Basic Stats
| CIK | 1818502 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to OppFi Inc.
SEC Filings (Chronological Order)
This page provides a complete, chronological list of SEC Filings, excluding ownership filings which we provide elsewhere.
| August 26, 2025 |
oppfi-expandedxsharexrep OppFi Announces Increase to Share Repurchase Program Authorization Permits Company to Purchase an Additional $20 Million of Class A Common Stock CHICAGO, August 26, 2025— OppFi Inc. |
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| August 26, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 26, 2025 OppFi Inc. (Exact name of registrant as specified in its charter) Delaware 001-39550 85-1648122 (State or Other Jurisdiction of Incorporation) (Commission File Number) |
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| August 21, 2025 |
oppfi-warrantxsupplement Supplemental Warrant Information August 2025 Disclaimer This supplemental information presentation (the “Presentation”) of OppFi Inc. |
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| August 21, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 21, 2025 OppFi Inc. (Exact name of registrant as specified in its charter) Delaware 001-39550 85-1648122 (State or Other Jurisdiction of Incorporation) (Commission File Number) |
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| August 21, 2025 |
warrant-disclosurexrelea OppFi Publishes Supplemental Information Regarding its Warrants CHICAGO, August 21, 2025— OppFi Inc. |
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| August 7, 2025 |
Form of 2025 OppFi Inc. Employee Restricted Stock Unit Agreement. Exhibit 10.2 OPPFI INC. RESTRICTED STOCK UNITS AGREEMENT (For U.S. Participants) OppFi Inc. has granted to the Participant named in the Notice of Grant of Restricted Stock Units (the “Grant Notice”) to which this Restricted Stock Units Agreement (the “Agreement”) is attached an Award consisting of Restricted Stock Units (each a “Unit”) subject to the terms and conditions set forth in the Grant Not |
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| August 7, 2025 |
Form of 2025 OppFi Inc. Non-Employee Director Restricted Stock Unit Agreement. Exhibit 10.3 OPPFI INC. RESTRICTED STOCK UNITS AGREEMENT (For U.S. Participants) OppFi Inc. has granted to the Participant named in the Notice of Grant of Restricted Stock Units (the “Grant Notice”) to which this Restricted Stock Units Agreement (the “Agreement”) is attached an Award consisting of Restricted Stock Units (each a “Unit”) subject to the terms and conditions set forth in the Grant Not |
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| August 7, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period fromto Commission File Number 001-39550 OppFi Inc. ( |
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| August 7, 2025 |
OppFi Inc. Director Deferred Compensation Plan, dated June 9, 2025. Exhibit 10.1 OPPFI INC. DIRECTOR DEFERRED COMPENSATION PLAN ESTABLISHMENT AND PURPOSE This OppFi Inc. Director Deferred Compensation Plan, as such plan may be amended from time to time (this “Plan”), is hereby established effective as of June 9, 2025. The purpose of this Plan is to promote the interests of OppFi Inc., a Delaware corporation (the “Company”), by giving each Director (as defined belo |
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| August 6, 2025 |
a2025q2earningspresentat Q2 2025 Earnings Presentation August 6, 2025 This presentation (the “Presentation”) of OppFi Inc. |
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| August 6, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF REPORT (Date of earliest event reported): August 6, 2025 OppFi Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-39550 85-1648122 (State or Other Jurisdiction of Incorporation) (Commission File Number) |
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| June 11, 2025 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 10, 2025 OppFi Inc. (Exact name of registrant as specified in its charter) Delaware 001-39550 85-1648122 (State or Other Jurisdiction of Incorporation) (Commission File Number) ( |
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| May 8, 2025 |
Exhibit 10.2 [***] CERTAIN INFORMATION IN THIS DOCUMENT HAS BEEN EXCLUDED PURSUANT TO REGULATION S-K, ITEM 601(B)(10). SUCH EXCLUDED INFORMATION IS BOTH NOT MATERIAL AND IS THE TYPE THAT THE REGISTRANT TREATS AS PRIVATE OR CONFIDENTIAL. Execution Version AMENDMENT NO. 5 TO REVOLVING CREDIT AGREEMENT THIS AMENDMENT NO. 5 TO REVOLVING CREDIT AGREEMENT (this “Amendment”), dated as of January 24, 2025 |
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| May 8, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period fromto Commission File Number 001-39550 OppFi Inc. |
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| May 8, 2025 |
As filed with the U.S. Securities and Exchange Commission on May 8, 2025. As filed with the U.S. Securities and Exchange Commission on May 8, 2025. Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 OppFi Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of Incorporation or organization) 6199 (Primary Standard Indust |
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| May 8, 2025 |
Exhibit 107.1 CALCULATION OF FILING FEE TABLES Form S-8 (Form Type) OppFi Inc. (Exact Name of registrant as Specified in its Charter) Table 1: Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount Registered (1) Proposed Maximum Offering Price per Share (2) Maximum Aggregate Offering Price (2) Fee Rate Amount of Registration Fee Equity Class A common stock, $0. |
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| May 8, 2025 |
Exhibit 10.3 [***] CERTAIN INFORMATION IN THIS DOCUMENT HAS BEEN EXCLUDED PURSUANT TO REGULATION S-K, ITEM 601(B)(10). SUCH EXCLUDED INFORMATION IS BOTH NOT MATERIAL AND IS THE TYPE THAT THE REGISTRANT TREATS AS PRIVATE OR CONFIDENTIAL. Execution Version AMENDMENT NO. 1 TO SECOND AMENDED AND RESTATED REVOLVING CREDIT AGREEMENT THIS AMENDMENT NO. 1 TO SECOND AMENDED AND RESTATED REVOLVING CREDIT AG |
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| May 8, 2025 |
Exhibit 10.1 [***] CERTAIN INFORMATION IN THIS DOCUMENT HAS BEEN EXCLUDED PURSUANT TO REGULATION S-K, ITEM 601(B)(10). SUCH EXCLUDED INFORMATION IS BOTH NOT MATERIAL AND IS THE TYPE THAT THE REGISTRANT TREATS AS PRIVATE OR CONFIDENTIAL. Execution Version SECOND AMENDED AND RESTATED REVOLVING CREDIT AGREEMENT dated as of February 13, 2025 among OPPORTUNITY FUNDING SPE V, LLC, as the Borrower OPPORT |
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| May 7, 2025 |
Q1 2025 Earnings Presentation May 7, 2025 This presentation (the “Presentation”) of OppFi Inc. |
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| May 7, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF REPORT (Date of earliest event reported): May 7, 2025 OppFi Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-39550 85-1648122 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IR |
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| April 29, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of |
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| April 29, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of |
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| March 25, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 25, 2025 OppFi Inc. (Exact name of registrant as specified in its charter) Delaware 001-39550 85-1648122 (State or Other Jurisdiction of Incorporation) (Commission File Number) |
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| March 11, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period fromto Commission File Number 001-39550 OppFi Inc. (Exac |
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| March 11, 2025 |
Exhibit 21.1 Subsidiaries of OppFi Inc. The following is a list of OppFi Inc. subsidiaries as of December 31, 2024: Subsidiary Jurisdiction of Incorporation Opportunity Financial, LLC Delaware Opportunity Funding SPE II, LLC Delaware Opportunity Funding SPE III, LLC Delaware Opportunity Funding SPE IV, LLC Delaware Opportunity Funding SPE V, LLC Delaware Opportunity Funding SPE VI, LLC Delaware Op |
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| March 11, 2025 |
Exhibit 19.1 INSIDER TRADING POLICY As adopted by the Board of Directors as of March 4, 2025 4893-3148-4042 Table of Contents Page Section 1. All Employees, Officers, Directors and their Family Members and Affiliates Are Subject to this Policy 1 Section 2. Trading in OppFi Securities While in Possession of Material Nonpublic Information is Prohibited 1 Section 3. Trading Window 1 Section 4. Tradin |
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| March 5, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF REPORT (Date of earliest event reported): March 4, 2025 OppFi Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-39550 85-1648122 (State or Other Jurisdiction of Incorporation) (Commission File Number) ( |
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| March 5, 2025 |
oppfiq42024earningsprese Q4 2024 Earnings Presentation March 5, 2025 Disclaimer 2 This presentation (the “Presentation”) of OppFi Inc. |
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| February 18, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 13, 2025 OppFi Inc. (Exact name of registrant as specified in its charter) Delaware 001-39550 85-1648122 (State or Other Jurisdiction of Incorporation) (Commission File Numbe |
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| February 18, 2025 |
Proprietary and Confidential OppFi Upsizes Revolving Credit Facility with Affiliates of Blue Owl Capital to $300 Million CHICAGO – February 18, 2025 – OppFi Inc. |
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| November 14, 2024 |
OPFI / OppFi Inc. / LMR Partners LLP Passive Investment SC 13G/A 1 formsc13ga-oppfi.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3)* OppFi Inc. (Name of Issuer) Class A Common Stock, $0.0001 par value per share (Title of Class of Securities) 68386H103 (CUSIP Number) September 30, 2024 (Date of event which requires filing of this statement) Check the app |
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| November 8, 2024 |
Exhibit 10.1 [***] CERTAIN INFORMATION IN THIS DOCUMENT HAS BEEN EXCLUDED PURSUANT TO REGULATION S-K, ITEM 601(B)(10). SUCH EXCLUDED INFORMATION IS BOTH NOT MATERIAL AND IS THE TYPE THAT THE REGISTRANT TREATS AS PRIVATE OR CONFIDENTIAL. AMENDMENT NO. 3 TO REVOLVING CREDIT AGREEMENT THIS AMENDMENT NO. 3 TO REVOLVING CREDIT AGREEMENT (this “Amendment”), dated as of July 17, 2024 (the “Closing Date”) |
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| November 8, 2024 |
