc. (NYSE: PGTI), a national leader in premium windows and doors, including impact-resistant products, garage doors, and products designed to unify indoor/outdoor living spaces, today announced financial results for its third quarter ended September 30, 2023. Financial Highlights for Thir
November 2, 2023	EX-99.2	FORWARD LOOKING STATEMENTS This presentation contains “forward-looking statements” within the meaning of the safe harbor provisions of the U.S. Private Securities Litigation Reform Act of 1995. Forward-looking statements can be identified by words su THIRD quarter 2023 Financial results NOVEMBER 2, 2023 EXHIBIT 99.2 FORWARD LOOKING STATEMENTS This presentation contains “forward-looking statements” within the meaning of the safe harbor provisions of the U.S. Private Securities Litigation Reform Act of 1995. Forward-looking statements can be identified by words such as: “assume,” “believe,” “could,” “estimate,” “expect,” “guidance,” “intend,” “m
August 8, 2023	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 2, 2023 PGT Innovations, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-37971 20-0634715 (State or Other Jurisdiction of Incorporation) (Commission Fi
August 3, 2023	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended July 1, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-37971 PGT Innovations, Inc. 1
August 3, 2023	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 3, 2023 PGT Innovations, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-37971 20-0634715 (State or Other Jurisdiction of Incorporation) (Commission Fi
August 3, 2023	EX-99.2	FORWARD LOOKING STATEMENTS This presentation contains “forward-looking statements” within the meaning of the safe harbor provisions of the U.S. Private Securities Litigation Reform Act of 1995. Forward-looking statements can be identified by words su SECOND quarter 2023 Financial results august 3, 2023 EXHIBIT 99.2 FORWARD LOOKING STATEMENTS This presentation contains “forward-looking statements” within the meaning of the safe harbor provisions of the U.S. Private Securities Litigation Reform Act of 1995. Forward-looking statements can be identified by words such as: “assume,” “believe,” “could,” “estimate,” “expect,” “guidance,” “intend,” “ma
August 3, 2023	EX-99.1	PGTI Reports Second Quarter 2023 Results EXHIBIT 99.1 PGTI Reports Second Quarter 2023 Results VENICE, Fla., August 3, 2023 – PGT Innovations, Inc. (NYSE: PGTI), a national leader in premium windows and doors, including impact-resistant products, garage doors, and products designed to unify indoor/outdoor living spaces, today announced financial results for its second quarter ended July 1, 2023. Financial Highlights for Second Quarter 20
July 3, 2023	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 28, 2023 PGT Innovations, In UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 28, 2023 PGT Innovations, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-37971 20-0634715 (State or Other Jurisdiction of Incorporation) (Commission Fil
July 3, 2023	EX-99.1	PGT Innovations announces appointment of Chris J. Stephens Jr. to Board of Directors Exhibit 99.1 PGT Innovations announces appointment of Chris J. Stephens Jr. to Board of Directors NORTH VENICE, Fla. — PGT Innovations (NYSE: PGTI), a national leader in the premium window, door, and garage door industry, today announced that it has appointed Chris J. Stephens Jr. to its Board of Directors, effective June 28, 2023. “With over 35 years of professional experience in strategy, financ
June 23, 2023	8-K	Current Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 20, 2023 PGT Innovations, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-37971 20-0634715 (State or Other Jurisdiction of Incorporation) (Commission Fil
June 5, 2023	8-K	Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 5, 2023 (May 26, 2023) PGT Innovations, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-37971 20-0634715 (State or Other Jurisdiction of Incorporation) (
June 5, 2023	EX-99.1	PGT Innovations announces 100% ownership stake in Eco Enterprises, LLC Exhibit 99.1 PGT Innovations announces 100% ownership stake in Eco Enterprises, LLC NORTH VENICE, Fla. — PGT Innovations (NYSE: PGTI), a national leader in the premium window, door, and garage door industry, today announced that it has acquired the remaining outstanding 25% ownership interest in Eco Enterprises, LLC (“Eco”). Eco is a leading brand of aluminum, impact-resistant windows and doors pr
May 11, 2023	EX-99	EX-99 EXHIBIT 99.1 PGTI Reports Strong First Quarter 2023 Results Driven by Strength in Repair and Remodel Channel VENICE, Fla., May 11, 2023 – PGT Innovations, Inc. (NYSE: PGTI), a national leader in premium windows and doors, including impact-resistant products, garage doors, and products designed to unify indoor/outdoor living spaces, today announced financial results for its first quarter for the pe
May 11, 2023	EX-99	FORWARD LOOKING STATEMENTS This presentation contains “forward-looking statements” within the meaning of the safe harbor provisions of the U.S. Private Securities Litigation Reform Act of 1995. Forward-looking statements can be identified by words su First quarter 2023 Financial results May 11, 2023 EXHIBIT 99.2 FORWARD LOOKING STATEMENTS This presentation contains “forward-looking statements” within the meaning of the safe harbor provisions of the U.S. Private Securities Litigation Reform Act of 1995. Forward-looking statements can be identified by words such as: “assume,” “believe,” “could,” “estimate,” “expect,” “guidance,” “intend,” “many,
May 11, 2023	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended April 1, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-37971 PGT Innovations, Inc.
May 11, 2023	8-K	COURTESY COPY OF PGTI-Q1_2023_EARNINGS_RE UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 11, 2023 PGT Innovations, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-37971 20-0634715 (State or Other Jurisdiction of Incorporation) (Commission File
May 11, 2023	EX-99	EX-99 FIRST QUARTER 2023 FINANCIAL RESULTS MAY 11, 2023 EXHIBIT 99.2FORWARD LOOKING STATEMENTS This presentation contains “forward-looking statements” within the meaning of the safe harbor provisions of the U.S. Private Securities Litigation Reform Act of 1995. Forward-looking statements can be identified by words such as: “assume,” “believe,” “could,” “estimate,” “expect,” “guidance,” “intend,” “many,”
May 11, 2023	8-K	Current Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 11, 2023 PGT Innovations, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-37971 20-0634715 (State or Other Jurisdiction of Incorporation) (Commission File
May 11, 2023	EX-99	PGTI Reports Strong First Quarter 2023 Results Driven by Strength in Repair and Remodel Channel EXHIBIT 99.1 PGTI Reports Strong First Quarter 2023 Results Driven by Strength in Repair and Remodel Channel VENICE, Fla., May 11, 2023 – PGT Innovations, Inc. (NYSE: PGTI), a national leader in premium windows and doors, including impact-resistant products, garage doors, and products designed to unify indoor/outdoor living spaces, today announced financial results for its first quarter for the pe
May 9, 2023	15-15D	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 Form 15-15D UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission file number 333-146719 PGT Savings Plan (Exact name of Registrant as Specifi
May 9, 2023	S-8 POS	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM S-8 Post-Effective Amendment No. 1 to Form S-8 Registration Statement No. 333-146719 PGT Innovations, Inc. (Exact name of registrant as specified in its charter) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM S-8 Post-Effective Amendment No. 1 to Form S-8 Registration Statement No. 333-146719 PGT Innovations, Inc. (Exact name of registrant as specified in its charter) Delaware 20-0634715 (State or other jurisdiction of incorporation or organization) (I.R.S. Employer Identification No.) 1070 Technology Drive North Venice, FL 34
April 28, 2023	DEFA14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confid
