Basic Stats
| CIK | 1786248 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to NexPoint Real Estate Finance, Inc.
SEC Filings (Chronological Order)
This page provides a complete, chronological list of SEC Filings, excluding ownership filings which we provide elsewhere.
| August 27, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 25, 2025 NEXPOINT REAL ESTATE FINANCE, INC. (Exact name of registrant as specified in its charter) Maryland 001-39210 84-2178264 (State or Other Jurisdiction of Incorporation) |
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| August 18, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-A For Registration of Certain Classes of Securities Pursuant to Section 12(b) or (g) of the Securities Exchange Act of 1934 NEXPOINT REAL ESTATE FINANCE, INC. (EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER) Maryland 84-2178264 (State or other jurisdiction of incorporation or organization) (I.R.S. Employer Identif |
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| August 18, 2025 |
New York Stock Exchange 11 Wall Street New York, NY 10005 Tel: +1 212.656.3000 nyse.com August 18, 2025 Chief, Information Technology Securities and Exchange Commission Division of Corporate Finance 100 F Street, NE MS 3040 Washington, DC 20549 To whom it may concern: The NYSE Texas certifies its approval for listing and registration of the Common Stock, par value $0.01 per share, of NEXPOINT REAL |
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| August 7, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2025 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001 |
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| July 31, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): July 31, 2025 NEXPOINT REAL ESTATE FINANCE, INC. (Exact Name Of Registrant As Specified In Charter) Maryland 001-39210 84-2178264 (State or Other Jurisdiction of Incorporation) (Commi |
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| July 31, 2025 |
NREF Announces Second Quarter 2025 Results, Provides Third Quarter 2025 Guidance EXHIBIT 99.1 Contact: Kristen Griffith Investor Relations [email protected] Media: [email protected] NREF Announces Second Quarter 2025 Results, Provides Third Quarter 2025 Guidance Dallas, TX, Thursday, July 31, 2025 – NexPoint Real Estate Finance, Inc. ("NREF" or the "Company") (NYSE: NREF) today reported its financial results for the quarter ended June 30, 2025. NREF reported net income att |
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| July 31, 2025 |
Presentation of NexPoint Real Estate Finance, Inc. dated July 31, 2025 Exhibit 99.2 |
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| July 28, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): July 22, 2025 NEXPOINT REAL ESTATE FINANCE, INC. (Exact Name Of Registrant As Specified In Charter) Maryland 001-39210 84-2178264 (State or Other Jurisdiction of Incorporation) (Commi |
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| May 20, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 20, 2025 NEXPOINT REAL ESTATE FINANCE, INC. (Exact Name Of Registrant As Specified In Charter) Maryland 001-39210 84-2178264 (State or Other Jurisdiction of Incorporation) (Commis |
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| May 12, 2025 |
ASSIGNMENT AND ASSUMPTION AND CO-LENDER AGREEMENT THIS ASSIGNMENT AND ASSUMPTION AND CO-LENDER AGREEMENT (this “Agreement”) is dated as of January 8, 2025 and effective as of January 2, 2025 (“Effective Date”), by and between NREF OP IV REIT SUB, LLC, a Delaware limited liability company (“NREF”), and THE OHIO STATE LIFE INSURANCE COMPANY (“OSL”). |
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| May 12, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2025 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 00 |
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| May 1, 2025 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 1, 2025 NEXPOINT REAL ESTATE FINANCE, INC. (Exact Name Of Registrant As Specified In Charter) Maryland 001-39210 84-2178264 (State or Other Jurisdiction of Incorporation) (Commiss |
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| May 1, 2025 |
NREF Announces First Quarter 2025 Results, Provides Second Quarter 2025 Guidance EXHIBIT 99.1 Contact: Kristen Griffith Investor Relations [email protected] Media: [email protected] NREF Announces First Quarter 2025 Results, Provides Second Quarter 2025 Guidance Dallas, TX, Thursday, May 01, 2025 – NexPoint Real Estate Finance, Inc. ("NREF" or the "Company") (NYSE: NREF) today reported its financial results for the quarter ended March 31, 2025. NREF reported net income att |
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| May 1, 2025 |
Presentation of NexPoint Real Estate Finance, Inc. dated May 1, 2025 Exhibit 99.2 |
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| April 2, 2025 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Definitive Proxy Statement ☐ Definitive Additional Materials ☐ Soliciting Material Pursuant to § 240. |
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| April 2, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy Statement ☒ Definitive Additional Materials ☐ Soliciting Material Pursuant to § 240. |
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| March 28, 2025 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): March 28, 2025 NEXPOINT REAL ESTATE FINANCE, INC. (Exact Name Of Registrant As Specified In Charter) Maryland 001-39210 84-2178264 (State or Other Jurisdiction of Incorporation) (Comm |
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| March 27, 2025 |
Form of Restricted Stock Units Agreement (2024) (Directors) NEXPOINT REAL ESTATE FINANCE, INC. Form of Restricted Stock Units Agreement (Directors) This RESTRICTED STOCK UNITS AGREEMENT (this “Agreement”) is made as of , 20, by and between NexPoint Real Estate Finance, Inc., a Maryland corporation (the “Company”), and (the “Grantee”). 1.Certain Definitions. Capitalized terms used, but not otherwise defined, in this Agreement will have the meanings given to |
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| March 27, 2025 |
List of Subsidiaries of the Registrant List of Subsidiaries of the Registrant Subsidiary Jurisdiction of Organization NexPoint Real Estate Finance Operating Partnership, L. |
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| March 27, 2025 |
ASSIGNMENT AND ASSUMPTION AND CO-LENDER AGREEMENT ASSIGNMENT AND ASSUMPTION AND CO-LENDER AGREEMENT THIS ASSIGNMENT AND ASSUMPTION AND CO-LENDER AGREEMENT (this “Agreement”) is dated as of January 8, 2025 and effective as of January 2, 2025 (“Effective Date”), by and between NREF OP IV REIT SUB, LLC, a Delaware limited liability company (“NREF”), and THE OHIO STATE LIFE INSURANCE COMPANY (“OSL”). |
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| March 27, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2024 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-392 |
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| March 27, 2025 |
ASSIGNMENT AND ASSUMPTION AND CO-LENDER AGREEMENT THIS ASSIGNMENT AND ASSUMPTION AND CO-LENDER AGREEMENT (this “Agreement”) is dated as of May 10, 2024, (“Effective Date”) by and among NREF OP IV REIT SUB, LLC, a Delaware limited liability company (“NREF”), THE OHIO STATE LIFE INSURANCE COMPANY (“OSL”), and NEXPOINT DIVERSIFIED REAL ESTATE TRUST OPERATING PARTNERSHIP, L. |
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| March 14, 2025 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): March 14, 2025 NEXPOINT REAL ESTATE FINANCE, INC. (Exact Name Of Registrant As Specified In Charter) Maryland 001-39210 84-2178264 (State or Other Jurisdiction of Incorporation) (Comm |
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| March 14, 2025 |
Issuer Free Writing Prospectus Issuer Free Writing Prospectus Filed Pursuant to Rule 433 Registration No. 333-276177 March 14, 2025 |
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| March 14, 2025 |
Filed Pursuant to Rule 424(b)(5) Registration No. 333-276177 PROSPECTUS SUPPLEMENT (To Prospectus dated December 29, 2023) $87,424,507 NexPoint Real Estate Finance, Inc. Common Stock and/or 8.50% Series A Cumulative Redeemable Preferred Stock Liquidation Preference $25.00 Per Share On March 15, 2022, we filed with the Securities and Exchange Commission (the “SEC”) a prospectus supplement relating |
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| March 14, 2025 |
Exhibit 1.1 AMENDMENT TO DEALER MANAGER AGREEMENT March 14, 2025 NexPoint Securities, Inc. 200 Crescent Court, Suite 700 Dallas, Texas 75201 RE: NexPoint Real Estate Finance, Inc. Ladies and Gentlemen: This Amendment to Dealer Manager Agreement, dated March 14, 2025 (the “Amendment”) amends the Dealer Manager Agreement (the “Dealer Manager Agreement”) dated November 2, 2023 by and between NexPoint |
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| March 14, 2025 |
Table of Contents Filed Pursuant to Rule 424(b)(5) Registration No. 333-276177 PROSPECTUS SUPPLEMENT (To Prospectus dated December 29, 2023) NexPoint Real Estate Finance, Inc. 9.00% Series B Cumulative Redeemable Preferred Stock (Liquidation Preference $25.00 per share of Series B Cumulative Redeemable Preferred Stock) Maximum of 7,881,334 Shares On November 2, 2023, we filed with the Securities a |
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| March 14, 2025 |
Issuer Free Writing Prospectus Issuer Free Writing Prospectus Filed Pursuant to Rule 433 Registration No. 333-276177 March 14, 2025 |
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| March 14, 2025 |
Issuer Free Writing Prospectus Issuer Free Writing Prospectus Filed Pursuant to Rule 433 Registration No. 333-276177 March 14, 2025 |
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| February 27, 2025 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): February 27, 2025 NEXPOINT REAL ESTATE FINANCE, INC. (Exact Name Of Registrant As Specified In Charter) Maryland 001-39210 84-2178264 (State or Other Jurisdiction of Incorporation) (C |
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| February 27, 2025 |
