PGEM SEC Filings - Ply Gem Holdings, Inc.- Annual Report, Proxy Statement, Prospectus

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1284807

SEC Filings

All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis. These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Ply Gem Holdings, Inc.

SEC Filings (Chronological Order)

This page provides a complete, chronological list of SEC Filings, excluding ownership filings which we provide elsewhere.

April 27, 2018	15-12B	PGEM / Ply Gem Holdings, Inc. 15-12B 15-12B UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number 001-35930 PLY GEM HOLDINGS, INC. (Exact name of registrant as specifi
April 27, 2018	10-K/A	Annual Report - 10-K/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A (Amendment No. 1) [X] Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the fiscal year ended December 31, 2017 or [ ] Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to . Commission File Number: 001-35930
April 16, 2018	8-K	Changes in Control of Registrant, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Entry into a Material Definitive Agreement, Termination of a Material Definitive Agreement, Material Modification to Rights of Security Holders, Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant, Completion of Acquisition or Disposition of Assets Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of report (Date of earliest event reported) April 16, 2018 (April 12, 2018) PLY GEM HOLDINGS, INC.
April 16, 2018	EX-3.1	Amended and Restated Certificate of Incorporation of Ply Gem Holdings, Inc. Exhibit 3.1 Exhibit 3.1 AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF PLY GEM HOLDINGS, INC. FIRST: The name of the Corporation is Ply Gem Holdings, Inc. (the “Corporation”). SECOND: The Corporation’s registered office in the State of Delaware is The Corporation Trust Company, Corporation Trust Center, 1209 Orange Street, in the City of Wilmington, County of New Castle, State of Delaware, 1
April 16, 2018	EX-3.2	Amended and Restated Bylaws of Ply Gem Holdings, Inc. Exhibit 3.2 Exhibit 3.2 PLY GEM HOLDINGS, INC. AMENDED AND RESTATED BYLAWS As Adopted on April 12, 2018 PLY GEM HOLDINGS, INC. AMENDED AND RESTATED BYLAWS Table of Contents Page ARTICLE I MEETINGS OF STOCKHOLDERS 1 Section 1.01. Annual Meetings 1 Section 1.02. Special Meetings 1 Section 1.03. Participation in Meetings by Remote Communication 1 Section 1.04. Notice of Meetings; Waiver of Notice 1 S
April 13, 2018	8-K	Financial Statements and Exhibits, Other Events 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of report (Date of earliest event reported) April 13, 2018 PLY GEM HOLDINGS, INC.
April 13, 2018	EX-99.1	Notice of Dismissal of Ply Gem Holdings, Inc. Litigation and Agreement Upon Attorneys’ Fees EX-99.1 Exhibit 99.1 Notice of Dismissal of Ply Gem Holdings, Inc. Litigation and Agreement Upon Attorneys’ Fees NEW YORK, April 13, 2018 /PRNewswire/ — Notice is hereby provided to all persons who held shares of Ply Gem Holdings, Inc. (“Ply Gem”) common stock at any time during the period from and including January 31, 2018 through April 3, 2018. The purpose of this Notice is to inform you about
April 12, 2018	S-8 POS	PGEM / Ply Gem Holdings, Inc. S-8 POS S-8 POS 1 d567242ds8pos.htm S-8 POS As filed with the Securities and Exchange Commission on April 12, 2018 Registration No. 333-188916 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 1 to FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Ply Gem Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 20-0645
April 12, 2018	RW	PGEM / Ply Gem Holdings, Inc. RW RW Ply Gem Holdings, Inc. 5020 Weston Parkway, Suite 400 Cary, North Carolina 27513 April 12, 2018 VIA EDGAR U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549-7010 Attn: Jay Ingram Ply Gem Holdings, Inc. Request to Withdraw Registration Statement on Form S-3 File No. 333-213172 Dear Mr. Ingram: On behalf of Ply Gem Holdings, Inc. (the
April 12, 2018	EX-99.25	EX-99.25 NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The New York Stock Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on April 23, 2018, pursuant to the provisions of Rule 12d2-2 (a).
April 3, 2018	8-K	Current Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of report (Date of earliest event reported) March 30, 2018 PLY GEM HOLDINGS, INC.
March 29, 2018	8-K	Current Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of report (Date of earliest event reported) March 29, 2018 PLY GEM HOLDINGS, INC.
March 23, 2018	DEFM14C	PGEM / Ply Gem Holdings, Inc. DEFINITIVE INFORMATION STATEMENT TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14C INFORMATION Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Check the appropriate box: ☐ Preliminary Information Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14c-5(d)(2)) ☒ Definitive Information Statement PLY GEM HOLDINGS,
March 14, 2018	CORRESP	PGEM / Ply Gem Holdings, Inc. CORRESP Paul, Weiss, Rifkind, Wharton & Garrison LLP 1285 Avenue of the Americas New York, New York 10019-6064 March 14, 2018 Via EDGAR Securities and Exchange Commission 100 F Street, N.
March 12, 2018	8-K	Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of report (Date of earliest event reported) March 9, 2018 PLY GEM HOLDINGS, INC.
March 5, 2018	EX-99.1	Ply Gem Reports Fourth Quarter 2017 Results Ply Gem Reports Fourth Quarter 2017 Results • Net sales increased 11.8% to $516.9 million for the fourth quarter. • Net income increased 118.7% to $14.6 million for the fourth quarter. • Adjusted EBITDA increased 13.7% to $51.0 million for the fourth quarter. • Leverage ratio improved to 3.4x for the year ended December 31, 2017 compared to 3.7x for the comparable 2016 period reflecting $40.0 mill
March 5, 2018	8-K	Results of Operations and Financial Condition 8-K 1 a201712318k.htm PLY GEM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of report (Date of earliest event reported) March 5, 2018 PLY GEM HOLDINGS, INC. (Exact Name of Registrant as Specified in Its Charter) Delaware 001-35930 20-0645710 (State or Other Jurisdiction o
March 5, 2018	EX-10.12	Letter to John Buckley, dated as of December 31, 2017, regarding Renewal of Amended and Restated Retention Agreement. Exhibit 10.12 December 31, 2017 Re: Renewal of Amended and Restated Retention Agreement Dear John: This letter is to serve as your notification that Ply Gem Industries, Inc. has elected to execute its Renewal Term right under your current Amended and Restated Retention Agreement dated December 31, 2008 for a period of one year. As such, all applicable rights and terms as outlined in your Amended a
March 5, 2018	EX-10.23	Transaction bonus letter, dated January 31, 2018, between Shawn K. Poe and Ply Gem Holdings, Inc. Exhibit 10.23 January 31, 2018 Re: Transaction Bonus Dear Shawn: In recognition of your outstanding service to Ply Gem Industries, Inc. (the “Company”), the Board of Directors of the Company (the “Board”) and the Compensation Committee of the Board have determined that it is in the best interests of the Company and its stockholders to pay you a transaction bonus in connection with the consummation
March 5, 2018	EX-10.19	Letter to Shawn K. Poe, dated as of December 31, 2017, regarding Renewal of Amended and Restated Retention Agreement. Exhibit 10.19 December 31, 2017 Re: Renewal of Amended and Restated Retention Agreement Dear Shawn: This letter is to serve as your notification that Ply Gem Industries, Inc. has elected to execute its Renewal Term right under your current Amended and Restated Retention Agreement dated November 7, 2008 for a period of one year. As such, all applicable rights and terms as outlined in your Amended a
March 5, 2018	EX-10.10	Letter to John C. Wayne, dated as of December 31, 2017, regarding Renewal of Amended and Restated Retention Agreement. Exhibit 10.10 December 31, 2017 Re: Renewal of Amended and Restated Retention Agreement Dear John: This letter is to serve as your notification that Ply Gem Industries, Inc. has elected to execute its Renewal Term right under your current Amended and Restated Retention Agreement dated December 31, 2008 for a period of one year. As such, all applicable rights and terms as outlined in your Amended a
March 5, 2018	EX-10.22	Transaction bonus letter, dated January 31, 2018, between Gary E. Robinette and Ply Gem Holdings, Inc. Exhibit 10.22 January 31, 2018 Re: Transaction Bonus Dear Gary: In recognition of your outstanding service to Ply Gem Industries, Inc. (the “Company”), the Board of Directors of the Company (the “Board”) and the Compensation Committee of the Board have determined that it is in the best interests of the Company and its stockholders to pay you a transaction bonus in connection with the consummation
March 5, 2018	EX-21.1	List of Subsidiaries. Exhibit 21.1 SUBSIDIARIES OF THE REGISTRANT State or other jurisdiction of Name incorporation or organization Alenco Building Products Management, L.L.C. Delaware Alenco Extrusion GA, L.L.C. Delaware Alenco Extrusion Management, L.L.C. Delaware Alenco Holding Corporation Delaware Alenco Interests, L.L.C. Delaware Alenco Trans, Inc. Delaware Alenco Window GA, L.L.C. Delaware Aluminum Scrap Recycle,
March 5, 2018	10-K	Annual Report - 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K [X] Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the fiscal year ended December 31, 2017 or [ ] Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to . Commission File Number: 001-35930 PLY GEM HOLDINGS, I
March 5, 2018	EX-10.14	Letter to David Schmoll, dated as of December 31, 2017, regarding Renewal of Amended and Restated Retention Agreement. Exhibit 10.14 December 31, 2017 Re: Renewal of Amended and Restated Retention Agreement Dear David: This letter is to serve as your notification that Ply Gem Industries, Inc. has elected to execute its Renewal Term right under your current Amended and Restated Retention Agreement dated December 31, 2008 for a period of one year. As such, all applicable rights and terms as outlined in your Amended
February 14, 2018	CORRESP	PGEM / Ply Gem Holdings, Inc. CORRESP Paul, Weiss, Rifkind, Wharton & Garrison LLP 1285 Avenue of the Americas New York, New York 10019-6064 February 14, 2018 Via EDGAR Securities and Exchange Commission 100 F Street, N.