April 28, 2023	DEF 14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confid
April 6, 2023	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 3, 2023 PGT Innovations, In UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 3, 2023 PGT Innovations, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-37971 20-0634715 (State or Other Jurisdiction of Incorporation) (Commission Fil
March 31, 2023	EX-4.1	RIGHTS AGREEMENT dated as of March 30, 2023 between PGT INNOVATIONS, INC. AMERICAN STOCK TRANSFER & TRUST COMPANY, LLC, as Rights Agent TABLE OF CONTENTS Exhibit 4.1 RIGHTS AGREEMENT dated as of March 30, 2023 between PGT INNOVATIONS, INC. and AMERICAN STOCK TRANSFER & TRUST COMPANY, LLC, as Rights Agent TABLE OF CONTENTS Page Section 1. Definitions 1 Section 2. Other Definitional and Interpretative Provisions 8 Section 3. Issuance of Rights and Right Certificates 9 Section 4. Form of Right Certificates 11 Section 5. Registration; Transfer and Exch
March 31, 2023	EX-4.1	RIGHTS AGREEMENT dated as of March 30, 2023 between PGT INNOVATIONS, INC. AMERICAN STOCK TRANSFER & TRUST COMPANY, LLC, as Rights Agent TABLE OF CONTENTS Exhibit 4.1 RIGHTS AGREEMENT dated as of March 30, 2023 between PGT INNOVATIONS, INC. and AMERICAN STOCK TRANSFER & TRUST COMPANY, LLC, as Rights Agent TABLE OF CONTENTS Page Section 1. Definitions 1 Section 2. Other Definitional and Interpretative Provisions 8 Section 3. Issuance of Rights and Right Certificates 9 Section 4. Form of Right Certificates 11 Section 5. Registration; Transfer and Exch
March 31, 2023	8-A12B	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 PGT Innovations, Inc. (Exact name of Registrant 8-A12B 1 dp1915388a12b.htm FORM 8-A12B UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 PGT Innovations, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 20-0634715 (State or Other Jurisdiction of Incorporation) (IRS Employer
March 31, 2023	EX-3.1	CERTIFICATE OF DESIGNATIONS OF SERIES A PREFERRED STOCK OF PGT INNOVATIONS, INC. Exhibit 3.1 CERTIFICATE OF DESIGNATIONS OF SERIES A PREFERRED STOCK OF PGT INNOVATIONS, INC. PGT Innovations, Inc., a corporation organized and existing under the laws of the State of Delaware (the “Corporation”), in accordance with the provisions of Section 151 of the General Corporation Law of the State of Delaware thereof, does hereby certify: The board of directors of the Corporation (the “Boa
March 31, 2023	8-A12B/A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-A/A Amendment No. 1 to Form 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 PGT Innovations, UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-A/A Amendment No. 1 to Form 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 PGT Innovations, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 20-0634715 (State or Other Jurisdiction of Incorporation) (IRS Employer Identific
March 31, 2023	EX-3.1	CERTIFICATE OF DESIGNATIONS OF SERIES A PREFERRED STOCK OF PGT INNOVATIONS, INC. Exhibit 3.1 CERTIFICATE OF DESIGNATIONS OF SERIES A PREFERRED STOCK OF PGT INNOVATIONS, INC. PGT Innovations, Inc., a corporation organized and existing under the laws of the State of Delaware (the “Corporation”), in accordance with the provisions of Section 151 of the General Corporation Law of the State of Delaware thereof, does hereby certify: The board of directors of the Corporation (the “Boa
March 30, 2023	EX-4.1	Rights Agreement, dated as of March 30, 2023, between PGT Innovations, Inc., a Delaware corporation, and American Stock Transfer & Trust Company, LLC, as Rights Agent (incorporated by reference to Exhibit 4.1 to Current Report on Form 8-K filed with the Securities and Exchange Commission on March 30, 2023) Exhibit 4.1 RIGHTS AGREEMENT dated as of March 30, 2023 between PGT INNOVATIONS, INC. and AMERICAN STOCK TRANSFER & TRUST COMPANY, LLC, as Rights Agent TABLE OF CONTENTS Page Section 1. Definitions 1 Section 2. Other Definitional and Interpretative Provisions 8 Section 3. Issuance of Rights and Right Certificates 9 Section 4. Form of Right Certificates 11 Section 5. Registration; Transfer and Exch
March 30, 2023	EX-3.1	Certificate of Designation of Preferred Stock (incorporated by reference to Exhibit 3.1 to Current Report on Form 8-K filed with the Securities and Exchange Commission on March 30, 2023) Exhibit 3.1 CERTIFICATE OF DESIGNATIONS OF SERIES A PREFERRED STOCK OF PGT INNOVATIONS, INC. PGT Innovations, Inc., a corporation organized and existing under the laws of the State of Delaware (the “Corporation”), in accordance with the provisions of Section 151 of the General Corporation Law of the State of Delaware thereof, does hereby certify: The board of directors of the Corporation (the “Boa
March 30, 2023	EX-99.1	PGT Innovations, Inc. Adopts Limited-Duration Shareholder Rights Plan Board of Directors Takes Action to Ensure All PGTI Shareholders Have Opportunity to Realize Full Value of Their Investment Exhibit 99.1 PGT Innovations, Inc. Adopts Limited-Duration Shareholder Rights Plan Board of Directors Takes Action to Ensure All PGTI Shareholders Have Opportunity to Realize Full Value of Their Investment VENICE, Fla., March 30, 2023 – PGT Innovations, Inc. (NYSE: PGTI), a national leader in premium windows and doors, including impact-resistant products, garage doors, and products designed to uni
March 30, 2023	8-K	Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Entry into a Material Definitive Agreement UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 30, 2023 PGT Innovations, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-37971 20-0634715 (State or Other Jurisdiction of Incorporation) (Commission Fi
March 3, 2023	EX-99.1	PGT Innovations announces executive promotions to support organic growth Exhibit 99.1 PGT Innovations announces executive promotions to support organic growth NORTH VENICE, Fla. — PGT Innovations (NYSE: PGTI), a leading manufacturer of premium windows, doors, and garage doors, is pleased to announce several executive promotions that support the company’s strategy to grow organically and through acquisitions. “These leadership changes will help leverage our teams’ stren
March 3, 2023	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 27, 2023 PGT Innovations UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 27, 2023 PGT Innovations, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-37971 20-0634715 (State or Other Jurisdiction of Incorporation) (Commission
February 27, 2023	EX-10	Employment Agreement between PGT Innovations, Inc. and John Kunz, dated April 8, 2022** EXHIBIT 10.15 EMPLOYMENT AGREEMENT THIS EMPLOYMENT AGREEMENT (this “Agreement”) is made and entered into effective as of April 8, 2022 (the “Effective Date”), by and between PGT Innovations, Inc., a Delaware corporation (the “Company,” or the “Employer”), and John Kunz, an individual and resident of the State of Florida (the “Employee”). RECITALS: A. Employer desires to continue to employ Employee
February 27, 2023	EX-10	Employment Agreement between PGT Innovations, Inc. and Eric Kowalewski dated April 8, 2022** EXHIBIT 10.14 EMPLOYMENT AGREEMENT THIS EMPLOYMENT AGREEMENT (this “Agreement”) is made and entered into effective as of April 8, 2022 (the “Effective Date”), by and between PGT Innovations, Inc., a Delaware corporation (the “Company,” or the “Employer”), and Eric Kowalewski, an individual and resident of the State of Florida (the “Employee”). RECITALS: A. Employer desires to continue to employ Em
February 27, 2023	EX-21	PGT Innovations, Inc. Exhibit 21.1 PGT Innovations, Inc. Name State of Incorporation PGT Industries, Inc. (wholly-owned by PGT Innovations, Inc.) Florida CGI Windows and Doors Holdings, Inc. (wholly-owned by PGT Industries, Inc.) Delaware WinDoor, Incorporated (wholly-owned by PGT Industries, Inc.) Florida LTE, LLC (wholly-owned by PGT Industries, Inc.) Florida CGI Windows and Doors, Inc. (wholly-owned by CGI Windows a
February 27, 2023	EX-10	Form of PGT Innovations, Inc. Restricted Share Award Agreement (Performance Vesting)** EXHIBIT 10.20 PGT INNOVATIONS, INC. RESTRICTED SHARE AWARD AGREEMENT THIS RESTRICTED SHARE AWARD AGREEMENT (the “Agreement”), dated as of [] 2023 (the “Grant Date”), is made by and between PGT Innovations, Inc., a Delaware corporation (the “Company”), and [] (the “Grantee”). WHEREAS, the Company has adopted the Amended and Restated PGT Innovations, Inc. 2019 Equity and Incentive Compensation Plan
