NTIOF / National Bank of Canada - SEC Filings, Annual Report, Proxy Statement

National Bank of Canada
US ˙ OTCPK ˙ CA6330671034

Basic Stats
LEI BSGEFEIOM18Y80CKCV46
CIK 926171
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis. These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to National Bank of Canada
SEC Filings (Chronological Order)
This page provides a complete, chronological list of SEC Filings, excluding ownership filings which we provide elsewhere.
February 20, 2025 425

[Materials begin on the following page] National Bank and Canadian Western Bank Announce Completion of CWB Tier 1 Capital Reorganization Not for distribution to U.S. news wire services or for dissemination in the United States

Filed by: National Bank of Canada Pursuant to Rule 425 under the Securities Act of 1933, as amended Subject Company: Canadian Western Bank Form F-80 No.

February 4, 2025 425

[Materials begin on the following page] MATERIAL CHANGE REPORT Regulation 51-102 respecting continuous disclosure obligations (Quebec) Subsection 7.1(1)(b) and Form 51-102F3

Filed by: National Bank of Canada Pursuant to Rule 425 under the Securities Act of 1933, as amended Subject Company: Canadian Western Bank Form F-80 No.

February 3, 2025 425

[Materials begin on the following page] National Bank completes acquisition of Canadian Western Bank Not for distribution to U.S. news wire services or for dissemination in the United States

Filed by: National Bank of Canada Pursuant to Rule 425 under the Securities Act of 1933, as amended Subject Company: Canadian Western Bank Form F-80 No.

October 29, 2024 EX-2.13

The financial information reported in this document is based on the unaudited interim condensed consolidated financial statements for the quarter and nine - month period ended July 31, 2024 and is prepared in accordance with International Financial R

Exhibit 2.13 The financial information reported in this document is based on the unaudited interim condensed consolidated financial statements for the quarter and nine - month period ended July 31, 2024 and is prepared in accordance with International Financial Reporting Standards (IFRS) as issued by the International Accounting Standards Board (IASB), unless otherwise indicated. IFRS represent Ca

October 29, 2024 EX-2.8

NATIONAL BANK OF CANADA CANADIAN WESTERN BANK TRANSACTION AGREEMENT June 11, 2024 TABLE OF CONTENTS

Exhibit 2.8 SEDAR+ VERSION NATIONAL BANK OF CANADA and CANADIAN WESTERN BANK TRANSACTION AGREEMENT June 11, 2024 TABLE OF CONTENTS PAGE Article 1 INTERPRETATION 1 1.1 Defined Terms 1 1.2 Certain Rules of Interpretation 19 1.3 Outside Date 21 Article 2 THE Transaction 21 2.1 Terms of Transaction 21 2.2 No Fractional Consideration 22 2.3 The Target Meeting 22 2.4 The Target Circular 23 2.5 U.S. Secu

October 29, 2024 EX-2.4

CWB reports third quarter 2024 performance

Exhibit 2.4 CWB reports third quarter 2024 performance Edmonton, August 30, 2024 – CWB Financial Group (TSX: CWB) (CWB) announced financial performance for the three and nine months ended July 31, 2024, with quarterly common shareholders’ net income of $41 million, diluted earnings per common share (EPS) of $0.43, and adjusted EPS(1) of $0.60. “Our teams delivered strong pre-tax, pre-provision inc

October 29, 2024 F-X

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM F-X APPOINTMENT OF AGENT FOR SERVICE OF PROCESS AND UNDERTAKING

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM F-X APPOINTMENT OF AGENT FOR SERVICE OF PROCESS AND UNDERTAKING A. Name of issuer or person filing (“Filer”): NATIONAL BANK OF CANADA B. (1) This is [check one] ☒ an original filing for the Filer ☐ an amended filing for the Filer (2) Check the following box if you are filing the Form F-X in paper in accordance with regula

October 29, 2024 EX-2.7

FORM 51-102F3 MATERIAL CHANGE REPORT

Exhibit 2.7 FORM 51-102F3 MATERIAL CHANGE REPORT 1. Name and Address of Company Canadian Western Bank (“CWB”) 10303 Jasper Avenue NW, Suite 3000 Edmonton, Alberta T5J 3X6 Canada 2. Date of Material Change June 11, 2024 3. News Release On June 11, 2024, CWB issued a news release with respect to the Transaction (as defined below) via Global News Wire (www.globenewswire.com). 4. Summary of Material C