February 14, 2018	PREM14C	PGEM / Ply Gem Holdings, Inc. PREM14C tv485499-prem14c - none - 6.169527s TABLE OF CONTENTS ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ? SCHEDULE 14C INFORMATION Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 ? Check the appropriate box: ? Preliminary Information Statement ? ? Confidential, for Use of the Commission Only (as permitted by Rule 14c-5(d)(2)) ? ? Def
February 12, 2018	SC 13G/A	PGEM / Ply Gem Holdings, Inc. / Caxton-Iseman (Ply Gem), L.P. - AMENDMENT NO. 4 Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 4)* PLY GEM HOLDINGS, INC. (Name of Issuer) Common Stock (Title of Class of Securities) 72941W100 (CUSIP Number) December 31, 2017 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this
February 12, 2018	SC 13G/A	PGEM / Ply Gem Holdings, Inc. / Robinette Gary E - AMENDMENT NO. 4 Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 4)* PLY GEM HOLDINGS, INC. (Name of Issuer) Common Stock (Title of Class of Securities) 72941W100 (CUSIP Number) December 31, 2017 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this
February 1, 2018	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Entry into a Material Definitive Agreement, Financial Statements and Exhibits 8-K 1 tv4845108k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of report (Date of earliest event reported) January 31, 2018 PLY GEM HOLDINGS, INC. (Exact Name of Registrant as Specified in Its Charter) DELAWARE 001-35930 20-0645710 (State or Other Jurisdiction of
February 1, 2018	EX-2.1	Agreement and Plan of Merger, dated as of January 31, 2018, by and among Pisces Midco, Inc., Pisces Merger Sub, Inc. and Ply Gem Holdings, Inc. (incorporated by reference to Exhibit 2.1 to the Current Report on Form 8-K of Ply Gem Holdings, which was filed with the SEC on February 1, 2018) Exhibit 2.1 EXECUTION VERSION AGREEMENT AND PLAN OF MERGER by and among PISCES MIDCO, INC., PISCES MERGER SUB, INC. and PLY GEM HOLDINGS, INC. Dated as of January 31, 2018 TABLE OF CONTENTS Page ARTICLE 1 THE MERGER 2 Section 1.1 The Merger 2 Section 1.2 Merger Closing 2 Section 1.3 Effect of Merger; Organizational Documents; Directors and Officers 2 Section 1.4 Conversion of Merger Sub Capital St
January 31, 2018	EX-99.1	Ply Gem Holdings, Inc. Enters into a Definitive Agreement to be Acquired by Clayton, Dubilier & Rice (CD&R) Exhibit Exhibit 99.1 Ply Gem Holdings, Inc. Enters into a Definitive Agreement to be Acquired by Clayton, Dubilier & Rice (CD&R) ? Ply Gem Shareholders to Receive $21.64 per Share in Cash ? CD&R and Golden Gate Capital Enter into Definitive Agreement to Acquire Atrium Windows & Doors and Merge the Company with Ply Gem to Form Industry-Leading Building Products Company CARY, NC and NEW YORK, NY - J
January 31, 2018	8-K	Regulation FD Disclosure, Financial Statements and Exhibits 8-K 1 a20171318k.htm PLY GEM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of report (Date of earliest event reported) January 31, 2018 PLY GEM HOLDINGS, INC. (Exact Name of Registrant as Specified in Its Charter) Delaware 001-35930 20-0645710 (State or Other Jurisdiction
November 6, 2017	8-K	Results of Operations and Financial Condition 8-K 1 a20179308k.htm PLY GEM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of report (Date of earliest event reported) November 6, 2017 PLY GEM HOLDINGS, INC. (Exact Name of Registrant as Specified in Its Charter) Delaware 001-35930 20-0645710 (State or Other Jurisdiction
November 6, 2017	EX-99.1	Ply Gem Reports Third Quarter 2017 Results Exhibit Ply Gem Reports Third Quarter 2017 Results ? Net sales increased 6.5% to $564.7 million for the third quarter. ? Net income was $27.5 million for the third quarter. ? Adjusted EBITDA was $77.1 million for the third quarter. Cary, NC (BUSINESS WIRE) November 6, 2017 - Ply Gem Holdings, Inc. (?Ply Gem? or the ?Company?) (NYSE: PGEM), a leading manufacturer of exterior building products in No
November 6, 2017	EX-10.2	Form of Restricted Stock Unit Award Agreement for Ply Gem Holdings, Inc. Long Term Incentive Plan RESTRICTED STOCK UNIT AWARD AGREEMENT PLY GEM HOLDINGS, INC. This Restricted Stock Unit Award Agreement (the “Agreement”), effective as of [] (the “Award Date”), is entered into by and between Ply Gem Holdings, Inc., a Delaware corporation (the “Company”), and [] (the “Participant”). WHEREAS, the Company desires to provide the Participant an incentive to participate in the success and growth of th
November 6, 2017	EX-10.1	Form of Performance Unit Award Agreement for Ply Gem Holdings, Inc. Long Term Incentive Plan PERFORMANCE UNIT AWARD AGREEMENT PLY GEM HOLDINGS, INC. This Performance Unit Award Agreement (the “Agreement”), effective as of [] (the “Award Date”), is entered into by and between Ply Gem Holdings, Inc., a Delaware corporation (the “Company”), and [] (the “Participant”). WHEREAS, the Company desires to provide the Participant an incentive to participate in the success and growth of the Company
November 6, 2017	10-Q	PGEM / Ply Gem Holdings, Inc. PLY GEM 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q [X] QUARTERLY REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2017 or [ ] TRANSITION REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File Number: 001-35930 PLY GEM HO
August 7, 2017	EX-99.1	Ply Gem Reports Second Quarter 2017 Results Exhibit Ply Gem Reports Second Quarter 2017 Results ? Net sales increased 6.7% to $544.8 million for the second quarter. ? Operating earnings increased $3.9 million to $66.1 million for the second quarter. ? Net income was $29.9 million for the second quarter. ? Adjusted EBITDA increased to $81.1 million or 5.4% for the second quarter. Cary, NC (BUSINESS WIRE) August 7, 2017 - Ply Gem Holdings, In
August 7, 2017	8-K	Results of Operations and Financial Condition 8-K 1 a2017718k.htm PLY GEM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of report (Date of earliest event reported) August 7, 2017 PLY GEM HOLDINGS, INC. (Exact Name of Registrant as Specified in Its Charter) Delaware 001-35930 20-0645710 (State or Other Jurisdiction of
August 7, 2017	10-Q	PGEM / Ply Gem Holdings, Inc. PLY GEM 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q [X] QUARTERLY REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended July 1, 2017 or [ ] TRANSITION REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File Number: 001-35930 PLY GEM HOLDINGS
May 30, 2017	EX-1.01	Ply Gem Holdings, Inc. Conflict Minerals Report for the year ended December 31, 2016 Exhibit Exhibit 1.01 Ply Gem Holdings, Inc. Conflict Minerals Report for the year ended December 31, 2016 Introduction This is the Conflict Minerals Report of Ply Gem Holdings, Inc. (the ?Company?, ?Ply Gem?, ?we?, ?us?, or ?our?) for the calendar year ended December 31, 2016 in accordance with Rule 13p-1 (?Rule 13p-1?) under the Securities Exchange Act of 1934 (the ?1934 Act?). Please refer to Ru
May 30, 2017	SD	Ply Gem Holdings PLY GEM FORM SD Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM SD Specialized Disclosure Report PLY GEM HOLDINGS, INC.
May 18, 2017	8-K	Current Report 8-K 1 a20175188k.htm PLY GEM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of report (Date of earliest event reported) May 17, 2017 PLY GEM HOLDINGS, INC. (Exact Name of Registrant as Specified in Its Charter) Delaware 001-35930 20-0645710 (State or Other Jurisdiction of
May 8, 2017	EX-99.1	Ply Gem Reports First Quarter 2017 Results Exhibit Ply Gem Reports First Quarter 2017 Results ? Net sales increased 5.2% to $430.0 million for the first quarter. ? Net loss improved $23.9 million for the first quarter. ? Adjusted EBITDA increased to $27.1 million or 9.5% for the first quarter. Cary, NC (BUSINESS WIRE) May 8, 2017 - Ply Gem Holdings, Inc. (?Ply Gem? or the ?Company?) (NYSE: PGEM), a leading manufacturer of exterior building
May 8, 2017	8-K	Results of Operations and Financial Condition Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of report (Date of earliest event reported) May 8, 2017 PLY GEM HOLDINGS, INC.
May 8, 2017	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q [X] QUARTERLY REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended April 1, 2017 [ ] TRANSITION REPORT PURSUANT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q [X] QUARTERLY REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended April 1, 2017 or [ ] TRANSITION REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File Number: 001-35930 PLY GEM HOLDING
April 24, 2017	CORRESP	Ply Gem Holdings ESP Document April 24, 2017 Mr. John Cash Accounting Branch Chief United States Securities and Exchange Commission 100 F Street NE Washington, D.C. 20549 RE: Ply Gem Holdings, Inc. Form 10-K for the year ended December 31, 2016 Filed March 10, 2017 File No. 001-35930 Form 8-K Filed March 10, 2017 File No. 001-35930 Dear Mr. Cash: On behalf of Ply Gem Holdings, Inc. (the ?Company? or ?Ply Gem?), I am w
April 3, 2017	DEFA14A	Ply Gem Holdings DEFA14A Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) ? Filed by the Registrant o Filed by a Party Other than the Registrant Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)
April 3, 2017	DEF 14A	Ply Gem Holdings DEF 14A Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) ? Filed by the Registrant o Filed by a Party Other than the Registrant Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)
March 10, 2017	8-K	Results of Operations and Financial Condition 8-K 1 a201612318k.htm PLY GEM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of report (Date of earliest event reported) March 10, 2017 PLY GEM HOLDINGS, INC. (Exact Name of Registrant as Specified in Its Charter) Delaware 001-35930 20-0645710 (State or Other Jurisdiction
March 10, 2017	EX-99.1	Ply Gem Reports Fourth Quarter and Full Year 2016 Results Exhibit Ply Gem Reports Fourth Quarter and Full Year 2016 Results ? Net sales increased 7.
March 10, 2017	EX-10.12	December 31, 2016 December 31, 2016 Re: Renewal of Amended and Restated Retention Agreement Dear David: This letter is to serve as your notification that Ply Gem Industries, Inc.
March 10, 2017	EX-21.1	SUBSIDIARIES OF THE REGISTRANT State or other jurisdiction of Name incorporation or organization Alenco Building Products Management, L.L.C. Delaware Alenco Extrusion GA, L.L.C. Delaware Alenco Extrusion Management, L.L.C. Delaware Alenco Holding Cor SUBSIDIARIES OF THE REGISTRANT State or other jurisdiction of Name incorporation or organization Alenco Building Products Management, L.
March 10, 2017	EX-10.18	December 31, 2016 December 31, 2016 Re: Renewal of Amended and Restated Retention Agreement Dear Shawn: This letter is to serve as your notification that Ply Gem Industries, Inc.
March 10, 2017	EX-10.10	December 31, 2016 December 31, 2016 Re: Renewal of Amended and Restated Retention Agreement Dear John: This letter is to serve as your notification that Ply Gem Industries, Inc.
March 10, 2017	EX-10.8	December 31, 2016 December 31, 2016 Re: Renewal of Amended and Restated Retention Agreement Dear John: This letter is to serve as your notification that Ply Gem Industries, Inc.
March 10, 2017	10-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K [X] Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the fiscal year ended December 31, 2016 [ ] Transition Report Pursuant to S UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K [X] Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the fiscal year ended December 31, 2016 or [ ] Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to . Commission File Number: 001-35930 PLY GEM HOLDINGS, I
February 14, 2017	SC 13G/A	PGEM / Ply Gem Holdings, Inc. / Raging Capital Management, LLC - AMENDMENT NO. 2 TO SCHEDULE 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (Amendment No. 2)1 Ply Gem Holdings, Inc. (Name of Issuer) Common Stock, $0.01 par value (Title of Class of Securities) 72941W100 (CUSIP Number) December 31,
February 13, 2017	SC 13G/A	PGEM / Ply Gem Holdings, Inc. / Caxton-Iseman (Ply Gem), L.P. - AMENDMENT NO. 3 Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3)* PLY GEM HOLDINGS, INC. (Name of Issuer) Common Stock (Title of Class of Securities) 72941W100 (CUSIP Number) December 31, 2016 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this
February 13, 2017	SC 13G/A	PGEM / Ply Gem Holdings, Inc. / Robinette Gary E - AMENDMENT NO. 3 Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3)* PLY GEM HOLDINGS, INC. (Name of Issuer) Common Stock (Title of Class of Securities) 72941W100 (CUSIP Number) December 31, 2016 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this
November 7, 2016	EX-99.1	Ply Gem Reports Third Quarter 2016 Results Exhibit Ply Gem Reports Third Quarter 2016 Results ? Net income increased 31.3% to $54.8 million for the third quarter. ? Adjusted EBITDA increased to $82.5 million or 7.7% for the third quarter achieving LTM Adjusted EBITDA of $227.4 million. ? $100.0 million voluntary debt payment made in November on Term Loan Facility. Cary, NC (BUSINESS WIRE) November 7, 2016 - Ply Gem Holdings, Inc. (?Ply Gem
November 7, 2016	8-K	Results of Operations and Financial Condition 8-K 1 a20161018k.htm PLY GEM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of report (Date of earliest event reported) November 7, 2016 PLY GEM HOLDINGS, INC. (Exact Name of Registrant as Specified in Its Charter) Delaware 001-35930 20-0645710 (State or Other Jurisdiction
November 7, 2016	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q [X] QUARTERLY REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended October 1, 2016 [ ] TRANSITION REPORT PURSUAN 10-Q 1 a201610110q.htm PLY GEM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q [X] QUARTERLY REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended October 1, 2016 or [ ] TRANSITION REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission
August 18, 2016	CORRESP	Ply Gem Holdings ESP CORRESP PLY GEM HOLDINGS, INC. 5020 Weston Parkway, Suite 400 Cary, North Carolina 27513 August 18, 2016 VIA EDGAR Division of Corporation Finance Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Attention: Pamela A. Long Ply Gem Holdings, Inc. Registration Statement on Form S-3 (File No. 333-213172) Dear Ms. Long: Pursuant to Rule 461 of the Securities Act of 1933, as
August 17, 2016	EX-4.6	PLY GEM HOLDINGS, INC. WELLS FARGO BANK, NATIONAL ASSOCIATION, FORM OF INDENTURE Dated as of Providing for Issuance of Subordinated Securities in Series Table Showing Reflection in Indenture of Certain Provisions of Trust Indenture Act of 1939, as am EX-4.6 Exhibit 4.6 PLY GEM HOLDINGS, INC. and WELLS FARGO BANK, NATIONAL ASSOCIATION, Trustee FORM OF INDENTURE Dated as of Providing for Issuance of Subordinated Securities in Series Table Showing Reflection in Indenture of Certain Provisions of Trust Indenture Act of 1939, as amended by the Trust Indenture Reform Act of 1990 Reflected in Indenture TIA Section ‘SS’310 (a)(1) 6.09 (a)(2) 6.09 (a)(
August 17, 2016	EX-25.1	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE EX-25.1 8 d420740dex251.htm EX-25.1 Exhibit 25.1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE ¨ CHECK IF AN APPLICATION TO DETERMINE ELIGIBILITY OF A TRUSTEE PURSUANT TO SECTION 305(b) (2) WELLS FARGO BANK, NATIONAL ASSOCIATION (Exact name of trustee as s
August 17, 2016	EX-12.1	PLY GEM HOLDINGS, INC. AND SUBSIDIARIES RATIO OF EARNINGS TO FIXED CHARGES AND RATIO OF EARNINGS TO COMBINED FIXED CHARGES AND PREFERRED STOCK DIVIDENDS Fiscal Year Ended December 31, Six Months Ended 2015 2014 2013 2012 2011 July 2, 2016 July 4, 201 Exhibit 12.1 PLY GEM HOLDINGS, INC. AND SUBSIDIARIES RATIO OF EARNINGS TO FIXED CHARGES AND RATIO OF EARNINGS TO COMBINED FIXED CHARGES AND PREFERRED STOCK DIVIDENDS Fiscal Year Ended December 31, Six Months Ended 2015 2014 2013 2012 2011 July 2, 2016 July 4, 2015 (unaudited) Earnings: Earnings (loss) from continuing operations $ 32,288 $ (31,269 ) $ (79,520 ) $ (39,055 ) $ (84,507 ) $ 14,069 $ (1
August 17, 2016	EX-4.5	PLY GEM HOLDINGS, INC. WELLS FARGO BANK, NATIONAL ASSOCIATION, FORM OF INDENTURE Dated as of Providing for Issuance of Senior Securities in Series Table Showing Reflection in Indenture of Certain Provisions of Trust Indenture Act of 1939, as amended EX-4.5 Exhibit 4.5 PLY GEM HOLDINGS, INC. and WELLS FARGO BANK, NATIONAL ASSOCIATION, Trustee FORM OF INDENTURE Dated as of Providing for Issuance of Senior Securities in Series Table Showing Reflection in Indenture of Certain Provisions of Trust Indenture Act of 1939, as amended by the Trust Indenture Reform Act of 1990 Reflected in Indenture TIA Section ‘SS’310 (a)(1) 6.09 (a)(2) 6.09 (a)(3) Not
August 17, 2016	S-3	As filed with the Securities and Exchange Commission on August 17, 2016 S-3 Table of Contents As filed with the Securities and Exchange Commission on August 17, 2016 Registration No.