February 27, 2023	EX-10	Amended and Restated Employment Agreement between PGT Innovations, Inc. and Michael Wothe, dated April 8, 2022** EXHIBIT 10.17 AMENDED AND RESTATED EMPLOYMENT AGREEMENT THIS EMPLOYMENT AGREEMENT (this “Agreement”) is made and entered into effective as of April 8, 2022 (the “Effective Date”), by and between PGT Innovations, Inc., a Delaware corporation (the “Company,” or the “Employer”), and Michael Wothe, an individual and resident of the State of Arizona (the “Employee”). RECITALS: A. Employer and Employee
February 27, 2023	10-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K f UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-37971 PGT Innovations, Inc. (
February 27, 2023	EX-10	Amended and Restated Employment Agreement between PGT Innovations, Inc. and Robert Keller, dated April 8, 2022** EXHIBIT 10.16 AMENDED AND RESTATED EMPLOYMENT AGREEMENT THIS EMPLOYMENT AGREEMENT (this “Agreement”) is made and entered into effective as of April 8, 2022 (the “Effective Date”), by and between PGT Innovations, Inc., a Delaware corporation (the “Company,” or the “Employer”), and Robert Keller, an individual and resident of the State of Florida (the “Employee”). RECITALS: A. Employer and Employee
February 27, 2023	EX-10	Amended and Restated Employment Agreement between PGT Innovations, Inc. and Brad West, dated April 8, 2022** EXHIBIT 10.18 AMENDED AND RESTATED EMPLOYMENT AGREEMENT THIS EMPLOYMENT AGREEMENT (this “Agreement”) is made and entered into effective as of April 8, 2022 (the “Effective Date”), by and between PGT Innovations, Inc., a Delaware corporation (the “Company,” or the “Employer”), and Brad West, an individual and resident of the State of Florida (the “Employee”). RECITALS: A. Employer and Employee are
February 27, 2023	EX-10	Form of PGT Innovations, Inc. Restricted Share Award Agreement (Time Vesting)** EXHIBIT 10.19 PGT INNOVATIONS, INC. RESTRICTED SHARE AWARD AGREEMENT THIS RESTRICTED SHARE AWARD AGREEMENT (the “Agreement”), dated as of [] 2023 (the “Grant Date”), is made by and between PGT Innovations, Inc., a Delaware corporation (the “Company”), and [] (the “Grantee”). WHEREAS, the Company has adopted the Amended and Restated PGT Innovations, Inc. 2019 Equity and Incentive Compensation Plan
February 27, 2023	EX-10	Amended and Restated Employment Agreement between PGT Innovations, Inc. and Jeffrey T. Jackson, dated April 8, 2022** EXHIBIT 10.13 AMENDED AND RESTATED EMPLOYMENT AGREEMENT THIS EMPLOYMENT AGREEMENT (this “Agreement”) is made and entered into effective as of the 8th day of April, 2022 (the “Effective Date”), by and between PGT Innovations, Inc., a Delaware corporation (the “Company,” or the “Employer”), and MERGEFIELD Name Jeffrey T. Jackson, an individual and resident of the State of Florida (the “Employee”). R
February 24, 2023	EX-3.1	Second Amended and Restated By-Laws of PGT Innovations, Inc.(incorporated herein by reference to Exhibit 3.1 to the Company’s Current Report on Form 8-K dated February 17, 2023, filed with the Securities and Exchange Commission on February 24, 2023) Exhibit 3.1 SECOND AMENDED AND RESTATED BY-LAWS OF PGT INNOVATIONS, INC. A Delaware Corporation TABLE OF CONTENTS Page ARTICLE I OFFICES Section 1. Registered Office 1 Section 2. Other Offices 1 ARTICLE II MEETINGS OF STOCKHOLDERS Section 1. Time and Place of Meetings 1 Section 2. Annual Meetings 1 Section 3. Special Meetings 1 Section 4. Notice 2 Section 5. Nature of Business at Meetings of Stock
February 24, 2023	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 17, 2023 PGT Innovations UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 17, 2023 PGT Innovations, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-37971 20-0634715 (State or Other Jurisdiction of Incorporation) (Commission
February 22, 2023	EX-99	EX-99 FOURTH QUARTER 2022 FINANCIAL RESULTS DECEMBER 31, 2022FORWARD LOOKING STATEMENTS This presentation contains “forward-looking statements” within the meaning of the safe harbor provisions of the U.
February 22, 2023	EX-99	PGTI Reports Fourth Quarter and Fiscal Year 2022 Results, Provides First Quarter 2023 Guidance EXHIBIT 99.1 PGTI Reports Fourth Quarter and Fiscal Year 2022 Results, Provides First Quarter 2023 Guidance VENICE, Fla., February 22, 2023 – PGT Innovations, Inc. (NYSE: PGTI), a national leader in premium windows and doors, including impact-resistant products, garage doors, and products designed to unify indoor/outdoor living spaces, today announced financial results for its fourth quarter and f
February 22, 2023	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 22, 2023 PGT Innovations, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-37971 20-0634715 (State or Other Jurisdiction of Incorporation) (Commission
February 22, 2023	EX-99	FORWARD LOOKING STATEMENTS This presentation contains “forward-looking statements” within the meaning of the safe harbor provisions of the U.S. Private Securities Litigation Reform Act of 1995. Forward-looking statements can be identified by words su FOURTH quarter 2022 Financial results DECEMBER 31, 2022 EXHIBIT 99.2 FORWARD LOOKING STATEMENTS This presentation contains “forward-looking statements” within the meaning of the safe harbor provisions of the U.S. Private Securities Litigation Reform Act of 1995. Forward-looking statements can be identified by words such as: “assume,” “believe,” “could,” “estimate,” “expect,” “guidance,” “intend,”
February 22, 2023	EX-99	EX-99 PGTI Reports Fourth Quarter and Fiscal Year 2022 Results, Provides First Quarter 2023 Guidance VENICE, Fla.
February 22, 2023	8-K	Current Report PGTI Reports Fourth Quarter and Fiscal Year 2022 Results, Provides First Quarter 2023 Guidance VENICE, Fla.
February 14, 2023	SC 13G/A	PGTI / PGT, Inc. / COOKE & BIELER LP - NONE Passive Investment SC 13G/A 1 doc1.htm NONE UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 03)* PGT Innovations, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 69336V101 (CUSIP Number) Calendar Year 2022 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the ru
February 9, 2023	SC 13G/A	PGTI / PGT, Inc. / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SC 13G/A 1 tv01665-pgtinnovationsinc.htm SCHEDULE 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 5)* Name of issuer: PGT Innovations Inc. Title of Class of Securities: Common Stock CUSIP Number: 69336V101 Date of Event Which Requires Filing of this Statement: December 30, 2022 Check the appropriate box to desig
February 6, 2023	SC 13G/A	PGTI / PGT, Inc. / WELLINGTON MANAGEMENT GROUP LLP - SEC SCHEDULE 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 4 )* PGT Innovations, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 69336V101 (CUSIP Number) December 30, 2022 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this
January 31, 2023	EX-FILING FEES	Filing Fee Table. Exhibit 107 Calculation of Filing Fee Tables Form S-8 (Form Type) PGT Innovations, Inc.
January 31, 2023	S-8	As filed with the Securities and Exchange Commission on January 31, 2023 As filed with the Securities and Exchange Commission on January 31, 2023 Registration No.
December 9, 2022	SC 13G/A	PGTI / PGT, Inc. / WELLINGTON MANAGEMENT GROUP LLP - SEC SCHEDULE 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3 )* PGT Innovations, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 69336V101 (CUSIP Number) November 30, 2022 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this
November 10, 2022	8-K	Current Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 10, 2022 PGT Innovations, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-37971 20-0634715 (State or Other Jurisdiction of Incorporation) (Commission
November 10, 2022	EX-99.2	EX-99.2 THIRD QUARTER 2022 FINANCIAL RESULTS OCTOBER 1, 2022FORWARD LOOKING STATEMENTS This presentation contains “forward-looking statements” within the meaning of the safe harbor provisions of the U.