NREF Announces Fourth Quarter 2024 Results, Provides First Quarter 2025 Guidance EXHIBIT 99.1 Contact: Kristen Griffith Investor Relations [email protected] Media: [email protected] NREF Announces Fourth Quarter 2024 Results, Provides First Quarter 2025 Guidance Dallas, TX, Thursday, February 27, 2025 – NexPoint Real Estate Finance, Inc. ("NREF" or the "Company") (NYSE: NREF) today reported its financial results for the quarter ended December 31, 2024. NREF reported net in |
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| February 27, 2025 |
Presentation of NexPoint Real Estate Finance, Inc. dated February27, 2025 Exhibit 99.2 |
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| January 8, 2025 |
Entry into a Material Definitive Agreement UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): January 2, 2025 NEXPOINT REAL ESTATE FINANCE, INC. (Exact Name Of Registrant As Specified In Charter) Maryland 001-39210 84-2178264 (State or Other Jurisdiction of Incorporation) (Com |
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| December 27, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): December 24, 2024 NEXPOINT REAL ESTATE FINANCE, INC. (Exact Name Of Registrant As Specified In Charter) Maryland 001-39210 84-2178264 (State or Other Jurisdiction of Incorporation) (C |
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| November 14, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): November 8, 2024 NEXPOINT REAL ESTATE FINANCE, INC. (Exact Name Of Registrant As Specified In Charter) Maryland 001-39210 84-2178264 (State or Other Jurisdiction of Incorporation) (Co |
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| November 14, 2024 |
Exhibit 10.1 SEPARATION AGREEMENT THIS SEPARATION AGREEMENT (the “Agreement”) is made and entered into as of November 11, 2024 by and among (i) NexPoint Advisors, L.P. (the “Adviser”), (ii) NexPoint Residential Trust, Inc. (“NXRT”), (iii) NexPoint Real Estate Advisors, L.P. (the “NXRT Adviser”), (iv) NexPoint Real Estate Finance, Inc. (“NREF”), (v) NexPoint Real Estate Advisors VII, L.P. (the “NRE |
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| November 7, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2024 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Numbe |
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| October 31, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): October 31, 2024 NEXPOINT REAL ESTATE FINANCE, INC. (Exact Name Of Registrant As Specified In Charter) Maryland 001-39210 84-2178264 (State or Other Jurisdiction of Incorporation) (Co |
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| October 31, 2024 |
NREF Announces Third Quarter 2024 Results, Provides Fourth Quarter 2024 Guidance Exhibit 99.1 Contact: Kristen Griffith Investor Relations [email protected] Media: [email protected] NREF Announces Third Quarter 2024 Results, Provides Fourth Quarter 2024 Guidance Dallas, TX, October 31, 2024 – NexPoint Real Estate Finance, Inc. ("NREF" or the "Company") (NYSE: NREF) today reported its financial results for the quarter ended September 30, 2024. NREF reported net income attri |
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| October 31, 2024 |
Presentation of NexPoint Real Estate Finance, Inc. dated October 31, 2024 Exhibit 99.2 |
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| September 3, 2024 |
Filed pursuant to Rule 424(b)(5) Registration No. 333-263300 PROSPECTUS SUPPLEMENT DATED SEPTEMBER 3, 2024 (To Prospectus Dated March 14, 2022) NexPoint Real Estate Finance, Inc. 9.00% Series B Cumulative Redeemable Preferred Stock (Liquidation Preference $25.00 per share of Series B Cumulative Redeemable Preferred Stock) Maximum of 16,000,000 Shares This prospectus supplement (the “Prospectus Sup |
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| August 8, 2024 |
THIS PROMISSORY NOTE HAS NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR THE SECURITIES LAWS OF ANY STATE AND MAY NOT BE SOLD, TRANSFERRED, OR OTHERWISE DISPOSED OF EXCEPT PURSUANT TO AN EFFECTIVE REGISTRATION STATEMENT UNDER SUCH ACT AND APPLICABLE STATE SECURITIES LAWS OR PURSUANT TO AN APPLICABLE EXEMPTION FROM THE REGISTRATION REQUIREMENTS OF SUCH ACT AND LAWS. |
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| August 8, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2024 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001 |
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| August 8, 2024 |
Execution Version LOAN AGREEMENT for a loan in the amount of $10,000,000.00 MADE BY AND BETWEEN NEXPOINT REAL ESTATE FINANCE OPERATING PARTNERSHIP, L.P., 300 Crescent Court, Suite 700, Dallas, Texas 75201, as Borrower AND NEXBANK, 2515 McKinney Avenue, Suite 1100, Dallas, Texas 75201, as Lender Dated as of April 29, 2024 TABLE OF CONTENTS ARTICLE I INCORPORATION OF RECITALS AND EXHIBITS 1 1.1Incor |
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| August 1, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): August 1, 2024 NEXPOINT REAL ESTATE FINANCE, INC. (Exact Name Of Registrant As Specified In Charter) Maryland 001-39210 84-2178264 (State or Other Jurisdiction of Incorporation) (Comm |
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| August 1, 2024 |
Presentation of NexPoint Real Estate Finance, Inc. dated August 1, 2024 Exhibit 99.2 |
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| August 1, 2024 |
NREF Announces Second Quarter 2024 Results, Provides Third Quarter 2024 Guidance Exhibit 99.1 Contact: Kristen Thomas Investor Relations [email protected] Media: [email protected] NREF Announces Second Quarter 2024 Results, Provides Third Quarter 2024 Guidance Dallas, TX, August 1, 2024 – NexPoint Real Estate Finance, Inc. ("NREF" or the "Company") (NYSE: NREF) today reported its financial results for the quarter ended June 30, 2024. NREF reported net income attributable t |
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| May 14, 2024 |
THIS PROMISSORY NOTE HAS NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR THE SECURITIES LAWS OF ANY STATE AND MAY NOT BE SOLD, TRANSFERRED, OR OTHERWISE DISPOSED OF EXCEPT PURSUANT TO AN EFFECTIVE REGISTRATION STATEMENT UNDER SUCH ACT AND APPLICABLE STATE SECURITIES LAWS OR PURSUANT TO AN APPLICABLE EXEMPTION FROM THE REGISTRATION REQUIREMENTS OF SUCH ACT AND LAWS. |
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| May 14, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2024 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 00 |
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| May 10, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 7, 2024 NEXPOINT REAL ESTATE FINANCE, INC. (Exact Name Of Registrant As Specified In Charter) Maryland 001-39210 84-2178264 (State or Other Jurisdiction of Incorporation) (Commiss |
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| May 3, 2024 |
Entry into a Material Definitive Agreement UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 29, 2024 NEXPOINT REAL ESTATE FINANCE, INC. (Exact name of registrant as specified in its charter) Maryland 001-39210 84-2178264 (State or Other Jurisdiction of Incorporation) ( |
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| May 2, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 2, 2024 NEXPOINT REAL ESTATE FINANCE, INC. (Exact Name Of Registrant As Specified In Charter) Maryland 001-39210 84-2178264 (State or Other Jurisdiction of Incorporation) (Commiss |
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| May 2, 2024 |
Presentation of NexPoint Real Estate Finance, Inc. dated May 2, 2024 Exhibit 99.2 |
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| May 2, 2024 |
Exhibit 99.1 FOR IMMEDIATE RELEASE Contact: Kristen Thomas Director, Investor Relations [email protected] Media: [email protected] NREF Announces First Quarter 2024 Results, Provides Second Quarter 2024 Guidance Dallas, TX, May 2, 2024 – NexPoint Real Estate Finance, Inc. ("NREF" or the "Company") (NYSE: NREF) today reported its financial results for the quarter ended March 31, 2024. |
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| April 23, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 19, 2024 NEXPOINT REAL ESTATE FINANCE, INC. (Exact name of registrant as specified in its charter) Maryland 001-39210 84-2178264 (State or Other Jurisdiction of Incorporation) ( |
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| April 11, 2024 |
Table of contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Definitive Proxy Statement ☐ Definitive Additional Materials ☐ Soliciting Material Pursuant to § 240. |
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| April 2, 2024 |
Entry into a Material Definitive Agreement UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 31, 2024 NEXPOINT REAL ESTATE FINANCE, INC. (Exact name of registrant as specified in its charter) Maryland 001-39210 84-2178264 (State or Other Jurisdiction of Incorporation) ( |
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| March 22, 2024 |
NEXPOINT REAL ESTATE FINANCE, INC. Form of Restricted Stock Units Agreement (Directors) NEXPOINT REAL ESTATE FINANCE, INC. Form of Restricted Stock Units Agreement (Directors) This RESTRICTED STOCK UNITS AGREEMENT (this “Agreement”) is made as of , 20, by and between NexPoint Real Estate Finance, Inc., a Maryland corporation (the “Company”), and (the “Grantee”). 1.Certain Definitions. Capitalized terms used, but not otherwise defined, in this Agreement will have the meanings given to |
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| March 22, 2024 |
List of Subsidiaries of the Registrant List of Subsidiaries of the Registrant Subsidiary Jurisdiction of Organization NexPoint Real Estate Finance Operating Partnership, L. |
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| March 22, 2024 |
Form of Restricted Stock Units Agreement (Directors) NEXPOINT REAL ESTATE FINANCE, INC. Form of Restricted Stock Units Agreement (Key Employee) This RESTRICTED STOCK UNITS AGREEMENT (this “Agreement”) is made as of , 20, by and between NexPoint Real Estate Finance, Inc., a Maryland corporation (the “Company”), and (the “Grantee”). 1.Certain Definitions. Capitalized terms used, but not otherwise defined, in this Agreement will have the meanings given |
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| March 22, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-392 |