August 17, 2016	CORRESP	Ply Gem Holdings ESP CORRESP Paul, Weiss, Rifkind, Wharton & Garrison LLP 1285 Avenue of the Americas New York, New York 10019-6064 August 17, 2016 Via EDGAR Securities and Exchange Commission 100 F Street, NE Washington, D.
August 10, 2016	8-K	Current Report 8-K 1 a20168108-k.htm PLY GEM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of report (Date of earliest event reported) August 10, 2016 PLY GEM HOLDINGS, INC. (Exact Name of Registrant as Specified in Its Charter) Delaware 001-35930 20-0645710 (State or Other Jurisdiction
August 10, 2016	8-K	Current Report 8-K 1 a20168108-k.htm PLY GEM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of report (Date of earliest event reported) August 10, 2016 PLY GEM HOLDINGS, INC. (Exact Name of Registrant as Specified in Its Charter) Delaware 001-35930 20-0645710 (State or Other Jurisdiction
August 8, 2016	8-K	Results of Operations and Financial Condition 8-K 1 a2016728k.htm PLY GEM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of report (Date of earliest event reported) August 8, 2016 PLY GEM HOLDINGS, INC. (Exact Name of Registrant as Specified in Its Charter) Delaware 001-35930 20-0645710 (State or Other Jurisdiction of
August 8, 2016	EX-99.1	Ply Gem Reports Second Quarter 2016 Results Exhibit Ply Gem Reports Second Quarter 2016 Results ? Net income increased 37.1% to $41.6 million for the second quarter. ? Adjusted EBITDA increased to $76.9 million or 23.0% for the second quarter achieving a record LTM Adjusted EBITDA of $221.4 million. Cary, NC (BUSINESS WIRE) August 8, 2016 - Ply Gem Holdings, Inc. (?Ply Gem? or the ?Company?) (NYSE: PGEM), a leading manufacturer of exterior
August 8, 2016	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q [X] QUARTERLY REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended July 2, 2016 [ ] TRANSITION REPORT PURSUANT T UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q [X] QUARTERLY REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended July 2, 2016 or [ ] TRANSITION REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File Number: 001-35930 PLY GEM HOLDINGS
May 27, 2016	SD	Ply Gem Holdings PLY GEM FORM SD Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM SD Specialized Disclosure Report PLY GEM HOLDINGS, INC.
May 27, 2016	EX-1.01	Ply Gem Holdings, Inc. Conflict Minerals Report for the year ended December 31, 2015 Exhibit Exhibit 1.01 Ply Gem Holdings, Inc. Conflict Minerals Report for the year ended December 31, 2015 Company Overview This is the Conflict Minerals Report of Ply Gem Holdings, Inc. (the ?Company?, ?Ply Gem?, ?we?, ?us?, or ?our?) for the calendar year ended December 31, 2015 in accordance with Rule 13p-1 (?Rule 13p-1?) under the Securities Exchange Act of 1934 (the ?1934 Act?). Please refer t
May 20, 2016	8-K	Ply Gem Holdings PLY GEM 8-K (Current Report/Significant Event) SEC Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of report (Date of earliest event reported) May 17, 2016 PLY GEM HOLDINGS, INC.
May 9, 2016	EX-99.1	Ply Gem Reports First Quarter 2016 Results EX-99.1 2 a201642exhibit991.htm PRESS RELEASE Ply Gem Reports First Quarter 2016 Results Cary, NC (BUSINESS WIRE) May 9, 2016 - Ply Gem Holdings, Inc. (“Ply Gem” or the “Company”) (NYSE: PGEM), a leading manufacturer of exterior building products in North America, today announced financial results for the quarter ended April 2, 2016. First Quarter 2016 Highlights • Total net sales for the first qu
May 9, 2016	8-K	Results of Operations and Financial Condition 8-K 1 a2016428k.htm PLY GEM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of report (Date of earliest event reported) May 9, 2016 PLY GEM HOLDINGS, INC. (Exact Name of Registrant as Specified in Its Charter) Delaware 001-35930 20-0645710 (State or Other Jurisdiction of In
May 9, 2016	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q [X] QUARTERLY REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended April 2, 2016 [ ] TRANSITION REPORT PURSUANT 10-Q 1 a20164210q.htm PLY GEM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q [X] QUARTERLY REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended April 2, 2016 or [ ] TRANSITION REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission Fil
April 5, 2016	DEFA14A	Ply Gem Holdings DEFA14A DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) ? Filed by the Registrant o Filed by a Party Other than the Registrant Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2))
April 5, 2016	DEF 14A	Ply Gem Holdings DEF 14A DEF 14A 1 a2016proxydef14a.htm DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) þ Filed by the Registrant o Filed by a Party Other than the Registrant Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as
March 14, 2016	EX-99.1	Ply Gem Reports Fourth Quarter and Full Year 2015 Results Exhibit Ply Gem Reports Fourth Quarter and Full Year 2015 Results Cary, NC (BUSINESS WIRE) March 14, 2016 - Ply Gem Holdings, Inc.
March 14, 2016	8-K	Results of Operations and Financial Condition 8-K 1 a201512318k.htm PLY GEM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of report (Date of earliest event reported) March 14, 2016 PLY GEM HOLDINGS, INC. (Exact Name of Registrant as Specified in Its Charter) Delaware 001-35930 20-0645710 (State or Other Jurisdiction
March 14, 2016	EX-10.15	December 31, 2015 EX-10.15 4 a20151231-10kex1015.htm SCHMOLL RETENTION AGREEMENT RENEWAL LETTER December 31, 2015 Re: Renewal of Amended and Restated Retention Agreement Dear David: This letter is to serve as your notification that Ply Gem Industries, Inc. has elected to execute its Renewal Term right under your current Amended and Restated Retention Agreement dated December 31, 2008 for a period of one year. As su
March 14, 2016	EX-21.1	SUBSIDIARIES OF THE REGISTRANT State or other jurisdiction of Name incorporation or organization Alenco Building Products Management, L.L.C. Delaware Alenco Extrusion GA, L.L.C. Delaware Alenco Extrusion Management, L.L.C. Delaware Alenco Holding Cor EX-21.1 6 a20151231-10kex211.htm LIST OF SUBSIDIARIES SUBSIDIARIES OF THE REGISTRANT State or other jurisdiction of Name incorporation or organization Alenco Building Products Management, L.L.C. Delaware Alenco Extrusion GA, L.L.C. Delaware Alenco Extrusion Management, L.L.C. Delaware Alenco Holding Corporation Delaware Alenco Interests, L.L.C. Delaware Alenco Trans, Inc. Delaware Alenco Window GA
March 14, 2016	EX-10.12	December 31, 2015 December 31, 2015 Re: Renewal of Amended and Restated Retention Agreement Dear John: This letter is to serve as your notification that Ply Gem Industries, Inc.
March 14, 2016	EX-10.9	December 31, 2015 December 31, 2015 Re: Renewal of Amended and Restated Retention Agreement Dear John: This letter is to serve as your notification that Ply Gem Industries, Inc.
March 14, 2016	EX-10.24	December 31, 2015 December 31, 2015 Re: Renewal of Amended and Restated Retention Agreement Dear Shawn: This letter is to serve as your notification that Ply Gem Industries, Inc.
March 14, 2016	10-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K [X] Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the fiscal year ended December 31, 2015 [ ] Transition Report Pursuant to S UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K [X] Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the fiscal year ended December 31, 2015 or [ ] Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to . Commission File Number: 001-35930 PLY GEM HOLDINGS, I
February 16, 2016	EX-99.1	JOINT FILING AGREEMENT Exhibit 99.1 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k)(1)(iii) under the Securities Exchange Act of 1934, as amended, the persons named below agree to the joint filing on behalf of each of them of a Statement on Schedule 13G dated February 16, 2016 (including amendments thereto) with respect to the Common Stock, $0.01 par value per share, of Ply Gem Holdings, Inc. This Joint Filing A
February 16, 2016	SC 13G/A	PGEM / Ply Gem Holdings, Inc. / Raging Capital Management, LLC - AMENDMENT NO. 1 TO SCHEDULE 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (Amendment No. 1)1 Ply Gem Holdings, Inc. (Name of Issuer) Common Stock, $0.01 par value (Title of Class of Securities) 72941W100 (CUSIP Number) December 31,
February 12, 2016	SC 13G/A	PGEM / Ply Gem Holdings, Inc. / Caxton-Iseman (Ply Gem), L.P. - AMENDMENT NO. 2 Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* PLY GEM HOLDINGS, INC. (Name of Issuer) Common Stock (Title of Class of Securities) 72941W100 (CUSIP Number) December 31, 2015 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this
February 12, 2016	SC 13G/A	PGEM / Ply Gem Holdings, Inc. / Robinette Gary E - AMENDMENT NO. 2 Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* PLY GEM HOLDINGS, INC. (Name of Issuer) Common Stock (Title of Class of Securities) 72941W100 (CUSIP Number) December 31, 2015 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this
November 16, 2015	8-K	Ply Gem Holdings PLY GEM 8-K (Current Report/Significant Event) 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of report (Date of earliest event reported) November 11, 2015 PLY GEM HOLDINGS, INC.
November 9, 2015	EX-99.1	Ply Gem Reports Third Quarter 2015 Results Exhibit Ply Gem Reports Third Quarter 2015 Results Cary, NC (BUSINESS WIRE) November 9, 2015 - Ply Gem Holdings, Inc.
November 9, 2015	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q [X] QUARTERLY REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended October 3, 2015 [ ] TRANSITION REPORT PURSUAN UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q [X] QUARTERLY REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended October 3, 2015 or [ ] TRANSITION REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File Number: 001-35930 PLY GEM HOLDI
November 9, 2015	8-K	Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of report (Date of earliest event reported) November 9, 2015 PLY GEM HOLDINGS, INC.
November 5, 2015	EX-10.1	Second Amended and Restated Credit Agreement dated as of November 5, 2015, by and among Ply Gem Holdings, Inc., Ply Gem Industries, Inc., Gienow Canada, Inc., Mitten, Inc., the other borrowers named therein, each Lender from time to time party thereto, UBS AG, Stamford Branch, as U.S. Administrative Agent, as U.S. Collateral Agent, as U.S. Swing Line Lender and a U.S. L/C Issuer, Wells Fargo Capital Finance, LLC, as Co-Collateral Agent, Wells Fargo Bank, National Association, as a U.S. L/C Issuer, UBS AG Canada Branch, as Canadian Administrative Agent, as Canadian Collateral Agent, as Canadian Swing Line Lender, and as a Canadian L/C Issuer, Credit Suisse AG Cayman Islands Branch, as a U.S. L/C Issuer, Credit Suisse AG, Toronto Branch, as a Canadian L/C Issuer, UBS Securities LLC, as Joint Lead Arranger and Joint Bookrunner, and Wells Fargo Capital Finance, LLC, as Syndication Agent, Joint Lead Arranger and Joint Bookrunner EXHIBIT 10.1 EXECUTION VERSION SECOND AMENDED AND RESTATED CREDIT AGREEMENT Dated as of November 5, 2015, among PLY GEM HOLDINGS, INC., PLY GEM INDUSTRIES, INC., as the Specified U.S. Borrower, GIENOW CANADA INC., MITTEN INC. as the Canadian Borrowers, The Other Borrowers Named Herein, UBS AG, STAMFORD BRANCH, as U.S. Administrative Agent, U.S. Collateral Agent, U.S. Swing Line Lender and a U.S. L
November 5, 2015	8-K	Ply Gem Holdings FORM 8-K (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of report (Date of earliest event reported) November 5, 2015 PLY GEM HOLDINGS, INC.