November 10, 2022	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended October 1, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-37971 PGT Innovations, Inc
November 10, 2022	EX-99.1	PGTI Reports Third Quarter 2022 Results and Updates Full-Year 2022 Guidance EXHIBIT 99.1 PGTI Reports Third Quarter 2022 Results and Updates Full-Year 2022 Guidance VENICE, Fla., November 10, 2022 ? PGT Innovations, Inc. (NYSE: PGTI), a national leader in premium windows and doors, including impact-resistant products, garage doors, and products designed to unify indoor/outdoor living spaces, today announced financial results for its third quarter ended October 1, 2022. Fi
November 10, 2022	EX-99.2	Use of Non-GAAP Financial Measures This earnings presentation and related financial schedules include financial measures and terms not calculated in accordance with U.S. generally accepted accounting principles (GAAP). Management believes that presen THIRD quarter 2022 Financial results OCTOBER 1, 2022 EXHIBIT 99.2 FORWARD LOOKING STATEMENTS This presentation contains ?forward-looking statements? within the meaning of the safe harbor provisions of the U.S. Private Securities Litigation Reform Act of 1995. Forward-looking statements can be identified by words such as: ?assume,? ?believe,? ?could,? ?estimate,? ?expect,? ?guidance,? ?intend,? ?ma
November 10, 2022	EX-99.1	EX-99.1 PGTI Reports Third Quarter 2022 Results and Updates Full-Year 2022 Guidance VENICE, Fla.
November 7, 2022	8-K	Current Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 5, 2022 PGT Innovations, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-37971 20-0634715 (State or Other Jurisdiction of Incorporation) (Commission
October 19, 2022	EX-2.1	Share Purchase Agreement dated as of October 14, 2022 among WWS Acquisition, LLC, Martin Door Holdings, Inc., Martin Door Sellers’ Representative, LLC and the shareholders and warrant holders parties thereto (incorporated herein by reference to Exhibit 2.1 to Current Report on Form 8-K filed with the Securities and Exchange Commission on October 19, 2022) Exhibit 2.1 EXECUTION VERSION SHARE PURCHASE AGREEMENT BY AND AMONG Martin Door Holdings, Inc., THE SHAREHOLDERS OF MARTIN DOOR HOLDINGS, INC., Martin Door Sellers? Representative, LLC, as SELLERS? representative, AND WWS ACQUISITION, LLC DATED AS OF OCTOBER 14, 2022 TABLE OF CONTENTS Page Article 1 CERTAIN DEFINITIONS 1 1.1 Definitions 1 1.2 Cross References 14 Article 2 PURCHASE AND SALE OF Shar
October 19, 2022	EX-10.1	Fifth Amendment to Credit Agreement, dated as of October 13, 2022, by and among PGT Innovations, Inc., the other Credit Parties party thereto, the financial institutions party thereto and Truist Bank, as Administrative Agent, Collateral Agent and Swing Line Lender (incorporated herein by reference to Exhibit 10.1 to Current Report on Form 8-K filed with the Securities and Exchange Commission on October 19, 2022) Exhibit 10.1 Execution Version FIFTH AMENDMENT TO CREDIT AGREEMENT THIS FIFTH AMENDMENT TO CREDIT AGREEMENT is dated as of October 13, 2022 (this ?Fifth Amendment?) and entered into by and among PGT Innovations, Inc. (formerly known as PGT, Inc.), a Delaware corporation (the ?Parent Borrower?), the other Credit Parties (as defined in the Existing Credit Agreement (as defined below)) party hereto,
October 19, 2022	EX-99.1	PGT Innovations Acquires Martin Door; Expands Into Garage Door Market Exhibit 99.1 PGT Innovations Acquires Martin Door; Expands Into Garage Door Market ? Expands into adjacent window and door category ? Adds premium overhead garage doors to product portfolio ? Broadens geographic footprint and brand presence in high-growth Western region ? Adds another strong brand to PGT Innovations brand portfolio ? Creates cross-selling opportunities for existing Western Divisio
October 19, 2022	8-K	Entry into a Material Definitive Agreement UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 13, 2022 PGT Innovations, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-37971 20-0634715 (State or Other Jurisdiction of Incorporation) (Commission
August 4, 2022	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended July 2, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-37971 PGT Innovations, Inc. 1
July 26, 2022	EX-99.2	Use of Non-GAAP Financial Measures This presentation and the financial schedules include financial measures and terms not calculated in accordance with U.S. generally accepted accounting principles (GAAP). We believe that presentation of non-GAAP mea SECOND quarter 2022 Financial results JULY 26, 2022 EXHIBIT 99.2 FORWARD LOOKING STATEMENTS This presentation contains ?forward-looking statements? within the meaning of the safe harbor provisions of the U.S. Private Securities Litigation Reform Act of 1995. Forward-looking statements can be identified by words such as: ?assume,? ?believe,? ?could,? ?estimate,? ?expect,? ?guidance,? ?intend,? ?man
July 26, 2022	EX-99.2	EX-99.2
July 26, 2022	EX-99.1	EX-99.1
July 26, 2022	EX-99.1	PGTI Reports Record Second Quarter 2022 Results and Raises Full-Year 2022 Guidance EXHIBIT 99.1 PGTI Reports Record Second Quarter 2022 Results and Raises Full-Year 2022 Guidance VENICE, Fla., July 26, 2022 ? PGT Innovations, Inc. (NYSE: PGTI), a national leader in premium windows and doors, including impact-resistant products and products designed to unify indoor/outdoor living spaces, today announced financial results for its second quarter ended July 2, 2022. Financial Highli
July 26, 2022	8-K	Current Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 26, 2022 PGT Innovations, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-37971 20-0634715 (State or Other Jurisdiction of Incorporation) (Commission Fil
June 29, 2022	11-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 11-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 11-K (Mark One) [X] ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2021 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-37971 A. Full title of the Pl
June 22, 2022	CORRESP	PGT Innovations, Inc. June 22, 2022 Re: PGT Innovations, Inc. Form 10-K for the fiscal year ended January 1, 2022 Filed March 1, 2022 Form 8-K furnished on February 17, 2022 File No. 001-37971 Ms. Beverly Singleton, Staff Attorney Ms. Melissa Gilmore, Staff Attorney Division of Corporation Finance Office of Manufacturing U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Dear Ms. Singleto
June 14, 2022	8-K	Current Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 10, 2022 PGT Innovations, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-37971 20-0634715 (State or Other Jurisdiction of Incorporation) (Commission Fil
June 10, 2022	10-K/A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K/A (Amendment No. 1) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K/A (Amendment No. 1) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended January 1, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-37971 PGT Inn
June 7, 2022	CORRESP	* * * June 7, 2022 Re: PGT Innovations, Inc. Form 10-K for the fiscal year ended January 1, 2022 Filed March 1, 2022 Form 8-K furnished on February 17, 2022 File No. 001-37971 Ms. Beverly Singleton, Staff Attorney Ms. Melissa Gilmore, Staff Attorney Division of Corporation Finance Office of Manufacturing U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Dear Ms. Singleton
May 12, 2022	8-K	Current Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 12, 2022 PGT Innovations, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-37971 20-0634715 (State or Other Jurisdiction of Incorporation) (Commission File
May 12, 2022	EX-99.2	EX-99.2
May 12, 2022	EX-99.1	PGTI Reports Record First Quarter 2022 Results EXHIBIT 99.1 NEWS RELEASE PGTI Reports Record First Quarter 2022 Results VENICE, Fla., May 12, 2022 ? PGT Innovations, Inc. (NYSE: PGTI), a national leader in premium windows and doors, including impact-resistant products and products designed to unify indoor/outdoor living spaces, today announced financial results for its first quarter ended April 2, 2022. Financial Highlights for First Quarter 2
May 12, 2022	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended April 2, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-37971 PGT Innovations, Inc.
