OCC SEC Filings - Optical Cable Corporation- Annual Report, Proxy Statement, Prospectus

Basic Stats

LEI	529900VDFC1HM862HG67
CIK	1000230

SEC Filings

All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis. These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Optical Cable Corporation

SEC Filings (Chronological Order)

This page provides a complete, chronological list of SEC Filings, excluding ownership filings which we provide elsewhere.

July 10, 2025	EX-10.1	STOCK PURCHASE AGREEMENT Exhibit 10.1 STOCK PURCHASE AGREEMENT This STOCK PURCHASE AGREEMENT (this “Agreement”) is dated as of July 7, 2025 (the “Effective Date”), by and between Optical Cable Corporation, a Virginia corporation (the “Company”), and Lightera, LLC, a Delaware limited liability company (“Investor”). WHEREAS, the Company and Investor are executing and delivering this Agreement in reliance upon exemption from
July 10, 2025	8-K	Entry into a Material Definitive Agreement, Unregistered Sales of Equity Securities, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 7, 2025 OPTICAL CABLE CORPORATION (Exact name of registrant as specified in its charter) Virginia 000-27022 54-1237042 (State or other jurisdiction of incorporation or organizati
July 10, 2025	EX-99.1	OPTICAL CABLE CORPORATION AND LIGHTERA, LLC ANNOUNCE STRATEGIC COLLABORATION Lightera Makes Investment in OCC Exhibit 99.1 OPTICAL CABLE CORPORATION 5290 Concourse Drive Roanoke, VA 24019 (Nasdaq GM: OCC) www.occfiber.com LIGHTERA LLC 2000 NE Expressway Norcross, GA 30071 www.lightera.com AT OCC: Tracy Smith Senior Vice President & CFO (540) 265-0690 [email protected] AT LIGHTERA: Sherry Salyer Director of Marketing Communications, Marketing / Specialty Solutions [email protected] FO
June 6, 2025	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 5, 2025 OPTICAL CABLE CORPORATION (Exact name of registrant as specified in its charter) Virginia 000-27022 54-1237042 (State or other jurisdiction of incorporation or organizati
June 6, 2025	EX-99.1	OPTICAL CABLE CORPORATION REPORTS SECOND QUARTER OF FISCAL YEAR 2025 FINANCIAL RESULTS Net Sales and Gross Profit Increased in Both the Second Quarter and First Half of Fiscal 2025 Compared to Same Periods in Prior Year Exhibit 99.1 OPTICAL CABLE CORPORATION 5290 Concourse Drive Roanoke, VA 24019 (Nasdaq GM: OCC) www.occfiber.com AT THE COMPANY: Neil Wilkin Chairman, President & CEO (540) 265-0690 [email protected] Tracy Smith Senior Vice President & CFO (540) 265-0690 [email protected] AT JOELE FRANK, WILKINSON BRIMMER KATCHER: Aaron Palash (212) 355-4449 ext. 8603 occ-jfwbk@joelefrank.
June 6, 2025	EX-99.2	QUESTIONS AND ANSWERS Transcript: OCC –Q2 2025 Earnings Conference Call – 6/5/25 11:00 AM EST Exhibit 99.
June 5, 2025	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended April 30, 2025 ☐ TRANSITION REPORT PURSUANT TO Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended April 30, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 0-27022 OPTIC
May 16, 2025	EX-1.01	Exhibit 1.01 Exhibit 1.01 CONFLICT MINERALS REPORT Optical Cable Corporation (or OCC®) has performed the following due diligence measures to determine whether the 3TG minerals included in our products financed or benefited armed groups in the Democratic Republic of the Congo (“DRC”) or its adjoining countries: Step 1. Establish Strong Company Management Systems Control Systems OCC engages in industry-wide init
May 16, 2025	SD	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD SPECIALIZED DISCLOSURE REPORT OPTICAL CABLE CORPORATION (Exact name of registrant as specified in its charter) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD SPECIALIZED DISCLOSURE REPORT OPTICAL CABLE CORPORATION (Exact name of registrant as specified in its charter) Virginia 000-27022 54-1237042 (State or other jurisdiction of incorporation or organization) (Commission File Number) (I.R.S. Employer Identification Number) 5290 Concourse Drive Roanoke, VA 24019 (Address of
March 26, 2025	8-K	Submission of Matters to a Vote of Security Holders Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 25, 2025 OPTICAL CABLE CORPORATION (Exact name of registrant as specified in its charter) Virginia 000-27022 54-1237042 (State or other jurisdiction of incorpo
March 11, 2025	EX-99.1	OPTICAL CABLE CORPORATION REPORTS FIRST QUARTER OF FISCAL YEAR 2025 FINANCIAL RESULTS Net Sales Increased 6.0% and Gross Profit Increased 24.6% Compared to Same Period in Prior Year Exhibit 99.1 OPTICAL CABLE CORPORATION 5290 Concourse Drive Roanoke, VA 24019 (Nasdaq GM: OCC) www.occfiber.com AT THE COMPANY: Neil Wilkin Chairman, President & CEO (540) 265-0690 [email protected] Tracy Smith Senior Vice President & CFO (540) 265-0690 [email protected] AT JOELE FRANK, WILKINSON BRIMMER KATCHER: Aaron Palash (212) 355-4449 ext. 8603 occ-jfwbk@joelefrank.
March 11, 2025	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 10, 2025 OPTICAL CABLE CORPORATION (Exact name of registrant as specified in its charter) Virginia 000-27022 54-1237042 (State or other jurisdiction of incorpo
March 11, 2025	EX-99.2	QUESTIONS AND ANSWERS Transcript: OCC –Q1 2025 Earnings Conference Call – 3/10/25 11:00 AM EST Exhibit 99.
March 10, 2025	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended January 31, 2025 ☐ TRANSITION REPORT PURSUANT T Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended January 31, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 0-27022 OPT
February 28, 2025	DEF 14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitte
February 18, 2025	PRE 14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitte
December 26, 2024	EX-99.1	OPTICAL CABLE CORPORATION REPORTS FOURTH QUARTER AND FISCAL YEAR 2024 FINANCIAL RESULTS Net Sales Increases 12.4% and Gross Profit Increases 68.6% in Fourth Quarter 2024 Exhibit 99.1 OPTICAL CABLE CORPORATION 5290 Concourse Drive Roanoke, VA 24019 (Nasdaq GM: OCC) www.occfiber.com AT THE COMPANY: Neil Wilkin Tracy Smith Chairman, President & CEO Senior Vice President & CFO (540) 265-0690 (540) 265-0690 [email protected] [email protected] AT JOELE FRANK, WILKINSON BRIMMER KATCHER: Aaron Palash Spencer Hoffman (212) 355-4449 ext. 8603 (212)
December 26, 2024	EX-99.2	QUESTIONS AND ANSWERS EX-99.2 3 ex760592.htm EXHIBIT 99.2 Exhibit 99.2 Corporate Speakers: Spencer Hoffman Joele Frank, Wilkinson Brimmer Katcher - IR Neil Wilkin Optical Cable Corporation - Chairman of the Board, President & CEO Tracy Smith Optical Cable Corporation - SVP & CFO PRESENTATION Operator Good morning, my name is Shelby and I will be your conference operator today. At this time, I would like to welcome you
December 26, 2024	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 23, 2024 OPTICAL CABLE C Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 23, 2024 OPTICAL CABLE CORPORATION (Exact name of registrant as specified in its charter) Virginia 000-27022 54-1237042 (State or other jurisdiction of inco
December 23, 2024	8-K	Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 20, 2024 OPTICAL CABLE CORPORATION (Exact name of registrant as specified in its charter) Virginia 000-27022 54-1237042 (State or other jurisdiction of inco
December 23, 2024	EX-13.1	Annual Report. FILED HEREWITH. Exhibit 13.1 Table of Contents Table of Contents Table of Contents OPTICAL CABLE CORPORATION Annual Report 2024 Table of Contents TABLE OF CONTENTS 3 Letter from the CEO 6 Management’s Discussion and Analysis of Financial Condition and Results of Operations 20 Consolidated Financial Statements 24 Notes to Consolidated Financial Statements 43 Reports of Independent Registered Public Accounting Firm
December 23, 2024	10-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form 10-K ☒ ☐ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended October 31, 2024 Commission File Number 0-27022 OPTIC Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form 10-K ☒ ☐ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended October 31, 2024 Commission File Number 0-27022 OPTICAL CABLE CORPORATION (Exact name of the registrant as specified in its charter) Virginia 54-1237042 (State or other jurisdiction of
December 23, 2024	EX-21.1	List of Subsidiaries. FILED HEREWITH. Exhibit 21.1 LIST OF SUBSIDIARIES Applied Optical Systems, Inc., incorporated in the State of Delaware. Centric Solutions LLC, organized in the State of Delaware.
September 12, 2024	EX-99.2	QUESTIONS AND ANSWERS Transcript: OCC – Q3 2024 Earnings Conference Call – 9/11/24 10:30 AM EST Exhibit 99.
September 12, 2024	EX-99.1	OPTICAL CABLE CORPORATION REPORTS THIRD QUARTER OF FISCAL YEAR 2024 FINANCIAL RESULTS Exhibit 99.1 OPTICAL CABLE CORPORATION 5290 Concourse Drive Roanoke, VA 24019 (Nasdaq GM: OCC) www.occfiber.com AT THE COMPANY: Neil Wilkin Tracy Smith Chairman, President & CEO Senior Vice President & CFO (540) 265-0690 (540) 265-0690 [email protected] [email protected] AT JOELE FRANK, WILKINSON BRIMMER KATCHER: Aaron Palash Spencer Hoffman (212) 355-4449 ext. 8603 (212)
September 12, 2024	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 11, 2024 OPTICAL CABLE CORPORATION (Exact name of registrant as specified in its charter) Virginia 000-27022 54-1237042 (State or other jurisdiction of inc
September 11, 2024	EX-10.11	Form of vesting award agreement for non-employee Board members under the Optical Cable Corporation 2017 Stock Incentive Plan, as amended (incorporated herein by reference to Exhibit 10.11 of the Company’s Quarterly Report on Form 10-Q for the period ended July 31, 2024 filed September 11, 2024). Exhibit 10.11 OPTICAL CABLE CORPORATION 2017 STOCK INCENTIVE PLAN FY [Year] STOCK AWARD Non-Employee Director (Time Vesting) GRANTED TO GRANT DATE NUMBER OF SHARES GRANTED PRICE PER SHARE [Name] [Date] [Number] N/A GRANT NUMBER VESTING AND RESTRICTION LAPSE SCHEDULE RS [xxxx-xx] [Number] shares will vest in [Number] year on [Date] (such date the “Vesting Date”). OPTICAL CABLE CORPORATION and its s
September 11, 2024	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended July 31, 2024 ☐ TRANSITION REPORT PURSUANT TO S Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended July 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 0-27022 OPTICA
September 11, 2024	EX-10.12	Form of operational performance (Company financial performance measure) vesting award agreement under the Optical Cable Corporation 2017 Stock Incentive Plan, as amended (incorporated herein by reference to Exhibit 10.12 of the Company’s Quarterly Report on Form 10-Q for the period ended July 31, 2024 filed September 11, 2024). Exhibit 10.12 OPTICAL CABLE CORPORATION 2017 STOCK INCENTIVE PLAN FY [Year] RESTRICTED STOCK AWARD (Operational Performance Vesting—Company Financial Based) GRANTED TO GRANT DATE NUMBER OF SHARES GRANTED PRICE PER SHARE SOCIAL SECURITY NUMBER [Name] [Date] [Number] N/A [xxx-xx-xxxx] GRANT NUMBER VESTING AND RESTRICTION LAPSE SCHEDULE* RS [xxxx-xx] Shares granted hereunder will vest, in accordance
July 3, 2024	EX-4.1	Modification Agreement dated as of June 27, 2024, by and between North Mill Capital LLC, a Delaware limited liability company, doing business as SLR Business Credit, and Optical Cable Corporation, Applied Optical Systems, Inc., and Centric Solutions LLC. (FILED HEREWITH) Exhibit 4.1 MODIFICATION AGREEMENT THIS MODIFICATION AGREEMENT (this "Modification Agreement") is dated as of June 27, 2024 (“Modification Agreement Date”), by and between NORTH MILL CAPITAL LLC, a Delaware limited liability company, d/b/a SLR Business Credit ("Lender"), with a place of business at 821 Alexander Road, Suite 130, Princeton, New Jersey 08540, and OPTICAL CABLE CORPORATION, a Virgini
July 3, 2024	8-K	Entry into a Material Definitive Agreement, Financial Statements and Exhibits Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 27, 2024 OPTICAL CABLE CORPORATION (Exact name of registrant as specified in its charter) Virginia 000-27022 54-1237042 (State or other jurisdiction of incorpor
June 11, 2024	EX-99.2	QUESTIONS AND ANSWERS Transcript: OCC –Q2 2024 Earnings Conference Call – 6/10/24 11:00 AM EST Exhibit 99.