Exhibit 10.4 [***] CERTAIN INFORMATION IN THIS DOCUMENT HAS BEEN EXCLUDED PURSUANT TO REGULATION S-K, ITEM 601(B)(10). SUCH EXCLUDED INFORMATION IS BOTH NOT MATERIAL AND IS THE TYPE THAT THE REGISTRANT TREATS AS PRIVATE OR CONFIDENTIAL. AMENDMENT NO. 4 TO REVOLVING CREDIT AGREEMENT THIS AMENDMENT NO. 4 TO REVOLVING CREDIT AGREEMENT (this “Amendment”), dated as of September 26, 2024 (the “Closing D |
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| November 8, 2024 |
Exhibit 10.3 [***] CERTAIN INFORMATION IN THIS DOCUMENT HAS BEEN EXCLUDED PURSUANT TO REGULATION S-K, ITEM 601(B)(10). SUCH EXCLUDED INFORMATION IS BOTH NOT MATERIAL AND IS THE TYPE THAT THE REGISTRANT TREATS AS PRIVATE OR CONFIDENTIAL. TWELFTH AMENDMENT TO LOAN AGREEMENT AND AMENDMENT TO SECURITY AGREEMENT THIS TWELFTH AMENDMENT TO LOAN AGREEMENT AND AMENDMENT TO SECURITY AGREEMENT (this “Agreeme |
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| November 8, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period fromto Commission File Number 001-39550 OppFi I |
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| November 7, 2024 |
opfi-20240930earningsrel OppFi Reports Record Third Quarter Net Income and Revenue, Raises Full-Year Earnings Outlook Net income increased 106. |
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| November 7, 2024 |
oppfiq32024earningsprese Q3 2024 Earnings Presentation November 7, 2024 Disclaimer 2 This presentation (the “Presentation”) of OppFi Inc. |
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| November 7, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF REPORT (Date of earliest event reported): November 7, 2024 OppFi Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-39550 85-1648122 (State or Other Jurisdiction of Incorporation) (Commission File Number |
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| September 19, 2024 |
Investor Presentation September 2024 Disclaimer 2 This presentation (the “Presentation”) of OppFi Inc. |
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| September 19, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF REPORT (Date of earliest event reported): September 13, 2024 OppFi Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-39550 85-1648122 (State or Other Jurisdiction of Incorporation) (Commission File Numb |
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| August 8, 2024 |
EX-FILING FEES 2 ex-1071filingfeetable20240.htm EX-FILING FEES Exhibit 107.1 CALCULATION OF FILING FEE TABLES Form S-8 (Form Type) OppFi Inc. (Exact Name of registrant as Specified in its Charter) Table 1: Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount Registered (1) Proposed Maximum Offering Price per Share (2) Maximum Aggregate Offering Price (2) Fee R |
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| August 8, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period fromto Commission File Number 001-39550 OppFi Inc. ( |
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| August 8, 2024 |
Exhibit 10.2 AMENDMENT NO. 3 TO AMENDED AND RESTATED REVOLVING CREDIT AGREEMENT THIS AMENDMENT NO. 3 TO AMENDED AND RESTATED REVOLVING CREDIT AGREEMENT (this “Amendment”), dated as of April 16, 2024 (the “Effective Date”) to that certain Amended and Restated Revolving Credit Agreement, dated as of July 19, 2023 (as amended, restated supplemented or otherwise modified prior to the date hereof, the |
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| August 8, 2024 |
Exhibit 10.3 AMENDMENT NO. 2 TO REVOLVING CREDIT AGREEMENT THIS AMENDMENT NO. 2 TO REVOLVING CREDIT AGREEMENT (this “Amendment”), dated as of April 24, 2024 (the “Closing Date”) to that certain Revolving Credit Agreement, dated as of December 14, 2022, (as amended, restated supplemented or otherwise modified prior to the date hereof, the “Existing Credit Agreement” and, as amended by this Amendmen |
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| August 8, 2024 |
Exhibit 10.4 AMENDMENT NO. 4 TO AMENDED AND RESTATED REVOLVING CREDIT AGREEMENT THIS AMENDMENT NO. 4 TO AMENDED AND RESTATED REVOLVING CREDIT AGREEMENT (this “Amendment”), dated as of June 12, 2024 (the “Effective Date”) to that certain Amended and Restated Revolving Credit Agreement, dated as of July 19, 2023 (as amended, restated supplemented or otherwise modified prior to the date hereof, the “ |
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| August 8, 2024 |
Exhibit 10.1 ELEVENTH AMENDMENT TO LOAN AGREEMENT THIS ELEVENTH AMENDMENT TO LOAN AGREEMENT (this “Agreement”) is made and entered into as of May 30, 2024 (the “Effective Date”), by and among OPPORTUNITY FINANCIAL, LLC, a Delaware limited liability company (the “Borrower”), the Lenders party hereto, and MIDTOWN MADISON MANAGEMENT LLC, a Delaware limited liability company (the “Administrative Agent |
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| August 8, 2024 |
As filed with the U.S. Securities and Exchange Commission on August 8, 2024. As filed with the U.S. Securities and Exchange Commission on August 8, 2024. Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 OppFi Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of Incorporation or organization) 6199 (Primary Standard Ind |
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| August 7, 2024 |
oppfiq2-24earningspresen Q2 2024 Earnings Presentation August 7, 2024 A Tech-Enabled, Mission-Driven Specialty Finance Platform that Broadens the Reach of Community Banks to Extend Credit Access to Everyday Americans 1 Disclaimer This presentation (the “Presentation”) of OppFi Inc. |
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| August 7, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 7, 2024 OppFi Inc. (Exact name of registrant as specified in its charter) Delaware 001-39550 85-1648122 (State or Other Jurisdiction of Incorporation) (Commission File Number) |
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| August 7, 2024 |
opfi-20240630earningsrel OppFi Reports Record Second Quarter Profitability and Revenue, Raises Full-Year Earnings Outlook By More Than 20% Net income increased 53. |
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| August 1, 2024 |
Bitty Transaction Overview August 2024 Disclaimer 2 This presentation (the “Presentation”) of OppFi Inc. |
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| August 1, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 31, 2024 OppFi Inc. (Exact name of registrant as specified in its charter) Delaware 001-39550 85-1648122 (State or Other Jurisdiction of Incorporation) (Commission File Number) ( |
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| August 1, 2024 |
Exhibit 10.1 [***] CERTAIN INFORMATION IN THIS DOCUMENT HAS BEEN EXCLUDED PURSUANT TO REGULATION S-K, ITEM 601(B)(10). SUCH EXCLUDED INFORMATION IS BOTH NOT MATERIAL AND IS THE TYPE THAT THE REGISTRANT TREATS AS PRIVATE OR CONFIDENTIAL. Execution Version SECURITIES PURCHASE AGREEMENT BY AND AMONG OPPORTUNITY FINANCIAL, LLC, OPPORTUNITY FINANCIAL SMB, LLC, BLAZE CAPITAL FUNDING 5, LLC, AND THE SELL |
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| August 1, 2024 |
Exhibit 10.2 [***] CERTAIN INFORMATION IN THIS DOCUMENT HAS BEEN EXCLUDED PURSUANT TO REGULATION S-K, ITEM 601(B)(10). SUCH EXCLUDED INFORMATION IS BOTH NOT MATERIAL AND IS THE TYPE THAT THE REGISTRANT TREATS AS PRIVATE OR CONFIDENTIAL. Execution Version JOINDER AND LOCK-UP AGREEMENT This Joinder and Lock-up Agreement (this “Agreement”) is made and entered into as of July 31, 2024 by and among Bla |
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| July 24, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 21, 2024 OppFi Inc. (Exact name of registrant as specified in its charter) Delaware 001-39550 85-1648122 (State or Other Jurisdiction of Incorporation) (Commission File Number) ( |
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| July 23, 2024 |
EX-99.1 2 d870456dex991.htm EX-99.1 Exhibit 1 CUSIP No. 68386H 103 JOINT FILING AGREEMENT This Joint Filing Agreement is by and among Todd G. Schwartz, TGS Revocable Trust, OppFi Shares, LLC, TGS Capital Group, LP, TGS MCS Capital Group LP, Theodore G. Schwartz, LTHS Capital Group LP and LTHS Revocable Trust (collectively, the “Filers”). Each of the Filers may be required to file with the Securiti |
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| July 23, 2024 |
OPFI / OppFi Inc. / Schwartz Todd G. - SC 13D/A Activist Investment SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1)* OppFi Inc. (Name of Issuer) Class A Common Stock, par value $0.0001 per share (Title of Class of Securities) 68386H 103 (CUSIP Number) Todd G. Schwartz c/o OppFi Shares, LLC 130 E. Randolph Street, Suite 3400 Chicago, IL 60601 Copy to: Joshua M. |
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| June 5, 2024 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 5, 2024 OppFi Inc. (Exact name of registrant as specified in its charter) Delaware 001-39550 85-1648122 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I |
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| May 9, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period fromto Commission File Number 001-39550 OppFi Inc. |
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| May 9, 2024 |
[***] CERTAIN INFORMATION IN THIS DOCUMENT HAS BEEN EXCLUDED PURSUANT TO REGULATION S-K, ITEM 601(B)(10). |
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| May 8, 2024 |
oppfiq1-24earningspresen Q1 2024 Earnings Presentation May 8, 2024 A Tech-Enabled, Mission-Driven Specialty Finance Platform that Broadens the Reach of Community Banks to Extend Credit Access to Everyday Americans 1 Disclaimer This presentation (the “Presentation”) of OppFi Inc. |
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| May 8, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 8, 2024 OppFi Inc. (Exact name of registrant as specified in its charter) Delaware 001-39550 85-1648122 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IR |
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| May 8, 2024 |
OppFi Exceeds First Quarter 2024 Guidance, Raises Full-Year Earnings Outlook Total revenue increased 5. |
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| April 26, 2024 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confide |
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| April 26, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of |
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| April 11, 2024 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 10, 2024 OppFi Inc. (Exact name of registrant as specified in its charter) Delaware 001-39550 85-1648122 (State or Other Jurisdiction of Incorporation) (Commission File Number) |