October 29, 2024 EX-2.1

Annual Information Form

Exhibit 2.1 Annual Information Form Canadian Western Bank For the year ended October 31, 2023 DECEMBER 7, 2023 Contents FORWARD-LOOKING STATEMENTS 3 CORPORATE STRUCTURE 4 NAME, ADDRESS AND INCORPORATION 4 INTERCORPORATE RELATIONSHIPS 4 GENERAL DEVELOPMENT OF THE BUSINESS 4 THREE-YEAR HISTORY 4 DESCRIPTION OF THE BUSINESS 4 GENERAL 4 SUPERVISION AND REGULATION 6 RISK FACTORS 6 DIVIDENDS 7 DESCRIPTI

October 29, 2024 EX-2.3

CWB Financial Group 2023 Annual Report | 15 Management’s Discussion and Analysis This Management’s Discussion and Analysis (MD&A), dated December 7, 2023, should be read in conjunction with the audited consolidated financial statements of Canadian We

Exhibit 2.3 CWB Financial Group 2023 Annual Report | 15 Management’s Discussion and Analysis This Management’s Discussion and Analysis (MD&A), dated December 7, 2023, should be read in conjunction with the audited consolidated financial statements of Canadian Western Bank (CWB) for the year ended October 31, 2023 and the audited consolidated financial statements and MD&A for the year ended October

October 29, 2024 EX-2.10

R-1 (high)

Exhibit 2.10 National Bank of Canada / 2023 Annual Information Form DISTRIBUTION NOTICE OF THIS ANNUAL INFORMATION FORM This annual information form (the “Annual Information Form”) must be accompanied by copies of all documents incorporated herein by reference when it is provided to security holders or other interested parties. Parts of the Annual Information Form are presented in the Annual Repor

October 29, 2024 EX-2.2

Forecast

Exhibit 2.2 Consolidated Financial Statements MANAGEMENT’S RESPONSIBILITY FOR FINANCIAL REPORTING The consolidated financial statements of Canadian Western Bank (CWB) and related financial information presented in this annual report have been prepared by management who are responsible for the integrity and fair presentation of the information presented, which includes the consolidated financial st

October 29, 2024 EX-2.12

Management’s Discussion and Analysis November 30, 2023 The following Management’s Discussion and Analysis (MD&A) presents the financial condition and operating results of National Bank of Canada (the Bank). This analysis was prepared in accordance wi

Exhibit 2.12 Management’s Discussion and Analysis November 30, 2023 The following Management’s Discussion and Analysis (MD&A) presents the financial condition and operating results of National Bank of Canada (the Bank). This analysis was prepared in accordance with the requirements set out in National Instrument 51 - 102 Continuous Disclosure Obligations , released by the Canadian Securities Admin

October 29, 2024 CB

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form CB TENDER OFFER/RIGHTS OFFERING NOTIFICATION FORM

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form CB TENDER OFFER/RIGHTS OFFERING NOTIFICATION FORM Please place an X in the box(es) to designate the appropriate rule provision(s) relied upon to file this Form: Securities Act Rule 801 (Rights Offering) ☐ Securities Act Rule 802 (Exchange Offer) ☒ Exchange Act Rule 13e-4(h)(8) (Issuer Tender Offer) ☐ Exchange Act Rule 14d

October 29, 2024 EX-2.16

MATERIAL CHANGE REPORT Regulation 51-102 respecting continuous disclosure obligations (Quebec) Subsection 7.1(1)(b) and Form 51-102F3

Exhibit 2.16 MATERIAL CHANGE REPORT Regulation 51-102 respecting continuous disclosure obligations (Quebec) Subsection 7.1(1)(b) and Form 51-102F3 1. NAME AND ADDRESS OF COMPANY: NATIONAL BANK OF CANADA (“National Bank”) 800 Saint-Jacques Street Montreal, QC H3C 1A3 Canada 2. DATE OF MATERIAL CHANGE: June 11, 2024 3. NEWS RELEASE: On June 11, 2024, National Bank issued a news release with respect

October 29, 2024 EX-2.11

® NATIONAL BANK and the NATIONAL BANK logo are registered trademarks of National Bank of Canada. © NATIONAL BANK OF CANADA, 2023. All rights reserved. Any reproduction, in whole or in part, is strictly prohibited without prior written consent of Nati