August 10, 2015	EX-99.1	Ply Gem Reports Second Quarter 2015 Results 2015.7.4 Exhibit 99.1 Ply Gem Reports Second Quarter 2015 Results Cary, NC (BUSINESS WIRE) August 10, 2015 - Ply Gem Holdings, Inc. (?Ply Gem? or the ?Company?) (NYSE: PGEM), a leading manufacturer of exterior building products in North America, today announced financial results for the quarter ended July 4, 2015. Second Quarter 2015 Highlights ? Total net sales for the second quarter increased 22
August 10, 2015	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q [X] QUARTERLY REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended July 4, 2015 [ ] TRANSITION REPORT PURSUANT T 10-Q 1 a20157410q.htm PLY GEM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q [X] QUARTERLY REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended July 4, 2015 or [ ] TRANSITION REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File
August 10, 2015	EX-3.2	Certificate of Amendment to the Amended and Restated Certificate of Incorporation (incorporated by reference from Exhibit 3.1 to the Company's Form 10-Q, dated August 10, 2015 (File No. 001-35930)). Exhibit 3.2 CERTIFICATE OF AMENDMENT OF AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF PLY GEM HOLDINGS, INC. Ply Gem Holdings, Inc., a corporation organized and existing under the laws of the State of Delaware (the “Corporation”), hereby certifies as follows: FIRST: The name of the Corporation is Ply Gem Holdings, Inc. SECOND: The original Certificate of Incorporation of the Corporation was
August 10, 2015	8-K	Ply Gem Holdings PLY GEM 8-K (Current Report/Significant Event) 2015.7.4 8K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of report (Date of earliest event reported) August 10, 2015 PLY GEM HOLDINGS, INC. (Exact Name of Registrant as Specified in Its Charter) Delaware 001-35930 20-0645710 (State or Other Jurisdiction of Incorporation) (Co
July 24, 2015	CORRESP	Ply Gem Holdings ESP Comment Letter Response 7.24.15 July 24, 2015 Mr. John Cash Branch Chief United States Securities and Exchange Commission 100 F Street NE Washington, D.C. 20549 RE: Ply Gem Holdings, Inc. Form 10-K for the year ended December 31, 2014 Filed March 13, 2015 File No. 1-35930 Form 10-Q for the quarter ended April 4, 2015 Filed May 7, 2015 File No. 1-35930 Dear Mr. Cash: On behalf of Ply Gem Holdings,
June 23, 2015	CORRESP	Ply Gem Holdings ESP Comment Letter Response 6.23.15 June 23, 2015 Mr. John Cash Accounting Branch Chief United States Securities and Exchange Commission 100 F Street NE Washington, D.C. 20549 RE: Ply Gem Holdings, Inc. Form 10-K for the year ended December 31, 2014 Filed March 13, 2015 File No. 1-35930 Form 10-Q for the quarter ended April 4, 2015 Filed May 7, 2015 File No. 1-35930 Dear Mr. Cash: On behalf of Ply Gem
June 5, 2015	8-K	Current Report 8-K 1 a201506048k.htm PLY GEM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of report (Date of earliest event reported) June 1, 2015 PLY GEM HOLDINGS, INC. (Exact Name of Registrant as Specified in Its Charter) Delaware 001-35930 20-0645710 (State or Other Jurisdiction of
June 5, 2015	EX-16.1	June 5, 2015 Exhibit 16.1 Exhibit 16.1 June 5, 2015 Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Ladies and Gentlemen: We have read Item 4.01 of Form 8-K dated June 5, 2015, of Ply Gem Holdings, Inc. and are in agreement with the statements contained in the second, third, fourth and fifth paragraphs on page two therein. We have no basis to agree or disagree with other statements o
June 1, 2015	EX-1.01	Ply Gem Holdings, Inc. Conflict Minerals Report for the year ended December 31, 2014 Exhibit 1.01.2015 Exhibit 1.01 Ply Gem Holdings, Inc. Conflict Minerals Report for the year ended December 31, 2014 Company Overview This is the Conflict Minerals Report of Ply Gem Holdings, Inc. (the ?Company?, ?Ply Gem?, ?we?, ?us?, or ?our?) for the calendar year ended December 31, 2014 in accordance with Rule 13p-1 (?Rule 13p-1?) under the Securities Exchange Act of 1934 (the ?1934 Act?). Plea
June 1, 2015	SD	Ply Gem Holdings PLY GEM FORM SD Conflicts minerals SD 2015 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM SD Specialized Disclosure Report PLY GEM HOLDINGS, INC.
May 13, 2015	8-K	Current Report 8-K 1 a20155138k.htm PLY GEM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of report (Date of earliest event reported) May 12, 2015 PLY GEM HOLDINGS, INC. (Exact Name of Registrant as Specified in Its Charter) Delaware 001-35930 20-0645710 (State or Other Jurisdiction of
May 13, 2015	EX-3.1	Certificate of Amendment to the Amended and Restated By-Laws (incorporated by reference from Exhibit 3.1 to the Company's Form 8-K, dated May 13, 2015 (File No. 001-35930)). Exhibit 3.1 Exhibit 3.1 CERTIFICATE OF AMENDMENT TO THE AMENDED AND RESTATED BY-LAWS OF PLY GEM HOLDINGS, INC. May 12, 2015 I, Shawn K. Poe, hereby certify that: 1. I am the Secretary of Ply Gem Holdings, Inc., a Delaware corporation (the ? Corporation ?). 2. Article 1 of the current Amended and Restated By-laws of the Corporation (the ? By-laws ?) is hereby amended by inserting the following as S
May 7, 2015	EX-99.1	Ply Gem Reports First Quarter 2015 Results 2015.4.4 Exhibit 99.1 Ply Gem Reports First Quarter 2015 Results Cary, NC (BUSINESS WIRE) May 7, 2015 - Ply Gem Holdings, Inc. (?Ply Gem? or the ?Company?) (NYSE: PGEM), a leading manufacturer of exterior building products in North America, today announced financial results for the quarter ended April 4, 2015. First Quarter 2015 Highlights ? Total net sales for the first quarter increased 39.6% to
May 7, 2015	8-K	Results of Operations and Financial Condition 8-K 1 a2015448k.htm PLY GEM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of report (Date of earliest event reported) May 7, 2015 PLY GEM HOLDINGS, INC. (Exact Name of Registrant as Specified in Its Charter) Delaware 001-35930 20-0645710 (State or Other Jurisdiction of In
May 7, 2015	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q [X] QUARTERLY REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended April 4, 2015 [ ] TRANSITION REPORT PURSUANT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q [X] QUARTERLY REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended April 4, 2015 or [ ] TRANSITION REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File Number: 001-35930 PLY GEM HOLDING
March 30, 2015	DEF 14A	Ply Gem Holdings DEF 14A 2015 Proxy DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.
March 30, 2015	DEFA14A	Ply Gem Holdings DEFA14A Proxy 2015 A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) ? Filed by the Registrant o Filed by a Party Other than the Registrant Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e
March 20, 2015	PRE 14A	Ply Gem Holdings PRE 14A 2015 Proxy PRE 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.
March 13, 2015	EX-21.1	SUBSIDIARIES OF THE REGISTRANT State or other jurisdiction of Name incorporation or organization Alenco Building Products Management, L.L.C. Delaware Alenco Extrusion GA, L.L.C. Delaware Alenco Extrusion Management, L.L.C. Delaware Alenco Holding Cor SUBSIDIARIES OF THE REGISTRANT State or other jurisdiction of Name incorporation or organization Alenco Building Products Management, L.
March 13, 2015	EX-10.8	December 31, 2014 December 31, 2014 Re: Renewal of Amended and Restated Retention Agreement Dear John: This letter is to serve as your notification that Ply Gem Industries, Inc.
March 13, 2015	10-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K [X] Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the fiscal year ended December 31, 2014 [ ] Transition Report Pursuant to S 10-K 1 pgem2014123110k.htm 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K [X] Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the fiscal year ended December 31, 2014 or [ ] Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to . Commission File Numbe
March 13, 2015	EX-10.12	December 31, 2014 December 31, 2014 Re: Renewal of Amended and Restated Retention Agreement Dear David: This letter is to serve as your notification that Ply Gem Industries, Inc.
March 13, 2015	EX-10.10	December 31, 2014 EX-10.10 3 a20141231-10kex1010.htm BUCKLEY RETENTION AGREEMENT RENEWAL LETTER December 31, 2014 Re: Renewal of Amended and Restated Retention Agreement Dear John: This letter is to serve as your notification that Ply Gem Industries, Inc. has elected to execute its Renewal Term right under your current Amended and Restated Retention Agreement dated December 31, 2008 for a period of one year. As suc
March 13, 2015	EX-10.18	December 31, 2014 December 31, 2014 Re: Renewal of Amended and Restated Retention Agreement Dear Shawn: This letter is to serve as your notification that Ply Gem Industries, Inc.
March 13, 2015	EX-10.16	Retention Bonus Award letter to Gary E. Robinette, dated as of March 11, 2015 (incorporated by reference from Exhibit 10.16 to the Company’s Form 10-K dated March 13, 2015 (File No. 001-35930)). March 11, 2015 Re: Retention Bonus Award Dear Gary: Ply Gem Industries, Inc. (the ?Company?) considers it essential to the best interests of the Company and its stockholders to reinforce and encourage your continued attention and dedication to your duties to the Company as its President and Chief Executive Officer. The Company is aware that you will be required to continue to devote a significant
March 13, 2015	EX-10.20	Retention Bonus Award letter to Shawn K. Poe, dated as of March 11, 2015 (incorporated by reference from Exhibit 10.20 to the Company’s Form 10-K dated March 13, 2015 (File No. 001-35930)). March 11, 2015 Re: Retention Bonus Award; Severance Dear Shawn: Ply Gem Industries, Inc.
March 12, 2015	8-K	Ply Gem Holdings PLY GEM 8-K (Current Report/Significant Event) 2014.12.31 8K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of report (Date of earliest event reported) March 12, 2015 PLY GEM HOLDINGS, INC. (Exact Name of Registrant as Specified in Its Charter) Delaware 001-35930 20-0645710 (State or Other Jurisdiction of Incorporation) (C
March 12, 2015	EX-99.1	Ply Gem Reports Fourth Quarter and Full Year 2014 Results EX-99.1 2 a20141231exhibit991.htm PRESS RELEASE Ply Gem Reports Fourth Quarter and Full Year 2014 Results Cary, NC (BUSINESS WIRE) March 12, 2015 - Ply Gem Holdings, Inc. (“Ply Gem” or the “Company”) (NYSE: PGEM), a leading manufacturer of exterior building products in North America, today announced financial results for the fourth quarter and year ended December 31, 2014. Fourth Quarter 2014 High
February 13, 2015	SC 13G/A	PGEM / Ply Gem Holdings, Inc. / Robinette Gary E - AMENDMENT NO. 1 Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* PLY GEM HOLDINGS, INC. (Name of Issuer) Common Stock (Title of Class of Securities) 72941W100 (CUSIP Number) December 31, 2014 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this
February 13, 2015	SC 13G/A	PGEM / Ply Gem Holdings, Inc. / Caxton-Iseman (Ply Gem), L.P. - AMENDMENT NO. 1 Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* PLY GEM HOLDINGS, INC. (Name of Issuer) Common Stock (Title of Class of Securities) 72941W100 (CUSIP Number) December 31, 2014 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this
December 18, 2014	424B3	Ply Gem Industries, Inc. Exchange Offer for $150,000,000 6.50% Senior Notes due 2022 and Related Guarantees 424B3 1 d824088d424b3.htm 424B3 Table of Contents Filed Pursuant to Rule 424(b)(3) Registration Nos. 333-200567 333-200567-01 through 333-200567-29 PROSPECTUS Ply Gem Industries, Inc. Exchange Offer for $150,000,000 6.50% Senior Notes due 2022 and Related Guarantees The Notes and the Guarantees • We are offering to exchange $150,000,000 of our outstanding 6.50% Senior Notes due 2022 and certain re
December 15, 2014	CORRESP	PGEM / Ply Gem Holdings, Inc. CORRESP - - CORRESP Ply Gem Industries, Inc. 5020 Weston Parkway, Suite 400 Cary, North Carolina 27513 December 15, 2014 VIA EDGAR Securities and Exchange Commission Judiciary Plaza 100 F Street, N.E. Washington, D.C. 20549 Ply Gem Industries, Inc. Ply Gem Holdings, Inc. Alenco Building Products Management, L.L.C. Alenco Extrusion GA, L.L.C. Alenco Extrusion Management, L.L.C. Alenco Holding Corporation Alenc
December 12, 2014	CORRESP	PGEM / Ply Gem Holdings, Inc. CORRESP - - December 12, 2014 Ms. Pamela Long Assistant Director United States Securities and Exchange Commission 100 F Street NE Washington, D.C. 20549 RE: Ply Gem Holdings, Inc. Registration Statement on Form S-4 Filed November 25, 2014 File No. 333-200567 Dear Ms. Long: On behalf of Ply Gem Holdings, Inc. (the “Company” or “Ply Gem”), I hereby submit in electronic form for filing, in response to the oral c
December 12, 2014	S-4/A	PGEM / Ply Gem Holdings, Inc. S-4/A - - S-4/A S-4/A Table of Contents As filed with the Securities and Exchange Commission on December 12, 2014 Registration No.
November 25, 2014	S-4	PGEM / Ply Gem Holdings, Inc. S-4 - - FORM S-4 FORM S-4 Table of Contents As filed with the Securities and Exchange Commission on November 25, 2014 Registration No.