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| March 22, 2024 |
NEXPOINT REAL ESTATE FINANCE, INC. Insider Trading Policy I.Introduction The purpose of this Insider Trading Policy (this “Policy”) is to promote compliance with applicable securities laws by NexPoint Real Estate Finance, Inc. (the “Company”) and its subsidiaries and all directors, officers and employees thereof (and members of the foregoing persons’ immediate families and households), in order to |
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| February 29, 2024 |
Presentation of NexPoint Real Estate Finance, Inc. dated February 29, 2024 Exhibit 99.2 |
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| February 29, 2024 |
Exhibit 99.1 FOR IMMEDIATE RELEASE Contact: Kristen Thomas Director, Investor Relations [email protected] Media: [email protected] NREF Announces Fourth Quarter 2023 Results, Provides First Quarter 2024 Guidance Dallas, TX, February 29, 2024 – NexPoint Real Estate Finance, Inc. ("NREF" or the "Company") (NYSE: NREF) today reported its financial results for the quarter ended December 3 |
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| February 29, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): February 29, 2024 NEXPOINT REAL ESTATE FINANCE, INC. (Exact Name Of Registrant As Specified In Charter) Maryland 001-39210 84-2178264 (State or Other Jurisdiction of Incorporation) (C |
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| February 1, 2024 |
Table of Contents SCHEDULE 14C INFORMATION Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Check the appropriate box: ☐ Preliminary Information Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14c-5(d)(2)) ☒ Definitive Information Statement NexPoint Real Estate Finance, Inc. |
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| January 30, 2024 |
Exhibit 107 Calculation of Filing Fee Tables Form S-8 (Form Type) NexPoint Real Estate Finance, Inc. |
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| January 30, 2024 |
As filed with the Securities and Exchange Commission on January 29, 2024 As filed with the Securities and Exchange Commission on January 29, 2024 Registration No. |
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| January 29, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): January 26, 2024 NEXPOINT REAL ESTATE FINANCE, INC. (Exact Name Of Registrant As Specified In Charter) Maryland 001-39210 84-2178264 (State or Other Jurisdiction of Incorporation) (Co |
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| January 29, 2024 |
Exhibit 10.1 NEXPOINT REAL ESTATE FINANCE, INC. 2020 LONG TERM INCENTIVE PLAN (as amended and restated effective January 26, 2024) 1. Purpose. The purpose of this NexPoint Real Estate Finance, Inc. 2020 Long Term Incentive Plan (the “Plan”) is to enable the Company and its Affiliates and Subsidiaries to attract and retain directors, officers and other key employees and advisors and to provide to s |
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| January 18, 2024 |
Table of Contents SCHEDULE 14C INFORMATION Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Check the appropriate box: ☒ Preliminary Information Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14c-5(d)(2)) ☐ Definitive Information Statement NexPoint Real Estate Finance, Inc. |
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| January 4, 2024 |
Exhibit 3.1 Adopted as of January 3, 2024 NEXPOINT REAL ESTATE FINANCE, INC. SECOND AMENDED AND RESTATED BYLAWS ARTICLE I OFFICES Section 1. PRINCIPAL OFFICE. The principal office of NexPoint Real Estate Finance, Inc., a Maryland corporation (the “Corporation”), in the State of Maryland shall be located at such place as the Board of Directors may designate. Section 2. ADDITIONAL OFFICES. The Corpo |
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| January 4, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 -12-31 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): January 3, 2024 NEXPOINT REAL ESTATE FINANCE, INC. (Exact Name Of Registrant As Specified In Charter) Maryland 001-39210 84-2178264 (State or Other Jurisdiction of Incorporatio |
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| December 27, 2023 |
NexPoint Real Estate Finance, Inc. 300 Crescent Court, Suite 700 Dallas, TX 75201 NexPoint Real Estate Finance, Inc. 300 Crescent Court, Suite 700 Dallas, TX 75201 December 27, 2023 BY EDGAR U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Re: NexPoint Real Estate Finance, Inc. Registration Statement on Form S-3 Filed December 20, 2023 File No. 333-276177 Ladies and Gentlemen: Pursuant to Rule 461 of the rules and |
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| December 22, 2023 |
Issuer Free Writing Prospectus Issuer Free Writing Prospectus Filed Pursuant to Rule 433 Registration No. 333-263300 December 22, 2023 |
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| December 22, 2023 |
Issuer Free Writing Prospectus Issuer Free Writing Prospectus Filed Pursuant to Rule 433 Registration No. 333-263300 December 22, 2023 |
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| December 20, 2023 |
Calculation of Filing Fee Tables. Exhibit 107 Calculation of Filing Fee Tables Form S-3 (Form Type) NexPoint Real Estate Finance, Inc. |
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| December 20, 2023 |
As filed with the Securities and Exchange Commission on December 20, 2023 Table of Contents As filed with the Securities and Exchange Commission on December 20, 2023 Registration No. |
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| December 20, 2023 |
Exhibit 25.1 securities and exchange commission Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE Check if an Application to Determine Eligibility of a Trustee Pursuant to Section 305(b)(2) UMB BANK, NATIONAL ASSOCIATION (Exact name of Trustee as specified in its charter) 44-0194180 I.R.S. Employer Identific |
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| November 22, 2023 |
SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Definitive Proxy Statement ☐ Definitive Additional Materials ☐ Soliciting Material Pursuant to Sec. |
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| November 13, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2023 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Numbe |
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| November 13, 2023 |
Exhibit 10.1 SEPARATION AGREEMENT THIS SEPARATION AGREEMENT (the “Agreement”) is made and entered into as of November 9, 2023 by and among (i) NexPoint Advisors, L.P. (the “Adviser”), (ii) NexPoint Residential Trust, Inc. (“NXRT”), (iii) NexPoint Real Estate Advisors, L.P. (the “NXRT Adviser”), (iv) NexPoint Real Estate Finance, Inc. (“NREF”), (v) NexPoint Real Estate Advisors VII, L.P. (the “NREF |
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| November 7, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): November 6, 2023 NexPoint Real Estate Finance, Inc. |
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| November 7, 2023 |
Exhibit 10.1 NEXPOINT REAL ESTATE FINANCE, INC. Clawback Policy NexPoint Real Estate Finance, Inc. (the “Company”) will recover reasonably promptly the amount of erroneously awarded incentive-based compensation in the event that the Company is required to prepare an accounting restatement due to the material noncompliance of the Company with any financial reporting requirement under the securities |
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| November 6, 2023 |
Table of Contents SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy Statement ☐ Definitive Additional Materials ☐ Soliciting Material Pursuant to Sec. |
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| November 2, 2023 |
Exhibit 99.1 NexPoint Real Estate Finance, Inc. Launches $400 Million Continuous Offering of 9.0% Series B Cumulative Redeemable Preferred Stock Dallas, TX, November 2, 2023, – NexPoint Real Estate Finance, Inc. (NYSE: NREF) ("NREF" or the "Company") announced today the launch of a continuous public offering of up to 16,000,000 shares of its new designated 9.0% Series B Cumulative Redeemable Prefe |
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| November 2, 2023 |
For help completing this form, please call Investor Services at 833-697-7253 1 Exhibit 99.2 Subscription Agreement We, NexPoint Real Estate Finance, Inc., a Maryland corporation (the “Company”), are selling up to a maximum of 16,000,000 shares of Series B Cumulative Redeemable Preferred Stock (the “Share(s)”) in connection with this offering (the “Offering”). Each Share will be sold at a public offering price of $25.00 per Share and will not be certificated. This subscriptio |
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| November 2, 2023 |
Exhibit 10.1 FIRST AMENDMENT TO SECOND AMENDED AND RESTATED LIMITED PARTNERSHIP AGREEMENT OF NEXPOINT REAL ESTATE FINANCE OPERATING PARTNERSHIP, L.P. a Delaware limited partnership THIS FIRST AMENDMENT (this “Amendment”) to the Second Amended and Restated Limited Partnership Agreement of NexPoint Real Estate Finance Operating Partnership, L.P. (the “Partnership”), dated as of November 2, 2023, is |
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| November 2, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): November 2, 2023 NEXPOINT REAL ESTATE FINANCE, INC. (Exact Name Of Registrant As Specified In Charter) Maryland 001-39210 84-2178264 (State or Other Jurisdiction of Incorporation) (Co |
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| November 2, 2023 |
Table of Contents Filed Pursuant to Rule 424(b)(5) Registration No. 333-263300 PROSPECTUS SUPPLEMENT (To Prospectus dated March 14, 2022) NexPoint Real Estate Finance, Inc. 9.00% Series B Cumulative Redeemable Preferred Stock (Liquidation Preference $25.00 per share of Series B Cumulative Redeemable Preferred Stock) Maximum of 16,000,000 Shares This prospectus supplement and the accompanying prosp |
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| November 2, 2023 |
-12-31 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): November 2, 2023 NEXPOINT REAL ESTATE FINANCE, INC. (Exact Name Of Registrant As Specified In Charter) Maryland 001-39210 84-2178264 (State or Other Jurisdiction of Incorporati |