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| April 11, 2024 |
Investor Presentation April 2024 1 Disclaimer This presentation (the “Presentation”) of OppFi Inc. |
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| April 9, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 9, 2024 OppFi Inc. (Exact name of registrant as specified in its charter) Delaware 001-39550 85-1648122 (State or Other Jurisdiction of Incorporation) (Commission File Number) ( |
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| April 9, 2024 |
oppfiannounces012pershar OppFi Announces $0.12 Per Share Special Dividend, $20 Million Share Repurchase Program CHICAGO, April 9, 2024— OppFi Inc. (NYSE: OPFI) (“OppFi” or the “Company”), a tech-enabled, mission-driven specialty finance platform that broadens the reach of community banks to extend credit access to everyday Americans, today announced that its Board of Directors (the “Board”) has de |
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| March 27, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period fromto Commission File Number 001-39550 OppFi Inc. (Exac |
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| March 27, 2024 |
Exhibit 21.1 Subsidiaries of OppFi Inc. The following is a list of OppFi Inc. subsidiaries as of December 31, 2023: Subsidiary Jurisdiction of Incorporation Opportunity Financial, LLC Delaware Opportunity Funding SPE II, LLC Delaware Opportunity Funding SPE III, LLC Delaware Opportunity Funding SPE IV, LLC Delaware Opportunity Funding SPE V, LLC Delaware Opportunity Funding SPE VI, LLC Delaware Op |
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| March 27, 2024 |
OppFi Inc. Policy on Recoupment of Incentive Compensation EXHIBIT 97.1 OPPFI INC. POLICY ON RECOUPMENT OF INCENTIVE COMPENSATION Introduction The Board of Directors (the “Board”) of OppFi Inc. (the “Company”) has adopted this Policy on Recoupment of Incentive Compensation (this “Policy”), which provides for the recoupment of compensation in certain circumstances in the event of a restatement of financial results by the Company. This Policy shall be inter |
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| March 27, 2024 |
EXHIBIT 10.6 EXECUTIVE EMPLOYMENT AGREEMENT This Executive Employment Agreement (the “Agreement”) is entered into this August 9, 2022, by and between Opportunity Financial, LLC, a Delaware limited liability company (the “Company”), and Pamela Johnson (the “Executive”). W I T N E S S E T H: WHEREAS, Executive currently serves as the Chief Financial Officer of the Company; and WHEREAS, the Company a |
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| March 14, 2024 |
Filed Pursuant to Rule 424(b)(3) Registration No. 333-258698 PROSPECTUS OppFi Inc. Up to 91,914,929 Shares of Class A Common Stock Up to 15,302,259 Shares of Class A Common Stock Issuable Upon Exercise of Warrants and Up to 53,491 Warrants This prospectus relates to the offer and sale from time to time by the selling securityholders named in this prospectus (the “Selling Securityholders”) of up to |
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| March 7, 2024 |
Q4 2023 Earnings Presentation March 7, 2024 A Tech-Enabled, Mission-Driven Specialty Finance Platform that Broadens the Reach of Community Banks to Extend Credit Access to Everyday Americans 1 Disclaimer This presentation (the “Presentation”) of OppFi Inc. |
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| March 7, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 7, 2024 OppFi Inc. (Exact name of registrant as specified in its charter) Delaware 001-39550 85-1648122 (State or Other Jurisdiction of Incorporation) (Commission File Number) ( |
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| March 5, 2024 |
OppFi Inc. 130 East Randolph Street, Suite 3400 Chicago, IL 60601 www.oppfi.com Pamela Johnson [email protected] T 309.208.4933 March 5, 2024 Via Edgar Division of Corporation Finance Office of Finance U.S. Securities and Exchange Commission 100 F Street, NE Washington, D.C. 20549 Attn: John Stickel and Christian Windsor Re: OppFi Inc. Post-Effective Amendment No. 4 to Form S-1 on Form S-3 Regist |
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| March 1, 2024 |
OppFi Inc. 130 East Randolph Street, Suite 3400 Chicago, IL 60601 www.oppfi.com Pamela Johnson [email protected] T 309.208.4933 March 1, 2024 Via Edgar Division of Corporation Finance Office of Finance United States Securities and Exchange Commission 100 F Street, NE Washington, D.C. 20549 Attention: John Stickel and Christian Windsor Re: OppFi Inc. Post-Effective Amendment No. 4 to Registration |
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| February 14, 2024 |
OPFI.WS / OppFi Inc. - Equity Warrant / Walleye Capital LLC Passive Investment SC 13G/A 1 walleye-opfi123123a1.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 1)* OppFi Inc (Name of Issuer) Warrants, each whole warrant exercisable for one share of Class A common stock, each at an exercise price of $11.50 per share (Title of Class of Securities) 68386H111 (CUSIP Number) December |
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| February 14, 2024 |
OPFI / OppFi Inc. / Ionic Capital Management LLC - AMENDMENT NO. 1 Passive Investment SC 13G/A 1 schedule13g.htm AMENDMENT NO. 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)1/ OPPFI INC. (Name of Issuer) Class A Common Stock (Title of Class of Securities) 68386H103 (CUSIP Number) December 31, 2023 (Date of Event which Requires Filing of this Statement) Check the appropriate box to de |
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| February 12, 2024 |
OPFI / OppFi Inc. / LMR Partners LLP Passive Investment SC 13G/A 1 formsc13ga-oppfi.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* OppFi Inc. (Name of Issuer) Class A Common Stock, $0.0001 par value per share (Title of Class of Securities) 68386H103 (CUSIP Number) December 31, 2023 (Date of event which requires filing of this statement) Check the appr |
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| February 2, 2024 |
OppFi Inc. 130 East Randolph Street, Suite 3400 Chicago, IL 60601 www.oppfi.com Pamela Johnson [email protected] T 309.208.4933 February 2, 2024 Via Edgar Division of Corporation Finance Office of Finance United States Securities and Exchange Commission 100 F Street, NE Washington, D.C. 20549 Attention: John Stickel and Christian Windsor Re: OppFi Inc. Post-Effective Amendment No. 4 to Registrati |
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| December 7, 2023 |
As filed with the U.S. Securities and Exchange Commission on December 7, 2023. As filed with the U.S. Securities and Exchange Commission on December 7, 2023. Registration No. 333-258698 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 4 TO FORM S-1 ON FORM S-3 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 OppFi Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of Inc |
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| December 7, 2023 |
OppFi Inc. 130 East Randolph Street, Suite 3400 Chicago, IL 60601 www.oppfi.com Pamela Johnson [email protected] T 309.208.4933 December 7, 2023 Via Edgar Division of Corporation Finance Office of Finance United States Securities and Exchange Commission 100 F Street, NE Washington, D.C. 20549 Attention: John Stickel and Christian Windsor Re: OppFi Inc. Post-Effective Amendment No. 3 to Registrati |
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| December 6, 2023 |
Investor Presentation December 2023 1 Disclaimer This presentation (the “Presentation”) of OppFi Inc. |
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| December 6, 2023 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 6, 2023 OppFi Inc. (Exact name of registrant as specified in its charter) Delaware 001-39550 85-1648122 (State or Other Jurisdiction of Incorporation) (Commission File Number |
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| November 9, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period fromto Commission File Number |
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| November 9, 2023 |
oppfiq3-23earningspresen Q3 2023 Earnings Presentation November 9, 2023 A Tech-Enabled, Mission-Driven Specialty Finance Platform that Broadens the Reach of Community Banks to Extend Credit Access to Everyday Americans 1 Disclaimer This presentation (the “Presentation”) of OppFi Inc. |
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| November 9, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 9, 2023 OppFi Inc. (Exact name of registrant as specified in its charter) Delaware 001-39550 85-1648122 (State or Other Jurisdiction of Incorporation) (Commission File Number |
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| October 18, 2023 |
Investor Presentation October 2023 1 Disclaimer This presentation (the “Presentation”) of OppFi Inc. |
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| October 18, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 18, 2023 OppFi Inc. (Exact name of registrant as specified in its charter) Delaware 001-39550 85-1648122 (State or Other Jurisdiction of Incorporation) (Commission File Number |
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| October 11, 2023 |
As filed with the U.S. Securities and Exchange Commission on October 10, 2023. As filed with the U.S. Securities and Exchange Commission on October 10, 2023. Registration No. 333-258698 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 3 TO FORM S-1 ON FORM S-3 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 OppFi Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of Inc |
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| October 11, 2023 |
Exhibit 107.1 CALCULATION OF FILING FEE TABLES (1)(2) POST-EFFECTIVE AMENDMENT NO. 3 TO FORM S-1 ON FORM S-3 (Form Type) OppFi Inc. (Exact Name of registrant as Specified in its Charter) Table 1: Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered (3) Proposed Maximum Offering Price per Unit Maximum Aggregate Offe |
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| September 14, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 11, 2023 OppFi Inc. (Exact name of registrant as specified in its charter) Delaware 001-39550 85-1648122 (State or Other Jurisdiction of Incorporation) (Commission File Numb |
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| August 9, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 9, 2023 OppFi Inc. (Exact name of registrant as specified in its charter) Delaware 001-39550 85-1648122 (State or Other Jurisdiction of Incorporation) (Commission File Number) |
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| August 9, 2023 |
[***] CERTAIN INFORMATION IN THIS DOCUMENT HAS BEEN EXCLUDED PURSUANT TO REGULATION S-K, ITEM 601(B)(10). |