November 25, 2014	EX-5.5	2 EX-5.5 Exhibit 5.5 November 25, 2014 Ply Gem Industries, Inc. 5020 Weston Parkway, Suite 400 Cary, North Carolina 27513 Re: Ply Gem Industries, Inc. Exchange Offer for $150,000,000 6.50% Senior Notes due 2022 Ladies and Gentlemen: We have acted as special West Virginia counsel to SimEx, Inc. a West Virginia corporation, (“SimEx”) and Simonton Windows, Inc., a West Virginia corporation (“SWI” and,
November 25, 2014	EX-3.68	SIMONTON WINDOWS, INC. (West Virginia) AMENDED AND RESTATED BY-LAWS THE ATTACHED ARE A COMPLETE SET OF BY-LAWS OF SIMONTON WINDOWS, INC. SIMONTON WINDOWS, INC. (West Virginia) AMENDED AND RESTATED BY-LAWS ARTICLE I EX-3.68 Exhibit 3.68 SIMONTON WINDOWS, INC. (West Virginia) AMENDED AND RESTATED BY-LAWS THE ATTACHED ARE A COMPLETE SET OF BY-LAWS OF SIMONTON WINDOWS, INC. SIMONTON WINDOWS, INC. (West Virginia) AMENDED AND RESTATED BY-LAWS ARTICLE I STOCKHOLDERS SECTION 1.1. Annual Meetings. An annual meeting of stockholders to elect directors and transact such other business as may properly be presented to the
November 25, 2014	EX-5.6	November 25, 2014 EX-5.6 Exhibit 5.6 2029 Century Park East Suite 300 Los Angeles, CA 90067 310-284-3880 310-284-3894 (Fax) www.btlaw.com November 25, 2014 Ply Gem Industries, Inc. 5020 Weston Parkway, Suite 400 Cary, North Carolina 27513 Re: Ply Gem Industries, Inc. Exchange Offer for $150,000,000 6.50% Senior Notes due 2022 Ladies and Gentlemen: We have acted as special counsel in the State of California to Simon
November 25, 2014	EX-99.1	LETTER OF TRANSMITTAL To Tender for Exchange $150,000,000 aggregate principal amount 6.50% Senior Notes due 2022 (CUSIP Numbers 729416AY3 / U7264EAK8) Ply Gem Industries, Inc. THE EXCHANGE OFFER WILL EXPIRE AT 5:00 P.M., NEW YORK CITY TIME, ON , 2015 EX-99.1 Exhibit 99.1 LETTER OF TRANSMITTAL To Tender for Exchange $150,000,000 aggregate principal amount 6.50% Senior Notes due 2022 (CUSIP Numbers 729416AY3 / U7264EAK8) Ply Gem Industries, Inc. THE EXCHANGE OFFER WILL EXPIRE AT 5:00 P.M., NEW YORK CITY TIME, ON , 2015, UNLESS EXTENDED (THE EXPIRATION DATE). TENDERS OF INITIAL NOTES MAY BE WITHDRAWN PRIOR TO 5:00 P.M., NEW YORK CITY TIME, ON T
November 25, 2014	EX-4.4	$150,000,000 PLY GEM INDUSTRIES, INC. 6.50% Senior Notes due 2022 REGISTRATION RIGHTS JOINDER EX-4.4 Exhibit 4.4 EXECUTION COPY $150,000,000 PLY GEM INDUSTRIES, INC. 6.50% Senior Notes due 2022 REGISTRATION RIGHTS JOINDER October 3, 2014 Credit Suisse Securities (USA) LLC Eleven Madison Avenue New York, New York 10010-3629 Ladies and Gentlemen: Reference is made to the Registration Rights Agreement (the “Registration Rights Agreement”) dated September 19, 2014, among Ply Gem Industries, In
November 25, 2014	EX-10.1	AMENDMENT NO. 2 AND INCREMENTAL ASSUMPTION AGREEMENT TO AMENDED AND RESTATED CREDIT AGREEMENT EX10.1 Exhibit 10.1 EXECUTION VERSION AMENDMENT NO. 2 AND INCREMENTAL ASSUMPTION AGREEMENT TO AMENDED AND RESTATED CREDIT AGREEMENT This Amendment No. 2 and Incremental Assumption Agreement to Amended and Restated Credit Agreement, dated as of November 5, 2014 (this “Amendment”), is entered into by and among Ply Gem Holdings, Inc. (“Holdings”), Ply Gem Industries, Inc. (the “Specified U.S. Borrowe
November 25, 2014	EX-3.65	ARTICLES OF INCORPORATION SIMONTON INDUSTRIES, INC. I. NAME EX-3.65 Exhibit 3.65 ARTICLES OF INCORPORATION OF SIMONTON INDUSTRIES, INC. I. NAME The name of the corporation is Simonton Industries, Inc. II. PURPOSE The purpose of the corporation is to engage in any lawful act or activity for which a corporation may be organized under the General Corporation Law of California other than the banking business, the trust company business, or the practice of a pr
November 25, 2014	EX-3.64	LIMITED LIABILITY COMPANY Simonton Building Products LLC EX-3.64 Exhibit 3.64 LIMITED LIABILITY COMPANY AGREEMENT of Simonton Building Products LLC THIS LIMITED LIABILITY COMPANY AGREEMENT (the “Agreement”) of Simonton Building Products LLC (the “Company”) dated as of August 18, 2014 by Fortune Brands Windows, Inc., as the sole member of the Company (the “Member”). RECITAL The Member has formed the Company as a limited liability company under the laws o
November 25, 2014	EX-3.66	SIMONTON INDUSTRIES, INC. AMENDED AND RESTATED BY-LAWS THE ATTACHED ARE A COMPLETE SET OF BY-LAWS OF SIMONTON INDUSTRIES, INC. SIMONTON INDUSTRIES, INC. AMENDED AND RESTATED BY-LAWS ARTICLE ONE EX-3.66 Exhibit 3.66 SIMONTON INDUSTRIES, INC. (California) AMENDED AND RESTATED BY-LAWS THE ATTACHED ARE A COMPLETE SET OF BY-LAWS OF SIMONTON INDUSTRIES, INC. SIMONTON INDUSTRIES, INC. (California) AMENDED AND RESTATED BY-LAWS ARTICLE ONE STOCKHOLDERS SECTION 1.1. Annual Meetings. An annual meeting of stockholders to elect directors and transact such other business as may properly be presented t
November 25, 2014	EX-99.2	NOTICE OF GUARANTEED DELIVERY PLY GEM INDUSTRIES, INC. Offer to Exchange $150,000,000 Aggregate Principal Amount of its 6.50% Senior Notes due 2022 (CUSIP Number 729416AZ0) which Have Been Registered under the Securities Act of 1933 For a Like Aggreg EX-99.2 Exhibit 99.2 NOTICE OF GUARANTEED DELIVERY PLY GEM INDUSTRIES, INC. Offer to Exchange $150,000,000 Aggregate Principal Amount of its 6.50% Senior Notes due 2022 (CUSIP Number 729416AZ0) which Have Been Registered under the Securities Act of 1933 For a Like Aggregate Principal Amount of its 6.50% Senior Notes due 2022 (CUSIP Numbers 729416AY3 / U7264EAK8) This form or one substantially equi
November 25, 2014	EX-5.4	November 25, 2014 EX-5.4 Exhibit 5.4 Attorneys at Law Alabama Florida Louisiana Mississippi South Carolina Tennessee Texas Washington, DC November 25, 2014 Ply Gem Industries, Inc. 5020 Weston Parkway, Suite 400 Cary, North Carolina 27513 Ladies and Gentlemen: We have been engaged as special legal counsel in the State of Texas for New Alenco Extrusion, Ltd., a Texas limited partnership (“New Alenco Extrusion”), New
November 25, 2014	EX-5.3	November 25, 2014 EX-5.3 Exhibit 5.3 2345 GRAND BOULEVARD SUITE 2800 WWW.LATHROPGAGE.COM KANSAS CITY, MISSOURI 64108-2684 (816) 292-2000, FAX (816) 292-2001 November 25, 2014 Ply Gem Industries, Inc. 5020 Weston Parkway, Suite 400 Cary, North Carolina 27513 Re: Ply Gem Industries, Inc. Exchange Offer for $150,000,000 6.50% Senior Notes due 2022 Ladies and Gentlemen: We have acted as special counsel in the State of
November 25, 2014	EX-4.5	[Signature Page to Supplemental Indenture] EX-4.5 Exhibit 4.5 EXECUTION COPY THIS FIRST SUPPLEMENTAL INDENTURE (this “Supplemental Indenture”), is dated as of October 3, 2014, among Ply Gem Industries, Inc. (the “Company”), Simonton Windows & Doors, Inc., a Delaware corporation, SimEx, Inc., a West Virginia corporation, Simonton Building Products LLC, a Delaware limited liability company, Simonton Industries, Inc., a California corporation
November 25, 2014	EX-12.1	PLY GEM HOLDINGS, INC. AND SUBSIDIARIES RATIO OF EARNINGS TO FIXED CHARGES Fiscal Year Ended December 31, Nine Months Ended 2013 2012 2011 2010 2009 September 27, 2014 September 28, 2013 Earnings: Earnings (loss) from continuing operations $ (79,520 EX-12.1 Exhibit 12.1 PLY GEM HOLDINGS, INC. AND SUBSIDIARIES RATIO OF EARNINGS TO FIXED CHARGES Fiscal Year Ended December 31, Nine Months Ended 2013 2012 2011 2010 2009 September 27, 2014 September 28, 2013 Earnings: Earnings (loss) from continuing operations $ (79,520 ) $ (39,055 ) $ (84,507 ) $ 27,667 $ (76,752 ) $ (18,793 ) $ (62,089 ) Provision (benefit) for income taxes 298 2,835 683 5,027 (
November 25, 2014	EX-3.62	SIMEX, INC. (West Virginia) AMENDED AND RESTATED BY-LAWS THE ATTACHED ARE A COMPLETE SET OF BY-LAWS OF SIMEX, INC. SIMEX, INC. (West Virginia) AMENDED AND RESTATED BY-LAWS ARTICLE ONE EX-3.62 Exhibit 3.62 SIMEX, INC. (West Virginia) AMENDED AND RESTATED BY-LAWS THE ATTACHED ARE A COMPLETE SET OF BY-LAWS OF SIMEX, INC. SIMEX, INC. (West Virginia) AMENDED AND RESTATED BY-LAWS ARTICLE ONE STOCKHOLDERS SECTION 1.1. Annual Meetings. An annual meeting of stockholders to elect directors and transact such other business as may properly be presented to the meeting shall be held at such
November 25, 2014	EX-25	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE CHECK IF AN APPLICATION TO DETERMINE ELIGIBILITY OF A TRUSTE EX-25 Exhibit 25 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE CHECK IF AN APPLICATION TO DETERMINE ELIGIBILITY OF A TRUSTEE PURSUANT TO SECTION 305(b) (2) WELLS FARGO BANK, NATIONAL ASSOCIATION (Exact name of trustee as specified in its charter) A Nationa
November 25, 2014	EX-21.1	SUBSIDIARIES OF THE REGISTRANT Name State or Other Jurisdiction of Incorporation Or Organization Alenco Building Products Management, L.L.C. Delaware Alenco Extrusion GA, L.L.C. Delaware Alenco Extrusion Management, L.L.C. Delaware Alenco Holding Cor EX-21.1 Exhibit 21.1 SUBSIDIARIES OF THE REGISTRANT Name State or Other Jurisdiction of Incorporation Or Organization Alenco Building Products Management, L.L.C. Delaware Alenco Extrusion GA, L.L.C. Delaware Alenco Extrusion Management, L.L.C. Delaware Alenco Holding Corporation Delaware Alenco Interests, L.L.C. Delaware Alenco Trans, Inc. Delaware Alenco Window GA, L.L.C. Delaware Aluminum Scrap
November 25, 2014	EX-3.61	ARTICLES OF AMENDMENT TO ARTICLES OF INCORPORATION OF PRECISION EXTRUSION, INC. CHANGING ITS NAME TO SimEx, Inc. EX-3.61 Exhibit 3.61 ARTICLES OF AMENDMENT TO ARTICLES OF INCORPORATION OF PRECISION EXTRUSION, INC. CHANGING ITS NAME TO SimEx, Inc. Precision Extrusion, Inc., a West Virginia corporation (herein “the Corporation”), created and existing under the laws of the State of West Virginia, by virtue of Articles of Incorporation issued by the Secretary of State of West Virginia, under date of August 11, 1
November 25, 2014	EX-3.63	CERTIFICATE OF MERGER OF SIMONTON BUILDING PRODUCTS, INC. (a West Virginia corporation) SIMONTON BUILDING PRODUCTS LLC (a Delaware limited liability company) EX-3.63 Exhibit 3.63 CERTIFICATE OF MERGER OF SIMONTON BUILDING PRODUCTS, INC. (a West Virginia corporation) INTO SIMONTON BUILDING PRODUCTS LLC (a Delaware limited liability company) Pursuant to Title 6, Section 18-209 of the Delaware Limited Liability Company Act: First: The name of the surviving limited liability company is Simonton Building Products LLC, a Delaware limited liability company. S
November 25, 2014	CORRESP	PGEM / Ply Gem Holdings, Inc. CORRESP - - CORRESPONDENCE PLY GEM INDUSTRIES, INC. 5020 Weston Parkway, Suite 400 Cary, NC 27513 November 25, 2014 BY EDGAR Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Ply Gem Industries, Inc. Registration Statement on Form S-4 Ladies and Gentlemen: Ply Gem Industries, Inc. (the “Company”), Ply Gem Holdings, Inc. and certain of the Company’s subsidiaries (collectively, the “G
November 25, 2014	CORRESP	PGEM / Ply Gem Holdings, Inc. CORRESP - - CORRESPONDENCE Paul, Weiss, Rifkind, Wharton & Garrison LLP 1285 Avenue of the Americas New York, New York 10019-6064 November 25, 2014 Via EDGAR Securities and Exchange Commission 100 F Street, N.