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| November 2, 2023 |
Presentation of NexPoint Real Estate Finance, Inc. dated November 2, 2023 Exhibit 99.2 |
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| November 2, 2023 |
Exhibit 99.1 FOR IMMEDIATE RELEASE Contact: Kristen Thomas Director, Investor Relations [email protected] Media: [email protected] NREF Announces Third Quarter 2023 Results, Provides Fourth Quarter 2023 Guidance Dallas, TX, November 2, 2023 – NexPoint Real Estate Finance, Inc. ("NREF" or the "Company") (NYSE: NREF) today reported its financial results for the quarter ended September 3 |
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| November 2, 2023 |
Issuer Free Writing Prospectus Issuer Free Writing Prospectus Filed Pursuant to Rule 433 Registration No. 333-263300 November 2, 2023 |
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| November 2, 2023 |
Issuer Free Writing Prospectus Issuer Free Writing Prospectus Filed Pursuant to Rule 433 Registration No. 333-263300 November 2, 2023 |
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| November 2, 2023 |
Exhibit 3.1 NEXPOINT REAL ESTATE FINANCE, INC. ARTICLES SUPPLEMENTARY 9.00% SERIES B CUMULATIVE REDEEMABLE PREFERRED STOCK NexPoint Real Estate Finance, Inc., a Maryland corporation (the “Corporation”), hereby certifies to the State Department of Assessments and Taxation of Maryland (the “SDAT”) that: FIRST: Pursuant to authority expressly vested in the Board of Directors of the Corporation (the “ |
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| November 2, 2023 |
Exhibit 1.1 NEXPOINT SECURITIES, INC. DEALER MANAGER AGREEMENT November 2, 2023 NexPoint Securities, Inc. 200 Crescent Court, Suite 700 Dallas, Texas 75201 RE: NexPoint Real Estate Finance, Inc. Ladies and Gentlemen: NexPoint Real Estate Finance, Inc. (the “Company”) is a Maryland corporation that qualified to be taxed as a real estate investment trust (a “REIT”) for federal income tax purposes be |
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| August 8, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2023 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001 |
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| July 27, 2023 |
Exhibit 99.1 FOR IMMEDIATE RELEASE Contact: Kristen Thomas Director, Investor Relations [email protected] Media: [email protected] NREF Announces Second Quarter 2023 Results, Provides Third Quarter 2023 Guidance Dallas, TX, April 27, 2023 – NexPoint Real Estate Finance, Inc. ("NREF" or the "Company") (NYSE: NREF) today reported its financial results for the quarter ended June 30, 2023 |
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| July 27, 2023 |
Presentation of NexPoint Real Estate Finance, Inc. dated July 27, 2023 Exhibit 99.2 |
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| July 27, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): July 27, 2023 NEXPOINT REAL ESTATE FINANCE, INC. (Exact Name Of Registrant As Specified In Charter) Maryland 001-39210 84-2178264 (State or Other Jurisdiction of Incorporation) (Commi |
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| May 12, 2023 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 9, 2023 NEXPOINT REAL ESTATE FINANCE, INC. (Exact Name Of Registrant As Specified In Charter) Maryland 001-39210 84-2178264 (State or Other Jurisdiction of Incorporation) (Commiss |
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| May 11, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2023 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 00 |
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| April 27, 2023 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): April 27, 2023 NEXPOINT REAL ESTATE FINANCE, INC. (Exact Name Of Registrant As Specified In Charter) Maryland 001-39210 84-2178264 (State or Other Jurisdiction of Incorporation) (Comm |
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| April 27, 2023 |
Exhibit 99.1 FOR IMMEDIATE RELEASE Contact: Kristen Thomas Director, Investor Relations [email protected] Media: [email protected] NREF Announces First Quarter 2023 Results, Provides Second Quarter 2023 Guidance, Declares Special Dividend Dallas, TX, April 27, 2023 – NexPoint Real Estate Finance, Inc. ("NREF" or the "Company") (NYSE: NREF) today reported its financial results for the |
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| April 27, 2023 |
Presentation of NexPoint Real Estate Finance, Inc. dated April 27, 2023 Exhibit 99.2 |
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| April 11, 2023 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Definitive Proxy Statement ☐ Definitive Additional Materials ☐ Soliciting Material Pursuant to § 240. |
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| March 31, 2023 |
List of Subsidiaries of the Registrant List of Subsidiaries of the Registrant Subsidiary Jurisdiction of Organization NexPoint Real Estate Finance Operating Partnership, L. |
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| March 31, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-392 |
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| March 31, 2023 |
Execution Version AMENDED AND RESTATED SPONSOR GUARANTY AGREEMENT This AMENDED AND RESTATED SPONSOR GUARANTY AGREEMENT (as amended, restated, amended and restated, supplemented or otherwise modified and in effect from time to time, this “Guaranty”) is made as of December 8, 2022, by the entities named on Schedule A (the “Guarantors” and each, a “Guarantor”), and NexPoint Storage Partners, Inc. |
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| February 27, 2023 |
Amended and Restated Bylaws of NexPoint Real Estate Finance, Inc. Exhibit 3.1 Adopted as of February 22, 2023 NEXPOINT REAL ESTATE FINANCE, INC. AMENDED AND RESTATED BYLAWS ARTICLE I OFFICES Section 1. PRINCIPAL OFFICE. The principal office of NexPoint Real Estate Finance, Inc., a Maryland corporation (the “Corporation”), in the State of Maryland shall be located at such place as the Board of Directors may designate. Section 2. ADDITIONAL OFFICES. The Corporatio |
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| February 27, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): February 22, 2023 NEXPOINT REAL ESTATE FINANCE, INC. (Exact Name Of Registrant As Specified In Charter) Maryland 001-39210 84-2178264 (State or Other Jurisdiction of Incorporation) (C |
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| February 23, 2023 |
Exhibit 99.1 FOR IMMEDIATE RELEASE Contact: Kristen Thomas Director, Investor Relations [email protected] Media: [email protected] NREF Announces Fourth Quarter and Full Year 2022 Results, Provides First Quarter 2023 Guidance, Announces Special Dividend Dallas, TX, February 23, 2023 – NexPoint Real Estate Finance, Inc. ("NREF" or the "Company") (NYSE: NREF) today reported its financia |
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| February 23, 2023 |
Presentation of NexPoint Real Estate Finance, Inc. dated February 23, 2023 Exhibit 99.2 |
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| February 23, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): February 23, 2023 NEXPOINT REAL ESTATE FINANCE, INC. (Exact Name Of Registrant As Specified In Charter) Maryland 001-39210 84-2178264 (State or Other Jurisdiction of Incorporation) (C |
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| December 28, 2022 |
Joint Filing Agreement among the Reporting Persons. EX-99.1 2 ex459306.htm EXHIBIT 99.1 Exhibit 99.1 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended, the undersigned agree to the joint filing on behalf of each of them of a Statement on Schedule 13D (including any and all amendments thereto) with respect to the Common Stock of NexPoint Real Estate Finance, Inc., and further agree that thi |
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| December 28, 2022 |
NREF / NexPoint Real Estate Finance Inc / DONDERO JAMES D - SCHEDULE 13D/A Activist Investment SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. |
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| December 23, 2022 |
Unregistered Sales of Equity Securities UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): December 23, 2022 NEXPOINT REAL ESTATE FINANCE, INC. (Exact Name Of Registrant As Specified In Charter) Maryland 001-39210 84-2178264 (State or Other Jurisdiction of Incorporation) (C |
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| December 12, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): December 8, 2022 NEXPOINT REAL ESTATE FINANCE, INC. (Exact Name Of Registrant As Specified In Charter) Maryland 001-39210 84-2178264 (State or Other Jurisdiction of Incorporation) (Co |
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| November 2, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-39210 NexPoi |
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| October 27, 2022 |
Presentation of NexPoint Real Estate Finance, Inc. dated October 27, 2022 Exhibit 99.2 |
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| October 27, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): October 27, 2022 NEXPOINT REAL ESTATE FINANCE, INC. (Exact Name Of Registrant As Specified In Charter) Maryland 001-39210 84-2178264 (State or Other Jurisdiction of Incorporation) (Co |
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| October 27, 2022 |
Exhibit 99.1 FOR IMMEDIATE RELEASE Contact: Kristen Thomas Director, Investor Relations [email protected] Media: [email protected] NREF Announces Third Quarter 2022 Results, Provides Fourth Quarter 2022 Guidance Dallas, TX, October 27, 2022, ? NexPoint Real Estate Finance, Inc. ("NREF" or the "Company") (NYSE: NREF) today reported its financial results for the quarter ended September |
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| August 5, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): August 2, 2022 NEXPOINT REAL ESTATE FINANCE, INC. (Exact Name Of Registrant As Specified In Charter) Maryland 001-39210 84-2178264 (State or Other Jurisdiction of Incorporation) (Comm |
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| August 3, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-39210 NexPoint Re |
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| July 28, 2022 |