May 12, 2022	EX-99.1	EX-99.1
May 12, 2022	EX-99.2	Use of Non-GAAP Financial Measures This presentation and the financial schedules include financial measures and terms not calculated in accordance with U.S. generally accepted accounting principles (GAAP). We believe that presentation of non-GAAP mea First quarter 2022 Financial results May 12, 2022 EXHIBIT 99.2 FORWARD LOOKING STATEMENTS This presentation contains ?forward-looking statements? within the meaning of the safe harbor provisions of the U.S. Private Securities Litigation Reform Act of 1995. Forward-looking statements can be identified by words such as: ?assume,? ?believe,? ?could,? ?estimate,? ?expect,? ?guidance,? ?intend,? ?many,
April 29, 2022	DEF 14A	Amended and Restated PGT Innovations, Inc. 2019 Equity and Incentive Compensation Plan dated as of June 10, 2022 (incorporated by reference to Appendix A to DEF 14A filed with the Securities and Exchange Commission on April 29, 2022) Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confid
April 29, 2022	DEFA14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of
April 14, 2022	8-K	Current Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 14, 2022 PGT Innovations, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-37971 20-0634715 (State or Other Jurisdiction of Incorporation) (Commission Fi
March 1, 2022	EX-21.1	List of subsidiaries Exhibit 21.1 PGT Innovations, Inc. Name State of Incorporation PGT Industries, Inc. (wholly-owned by PGT Innovations, Inc.) Florida CGI Windows and Doors Holdings, Inc. (wholly-owned by PGT Industries, Inc.) Delaware WinDoor, Incorporated (wholly-owned by PGT Industries, Inc.) Florida LTE, LLC (wholly-owned by PGT Industries, Inc.) Florida CGI Windows and Doors, Inc. (wholly-owned by CGI Windows a
March 1, 2022	EX-10.27	Employment Agreement between PGT Innovations, Inc. and Brent C. Boydston, dated January 1, 2021 EXHIBIT 10.27 EMPLOYMENT AGREEMENT THIS EMPLOYMENT AGREEMENT (this "Agreement") is made and entered into effective as of January 1, 2021, by and between PGT Innovations, Inc., a Delaware corporation (the "Employer"), and Brent C. Boydston, an individual and resident of the State of Florida (the "Employee"). RECITALS: Employer desires to continue to employ Employee upon the terms and conditions set
March 1, 2022	10-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended January 1, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-37971 PGT Innovations, Inc. (Exac
March 1, 2022	EX-10.25	Employment Agreement between PGT Innovations, Inc. and Robert Keller, dated January 1, 2021 EXHIBIT 10.25 EMPLOYMENT AGREEMENT THIS EMPLOYMENT AGREEMENT (this "Agreement") is made and entered into effective as of January 1, 2021, by and between PGT Innovations, Inc., a Delaware corporation (the "Employer"), and Robert Keller, an individual and resident of the State of Florida (the "Employee"). RECITALS: Employer desires to continue to employ Employee upon the terms and conditions set for
March 1, 2022	EX-10.26	Employment Agreement between PGT Innovations, Inc. and Brad West, dated January 1, 2021 EXHIBIT 10.26 EMPLOYMENT AGREEMENT THIS EMPLOYMENT AGREEMENT (this "Agreement") is made and entered into effective as of January 1, 2021, by and between PGT Innovations, Inc., a Delaware corporation (the "Employer"), and Brad West, an individual and resident of the State of Florida (the "Employee"). RECITALS: Employer desires to continue to employ Employee upon the terms and conditions set forth h
March 1, 2022	EX-10.28	Employment Agreement between PGT Innovations, Inc. and Michael Wothe, dated January 1, 2021 EXHIBIT 10.28 EMPLOYMENT AGREEMENT THIS EMPLOYMENT AGREEMENT (this "Agreement") is made and entered into effective as of January 1, 2021, by and between PGT Innovations, Inc., a Delaware corporation (the "Employer"), and Michael Wothe, an individual and resident of the State of Florida (the "Employee"). RECITALS: Employer desires to continue to employ Employee upon the terms and conditions set for
February 17, 2022	EX-99.1	PGTI Reports 2021 Fourth Quarter and Fiscal Year Results and Provides Fiscal 2022 Guidance EXHIBIT 99.1 NEWS RELEASE PGTI Reports 2021 Fourth Quarter and Fiscal Year Results and Provides Fiscal 2022 Guidance VENICE, Fla., February 17, 2022 ? PGT Innovations, Inc. (NYSE: PGTI), a national leader in premium windows and doors, including impact-resistant products and products designed to unify indoor/outdoor living spaces, today announced financial results for its fourth quarter and year en
February 17, 2022	8-K	Current Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 17, 2022 PGT Innovations, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-37971 20-0634715 (State or Other Jurisdiction of Incorporation) (Commission
February 17, 2022	EX-99.2	FORWARD LOOKING STATEMENTS This presentation contains “forward-looking statements” within the meaning of the safe harbor provisions of the U.S. Private Securities Litigation Reform Act of 1995. Forward-looking statements can be identified by words su Q4 and full year 2021 Financial results February 17, 2022 EXHIBIT 99.2 FORWARD LOOKING STATEMENTS This presentation contains ?forward-looking statements? within the meaning of the safe harbor provisions of the U.S. Private Securities Litigation Reform Act of 1995. Forward-looking statements can be identified by words such as: ?assume,? ?believe,? ?could,? ?estimate,? ?expect,? ?guidance,? ?intend,
February 11, 2022	SC 13G/A	PGTI / PGT, Inc. / COOKE & BIELER LP - NONE Passive Investment Schedule 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* PGT Innovations, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 69336V101 (CUSIP Number) Calendar Year 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant t
February 10, 2022	SC 13G/A	PGTI / PGT, Inc. / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 4)* Name of issuer: PGT Innovations Inc. Title of Class of Securities: Common Stock CUSIP Number: 69336V101 Date of Event Which Requires Filing of this Statement: December 31, 2021 Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
February 4, 2022	SC 13G/A	PGTI / PGT, Inc. / WELLINGTON MANAGEMENT GROUP LLP - SEC SCHEDULE 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2 )* PGT Innovations, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 69336V101 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this
January 6, 2022	EX-99.1	EX-99.1
January 6, 2022	EX-99.1	PGT Innovations Appoints John Kunz as Chief Financial Officer EXHIBIT 99.1 NEWS RELEASE PGT Innovations Appoints John Kunz as Chief Financial Officer NORTH VENICE, Fla. ? PGT Innovations, Inc. (NYSE: PGTI), a national leader in the premium window and door category, announced today the appointment of John E. Kunz as Senior Vice President and Chief Financial Officer, effective January 17, 2022. Kunz brings over 25 years of experience in accounting, treasury, i
January 6, 2022	8-K	Current Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 06, 2022 PGT Innovations, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-37971 20-0634715 (State or Other Jurisdiction of Incorporation) (Commission
November 12, 2021	EX-99.2	FORWARD LOOKING STATEMENTS This presentation contains “forward-looking statements” within the meaning of the safe harbor provisions of the U.S. Private Securities Litigation Reform Act of 1995. Forward-looking statements can be identified by words su Q3 2021 Financial results November 11, 2021 EXHIBIT 99.2 FORWARD LOOKING STATEMENTS This presentation contains ?forward-looking statements? within the meaning of the safe harbor provisions of the U.S. Private Securities Litigation Reform Act of 1995. Forward-looking statements can be identified by words such as: ?assume,? ?believe,? ?could,? ?estimate,? ?expect,? ?guidance,? ?intend,? ?many,? ?pos
November 12, 2021	EX-99.1	PGTI Reports 2021 Third Quarter Results and Maintains Fiscal 2021 Guidance EXHIBIT 99.1 NEWS RELEASE PGTI Reports 2021 Third Quarter Results and Maintains Fiscal 2021 Guidance VENICE, Fla., November 11, 2021 ? PGT Innovations, Inc. (NYSE: PGTI), a national leader in premium windows and doors, including impact-resistant products and products designed to unify indoor/outdoor living spaces, today announced financial results for its third quarter ended October 2, 2021. Finan
November 12, 2021	EX-99.1	EX-99.1
November 12, 2021	8-K	Current Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 11, 2021 PGT Innovations, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-37971 20-0634715 (State or Other Jurisdiction of Incorporation) (Commission
November 12, 2021	EX-99.2	EX-99.2
November 12, 2021	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended October 2, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-37971 PGT Innovations, Inc
October 29, 2021	8-K	Completion of Acquisition or Disposition of Assets UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 29, 2021 (October 25, 2021) PGT Innovations, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-37971 20-0634715 (State or Other Jurisdiction of Incorpor
October 29, 2021	EX-99.1	PGT Innovations Completes Acquisition of Anlin Windows & Doors EXHIBIT 99.1 NEWS RELEASE PGT Innovations Completes Acquisition of Anlin Windows & Doors ? Expands presence in the high-growth West Coast region ? Creates comprehensive aluminum and vinyl product platform; broadens Western Window Systems? dealer network ? Purchase price of approximately $126 million; TTM sales of approximately $106 million with mid-teens adjusted EBITDA margin ? Expected to be acc
October 29, 2021	EX-10.1	Fourth Amendment to the Credit Agreement, dated as of October 25, 2021, by and among PGT Innovations, Inc., the other Credit Parties party thereto, Truist Bank (as successor by merger to SunTrust Bank), as Incremental Term A Lender, Administrative Agent and Collateral Agent (incorporated by reference to Exhibit 10.1 to Current Report on Form 8-K filed with the Securities and Exchange Commission on October 29, 2021) EXHIBIT 10.1 EXECUTION VERSION FOURTH AMENDMENT TO CREDIT AGREEMENT THIS FOURTH AMENDMENT TO CREDIT AGREEMENT is dated as of October 25, 2021 (this ?Fourth Amendment?) and entered into by and among PGT Innovations, Inc. (formerly known as PGT, Inc.), a Delaware corporation (the ?Parent Borrower?), the other Credit Parties (as defined in the Existing Credit Agreement (as defined below)) party heret
September 28, 2021	8-K	Entry into a Material Definitive Agreement UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 24, 2021 PGT Innovations, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-37971 20-0634715 (State or Other Jurisdiction of Incorporation) (Commissio
September 28, 2021	EX-4.1	Indenture, dated as of September 24, 2021, by and among the Company, the Guarantors party thereto and U.S. Bank National Association, as Trustee, governing the 4.375% Senior Notes due 2029 (incorporated herein by reference to Exhibit 4.1 to Current Report on Form 8-K filed with the Securities and Exchange Commission on September 28, 2021) EXHIBIT 4.1 ` PGT INNOVATIONS, INC., and U.S. Bank National Association, as Trustee INDENTURE Dated as of September 24, 2021 4.375% Senior Notes due 2029 TABLE OF CONTENTS Page ARTICLE One DEFINITIONS AND INCORPORATION BY REFERENCE SECTION 1.01. Definitions.1 SECTION 1.02. Other Definitions.34 SECTION 1.03. Concerning the TIA.35 SECTION 1.04. Rules of Construction.35 SECTION 1.05. Acts of Holders.