Exhibit 2.11 Management’s Responsibility for Financial Reporting The consolidated financial statements of National Bank of Canada (the Bank) have been prepared in accordance with section 308(4) of the Bank Act (Canada), which states that, except as otherwise specified by the Office of the Superintendent of Financial Institutions (Canada) (OSFI), the financial statements are to be prepared in accor

October 29, 2024 EX-2.14

The following Management’s Discussion and Analysis (MD&A) presents the financial condition and operating results of National Bank of Canada (the Bank). This analysis was prepared in accordance with the requirements set out in National Instrument 51 -

Exhibit 2.14 The following Management’s Discussion and Analysis (MD&A) presents the financial condition and operating results of National Bank of Canada (the Bank). This analysis was prepared in accordance with the requirements set out in National Instrument 51 - 102, Continuous Disclosure Obligations, released by the Canadian Securities Administrators (CSA). It is based on the unaudited interim c

October 29, 2024 EX-2.5

Subordinated debentures (NVCC)

Exhibit 2.5 Management’s Discussion and Analysis This Management’s Discussion and Analysis (MD&A), dated August 29, 2024, should be read in conjunction with the interim consolidated financial statements of Canadian Western Bank (CWB) for the periods ended July 31, 2024, available on SEDAR at www.sedarplus.ca and on CWB’s website at www.cwb.com. The interim consolidated financial statements have be

October 29, 2024 EX-2.9

Canadian Western Bank Notice of Special Meeting of Common Shareholders to be held on September 3, 2024 Management Proxy Circular with respect to a proposed TRANSACTION involving CANADIAN WESTERN BANK and NATIONAL BANK OF CANADA July 12, 2024

Exhibit 2.9 These materials are important and require your immediate attention. They require common shareholders of Canadian Western Bank to make important decisions. If you are in doubt about how to make such decisions, please contact your financial, legal, tax or other professional advisors. If you are a common shareholder of Canadian Western Bank and have any questions regarding the information

October 29, 2024 EX-1.1

Canadian Western Bank Notice of Special Meeting of Holders of First Preferred Shares Series 5 (Non-Viability Contingent Capital (NVCC)) of Canadian Western Bank (“Series 5 Preferred Shareholders”) Notice of Special Meeting of Holders of First Preferr

Exhibit 1.1 These materials are important and require your immediate attention. They require holders of Canadian Western Bank’s (i) First Preferred Shares Series 5 (Non-Viability Contingent Capital (NVCC)) and (ii) First Preferred Shares Series 9 (Non-Viability Contingent Capital (NVCC)) (collectively, “CWB Preferred Shareholders”) to make important decisions. If you are in doubt about how to make

October 29, 2024 EX-2.6

Invitation to Shareholders DEAR FELLOW SHAREHOLDERS: On behalf of the Board and our team at CWB Financial Group, we are pleased to invite you to attend the 2024 annual meeting of shareholders on April 4, 2024 at 1:00 p.m. (Mountain Time). The meeting

Exhibit 2.6 Invitation to Shareholders DEAR FELLOW SHAREHOLDERS: On behalf of the Board and our team at CWB Financial Group, we are pleased to invite you to attend the 2024 annual meeting of shareholders on April 4, 2024 at 1:00 p.m. (Mountain Time). The meeting will be held in-person at The Westin Hotel in Edmonton, Alberta and details for the webcast and live audio are available on our website a

July 26, 2024 EX-3.11

MATERIAL CHANGE REPORT Regulation 51-102 respecting continuous disclosure obligations (Quebec) Subsection 7.1(1)(b) and Form 51-102F3

Exhibit 3.11 MATERIAL CHANGE REPORT Regulation 51-102 respecting continuous disclosure obligations (Quebec) Subsection 7.1(1)(b) and Form 51-102F3 1. NAME AND ADDRESS OF COMPANY: NATIONAL BANK OF CANADA (“National Bank”) 800 Saint-Jacques Street Montreal, QC H3C 1A3 Canada 2. DATE OF MATERIAL CHANGE: June 11, 2024 3. NEWS RELEASE: On June 11, 2024, National Bank issued a news release with respect