November 25, 2014	EX-3.69	CERTIFICATE OF AMENDMENT CERTIFICATE OF INCORPORATION, AS AMENDED FORTUNE BRANDS WINDOWS, INC. EX-3.69 Exhibit 3.69 CERTIFICATE OF AMENDMENT OF CERTIFICATE OF INCORPORATION, AS AMENDED OF FORTUNE BRANDS WINDOWS, INC. The undersigned, pursuant to Title 8, Section 242 of the Delaware General Corporation Law (“DGCL”) (8 Del. C. §242), duly executes and files this Certificate of Amendment to the Certificate of Incorporation, as amended (the “Amendment”) of Fortune Brands Windows, Inc. (the “Com
November 25, 2014	EX-3.67	ARTICLES OF INCORPORATION SIMONTON WINDOWS, INC. EX-3.67 Exhibit 3.67 ARTICLES OF INCORPORATION OF SIMONTON WINDOWS, INC. The undersigned, acting as the sole Incorporator, adopts the following Articles of Incorporation pursuant to the provisions of Article 2, Chapter 31D, of the Code of West Virginia, 1931, as amended: I. NAME OF CORPORATION: The name of the corporation shall be: SIMONTON WINDOWS, INC. II. ADDRESS OF PRINCIPAL OFFICE OF CORPORAT
November 25, 2014	EX-3.70	BYLAWS OF SIMONTON WINDOWS & DOORS, INC. ARTICLE I EX-3.70 Exhibit 3.70 BYLAWS OF SIMONTON WINDOWS & DOORS, INC. ARTICLE I OFFICES Section 1.1 Registered Offices. The registered office of SBR Simonton Holdings, Inc. a Delaware corporation (the “Corporation”), in the State of Delaware shall be located at Corporation Service Company, 2711 Centerville Road, Suite 400, Wilmington, Delaware 19808. The name of the Corporation’s registered agent at such
November 10, 2014	SC 13G	PGEM / Ply Gem Holdings, Inc. / Raging Capital Management, LLC - SCHEDULE 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (Amendment No. )1 Ply Gem Holdings, Inc. (Name of Issuer) Common Stock, $0.01 par value (Title of Class of Securities) 72941W100 (CUSIP Number) November 7, 2
November 10, 2014	EX-99.1	JOINT FILING AGREEMENT Exhibit 99.1 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k)(1)(iii) under the Securities Exchange Act of 1934, as amended, the persons named below agree to the joint filing on behalf of each of them of a Statement on Schedule 13G dated November 7, 2014 (including amendments thereto) with respect to the Common Stock, $0.01 par value, of Ply Gem Holdings, Inc. This Joint Filing Agreement sh
November 7, 2014	8-K	Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of report (Date of earliest event reported) November 7, 2014 PLY GEM HOLDINGS, INC.
November 7, 2014	EX-2.1	Stock Purchase Agreement, dated as of August 19, 2014, by and among Ply Gem Industries, Inc., Fortune Brands Home & Security, Inc. and Fortune Brands Windows & Doors, Inc. (incorporated by reference from Exhibit 2.1 to the Company’s Form 10-Q, dated November 7, 2014 (File No. 001-35930)). Execution Copy STOCK PURCHASE AGREEMENT by and among FORTUNE BRANDS HOME & SECURITY, INC.
November 7, 2014	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q [X] QUARTERLY REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 27, 2014 [ ] TRANSITION REPORT PURS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q [X] QUARTERLY REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 27, 2014 or [ ] TRANSITION REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File Number: 001-35930 PLY GEM HO
November 7, 2014	EX-99.1	Ply Gem Reports Third Quarter 2014 Results Ply Gem Reports Third Quarter 2014 Results Cary, NC (BUSINESS WIRE) November 7, 2014 - Ply Gem Holdings, Inc.
September 22, 2014	8-K	Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant, Completion of Acquisition or Disposition of Assets UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of report (Date of earliest event reported) September 19, 2014 PLY GEM HOLDINGS, INC.
September 22, 2014	EX-4.1	$150,000,000 Ply Gem Industries, INC. 6.50% Senior Notes due 2022 REGISTRATION RIGHTS AGREEMENT EXECUTION COPY $150,000,000 Ply Gem Industries, INC. 6.50% Senior Notes due 2022 REGISTRATION RIGHTS AGREEMENT September 19, 2014 Credit Suisse Securities (USA) LLC Eleven Madison Avenue New York, New York 10010-3629 As Representative of the Several Initial Purchasers Dear Ladies and Gentlemen: Ply Gem Industries, Inc., a Delaware corporation (the “Company”), proposes to issue and sell to Credit S
September 16, 2014	8-K	Current Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of report (Date of earliest event reported) September 15, 2014 PLY GEM HOLDINGS, INC.
September 15, 2014	8-K	Regulation FD Disclosure UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of report (Date of earliest event reported) September 15, 2014 PLY GEM HOLDINGS, INC.
September 15, 2014	EX-99.1	Preliminary Confidential Offering Circular Excerpts Exhibit 99.1 Preliminary Confidential Offering Circular Excerpts The following table presents our calculations of adjusted EBITDA and Pro Forma adjusted EBITDA reconciled to net loss and is unaudited: (Amounts in thousands) Fiscal Year Ended December 31, Six Months Ended Twelve Months Ended 2011 2012 2013 June 29, 2013 June 28, 2014 June 28, 2014 (Unaudited) (Unaudited) Net loss $ (84,507) $ (39,0
August 20, 2014	8-K	8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of report (Date of earliest event reported) August 19, 2014 PLY GEM HOLDINGS, INC.
August 20, 2014	EX-99.1	# # # PLY GEM INDUSTRIES TO ACQUIRE SIMONTON WINDOWS FROM FORTUNE BRANDS HOME & SECURITY Strengthens North American Leadership Position in the Low-Maintenance, Energy-Efficient Residential Window Market CARY, N.
August 8, 2014	8-K	Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of report (Date of earliest event reported) August 8, 2014 PLY GEM HOLDINGS, INC.
August 8, 2014	EX-99.1	Ply Gem Reports Second Quarter 2014 Results Ply Gem Reports Second Quarter 2014 Results Cary, NC (BUSINESS WIRE) August 8, 2014 - Ply Gem Holdings, Inc.
August 8, 2014	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q [X] QUARTERLY REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 28, 2014 [ ] TRANSITION REPORT PURSUANT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q [X] QUARTERLY REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 28, 2014 or [ ] TRANSITION REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File Number: 001-35930 PLY GEM HOLDING
August 4, 2014	424B3	Ply Gem Industries, Inc. Exchange Offer for $500,000,000 6.50% Senior Notes due 2022 and Related Guarantees 424B3 1 d752976d424b3.htm 424B3 Table of Contents Filed Pursuant to Rule 424(b)(3) Registration Nos. 333-197238 333-197238-01 through 333-197238-24 PROSPECTUS Ply Gem Industries, Inc. Exchange Offer for $500,000,000 6.50% Senior Notes due 2022 and Related Guarantees The Notes and the Guarantees • We are offering to exchange $500,000,000 of our outstanding 6.50% Senior Notes due 2022 and certain re
July 30, 2014	CORRESP	PGEM / Ply Gem Holdings, Inc. CORRESP - - SEC Acceleration Request Ply Gem Industries, Inc. 5020 Weston Parkway, Suite 400 Cary, North Carolina 27513 July 30, 2014 VIA EDGAR Securities and Exchange Commission Judiciary Plaza 100 F Street, N.E. Washington, D.C. 20549 Ply Gem Industries, Inc. Ply Gem Holdings, Inc. Alenco Building Products Management, L.L.C. Alenco Extrusion GA, L.L.C. Alenco Extrusion Management, L.L.C. Alenco Holding Corp
July 25, 2014	EX-5.4	July 25, 2014 EX-5.4 Exhibit 5.4 Attorneys at Law Alabama Florida Louisiana Mississippi South Carolina Tennessee Texas Washington, DC July 25, 2014 Ply Gem Industries, Inc. 5020 Weston Parkway, Suite 400 Cary, North Carolina 27513 Ladies and Gentlemen: We have been engaged as special legal counsel in the State of Texas for New Alenco Extrusion, Ltd., a Texas limited partnership (“New Alenco Extrusion”), New Ale
July 25, 2014	EX-25	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE EX-25 Exhibit 25 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE CHECK IF AN APPLICATION TO DETERMINE ELIGIBILITY OF A TRUSTEE PURSUANT TO SECTION 305(b) (2) WELLS FARGO BANK, NATIONAL ASSOCIATION (Exact name of trustee as specified in its charter) A Nationa
July 25, 2014	S-4/A	PGEM / Ply Gem Holdings, Inc. S-4/A - - S-4/A S-4/A 1 d752976ds4a.htm S-4/A Table of Contents As filed with the Securities and Exchange Commission on July 25, 2014 Registration No. 333-197238 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 AMENDMENT NO. 1 TO FORM S-4 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Ply Gem Holdings, Inc. Ply Gem Industries, Inc. (Exact name of registrant as specified in its char
July 25, 2014	CORRESP	PGEM / Ply Gem Holdings, Inc. CORRESP - - Correspondence Letter July 25, 2014 Ms. Pamela Long Assistant Director United States Securities and Exchange Commission 100 F Street NE Washington, D.C. 20549 RE: Ply Gem Holdings, Inc. Registration Statement on Form S-4 Filed July 3, 2014 File No. 333-197238 Dear Ms. Long: On behalf of Ply Gem Holdings, Inc. (the Company or Ply Gem), I am writing in response to the comments made by the staff
July 25, 2014	EX-5.3	July 25, 2014 EX-5.3 Exhibit 5.3 WWW.LATHROPGAGE.COM 2345 GRAND BOULEVARD SUITE 2800 KANSAS CITY, MISSOURI 64108-2684 (816) 292-2000, FAX (816) 292-2001 July 25, 2014 Ply Gem Industries, Inc. 5020 Weston Parkway, Suite 400 Cary, North Carolina 27513 Re: Ply Gem Industries, Inc. Exchange Offer for $500,000,000 6.50% Senior Notes due 2022 Ladies and Gentlemen: We have acted as special counsel in the State of Miss
July 3, 2014	CORRESP	PGEM / Ply Gem Holdings, Inc. CORRESP - - Response Letter July 3, 2014 Mr. John Cash Accounting Branch Chief United States Securities and Exchange Commission 100 F Street NE Washington, D.C. 20549 RE: Ply Gem Holdings, Inc. Form 10-K for the fiscal year ended December 31, 2013 Filed March 14, 2014 File No. 333-114041 Form 10-Q for the quarter ended March 29, 2014 Filed May 12, 2014 File No. 1-35930 Dear Mr. Cash: On behalf of Ply Gem Hold
July 3, 2014	EX-5.4	July 3, 2014 EX-5.4 Exhibit 5.4 Attorneys at Law Alabama Florida Louisiana Mississippi Tennessee Texas Washington, DC July 3, 2014 Ply Gem Industries, Inc. 5020 Weston Parkway, Suite 400 Cary, North Carolina 27513 Ladies and Gentlemen: We have been engaged as special legal counsel in the State of Texas for New Alenco Extrusion, Ltd., a Texas limited partnership (“New Alenco Extrusion”), New Alenco Window, Ltd.
July 3, 2014	EX-25	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE EX-25 Exhibit 25 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE CHECK IF AN APPLICATION TO DETERMINE ELIGIBILITY OF A TRUSTEE PURSUANT TO SECTION 305(b) (2) WELLS FARGO BANK, NATIONAL ASSOCIATION (Exact name of trustee as specified in its charter) A Nationa
July 3, 2014	CORRESP	PGEM / Ply Gem Holdings, Inc. CORRESP - - Correspondence PLY GEM INDUSTRIES, INC. 5020 Weston Parkway, Suite 400 Cary, NC 27513 July 3, 2014 BY EDGAR Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Ply Gem Industries, Inc. Registration Statement on Form S-4 Ladies and Gentlemen: Ply Gem Industries, Inc. (the “Company”), Ply Gem Holdings, Inc. and certain of the Company’s subsidiaries (collectively, the “Guaran
July 3, 2014	EX-99.1	LETTER OF TRANSMITTAL To Tender for Exchange $500,000,000 aggregate principal amount 6.50% Senior Notes due 2022 (CUSIP Numbers 729416AW7 / U7264EAJ1) Ply Gem Industries, Inc. THE EXCHANGE OFFER WILL EXPIRE AT 5:00 P.M., NEW YORK CITY TIME, ON , 2014 EX-99.1 Exhibit 99.1 LETTER OF TRANSMITTAL To Tender for Exchange $500,000,000 aggregate principal amount 6.50% Senior Notes due 2022 (CUSIP Numbers 729416AW7 / U7264EAJ1) Ply Gem Industries, Inc. THE EXCHANGE OFFER WILL EXPIRE AT 5:00 P.M., NEW YORK CITY TIME, ON , 2014, UNLESS EXTENDED (THE “EXPIRATION DATE”). TENDERS OF INITIAL NOTES MAY BE WITHDRAWN PRIOR TO 5:00 P.M., NEW YORK CITY TIME, ON T
July 3, 2014	EX-5.3	July 3, 2014 EX-5.3 Exhibit 5.3 WWW.LATHROPGAGE.COM 2345 GRAND BOULEVARD SUITE 2800 KANSAS CITY, MISSOURI 64108-2684 (816) 292-2000, FAX (816) 292-2001 July 3, 2014 Ply Gem Industries, Inc. 5020 Weston Parkway, Suite 400 Cary, North Carolina 27513 Re: Ply Gem Industries, Inc. Exchange Offer for $500,000,000 6.50% Senior Notes due 2022 Ladies and Gentlemen: We have acted as special counsel in the State of Misso
July 3, 2014	EX-12.1	PLY GEM HOLDINGS, INC. AND SUBSIDIARIES RATIO OF EARNINGS TO FIXED CHARGES Fiscal Year Ended December 31, Three Months Ended 2013 2012 2011 2010 2009 March 29, 2014 March 30, 2013 (unaudited) Earnings: Earnings (loss) from continuing operations $ (79 EX-12.1 Exhibit 12.1 PLY GEM HOLDINGS, INC. AND SUBSIDIARIES RATIO OF EARNINGS TO FIXED CHARGES Fiscal Year Ended December 31, Three Months Ended 2013 2012 2011 2010 2009 March 29, 2014 March 30, 2013 (unaudited) Earnings: Earnings (loss) from continuing operations $ (79,520 ) $ (39,055 ) $ (84,507 ) $ 27,667 $ (76,752 ) $ (51,578 ) $ (28,107 ) Provision (benefit) for income taxes 298 2,835 683 5,
July 3, 2014	EX-99.2	NOTICE OF GUARANTEED DELIVERY PLY GEM INDUSTRIES, INC. Offer to Exchange $500,000,000 Aggregate Principal Amount of its 6.50% Senior Notes due 2022 (CUSIP Number 729416AX5) which Have Been Registered under the Securities Act of 1933 For a Like Aggreg EX-99.2 Exhibit 99.2 NOTICE OF GUARANTEED DELIVERY PLY GEM INDUSTRIES, INC. Offer to Exchange $500,000,000 Aggregate Principal Amount of its 6.50% Senior Notes due 2022 (CUSIP Number 729416AX5) which Have Been Registered under the Securities Act of 1933 For a Like Aggregate Principal Amount of its 6.50% Senior Notes due 2022 (CUSIP Numbers 729416AW7 / U7264EAJ1) This form or one substantially equi
July 3, 2014	S-4	PGEM / Ply Gem Holdings, Inc. S-4 - - FORM S-4 Form S-4 Table of Contents As filed with the Securities and Exchange Commission on July 3, 2014 Registration No.