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| August 9, 2023 |
oppfiq2-23earningspresen Q2 2023 Earnings Presentation August 9, 2023 A Mission-Driven Fintech Platform that Helps Everyday Americans Gain Access to Credit with Specialty Finance Products 1 Disclaimer This presentation (the “Presentation”) of OppFi Inc. |
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| August 9, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period fromto Commission File Number 001- |
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| July 25, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 19, 2023 OppFi Inc. (Exact name of registrant as specified in its charter) Delaware 001-39550 85-1648122 (State or Other Jurisdiction of Incorporation) (Commission File Number) ( |
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| June 8, 2023 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 7, 2023 OppFi Inc. (Exact name of registrant as specified in its charter) Delaware 001-39550 85-1648122 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I |
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| May 12, 2023 |
Exhibit 107.1 CALCULATION OF FILING FEE TABLES Form S-8 (Form Type) OppFi Inc. (Exact Name of registrant as Specified in its Charter) Table 1: Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount Registered (1) Proposed Maximum Offering Price per Share (2) Maximum Aggregate Offering Price (2) Fee Rate Amount of Registration Fee Equity Class A common stock, $0. |
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| May 12, 2023 |
As filed with the U.S. Securities and Exchange Commission on May 11, 2023. As filed with the U.S. Securities and Exchange Commission on May 11, 2023. Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 OppFi Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of Incorporation or organization) 6199 (Primary Standard Indus |
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| May 11, 2023 |
oppfiq1-23earningspresen Q1 2023 Earnings Presentation May 11, 2023 A Mission-Driven Fintech Platform that Helps Everyday Americans Gain Access to Credit with Specialty Finance Products 1 Disclaimer This presentation (the “Presentation”) of OppFi Inc. |
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| May 11, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 11, 2023 OppFi Inc. (Exact name of registrant as specified in its charter) Delaware 001-39550 85-1648122 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I |
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| May 11, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period fromto Commission File Number 001 |
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| April 28, 2023 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confide |
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| April 28, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of |
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| March 29, 2023 |
Exhibit 21.1 Subsidiaries of OppFi Inc. The following is a list of OppFi Inc. subsidiaries as of December 31, 2022: Subsidiary Jurisdiction of Incorporation Opportunity Financial, LLC Delaware Opportunity Funding SPE II, LLC Delaware Opportunity Funding SPE III, LLC Delaware Opportunity Funding SPE IV, LLC Delaware Opportunity Funding SPE V, LLC Delaware Opportunity Funding SPE VI, LLC Delaware Op |
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| March 29, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period fromto Commission File Number 001-3955 |
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| March 29, 2023 |
[***] CERTAIN INFORMATION IN THIS DOCUMENT HAS BEEN EXCLUDED PURSUANT TO REGULATION S-K, ITEM 601(B)(10). |
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| March 23, 2023 |
oppfiq4-22earningspresen Q4 2022 Earnings Presentation March 23, 2023 A Mission-Driven Fintech Platform that Helps Everyday Americans Gain Access to Credit with Specialty Finance Products 1 Disclaimer This presentation (the “Presentation”) of OppFi Inc. |
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| March 23, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 23, 2023 OppFi Inc. (Exact name of registrant as specified in its charter) Delaware 001-39550 85-1648122 (State or Other Jurisdiction of Incorporation) (Commission File Number) |
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| March 22, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q/A Amendment No. 2 Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q/A Amendment No. 2 (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2021 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period fromto Comm |
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| March 22, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q/A Amendment No. 1 Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q/A Amendment No. 1 (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period fromto Commissi |
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| March 22, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K/A Amendment No. 2 Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K/A Amendment No. 2 (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2021 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period fromto Commission Fi |
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| February 15, 2023 |
OPFI / OppFi Inc. / Walleye Capital LLC Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. |
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| February 14, 2023 |
JOINT FILING AGREEMENT PURSUANT TO RULE 13d-1(k) EX-99.1 2 d451683dex991.htm EX-99.1 EXHIBIT 99.1 JOINT FILING AGREEMENT PURSUANT TO RULE 13d-1(k) The undersigned acknowledge and agree that the foregoing statement on Schedule 13G is filed on behalf of each of the undersigned and that all subsequent amendments to this statement on Schedule 13G shall be filed on behalf of each of the undersigned without the necessity of filing additional joint fil |
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| February 14, 2023 |
OPFI / OppFi Inc. / Ionic Capital Management LLC Passive Investment SC 13G 1 schedule13g.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )1/ OPPFI INC. (Name of Issuer) Class A Common Stock (Title of Class of Securities) 68386H103 (CUSIP Number) December 31, 2022 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pu |
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| February 14, 2023 |
OPFI / OppFi Inc. / LMR Partners LLP - SC 13G/A Passive Investment SC 13G/A 1 d451683dsc13ga.htm SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* OppFi Inc. (Name of Issuer) Class A Common Stock, $0.0001 par value per share (Title of Class of Securities) 68386H103 (CUSIP Number) December 31, 2022 (Date of event which requires filing of this statement) Check t |
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| January 27, 2023 |
OPFI / OppFi Inc. / Linden Capital L.P. - SC 13G/A Passive Investment SC 13G/A 1 d567856dsc13ga.htm SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3)* OppFi Inc. (Name of Issuer) Class A common stock, par value $0.0001 per share (Title of Class of Securities) 68386H103 (CUSIP Number) December 31, 2022 (Date of Event which Requires Filing of this Statement) Check t |
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| December 20, 2022 |
oppficloses150millioncre OppFi Closes $150 Million Credit Facility CHICAGO – December 20, 2022 – OppFi Inc. |
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| December 20, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 14, 2022 OppFi Inc. (Exact name of registrant as specified in its charter) Delaware 001-39550 85-1648122 (State or Other Jurisdiction of Incorporation) (Commission File Numbe |
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| December 16, 2022 |
OppFi Inc. 130 East Randolph Street, Suite 3400 Chicago, IL 60601 www.oppfi.com Pamela Johnson [email protected] T 309.208.4933 December 16, 2022 Via Edgar Division of Corporation Finance Office of Finance United States Securities and Exchange Commission 100 F Street, NE Washington, D.C. 20549 Attention: William Schroeder and Michael Volley Re: OppFi Inc. Form 10-K filed March 11, 2022 File No. 0 |
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| December 9, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 6, 2022 OppFi Inc. (Exact name of registrant as specified in its charter) Delaware 001-39550 85-1648122 (State or Other Jurisdiction of Incorporation) (Commission File Number |
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| November 10, 2022 |
Filed Pursuant to Rule 424(b)(3) Registration No. 333-258698 PROSPECTUS SUPPLEMENT NO. 2 (to prospectus dated May 16, 2022) OppFi Inc. Up to 100,964,668 Shares of Class A Common Stock Up to 15,339,464 Shares of Class A Common Stock Issuable Upon Exercise of Warrants and Up to 3,451,964 Warrants This prospectus supplement is being filed to update and supplement the information contained in the pros |
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| November 9, 2022 |
Exhibit 10.2 EXECUTION VERSION [***] CERTAIN INFORMATION IN THIS DOCUMENT HAS BEEN EXCLUDED PURSUANT TO REGULATION S-K, ITEM 601(B)(10). SUCH EXCLUDED INFORMATION IS BOTH NOT MATERIAL AND IS THE TYPE THAT THE REGISTRANT TREATS AS PRIVATE OR CONFIDENTIAL. AMENDMENT NO. 8 TO REVOLVING CREDIT AGREEMENT THIS AMENDMENT NO. 8 TO REVOLVING CREDIT AGREEMENT (this ?Amendment?), dated as of September 1, 202 |
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| November 9, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 9, 2022 OppFi Inc. (Exact name of registrant as specified in its charter) Delaware 001-39550 85-1648122 (State or Other Jurisdiction of Incorporation) (Commission File Number |
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| November 9, 2022 |
Exhibit 10.1 Execution Version [***] CERTAIN INFORMATION IN THIS DOCUMENT HAS BEEN EXCLUDED PURSUANT TO REGULATION S-K, ITEM 601(B)(10). SUCH EXCLUDED INFORMATION IS BOTH NOT MATERIAL AND IS THE TYPE THAT THE REGISTRANT TREATS AS PRIVATE OR CONFIDENTIAL. AMENDMENT NO. 6 TO AMENDED AND RESTATED REVOLVING CREDIT AGREEMENT THIS AMENDMENT NO. 6 TO AMENDED AND RESTATED REVOLVING CREDIT AGREEMENT (this |
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| November 9, 2022 |
oppfiq3-22earningspresen Q3 2022 Earnings Presentation November 9, 2022 A Leading FinTech Platform for the Everyday Consumer 1 Disclaimer This presentation (the “Presentation”) of OppFi Inc. |
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| November 9, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period fromto Commission File Number |