September 28, 2021	EX-99.1	PGTI Announces Closing of $575 Million of 4.375% Senior Notes due 2029 EXHIBIT 99.1 NEWS RELEASE PGTI Announces Closing of $575 Million of 4.375% Senior Notes due 2029 NORTH VENICE, Fla.-(BUSINESS WIRE)- PGT Innovations, Inc. (NYSE: PGTI) ("PGTI" or the "Company"), a national leader in premium windows and doors, including impact-resistant products and products designed to unify indoor/outdoor living spaces, announced today the closing of its previously announced priv
September 16, 2021	8-K	Current Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 13, 2021 PGT Innovations, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-37971 20-0634715 (State or Other Jurisdiction of Incorporation) (Commissio
September 15, 2021	EX-99.2	PGTI Announces Pricing of $575 Million of 4.375% Senior Notes Due 2029 EXHIBIT 99.2 PGTI Announces Pricing of $575 Million of 4.375% Senior Notes Due 2029 NORTH VENICE, Fla.-(BUSINESS WIRE)- PGT Innovations, Inc. (NYSE: PGTI) ("PGTI" or the "Company"), a national leader in premium windows and doors, including impact-resistant products and products designed to unify indoor/outdoor living spaces, announced today the pricing of its previously announced private offering
September 15, 2021	8-K	Current Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 10, 2021 PGT Innovations, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-37971 20-0634715 (State or Other Jurisdiction of Incorporation) (Commissio
September 15, 2021	EX-99.1	PGTI Announces Private Placement of Senior Notes EXHIBIT 99.1 PGTI Announces Private Placement of Senior Notes NORTH VENICE, Fla.-(BUSINESS WIRE)- PGT Innovations, Inc. (NYSE: PGTI) ("PGTI" or the "Company"), a national leader in premium windows and doors, including impact-resistant products and products designed to unify indoor/outdoor living spaces, announced today that it intends to offer $515 million aggregate principal amount of additional
September 3, 2021	EX-99.1	PGT Innovations to acquire Anlin Windows & Doors EXHIBIT 99.1 PGT Innovations to acquire Anlin Windows & Doors ? NORTH VENICE, Fla. ? PGT Innovations (NYSE: PGTI), a national leader in premium windows and doors, including impact-resistant products and products designed to unify indoor/outdoor spaces, announced today it has signed an agreement to acquire Anlin Industries, also known as Anlin Windows & Doors, for a purchase price of approximately
September 3, 2021	EX-2.1	Asset Purchase Agreement, dated as of September 1, 2021, by and among Anlin Industries, Western Window Holding LLC and the Company (incorporated herein by reference to Exhibit 2.1 to Current Report on Form 8-K filed with the Securities and Exchange Commission on September 3, 2021)* Exhibit 2.1 CERTAIN IDENTIFIED INFORMATION HAS BEEN REDACTED FROM THIS EXHIBIT BECAUSE IT IS NOT MATERIAL AND WOULD LIKELY CAUSE COMPETITIVE HARM TO THE REGISTRANT IF PUBLICLY DISCLOSED. ?[***]? INDICATES THAT INFORMATION HAS BEEN REDACTED. ASSET PURCHASE AGREEMENT dated as of September 1, 2021 between ANLIN INDUSTRIES and Western Window Holding LLC and pgt innovations, inc. TABLE OF CONTENTS Page
September 3, 2021	8-K	Current Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 1, 2021 PGT Innovations, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-37971 20-0634715 (State or Other Jurisdiction of Incorporation) (Commission
August 12, 2021	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended July 3, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-37971 PGT Innovations, Inc. 1
August 12, 2021	EX-99.2	FORWARD LOOKING STATEMENTS This presentation contains “forward looking statements” within the meaning of the safe harbor provisions of the U.S. Private Securities Litigation Reform Act of 1995. Forward-looking statements can be identified by words su Q2 2021 Financial results August 12, 2021 EXHIBIT 99.2 FORWARD LOOKING STATEMENTS This presentation contains ?forward looking statements? within the meaning of the safe harbor provisions of the U.S. Private Securities Litigation Reform Act of 1995. Forward-looking statements can be identified by words such as: ?assume,? ?believe,? ?could,? ?estimate,? ?expect,? ?guidance,? ?may,? ?outlook,? ?forec
August 12, 2021	8-K	Current Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 12, 2021 PGT Innovations, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-37971 20-0634715 (State or Other Jurisdiction of Incorporation) (Commission F
August 12, 2021	EX-99.1	PGTI Reports 2021 Second Quarter Growth and Revises Fiscal 2021 Guidance EXHIBIT 99.1 NEWS RELEASE PGTI Reports 2021 Second Quarter Growth and Revises Fiscal 2021 Guidance VENICE, Fla., August 12, 2021 ? PGT Innovations, Inc. (NYSE: PGTI), a national leader in premium windows and doors, including impact-resistant products and products designed to unify indoor/outdoor living spaces, today announced financial results for its second quarter ended July 3, 2021. Financial H
July 12, 2021	SC 13G/A	PGTI / PGT, Inc. / WELLINGTON MANAGEMENT GROUP LLP - SEC SCHEDULE 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1 )* PGT Innovations, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 69336V101 (CUSIP Number) June 30, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Sche
June 25, 2021	11-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 11-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 11-K (Mark One) [X] ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2020 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-37971 A. Full title of the Pl
June 25, 2021	EX-23..1	Consent of Independent Registered Public Accounting Firm – Mayer Hoffman McCann P.C. EXHIBIT 23.1 CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the incorporation by reference in the Registration Statement (No. 333-227281) on Form S-3 and the Registration Statements (Nos. 333-231721, 333-196048, 333-166075, 333-146719, 333-135616) on Form S-8 of PGT Innovations, Inc. of our report dated June 24, 2021, with respect to the statements of net assets available f
May 21, 2021	8-K	Current Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 20, 2021 PGT Innovations, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-37971 20-0634715 (State or Other Jurisdiction of Incorporation) (Commission File
May 13, 2021	8-K	Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 13, 2021 PGT Innovations, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-37971 20-0634715 (State or Other Jurisdiction of Incorporation) (Commission File
May 13, 2021	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended April 3, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-37971 PGT Innovations, Inc.