July 26, 2024 EX-3.6

Forecast

Exhibit 3.6 Consolidated Financial Statements MANAGEMENT’S RESPONSIBILITY FOR FINANCIAL REPORTING The consolidated financial statements of Canadian Western Bank (CWB) and related financial information presented in this annual report have been prepared by management who are responsible for the integrity and fair presentation of the information presented, which includes the consolidated financial st

July 26, 2024 EX-2.1

NATIONAL BANK OF CANADA CANADIAN WESTERN BANK TRANSACTION AGREEMENT June 11, 2024 TABLE OF CONTENTS

Exhibit 2.1 SEDAR+ VERSION NATIONAL BANK OF CANADA and CANADIAN WESTERN BANK TRANSACTION AGREEMENT June 11, 2024 TABLE OF CONTENTS PAGE Article 1 INTERPRETATION 1 1.1 Defined Terms 1 1.2 Certain Rules of Interpretation 19 1.3 Outside Date 21 Article 2 THE Transaction 21 2.1 Terms of Transaction 21 2.2 No Fractional Consideration 22 2.3 The Target Meeting 22 2.4 The Target Circular 23 2.5 U.S. Secu

July 26, 2024 EX-3.9

® NATIONAL BANK and the NATIONAL BANK logo are registered trademarks of National Bank of Canada. © NATIONAL BANK OF CANADA, 2023. All rights reserved. Any reproduction, in whole or in part, is strictly prohibited without prior written consent of Nati

Exhibit 3.9 Management’s Responsibility for Financial Reporting The consolidated financial statements of National Bank of Canada (the Bank) have been prepared in accordance with section 308(4) of the Bank Act (Canada), which states that, except as otherwise specified by the Office of the Superintendent of Financial Institutions (Canada) (OSFI), the financial statements are to be prepared in accord

July 26, 2024 EX-3.12

Management Proxy Circular Meetings of April 19, 2024 Notice of meeting to the annual and special meeting of the holders of common shares Notice of meeting to the special meeting of the holders of fi rst preferred shares

Exhibit 3.12 Management Proxy Circular Meetings of April 19, 2024 Notice of meeting to the annual and special meeting of the holders of common shares Notice of meeting to the special meeting of the holders of fi rst preferred shares 3 IMPORTANT DOCUMENTS Notice of meeting Informs you of the matters being submitted to a vote and where, when and how to vote. Management Proxy Circular The current doc

July 26, 2024 EX-3.5

Annual Information Form

Exhibit 3.5 Annual Information Form Canadian Western Bank For the year ended October 31, 2023 DECEMBER 7, 2023 Contents FORWARD-LOOKING STATEMENTS 3 CORPORATE STRUCTURE 4 NAME, ADDRESS AND INCORPORATION 4 INTERCORPORATE RELATIONSHIPS 4 GENERAL DEVELOPMENT OF THE BUSINESS 4 THREE-YEAR HISTORY 4 DESCRIPTION OF THE BUSINESS 4 GENERAL 4 SUPERVISION AND REGULATION 6 RISK FACTORS 6 DIVIDENDS 7 DESCRIPTI

July 26, 2024 EX-3.7

CWB Financial Group 2023 Annual Report | 15 Management’s Discussion and Analysis This Management’s Discussion and Analysis (MD&A), dated December 7, 2023, should be read in conjunction with the audited consolidated financial statements of Canadian We

Exhibit 3.7 CWB Financial Group 2023 Annual Report | 15 Management’s Discussion and Analysis This Management’s Discussion and Analysis (MD&A), dated December 7, 2023, should be read in conjunction with the audited consolidated financial statements of Canadian Western Bank (CWB) for the year ended October 31, 2023 and the audited consolidated financial statements and MD&A for the year ended October

July 26, 2024 EX-4.1

Consent of Independent Auditors

Exhibit 4.1 Consent of Independent Auditors We consent to the incorporation by reference in this Registration Statement on Form F-80 of our report dated November 30, 2023 relating to the financial statements of National Bank of Canada. /s/ Deloitte LLP Chartered Professional Accountants Montréal, Canada July 26, 2024

July 26, 2024 EX-3.4

Invitation to Shareholders DEAR FELLOW SHAREHOLDERS: On behalf of the Board and our team at CWB Financial Group, we are pleased to invite you to attend the 2024 annual meeting of shareholders on April 4, 2024 at 1:00 p.m. (Mountain Time). The meeting