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| October 25, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 25, 2022 OppFi Inc. (Exact name of registrant as specified in its charter) Delaware 001-39550 85-1648122 (State or Other Jurisdiction of Incorporation) (Commission File Number |
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| October 25, 2022 |
opfiinvestorpresentation Investor Presentation October 2022 1 Disclaimer This presentation (the “Presentation”) of OppFi Inc. |
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| October 11, 2022 |
CORRESP 1 filename1.htm OppFi Inc. 130 East Randolph Street, Suite 3400 Chicago, IL 60601 www.oppfi.com Pamela Johnson [email protected] T 309.208.4933 October 11, 2022 Via Edgar Division of Corporation Finance Office of Finance United States Securities and Exchange Commission 100 F Street, NE Washington, D.C. 20549 Attention: William Schroeder and Michael Volley Re: OppFi Inc. Form 10-K filed Ma |
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| August 19, 2022 |
CORRESP 1 filename1.htm OppFi Inc. 130 East Randolph Street, Suite 3400 Chicago, IL 60601 www.oppfi.com Pamela Johnson [email protected] T 309.208.4933 August 19, 2022 Via Edgar Division of Corporation Finance Office of Finance United States Securities and Exchange Commission 100 F Street, NE Washington, D.C. 20549 Attention: William Schroeder and Michael Volley Re: OppFi Inc. Form 10-K filed Mar |
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| August 17, 2022 |
opfiinvestorpresentation Investor Presentation August 2022 1 Disclaimer This presentation (the “Presentation”) of OppFi Inc. |
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| August 17, 2022 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 17, 2022 OppFi Inc. (Exact name of registrant as specified in its charter) Delaware 001-39550 85-1648122 (State or Other Jurisdiction of Incorporation) (Commission File Number) |
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| August 10, 2022 |
oppfi2q-22earningspresen Q2 2022 Earnings Presentation August 9, 2022 A Leading FinTech Platform for the Everyday Consumer 1 Disclaimer This presentation (the “Presentation”) of OppFi Inc. |
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| August 10, 2022 |
opfiq22022conferencecall OppFi Inc. (NYSE:OPFI) Q2 2022 Earnings Conference Call August 9, 2022 4:30 PM ET Company Participants Shaun Smolarz - Head, Investor Relations Todd Schwartz - Chief Executive Officer and Executive Chairman Pam Johnson - Chief Financial Officer Conference Call Participants David Scharf - JMP Securities Chris Brendler - D.A. Davidson Operator Good afternoon and welcome to O |
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| August 10, 2022 |
Filed Pursuant to Rule 424(b)(3) Registration No. 333-258698 PROSPECTUS SUPPLEMENT NO. 1 (to prospectus dated May 16, 2022) OppFi Inc. Up to 100,964,668 Shares of Class A Common Stock Up to 15,339,464 Shares of Class A Common Stock Issuable Upon Exercise of Warrants and Up to 3,451,964 Warrants This prospectus supplement is being filed to update and supplement the information contained in the pros |
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| August 10, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 9, 2022 OppFi Inc. (Exact name of registrant as specified in its charter) Delaware 001-39550 85-1648122 (State or Other Jurisdiction of Incorporation) (Commission File Number) |
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| August 9, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period fromto Commission File Number 001- |
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| August 9, 2022 |
Exhibit 10.4 Execution Version [***] CERTAIN INFORMATION IN THIS DOCUMENT HAS BEEN EXCLUDED PURSUANT TO REGULATION S-K, ITEM 601(B)(10). SUCH EXCLUDED INFORMATION IS BOTH NOT MATERIAL AND IS THE TYPE THAT THE REGISTRANT TREATS AS PRIVATE OR CONFIDENTIAL. AMENDMENT NO. 5 TO AMENDED AND RESTATED REVOLVING CREDIT AGREEMENT THIS AMENDMENT NO. 5 TO AMENDED AND RESTATED REVOLVING CREDIT AGREEMENT (this |
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| July 26, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED): July 20, 2022 OppFi Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-39550 85-1648122 (State or Other Jurisdiction of Incorporation) (Commission File Number) ( |
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| July 15, 2022 |
CORRESP 1 filename1.htm OppFi Inc. 130 East Randolph Street, Suite 3400 Chicago, IL 60601 www.oppfi.com Pamela Johnson [email protected] T309.208.4933 July 15, 2022 Via Edgar Division of Corporation Finance Office of Finance United States Securities and Exchange Commission 100 F Street, NE Washington, D.C. 20549 Attention: William Schroeder and Michael Volley Re: OppFi Inc. Form 10-K filed March |
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| June 21, 2022 |
OppFi Upsizes Credit Facility with Affiliates of Atalaya Capital Management to $200 Million Exhibit 99.1 OppFi Upsizes Credit Facility with Affiliates of Atalaya Capital Management to $200 Million CHICAGO, June 21, 2022? OppFi Inc. (NYSE: OPFI) (?OppFi? or the ?Company?), a leading financial technology platform that powers banks to help the everyday consumer gain access to credit, today announced the Company has more than doubled one of its existing credit facilities with affiliates of A |
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| June 21, 2022 |
Exhibit 10.1 [***] CERTAIN INFORMATION IN THIS DOCUMENT HAS BEEN EXCLUDED PURSUANT TO REGULATION S-K, ITEM 601(B)(10). SUCH EXCLUDED INFORMATION IS BOTH NOT MATERIAL AND IS THE TYPE THAT THE REGISTRANT TREATS AS PRIVATE OR CONFIDENTIAL. AMENDMENT NO. 7 TO REVOLVING CREDIT AGREEMENT THIS AMENDMENT NO. 7 TO REVOLVING CREDIT AGREEMENT (this ?Amendment?), dated as of June 14, 2022 (the ?Effective Date |
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| June 21, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED): June 14, 2022 OppFi Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-39550 85-1648122 (State or Other Jurisdiction of Incorporation) (Commission File Number) ( |
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| June 9, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 SCHEDULE 14A INFORMATION (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, |
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| June 9, 2022 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 SCHEDULE 14A INFORMATION (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Stateme |
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| May 23, 2022 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 23, 2022 OppFi Inc. (Exact name of registrant as specified in its charter) Delaware 001-39550 85-1648122 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I |
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| May 23, 2022 |
Investor Presentation May 2022 Exhibit 99.1 Disclaimer This presentation (the ?Presentation?) of OppFi Inc. (?OppFi? or the ?Company?) is for information purposes only. Certain information contained herein has been derived from sources prepared by third parties. While such information is believed to be reliable for the purposes used herein, the Company makes no representation or warranty with resp |
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| May 18, 2022 |
Table of Contents Filed Pursuant to Rule 424(b)(3) Registration No. 333-258698 OppFi Inc. Up to 100,918,138 Shares of Class A Common Stock Up to 15,339,464 Shares of Class A Common Stock Issuable Upon Exercise of Warrants and Up to 3,451,964 Warrants This prospectus relates to the offer and sale from time to time by the selling securityholders named in this prospectus (the ?Selling Securityholders |
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| May 13, 2022 |
As filed with the U.S. Securities and Exchange Commission on May 13, 2022. Table of Contents As filed with the U.S. Securities and Exchange Commission on May 13, 2022. Registration No. 333-258698 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 2 TO FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 OppFi Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of I |
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| May 6, 2022 |
Exhibit 10.3 [***] CERTAIN INFORMATION IN THIS DOCUMENT HAS BEEN EXCLUDED PURSUANT TO REGULATION S-K, ITEM 601(B)(10). SUCH EXCLUDED INFORMATION IS BOTH NOT MATERIAL AND IS THE TYPE THAT THE REGISTRANT TREATS AS PRIVATE OR CONFIDENTIAL. AMENDMENT NO. 7 TO REVOLVING CREDIT AGREEMENT THIS AMENDMENT NO. 7 TO REVOLVING CREDIT AGREEMENT (this ?Amendment?), dated as of March 31, 2022 (the ?Seventh Amend |
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| May 6, 2022 |
Exhibit 10.1 [***] CERTAIN INFORMATION IN THIS DOCUMENT HAS BEEN EXCLUDED PURSUANT TO REGULATION S-K, ITEM 601(B)(10). SUCH EXCLUDED INFORMATION IS BOTH NOT MATERIAL AND IS THE TYPE THAT THE REGISTRANT TREATS AS PRIVATE OR CONFIDENTIAL. NINTH AMENDMENT TO LOAN AGREEMENT THIS NINTH AMENDMENT TO LOAN AGREEMENT (this ?Agreement?) is made and entered into as of April 1, 2022 (the ?Effective Date?), by |
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| May 6, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period fromto Commission File Number 001 |
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| May 5, 2022 |
Q1 2022 Earnings Presentation May 5, 2022 A Leading FinTech Platform for the Everyday Consumer 1 Disclaimer This presentation (the ?Presentation?) of OppFi Inc. |
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| May 5, 2022 |
OppFi Reports First Quarter 2022 Financial Results Revenue increased 20% year over year to $100. |
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| May 5, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 5, 2022 OppFi Inc. (Exact name of registrant as specified in its charter) Delaware 001-39550 85-1648122 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IR |
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| May 3, 2022 |
As filed with the U.S. Securities and Exchange Commission on May 3, 2022. Table of Contents As filed with the U.S. Securities and Exchange Commission on May 3, 2022. Registration No. 333-258698 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 OppFi Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of In |
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| May 2, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K/A Amendment No. 1 Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K/A Amendment No. 1 (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period fromto Commission Fi |
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| April 21, 2022 |