July 3, 2014	CORRESP	PGEM / Ply Gem Holdings, Inc. CORRESP - - Transmittal Letter Paul, Weiss, Rifkind, Wharton & Garrison LLP 1285 Avenue of the Americas New York, New York 10019-6064 July 3, 2014 Via EDGAR Securities and Exchange Commission 100 F Street, N.
June 2, 2014	SD	- PLY GEM FORM SD UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM SD Specialized Disclosure Report PLY GEM HOLDINGS, INC.
June 2, 2014	EX-1.02	Ply Gem Holdings, Inc. Conflict Minerals Report for the year ended December 31, 2013 Exhibit 1.02 Ply Gem Holdings, Inc. Conflict Minerals Report for the year ended December 31, 2013 Company Overview This is the Conflict Minerals Report of Ply Gem Holdings, Inc. (the “Company”, “Ply Gem”, “we”, “us”, or “our”) for the calendar year ended December 31, 2013 in accordance with Rule 13p-1 (“Rule 13p-1”) under the Securities Exchange Act of 1934 (the “1934 Act”). Please refer to Rule 1
May 15, 2014	8-K	- PLY GEM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of report (Date of earliest event reported) May 14, 2014 PLY GEM HOLDINGS, INC.
May 12, 2014	EX-99.1	Ply Gem Reports First Quarter 2014 Results EX-99.1 2 a2014329exhibit991.htm PRESS RELEASE Ply Gem Reports First Quarter 2014 Results Cary, NC (BUSINESS WIRE) May 12, 2014 - Ply Gem Holdings, Inc. (“Ply Gem” or the “Company”) (NYSE: PGEM), a leading manufacturer of exterior building products in North America, today announced financial results for the quarter ended March 29, 2014. First Quarter 2014 Highlights • Total net sales for the first
May 12, 2014	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q [X] QUARTERLY REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 29, 2014 [ ] TRANSITION REPORT PURSUANT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q [X] QUARTERLY REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 29, 2014 or [ ] TRANSITION REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File Number: 001-35930 PLY GEM HOLDIN
May 12, 2014	8-K	Results of Operations and Financial Condition - PLY GEM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of report (Date of earliest event reported) May 12, 2014 PLY GEM HOLDINGS, INC.
May 12, 2014	EX-10.2	Amendment to Amended and Restated Credit Agreement, dated as of April 7, 2014, by and among Ply Gem Industries, Inc., Ply Gem Canada, Inc., Gienow Canada Inc. and Mitten Inc., UBS AG, Stamford Branch, as U.S. Administrative Agent, and UBS AG Canada Branch, as Canadian Administrative Agent. (incorporated by reference from Exhibit 10.2 to the Company's Form 10-Q dated May 12, 2014 (File No. 001-35930)). EXECUTION VERSION AMENDMENT TO AMENDED AND RESTATED CREDIT AGREEMENT This Amendment to Amended and Restated Credit Agreement, dated as of April 7, 2014 (this ?Amendment?), is entered into by and among Ply Gem Industries, Inc.
April 3, 2014	DEFA14A	- DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) þ Filed by the Registrant o Filed by a Party Other than the Registrant Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Defin
April 3, 2014	DEF 14A	- DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) þ Filed by the Registrant o Filed by a Party Other than the Registrant Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) þ Defin
March 14, 2014	EX-10.47	Amended and Restated Credit Agreement dated as of November 1, 2013, by and among Ply Gem Holdings, Inc., Ply Gem Industries, Inc., Ply Gem Canada, Inc., Gienow Canada, Inc., Mitten, Inc., the other borrowers named therein, each Lender from time to time party thereto, UBS AG, Stamford Branch, as U.S. Administrative Agent, as U.S. Collateral Agent, as U.S. Swing Line Lender and a U.S. L/C Issuer, Wells Fargo Capital Finance, LLC, as Co-Collateral Agent, Wells Fargo Bank, National Association, as a U.S. L/C Issuer, UBS AG Canada Branch, as Canadian Administrative Agent, as Canadian Collateral Agent, as Canadian Swing Line Lender, and as a Canadian L/C Issuer, Credit Suisse AG Cayman Islands Branch, as a U.S. L/C Issuer, Credit Suisse AG, Toronto Branch, as a Canadian L/C Issuer, UBS Securities LLC, as Joint Lead Arranger and Joint Bookrunner, and Wells Fargo Capital Finance, LLC, as Syndication Agent, Joint Lead Arranger and Joint Bookrunner (incorporated by reference from Exhibit 10.47 to the Company's Form 10-K/A dated March 14, 2014 (File No. 001-35930)). EXECUTION VERSION AMENDED AND RESTATED CREDIT AGREEMENT Dated as of November 1, 2013, among PLY GEM HOLDINGS, INC.
March 14, 2014	10-K/A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A (Amendment No. 1) [X] Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the fiscal year ended December 31, 2013 [ ] Transition 10-K/A 1 a2013123110ka.htm PLY GEM 10-K/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A (Amendment No. 1) [X] Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the fiscal year ended December 31, 2013 or [ ] Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period f
March 14, 2014	EX-10.15	December 16, 2013 December 16, 2013 John C. Wayne Re: Renewal of Amended and Restated Retention Agreement Dear John: This letter is to serve as your notification that Ply Gem Industries, Inc. has elected to execute its Renewal Term right under your current Amended and Restated Retention Agreement dated December 31, 2008 for a period of one year. As such, all applicable rights and terms as outlined in your Amended a
March 14, 2014	EX-99.1	Ply Gem Reports Fourth Quarter and Full Year 2013 Results Ply Gem Reports Fourth Quarter and Full Year 2013 Results Cary, NC (BUSINESS WIRE) March 14, 2014 - Ply Gem Holdings, Inc.
March 14, 2014	EX-10.35	December 16, 2013 December 16, 2013 Shawn K. Poe Re: Renewal of Amended and Restated Retention Agreement Dear Shawn: This letter is to serve as your notification that Ply Gem Industries, Inc. has elected to execute its Renewal Term right under your current Amended and Restated Retention Agreement dated November 7, 2008 for a period of one year. As such, all applicable rights and terms as outlined in your Amended an
March 14, 2014	EX-21.1	SUBSIDIARIES OF THE REGISTRANT State or other jurisdiction of Name incorporation or organization Alenco Building Products Management, L.L.C. Delaware Alenco Extrusion GA, L.L.C. Delaware Alenco Extrusion Management, L.L.C. Delaware Alenco Holding Cor EX-21.1 6 a20131231-10kex211.htm LIST OF SUBSIDIARIES SUBSIDIARIES OF THE REGISTRANT State or other jurisdiction of Name incorporation or organization Alenco Building Products Management, L.L.C. Delaware Alenco Extrusion GA, L.L.C. Delaware Alenco Extrusion Management, L.L.C. Delaware Alenco Holding Corporation Delaware Alenco Interests, L.L.C. Delaware Alenco Trans, Inc. Delaware Alenco Window GA
March 14, 2014	10-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K [X] Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the fiscal year ended December 31, 2013 [ ] Transition Report Pursuant to S UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K [X] Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the fiscal year ended December 31, 2013 or [ ] Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to . Commission File Number: 001-35930 PLY GEM HOLDINGS, I
March 14, 2014	EX-10.22	December 16, 2013 December 16, 2013 John Buckley Re: Renewal of Amended and Restated Retention Agreement Dear John: This letter is to serve as your notification that Ply Gem Industries, Inc.
March 14, 2014	8-K	Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of report (Date of earliest event reported) March 14, 2014 PLY GEM HOLDINGS, INC.
March 14, 2014	EX-10.26	December 16, 2013 EX-10.26 4 a20131231-10kex1026.htm SCHMOLL RETENTION AGREEMENT RENEWAL LETTER December 16, 2013 David Schmoll Re: Renewal of Amended and Restated Retention Agreement Dear David: This letter is to serve as your notification that Ply Gem Industries, Inc. has elected to execute its Renewal Term right under your current Amended and Restated Retention Agreement dated December 31, 2008 for a period of o
February 14, 2014	SC 13G	PGEM / Ply Gem Holdings, Inc. / Caxton-Iseman (Ply Gem), L.P. - SCHEDULE 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* PLY GEM HOLDINGS, INC. (Name of Issuer) Common Stock (Title of Class of Securities) 72941W100 (CUSIP Number) December 31, 2013 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this S
February 14, 2014	SC 13G	PGEM / Ply Gem Holdings, Inc. / Robinette Gary E - SCHEDULE 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* PLY GEM HOLDINGS, INC. (Name of Issuer) Common Stock (Title of Class of Securities) 72941W100 (CUSIP Number) December 31, 2013 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this S
January 30, 2014	EX-4.1	Indenture, dated as of January 30, 2014, among Ply Gem Industries, Inc., the Guarantors party thereto and Wells Fargo Bank, National Association, as Trustee (incorporated by reference from Exhibit 4.1 to the Company’s Form 8-K, dated January 30, 2014 (File No. 001-35930)). Indenture Exhibit 4.1 EXECUTION VERSION PLY GEM INDUSTRIES, INC., as Issuer, the GUARANTORS named herein, as Guarantors, and Wells Fargo Bank, National Association, as Trustee INDENTURE Dated as of January 30, 2014 6.50% Senior Notes due 2022 CROSS-REFERENCE TABLE Trust Indenture Act Section Indenture Section 310(a)(1) 7.10 (a)(2) 7.10 (a)(3) N.A. (a)(4) N.A. (a)(5) 7.08; 7.10 (b) 7.08; 7.10; 12.0
January 30, 2014	8-K	Entry into a Material Definitive Agreement, Termination of a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant, Other Events Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of report (Date of earliest event reported) January 30, 2014 PLY GEM HOLDINGS, INC.
January 30, 2014	EX-10.1	Credit Agreement, dated as of January 30, 2014, by and among Ply Gem Holdings, Inc., Ply Gem Industries, Inc., the Lenders party thereto and Credit Suisse AG, as Administrative Agent and Collateral Agent (incorporated by reference from Exhibit 10.1 to the Company’s Form 8-K, dated January 30, 2014 (File No. 001-35930)). Credit Agreement Exhibit 10.1 EXECUTION VERSION CREDIT AGREEMENT dated as of January 30, 2014, among PLY GEM HOLDINGS, INC., PLY GEM INDUSTRIES, INC., THE LENDERS PARTY HERETO, and CREDIT SUISSE AG, as Administrative Agent and Collateral Agent CREDIT SUISSE SECURITIES (USA) LLC, UBS SECURITIES LLC, J.P. MORGAN SECURITIES LLC, and GOLDMAN SACHS BANK USA, as Joint Lead Arrangers and Joint Bookrunner
January 30, 2014	EX-4.2	$500,000,000 PLY GEM INDUSTRIES, INC. 6.50% Senior Notes due 2022 REGISTRATION RIGHTS AGREEMENT Registration Rights Agreement Exhibit 4.2 EXECUTION COPY $500,000,000 PLY GEM INDUSTRIES, INC. 6.50% Senior Notes due 2022 REGISTRATION RIGHTS AGREEMENT January 30, 2014 Credit Suisse Securities (USA) LLC c/o Credit Suisse Securities (USA) LLC Eleven Madison Avenue New York, New York 10010-3629 As Representative of the Several Initial Purchasers Dear Ladies and Gentlemen: Ply Gem Industries, Inc.,
January 17, 2014	8-K	Current Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of report (Date of earliest event reported) January 17, 2014 PLY GEM HOLDINGS, INC.
January 16, 2014	8-K	- PLY GEM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of report (Date of earliest event reported) January 16, 2014 PLY GEM HOLDINGS, INC.
January 13, 2014	8-K	- PLY GEM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of report (Date of earliest event reported) January 13, 2014 PLY GEM HOLDINGS, INC.