June 11, 2024	EX-99.1	OPTICAL CABLE CORPORATION REPORTS SECOND QUARTER OF FISCAL YEAR 2024 FINANCIAL RESULTS Exhibit 99.1 OPTICAL CABLE CORPORATION 5290 Concourse Drive Roanoke, VA 24019 (Nasdaq GM: OCC) www.occfiber.com AT THE COMPANY: Neil Wilkin Tracy Smith Chairman, President & CEO Senior Vice President & CFO (540) 265-0690 (540) 265-0690 [email protected] [email protected] AT JOELE FRANK, WILKINSON BRIMMER KATCHER: Aaron Palash Spencer Hoffman (212) 355-4449 ext. 8603 (212)
June 11, 2024	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 10, 2024 OPTICAL CABLE CORPORATION (Exact name of registrant as specified in its charter) Virginia 000-27022 54-1237042 (State or other jurisdiction of incorpor
June 10, 2024	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended April 30, 2024 ☐ TRANSITION REPORT PURSUANT TO Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended April 30, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 0-27022 OPTIC
May 21, 2024	EX-1.01	Exhibit 1.01 Exhibit 1.01 CONFLICT MINERALS REPORT Optical Cable Corporation (or OCC®) has performed the following due diligence measures to determine whether the 3TG minerals included in our products financed or benefited armed groups in the Democratic Republic of the Congo (“DRC”) or its adjoining countries: Step 1. Establish Strong Company Management Systems Control Systems OCC engages in industry-wide init
May 21, 2024	SD	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD SPECIALIZED DISCLOSURE REPORT OPTICAL CABLE CORPORATION (Exact name of registrant as specified in its charter) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD SPECIALIZED DISCLOSURE REPORT OPTICAL CABLE CORPORATION (Exact name of registrant as specified in its charter) Virginia 000-27022 54-1237042 (State or other jurisdiction of incorporation or organization) (Commission File Number) (I.R.S. Employer Identification Number) 5290 Concourse Drive Roanoke, VA 24019 (Address of
April 30, 2024	8-K	Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 25, 2024 OPTICAL CABLE CORPORATION (Exact name of registrant as specified in its charter) Virginia 000-27022 54-1237042 (State or other jurisdiction of incorpo
April 30, 2024	EX-16.1	Letter from Brown, Edwards & Company, L.L.P. to the Securities and Exchange Commission dated April 29, 2024 (FILED HEREWITH) Exhibit 16.1 April 29, 2024 Office of the Chief Accountant Securities and Exchange Commission 460 Fifth Street N. W. Washington, DC 20549 Re: Optical Cable Corporation Commission File Number 0-27022 Dear Sirs: We have received a copy of, and are in agreement with, the statements being made by Optical Cable Corporation in Item 4.01 of its Form 8-K dated April 25, 2024, and captioned “Change in Regi
March 27, 2024	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 26, 2024 OPTICAL CABLE CORP Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 26, 2024 OPTICAL CABLE CORPORATION (Exact name of registrant as specified in its charter) Virginia 000-27022 54-1237042 (State or other jurisdiction of incorpo
March 27, 2024	EX-99.1	Presentation Materials from Shareholder Meeting on March 26, 2024. (FURNISHED HEREWITH) Exhibit 99.1
March 14, 2024	EX-99.2	QUESTIONS AND ANSWERS Transcript: OCC –Q1 2024 Earnings Conference Call – 3/13/24 11:00 AM EST Exhibit 99.
March 14, 2024	EX-99.1	OPTICAL CABLE CORPORATION REPORTS FIRST QUARTER OF FISCAL YEAR 2024 FINANCIAL RESULTS Exhibit 99.1 OPTICAL CABLE CORPORATION 5290 Concourse Drive Roanoke, VA 24019 (Nasdaq GM: OCC) www.occfiber.com AT THE COMPANY: Neil Wilkin Chairman, President & CEO (540) 265-0690 [email protected] Tracy Smith Senior Vice President & CFO (540) 265-0690 [email protected] AT JOELE FRANK, WILKINSON BRIMMER KATCHER: Aaron Palash (212) 355-4449 ext. 8603 occ-jfwbk@joelefrank.
March 14, 2024	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 13, 2024 OPTICAL CABLE CORPORATION (Exact name of registrant as specified in its charter) Virginia 000-27022 54-1237042 (State or other jurisdiction of incorpo
March 13, 2024	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended January 31, 2024 ☐ TRANSITION REPORT PURSUANT T Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended January 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 0-27022 OPT
February 27, 2024	DEF 14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitte
December 21, 2023	8-K	Current Report Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 20, 2023 OPTICAL CABLE CORPORATION (Exact name of registrant as specified in its charter) Virginia 000-27022 54-1237042 (State or other jurisdiction of inco
December 21, 2023	EX-99.2	C O R P O R A T E P A R T I C I P A N T S Transcript: OCC –Q4 2023 Earnings Conference Call – 12/20/23 11:00 AM EST Exhibit 99.
December 21, 2023	EX-99.1	OPTICAL CABLE CORPORATION REPORTS FOURTH QUARTER AND FISCAL 2023 FINANCIAL RESULTS OCC® Achieves Increases in Net Sales, Gross Profit, Gross Profit Margin and Net Income in Fiscal 2023 Compared to Fiscal 2022 Exhibit 99.1 OPTICAL CABLE CORPORATION 5290 Concourse Drive Roanoke, VA 24019 (Nasdaq GM: OCC) www.occfiber.com AT THE COMPANY: Neil Wilkin Tracy Smith Chairman, President & CEO Senior Vice President & CFO (540) 265-0690 (540) 265-0690 [email protected] [email protected] AT JOELE FRANK, WILKINSON BRIMMER KATCHER: Aaron Palash Spencer Hoffman (212) 355-4449 ext. 8603 (212)
December 20, 2023	EX-97	Optical Cable Corporation Compensation Recovery Policy, effective November 30, 2023 (incorporated herein by reference to Exhibit 97 of the Company’s Annual Report on Form 10-K for the period ended October 31, 2023 filed December 19, 2023). Exhibit 97 OPTICAL CABLE CORPORATION COMPENSATION RECOVERY POLICY (Adopted and approved by the Board of Directors on November 30, 2023) Optical Cable Corporation, a Virginia Corporation (collectively with its subsidiaries and other affiliates, the “Company” or “OCC”) is committed to promoting high standards of honest and ethical business conduct and compliance with applicable laws, rules and regulations.
December 20, 2023	EX-21.1	List of Subsidiaries. FILED HEREWITH. Exhibit 21.1 LIST OF SUBSIDIARIES Applied Optical Systems, Inc., incorporated in the State of Delaware. Centric Solutions LLC, organized in the State of Delaware.
December 20, 2023	EX-13.1	Annual Report. FILED HEREWITH. Exhibit 13.1 Table of Contents Table of Contents Table of Contents OPTICAL CABLE CORPORATION Annual Report 2023 Table of Contents TABLE OF CONTENTS 3 Letter from the CEO 6 Management’s Discussion and Analysis of Financial Condition and Results of Operations 20 Consolidated Financial Statements 24 Notes to Consolidated Financial Statements 41 Report of Independent Registered Public Accounting Firm
December 20, 2023	10-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended October 31, 2023 ☐ TRANSITION REPORT PURSUANT TO SECTIO Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended October 31, 2023 -10-31FY2023 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 0-27022 OPTICAL CABLE CORPORATION (Exact na
November 3, 2023	EX-4.1	Omnibus Amendment of Loan Documents dated October 31, 2023 by and between Optical Cable Corporation and Northeast Bank (incorporated herein by reference to Exhibit 4.1 to the Company’s Current Report on Form 8-K filed November 3, 2023). Exhibit 4.1 OMNIBUS AMENDMENT OF LOAN DOCUMENTS This OMNIBUS AMENDMENT OF LOAN DOCUMENTS (this “Amendment”) is entered into as of October 31, 2023 (the “Amendment Effective Date”), by and between Northeast Bank, a banking corporation organized under the laws of the state of Maine (“Lender”), and OPTICAL CABLE CORPORATION, a Virginia corporation (“Borrower”). WITNESSETH: WHEREAS, reference is hereb
November 3, 2023	8-K	Current Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 31, 2023 OPTICAL CABLE CORPORATION (Exact name of registrant as specified in its charter) Virginia 000-27022 54-1237042 (State or other jurisdiction of incorporation or organi
September 13, 2023	EX-99.2	Transcript: OCC Exhibit 99.2 Transcript: OCC –Q3 2023 Earnings Conference Call – 9/12/23 11:00 AM C O R P O R A T E P A R T I C I P A N T S Neil D. Wilkin - Optical Cable Corporation - Chairman, President & CEO Tracy G. Smith - Optical Cable Corporation - Senior VP, CFO & Corporate Secretary Aaron Palash - Joele Frank, Wilkinson Brimmer Katcher - IR P R E S E N T A T I O N Operator (Operator Instructions) Good mo
September 13, 2023	EX-99.1	OPTICAL CABLE CORPORATION REPORTS THIRD QUARTER OF FISCAL 2023 FINANCIAL RESULTS OCC® Achieves Increases in Net Sales, Gross Profit, Gross Profit Margins and Net Income in First Nine Months of Fiscal 2023 Compared to Prior Year Period Exhibit 99.1 OPTICAL CABLE CORPORATION 5290 Concourse Drive Roanoke, VA 24019 (Nasdaq GM: OCC) www.occfiber.com AT THE COMPANY: Neil Wilkin Tracy Smith Chairman, President & CEO Senior Vice President & CFO (540) 265-0690 (540) 265-0690 [email protected] [email protected] AT JOELE FRANK, WILKINSON BRIMMER KATCHER: Aaron Palash Spencer Hoffman (212) 355-4449 ext. 8603 (212)
September 13, 2023	8-K	Current Report Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 12, 2023 OPTICAL CABLE CORPORATION (Exact name of registrant as specified in its charter) Virginia 000-27022 54-1237042 (State or other jurisdiction of inc
September 12, 2023	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended July 31, 2023 ☐ TRANSITION REPORT PURSUANT TO S Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended July 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 0-27022 OPTICA
June 30, 2023	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 20, 2023 OPTICAL CABLE CORPO Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 20, 2023 OPTICAL CABLE CORPORATION (Exact name of registrant as specified in its charter) Virginia 000-27022 54-1237042 (State or other jurisdiction of incorpor
June 13, 2023	EX-99.2	Transcript: OCC –Q2 2023 Earnings Conference Call – 6/12/23 10:00 AM Exhibit 99.2 Transcript: OCC –Q2 2023 Earnings Conference Call – 6/12/23 10:00 AM C O R P O R A T E P A R T I C I P A N T S Neil D. Wilkin - Optical Cable Corporation - Chairman, President & CEO Tracy G. Smith - Optical Cable Corporation - Senior VP, CFO & Corporate Secretary Aaron Palash - Joele Frank, Wilkinson Brimmer Katcher - IR P R E S E N T A T I O N Operator Good morning. My name is Shelby
June 13, 2023	8-K	Current Report Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 12, 2023 OPTICAL CABLE CORPORATION (Exact name of registrant as specified in its charter) Virginia 000-27022 54-1237042 (State or other jurisdiction of incorpor
June 13, 2023	EX-99.1	OPTICAL CABLE CORPORATION REPORTS SECOND QUARTER OF FISCAL 2023 FINANCIAL RESULTS OCC® Achieves Increases in Net Sales, Gross Profit and Net Income in Both Second Quarter and First Half of Fiscal 2023 Compared to Prior Year Periods Exhibit 99.1 OPTICAL CABLE CORPORATION 5290 Concourse Drive Roanoke, VA 24019 (Nasdaq GM: OCC) www.occfiber.com AT THE COMPANY: Neil Wilkin Chairman, President & CEO (540) 265-0690 [email protected] Tracy Smith Senior Vice President & CFO (540) 265-0690 [email protected] AT JOELE FRANK, WILKINSON BRIMMER KATCHER: Aaron Palash (212) 355-4449 ext. 8603 occ-jfwbk@joelefrank.