Presentation of NexPoint Real Estate Finance, Inc. dated July 28, 2022 Exhibit 99.2 |
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| July 28, 2022 |
Exhibit 99.1 FOR IMMEDIATE RELEASE Contact: Jackie Graham Director, Investor Relations [email protected] Media: [email protected] NREF Announces Second Quarter 2022 Results, Provides Third Quarter 2022 Guidance Dallas, TX, July 28, 2022, ? NexPoint Real Estate Finance, Inc. ("NREF" or the "Company") (NYSE: NREF) today reported its financial results for the quarter ended June 30, 2022. |
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| July 28, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): July 28, 2022 NEXPOINT REAL ESTATE FINANCE, INC. (Exact Name Of Registrant As Specified In Charter) Maryland 001-39210 84-2178264 (State or Other Jurisdiction of Incorporation) (Commi |
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| May 16, 2022 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 10, 2022 NEXPOINT REAL ESTATE FINANCE, INC. (Exact Name Of Registrant As Specified In Charter) Maryland 001-39210 84-2178264 (State or Other Jurisdiction of Incorporation) (Commis |
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| May 3, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-39210 NexPoint R |
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| April 28, 2022 |
Presentation of NexPoint Real Estate Finance, Inc. dated April 28, 2022 Exhibit 99.2 |
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| April 28, 2022 |
NREF Announces First Quarter 2022 Results, Provides Second Quarter 2022 Guidance Exhibit 99.1 FOR IMMEDIATE RELEASE Contact: Jackie Graham Director, Investor Relations [email protected] Media: [email protected] NREF Announces First Quarter 2022 Results, Provides Second Quarter 2022 Guidance Dallas, TX, April 28, 2022, ? NexPoint Real Estate Finance, Inc. ("NREF" or the "Company") (NYSE: NREF) today reported its financial results for the first quarter ended March 3 |
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| April 28, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): April 28, 2022 NEXPOINT REAL ESTATE FINANCE, INC. (Exact Name Of Registrant As Specified In Charter) Maryland 001-39210 84-2178264 (State or Other Jurisdiction of Incorporation) (Comm |
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| April 8, 2022 |
DEF 14A 1 nref20220405def14a.htm FORM DEF 14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate |
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| March 15, 2022 |
Form of Equity Distribution Agreement Exhibit 1.1 NEXPOINT REAL ESTATE, INC. Shares of Common Stock (Par Value $0.01 per share) Shares of 8.50% Series A Cumulative Redeemable Preferred Stock (Par Value $0.01 per share) EQUITY DISTRIBUTION AGREEMENT Dated: March [?], 2022 i TABLE OF CONTENTS Page SECTION 1 DESCRIPTION OF SECURITIES. 1 SECTION 2 PLACEMENTS. 5 SECTION 3 SALE OF SECURITIES. 6 SECTION 4 SUSPENSION OF SALES. 7 SECTION 5 REP |
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| March 15, 2022 |
Table of Contents Filed Pursuant to Rule 424(b)(5) Registration No. 333-263300 PROSPECTUS SUPPLEMENT (To Prospectus dated March 14, 2022) $100,000,000 NexPoint Real Estate Finance, Inc. Common Stock and/or 8.50% Series A Cumulative Redeemable Preferred Stock Liquidation Preference $25.00 Per Share This prospectus supplement and the accompanying prospectus relate to the issuance and sale, from time |
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| March 15, 2022 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): March 15, 2022 NEXPOINT REAL ESTATE FINANCE, INC. (Exact Name Of Registrant As Specified In Charter) Maryland 001-39210 84-2178264 (State or Other Jurisdiction of Incorporation) (Comm |
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| March 10, 2022 |
[NexPoint Real Estate Finance, Inc. Letterhead] [NexPoint Real Estate Finance, Inc. Letterhead] March 10, 2022 BY EDGAR Securities and Exchange Commission Division of Corporation Finance 100 F. Street, N.E. Washington, D.C. 20549 Re: NexPoint Real Estate Finance, Inc. Registration Statement on Form S-3 File No. 333-263300 Ladies and Gentlemen: In accordance with Rule 461 under the Securities Act of 1933, NexPoint Real Estate Finance, Inc., a Ma |
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| March 4, 2022 |
As filed with the Securities and Exchange Commission on March 4, 2022 Table of Contents As filed with the Securities and Exchange Commission on March 4, 2022 Registration No. |
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| March 4, 2022 |
Exhibit 25.1 securities and exchange commission Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE Check if an Application to Determine Eligibility of a Trustee Pursuant to Section 305(b)(2) UMB BANK, NATIONAL ASSOCIATION (Exact name of Trustee as specified in its charter) 44-0194180 I.R.S. Employer Identific |
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| March 4, 2022 |
Calculation of Filing Fee Tables EX-FILING FEES 7 ex342943.htm EXHIBIT FILING FEES Exhibit 107 Calculation of Filing Fee Tables Form S-3 (Form Type) NexPoint Real Estate Finance, Inc. (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum |
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| February 28, 2022 |
List of Subsidiaries of the Registrant Exhibit 21.1 List of Subsidiaries of the Registrant Subsidiary Jurisdiction of Organization NexPoint Real Estate Finance Operating Partnership, L.P. Delaware NexPoint Buffalo Pointe Holdings, LLC Delaware NREF OP I, L.P. Delaware NREF OP I Holdco, LLC Delaware NREF OP I Subholdco, LLC Delaware NexPoint WLIF I Borrower, LLC Delaware NREF OP II, L.P. Delaware NREF OP II Holdco, LLC Delaware NREF OP |
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| February 28, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-392 |
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| February 17, 2022 |
NREF Announces Fourth Quarter and Full Year 2021 Results Exhibit 99.1 FOR IMMEDIATE RELEASE Contact: Jackie Graham Director, Investor Relations [email protected] Media: [email protected] NREF Announces Fourth Quarter and Full Year 2021 Results Dallas, TX, February 17, 2022, ? NexPoint Real Estate Finance, Inc. ("NREF" or the "Company") (NYSE: NREF) today reported its financial results for the fourth quarter and full year ended December 31, |
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| February 17, 2022 |
EX-99.2 3 ex327660.htm EXHIBIT 99.2 Exhibit 99.2 Cautionary Statements FORWARD LOOKING STATEMENTS This presentation contains "forward-looking statements" within the meaning of the Private Securities Litigation Reform Act of 1995 that are based on management's current expectations, assumptions and beliefs. Forward-looking statements can often be identified by words such as "anticipate", "estimate", |
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| February 17, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): February 17, 2022 NEXPOINT REAL ESTATE FINANCE, INC. (Exact Name Of Registrant As Specified In Charter) Maryland 001-39210 84-2178264 (State or Other Jurisdiction of Incorporation) (C |
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| January 25, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): January 25, 2022 NEXPOINT REAL ESTATE FINANCE, INC. (Exact Name Of Registrant As Specified In Charter) Maryland 001-39210 84-2178264 (State or Other Jurisdiction of Incorporation) (Co |
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| January 25, 2022 |
Exhibit 99.1 NexPoint Real Estate Finance, Inc. Announces Closing of $35 Million Offering of 5.75% Senior Unsecured Notes due 2026 Dallas, TX, January 25, 2022 ? NexPoint Real Estate Finance, Inc. (NYSE: NREF) (?NREF? or the ?Company?) announced today that it has closed its previously announced underwritten public offering of $35 million aggregate principal amount of its 5.75% Senior Unsecured Not |
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| January 24, 2022 |
$35,000,000 NexPoint Real Estate Finance, Inc. 5.75% Senior Notes due 2026 Table of Contents Filed Pursuant to Rule 424(b)(5) Registration No. 333-251854 PROSPECTUS SUPPLEMENT (To Prospectus dated March 31, 2021) $35,000,000 NexPoint Real Estate Finance, Inc. 5.75% Senior Notes due 2026 NexPoint Real Estate Finance, Inc. (the ?issuer? or ?NREF?) is offering $35,000,000 in aggregate principal amount of its 5.75% Senior Notes due 2026 (the ?notes?). Interest on the notes i |
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| January 24, 2022 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): January 21, 2022 NEXPOINT REAL ESTATE FINANCE, INC. (Exact Name Of Registrant As Specified In Charter) Maryland 001-39210 84-2178264 (State or Other Jurisdiction of Incorporation) (Co |
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| January 24, 2022 |
Exhibit 99.2 NexPoint Real Estate Finance, Inc. Announces Pricing of $35 million Offering of 5.75% Senior Unsecured Notes due 2026 Dallas, TX, January 21, 2022 ? NexPoint Real Estate Finance, Inc. (NYSE: NREF) (?NREF? or the ?Company?) announced today the pricing of its underwritten public offering of $35 million aggregate principal amount of its 5.75% Senior Unsecured Notes due 2026 (the ?Additio |
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| January 24, 2022 |
NexPoint Real Estate Finance, Inc. Announces Offering of Senior Unsecured Notes Exhibit 99.1 NexPoint Real Estate Finance, Inc. Announces Offering of Senior Unsecured Notes Dallas, TX January 21, 2022 ? NexPoint Real Estate Finance, Inc. (NYSE: NREF) (?NREF? or the ?Company?) announced today that it has launched an offering of its 5.75% Senior Notes due 2026 (the ?Additional Notes?). The Additional Notes are being offered as an additional issue of the Company?s existing $135 |
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| January 24, 2022 |
Exhibit 1.1 Execution Version NEXPOINT REAL ESTATE FINANCE, INC. as Issuer $35,000,000 5.75% SENIOR NOTES DUE 2026 UNDERWRITING AGREEMENT January 21, 2022 Raymond James & Associates, Inc 880 Carillon Parkway St. Petersburg, Florida 33716 As Representative of the Several Underwriters listed on Schedule I hereto Ladies and Gentlemen: NexPoint Real Estate Finance, Inc., a Maryland corporation (the ?C |