May 13, 2021	EX-10.3	Employment Agreement between PGT Innovations, Inc., and Brent C. Boydston, dated January 1, 2021 EXHIBIT 10.3 EMPLOYMENT AGREEMENT THIS EMPLOYMENT AGREEMENT (this "Agreement") is made and entered into effective as of January 1, 2021, by and between PGT Innovations, Inc., a Delaware corporation (the "Employer"), and Brent C. Boydston, an individual and resident of the State of Florida (the "Employee"). RECITALS: Employer desires to continue to employ Employee upon the terms and conditions set
May 13, 2021	EX-99.2	FORWARD LOOKING STATEMENTS This presentation contains “forward looking statements” within the meaning of the safe harbor provisions of the U.S. Private Securities Litigation Reform Act of 1995. Forward-looking statements can be identified by words su Q1 2021 Financial results May 13, 2021 EXHIBIT 99.2 FORWARD LOOKING STATEMENTS This presentation contains ?forward looking statements? within the meaning of the safe harbor provisions of the U.S. Private Securities Litigation Reform Act of 1995. Forward-looking statements can be identified by words such as: ?assume,? ?believe,? ?could,? ?estimate,? ?expect,? ?guidance,? ?may,? ?outlook,? ?forecast
May 13, 2021	EX-10.4	Employment Agreement between PGT Innovations, Inc., and Michael Wothe, dated January 1, 2021 EXHIBIT 10.4 EMPLOYMENT AGREEMENT THIS EMPLOYMENT AGREEMENT (this "Agreement") is made and entered into effective as of January 1, 2021, by and between PGT Innovations, Inc., a Delaware corporation (the "Employer"), and Michael Wothe, an individual and resident of the State of Florida (the "Employee"). RECITALS: Employer desires to continue to employ Employee upon the terms and conditions set fort
May 13, 2021	EX-99.1	PGTI Reports 2021 First Quarter Growth and Raises Fiscal 2021 Guidance EXHIBIT 99.1 NEWS RELEASE PGTI Reports 2021 First Quarter Growth and Raises Fiscal 2021 Guidance VENICE, Fla., May 13, 2021 ? PGT Innovations, Inc. (NYSE: PGTI), a national leader in premium windows and doors, including impact-resistant products and products designed to unify indoor/outdoor living spaces, today announced financial results for its first quarter ended April 3, 2021. Financial Highli
May 13, 2021	EX-10.2	Employment Agreement between PGT Innovations, Inc., and Brad West, dated January 1, 2021 EXHIBIT 10.2 EMPLOYMENT AGREEMENT THIS EMPLOYMENT AGREEMENT (this "Agreement") is made and entered into effective as of January 1, 2021, by and between PGT Innovations, Inc., a Delaware corporation (the "Employer"), and Brad West, an individual and resident of the State of Florida (the "Employee"). RECITALS: Employer desires to continue to employ Employee upon the terms and conditions set forth he
May 13, 2021	EX-10.1	Employment Agreement between PGT Innovations, Inc., and Robert Keller, dated January 1, 2021 EXHIBIT 10.1 EMPLOYMENT AGREEMENT THIS EMPLOYMENT AGREEMENT (this "Agreement") is made and entered into effective as of January 1, 2021, by and between PGT Innovations, Inc., a Delaware corporation (the "Employer"), and Robert Keller, an individual and resident of the State of Florida (the "Employee"). RECITALS: Employer desires to continue to employ Employee upon the terms and conditions set fort
April 27, 2021	DEF 14A	- DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, fo
March 4, 2021	EX-16.1	KPMG LLP letter to the Securities and Exchange Commission dated March 4, 2021 EX-16.1 2 pgti-ex1616.htm EX-16.1 EXHIBIT 16.1 [KPMG LLP LETTERHEAD] March 4, 2021 Securities and Exchange Commission Washington, D.C. 20549 Ladies and Gentlemen: We were previously principal accountants for PGT Innovations, Inc. and, under the date of March 2, 2021, we reported on the consolidated financial statements of PGT Innovations, Inc. as of and for the years ended January 2, 2021 and Dece
March 4, 2021	8-K/A	Changes in Registrant's Certifying Accountant UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K/A CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 4, 2021 (November 13, 2020) PGT Innovations, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-37971 20-0634715 (State or Other Jurisdiction of Incorpor
March 2, 2021	EX-21.1	List of Subsidiaries Exhibit 21.1 PGT Innovations, Inc. Subsidiaries Name State of Incorporation PGT Industries, Inc. (wholly-owned by PGT Innovations, Inc.) Florida CGI Windows and Doors Holdings, Inc. (wholly-owned by PGT Industries, Inc.) Delaware WinDoor, Incorporated (wholly-owned by PGT Industries, Inc.) Florida LTE, LLC (wholly-owned by PGT Industries, Inc.) Florida CGI Windows and Doors, Inc. (wholly-owned by
March 2, 2021	10-K	Annual Report - PGT INNOVATIONS, INC. ANNUAL REPORT ON FORM 10-K FOR YEAR ENDED JANUARY 2, 2021 s UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended January 2, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-37971 PGT Innovations, Inc. (Ex
February 25, 2021	EX-99.1	PGT Innovations Announces Election of Xavier Boza to Board of Directors EXHIBIT 99.1 NEWS RELEASE PGT Innovations Announces Election of Xavier Boza to Board of Directors NORTH VENICE, Fla., February 24, 2021 - PGT Innovations, Inc. (NYSE:PGTI), a national leader in premium windows and doors, including impact-resistant products and products designed to unify indoor/outdoor living spaces, today announced that it has elected Xavier Boza to its board of directors, effecti
February 25, 2021	8-K	Current Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 24, 2021 (February 23, 2021) PGT Innovations, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-37971 20-0634715 (State or Other Jurisdiction of Incorp
February 24, 2021	8-K	Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 24, 2021 PGT Innovations, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-37971 20-0634715 (State or Other Jurisdiction of Incorporation) (Commission
February 24, 2021	EX-99.2	FORWARD LOOKING STATEMENTS Statements in this presentation regarding our business that are not historical facts are “forward-looking statements” that involve risks and uncertainties which could cause actual results to differ materially from those con Q4 and full year 2020 Financial results February 24, 2021 EXHIBIT 99.2 FORWARD LOOKING STATEMENTS Statements in this presentation regarding our business that are not historical facts are ?forward-looking statements? that involve risks and uncertainties which could cause actual results to differ materially from those contained in the forward-looking statements. Such forward-looking statements gener
February 24, 2021	EX-99.1	PGTI Reports 2020 Fourth Quarter and Fiscal Year Results and Provides Fiscal 2021 Guidance EXHIBIT 99.1 NEWS RELEASE PGTI Reports 2020 Fourth Quarter and Fiscal Year Results and Provides Fiscal 2021 Guidance VENICE, Fla., February 24, 2021 ? PGT Innovations, Inc. (NYSE: PGTI), a national leader in premium windows and doors, including impact-resistant products and products designed to unify indoor/outdoor living spaces, today announced financial results for its fourth quarter and year en
February 16, 2021	SC 13G/A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* PGT Innovations, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) (CUSIP Number) Calend Schedule 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* PGT Innovations, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 69336V101 (CUSIP Number) Calendar Year 2020 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant t
February 10, 2021	SC 13G/A	SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 3)* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 3)* Name of issuer: PGT Innovations Inc. Title of Class of Securities: Common Stock CUSIP Number: 69336V101 Date of Event Which Requires Filing of this Statement: December 31, 2020 Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
February 4, 2021	SC 13G	SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* PGT Innovations, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 69336V101 (CUSIP Number) December 31, 2020 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Sc
February 2, 2021	EX-99.1	PGT Innovations Completes Acquisition of 75% Ownership Stake in Eco Window Systems EX-99.1 Exhibit 99.1 NEWS RELEASE PGT Innovations Completes Acquisition of 75% Ownership Stake in Eco Window Systems VENICE, Fla., February 1, 2021 – PGT Innovations, Inc. (NYSE: PGTI), a national leader in premium windows and doors, including impact-resistant products and products designed to unify indoor/outdoor living spaces, today announced that it has completed its acquisition of a 75% owners