June 12, 2023	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended April 30, 2023 ☐ TRANSITION REPORT PURSUANT TO Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended April 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 0-27022 OPTIC
May 19, 2023	SD	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD SPECIALIZED DISCLOSURE REPORT OPTICAL CABLE CORPORATION (Exact name of registrant as specified in its charter) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD SPECIALIZED DISCLOSURE REPORT OPTICAL CABLE CORPORATION (Exact name of registrant as specified in its charter) Virginia 000-27022 54-1237042 (State or other jurisdiction of incorporation or organization) (Commission File Number) (I.R.S. Employer Identification Number) 5290 Concourse Drive Roanoke, VA 24019 (Address of
May 19, 2023	EX-1.01	Exhibit 1.01 Exhibit 1.01 CONFLICT MINERALS REPORT Optical Cable Corporation (or OCC®) has performed the following due diligence measures to determine whether the 3TG minerals included in our products financed or benefited armed groups in the Democratic Republic of the Congo (“DRC”) or its adjoining countries: Step 1. Establish Strong Company Management Systems Control Systems OCC engages in industry-wide init
March 29, 2023	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 28, 2023 OPTICAL CABLE CORP UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 28, 2023 OPTICAL CABLE CORPORATION (Exact name of registrant as specified in its charter) Virginia 000-27022 54-1237042 (State or other jurisdiction of incorporation or organiza
March 29, 2023	EX-99.1	Presentation Materials from Shareholder Meeting on March 28, 2023. (FURNISHED HEREWITH) Exhibit 99.1
March 14, 2023	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 13, 2023 OPTICAL CABLE CORP UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 13, 2023 OPTICAL CABLE CORPORATION (Exact name of registrant as specified in its charter) Virginia 000-27022 54-1237042 (State or other jurisdiction of incorporation or organiza
March 14, 2023	EX-99.2	Transcript: OCC Exhibit 99.2 Transcript: OCC –Q1 2023 Earnings Conference Call – 3/13/23 10:00 AM C O R P O R A T E P A R T I C I P A N T S Neil D. Wilkin - Optical Cable Corporation - Chairman, President & CEO Tracy G. Smith - Optical Cable Corporation - Senior VP, CFO & Corporate Secretary Aaron Palash - Joele Frank, Wilkinson Brimmer Katcher - IR P R E S E N T A T I O N Operator Good morning. My name is Shelby
March 14, 2023	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended January 31, 2023 ☐ TRANSITION REPORT PURSUANT T Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended January 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 0-27022 OPT
March 14, 2023	EX-99.1	OPTICAL CABLE CORPORATION REPORTS FIRST QUARTER OF 2023 FINANCIAL RESULTS Increases of 26.6% in Net Sales and 61.2% in Gross Profit Achieved Exhibit 99.1 OPTICAL CABLE CORPORATION 5290 Concourse Drive Roanoke, VA 24019 (Nasdaq GM: OCC) www.occfiber.com AT THE COMPANY: Neil Wilkin Tracy Smith Chairman, President & CEO Senior Vice President & CFO (540) 265-0690 (540) 265-0690 [email protected] [email protected] AT JOELE FRANK, WILKINSON BRIMMER KATCHER: Aaron Palash Spencer Hoffman (212) 355-4449 ext. 8603 (212)
March 14, 2023	EX-3.4	Amended and Restated Bylaws of Optical Cable Corporation effective March 9, 2023 (incorporated herein by reference to Exhibit 3.4 to the Company’s Quarterly Report on Form 10-Q for the first quarter ended January 31, 2023). Exhibit 3.4 AMENDED AND RESTATED BYLAWS OF OPTICAL CABLE CORPORATION (In effect as of March 9, 2023) TABLE OF CONTENTS ARTICLE I OFFICES 1.1 Registered Office 1 1.2 Offices 1 ARTICLE II MEETINGS OF SHAREHOLDERS 2.1 Location, Organization and Order of Business 1 2.2 Annual Meetings 1 2.3 Special Meetings 1 2.4 Notice of Meeting 2 2.5 Shareholders’ Records 2 2.6 Quorum; Meeting Adjournment; Presence
February 28, 2023	DEF 14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitte
December 22, 2022	EX-99.2	C O R P O R A T E P A R T I C I P A N T S Exhibit 99.2 C O R P O R A T E P A R T I C I P A N T S Neil D. Wilkin Optical Cable Corporation - Chairman, President & CEO Tracy G. Smith Optical Cable Corporation - Senior VP, CFO & Corporate Secretary Aaron Palash Joele Frank, Wilkinson Brimmer Katcher - IR C O N F E R E N C E C A L L P A R T I C I P A N T S Michael Jones WCM Global Wealth P R E S E N T A T I O N Operator Good morning. My name
December 22, 2022	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 22, 2022 OPTICAL CABLE C Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 22, 2022 OPTICAL CABLE CORPORATION (Exact name of registrant as specified in its charter) Virginia 000-27022 54-1237042 (State or other jurisdiction of inco
December 22, 2022	EX-21.1	List of Subsidiaries. FILED HEREWITH. Exhibit 21.1 LIST OF SUBSIDIARIES Applied Optical Systems, Inc., incorporated in the State of Delaware. Centric Solutions LLC, organized in the State of Delaware.
December 22, 2022	EX-99.1	OPTICAL CABLE CORPORATION REPORTS FISCAL YEAR AND FOURTH QUARTER OF 2022 FINANCIAL RESULTS OCC® Achieves Increases of 26.3% in Net Sales and 31.0% in Gross Profit in Fourth Quarter Double-Digit Growth Also Achieved for Fiscal Year 2022 Exhibit 99.1 OPTICAL CABLE CORPORATION 5290 Concourse Drive Roanoke, VA 24019 (Nasdaq GM: OCC) www.occfiber.com AT THE COMPANY: Neil Wilkin Tracy Smith Chairman, President & CEO Senior Vice President & CFO (540) 265-0690 (540) 265-0690 [email protected] [email protected] AT JOELE FRANK, WILKINSON BRIMMER KATCHER: Andrew Siegel Aaron Palash (212) 355-4449 ext. 8627 (212) 3
December 22, 2022	EX-13.1	Annual Report. FILED HEREWITH. Exhibit 13.1 OPTICAL CABLE CORPORATION Annual Report 2022 TABLE OF CONTENTS 3 Letter from the CEO 6 Management’s Discussion and Analysis of Financial Condition and Results of Operations 21 Consolidated Financial Statements 25 Notes to Consolidated Financial Statements 42 Report of Independent Registered Public Accounting Firm (PCAOB ID No. 423) 44 Corporate Information Optical Cable Corporation (O
December 22, 2022	10-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE AC Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form 10-K ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended October 31, 2022 Commission File Number 0-27022 OPTICAL CABLE CORPORATION (Exact name of the reg
September 13, 2022	EX-99.2	Transcript: OCC Exhibit 99.2 Transcript: OCC ? Q3 2022 Earnings Conference Call ? 9/12/22 10:00 AM C O R P O R A T E P A R T I C I P A N T S Neil D. Wilkin - Optical Cable Corporation - Chairman, President & CEO Tracy G. Smith - Optical Cable Corporation - Senior VP, CFO & Corporate Secretary Aaron Palash - Joele Frank, Wilkinson Brimmer Katcher - IR C O N F E R E N C E C A L L P A R T I C I P A N T S Michael Jon
September 13, 2022	EX-99.1	OPTICAL CABLE CORPORATION REPORTS THIRD QUARTER OF 2022 FINANCIAL RESULTS OCC® Achieves Year-over-Year Increases in Net Sales and Gross Profit in the Third Quarter and First Nine Months of Fiscal Year 2022 Exhibit 99.1 OPTICAL CABLE CORPORATION 5290 Concourse Drive Roanoke, VA 24019 (Nasdaq GM: OCC) www.occfiber.com AT THE COMPANY: Neil Wilkin Tracy Smith Chairman, President & CEO Senior Vice President & CFO (540) 265-0690 (540) 265-0690 [email protected] [email protected] AT JOELE FRANK, WILKINSON BRIMMER KATCHER: Andrew Siegel Aaron Palash (212) 355-4449 ext. 8627 (212) 3
September 13, 2022	8-K	Current Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 12, 2022 OPTICAL CABLE CORPORATION (Exact name of registrant as specified in its charter) Virginia 000-27022 54-1237042 (State or other jurisdiction of incorporation or orga
September 12, 2022	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended July 31, 2022 ☐ TRANSITION REPORT PURSUANT TO S Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended July 31, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 0-27022 OPTICA
September 12, 2022	EX-10.16	First Amendment to the Optical Cable Corporation 2017 Stock Incentive Plan effective March 29, 2022 (incorporated herein by reference to Exhibit 10.16 of the Company’s Quarterly Report on Form 10-Q for the period ended July 31, 2022 filed September 12, 2022). Exhibit 10.16 FIRST AMENDMENT to the OPTICAL CABLE CORPORATION 2017 STOCK INCENTIVE PLAN 1. Purpose. The First Amendment (the “First Amendment”) to the Optical Cable Corporation 2017 Stock Incentive Plan (the “Plan”), reserves an additional 350,000 new shares of Company Stock for issuance under the Plan (the “2022 Additional Shares”). The 2022 Additional Shares are authorized but unissued shares o
July 7, 2022	8-K	Current Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 5, 2022 OPTICAL CABLE CORPORATION (Exact name of registrant as specified in its charter) Virginia 000-27022 54-1237042 (State or other jurisdiction of incorporation or organizati
July 7, 2022	EX-4.1	Modification Agreement dated as of July 5, 2022, by and between North Mill Capital LLC (now doing business as SLR Business Credit) and Optical Cable Corporation along with its subsidiaries Applied Optical Systems, Inc., and Centric Solutions LLC (incorporated by reference to Exhibit 4.1 to the Company’s Current Report on Form 8-K filed July 7, 2022). Exhibit 4.1 MODIFICATION AGREEMENT THIS MODIFICATION AGREEMENT (this "Modification Agreement") is dated as of July 5, 2022, by and between NORTH MILL CAPITAL LLC, a Delaware limited liability company, d/b/a SLR Business Credit ("Lender"), with a place of business at 821 Alexander Road, Suite 130, Princeton, New Jersey 08540, and OPTICAL CABLE CORPORATION, a Virginia corporation ("Optical"), with i
June 14, 2022	8-K	Current Report Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 13, 2022 OPTICAL CABLE CORPORATION (Exact name of registrant as specified in its charter) Virginia 000-27022 54-1237042 (State or other jurisdiction of incorpor
June 14, 2022	EX-99.1	OPTICAL CABLE CORPORATION REPORTS SECOND QUARTER OF 2022 FINANCIAL RESULTS OCC® Achieves Year-over-Year Increases in Net Sales and Gross Profit in the Second Quarter and First Half of Fiscal Year 2022 Exhibit 99.1 OPTICAL CABLE CORPORATION 5290 Concourse Drive Roanoke, VA 24019 (Nasdaq GM: OCC) www.occfiber.com AT THE COMPANY: Neil Wilkin Tracy Smith Chairman, President & CEO Senior Vice President & CFO (540) 265-0690 (540) 265-0690 [email protected] [email protected] AT JOELE FRANK, WILKINSON BRIMMER KATCHER: Andrew Siegel Aaron Palash (212) 355-4449 ext. 8627 (212) 3
June 14, 2022	EX-99.2	Transcript: OCC Exhibit 99.2 Transcript: OCC ?Q2 2022 Earnings Conference Call ? 6/13/22 10:00 AM C O R P O R A T E P A R T I C I P A N T S Neil D. Wilkin - Optical Cable Corporation - Chairman, President & CEO Tracy G. Smith - Optical Cable Corporation - Senior VP, CFO & Corporate Secretary Aaron Palash - Joele Frank, Wilkinson Brimmer Katcher - IR P R E S E N T A T I O N Operator Good morning. My name is Gretch
June 13, 2022	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended April 30, 2022 ☐ TRANSITION REPORT PURSUANT TO Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended April 30, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 0-27022 OPTIC
June 13, 2022	EX-FILING FEES	Filing Fee Table. * Exhibit 107 CALCULATION OF REGISTRATION FEE FORM S-8 (Form Type) OPTICAL CABLE CORPORATION (Exact Name of Registrant as Specified in its Charter) Title of each Class of Securities to be Registered Amount to be Registered(1)(2) Proposed Maximum Offering Price Per Share(3) Proposed Maximum Aggregate Offering Price Amount of Registration Fee Common Stock 1,200,000 $3.
June 13, 2022	S-8	As filed with the Securities and Exchange Commission on June 13, 2022 As filed with the Securities and Exchange Commission on June 13, 2022 Registration No.