Exhibit 3.4 Invitation to Shareholders DEAR FELLOW SHAREHOLDERS: On behalf of the Board and our team at CWB Financial Group, we are pleased to invite you to attend the 2024 annual meeting of shareholders on April 4, 2024 at 1:00 p.m. (Mountain Time). The meeting will be held in-person at The Westin Hotel in Edmonton, Alberta and details for the webcast and live audio are available on our website a

July 26, 2024 EX-3.10

National Bank reports its results for the Second Quarter of 2024 and raises its quarterly dividend by 4 cents to $1.10 per share

Exhibit 3.10 Report to Shareholders Second Quarter 2024 National Bank reports its results for the Second Quarter of 2024 and raises its quarterly dividend by 4 cents to $1.10 per share The financial information reported in this document is based on the unaudited interim condensed consolidated financial statements for the quarter and six-month period ended April 30, 2024 and is prepared in accordan

July 26, 2024 EX-4.2

Consent of Independent Auditors

Exhibit 4.2 Consent of Independent Auditors The Board of Directors of Canadian Western Bank We, KPMG LLP, consent to the use of our report dated December 7, 2023 on the consolidated financial statements of Canadian Western Bank (the Entity), which comprise the consolidated balance sheets as at October 31, 2023 and October 31, 2022, the consolidated statements of income, comprehensive income, chang

July 26, 2024 EX-1.5

[Remainder of page left intentionally blank. Signature page follows.]

Exhibit 1.5 SEDAR+ VERSION June 11, 2024 National Bank of Canada 800 Saint-Jacques Street Montreal, QC H3C 1A3 Canada Dear Sirs/Madams: Re: Voting Agreement I, the individual whose name is set forth on the signature page attached to this Agreement, understand that National Bank of Canada (“you”) and Canadian Western Bank (the “Target”) wish to enter into an transaction agreement dated as of the da

July 26, 2024 F-X

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM F-X APPOINTMENT OF AGENT FOR SERVICE OF PROCESS AND UNDERTAKING

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM F-X APPOINTMENT OF AGENT FOR SERVICE OF PROCESS AND UNDERTAKING A. Name of issuer or person filing (“Filer”): NATIONAL BANK OF CANADA B. (1) This is [check one] ☒ an original filing for the Filer ☐ an amended filing for the Filer (2) Check the following box if you are filing the Form F-X in paper in accordant with regulat

July 26, 2024 F-80

As filed with the U.S. Securities and Exchange Commission on July 26, 2024 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM F-80 REGISTRATION STATEMENT THE SECURITIES ACT OF 1933 NATIONAL BANK OF CANADA (Exact name of regi

As filed with the U.S. Securities and Exchange Commission on July 26, 2024 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM F-80 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 NATIONAL BANK OF CANADA (Exact name of registrant as specified in its charter) Québec 6029 (Province or other jurisdiction of incorporation or organization) (Primary Standard Industrial C

July 26, 2024 EX-3.1

CWB reports second quarter 2024 performance

Exhibit 3.1 CWB reports second quarter 2024 performance Edmonton, May 31, 2024 – CWB Financial Group (TSX: CWB) (CWB) announced financial performance for the three and six months ended April 30, 2024, with quarterly common shareholders’ net income of $76 million and adjusted earnings per common share(1) (EPS) of $0.81 both up 9% from the prior year. Pre-tax, pre-provision income(1) increased by 15

July 26, 2024 EX-4.3

CONSENT OF J.P. MORGAN SECURITIES CANADA INC.

Exhibit 4.3 CONSENT OF J.P. MORGAN SECURITIES CANADA INC. We refer to the Fairness Opinion (the “Fairness Opinion”), dated June 11, 2024, which we prepared for the board of directors and special committee of the board of directors of Canadian Western Bank (the “CWB”) in connection with the Transaction (as defined in CWB’s management proxy circular dated July 12, 2024 (“Circular”)). We consent to t

July 26, 2024 EX-3.2

Subordinated debentures (NVCC)

Exhibit 3.2 Management’s Discussion and Analysis This Management’s Discussion and Analysis (MD&A), dated May 30, 2024, should be read in conjunction with the interim consolidated financial statements of Canadian Western Bank (CWB) for the periods ended April 30, 2024, available on SEDAR at www.sedarplus.ca and on CWB’s website at www.cwb.com. The interim consolidated financial statements have been