January 10, 2014	EX-99.1	CUSIP Numbers Title of Security Aggregate Principal Amount Outstanding Late Consideration1 Early Tender Premium1 Total Consideration1 729416AQ0, 729416AR8 and U7264EAG7 8.25% Senior Secured Notes due 2018 $756,000,000 $1,037.50 $30.00 $1,067.50 72941 EX-99.1 2 a2014110exhibit991.htm PRESS RELEASE Exhibit 99.1 Ply Gem Industries, Inc. Announces Tender Offers for Outstanding Senior Secured Notes and Senior Notes CARY, NORTH CAROLINA, January 10, 2014-Ply Gem Industries, Inc. (“Ply Gem” or the “Company” (NYSE: PGEM)), a wholly-owned subsidiary of Ply Gem Holdings, Inc. (“Ply Gem Holdings”), today announced that it has commenced cash tender offers
January 10, 2014	8-K	Regulation FD Disclosure, Financial Statements and Exhibits - PLY GEM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of report (Date of earliest event reported) January 10, 2014 PLY GEM HOLDINGS, INC.
January 10, 2014	8-K	Results of Operations and Financial Condition - PLY GEM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of report (Date of earliest event reported) January 10, 2014 PLY GEM HOLDINGS, INC.
January 10, 2014	EX-99.1	Ply Gem Holdings, Inc. Provides Fourth Quarter 2013 Update Ply Gem Holdings, Inc. Provides Fourth Quarter 2013 Update Ply Gem Holdings, Inc. (“Ply Gem” or the “Company”, “we” or “our”) expects to report its 2013 full year audited financial results on March 14, 2014. The preliminary financial data for the quarter ended December 31, 2013 included here is unaudited and has been prepared by, and is the responsibility of, management. While Ply Gem has not yet
December 10, 2013	8-K	Current Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of report (Date of earliest event reported) December 10, 2013 PLY GEM HOLDINGS, INC.
November 6, 2013	EX-99.1	Ply Gem Reports Third Quarter 2013 Results Ply Gem Reports Third Quarter 2013 Results Cary, NC (BUSINESS WIRE) November 6, 2013 - Ply Gem Holdings, Inc.
November 6, 2013	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q [X] QUARTERLY REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 28, 2013 [ ] TRANSITION REPORT PURS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q [X] QUARTERLY REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 28, 2013 or [ ] TRANSITION REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File Number: 001-35930 PLY GEM HO
November 6, 2013	8-K	Results of Operations and Financial Condition - PLY GEM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of report (Date of earliest event reported) November 6, 2013 PLY GEM HOLDINGS, INC.
November 4, 2013	8-K	Entry into a Material Definitive Agreement - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of report (Date of earliest event reported) November 1, 2013 PLY GEM HOLDINGS, INC.
October 4, 2013	8-K	- 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of report (Date of earliest event reported) September 30, 2013 PLY GEM HOLDINGS, INC.
September 26, 2013	8-K	- PLY GEM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of report (Date of earliest event reported) September 26, 2013 PLY GEM HOLDINGS, INC.
August 13, 2013	8-K	Results of Operations and Financial Condition - PLY GEM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of report (Date of earliest event reported) August 13, 2013 PLY GEM HOLDINGS, INC.
August 13, 2013	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q [X] QUARTERLY REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 29, 2013 [ ] TRANSITION REPORT PURSUANT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q [X] QUARTERLY REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 29, 2013 or [ ] TRANSITION REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File Number: 001-35930 PLY GEM HOLDING
August 13, 2013	EX-99.1	Ply Gem Reports Second Quarter 2013 Results EX-99.1 2 a2013629exhibit991.htm PRESS RELEASE Cary, NC Contact: Shawn Poe, CFO 919-677-4019 Ply Gem Reports Second Quarter 2013 Results August 13, 2013 - Ply Gem Holdings, Inc. (“Ply Gem” or the “Company”) (NYSE: PGEM), a leading manufacturer of exterior building products in North America, today announced financial results for the second quarter and six months ended June 29, 2013. Highlights of P
May 29, 2013	EX-10.8	Ply Gem Holdings, Inc. 2004 Stock Option Plan (incorporated by reference from Exhibit 10.8 to the Company’s Form 8-K, dated May 29, 2013 (File No. 001-35930)). Ply Gem Holdings, Inc. 2004 Stock Option Plan Exhibit 10.8 PLY GEM HOLDINGS, INC. 2004 STOCK OPTION PLAN (Effective as of February 12, 2004 and Amended and Restated as of May 23, 2013) 1. Purpose Ply Gem Prime Holdings, Inc. (“Ply Gem Prime”), the former parent of the Company, previously established this stock option plan known as the Ply Gem Prime Holdings, Inc. 2004 Stock Option Plan (the “Prede
May 29, 2013	EX-10.3	Tax Receivable Agreement, dated as of May 22, 2013, by and among Ply Gem Holdings, Inc. and the Tax Receivable Entity (incorporated by reference from Exhibit 10.3 to the Company’s Form 8-K, dated May 29, 2013 (File No. 001-35930)). Tax Receivable Agreement Exhibit 10.3 EXECUTION VERSION TAX RECEIVABLE AGREEMENT between PLY GEM HOLDINGS, INC. and PG ITR HOLDCO, L.P. Dated as of May 22, 2013 TABLE OF CONTENTS Page ARTICLE I DEFINITIONS 1 Section 1.1 Definitions 1 ARTICLE II DETERMINATION OF CERTAIN REALIZED TAX BENEFIT 6 Section 2.1 Disclosure Letter 6 Section 2.2 Tax Benefit Schedule 7 Section 2.3 Procedures, Amendments 7 ART
May 29, 2013	EX-10.1	Second Amended and Restated Stockholders’ Agreement, dated as of May 22, 2013, by and among Ply Gem Holdings, Inc., Ply Gem Prime Holdings, Inc., Caxton-Iseman (Ply Gem), L.P., Caxton-Iseman (Ply Gem) II, L.P., the management stockholders named therein and for purposes of certain sections only, Rajaconda Holdings, Inc. (incorporated by reference from Exhibit 10.1 to the Company’s Form 8-K, dated May 29, 2013 (File No. 001-35930)). EX-10.1 5 d544766dex101.htm SECOND AMENDED AND RESTATED STOCKHOLDERS AGREEMENT Exhibit 10.1 EXECUTION VERSION SECOND AMENDED AND RESTATED STOCKHOLDERS’ AGREEMENT by and among PLY GEM HOLDINGS, INC., PLY GEM PRIME HOLDINGS, INC., CAXTON-ISEMAN (PLY GEM), L.P., CAXTON-ISEMAN (PLY GEM) II, L.P., THE MANAGEMENT STOCKHOLDERS NAMED HEREIN and RAJACONDA HOLDINGS, INC. For purposes of Sections 2.1(j), 2.2
May 29, 2013	EX-10.2	Registration Rights Agreement, dated as of May 22, 2013, by and among Ply Gem Holdings, Inc., Caxton-Iseman (Ply Gem), L.P. and Caxton-Iseman (Ply Gem) II, L.P. and other parties named therein (incorporated by reference from Exhibit 10.2 to the Company’s Form 8-K, dated May 29, 2013 (File No. 001-35930)). Registration Rights Agreement Exhibit 10.2 EXECUTION VERSION REGISTRATION RIGHTS AGREEMENT by and among PLY GEM HOLDINGS, INC. and the STOCKHOLDERS named herein Dated: May 22, 2013 TABLE OF CONTENTS Page 1.(a) Definitions 1 (b) Interpretation 6 2. General; Securities Subject to this Agreement 7 (a) Grant of Rights 7 (b) Registrable Securities 7 (c) Holders of Registrable Securities 7 (d) Transfer
May 29, 2013	EX-10.5	CxCIC, LLC 500 Park Avenue, Floor 8 New York, New York 10022 Termination Agreement Exhibit 10.5 CxCIC, LLC 500 Park Avenue, Floor 8 New York, New York 10022 May 29, 2013 Ply Gem Industries, Inc. 5020 Weston Parkway, Suite 400 Cary, North Carolina 27513 Attention: Shawn Poe Dear Sir: We refer to the Advisory Agreement, dated as of February 12, 2004, as amended by Amendment No. 1 to Advisory Agreement, dated as of November 6, 2012 (as amended, the “Advisory A
May 29, 2013	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Entry into a Material Definitive Agreement, Termination of a Material Definitive Agreement, Unregistered Sales of Equity Securities, Financial Statements and Exhibits, Other Events - FORM 8-K Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 22, 2013 PLY GEM HOLDINGS, INC. (Exact name of registrant as specified in its charter) Delaware 001-35930 20-0645710 (State or other jurisdiction of incorporation) (Commi
May 29, 2013	EX-10.4	Third Amended and Restated Tax Sharing Agreement, dated as of May 23, 2013, between Ply Gem Holdings, Inc. and Ply Gem Industries, Inc. (incorporated by reference from Exhibit 10.4 to the Company’s Form 8-K, dated May 29, 2013 (File No. 001-35930)). Third Amended and Restated Tax Sharing Agreement Exhibit 10.4 EXECUTION VERSION THIRD AMENDED AND RESTATED TAX SHARING AGREEMENT THIS THIRD AMENDED AND RESTATED TAX SHARING AGREEMENT (the “Agreement”), dated as of May 23, 2013, is entered into between Ply Gem Holdings, Inc., a Delaware corporation (“Parent”), and Ply Gem Industries, Inc., a Delaware corporation and a wholly owned subsidiary of Hol
May 29, 2013	EX-3.1	Amended and Restated Certificate of Incorporation (incorporated by reference from Exhibit 3.1 to the Company’s Form 8-K, dated May 29, 2013 (File No. 001-35930)). Amended and Restated Certificate of Incorporation Exhibit 3.1 AMENDED AND RESTATED CERTIFICATE OF INCORPORATION of PLY GEM HOLDINGS, INC. Ply Gem Holdings, Inc., a corporation organized and existing under the laws of the State of Delaware (the “Corporation”), hereby certifies as follows: 1. Name. The name of the corporation is “Ply Gem Holdings, Inc.” 2. Address; Registered Office and Agent. The a
May 29, 2013	EX-2.1	Agreement and Plan of Merger, dated as of May 29, 2013, by and between Ply Gem Prime Holdings, Inc. and Ply Gem Holdings, Inc. (incorporated by reference from Exhibit 2.1 to the Company’s Form 8-K, dated May 29, 2013 (File No. 001-35930)). Agreement and Plan of Merger Exhibit 2.1 EXECUTION VERSION AGREEMENT AND PLAN OF MERGER This AGREEMENT AND PLAN OF MERGER (this “Agreement”) is dated as of May 22, 2013, by and between Ply Gem Prime Holdings, Inc., a Delaware corporation (“Prime Holdings”), and Ply Gem Holdings, Inc., a Delaware corporation (“Holdings”). WITNESSETH: WHEREAS, in connection with the initial public offering of shares
May 29, 2013	S-8	- FORM S-8 S-8 1 d545393ds8.htm FORM S-8 As filed with the Securities and Exchange Commission on May 29, 2013 Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Ply Gem Holdings, Inc. (Exact name of Registrant as specified in its charter) Delaware 20-0645710 (State or other jurisdiction of incorporatio
May 29, 2013	EX-3.2	Amended and Restated By-laws (incorporated by reference from Exhibit 3.2 to the Company’s Form 8-K, dated May 29, 2013 (File No. 001-35930)). Amended and Restated By-laws Exhibit 3.2 AMENDED AND RESTATED BY-LAWS of Ply Gem Holdings, Inc. (A Delaware Corporation) ARTICLE 1 DEFINITIONS As used in these By-laws, unless the context otherwise requires, the term: 1.1 “Assistant Secretary” means an Assistant Secretary of the Corporation. 1.2 “Assistant Treasurer” means an Assistant Treasurer of the Corporation. 1.3 “Board” means the Board of D
May 29, 2013	EX-10.9	Ply Gem Holdings, Inc. Long Term Incentive Plan (incorporated by reference from Exhibit 10.9 to the Company’s Form 8-K, dated May 29, 2013 (File No. 001-35930)). EX-10.9 11 d544766dex109.htm PLY GEM HOLDINGS, INC. LONG TERM INCENTIVE PLAN Exhibit 10.9 Ply Gem Holdings, Inc. Long Term Incentive Plan As amended and restated effective May 23, 2013 1. Purpose. Ply Gem Prime Holdings, Inc. (“Ply Gem Prime”), the former parent of the Company, previously established this equity-based incentive compensation plan known as the Ply Gem Prime Holdings., Inc. Long Term
May 23, 2013	8-K	Other Events - FORM 8-K Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): May 23, 2013 PLY GEM HOLDINGS, INC. (Exact name of registrant as specified in its charter) Delaware 001-35930 20-0645710 (State or other jurisdiction of incorporation) (Commi
May 23, 2013	424B4	Zelman Partners LLC 424B4 Table of Contents Filed Pursuant to Rule 424(b)(4) Registration No. 333-167193 Prospectus 15,789,474 shares Ply Gem Holdings, Inc. Common stock This is an initial public offering of Ply Gem Holdings, Inc. common stock. Prior to this offering, there has been no public market for our common stock. The initial public offering price of the common stock is $21.00 per share. Our common stock has b

PGEM / Ply Gem Holdings, Inc. - SEC Filings, Annual Report, Proxy Statement

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