May 20, 2022	EX-1.01	CONFLICT MINERALS REPORT EX-1.01 2 ex377462.htm EXHIBIT 1.01 Exhibit 1.01 CONFLICT MINERALS REPORT Optical Cable Corporation (or OCC®) has performed the following due diligence measures to determine whether the 3TG minerals included in our products financed or benefited armed groups in the Democratic Republic of the Congo (“DRC”) or its adjoining countries: Step 1. Establish Strong Company Management Systems Control Syste
May 20, 2022	SD	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD SPECIALIZED DISCLOSURE REPORT OPTICAL CABLE CORPORATION (Exact name of registrant as specified in its charter) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD SPECIALIZED DISCLOSURE REPORT OPTICAL CABLE CORPORATION (Exact name of registrant as specified in its charter) Virginia 000-27022 54-1237042 (State or other jurisdiction of incorporation or organization) (Commission File Number) (I.R.S. Employer Identification Number) 5290 Concourse Drive Roanoke, VA 24019 (Address of
March 29, 2022	8-K	Current Report Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 29, 2022 OPTICAL CABLE CORPORATION (Exact name of registrant as specified in its charter) Virginia 000-27022 54-1237042 (State or other jurisdiction of incorpo
March 18, 2022	EX-99.2	Transcript: OCC –Q1 2022 Earnings Conference Call - 3/17/22 10:00 AM Exhibit 99.2 Transcript: OCC ?Q1 2022 Earnings Conference Call - 3/17/22 10:00 AM C O R P O R A T E P A R T I C I P A N T S Neil D. Wilkin - Optical Cable Corporation - Chairman, President & CEO Tracy G. Smith - Optical Cable Corporation - Senior VP, CFO & Corporate Secretary Aaron Palash - Joele Frank, Wilkinson Brimmer Katcher - IR P R E S E N T A T I O N Operator Good morning. My name is Reed,
March 18, 2022	EX-99.1	OPTICAL CABLE CORPORATION REPORTS FIRST QUARTER OF 2022 FINANCIAL RESULTS OCC® Reports Double-Digit Increases in Net Sales and Gross Profit in the First Quarter of Fiscal Year 2022 Exhibit 99.1 OPTICAL CABLE CORPORATION 5290 Concourse Drive Roanoke, VA 24019 (Nasdaq GM: OCC) www.occfiber.com AT THE COMPANY: Neil Wilkin Tracy Smith Chairman, President & CEO Senior Vice President & CFO (540) 265-0690 (540) 265-0690 [email protected] [email protected] AT JOELE FRANK, WILKINSON BRIMMER KATCHER: Andrew Siegel Aaron Palash (212) 355-4449 ext. 8627 (212) 3
March 18, 2022	8-K	Current Report Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 17, 2022 OPTICAL CABLE CORPORATION (Exact name of registrant as specified in its charter) Virginia 000-27022 54-1237042 (State or other jurisdiction of incorpo
March 17, 2022	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended January 31, 2022 ☐ TRANSITION REPORT PURSUANT T Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended January 31, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 0-27022 OPT
February 28, 2022	DEF 14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) DEF 14A 1 occ20220216def14a.htm FORM DEF 14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential
February 8, 2022	SC 13G/A	OCC / Optical Cable Corporation / DIMENSIONAL FUND ADVISORS LP - SEC SCHEDULE 13G Passive Investment SC 13G/A 1 SEC13GFiling.htm SEC SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 15 )* Optical Cable Corp (Name of Issuer) Common Stock (Title of Class of Securities) 683827208 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to
December 21, 2021	EX-99.1	OPTICAL CABLE CORPORATION REPORTS FISCAL YEAR AND FOURTH QUARTER 2021 FINANCIAL RESULTS OCC® Reports Growth in Net Sales and Double-Digit Increases in Gross Profit in the Fourth Quarter and Fiscal Year 2021 Exhibit 99.1 OPTICAL CABLE CORPORATION 5290 Concourse Drive Roanoke, VA 24019 (Nasdaq GM: OCC) www.occfiber.com AT THE COMPANY: Neil Wilkin Tracy Smith Chairman, President & CEO Senior Vice President & CFO (540) 265-0690 (540) 265-0690 [email protected] [email protected] AT JOELE FRANK, WILKINSON BRIMMER KATCHER: Andrew Siegel Aaron Palash (212) 355-4449 ext. 8627 (212) 3
December 21, 2021	EX-99.2	Transcript: OCC Exhibit 99.2 Transcript: OCC ?Q4 2021 Earnings Conference Call - 12/20/21 10:00 AM C O R P O R A T E P A R T I C I P A N T S Neil D. Wilkin - Optical Cable Corporation - Chairman, President & CEO Tracy G. Smith - Optical Cable Corporation - Senior VP and CFO Aaron Palash - Joele Frank, Wilkinson Brimmer Katcher - IR P R E S E N T A T I O N Operator Good morning. My name is Emma, and I will be your
December 21, 2021	8-K	Current Report Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 20, 2021 OPTICAL CABLE CORPORATION (Exact name of registrant as specified in its charter) Virginia 000-27022 54-1237042 (State or other jurisdiction of inco
December 20, 2021	EX-21.1	List of Subsidiaries. FILED HEREWITH. Exhibit 21.1 LIST OF SUBSIDIARIES Applied Optical Systems, Inc., incorporated in the State of Delaware. Centric Solutions LLC, organized in the State of Delaware.
December 20, 2021	10-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE AC Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form 10-K ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended October 31, 2021 Commission File Number 0-27022 OPTICAL CABLE CORPORATION (Exact name of the reg
December 20, 2021	EX-10.15	Form of operational performance (Company financial performance measure) vesting award agreement under the Optical Cable Corporation 2017 Stock Incentive Plan (incorporated herein by reference to Exhibit 10.15 of the Company’s Annual Report on Form 10-K for the period ended October 31, 2021 filed December 20, 2021). Exhibit 10.15 OPTICAL CABLE CORPORATION 2017 STOCK INCENTIVE PLAN FY [ ] RESTRICTED STOCK AWARD (Operational Performance Vesting?Company Financial Based) GRANTED TO GRANT DATE NUMBER OF SHARES GRANTED PRICE PER SHARE SOCIAL SECURITY NUMBER [NAME] [DATE] [NUMBER] N/A [ ] GRANT NUMBER VESTING AND RESTRICTION LAPSE SCHEDULE* RS-[ ]-[ ] Shares granted hereunder will vest, in accordance with and subjec
December 20, 2021	EX-13.1	Annual Report. FILED HEREWITH. Exhibit 13.1 Table of Contents Table of Contents Table of Contents OPTICAL CABLE CORPORATION Annual Report 2021 Table of Contents TABLE OF CONTENTS 3 Letter from the CEO 6 Management’s Discussion and Analysis of Financial Condition and Results of Operations 22 Consolidated Financial Statements 26 Notes to Consolidated Financial Statements 45 Report of Independent Registered Public Accounting Firm
November 5, 2021	EX-4.1	Amended and Restated Stockholder Protection Rights Agreement, dated as of November 2, 2021, between Optical Cable Corporation and American Stock Transfer & Trust Company, LLC, as rights agent (incorporated herein by reference to Exhibit 4.1 to the Company’s Form 8-A12G filed with the Commission on November 5, 2021). Exhibit 4.1 AMENDED AND RESTATED STOCKHOLDER PROTECTION RIGHTS AGREEMENT dated as of November 2, 2021 between OPTICAL CABLE CORPORATION and AMERICAN STOCK TRANSFER & TRUST COMPANY, LLC as Rights Agent Table of Contents Page ARTICLE I DEFINITIONS 2 1.1 Definitions 2 ARTICLE II THE RIGHTS 11 2.1 Summary of Rights 11 2.2 Legend on Common Stock Certificates 12 2.3 Exercise of Rights; Separation of Rig
November 5, 2021	8-A12G/A	Form 8-A/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 AMENDMENT N0. 1 TO FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 Optical Cable Corporation (Exact name of registrant as specified in its charter) Virginia 54-1237042 (State of incorporation or organization) (I.R.S. Employer Identification No
November 5, 2021	8-K	Entry into a Material Definitive Agreement, Material Modification to Rights of Security Holders Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 2, 2021 OPTICAL CABLE CORPORATION (Exact name of registrant as specified in its charter) Virginia 000-27022 54-1237042 (State or other jurisdiction of incor
September 14, 2021	8-K	Current Report Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 13, 2021 OPTICAL CABLE CORPORATION (Exact name of registrant as specified in its charter) Virginia 000-27022 54-1237042 (State or other jurisdiction of inc
September 14, 2021	EX-99.2	Transcript: OCC –Q3 2021 Earnings Conference Call - 9/13/21 10:00 AM EX-99.2 3 ex283626.htm EXHIBIT 99.2 Exhibit 99.2 Transcript: OCC –Q3 2021 Earnings Conference Call - 9/13/21 10:00 AM C O R P O R A T E P A R T I C I P A N T S Neil D. Wilkin - Optical Cable Corporation - Chairman, President & CEO Tracy G. Smith - Optical Cable Corporation - Senior VP, CFO & Corporate Secretary Aaron Palash - Joele Frank, Wilkinson Brimmer Katcher - IR P R E S E N T A T I O N Oper
September 14, 2021	EX-99.1	OPTICAL CABLE CORPORATION REPORTS THIRD QUARTER 2021 FINANCIAL RESULTS Exhibit 99.1 OPTICAL CABLE CORPORATION 5290 Concourse Drive Roanoke, VA 24019 (Nasdaq GM: OCC) www.occfiber.com AT THE COMPANY: Neil Wilkin Tracy Smith Chairman, President & CEO Senior Vice President & CFO (540) 265-0690 (540) 265-0690 [email protected] [email protected] AT JOELE FRANK, WILKINSON BRIMMER KATCHER: Andrew Siegel Aaron Palash (212) 355-4449 ext. 8627 (212) 3
September 13, 2021	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended July 31, 2021 ☐ TRANSITION REPORT PURSUANT TO S Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended July 31, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 0-27022 OPTICA
June 16, 2021	8-K	Current Report Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 14, 2021 OPTICAL CABLE CORPORATION (Exact name of registrant as specified in its charter) Virginia 000-27022 54-1237042 (State or other jurisdiction of incorpor
June 16, 2021	EX-99.2	Transcript: OCC Exhibit 99.2 Transcript: OCC ?Q2 2021 Earnings Conference Call - 6/14/21 10:00 AM C O R P O R A T E P A R T I C I P A N T S Neil D. Wilkin Optical Cable Corporation - Chairman, President & CEO Tracy G. Smith Optical Cable Corporation - Senior VP, CFO & Corporate Secretary Aaron Palash Joele Frank, Wilkinson Brimmer Katcher - IR P R E S E N T A T I O N Operator Good morning. My name is Maria, and I
June 16, 2021	EX-99.1	OPTICAL CABLE CORPORATION REPORTS SECOND QUARTER 2021 FINANCIAL RESULTS Net Sales Sequentially Increase 32.5% Exhibit 99.1 OPTICAL CABLE CORPORATION 5290 Concourse Drive Roanoke, VA 24019 (Nasdaq GM: OCC) www.occfiber.com AT THE COMPANY: Neil Wilkin Chairman, President & CEO (540) 265-0690 [email protected] Tracy Smith Senior Vice President & CFO (540) 265-0690 [email protected] AT JOELE FRANK, WILKINSON BRIMMER KATCHER: Andrew Siegel (212) 355-4449 ext. 8627 occ-jfwbk@joelefrank
June 14, 2021	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended April 30, 2021 ☐ TRANSITION REPORT PURSUANT TO Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended April 30, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 0-27022 OPTIC
May 28, 2021	SD	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD SPECIALIZED DISCLOSURE REPORT OPTICAL CABLE CORPORATION (Exact name of registrant as specified in its charter) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD SPECIALIZED DISCLOSURE REPORT OPTICAL CABLE CORPORATION (Exact name of registrant as specified in its charter) Virginia 000-27022 54-1237042 (State or other jurisdiction of incorporation or organization) (Commission File Number) (I.R.S. Employer Identification Number) 5290 Concourse Drive Roanoke, VA 24019 (Address of
May 28, 2021	EX-1.01	Exhibit 1.01 EX-1.01 2 ex253905.htm EXHIBIT 1.01 Exhibit 1.01 CONFLICT MINERALS REPORT Optical Cable Corporation (or OCC®) has performed the following due diligence measures to determine whether the 3TG minerals included in our products financed or benefited armed groups in the Democratic Republic of the Congo (“DRC”) or its adjoining countries: Step 1. Establish Strong Company Management Systems Control Syste
May 17, 2021	8-K	Current Report Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 17, 2021 OPTICAL CABLE CORPORATION (Exact name of registrant as specified in its charter) Virginia 000-27022 54-1237042 (State or other jurisdiction of incorpora
May 17, 2021	EX-99.1	OPTICAL CABLE CORPORATION AWARDED CONTRACT BY MAJOR DEFENSE CONTRACTOR FOR U.S. DEPARTMENT OF DEFENSE EX-99.1 2 ex250292.htm EXHIBIT 99.1 Exhibit 99.1 OPTICAL CABLE CORPORATION 5290 Concourse Drive Roanoke, VA 24019 (Nasdaq GM: OCC) www.occfiber.com AT THE COMPANY: Neil Wilkin Tracy Smith Chairman, President & CEO Senior Vice President & CFO (540) 265-0690 (540) 265-0690 [email protected] [email protected] AT JOELE FRANK, WILKINSON BRIMMER KATCHER: Andrew Siegel Aaron Pal
May 10, 2021	EX-99.1	OPTICAL CABLE CORPORATION AND COMMSCOPE ENTER PATENT CROSS-LICENSE AGREEMENT Exhibit 99.1 OPTICAL CABLE CORPORATION 5290 Concourse Drive Roanoke, VA 24019 (NASDAQ GM: OCC) www.occfiber.com AT THE COMPANY: Neil Wilkin Tracy Smith Chairman, President & CEO Senior Vice President & CFO (540) 265-0690 (540) 265-0690 [email protected] [email protected] AT JOELE FRANK, WILKINSON BRIMMER KATCHER: Andrew Siegel Aaron Palash (212) 355-4449 ext. 8627 (212) 3
May 10, 2021	8-K	Current Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 10, 2021 OPTICAL CABLE CORPORATION (Exact name of registrant as specified in its charter) Virginia 000-27022 54-1237042 (State or other jurisdiction of incorporation or organizati
March 31, 2021	8-K	Current Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 30, 2021 OPTICAL CABLE CORPORATION (Exact name of registrant as specified in its charter) Virginia 000-27022 54-1237042 (State or other jurisdiction of incorporation or organiza
March 16, 2021	EX-99.1	OPTICAL CABLE CORPORATION REPORTS FIRST QUARTER 2021 FINANCIAL RESULTS Exhibit 99.1 OPTICAL CABLE CORPORATION 5290 Concourse Drive Roanoke, VA 24019 (Nasdaq GM: OCC) www.occfiber.com AT THE COMPANY: Neil Wilkin Tracy Smith Chairman, President & CEO Senior Vice President & CFO (540) 265-0690 (540) 265-0690 [email protected] [email protected] AT JOELE FRANK, WILKINSON BRIMMER KATCHER: Andrew Siegel Aaron Palash (212) 355-4449 ext. 8627 (212) 3
March 16, 2021	8-K	Current Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 15, 2021 OPTICAL CABLE CORPORATION (Exact name of registrant as specified in its charter) Virginia 000-27022 54-1237042 (State or other jurisdiction of incorporation or organiza
March 16, 2021	EX-99.2	Transcript: OCC Exhibit 99.2 Transcript: OCC ?Q1 2021 Earnings Conference Call - 3/15/21 10:00 AM C O R P O R A T E P A R T I C I P A N T S Neil D. Wilkin - Optical Cable Corporation - Chairman, President & CEO Tracy G. Smith - Optical Cable Corporation - Senior VP, CFO & Corporate Secretary Aaron Palash - Joele Frank, Wilkinson Brimmer Katcher - IR P R E S E N T A T I O N Operator Good morning. My name is Laurie
March 15, 2021	10-Q	Quarterly Report - FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended January 31, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 0-27022 OPT
February 26, 2021	DEF 14A	- FORM DEF 14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitte
February 12, 2021	SC 13G/A	SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 14 )* Optical Cable Corp (Name of Issuer) Common Stock (Title of Class of Securities) 683827208 (CUSIP Number) December 31, 2020 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Sc
December 22, 2020	EX-99.2	Transcript: OCC –Q4 2020 Earnings Conference Call - 12/21/20 10:00 AM Exhibit 99.2 Transcript: OCC –Q4 2020 Earnings Conference Call - 12/21/20 10:00 AM C O R P O R A T E P A R T I C I P A N T S Neil D. Wilkin Optical Cable Corporation - Chairman, President & CEO Tracy G. Smith Optical Cable Corporation - Senior VP, CFO & Corporate Secretary C O N F E R E N C E C A L L P A R T I C I P A N T S Aaron Palash Joele Frank, Wilkinson Brimmer Katcher - IR P R E S E N T A T
December 22, 2020	EX-99.1	OPTICAL CABLE CORPORATION REPORTS FISCAL YEAR AND FOURTH QUARTER 2020 FINANCIAL RESULTS Exhibit 99.1 OPTICAL CABLE CORPORATION 5290 Concourse Drive Roanoke, VA 24019 (Nasdaq GM: OCC) www.occfiber.com AT THE COMPANY: Neil Wilkin Tracy Smith Chairman, President & CEO Senior Vice President & CFO (540) 265-0690 (540) 265-0690 [email protected] [email protected] AT JOELE FRANK, WILKINSON BRIMMER KATCHER: Andrew Siegel Aaron Palash (212) 355-4449 ext. 8627 (212) 3
December 22, 2020	8-K	- FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 21, 2020 OPTICAL CABLE CORPORATION (Exact name of registrant as specified in its charter) Virginia 000-27022 54-1237042 (State or other jurisdiction of incorporation or organ
December 21, 2020	EX-13.1	Annual Report. FILED HEREWITH. Exhibit 13.1 FORM 10-K Table of Contents Table of Contents Table of Contents OPTICAL CABLE CORPORATION Annual Report 2020 Table of Contents TABLE OF CONTENTS 3 Letter from the CEO 6 Management’s Discussion and Analysis of Financial Condition and Results of Operations 23 Consolidated Financial Statements 27 Notes to Consolidated Financial Statements 45 Report of Independent Registered Public Accoun
December 21, 2020	10-K	Annual Report - FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended October 31, 2020 Commission File Number 0-27022 OPTICAL CABLE CORPORATION (Exact name of the reg
December 21, 2020	EX-21.1	List of Subsidiaries. FILED HEREWITH. Exhibit 21.1 LIST OF SUBSIDIARIES Applied Optical Systems, Inc., incorporated in the State of Delaware. Centric Solutions LLC, organized in the State of Delaware.