July 26, 2024 EX-3.3

FORM 51-102F3 MATERIAL CHANGE REPORT

Exhibit 3.3 FORM 51-102F3 MATERIAL CHANGE REPORT 1. Name and Address of Company Canadian Western Bank (“CWB”) 10303 Jasper Avenue NW, Suite 3000 Edmonton, Alberta T5J 3X6 Canada 2. Date of Material Change June 11, 2024 3. News Release On June 11, 2024, CWB issued a news release with respect to the Transaction (as defined below) via Global News Wire (www.globenewswire.com). 4. Summary of Material C

July 26, 2024 EX-3.8

R-1 (high)

Exhibit 3.8 National Bank of Canada / 2023 Annual Information Form DISTRIBUTION NOTICE OF THIS ANNUAL INFORMATION FORM This annual information form (the “Annual Information Form”) must be accompanied by copies of all documents incorporated herein by reference when it is provided to security holders or other interested parties. Parts of the Annual Information Form are presented in the Annual Report

July 26, 2024 EX-1.4

EX-1.4

Exhibit 1.4

June 17, 2024 425

[Materials begin on the following page]

Filed by: National Bank of Canada Pursuant to Rule 425 under the Securities Act of 1933, as amended Subject Company: Canadian Western Bank A registration statement is expected to be filed by National Bank of Canada On June 17, 2024, National Bank of Canada (“National Bank”) first used or made available the following communication: 1.

June 13, 2024 425

[Materials begin on the following page]

Filed by: National Bank of Canada Pursuant to Rule 425 under the Securities Act of 1933, as amended Subject Company: Canadian Western Bank A registration statement is expected to be filed by National Bank of Canada On June 12, 2024, National Bank of Canada (“National Bank”) first used or made available the following communications: 1.

June 13, 2024 425

[Materials begin on the following page]

Filed by: National Bank of Canada Pursuant to Rule 425 under the Securities Act of 1933, as amended Subject Company: Canadian Western Bank A registration statement is expected to be filed by National Bank of Canada On June 11, 2024, National Bank of Canada (“National Bank”) first used or made available the following communications: 1.

June 12, 2024 425

[Materials begin below]

Filed by: National Bank of Canada Pursuant to Rule 425 under the Securities Act of 1933, as amended Subject Company: Canadian Western Bank A registration statement is expected to be filed by National Bank of Canada The following News Release was first issued by National Bank of Canada on June 11, 2024.

January 22, 2024 EX-99.1

EXHIBIT 99.1

EX-99.1 2 tm243603d1ex99-1.htm EXHIBIT 99.1 EXHIBIT 99.1 The identity and the Item 3 classification of the relevant subsidiary are: National Bank Financial Inc., which is a non-U.S. institution in accordance with §240.13d-1(b)(1)(ii)(J). The type of institution is: Broker-Dealer.

January 22, 2024 SC 13G

CA:TCN / Tricon Residential Inc. / NATIONAL BANK OF CANADA /FI/ - SC 13G Passive Investment

SC 13G 1 tm243603d1sc13g.htm SC 13G SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.) * TRICON RESIDENTIAL INC. (Name of Issuer) Common Shares (Title of Class of Securities) 89612W102 (CUSIP Number) December 31, 2023 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule

February 8, 2021 SC 13G/A

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b),(c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (Amendment No. 5)*

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b),(c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (Amendment No. 5)* SEABRIDGE GOLD INC. (Name of Issuer) Common Stock, no par value per share (Title of Class of Securities) 811916105 (CUSIP Number) December 31, 2020 (Date

January 8, 2020 SC 13G/A

SA / Seabridge Gold Inc. / NATIONAL BANK OF CANADA /FI/ - SC 13G/A Passive Investment

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b),(c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (Amendment No. 4)* SEABRIDGE GOLD INC. (Name of Issuer) Common Stock, no par value per share (Title of Class of Securities) 811916105 (CUSIP Number) December 31, 2019 (Date

January 9, 2018 SC 13G/A

SA / Seabridge Gold Inc. / NATIONAL BANK OF CANADA /FI/ - SC 13G/A Passive Investment

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b),(c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (Amendment No. 3)* SEABRIDGE GOLD INC. (Name of Issuer) Common Stock, no par value per share (Title of Class of Securities) 811916105 (CUSIP Number) December 31, 2017 (Date