Exhibit 10.1 April 15, 2022 To: Opportunity Financial, LLC Attention: Email: From: Facsimile: TOTAL RETURN SWAP CONFIRMATION The purpose of this letter (this ?Confirmation?) is to confirm the terms and conditions of the Swap Transaction entered into between [PARTY A] (?Party A?) and Opportunity Financial, LLC (?Party B?) on the Trade Date specified below (the ?Transaction?). This Confirmation cons |
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| April 21, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED): April 15, 2022 OppFi Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-39550 85-1648122 (State or Other Jurisdiction of Incorporation) (Commission File Number) |
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| April 12, 2022 |
OPFI / OppFi Inc. / LMR Partners LLP Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* OppFi Inc. (Name of Issuer) Class A Common Stock, $0.0001 par value per share (Title of Class of Securities) 68386H103 (CUSIP Number) April 7, 2022 (Date of event which requires filing of this statement) Check the appropriate box to designate the rule pur |
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| March 25, 2022 |
OppFi Appoints Pamela Johnson as Chief Financial Officer Exhibit 99.1 OppFi Appoints Pamela Johnson as Chief Financial Officer CHICAGO, March 25, 2022? OppFi Inc. (NYSE: OPFI) (?OppFi? or the ?Company?), a leading financial technology platform that powers banks to help the everyday consumer gain access to credit, today announced the appointment of Ms. Pamela (?Pam?) Johnson as the Company?s Chief Financial Officer. Johnson joined OppFi as Chief Accounti |
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| March 25, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED): March 25, 2022 OppFi Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-39550 85-1648122 (State or Other Jurisdiction of Incorporation) (Commission File Number) |
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| March 11, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period fromto Commission File Number 001-3955 |
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| March 11, 2022 |
Exhibit 4.3 OPPFI INC. DESCRIPTION OF SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934, AS AMENDED AS OF DECEMBER 31, 2021 As of December 31, 2021, OppFi Inc. (?we,? ?our,? ?us? or the ?Company?) had the following two classes of securities registered under Section 12 of the Securities Exchange Act of 1934, as amended (the ?Exchange Act?): (i) Class A common stock |
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| March 11, 2022 |
Exhibit 21.1 Subsidiaries of OppFi Inc. The following is a list of OppFi Inc. subsidiaries as of December 31, 2021: Subsidiary Jurisdiction of Incorporation Opportunity Financial, LLC Delaware Opportunity Funding SPE II, LLC Delaware Opportunity Funding SPE III, LLC Delaware Opportunity Funding SPE IV, LLC Delaware Opportunity Funding SPE V, LLC Delaware Opportunity Funding SPE VI, LLC Delaware Op |
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| March 8, 2022 |
Exhibit 99.1 OppFi Files Complaint for Declaratory and Injunctive Relief Against the Commissioner of the California Department of Financial Protection and Innovation CHICAGO ? March 8, 2022 - OppFi Inc. (?OppFi? or the ?Company?) (NYSE: OPFI), a leading financial technology platform that helps everyday consumers gain access to credit, today announced it has filed a Complaint for Declaratory and In |
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| March 8, 2022 |
Regulation FD Disclosure, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED): March 7, 2022 OppFi Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-39550 85-1648122 (State or Other Jurisdiction of Incorporation) (Commission File Number) ( |
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| February 28, 2022 |
Exhibit 99.1 OppFi Board of Directors Appoints Founder and Executive Chairman Todd Schwartz as Chief Executive Officer Schwartz to Execute New Strategic Vision for the Company Company Reaffirms 2021 Revenue and Adjusted Net Income Outlook and Provides Additional 2021 Financial Outlook CHICAGO?February 28, 2022 ? OppFi Inc. (NYSE: OPFI) (?OppFi?), a leading financial technology platform that helps |
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| February 28, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED): February 23, 2022 OppFi Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-39550 85-1648122 (State or Other Jurisdiction of Incorporation) (Commission File Numbe |
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| February 28, 2022 |
Exhibit 10.1 [***] CERTAIN INFORMATION IN THIS DOCUMENT HAS BEEN EXCLUDED PURSUANT TO REGULATION S-K, ITEM 601(B)(10). SUCH EXCLUDED INFORMATION IS BOTH NOT MATERIAL AND IS THE TYPE THAT THE REGISTRANT TREATS AS PRIVATE OR CONFIDENTIAL. EXECUTIVE EMPLOYMENT AGREEMENT This Executive Employment Agreement (the ?Agreement?) is entered into this February 28, 2022 (?Effective Date?), by and between Oppo |
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| February 14, 2022 |
OPFI / OppFi Inc. / GLAZER CAPITAL, LLC Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 OppFi Inc. formerly known as FG New America Acquisition Corp. (Name of Issuer) Class A common stock, par value $0.0001 per share (Title of Class of Securities) 30259V106 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the ap |
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| February 14, 2022 |
OPFI / OppFi Inc. / GILDER GAGNON HOWE & CO LLC - SCHEDULE 13G/A Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (RULE 13d - 102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO 13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2 (Amendment No. 1)* OppFi Inc. (Name of Issuer) Class A Common Stock, $0.0001 par value per share (Title of Class of Securities) 68386H103 (CUSIP Number) December 31, 2021 (Date of Even |
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| February 11, 2022 |
OPFI / OppFi Inc. / CORSAIR CAPITAL MANAGEMENT, L.P. Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* FG New America Acquisition Corp. (Name of Issuer) Class A Common Stock, par value $0.0001 per share (Title of Class of Securities) 30259V106 (CUSIP Number) December 31, 2021 (Date of Event which Requires Filing of this Statement) Check the appropriate box |
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| January 27, 2022 |
OPFI / OppFi Inc. / Linden Capital L.P. - SC 13G/A Passive Investment SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* OppFi Inc. (Name of Issuer) Class A common stock, par value $0.0001 per share (Title of Class of Securities) 68386H103 (CUSIP Number) December 31, 2021 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designat |
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| January 6, 2022 |
Exhibit 99.1 OppFi Announces Share Repurchase Program Authorization permits the Company to purchase up to $20 million of Class A common stock CHICAGO, January 6, 2022 ? OppFi Inc. (?OppFi? or the ?Company?) (NYSE: OPFI), a leading financial technology platform that powers banks to help everyday consumers gain access to credit, announced today that its Board of Directors has authorized a share repu |
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| January 6, 2022 |
Regulation FD Disclosure, Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED): January 6, 2022 OppFi Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-39550 85-1648122 (State or Other Jurisdiction of Incorporation) (Commission File Number) |
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| December 20, 2021 |
Exhibit 99.1 As Part of OppFi?s Next Phase, Neville Crawley Will Succeed Jared Kaplan as OppFi CEO Former CEO of Kiva, Crawley brings deep experience and expertise in fintech, technology and serving financially excluded populations Crawley to lead OppFi in its next chapter of growth and planned expansion of the platform for millions of everyday consumers who are locked out of the mainstream financ |
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| December 20, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED): December 20, 2021 OppFi Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-39550 85-1648122 (State or Other Jurisdiction of Incorporation) (Commission File Numbe |
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| November 19, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED): November 18, 2021 OppFi Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-39550 85-1648122 (State or Other Jurisdiction of Incorporation) (Commission File Numbe |
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| November 18, 2021 |
OPFI / OppFi Inc. / Blackstone Holdings I L.P. - SC 13G/A Passive Investment SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. |
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| November 16, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q/A Amendment No. 1 Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q/A Amendment No. 1 (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period fromto Comm |
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| November 16, 2021 |
Table of Contents Filed Pursuant to Rule 424(b)(3) Registration No. 333-258698 PROSPECTUS SUPPLEMENT NO. 2 (to prospectus dated September 27, 2021) OppFi Inc. Up to 100,964,668 Shares of Class A Common Stock Up to 15,339,464 Shares of Class A Common Stock Issuable Upon Exercise of Warrants and Up to 3,451,964 Warrants This prospectus supplement is being filed to update and supplement the informati |
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| November 15, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period fromto Commission File Number |
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| November 15, 2021 |
[***] CERTAIN INFORMATION IN THIS DOCUMENT HAS BEEN EXCLUDED PURSUANT TO REGULATION S-K, ITEM 601(B)(10). |
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| November 15, 2021 |
Filed Pursuant to Rule 424(b)(3) Registration No. 333-258698 PROSPECTUS SUPPLEMENT NO. 1 (to prospectus dated September 27, 2021) OppFi Inc. Up to 100,964,668 Shares of Class A Common Stock Up to 15,339,464 Shares of Class A Common Stock Issuable Upon Exercise of Warrants and Up to 3,451,964 Warrants This prospectus supplement is being filed to update and supplement the information contained in th |
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| November 15, 2021 |
SEVENTH AMENDMENT TO LOAN AGREEMENT THIS SEVENTH AMENDMENT TO LOAN AGREEMENT (this ?Agreement?) is made and entered into as of November 3, 2021 (the ?Effective Date?), by and among OPPORTUNITY FINANCIAL, LLC, a Delaware limited liability company (the ?Borrower?), the Lenders party hereto, and MIDTOWN MADISON MANAGEMENT LLC, a Delaware limited liability company (the ?Administrative Agent?). |