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| January 21, 2022 |
SUBJECT TO COMPLETION, DATED JANUARY 21, 2022 Table of Contents Filed Pursuant to Rule 424(b)(5) Registration No. 333-251854 The information in this preliminary prospectus supplement is not complete and may be changed. This preliminary prospectus supplement and the accompanying prospectus are not offers to sell these securities, and are not soliciting offers to buy these securities in any jurisdiction where such offer or sale is not permitted |
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| January 21, 2022 |
Issuer Free Writing Prospectus Filed Pursuant to Rule 433 Registration No. 333-251854 January 21, 2022 NexPoint Real Estate Finance, Inc. $35,000,000 5.75% Senior Notes due 2026 (the ?Notes?) January 21, 2022 Term Sheet The information in this pricing term sheet supplements the Issuer?s Preliminary Prospectus Supplement, dated January 21, 2022, and supersedes the information in the Preliminary Pro |
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| January 10, 2022 |
Unregistered Sales of Equity Securities UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): January 7, 2022 NEXPOINT REAL ESTATE FINANCE, INC. (Exact Name Of Registrant As Specified In Charter) Maryland 001-39210 84-2178264 (State or Other Jurisdiction of Incorporation) (Com |
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| January 10, 2022 |
NREF / NexPoint Real Estate Finance Inc / DONDERO JAMES D - SCHEDULE 13D/A Activist Investment SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. |
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| December 20, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): December 20, 2021 NEXPOINT REAL ESTATE FINANCE, INC. (Exact Name Of Registrant As Specified In Charter) Maryland 001-39210 84-2178264 (State or Other Jurisdiction of Incorporation) (C |
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| December 20, 2021 |
Exhibit 99.1 NexPoint Real Estate Finance, Inc. Announces Closing of $60 Million Offering of 5.75% Senior Unsecured Notes due 2026 Dallas, TX, December 20, 2021 ? NexPoint Real Estate Finance, Inc. (NYSE: NREF) (?NREF? or the ?Company?) announced today that it has closed its previously announced underwritten public offering of $60 million aggregate principal amount of its 5.75% Senior Unsecured No |
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| December 17, 2021 |
$60,000,000 NexPoint Real Estate Finance, Inc. 5.75% Senior Notes due 2026 Table of Contents Filed Pursuant to Rule 424(b)(5) Registration No. 333-251854 PROSPECTUS SUPPLEMENT (To Prospectus dated March 31, 2021) $60,000,000 NexPoint Real Estate Finance, Inc. 5.75% Senior Notes due 2026 NexPoint Real Estate Finance, Inc. (the ?issuer? or ?NREF?) is offering $60,000,000 in aggregate principal amount of its 5.75% Senior Notes due 2026 (the ?notes?). Interest on the notes i |
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| December 17, 2021 |
Exhibit 1.1 NEXPOINT REAL ESTATE FINANCE, INC. as Issuer $60,000,000 5.75% SENIOR NOTES DUE 2026 UNDERWRITING AGREEMENT December 16, 2021 Raymond James & Associates, Inc 880 Carillon Parkway St. Petersburg, Florida 33716 As Representative of the Several Underwriters listed on Schedule I hereto Ladies and Gentlemen: NexPoint Real Estate Finance, Inc., a Maryland corporation (the ?Company?), which i |
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| December 17, 2021 |
NexPoint Real Estate Finance, Inc. Announces Offering of Senior Unsecured Notes Exhibit 99.1 NexPoint Real Estate Finance, Inc. Announces Offering of Senior Unsecured Notes Dallas, TX December, 16, 2021 ? NexPoint Real Estate Finance, Inc. (NYSE: NREF) (?NREF? or the ?Company?) announced today that it has launched an offering of its 5.75% Senior Notes due 2026 (the ?Additional Notes?). The Additional Notes are being offered as an additional issue of the Company?s existing $75 |
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| December 17, 2021 |
Issuer Free Writing Prospectus Filed Pursuant to Rule 433 Registration No. 333- 251854 December 16, 2021 NexPoint Real Estate Finance, Inc. $60,000,000 5.75% Senior Notes due 2026 (the ?Notes?) December 16, 2021 Term Sheet The information in this pricing term sheet supplements the Issuer?s Preliminary Prospectus Supplement, dated December 16, 2021, and supersedes the information in the Preliminary |
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| December 17, 2021 |
EX-99.2 4 d270985dex992.htm EX-99.2 Exhibit 99.2 NexPoint Real Estate Finance, Inc. Announces Pricing of $60 million Offering of 5.75% Senior Unsecured Notes due 2026 Dallas, TX, December 16, 2021 – NexPoint Real Estate Finance, Inc. (NYSE: NREF) (“NREF” or the “Company”) announced today the pricing of its underwritten public offering of $60 million aggregate principal amount of its 5.75% Senior U |
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| December 17, 2021 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): December 16, 2021 NEXPOINT REAL ESTATE FINANCE, INC. (Exact Name Of Registrant As Specified In Charter) Maryland 001-39210 84-2178264 (State or Other Jurisdiction of Incorporation) (C |
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| December 16, 2021 |
SUBJECT TO COMPLETION, DATED DECEMBER 16, 2021 Table of Contents Filed Pursuant to Rule 424(b)(5) Registration No. 333-251854 The information in this preliminary prospectus supplement is not complete and may be changed. This preliminary prospectus supplement and the accompanying prospectus are not offers to sell these securities, and are not soliciting offers to buy these securities in any jurisdiction where such offer or sale is not permitted |
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| December 16, 2021 |
Termination of a Material Definitive Agreement UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): December 16, 2021 NEXPOINT REAL ESTATE FINANCE, INC. (Exact Name Of Registrant As Specified In Charter) Maryland 001-39210 84-2178264 (State or Other Jurisdiction of Incorporation) (C |
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| November 9, 2021 |
Exhibit 10.5 SECOND AMENDMENT TO MANAGEMENT AGREEMENT This Second Amendment to Management Agreement (this ?Amendment?) is entered into as of November 3, 2021 by and among NexPoint Real Estate Finance, Inc., a Maryland corporation (the ?Company?), and NexPoint Real Estate Advisors VII, L.P., a Delaware limited partnership (the ?Manager?). All capitalized terms used herein and not otherwise defined |
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| November 9, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-39210 NexPoi |
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| November 4, 2021 |
NREF Announces Third Quarter 2021 Results Exhibit 99.1 FOR IMMEDIATE RELEASE Contact: Jackie Graham Director, Investor Relations [email protected] NREF Announces Third Quarter 2021 Results Dallas, TX, November 4, 2021, ? NexPoint Real Estate Finance, Inc. ("NREF" or the "Company") (NYSE: NREF) today reported its financial results for the quarter ended September 30, 2021. NREF reported net income of $25.2 million, or $1.17 per diluted c |
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| November 4, 2021 |
Presentation of NexPoint Real Estate Finance, Inc. dated November 4, 2021 Exhibit 99.2 |
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| November 4, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): November 4, 2021 NEXPOINT REAL ESTATE FINANCE, INC. (Exact Name Of Registrant As Specified In Charter) Maryland 001-39210 84-2178264 (State or Other Jurisdiction of Incorporation) (Co |
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| September 10, 2021 |
NREF / NexPoint Real Estate Finance Inc / DONDERO JAMES D - SCHEDULE 13D/A Activist Investment SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. |
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| September 9, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): September 8, 2021 NEXPOINT REAL ESTATE FINANCE, INC. (Exact Name Of Registrant As Specified In Charter) Maryland 001-39210 84-2178264 (State or Other Jurisdiction of Incorporation) (C |
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| September 9, 2021 |
Exhibit 10.1 SECOND AMENDED AND RESTATED LIMITED PARTNERSHIP AGREEMENT OF NEXPOINT REAL ESTATE FINANCE OPERATING PARTNERSHIP, L.P. a Delaware limited partnership THE SECURITIES EVIDENCED HEREBY HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE ?SECURITIES ACT?), OR THE SECURITIES LAWS OF ANY STATE AND MAY NOT BE SOLD, TRANSFERRED OR OTHERWISE DISPOSED OF IN THE ABSENCE OF |
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| September 9, 2021 |
Exhibit 10.3 SECOND AMENDED AND RESTATED LIMITED PARTNERSHIP AGREEMENT OF NREF OP II, L.P. a Delaware limited partnership THE SECURITIES EVIDENCED HEREBY HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE ?SECURITIES ACT?), OR THE SECURITIES LAWS OF ANY STATE AND MAY NOT BE SOLD, TRANSFERRED OR OTHERWISE DISPOSED OF IN THE ABSENCE OF SUCH REGISTRATION, UNLESS THE TRANSFEROR |
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| September 9, 2021 |
Exhibit 10.4 SECOND AMENDED AND RESTATED LIMITED PARTNERSHIP AGREEMENT OF NREF OP IV, L.P. a Delaware limited partnership THE SECURITIES EVIDENCED HEREBY HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE ?SECURITIES ACT?), OR THE SECURITIES LAWS OF ANY STATE AND MAY NOT BE SOLD, TRANSFERRED OR OTHERWISE DISPOSED OF IN THE ABSENCE OF SUCH REGISTRATION, UNLESS THE TRANSFEROR |
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| September 9, 2021 |
Exhibit 10.2 SECOND AMENDED AND RESTATED LIMITED PARTNERSHIP AGREEMENT OF NREF OP I, L.P. a Delaware limited partnership THE SECURITIES EVIDENCED HEREBY HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE ?SECURITIES ACT?), OR THE SECURITIES LAWS OF ANY STATE AND MAY NOT BE SOLD, TRANSFERRED OR OTHERWISE DISPOSED OF IN THE ABSENCE OF SUCH REGISTRATION, UNLESS THE TRANSFEROR |
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| August 23, 2021 |
August 23, 2021 BY EDGAR Jeffrey Lewis Office of Real Estate and Construction United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, NE Washington, DC 20549 Re: NexPoint Real Estate Finance, Inc. |