February 2, 2017 SC 13G/A

SA / Seabridge Gold Inc. / NATIONAL BANK OF CANADA /FI/ - SC 13G/A Passive Investment

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b),(c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (Amendment No. 2)* SEABRIDGE GOLD INC. (Name of Issuer) Common Stock, no par value per share (Title of Class of Securities) 811916105 (CUSIP Number) December 31, 2016 (Date

February 10, 2016 SC 13G/A

SA / Seabridge Gold Inc. / NATIONAL BANK OF CANADA /FI/ - SC 13G/A Passive Investment

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b),(c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (Amendment No. 1)* SEABRIDGE GOLD INC. (Name of Issuer) Common Stock, no par value per share (Title of Class of Securities) 811916105 (CUSIP Number) December 31, 2015 (Date

January 26, 2015 SC 13G

SA / Seabridge Gold Inc. / NATIONAL BANK OF CANADA /FI/ - SC 13G Passive Investment

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b),(c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (Amendment No. )* SEABRIDGE GOLD INC. (Name of Issuer) Common Stock, no par value per share (Title of Class of Securities) 811916105 (CUSIP Number) December 31, 2014 (Date

February 13, 2009 SC 13G/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Magnetek, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) (CUSIP Number) December 31, 20

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.

February 5, 2009 SC 13G/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* DDi Corp. (Name of Issuer) Common Stock (Title of Class of Securities) (CUSIP Number) December 31, 2008 (D

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.

February 5, 2009 SC 13G/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Regent Communications, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) (CUSIP Number) De

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.

December 12, 2008 SC 13G/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Transmeta Corporation (Name of Issuer) Common Stock (Title of Class of Securities) (CUSIP Number) December

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.

December 12, 2008 SC 13G/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* LeCroy Corporation (Name of Issuer) Common Stock (Title of Class of Securities) (CUSIP Number) November 24

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.

December 12, 2008 SC 13G/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Trans World Entertainment Corporation (Name of Issuer) Common Stock (Title of Class of Securities) (CUSIP

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.

December 12, 2008 SC 13G/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Alliance Semiconductor Corporation (Name of Issuer) Common Stock (Title of Class of Securities) (CUSIP Num

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.

November 19, 2008 SC 13G

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934* Trans World Entertainment Corporation (Name of Issuer) Common Stock (Title of Class of Securities) (CUSIP Number) November 1

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934* Trans World Entertainment Corporation (Name of Issuer) Common Stock (Title of Class of Securities) 89336Q100 (CUSIP Number) November 10, 2008 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: o Rule 13d-1(b) x Rule 13d-1(c) o Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person?s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

November 19, 2008 SC 13G

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934* Alliance Semiconductor Corporation (Name of Issuer) Common Stock (Title of Class of Securities) (CUSIP Number) November 10,

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934* Alliance Semiconductor Corporation (Name of Issuer) Common Stock (Title of Class of Securities) 01877H100 (CUSIP Number) November 10, 2008 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: o Rule 13d-1(b) x Rule 13d-1(c) o Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

November 19, 2008 SC 13G

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934* Magnetek, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) (CUSIP Number) November 10, 2008 (Date of Event

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934* Magnetek, Inc.

November 19, 2008 SC 13G

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934* LeCroy Corporation (Name of Issuer) Common Stock (Title of Class of Securities) (CUSIP Number) November 10, 2008 (Date of Ev

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934* LeCroy Corporation (Name of Issuer) Common Stock (Title of Class of Securities) 52324W109 (CUSIP Number) November 10, 2008 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: o Rule 13d-1(b) x Rule 13d-1(c) o Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

November 19, 2008 SC 13G

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934* Regent Communications, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) (CUSIP Number) November 10, 2008 (D

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934* Regent Communications, Inc.

November 19, 2008 SC 13G

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934* Transmeta Corporation (Name of Issuer) Common Stock (Title of Class of Securities) (CUSIP Number) November 10, 2008 (Date of

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934* Transmeta Corporation (Name of Issuer) Common Stock (Title of Class of Securities) 89376R208 (CUSIP Number) November 10, 2008 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: o Rule 13d-1(b) x Rule 13d-1(c) o Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person?s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

November 19, 2008 SC 13G

UNITED STATES

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934* DDi Corp.

August 14, 2003 15-15D

FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934.

e15v15d UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number 333-49153 National Bank of Canada (Exact name of registrant as speci

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