September 14, 2020	EX-99.2	Transcript: OCC – Q3 2020 Earnings Conference Call - 09/10/20 10:00 AM Exhibit 99.2 Transcript: OCC – Q3 2020 Earnings Conference Call - 09/10/20 10:00 AM C O R P O R A T E P A R T I C I P A N T S Neil D. Wilkin Optical Cable Corporation - Chairman, President & CEO Tracy G. Smith Optical Cable Corporation - Senior VP, CFO & Corporate Secretary C O N F E R E N C E C A L L P A R T I C I P A N T S Aaron Palash Joele Frank, Wilkinson Brimmer Katcher - IR P R E S E N T A
September 14, 2020	8-K	Current Report Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 10, 2020 OPTICAL CABLE CORPORATION (Exact name of registrant as specified in its charter) Virginia 000-27022 54-1237042 (State or other jurisdiction of inc
September 14, 2020	EX-99.1	OPTICAL CABLE CORPORATION REPORTS THIRD QUARTER 2020 FINANCIAL RESULTS Exhibit 99.1 OPTICAL CABLE CORPORATION 5290 Concourse Drive Roanoke, VA 24019 (Nasdaq GM: OCC) www.occfiber.com AT THE COMPANY: Neil Wilkin Tracy Smith Chairman, President & CEO Senior Vice President & CFO (540) 265-0690 (540) 265-0690 [email protected] [email protected] AT JOELE FRANK, WILKINSON BRIMMER KATCHER: Andrew Siegel Aaron Palash (212) 355-4449 ext. 8627 (212) 3
September 10, 2020	10-Q	Quarterly Report - FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended July 31, 2020 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 0-27022 OPTICA
July 30, 2020	EX-4.1	Loan and Security Agreement dated July 24, 2020 by and among Optical Cable Corporation along with its subsidiaries Applied Optical Systems, Inc., and Centric Solutions LLC, and North Mill Capital LLC (now doing business as SLR Business Credit) (incorporated by reference to Exhibit 4.1 to the Company’s Current Report on Form 8-K dated July 30, 2020). Exhibit 4.1 LOAN AND SECURITY AGREEMENT THIS LOAN AND SECURITY AGREEMENT is entered into as of July 24, 2020 by and between NORTH MILL CAPITAL LLC, a Delaware limited liability company (Lender), with an office located at 821 Alexander Road, Suite 130, Princeton, New Jersey 08540 and OPTICAL CABLE CORPORATION, a Virginia corporation (Optical), with its chief executive office located at 5290 Concour
July 30, 2020	8-K	Termination of a Material Definitive Agreement - FORM 8-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 24, 2020 OPTICAL CABLE CORPORATION (Exact name of registrant as specified in its charter) Virginia 000-27022 54-1237042 (State or other jurisdiction of incorpor
July 30, 2020	EX-4.2	Revolving Credit Master Promissory Note dated July 24, 2020 by Optical Cable Corporation along with its subsidiaries Applied Optical Systems, Inc., and Centric Solutions LLC in favor of North Mill Capital LLC (now doing business as SLR Business Credit) (incorporated by reference to Exhibit 4.2 to the Company’s Current Report on Form 8-K dated July 30, 2020). Exhibit 4.2 REVOLVING CREDIT MASTER PROMISSORY NOTE $18,000,000.00 Princeton, New Jersey July 24, 2020 FOR VALUE RECEIVED, the undersigned OPTICAL CABLE CORPORATION, a Virginia corporation, APPLIED OPTICAL SYSTEMS, INC., a Delaware corporation, and CENTRIC SOLUTIONS LLC, a Delaware limited liability company (individually and collectively, "Borrower"), jointly and severally, promise to pay to the o
July 30, 2020	EX-4.3	Payoff Letter from Pinnacle Bank to North Mill Capital LLC (now doing business as SLR Business Credit) and Optical Cable Corporation (incorporated by reference to Exhibit 4.3 to the Company’s Current Report on Form 8-K dated July 30, 2020). Exhibit 4.3 Pinnacle Bank 150 3rd Avenue South Nashville, TN 37201 July 23, 2020 Optical Cable Corporation 5290 Concourse Drive Roanoke, Virginia 24019 North Mill Capital LLC 821 Alexander Road, Suite 130 Princeton, New Jersey 08540 Re: Credit Agreement dated April 26, 2016, by and between Pinnacle Bank, a Tennessee banking corporation, successor in interest through name change and merger with Ban
June 16, 2020	EX-99.1	OPTICAL CABLE CORPORATION REPORTS SECOND QUARTER 2020 FINANCIAL RESULTS Exhibit 99.1 OPTICAL CABLE CORPORATION 5290 Concourse Drive Roanoke, VA 24019 (Nasdaq GM: OCC) www.occfiber.com AT THE COMPANY: Neil Wilkin Tracy Smith Chairman, President & CEO Senior Vice President & CFO (540) 265-0690 (540) 265-0690 [email protected] [email protected] AT JOELE FRANK, WILKINSON BRIMMER KATCHER: Andrew Siegel Aaron Palash (212) 355-4449 ext. 8627 (212) 3
June 16, 2020	8-K	Current Report Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 12, 2020 OPTICAL CABLE CORPORATION (Exact name of registrant as specified in its charter) Virginia 000-27022 54-1237042 (State or other jurisdiction of incorpor
June 16, 2020	EX-99.2	Transcript: OCC –Q2 2020 Earnings Conference Call - 06/12/20 10:00 AM Exhibit 99.2 Transcript: OCC –Q2 2020 Earnings Conference Call - 06/12/20 10:00 AM C O R P O R A T E P A R T I C I P A N T S Neil D. Wilkin Optical Cable Corporation - Chairman, President & CEO Tracy G. Smith Optical Cable Corporation - Senior VP, CFO & Corporate Secretary C O N F E R E N C E C A L L P A R T I C I P A N T S Aaron Palash Joele Frank, Wilkinson Brimmer Katcher - IR P R E S E N T A T
June 12, 2020	10-Q	Quarterly Report - FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended April 30, 2020 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 0-27022 OPTIC
May 27, 2020	SD	- FORM SD UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD SPECIALIZED DISCLOSURE REPORT OPTICAL CABLE CORPORATION (Exact name of registrant as specified in its charter) Virginia 000-27022 54-1237042 (State or other jurisdiction of incorporation or organization) (Commission File Number) (I.R.S. Employer Identification Number) 5290 Concourse Drive Roanoke, VA 24019 (Address of
May 27, 2020	EX-1.01	The Conflict Minerals Report required by Item 1.01 is filed as Exhibit 1.01 to this Form SD. Exhibit 1.01 CONFLICT MINERALS REPORT Optical Cable Corporation (or OCC®) has performed the following due diligence measures to determine whether the 3TG minerals included in our products financed or benefited armed groups in the Democratic Republic of the Congo (“DRC”) or its adjoining countries: Step 1. Establish Strong Company Management Systems Control Systems OCC engages in industry-wide init
May 6, 2020	EX-4.1	Eleventh Loan Modification Agreement dated April 30, 2020 by and between Optical Cable Corporation and Pinnacle Bank (successor to merger with Bank of North Carolina) (incorporated by reference to Exhibit 4.1 to the Company’s Current Report on Form 8-K dated May 6, 2020). Exhibit 4.1 ELEVENTH LOAN MODIFICATION AGREEMENT THIS ELEVENTH LOAN MODIFICATION AGREEMENT (the “Eleventh Modification Agreement”), is made as of the 30th day of April, 2020, by and between OPTICAL CABLE CORPORATION, a Virginia corporation (the “Borrower”), and PINNACLE BANK, a Tennessee banking corporation, successor in interest through name change and by merger with Bank of North Carolina (the “
May 6, 2020	8-K	Current Report Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 30, 2020 OPTICAL CABLE CORPORATION (Exact name of registrant as specified in its charter) Virginia 000-27022 54-1237042 (State or other jurisdiction of incorpo
April 21, 2020	EX-4.2	Small Business Administration Paycheck Protection Program Loan dated April 15, 2020 by and between Optical Cable Corporation and Pinnacle Bank (successor to merger with Bank of North Carolina) (incorporated by reference to Exhibit 4.2 to the Company’s Current Report on Form 8-K dated April 21, 2020). Exhibit 4.2 U.S. Small Business Administration NOTE SBA Loan # 39860071-02 SBA Loan Name Optical Cable Corporation Date 4-13-2020 Loan Amount $ 4,981,400.00 Interest Rate 1% Borrower Optical Cable Corporation Operating Company Optical Cable Corporation Lender Pinnacle Bank 1. PROMISE TO PAY: In return for the Loan, Borrower promises to pay to the order of Lender the amount of four million nine hun
April 21, 2020	EX-4.1	Tenth Loan Modification Agreement dated April 15, 2020 by and between Optical Cable Corporation and Pinnacle Bank (successor to merger with Bank of North Carolina) (incorporated by reference to Exhibit 4.1 to the Company’s Current Report on Form 8-K dated April 21, 2020). Exhibit 4.1 TENTH LOAN MODIFICATION AGREEMENT THIS TENTH LOAN MODIFICATION AGREEMENT (the “Tenth Modification Agreement”), is made as of the 15th day of April, 2020, by and between OPTICAL CABLE CORPORATION, a Virginia corporation (the “Borrower”), and PINNACLE BANK, a Tennessee banking corporation, successor in interest through name change and by merger with Bank of North Carolina (the “Lender”).