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| November 15, 2021 |
EX-10.2 3 eighthamendmenttoloanagree.htm EX-10.2 [***] CERTAIN INFORMATION IN THIS DOCUMENT HAS BEEN EXCLUDED PURSUANT TO REGULATION S-K, ITEM 601(B)(10). SUCH EXCLUDED INFORMATION IS BOTH NOT MATERIAL AND IS THE TYPE THAT THE REGISTRANT TREATS AS PRIVATE OR CONFIDENTIAL. EIGHTH AMENDMENT TO LOAN AGREEMENT THIS EIGHTH AMENDMENT TO LOAN AGREEMENT (this “Agreement”) is made and entered into as of No |
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| November 15, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period fromto Commission File Number |
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| November 15, 2021 |
SEVENTH AMENDMENT TO LOAN AGREEMENT SEVENTH AMENDMENT TO LOAN AGREEMENT THIS SEVENTH AMENDMENT TO LOAN AGREEMENT (this ?Agreement?) is made and entered into as of November 3, 2021 (the ?Effective Date?), by and among OPPORTUNITY FINANCIAL, LLC, a Delaware limited liability company (the ?Borrower?), the Lenders party hereto, and MIDTOWN MADISON MANAGEMENT LLC, a Delaware limited liability company (the ?Administrative Agent?). |
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| November 12, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED): November 11, 2021 OppFi Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-39550 85-1648122 (State or Other Jurisdiction of Incorporation) (Commission File Numbe |
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| November 12, 2021 |
Exhibit 99.2 OppFi ? Third Quarter 2021 Earnings Call, November 11, 2021 C O R P O R A T E P A R T I C I P A N T S Jason Rosenthal, Vice President, Finance Jared Kaplan, Chief Executive Officer Shiven Shah, Chief Financial Officer C O N F E R E N C E C A L L P A R T I C I P A N T S David Scharf, JMP Securities Mayank Tandon, Needham & Company Mike Grondahl, Northland Securities Chris Donat, Piper |
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| November 12, 2021 |
A Leading FinTech Platform for the Everyday Consumer Q3 2021 Earnings Presentation November 2021 Exhibit 99.3 A Leading FinTech Platform for the Everyday Consumer Q3 2021 Earnings Presentation November 2021 Disclaimer This presentation (the ?Presentation?) of OppFi Inc. (?OppFi? or the ?Company?) is for information purposes only. Certain information contained herein has been derived from sources prepared by third parties. While such information is believed to be reliable for the purposes used |
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| November 12, 2021 |
Exhibit 99.1 OppFi Reports Third Quarter 2021 Financial Results Revenue up 47% and Adjusted Revenue for the third quarter of 2021 up 25% year over year Net Originations for the third quarter of 2021 up 25% year over year and 14% sequentially to a record $165 million Ending Receivables for the third quarter of 2021 up 22% year over year and 13% sequentially Net Income of $30.4 million for the third |
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| November 9, 2021 |
OPFI / OppFi Inc. / Blackstone Holdings I L.P. - SC 13G/A Passive Investment SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. |
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| October 19, 2021 |
EX-10.1 2 d196346dex101.htm EX-10.1 Exhibit 10.1 [***] CERTAIN INFORMATION IN THIS DOCUMENT HAS BEEN EXCLUDED PURSUANT TO REGULATION S-K, ITEM 601(B)(10). SUCH EXCLUDED INFORMATION IS BOTH NOT MATERIAL AND IS THE TYPE THAT THE REGISTRANT TREATS AS PRIVATE OR CONFIDENTIAL. AMENDMENT NO. 6 TO REVOLVING CREDIT AGREEMENT AND OTHER CREDIT DOCUMENTS THIS AMENDMENT NO. 6 TO REVOLVING CREDIT AGREEMENT AND |
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| October 19, 2021 |
Exhibit 99.1 OppFi Amends $75 Million Credit Facility with Atalaya Capital Management to Support Expansion of OppFi Card OppFi recently launched its first-ever credit card designed to enable the company to serve a segment of the large non-prime credit card market CHICAGO, October 19, 2021 ? OppFi Inc. (NYSE: OPFI) (?OppFi?), a leading financial technology platform that powers banks to help everyda |
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| October 19, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED): October 13, 2021 OppFi Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-39550 85-1648122 (State or Other Jurisdiction of Incorporation) (Commission File Number |
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| October 5, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED): September 30, 2021 OppFi Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-39550 85-1648122 (State or Other Jurisdiction of Incorporation) (Commission File Numb |
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| October 5, 2021 |
[***] CERTAIN INFORMATION IN THIS DOCUMENT HAS BEEN EXCLUDED PURSUANT TO REGULATION S-K, ITEM 601(B)(10). |
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| October 5, 2021 |
OppFi Expands Bank Credit Facility to Support Growth of SalaryTap Exhibit 99.1 OppFi Expands Bank Credit Facility to Support Growth of SalaryTap CHICAGO, October 5, 2021 ? OppFi Inc. (NYSE: OPFI) (?OppFi?), a leading financial technology platform that powers banks to help everyday consumers gain access to credit, announced today that it has expanded its existing $25 million bank credit facility to $45 million. OppFi plans to use the expanded facility in part to |
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| October 5, 2021 |
Letter from Plante & Moran, PLLC to the Securities and Exchange Commission, dated October 5, 2021. EX-16.1 3 d206710dex161.htm EX-16.1 Exhibit 16.1 October 5, 2021 Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Commissioners: We have read the statements made by OppFi Inc. and are in agreement with the statements contained in Item 4.01 therein, which we understand will be filed with the Securities and Exchange Commission, pursuant to Item 4.01 of Form 8-K of OppFi Inc |
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| September 28, 2021 |
As filed with the Securities and Exchange Commission on September 28, 2021 As filed with the Securities and Exchange Commission on September 28, 2021 Registration No. |
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| September 28, 2021 |
Exhibit 10.4 OPPFI INC. RESTRICTED STOCK UNITS AGREEMENT (For U.S. Participants) OppFi Inc. has granted to the Participant named in the Notice of Grant of Restricted Stock Units (the ?Grant Notice?) to which this Restricted Stock Units Agreement (the ?Agreement?) is attached an Award consisting of Restricted Stock Units (each a ?Unit?) subject to the terms and conditions set forth in the Grant Not |
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| September 28, 2021 |
OppFi Inc. 2021 Employee Stock Purchase Plan. Exhibit 10.2 OPPFI INC. 2021 EMPLOYEE STOCK PURCHASE PLAN TABLE OF CONTENTS Page 1. Establishment, Purpose and Term of Plan 1 1.1 Establishment 1 1.2 Purpose 1 1.3 Term of Plan 1 2. Definitions and Construction 1 2.1 Definitions 1 2.2 Construction 4 3. Administration 4 3.1 Administration by the Committee 4 3.2 Authority of Officers 4 3.3 Power to Adopt Sub-Plans or Varying Terms with Respect to No |
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| September 28, 2021 |
Table of Contents Filed Pursuant to Rule 424(b)(3) Registration No. 333-258698 PROSPECTUS OppFi Inc. Up to 100,964,668 Shares of Class A Common Stock Up to 15,339,464 Shares of Class A Common Stock Issuable Upon Exercise of Warrants and Up to 3,451,964 Warrants This prospectus relates to the offer and sale from time to time by the selling securityholders named in this prospectus (the ?Selling Secu |
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| September 28, 2021 |
OppFi Inc. 2021 Equity Incentive Plan. Exhibit 10.1 OPPFI INC. 2021 EQUITY INCENTIVE PLAN TABLE OF CONTENTS Page 1. Establishment, Purpose and term of Plan 1 1.1 Establishment 1 1.2 Purpose 1 1.3 Term of Plan 1 2. Definitions and Construction 1 2.1 Definitions 1 2.2 Construction 7 3. Administration 7 3.1 Administration by the Committee 7 3.2 Authority of Officers 7 3.3 Administration with Respect to Insiders 7 3.4 Powers of the Committ |
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| September 27, 2021 |
September 23, 2021 VIA EDGAR U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Attn: Ms. Jessica Livingston Re: OppFi Inc. Registration Statement on Form S-1 File No. 333-258698 Ladies and Gentlemen: Pursuant to Rule 461 under the Securities Act of 1933, as amended, OppFi Inc., a Delaware corporation (the ?Company?), hereby requests a |
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| September 23, 2021 |
As filed with the U.S. Securities and Exchange Commission on September 22, 2021. As filed with the U.S. Securities and Exchange Commission on September 22, 2021. Registration No. 333-258698 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Amendment No. 1 to FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 OppFi Inc. (Exact name of registrant as specified in its charter) Delaware 6199 85-1648122 (State or other jurisdiction of incorporatio |
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| September 15, 2021 |
CORRESP 1 filename1.htm September 15, 2021 VIA EDGAR U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Attn: Ms. Jessica Livingston Re: OppFi Inc. Registration Statement on Form S-1 File No. 333-258698 Ladies and Gentlemen: Pursuant to Rule 461 under the Securities Act of 1933, as amended, OppFi Inc., a Delaware corporation (the “Comp |
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| August 30, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED): August 25, 2021 OppFi Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-39550 85-1648122 (State or Other Jurisdiction of Incorporation) (Commission File Number) |
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| August 13, 2021 |
OPFI / OppFi Inc. / Blackstone Holdings I L.P. - SC 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. |
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| August 13, 2021 |
Exhibit 99.1 JOINT FILING AGREEMENT Pursuant to and in accordance with the Securities Exchange Act of 1934, as amended, and the rules and regulations thereunder (the ?Exchange Act?) the undersigned hereby agree to the joint filing of Blackstone Aqua Master Sub-Fund, a sub-fund of Blackstone Global Master Fund ICAV, Blackstone Alternative Solutions L.L.C., Blackstone Holdings I L.P., Blackstone Hol |
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| August 11, 2021 |