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| August 20, 2021 |
Exhibit 1.1 2,000,000 Shares NEXPOINT REAL ESTATE FINANCE, INC. Common Stock UNDERWRITING AGREEMENT August 18, 2021 Raymond James & Associates, Inc. 880 Carillon Parkway St. Petersburg, Florida 33716 As Representative of the Several Underwriters listed on Schedule I hereto Ladies and Gentlemen: NexPoint Real Estate Finance, Inc., a Maryland corporation (the ?Company?), which is externally managed |
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| August 20, 2021 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): August 18, 2021 NEXPOINT REAL ESTATE FINANCE, INC. (Exact Name Of Registrant As Specified In Charter) Maryland 001-39210 84-2178264 (State or Other Jurisdiction of Incorporation) (Com |
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| August 20, 2021 |
NexPoint Real Estate Finance, Inc. Announces Pricing of Public Offering of Common Stock Exhibit 99.1 NexPoint Real Estate Finance, Inc. Announces Pricing of Public Offering of Common Stock Dallas, TX, August 18, 2021 ? NexPoint Real Estate Finance, Inc. (NYSE: NREF) (?NREF? or the ?Company?) announced today that it has priced its previously announced underwritten public offering of 2,000,000 shares of its common stock at a price to the public of $21.00 per share. The offering is expe |
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| August 19, 2021 |
2,000,000 Shares NexPoint Real Estate Finance, Inc. Common Stock Table of Contents Filed Pursuant to Rule 424(b)(5) Registration No. 333-251854 PROSPECTUS SUPPLEMENT (To Prospectus dated March 31, 2021) 2,000,000 Shares NexPoint Real Estate Finance, Inc. Common Stock NexPoint Real Estate Finance, Inc. (the “Company” or “NREF”) is offering 2,000,000 shares of its common stock, par value $0.01 per share. NREF is a commercial mortgage real estate investment trust, |
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| August 17, 2021 |
SUBJECT TO COMPLETION, DATED AUGUST 17, 2021 424B5 1 nref20210817424b5.htm FORM 424B5 Table of Contents Filed Pursuant to Rule 424(b)(5) Registration No. 333-251854 The information in this preliminary prospectus supplement is not complete and may be changed. This preliminary prospectus supplement and the accompanying prospectus are not offers to sell these securities, and are not soliciting offers to buy these securities in any jurisdiction |
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| August 6, 2021 |
August 6, 2021 BY EDGAR Jeffrey Lewis Office of Real Estate and Construction United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, NE Washington, DC 20549 Re: NexPoint Real Estate Finance, Inc. |
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| August 3, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-39210 NexPoint Re |
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| August 3, 2021 |
Exhibit 10.1 LOAN AND SECURITY AGREEMENT Dated as of July 12, 2019 NEXPOINT WLIF I BORROWER, LLC, NEXPOINT WLIF II BORROWER, LLC and NEXPOINT WLIF III BORROWER, LLC, as Borrower and FEDERAL HOME LOAN MORTGAGE CORPORATION, as Lender TABLE OF CONTENTS Page SECTION 1. DEFINITIONS AND ACCOUNTING MATTERS. 1 1.01 Certain Defined Terms 1 1.02 Accounting Terms and Determinations 20 SECTION 2. TERMS OF THE |
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| July 29, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): July 29, 2021 NEXPOINT REAL ESTATE FINANCE, INC. (Exact Name Of Registrant As Specified In Charter) Maryland 001-39210 84-2178264 (State or Other Jurisdiction of Incorporation) (Commi |
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| July 29, 2021 |
NREF Announces Second Quarter 2021 Results, Deploys $164.8M Across 7 New Investments Exhibit 99.1 FOR IMMEDIATE RELEASE Contact: Jackie Graham Investor Relations [email protected] 833.463.6697 NREF Announces Second Quarter 2021 Results, Deploys $164.8M Across 7 New Investments Dallas, TX, July 29, 2021, ? NexPoint Real Estate Finance, Inc. ("NREF" or the "Company") (NYSE: NREF) today reported its financial results for the quarter ended June 30, 2021. Reported net income of $12. |
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| July 29, 2021 |
Presentation of NexPoint Real Estate Finance, Inc. dated July 29, 2021 Exhibit 99.2 |
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| May 13, 2021 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 11, 2021 NEXPOINT REAL ESTATE FINANCE, INC. (Exact Name Of Registrant As Specified In Charter) Maryland 001-39210 84-2178264 (State or Other Jurisdiction of Incorporation) (Commis |
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| May 4, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy Statement ? Definitive Additional Materials ? Soliciting Material Pursuant to ? 240. |
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| May 4, 2021 |
Amended and Restated Bylaws of NexPoint Real Estate Finance, Inc. Exhibit 4.1 Adopted as of May 4, 2021 NEXPOINT REAL ESTATE FINANCE, INC. AMENDED AND RESTATED BYLAWS ARTICLE I OFFICES Section 1. PRINCIPAL OFFICE. The principal office of NexPoint Real Estate Finance, Inc., a Maryland corporation (the ?Corporation?), in the State of Maryland shall be located at such place as the Board of Directors may designate. Section 2. ADDITIONAL OFFICES. The Corporation may |
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| May 4, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 4, 2021 NEXPOINT REAL ESTATE FINANCE, INC. (Exact Name Of Registrant As Specified In Charter) Maryland 001-39210 84-2178264 (State or Other Jurisdiction of Incorporation) (Commiss |
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| April 30, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-39210 NexPoint R |
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| April 29, 2021 |
Presentation of NexPoint Real Estate Finance, Inc. dated April 29, 2021 Exhibit 99.2 |
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| April 29, 2021 |
NEXPOINT REAL ESTATE FINANCE, INC. REPORTS FIRST QUARTER 2021 RESULTS Exhibit 99.1 FOR IMMEDIATE RELEASE Contact: Investor Relations Jackie Graham [email protected] 833.463.6697 NEXPOINT REAL ESTATE FINANCE, INC. REPORTS FIRST QUARTER 2021 RESULTS Dallas, TX, April 29, 2021 ? NexPoint Real Estate Finance, Inc. (?NREF? or the ?Company?) (NYSE: NREF) today reported financial results for the first quarter ended March 31, 2021. NREF issued a presentation of its first |
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| April 29, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): April 29, 2021 NEXPOINT REAL ESTATE FINANCE, INC. (Exact Name Of Registrant As Specified In Charter) Maryland 001-39210 84-2178264 (State or Other Jurisdiction of Incorporation) (Comm |
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| April 22, 2021 |
DEFA14A 1 nref20210422defa14a.htm FORM DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Prelimina |
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| April 20, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): April 20, 2021 NEXPOINT REAL ESTATE FINANCE, INC. (Exact Name Of Registrant As Specified In Charter) Maryland 001-39210 84-2178264 (State or Other Jurisdiction of Incorporation) (Comm |
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| April 20, 2021 |
Exhibit 99.1 NexPoint Real Estate Finance, Inc. Announces Closing of $75 million Offering of 5.75% Senior Unsecured Notes due 2026 Dallas, TX, April 20, 2021 ? NexPoint Real Estate Finance, Inc. (NYSE: NREF) (?NREF? or the ?Company?) announced today that it has closed its previously announced underwritten public offering of $75 million aggregate principal amount of its 5.75% Senior Unsecured Notes |
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| April 20, 2021 |
First Supplemental Indenture, dated April 20, 2021, between the Company and the Trustee Exhibit 4.1 NEXPOINT REAL ESTATE FINANCE, INC. as Issuer, and UMB BANK, National Association as Trustee 5.75% SENIOR NOTES DUE 2026 FIRST SUPPLEMENTAL INDENTURE Dated as of April 20, 2021 TO THE INDENTURE Dated as of April 13, 2021 TABLE OF CONTENTS Page ARTICLE I RELATION TO BASE INDENTURE; DEFINITIONS; INTERPRETATION 1 SECTION 1.1 Relation to Base Indenture 1 SECTION 1.2 Incorporation by Referen |
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| April 15, 2021 |
$75,000,000 NexPoint Real Estate Finance, Inc. 5.75% Senior Notes due 2026 Table of Contents Filed Pursuant to Rule 424(b)(5) Registration No. 333-251854 PROSPECTUS SUPPLEMENT (To Prospectus dated March 31, 2021) $75,000,000 NexPoint Real Estate Finance, Inc. 5.75% Senior Notes due 2026 NexPoint Real Estate Finance, Inc. (the ?issuer? or ?NREF?) is offering $75,000,000 in aggregate principal amount of its 5.75% Senior Notes due 2026 (the ?notes?). Interest on the notes i |
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| April 15, 2021 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): April 13, 2021 NEXPOINT REAL ESTATE FINANCE, INC. (Exact Name Of Registrant As Specified In Charter) Maryland 001-39210 84-2178264 (State or Other Jurisdiction of Incorporation) (Comm |
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| April 15, 2021 |
Exhibit 99.1 NexPoint Real Estate Finance, Inc. Announces Pricing of $75 million Offering of 5.75% Senior Unsecured Notes due 2026 Dallas, TX, April 13, 2021 ? NexPoint Real Estate Finance, Inc. (NYSE: NREF) (?NREF? or the ?Company?) announced today the pricing of its underwritten public offering of $75 million aggregate principal amount of its 5.75% Senior Unsecured Notes due 2026 (the ?Notes?). |
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| April 15, 2021 |
Exhibit 1.1 Execution Version NEXPOINT REAL ESTATE FINANCE, INC. as Issuer $75,000,000 5.75% SENIOR NOTES DUE 2026 UNDERWRITING AGREEMENT April 13, 2021 Raymond James & Associates, Inc 880 Carillon Parkway St. Petersburg, Florida 33716 As Representative of the Several Underwriters listed on Schedule I hereto Ladies and Gentlemen: NexPoint Real Estate Finance, Inc., a Maryland corporation (the ?Com |
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| April 13, 2021 |