April 21, 2020	8-K	Current Report Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 15, 2020 OPTICAL CABLE CORPORATION (Exact name of registrant as specified in its charter) Virginia 000-27022 54-1237042 (State or other jurisdiction of incorpo
April 1, 2020	8-K	Current Report Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 31, 2020 OPTICAL CABLE CORPORATION (Exact name of registrant as specified in its charter) Virginia 000-27022 54-1237042 (State or other jurisdiction of incorpo
March 17, 2020	EX-99.1	OPTICAL CABLE CORPORATION REPORTS FIRST QUARTER 2020 FINANCIAL RESULTS Exhibit 99.1 OPTICAL CABLE CORPORATION 5290 Concourse Drive Roanoke, VA 24019 (Nasdaq GM: OCC) www.occfiber.com AT THE COMPANY: Neil Wilkin Tracy Smith Chairman, President & CEO Senior Vice President & CFO (540) 265-0690 (540) 265-0690 [email protected] [email protected] AT JOELE FRANK, WILKINSON BRIMMER KATCHER: Andrew Siegel Aaron Palash (212) 355-4449 ext. 8627 (212) 3
March 17, 2020	8-K	Current Report Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 16, 2020 OPTICAL CABLE CORPORATION (Exact name of registrant as specified in its charter) Virginia 000-27022 54-1237042 (State or other jurisdiction of incorpo
March 17, 2020	EX-99.2	Transcript: OCC –Q1 2020 Earnings Conference Call - 03/16/20 10:00 AM Exhibit 99.2 Transcript: OCC –Q1 2020 Earnings Conference Call - 03/16/20 10:00 AM CORPORATE PARTICIPANTS Aaron Palash Joele Frank, Wilkinson, Brimmer, Katcher - IR Neil Wilkin Optical Cable Corporation - Chairman, President & CEO Tracy Smith Optical Cable Corporation - SVP & CFO PRESENTATION Operator Good morning. My name is Cia and I will be the conference operator today. At this time I would li
March 16, 2020	EX-4.24	Ninth Loan Modification Agreement dated March 10, 2020 by and between Optical Cable Corporation and Pinnacle Bank (successor to merger with Bank of North Carolina) (incorporated herein by reference to Exhibit 4.24 to the Company’s Quarterly Report on Form 10-Q dated March 16, 2020). Exhibit 4.24 NINTH LOAN MODIFICATION AGREEMENT THIS NINTH LOAN MODIFICATION AGREEMENT (the “Ninth Modification Agreement”), is made as of the 10th day of March, 2020, by and between OPTICAL CABLE CORPORATION, a Virginia corporation (the “Borrower”), and PINNACLE BANK, a Tennessee banking corporation, successor in interest through name change and by merger with Bank of North Carolina (the “Lender”)
March 16, 2020	10-Q	Quarterly Report - FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended January 31, 2020 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 0-27022 OPT
February 28, 2020	DEF 14A	OCC / Optical Cable Corp. DEF 14A - - FORM DEF 14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitte
February 12, 2020	SC 13G/A	OCC / Optical Cable Corp. / DIMENSIONAL FUND ADVISORS LP - SCHEDULE 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 13)* OPTICAL CABLE CORP (Name of Issuer) Common Stock (Title of Class of Securities) 683827208 (CUSIP Number) December 31, 2019 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Sch
January 28, 2020	EX-99.2	CORPORATE PARTICIPANTS Exhibit 99.2 CORPORATE PARTICIPANTS Aaron Palash Joele Frank, Wilkinson Brimmer Katcher - Director Neil D. Wilkin Optical Cable Corporation - Chairman, President & CEO Tracy G. Smith Optical Cable Corporation - Senior VP, CFO & Corporate Secretary PRESENTATION Operator Good morning. My name is Maria, and I'll be your conference operator today. At this time, I would like to welcome you to the Optic
January 28, 2020	EX-99.1	OPTICAL CABLE CORPORATION REPORTS FISCAL YEAR AND FOURTH QUARTER 2019 FINANCIAL RESULTS Exhibit 99.1 OPTICAL CABLE CORPORATION 5290 Concourse Drive Roanoke, VA 24019 (Nasdaq GM: OCC) www.occfiber.com AT THE COMPANY: Neil Wilkin Tracy Smith Chairman, President & CEO Senior Vice President & CFO (540) 265-0690 (540) 265-0690 [email protected] [email protected] AT JOELE FRANK, WILKINSON BRIMMER KATCHER: Andrew Siegel Aaron Palash (212) 355-4449 ext. 8627 (212) 3
January 28, 2020	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 27, 2020 OPTICAL CABLE CORPORATION (Exact name of registrant as specified in its charter) Virginia 000-27022 54-1237042 (State or other jurisdiction of incor
January 27, 2020	EX-4.25	Eighth Loan Modification Agreement dated January 22, 2020 by and between Optical Cable Corporation and Pinnacle Bank (successor by merger with Bank of North Carolina) (incorporated herein by reference to Exhibit 4.25 to the Company’s Annual Report on Form 10-K for the period ended October 31, 2019 filed January 27, 2020). Exhibit 4.25 EIGHTH LOAN MODIFICATION AGREEMENT THIS EIGHTH LOAN MODIFICATION AGREEMENT (the “Eighth Modification Agreement”), is made as of the 22nd day of January, 2020, by and between OPTICAL CABLE CORPORATION, a Virginia corporation (the “Borrower”), and PINNACLE BANK, a Tennessee banking corporation, successor in interest through name change and by merger with Bank of North Carolina (the “Len
January 27, 2020	EX-21.1	List of Subsidiaries. FILED HEREWITH. Exhibit 21.1 LIST OF SUBSIDIARIES Applied Optical Systems, Inc., incorporated in the State of Delaware. Centric Solutions LLC, organized in the State of Delaware.
January 27, 2020	EX-13.1	Annual Report. FILED HEREWITH. Exhibit 13.1 Table of Contents Table of Contents Table of Contents OPTICAL CABLE CORPORATION Annual Report 2019 Table of Contents TABLE OF CONTENTS 3 Letter from the CEO 6 Management’s Discussion and Analysis of Financial Condition and Results of Operations 22 Consolidated Financial Statements 26 Notes to Consolidated Financial Statements 44 Report of Independent Registered Public Accounting Firm
January 27, 2020	10-K	Annual Report - FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 ☐ For the fiscal year ended October 31, 2019 Commission File Number 0-27022 OPTICAL CABLE CORPORATION (Exact name of the registrant as specified in its charter) Virginia 54-1237042 (State or other jurisdiction of
September 18, 2019	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 16, 2019 OPTICAL CABLE CORPORATION (Exact name of registrant as specified in its charter) Virginia 000-27022 54-1237042 (State or other jurisdiction of inc
September 18, 2019	EX-99.2	Transcript: OCC –Q3 2019 Earnings Conference Call - 09/16/19 12:00 PM Exhibit 99.2 Transcript: OCC –Q3 2019 Earnings Conference Call - 09/16/19 12:00 PM C O R P O R A T E P A R T I C I P A N T S Aaron Palash Joele Frank, Wilkinson Brimmer Katcher - Director Neil D. Wilkin Optical Cable Corporation - Chairman, President & CEO Tracy G. Smith Optical Cable Corporation - Senior VP, CFO & Corporate Secretary P R E S E N T A T I O N Operator Good morning. My name is Maria
September 18, 2019	EX-99.1	OPTICAL CABLE CORPORATION REPORTS THIRD QUARTER FISCAL 2019 FINANCIAL RESULTS Exhibit 99.1 OPTICAL CABLE CORPORATION 5290 Concourse Drive Roanoke, VA 24019 (Nasdaq GM: OCC) www.occfiber.com AT THE COMPANY: Neil Wilkin Tracy Smith Chairman, President & CEO Senior Vice President & CFO (540) 265-0690 (540) 265-0690 [email protected] [email protected] AT JOELE FRANK, WILKINSON BRIMMER KATCHER: Andrew Siegel Aaron Palash (212) 355-4449 ext. 8627 (212) 3
September 16, 2019	EX-4.22	Seventh Loan Modification Agreement dated September 11, 2019 by and between Optical Cable Corporation and Pinnacle Bank (successor by merger with Bank of North Carolina) (incorporated herein by reference to Exhibit 4.22 to the Company’s Quarterly Report on Form 10-Q dated September 16, 2019). Exhibit 4.22 SEVENTH LOAN MODIFICATION AGREEMENT THIS SEVENTH LOAN MODIFICATION AGREEMENT (the “Seventh Modification Agreement”), is made as of the 11th day of September, 2019, by and between OPTICAL CABLE CORPORATION, a Virginia corporation (the “Borrower”), and PINNACLE BANK, a Tennessee banking corporation, successor in interest through name change and by merger with Bank of North Carolina (the
September 16, 2019	10-Q	Quarterly Report - FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q [ X ] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended July 31, 2019 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 0-27022
June 12, 2019	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 11, 2019 OPTICAL CABLE CORPORATION (Exact name of registrant as specified in its charter) Virginia 000-27022 54-1237042 (State or other jurisdiction of incorpor
June 12, 2019	EX-99.2	Transcript: OCC –Q2 2019 Earnings Conference Call - 06/11/19 10:00 AM Exhibit 99.2 Transcript: OCC –Q2 2019 Earnings Conference Call - 06/11/19 10:00 AM C O R P O R A T E P A R T I C I P A N T S Aaron Palash Joele Frank, Wilkinson Brimmer Katcher - Director Neil D. Wilkin Optical Cable Corporation - Chairman, President & CEO Tracy G. Smith Optical Cable Corporation - Senior VP, CFO & Corporate Secretary P R E S E N T A T I O N Operator Good morning. My name is Lori,
June 12, 2019	EX-99.1	OPTICAL CABLE CORPORATION REPORTS SECOND QUARTER FISCAL 2019 FINANCIAL RESULTS Exhibit 99.1 OPTICAL CABLE CORPORATION 5290 Concourse Drive Roanoke, VA 24019 (Nasdaq GM: OCC) www.occfiber.com AT THE COMPANY: Neil Wilkin Tracy Smith Chairman, President & CEO Senior Vice President & CFO (540) 265-0690 (540) 265-0690 [email protected] [email protected] AT JOELE FRANK, WILKINSON BRIMMER KATCHER: Andrew Siegel Aaron Palash (212) 355-4449 ext. 8627 (212) 3
June 11, 2019	10-Q	Quarterly Report - FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q [ X ] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended April 30, 2019 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 0-27022
May 28, 2019	SD	OCC / Optical Cable Corp. SD - - FORM SD UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD SPECIALIZED DISCLOSURE REPORT OPTICAL CABLE CORPORATION (Exact name of registrant as specified in its charter) Virginia 000-27022 54-1237042 (State or other jurisdiction of incorporation or organization) (Commission File Number) (I.R.S. Employer Identification Number) 5290 Concourse Drive Roanoke, VA 24019 (Address of
May 28, 2019	EX-1.01	CONFLICT MINERALS REPORT Exhibit 1.01 CONFLICT MINERALS REPORT Optical Cable Corporation (or OCC®) has performed the following due diligence measures to determine whether the 3TG minerals included in our products financed or benefited armed groups in the Democratic Republic of the Congo (“DRC”) or its adjoining countries: Step 1. Establish Strong Company Management Systems Control Systems OCC engages in industry-wide init
May 1, 2019	EX-4.1	Sixth Loan Modification Agreement dated April 30, 2019 by and between Optical Cable Corporation and Pinnacle Bank (successor by merger with Bank of North Carolina) (incorporated herein by reference to Exhibit 4.1 to the Company’s Current Report on Form 8-K dated May 1, 2019). Exhibit 4.1 SIXTH LOAN MODIFICATION AGREEMENT THIS SIXTH LOAN MODIFICATION AGREEMENT (the “Sixth Modification Agreement”), is made as of the 30th day of April, 2019, by and between OPTICAL CABLE CORPORATION, a Virginia corporation (the “Borrower”), and PINNACLE BANK, a Tennessee banking corporation, successor in interest through name change and by merger with Bank of North Carolina (the “Lender”).
May 1, 2019	8-K	Entry into a Material Definitive Agreement, Financial Statements and Exhibits Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 30, 2019 OPTICAL CABLE CORPORATION (Exact name of registrant as specified in its charter) Virginia 000-27022 54-1237042 (State or other jurisdiction of incorpo
March 27, 2019	EX-99.1	Presentation Materials from Shareholder Meeting on March 26, 2019. (FURNISHED HEREWITH) Exhibit 99.1
March 27, 2019	8-K	Regulation FD Disclosure, Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 26, 2019 OPTICAL CABLE CORPORATION (Exact name of registrant as specified in its charter) Virginia 000-27022 54-1237042 (State or other jurisdiction of incorpo
March 13, 2019	EX-99.2	Transcript: OCC –Q1 2019 Earnings Conference Call - 03/12/19 10:00 AM Exhibit 99.2 Transcript: OCC –Q1 2019 Earnings Conference Call - 03/12/19 10:00 AM CORPORATE PARTICIPANTS Andrew Siegel Joele Frank, Wilkinson Brimmer Katcher - Partner Neil D. Wilkin Optical Cable Corporation - Chairman, President & CEO Tracy G. Smith Optical Cable Corporation - Senior VP, CFO & Corporate Secretary PRESENTATION Operator Good morning. My name is Christy, and I'll be your conferenc
March 13, 2019	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 occ201903138k.htm FORM 8-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 12, 2019 OPTICAL CABLE CORPORATION (Exact name of registrant as specified in its charter) Virginia 000-27022 54-1237042 (State
March 13, 2019	EX-99.1	OPTICAL CABLE CORPORATION REPORTS FIRST QUARTER 2019 FINANCIAL RESULTS Exhibit 99.1 OPTICAL CABLE CORPORATION 5290 Concourse Drive Roanoke, VA 24019 (Nasdaq GM: OCC) www.occfiber.com AT THE COMPANY: Neil Wilkin Tracy Smith Chairman, President & CEO Senior Vice President & CFO (540) 265-0690 (540) 265-0690 [email protected] [email protected] AT JOELE FRANK, WILKINSON BRIMMER KATCHER: Andrew Siegel Aaron Palash (212) 355-4449 ext. 8627 (212) 3
March 12, 2019	10-Q	Quarterly Report - FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q [ X ] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended January 31, 2019 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 0-270
February 27, 2019	DEF 14A	OCC / Optical Cable Corp. FORM DEF 14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitte
February 14, 2019	SC 13G/A	OCC / Optical Cable Corp. / WESCHLER, R. TED Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.