Table of Contents Table of Contents As filed with the U.S. Securities and Exchange Commission on August 1 1 , 2021. Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 OppFi Inc. (Exact name of registrant as specified in its charter) Delaware 6199 85-1648122 (State or other jurisdiction of in |
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| August 10, 2021 |
Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A (Amendment No.1) CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 20, 2021 OppFi Inc. (Exact name of registrant as specified in its charter) Delaware 001-39550 85-1648122 (State or other jurisdiction of incorporation) (Commis |
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| August 10, 2021 |
UNAUDITED PRO FORMA COMBINED FINANCIAL INFORMATION Exhibit 99.2 UNAUDITED PRO FORMA COMBINED FINANCIAL INFORMATION Introduction We are providing the following unaudited pro forma combined financial information to aid you in your analysis of the financial aspects of the Business Combination (as defined below). Unless the context otherwise requires, the terms ?we,? ?us,? ?our,? and the ?Company? refers to OppFi Inc. and its consolidated subsidiaries |
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| August 10, 2021 |
OPPFI MANAGEMENT’S DISCUSSION AND ANALYSIS OF FINANCIAL CONDITION AND RESULTS OF OPERATIONS Exhibit 99.3 OPPFI MANAGEMENT?S DISCUSSION AND ANALYSIS OF FINANCIAL CONDITION AND RESULTS OF OPERATIONS Unless the context otherwise requires, all references in this section to ?OppFi? refer to Opportunity Financial, LLC and subsidiaries prior to the consummation of the business combination. You should read the following discussion and analysis of OppFi?s financial condition and results of operat |
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| August 10, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED): August 10, 2021 OppFi Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-39550 85-1648122 (State or Other Jurisdiction of Incorporation) (Commission File Number) |
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| August 10, 2021 |
Exhibit 99.1 OppFi Reports Second Quarter 2021 Financial Results Net Originations for the second quarter of 2021 up 84% year over year, 44% sequentially and 20% vs. the second quarter of 2019 Ending Receivables for the second quarter of 2021 up 19% year over year and 29% vs. the second quarter of 2019 Revenue up 28% and Adjusted Revenue up 6% for the second quarter of 2021 vs. the second quarter o |
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| August 10, 2021 |
INDEX TO CONSOLIDATED FINANCIAL INFORMATION OPPORTUNITY FINANCIAL, LLC INDEX TO CONSOLIDATED FINANCIAL INFORMATION OPPORTUNITY FINANCIAL, LLC Six Months Ended June 30, 2021 Financial Statements (Unaudited) Consolidated balance sheets 2 Consolidated statements of operations 3 Consolidated statements of members? equity 4 Consolidated statements of cash flows 5 Notes to consolidated financial statements 6 Exhibit 99. |
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| August 10, 2021 |
Q2 2021 Earnings Presentation August 2021 A Leading FinTech Platform for the Everyday Consumer Exhibit 99. |
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| August 10, 2021 |
EX-10.3 2 fgna-20210630xex10d3.htm EXHIBIT 10.3 EXHIBIT 10.3 EXECUTION VERSION [***] CERTAIN INFORMATION IN THIS DOCUMENT HAS BEEN EXCLUDED PURSUANT TO REGULATION S-K, ITEM 601(B)(10). SUCH EXCLUDED INFORMATION IS BOTH NOT MATERIAL AND IS THE TYPE THAT THE REGISTRANT TREATS AS PRIVATE OR CONFIDENTIAL. AMENDMENT NO. 5 TO REVOLVING CREDIT AGREEMENT THIS AMENDMENT NO. 5 TO REVOLVING CREDIT AGREEMENT |
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| August 10, 2021 |
Table of Contents ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| August 5, 2021 |
OPFI / OppFi Inc. / GILDER GAGNON HOWE & CO LLC - SC 13G Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (RULE 13d - 102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO 13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2 OppFi Inc. (Name of Issuer) Class A Common Stock, $0.0001 par value per share (Title of Class of Securities) 68386H103 (CUSIP Number) July 31, 2021 (Date of Event which Requires Filing |
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| July 30, 2021 |
OPFI / OppFi Inc. / Schwartz Todd G. - SC 13D Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. )* OppFi Inc. (Name of Issuer) Class A Common Stock, par value $0.0001 per share (Title of Class of Securities) 68386H 103 (CUSIP Number) Todd Schwartz c/o OppFi Shares, LLC 130 E. Randolph Street, Suite 3300 Chicago, IL 60601 Copy to: Thomas J. Ivey Skadden |
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| July 30, 2021 |
OPFI / OppFi Inc. / Kaplan Jared - SC 13D Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. )* OppFi Inc. (Name of Issuer) Class A Common Stock, par value $0.0001 per share (Title of Class of Securities) 68386H 103 (CUSIP Number) Jared Kaplan JSK Management Holdings, LLC c/o OppFi Inc. 130 E. Randolph Street, Suite 3400 Chicago, IL 60601 with a cop |
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| July 30, 2021 |
EX-1 2 ex1.htm EXHIBIT 1 Exhibit 1 JOINT FILING AGREEMENT This Joint Filing Agreement is by and among Todd Schwartz, TGS Revocable Trust, OppFi Shares, LLC, Todd Schwartz Capital Group LP, Theodore Schwartz and LTHS Capital Group LP (collectively, the “Filers”). Each of the Filers may be required to file with the Securities and Exchange Commission a statement on Schedule 13D with respect to shares |
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| July 30, 2021 |
Exhibit 1 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k)(1) under the Securities Exchange Act of 1934, as amended, the persons named below agree to the joint filing of a Statement on Schedule 13D (including amendments thereto) with respect to the Class A common stock, par value $0. |
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| July 26, 2021 |
Exhibit 10.4 OPPFI INC. INDEMNIFICATION AGREEMENT This Indemnification Agreement, dated July 20, 2021, is made between OppFi Inc., a Delaware corporation (the ?Company?), and [] (the ?Indemnitee?). RECITALS WHEREAS, the Company desires to attract and retain the services of talented and experienced individuals, such as Indemnitee, to serve as directors and officers of the Company and its subsidiari |
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| July 26, 2021 |
[***] CERTAIN INFORMATION IN THIS DOCUMENT HAS BEEN EXCLUDED PURSUANT TO REGULATION S-K, ITEM 601(B)(10). |
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| July 26, 2021 |
[***] CERTAIN INFORMATION IN THIS DOCUMENT HAS BEEN EXCLUDED PURSUANT TO REGULATION S-K, ITEM 601(B)(10). |
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| July 26, 2021 |
[***] CERTAIN INFORMATION IN THIS DOCUMENT HAS BEEN EXCLUDED PURSUANT TO REGULATION S-K, ITEM 601(B)(10). |
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| July 26, 2021 |
Exhibit 10.26 EXECUTION VERSION THIRD AMENDMENT TO SENIOR SECURED MULTI-DRAW TERM LOAN AGREEMENT THIS THIRD AMENDMENT TO SENIOR SECURED MULTI-DRAW TERM LOAN AGREEMENT (this ?Agreement?) is made and entered into as of February 14, 2020 (the ?Effective Date?), by and among OPPORTUNITY FINANCIAL, LLC, a Delaware limited liability company (the ?Borrower?), the Lenders party hereto, and MIDTOWN MADISON |
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| July 26, 2021 |
[***] CERTAIN INFORMATION IN THIS DOCUMENT HAS BEEN EXCLUDED PURSUANT TO REGULATION S-K, ITEM 601(B)(10). |
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| July 26, 2021 |
[***] CERTAIN INFORMATION IN THIS DOCUMENT HAS BEEN EXCLUDED PURSUANT TO REGULATION S-K, ITEM 601(B)(10). |
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| July 26, 2021 |
[***] CERTAIN INFORMATION IN THIS DOCUMENT HAS BEEN EXCLUDED PURSUANT TO REGULATION S-K, ITEM 601(B)(10). |
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| July 26, 2021 |
[***] CERTAIN INFORMATION IN THIS DOCUMENT HAS BEEN EXCLUDED PURSUANT TO REGULATION S-K, ITEM 601(B)(10). |
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| July 26, 2021 |
[***] CERTAIN INFORMATION IN THIS DOCUMENT HAS BEEN EXCLUDED PURSUANT TO REGULATION S-K, ITEM 601(B)(10). |
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| July 26, 2021 |
Exhibit 21.1 Subsidiaries of OppFi Inc. Name of Subsidiary Jurisdiction of Organization Opportunity Financial, LLC Delaware Opportunity Funding SPE II, LLC Delaware Opportunity Funding SPE III, LLC Delaware Opportunity Funding SPE IV, LLC Delaware Opportunity Funding SPE V, LLC Delaware Opportunity Funding SPE VI, LLC Delaware Opportunity Manager, LLC Delaware OppWin, LLC Delaware Opportunity Fina |
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| July 26, 2021 |
[***] CERTAIN INFORMATION IN THIS DOCUMENT HAS BEEN EXCLUDED PURSUANT TO REGULATION S-K, ITEM 601(B) (10). |
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| July 26, 2021 |
Exhibit 10.43 NOTE SBA Loan # 87937070-09 SBA Loan Name Opportunity Financial, LLC Date April 13, 2020 Loan Amount $ Interest Rate 1.00% Borrower Opportunity Financial, LLC Operating Company N/A Lender BMO Harris Bank National Association 1. PROMISE TO PAY: In return for the Loan, Borrower promises to pay to the order of Lender the amount of $ , interest on the unpaid principal balance, and all ot |
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| July 26, 2021 |
[***] CERTAIN INFORMATION IN THIS DOCUMENT HAS BEEN EXCLUDED PURSUANT TO REGULATION S-K, ITEM 601(B)(10). |
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| July 26, 2021 |
[***] CERTAIN INFORMATION IN THIS DOCUMENT HAS BEEN EXCLUDED PURSUANT TO REGULATION S-K, ITEM 601(B)(10). |
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| July 26, 2021 |
[***] CERTAIN INFORMATION IN THIS DOCUMENT HAS BEEN EXCLUDED PURSUANT TO REGULATION S-K, ITEM 601(B)(10). |
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| July 26, 2021 |
[***] CERTAIN INFORMATION IN THIS DOCUMENT HAS BEEN EXCLUDED PURSUANT TO REGULATION S-K, ITEM 601(B)(10). |
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| July 26, 2021 |
[***] CERTAIN INFORMATION IN THIS DOCUMENT HAS BEEN EXCLUDED PURSUANT TO REGULATION S-K, ITEM 601(B)(10). |
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| July 26, 2021 |
Exhibit 10.7 December 12, 2016 Mr. Shiven Shah 33 W. Ontario St. Chicago IL Dear Shiven: We are pleased to offer you the position of Chief Financial Officer of Opploans. We are very excited to have you join our team as we look to build a world-class online financial technology company. Your official start date will be mutually agreed upon. Below are the key terms of your offer: ? Compensation: $37 |