February 2, 2021	8-K	Financial Statements and Exhibits, Completion of Acquisition or Disposition of Assets, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 2, 2021 (February 1, 2021) PGT Innovations, Inc. (Exact name of registrant as specified in its charter) Delaware 001-37971 20-0634715 (State or other jurisdiction of incorpor
January 26, 2021	EX-4.1	Fourth Supplemental Indenture, dated as of January 26, 2021, by and between the Company, U.S. Bank National Association, as Trustee, and the Guarantors party thereto (incorporated by reference to Exhibit 4.1 to Current Report on Form 8-K filed with the Securities and Exchange Commission on January 26, 2021) Exhibit 4.1 FOURTH SUPPLEMENTAL INDENTURE FOURTH SUPPLEMENTAL INDENTURE (this “Supplemental Indenture”), dated as of January 26, 2021, among PGT INNOVATIONS, INC., a Delaware corporation (the “Issuer”), the guarantors party hereto (the “Guarantors”) and U.S. BANK NATIONAL ASSOCIATION, a national banking association, as trustee (the “Trustee”). W I T N E S S E T H WHEREAS, PGT Escrow Issuer, Inc.,
January 26, 2021	8-K	Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant, Other Events - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 26, 2021 PGT Innovations, Inc. (Exact name of registrant as specified in its charter) Delaware 001-37971 20-0634715 (State or other jurisdiction of incorporation) (Commission
January 26, 2021	EX-99.1	PGTI Announces Closing of Offering of $60 Million of Additional 6.75% Senior Notes due 2026 EX-99.1 3 d38298dex991.htm EX-99.1 Exhibit 99.1 NEWS RELEASE PGTI Announces Closing of Offering of $60 Million of Additional 6.75% Senior Notes due 2026 NORTH VENICE, Fla., January 26, 2021 – PGT Innovations, Inc. (NYSE: PGTI), a national leader in premium windows and doors, including impact-resistant products and products designed to unify indoor/outdoor living spaces, announced today that it has
January 11, 2021	EX-99.2	PGTI Announces Pricing of $60 Million of Additional 6.75% Senior Notes due 2026 EX-99.2 Exhibit 99.2 NEWS RELEASE PGTI Announces Pricing of $60 Million of Additional 6.75% Senior Notes due 2026 NORTH VENICE, Fla., January 11, 2021 – PGT Innovations, Inc. (NYSE: PGTI) (“PGTI” or the “Company”), a national leader in premium windows and doors, including impact-resistant products and products designed to unify indoor/outdoor living spaces, announced today the pricing of its previ
January 11, 2021	EX-99.1	PGT Innovations to Acquire 75% Ownership Stake in Eco Window Systems EX-99.1 Exhibit 99.1 NEWS RELEASE PGT Innovations to Acquire 75% Ownership Stake in Eco Window Systems • Expected to accelerate revenue growth and expand margins in first year • Strengthens supply chain by adding glass production capacity • Diversifies and expands product lines in high-growth commercial market • Extends residential market footprint with minimal dealer overlap • Purchase price of $
January 11, 2021	EX-2.1	Purchase Agreement, dated as of January 7, 2021, among the Company, Eco Window Systems, LLC, Eco Glass Production Inc., Unity Windows Inc., Frank Mata, an individual, Luis Arrieta, an individual, New Eco Windows Holding, LLC, a newly formed Delaware limited liability company, and three newly formed entities (incorporated herein by reference to Exhibit 2.1 to Current Report on Form 8-K filed with the Securities and Exchange Commission on January 11, 2021) EX-2.1 Exhibit 2.1 CERTAIN IDENTIFIED INFORMATION HAS BEEN REDACTED FROM THIS EXHIBIT BECAUSE IT IS NOT MATERIAL AND WOULD LIKELY CAUSE COMPETITIVE HARM TO THE REGISTRANT IF PUBLICLY DISCLOSED. “[***]” INDICATES THAT INFORMATION HAS BEEN REDACTED. PURCHASE AGREEMENT BY AND AMONG PGT INNOVATIONS, INC., ECO WINDOW SYSTEMS, LLC, ECO GLASS PRODUCTION INC UNITY WINDOWS, INC. NEW ECO WINDOWS HOLDING, LL
January 11, 2021	EX-99.1	PGTI Announces Private Placement of Additional Senior Notes EX-99.1 Exhibit 99.1 NEWS RELEASE PGTI Announces Private Placement of Additional Senior Notes NORTH VENICE, Fla., January 11, 2021 – PGT Innovations, Inc. (NYSE: PGTI) (“PGTI” or the “Company”), a national leader in premium windows and doors, including impact-resistant products and products designed to unify indoor/outdoor living spaces, announced today that it intends to offer $60 million aggrega
January 11, 2021	8-K	Financial Statements and Exhibits, Other Events - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 11, 2021 PGT Innovations, Inc. (Exact name of registrant as specified in its charter) Delaware 001-37971 20-0634715 (State or other jurisdiction of incorporation) (Commission
January 8, 2021	8-K	Regulation FD Disclosure, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits - FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 8, 2021 (January 7, 2021) PGT Innovations, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-37971 20-0634715 (State or Other Jurisdiction of Incorporat
November 19, 2020	8-K	Changes in Registrant's Certifying Accountant - CURRENT REPORT ON FORM 8-K DATED NOVEMBER 30, 2020 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 19, 2020 (November 13, 2020) PGT Innovations, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-37971 20-0634715 (State or Other Jurisdiction of Incorp
November 19, 2020	EX-16..1	KPMG LLP letter to the Securities and Exchange Commission dated November 19, 2020 EXHIBIT 16.1 [KPMG LLP LETTERHEAD] November 19, 2020 Securities and Exchange Commission Washington, D.C. 20549 Ladies and Gentlemen: We are currently principal accountants for PGT Innovations, Inc. and, under the date of February 26, 2020, we reported on the consolidated financial statements of PGT Innovations, Inc. as of and for the years ended December 28, 2019 and December 29, 2018, and the eff
November 5, 2020	10-Q	Quarterly Report - 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended October 3, 2020 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-37971 PGT Innovations, Inc
November 5, 2020	8-K	Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 5, 2020 PGT Innovations, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-37971 20-0634715 (State or Other Jurisdiction of Incorporation) (Commission
November 5, 2020	EX-99..1	PGTI Reports 2020 Third Quarter Results EXHIBIT 99.1 NEWS RELEASE PGTI Reports 2020 Third Quarter Results VENICE, Fla., November 5, 2020 – PGT Innovations, Inc. (NYSE: PGTI), a national leader in premium windows and doors, including impact-resistant products and products designed to unify indoor/outdoor living spaces, today announced financial results for its third quarter ended October 3, 2020. Financial Highlights for Third Quarter 20
November 5, 2020	EX-99..2	FORWARD LOOKING STATEMENTS Statements in this presentation regarding our business that are not historical facts are “forward-looking statements” that involve risks and uncertainties which could cause actual results to differ materially from those con EX-99..2 3 pgti-ex99291.htm EX-99..2 Q3 2020 Financial results November 5, 2020 EXHIBIT 99.2 FORWARD LOOKING STATEMENTS Statements in this presentation regarding our business that are not historical facts are “forward-looking statements” that involve risks and uncertainties which could cause actual results to differ materially from those contained in the forward-looking statements. Such forward-lo
August 12, 2020	EX-99.1	PGTI Reports 2020 Second Quarter Results EXHIBIT 99.1 NEWS RELEASE PGTI Reports 2020 Second Quarter Results VENICE, Fla., August 12, 2020 – PGT Innovations, Inc. (NYSE: PGTI), a national leader in premium windows and doors, including impact-resistant products and products designed to unify indoor/outdoor living spaces, today announced financial results for its second quarter ended July 4, 2020. Financial Highlights for Second Quarter 202
August 12, 2020	8-K	Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 12, 2020 PGT Innovations, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-37971 20-0634715 (State or Other Jurisdiction of Incorporation) (Commission F

PGTI / PGT Innovations, Inc. - SEC Filings, Annual Report, Proxy Statement

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