February 8, 2019	SC 13G/A	OCC / Optical Cable Corp. / DIMENSIONAL FUND ADVISORS LP - SCHEDULE 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 12)* OPTICAL CABLE CORP (Name of Issuer) Common Stock (Title of Class of Securities) 683827208 (CUSIP Number) December 31, 2018 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Sch
December 20, 2018	EX-99.1	OPTICAL CABLE CORPORATION REPORTS FISCAL YEAR AND FOURTH QUARTER 2018 FINANCIAL RESULTS OCC® Achieves the Highest Annual Net Sales in Company History Double-Digit Growth in Net Sales and Gross Profit in Fiscal 2018 and the Fourth Quarter Exhibit 99.1 OPTICAL CABLE CORPORATION 5290 Concourse Drive Roanoke, VA 24019 (Nasdaq GM: OCC) www.occfiber.com AT THE COMPANY: Neil Wilkin Tracy Smith Chairman, President & CEO Senior Vice President & CFO (540) 265-0690 (540) 265-0690 [email protected] [email protected] AT JOELE FRANK, WILKINSON BRIMMER KATCHER: Andrew Siegel Aaron Palash (212) 355-4449 ext. 8627 (212) 3
December 20, 2018	EX-99.2	CORPORATE PARTICIPANTS Exhibit 99.2 CORPORATE PARTICIPANTS Andrew Siegel Joele Frank, Wilkinson Brimmer Katcher - Partner Neil D. Wilkin Optical Cable Corporation - Chairman, President & CEO Tracy G. Smith Optical Cable Corporation - Senior VP, CFO & Corporate Secretary PRESENTATION Operator Ladies and gentlemen, thank you for standing by, and welcome to the Optical Cable Corporation fourth quarter 2018 earnings confere
December 20, 2018	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 19, 2018 OPTICAL CABLE CORPORATION (Exact name of registrant as specified in its charter) Virginia 000-27022 54-1237042 (State or other jurisdiction of inco
December 19, 2018	EX-21.1	List of Subsidiaries. FILED HEREWITH. Exhibit 21.1 LIST OF SUBSIDIARIES Applied Optical Systems, Inc., incorporated in the State of Delaware. Centric Solutions LLC, organized in the State of Delaware.
December 19, 2018	EX-13.1	Table of Contents OPTICAL CABLE CORPORATION Annual Report Exhibit 13.1 Table of Contents Table of Contents Table of Contents OPTICAL CABLE CORPORATION Annual Report 2018 Table of Contents TABLE OF CONTENTS 3 Selected Consolidated Financial Information 4 Letter from the CEO 7 Management’s Discussion and Analysis of Financial Condition and Results of Operations 23 Consolidated Financial Statements 27 Notes to Consolidated Financial Statements 45 Report of
December 19, 2018	10-K	OCC / Optical Cable Corp. FORM 10-K (Annual Report) Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form 10-K ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended October 31, 2018 Commission File Number 0-27022 OPTICAL CABLE CORPORATION (Exact name of the registrant as specified in its charter) Virginia 54-1237042 (State or other jurisdiction of inco
October 17, 2018	8-K	Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 15, 2018 OPTICAL CABLE CORPORATION (Exact name of registrant as specified in its charter) Virginia 000-27022 54-1237042 (State or other jurisdiction of incorporation or organi
October 17, 2018	EX-4.1	Fifth Loan Modification Agreement dated October 15, 2018 by and between Optical Cable Corporation and Pinnacle Bank (successor by merger with Bank of North Carolina) (incorporated herein by reference to Exhibit 4.1 to the Company’s Current Report on Form 8-K dated October 17, 2018). Exhibit 4.1 FIFTH LOAN MODIFICATION AGREEMENT THIS FIFTH LOAN MODIFICATION AGREEMENT, is made as of the 15th day of October, 2018, by and between OPTICAL CABLE CORPORATION, a Virginia corporation (the “Borrower”), and PINNACLE BANK, a Tennessee banking corporation, successor in interest through name change and by merger with Bank of North Carolina (the “Lender”). RECITALS A. The Borrower and Bank
September 24, 2018	SC 13G	OCC / Optical Cable Corp. / WESCHLER, R. TED Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.
September 12, 2018	EX-99.2	Final Transcript: OCC – Q3 2018 Earning Conference Call - 09/11/18 10:00 AM Exhibit 99.2 Final Transcript: OCC – Q3 2018 Earning Conference Call - 09/11/18 10:00 AM CORPORATE PARTICIPANTS Andrew Siegel Joele Frank, Wilkinson Brimmer Katcher - Partner Neil D. Wilkin Optical Cable Corporation - Chairman, President & CEO Tracy G. Smith Optical Cable Corporation - Senior VP, CFO & Corporate Secretary PRESENTATION Operator Good morning. My name is Maria, and I will be your con
September 12, 2018	EX-99.1	OPTICAL CABLE CORPORATION REPORTS THIRD QUARTER 2018 FINANCIAL RESULTS OCC® Achieves 40.7% Increase in Net Sales and 32.4% Increase in Gross Profit during Fiscal Quarter Exhibit 99.1 OPTICAL CABLE CORPORATION 5290 Concourse Drive Roanoke, VA 24019 (Nasdaq GM: OCC) www.occfiber.com AT THE COMPANY: Neil Wilkin Tracy Smith Chairman, President & CEO Senior Vice President & CFO (540) 265-0690 (540) 265-0690 [email protected] [email protected] AT JOELE FRANK, WILKINSON BRIMMER KATCHER: Andrew Siegel Aaron Palash (212) 355-4449 ext. 8627 (212) 3
September 12, 2018	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 occ201809118k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 11, 2018 OPTICAL CABLE CORPORATION (Exact name of registrant as specified in its charter) Virginia 000-27022 54-1237042 (State or other juri
September 11, 2018	10-Q	OCC / Optical Cable Corp. FORM 10-Q (Quarterly Report) Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q [ X ] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended July 31, 2018 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 0-27022
June 12, 2018	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 occ201806128k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 11, 2018 OPTICAL CABLE CORPORATION (Exact name of registrant as specified in its charter) Virginia 000-27022 54-1237042 (State or other jurisdict
June 12, 2018	EX-99.2	Final Transcript: OCC –Q2 2018 Earning Conference Call - 06/11/18 10:00 AM Exhibit 99.2 Final Transcript: OCC –Q2 2018 Earning Conference Call - 06/11/18 10:00 AM CORPORATE PARTICIPANTS Aaron Palash - Joele Frank, Wilkinson Brimmer Katcher – Managing Director Neil D. Wilkin - Optical Cable Corporation - Chairman, CEO and President Tracy G. Smith - Optical Cable Corporation - CFO, SVP and Corporate Secretary PRESENTATION Operator Good morning. My name is Laurie, and I wil
June 12, 2018	EX-99.1	OPTICAL CABLE CORPORATION REPORTS SECOND QUARTER 2018 FINANCIAL RESULTS OCC® Achieves Record Quarterly Net Sales, 58.2% Increase in Gross Profit and EPS of 18 Cents Exhibit 99.1 OPTICAL CABLE CORPORATION 5290 Concourse Drive Roanoke, VA 24019 (Nasdaq GM: OCC) www.occfiber.com AT THE COMPANY: Neil Wilkin Tracy Smith Chairman, President & CEO Senior Vice President & CFO (540) 265-0690 (540) 265-0690 [email protected] [email protected] AT JOELE FRANK, WILKINSON BRIMMER KATCHER: Andrew Siegel Aaron Palash (212) 355-4449 ext. 8627 (212) 3
June 11, 2018	10-Q	OCC / Optical Cable Corp. FORM 10-Q (Quarterly Report) Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q [ X ] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended April 30, 2018 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 0-27022
June 11, 2018	EX-4.21	Modification of Deed of Trust, Security Agreement, and Assignment of Leases and Rents dated May 2, 2018 by and between Optical Cable Corporation (successor by merger to Superior Modular Products Incorporated) as Grantor, W. Todd Ross (in substitution of LeClairRyan) as Trustee and Pinnacle Bank (successor by merger with Bank of North Carolina) as Beneficiary, modifying that certain Deed of Trust, Security Agreement and Assignment of Leases and Rents dated May 30, 2008 (incorporated herein by reference to Exhibit 4.21 to the Company’s Quarterly Report on Form 10-Q for the second quarter ended April 30, 2018). Exhibit 4.21 Return to: Prepared by: Dennis A. Barbour, 4415 Electric Road, Roanoke, Virginia 24018 This instrument should be indexed as a “subsequent instrument,” pursuant to N.C.G.S. § 161-14.1, and is intended to modify, amend and/or supplement the following previously registered instruments: Deed of Trust recorded in Deed Book 4570, page 969, as corrected and amended by Corrected Deed of Trust
June 11, 2018	EX-4.20	Second Modification of Credit Line Deed of Trust dated May 2, 2018 by and between Optical Cable Corporation (successor by merger to Superior Modular Products Incorporated) as Grantor, W. Todd Ross (in substitution of LeClairRyan) as Trustee and Northeast Bank, successor in interest to Pinnacle Bank (successor by merger with Bank of North Carolina) as Beneficiary, modifying that certain Modification of Credit Line Deed of Trust dated April 26, 2016, which previously modified that certain Corrected Credit Line Deed of Trust dated June 4, 2008 (incorporated herein by reference to Exhibit 4.20 to the Company’s Quarterly Report on Form 10-Q for the second quarter ended April 30, 2018). Exhibit 4.20 Return to: Prepared by: Dennis A. Barbour (VSB 22144), 4415 Electric Road, Roanoke, Virginia 24018 Tax Map Parcels: 037.07-01-05.02-0000, 037.07-01-15.00-0000 & 037.07-01-15.01-0000 Recording Tax Exemption: Virginia Code Section 58.1-803(D). Amount of Original Debt: 17,000,000.00. Amount of Additional Obligation Secured hereby: $2,600,000.00. SECOND MODIFICATION OF CREDIT LINE DEED OF
May 23, 2018	SD	OCC / Optical Cable Corp. FORM SD UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD SPECIALIZED DISCLOSURE REPORT OPTICAL CABLE CORPORATION (Exact name of registrant as specified in its charter) Virginia 000-27022 54-1237042 (State or other jurisdiction of incorporation or organization) (Commission File Number) (I.R.S. Employer Identification Number) 5290 Concourse Drive Roanoke, VA 24019 (Address of
May 23, 2018	EX-1.01	CONFLICT MINERALS REPORT Exhibit 1.01 CONFLICT MINERALS REPORT Optical Cable Corporation (or OCC®) has performed the following due diligence measures to determine whether the 3TG minerals included in our products financed or benefited armed groups in the Democratic Republic of the Congo (“DRC”) or its adjoining countries: Step 1. Establish Strong Company Management Systems Control Systems OCC engages in industry-wide init
April 13, 2018	EX-4.1	Fourth Loan Modification Agreement dated April 10, 2018 by and between Optical Cable Corporation and Pinnacle Bank (successor by merger with Bank of North Carolina) (incorporated herein by reference to Exhibit 4.1 to the Company’s Current Report on Form 8-K dated April 13, 2018). Exhibit 4.1 FOURTH LOAN MODIFICATION AGREEMENT THIS FOURTH LOAN MODIFICATION AGREEMENT, is made as of the 10th day of April, 2018, by and between OPTICAL CABLE CORPORATION, a Virginia corporation (the “Borrower”), and PINNACLE BANK, a Tennessee banking corporation, successor in interest through name change and by merger with Bank of North Carolina (the “Lender”). RECITALS A. The Borrower and Bank
April 13, 2018	8-K	Entry into a Material Definitive Agreement, Financial Statements and Exhibits 8-K 1 occ201804118k.htm FORM 8-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 10, 2018 OPTICAL CABLE CORPORATION (Exact name of registrant as specified in its charter) Virginia 000-27022 54-1237042 (State
April 13, 2018	EX-4.2	Special Project Loan Agreement dated April 10, 2018 by and between Optical Cable Corporation and Pinnacle Bank (successor by merger with Bank of North Carolina) (incorporated herein by reference to Exhibit 4.2 to the Company’s Current Report on Form 8-K dated April 13, 2018). Exhibit 4.2 Special PROJECT LOAN AGREEMENT BETWEEN PINNACLE BANK AND OPTICAL CABLE CORPORATION April 10, 2018 TABLE OF CONTENTS SECTION 1. The Special Project Revolving Credit Facility 1.1. Advances Under Special Project Revolving Credit Facility 1 1.2. Procedure for Requesting Advances 2 1.3. Interest on and Principal of Advances 2 1.4. Special Project Revolving Credit Note; Use of Proceeds 2 1.5
April 13, 2018	EX-4.3	Special Project Revolving Credit Note dated April 10, 2018 by Optical Cable Corporation in favor of Pinnacle Bank (successor by merger with Bank of North Carolina) (incorporated herein by reference to Exhibit 4.3 to the Company’s Current Report on Form 8-K dated April 13, 2018). Exhibit 4.3 SPECIAL PROJECT REVOLVING CREDIT NOTE $6,000,000.00 April 10, 2018 Roanoke, Virginia FOR VALUE RECEIVED, OPTICAL CABLE CORPORATION, a Virginia corporation (the “Borrower”), hereby promises to pay to the order of PINNACLE BANK, a Tennessee banking corporation (the “Lender”), at the times and in the manner hereinafter set forth, the principal sum of SIX MILLION DOLLARS ($6,000,000.00) (t
March 28, 2018	EX-99.1	Presentation Materials from Shareholder Meeting on March 27, 2018. (FURNISHED HEREWITH) Exhibit 99.1
March 28, 2018	8-K	Regulation FD Disclosure UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 27, 2018 OPTICAL CABLE CORPORATION (Exact name of registrant as specified in its charter) Virginia 000-27022 54-1237042 (State or other jurisdiction of incorporation or organiza
March 13, 2018	EX-99.2	Transcript: OCC Exhibit 99.2 Transcript: OCC –Q1 2018 Earnings Conference Call - 03/12/18 10:00 AM CORPORATE PARTICIPANTS Aaron Palash - Joele Frank, Wilkinson Brimmer Katcher Neil D. Wilkin - Optical Cable Corporation - Chairman, CEO and President Tracy G. Smith - Optical Cable Corporation - CFO, SVP and Corporate Secretary CONFERENCE PARTICIPANTS Anthony Marchese - Private Investor PRESENTATION Operator Good mo
March 13, 2018	8-K	Current Report 8-K 1 occ201803128k.htm FORM 8-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 12, 2018 OPTICAL CABLE CORPORATION (Exact name of registrant as specified in its charter) Virginia 000-27022 54-1237042 (State
March 13, 2018	EX-99.1	OPTICAL CABLE CORPORATION REPORTS FIRST QUARTER 2018 FINANCIAL RESULTS OCC® Achieves More than 20% Increase in Net Sales; Reports Strong Sales Order Backlog Exhibit 99.1 OPTICAL CABLE CORPORATION 5290 Concourse Drive Roanoke, VA 24019 (Nasdaq GM: OCC) www.occfiber.com AT THE COMPANY: Neil Wilkin Chairman, President & CEO (540) 265-0690 [email protected] Tracy Smith Senior Vice President & CFO (540) 265-0690 [email protected] AT JOELE FRANK, WILKINSON BRIMMER KATCHER: Andrew Siegel (212) 355-4449 ext. 8627 Aaron Palash (212) 3
March 13, 2018	10-Q	OCC / Optical Cable Corp. FORM 10-Q (Quarterly Report) Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q [ X ] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended January 31, 2018 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 0-270
February 26, 2018	DEF 14A	OCC / Optical Cable Corp. FORM DEF 14A DEF 14A 1 occ20180215def14a.htm FORM DEF 14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential
February 9, 2018	SC 13G/A	OCC / Optical Cable Corp. / DIMENSIONAL FUND ADVISORS LP - SCHEDULE 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 11)* OPTICAL CABLE CORP (Name of Issuer) Common Stock (Title of Class of Securities) 683827208 (CUSIP Number) December 31, 2017 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Sch
December 21, 2017	8-K	Current Report occ201712208k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 20, 2017 OPTICAL CABLE CORPORATION (Exact name of registrant as specified in its charter) Virginia 000-27022 54-1237042 (State or other jurisdiction of inco
December 21, 2017	EX-99.1	OPTICAL CABLE CORPORATION REPORTS FOURTH QUARTER 2017 FINANCIAL RESULTS ex102349.htm Exhibit 99.1 OPTICAL CABLE CORPORATION 5290 Concourse Drive Roanoke, VA 24019 (Nasdaq GM: OCC) www.occfiber.com AT THE COMPANY: Neil Wilkin Tracy Smith Chairman, President & CEO Senior Vice President & CFO (540) 265-0690 (540) 265-0690 [email protected] [email protected] AT JOELE FRANK, WILKINSON BRIMMER KATCHER: Andrew Siegel Aaron Palash (212) 355-4449 ext.
December 21, 2017	EX-99.2	–Q4 2017 Earning Conference Call ex102350.htm Exhibit 99.2 Transcript: OCC ?Q4 2017 Earning Conference Call - 12/20/17 9:00 AM CORPORATE PARTICIPANTS Lyle Weston - Joele Frank, Wilkinson Brimmer Katcher Neil D. Wilkin - Optical Cable Corporation - Chairman, CEO and President Tracy G. Smith - Optical Cable Corporation - CFO, SVP and Corporate Secretary CONFERENCE PARTICIPANTS John Deysher, Pinnacle PRESENTATION Operator Good morni
December 20, 2017	EX-13.1	Statement regarding computation of per share earnings (incorporated by reference to note 14 of the Notes to Consolidated Financial Statements contained herein). Exhibit 13.1 Table of Contents Table of Contents OPTICAL CABLE CORPORATION Annual Report 2017 Table of Contents TABLE OF CONTENTS 3 Selected Consolidated Financial Information 4 Letter from the CEO 7 Management’s Discussion and Analysis of Financial Condition and Results of Operations 23 Consolidated Financial Statements 27 Notes to Consolidated Financial Statements 45 Reports of Independent Regis
December 20, 2017	10-K	OCC / Optical Cable Corp. FORM 10-K (Annual Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form 10-K ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended October 31, 2017 Commission File Number 0-27022 OPTICAL CABLE CORPORATION (Exact name of the registrant as specified in its charter) Virginia 54-1237042 (State or other jurisdiction of incorporation or organ
December 20, 2017	EX-21.1	List of Subsidiaries. FILED HEREWITH. EX-21.1 3 ex102007.htm EXHIBIT 21.1 Exhibit 21.1 LIST OF SUBSIDIARIES Applied Optical Systems, Inc., incorporated in the State of Delaware. Centric Solutions LLC, organized in the State of Delaware.
September 13, 2017	EX-99.2	–Q3 2017 Earning Conference Call ex99-2.htm Exhibit 99.2 Transcript: OCC ?Q3 2017 Earning Conference Call - 09/12/17 10:00 AM CORPORATE PARTICIPANTS Andrew Siegel - Joele Frank, Wilkinson Brimmer Katcher - Partner Neil D. Wilkin - Optical Cable Corporation - Chairman, CEO and President Tracy G. Smith - Optical Cable Corporation - CFO, SVP and Corporate Secretary PRESENTATION Operator Good morning. My name is Laurie and I'll be yo
September 13, 2017	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition occ201709138k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 12, 2017 OPTICAL CABLE CORPORATION (Exact name of registrant as specified in its charter) Virginia 000-27022 54-1237042 (State or other jurisdiction of inc
September 13, 2017	EX-99.1	OPTICAL CABLE CORPORATION REPORTS THIRD QUARTER 2017 FINANCIAL RESULTS ex99-1.htm Exhibit 99.1 OPTICAL CABLE CORPORATION 5290 Concourse Drive Roanoke, VA 24019 (Nasdaq GM: OCC) www.occfiber.com AT THE COMPANY: Neil Wilkin Tracy Smith Chairman, President & CEO Senior Vice President & CFO (540) 265-0690 (540) 265-0690 [email protected] [email protected] AT JOELE FRANK, WILKINSON BRIMMER KATCHER: Andrew Siegel Aaron Palash (212) 355-4449 ext. 8
September 12, 2017	10-Q	OCC / Optical Cable Corp. FORM 10-Q (Quarterly Report) occ2017073110q.htm Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q [ X ] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended July 31, 2017 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission f
June 14, 2017	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition occ201706138k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 13, 2017 OPTICAL CABLE CORPORATION (Exact name of registrant as specified in its charter) Virginia 000-27022 54-1237042 (State or other jurisdiction of incorpor
June 14, 2017	EX-99.1	OPTICAL CABLE CORPORATION REPORTS SECOND QUARTER 2017 FINANCIAL RESULTS OCC® Achieves Significant Increase in Gross Profit Compared to the Second Quarter of Fiscal 2016 ex99-1.htm Exhibit 99.1 OPTICAL CABLE CORPORATION 5290 Concourse Drive Roanoke, VA 24019 (Nasdaq GM: OCC) www.occfiber.com AT THE COMPANY: Neil Wilkin Tracy Smith Chairman, President & CEO Senior Vice President & CFO (540) 265-0690 (540) 265-0690 [email protected] [email protected] AT JOELE FRANK, WILKINSON BRIMMER KATCHER: Andrew Siegel Aaron Palash (212) 355-4449 ext. 1
June 14, 2017	EX-99.2	Final Transcript: ex99-2.htm Exhibit 99.2 Final Transcript: OCC ?Q2 2017 Earning Conference Call - 06/13/17 10:00 AM CORPORATE PARTICIPANTS Andrew Siegel - Joele Frank, Wilkinson Brimmer Katcher ? Investor Relations Neil D. Wilkin - Optical Cable Corporation - Chairman, President and Chief Executive Officer Tracy G. Smith - Optical Cable Corporation ? Senior Vice President and Chief Financial Officer PRESENTATION O
June 13, 2017	EX-10.21	Form of vesting award agreement for non-employee Board members under the Optical Cable Corporation 2017 Stock Incentive Plan (incorporated herein by reference to Exhibit 10.21 of the Company’s Quarterly Report on Form 10-Q for the period ended April 30, 2017 filed June 13, 2017). ex10-21.htm Exhibit 10.21 FORM OF OPTICAL CABLE CORPORATION 2017 STOCK INCENTIVE PLAN FY STOCK AWARD (Time Vesting) GRANTED TO GRANT DATE NUMBER OF SHARES GRANTED PRICE PER SHARE SOCIAL SECURITY NUMBER Grantee Grant Date N/A GRANT NUMBER VESTING AND RESTRICTION LAPSE SCHEDULE* shares will vest in [one year] on (such date the “Vesting Date”). OPTICAL CABLE CORPORATION and its successors and assigns
June 13, 2017	10-Q	OCC / Optical Cable Corp. FORM 10-Q (Quarterly Report) occ2017043010q.htm Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q [ X ] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended April 30, 2017 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission
May 25, 2017	SD	Optical Cable FORM SD occ20170524sd.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD SPECIALIZED DISCLOSURE REPORT OPTICAL CABLE CORPORATION (Exact name of registrant as specified in its charter) Virginia 000-27022 54-1237042 (State or other jurisdiction of incorporation or organization) (Commission File Number) (I.R.S. Employer Identification Number) 5290 Concourse Drive Roanoke, VA
May 25, 2017	EX-1.01	CONFLICT MINERALS REPORT ex1-01.htm Exhibit 1.01 CONFLICT MINERALS REPORT Optical Cable Corporation (or OCC?) has performed the following due diligence measures to determine whether the 3TG minerals included in our products financed or benefited armed groups in the Democratic Republic of the Congo (?DRC?) or its adjoining countries: Step 1. Establish Strong Company Management Systems Control Systems OCC engages in industr
April 28, 2017	8-K	Entry into a Material Definitive Agreement, Financial Statements and Exhibits occ201704278k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 27, 2017 OPTICAL CABLE CORPORATION (Exact name of registrant as specified in its charter) Virginia 000-27022 54-1237042 (State or other jurisdiction of incorpo
April 28, 2017	EX-4.1	Third Loan Modification Agreement dated April 27, 2017 by and between Optical Cable Corporation and Pinnacle Bank (successor by merger with Bank of North Carolina) (incorporated herein by reference to Exhibit 4.1 to the Company’s Current Report on Form 8-K dated April 28, 2017). ex4-1.htm Exhibit 4.1 THIRD LOAN MODIFICATION AGREEMENT THIS THIRD LOAN MODIFICATION AGREEMENT, is made as of the 27th day of April, 2017, by and between OPTICAL CABLE CORPORATION, a Virginia corporation (the ?Borrower?), and BANK OF NORTH CAROLINA, a North Carolina banking corporation (the ?Lender?). RECITALS A. The Borrower and the Lender entered into that certain Credit Agreement dated April 26
March 29, 2017	8-K	Regulation FD Disclosure, Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders occ201703298k.htm Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 28, 2017 OPTICAL CABLE CORPORATION (Exact name of registrant as specified in its charter) Virginia 000-27022 54-1237042 (State or other juris
March 29, 2017	EX-99.1	EX-99.1 ex99-1.htm Exhibit 99.1
March 28, 2017	S-8	Optical Cable FORM S-8 occ20170328s8.htm As filed with the Securities and Exchange Commission on March 28, 2017 Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM S-8 REGISTRATION STATEMENT Under THE SECURITIES ACT OF 1933 OPTICAL CABLE CORPORATION (Exact name of registrant as specified in its charter) Virginia 54-1237042 (State or other jurisdiction of incorporation or or

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