SUBJECT TO COMPLETION, DATED APRIL 13, 2021 Table of Contents Filed Pursuant to Rule 424(b)(5) Registration No. 333-251854 The information in this preliminary prospectus supplement is not complete and may be changed. This preliminary prospectus supplement and the accompanying prospectus are not offers to sell these securities, and are not soliciting offers to buy these securities in any jurisdiction where such offer or sale is not permitted |
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| April 13, 2021 |
Indenture, dated April 13, 2021, by and between the Company and UMB Bank, National Association Exhibit 4.1 NEXPOINT REAL ESTATE FINANCE, INC., Issuer AND UMB BANK, NATIONAL ASSOCIATION, Trustee INDENTURE Dated as of April 13, 2021 Senior Debt Securities Table of Contents Page ARTICLE 1 DEFINITIONS 1 Section 1.01 Definitions of Terms 1 ARTICLE 2 ISSUE, DESCRIPTION, TERMS, EXECUTION, REGISTRATION AND EXCHANGE OF SECURITIES 3 Section 2.01 Designation and Terms of Securities 3 Section 2.02 Form |
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| April 13, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): April 13, 2021 NEXPOINT REAL ESTATE FINANCE, INC. (Exact Name Of Registrant As Specified In Charter) Maryland 001-39210 84-2178264 (State or Other Jurisdiction of Incorporation) (Comm |
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| April 13, 2021 |
SFR Underlying Portfolio Information Exhibit 99.2 SFR Underlying Portfolio Information Our portfolio consists of senior pooled mortgage loans backed by single family rental properties (the ?SFR Loans?), the junior most bonds of multifamily commercial mortgage-backed securities (?CMBS?) securitizations (?CMBS B-Piece?), CMBS interest only strips (?CMBS I/O Strips?), mezzanine loans, preferred equity investments, and a common stock inv |
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| April 13, 2021 |
Issuer Free Writing Prospectus Filed Pursuant to Rule 433 Registration No. 333- 251854 April 13, 2021 NexPoint Real Estate Finance, Inc. $75,000,000 5.75% Senior Notes due 2026 (the ?Notes?) April 13, 2021 Term Sheet The information in this pricing term sheet supplements the Issuer?s Preliminary Prospectus Supplement, dated April 13, 2021, and supersedes the information in the Preliminary Prospect |
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| April 13, 2021 |
NexPoint Real Estate Finance, Inc. Announces Offering of Senior Unsecured Notes EX-99.1 Exhibit 99.1 NexPoint Real Estate Finance, Inc. Announces Offering of Senior Unsecured Notes Dallas, TX, April 13, 2021 — NexPoint Real Estate Finance, Inc. (NYSE: NREF) (“NREF” or the “Company”) announced today that it has launched an offering of its senior unsecured notes. The Company intends to contribute the net proceeds from this offering to its operating partnership, NexPoint Real Es |
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| April 13, 2021 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy Statement ? Definitive Additional Materials ? Soliciting Material Pursuant to ? 240. |
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| April 1, 2021 |
Table of Contents Filed Pursuant to Rule 424(b)(5) Registration No. 333-251854 PROSPECTUS SUPPLEMENT (To Prospectus dated March 31, 2021) $100,000,000 NexPoint Real Estate Finance, Inc. Common Stock and/or 8.50% Series A Cumulative Redeemable Preferred Stock Liquidation Preference $25.00 Per Share This prospectus supplement and the accompanying prospectus relate to the issuance and sale, from time |
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| April 1, 2021 |
Exhibit 10.1 FIFTH AMENDMENT TO AMENDED AND RESTATED LIMITED PARTNERSHIP AGREEMENT OF NEXPOINT REAL ESTATE FINANCE OPERATING PARTNERSHIP, L.P. a Delaware limited partnership THIS FIFTH AMENDMENT (this ?Amendment?) to the Amended and Restated Limited Partnership Agreement of NexPoint Real Estate Finance Operating Partnership, L.P. (the ?Partnership?), dated as of March 31, 2021, is entered into by |
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| April 1, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): March 31, 2021 NEXPOINT REAL ESTATE FINANCE, INC. (Exact Name Of Registrant As Specified In Charter) Maryland 001-39210 84-2178264 (State or Other Jurisdiction of Incorporation) (Comm |
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| April 1, 2021 |
Form of Equity Distribution Agreement Exhibit 1.1 NEXPOINT REAL ESTATE, INC. Shares of Common Stock (Par Value $0.01 per share) Shares of 8.50% Series A Cumulative Redeemable Preferred Stock (Par Value $0.01 per share) EQUITY DISTRIBUTION AGREEMENT Dated: March [?], 2021 TABLE OF CONTENTS Page SECTION 1 DESCRIPTION OF SECURITIES. 1 SECTION 2 PLACEMENTS. 5 SECTION 3 SALE OF SECURITIES. 6 SECTION 4 SUSPENSION OF SALES. 7 SECTION 5 REPRE |
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| April 1, 2021 |
Exhibit 3.1 NEXPOINT REAL ESTATE FINANCE, INC. ARTICLES SUPPLEMENTARY 8.50% SERIES A CUMULATIVE REDEEMABLE PREFERRED STOCK NexPoint Real Estate Finance, Inc., a Maryland corporation (the ?Corporation?), hereby certifies to the State Department of Assessments and Taxation of Maryland (the ?SDAT?) that: FIRST: By Articles Supplementary filed with the SDAT on July 20, 2020 (the ?Prior Articles Supple |
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| March 30, 2021 |
PRE 14A 1 nref20210325pre14a.htm FORM PRE 14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate |
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| March 29, 2021 |
[NexPoint Real Estate Finance, Inc. Letterhead] [NexPoint Real Estate Finance, Inc. Letterhead] March 29, 2021 BY EDGAR Securities and Exchange Commission Division of Corporation Finance 100 F. Street, N.E. Washington, D.C. 20549 Re: NexPoint Real Estate Finance, Inc. Registration Statement on Form S-3 File No. 333-251854 Ladies and Gentlemen: In accordance with Rule 461 under the Securities Act of 1933, NexPoint Real Estate Finance, Inc., a Ma |
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| March 26, 2021 |
As filed with the Securities and Exchange Commission on March 25, 2021 Registration No. |
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| March 3, 2021 |
Exhibit 4.8 NEXPOINT REAL ESTATE FINANCE, INC., Issuer AND [TRUSTEE], Trustee INDENTURE Dated as of [?], 20[?] Senior Debt Securities Table of Contents Page ARTICLE 1 DEFINITIONS 1 Section 1.01 Definitions of Terms 1 ARTICLE 2 ISSUE, DESCRIPTION, TERMS, EXECUTION, REGISTRATION AND EXCHANGE OF SECURITIES 3 Section 2.01 Designation and Terms of Securities 3 Section 2.02 Form of Securities and Truste |
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| March 3, 2021 |
As filed with the Securities and Exchange Commission on March 3, 2021 Registration No. |
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| February 25, 2021 |
Exhibit 4.1 DESCRIPTION OF THE REGISTRANT?S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 The following description summarizes the material provisions of the capital stock of NexPoint Real Estate Finance, Inc. (the ?Company?, ?we?, ?our?) registered pursuant to Section 12 of the Securities Exchange Act of 1934, as amended (the ?Exchange Act?). This description |
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| February 25, 2021 |
List of Subsidiaries of the Registrant Exhibit 21.1 List of Subsidiaries of the Registrant Subsidiary Jurisdiction of Organization NexPoint Real Estate Finance Operating Partnership, L.P. Delaware NexPoint Buffalo Pointe Holdings, LLC Delaware NREF OP I, L.P. Delaware NREF OP I Holdco, LLC Delaware NREF OP I Subholdco, LLC Delaware NexPoint WLIF I Borrower, LLC Delaware NREF OP II, L.P. Delaware NREF OP II Holdco, LLC Delaware NREF OP |
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| February 25, 2021 |
. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2020 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-39210 NexPoint Real |
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| February 25, 2021 |
Exhibit 10.4 Execution Version AMENDED AND RESTATED LIMITED PARTNERSHIP AGREEMENT OF NREF OP I, L.P. a Delaware limited partnership THE SECURITIES EVIDENCED HEREBY HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE ?SECURITIES ACT?), OR THE SECURITIES LAWS OF ANY STATE AND MAY NOT BE SOLD, TRANSFERRED OR OTHERWISE DISPOSED OF IN THE ABSENCE OF SUCH REGISTRATION, UNLESS THE |
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| February 25, 2021 |
Exhibit 10.10 15423365.3 NEXPOINT REAL ESTATE FINANCE, INC. Form of Restricted Stock Units Agreement This RESTRICTED STOCK UNITS AGREEMENT (this ?Agreement?) is made as of , 20, by and between NexPoint Real Estate Finance, Inc., a Maryland corporation (the ?Company?), and (the ?Grantee?). 1.Certain Definitions. Capitalized terms used, but not otherwise defined, in this Agreement will have the mean |
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| February 25, 2021 |
Exhibit 10.5 Execution Version AMENDED AND RESTATED LIMITED PARTNERSHIP AGREEMENT OF NREF OP II, L.P. a Delaware limited partnership THE SECURITIES EVIDENCED HEREBY HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE ?SECURITIES ACT?), OR THE SECURITIES LAWS OF ANY STATE AND MAY NOT BE SOLD, TRANSFERRED OR OTHERWISE DISPOSED OF IN THE ABSENCE OF SUCH REGISTRATION, UNLESS THE |
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| February 25, 2021 |
Exhibit 10.6 Execution Version AMENDED AND RESTATED LIMITED PARTNERSHIP AGREEMENT OF NREF OP IV, L.P. a Delaware limited partnership THE SECURITIES EVIDENCED HEREBY HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE ?SECURITIES ACT?), OR THE SECURITIES LAWS OF ANY STATE AND MAY NOT BE SOLD, TRANSFERRED OR OTHERWISE DISPOSED OF IN THE ABSENCE OF SUCH REGISTRATION, UNLESS THE |
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| February 18, 2021 |
EXHIBIT 99.2 CAUTIONARY STATEMENTS FORWARD LOOKING STATEMENTS This presentation contains "forward-looking statements" within the meaning of the Private Securities Litigation Reform Act of 1995 that are based on management's current expectations, assumptions and beliefs. Forward-looking statements can often be identified by words such as "anticipate", "estimate", "expect," "intend," "may", "should" |
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| February 18, 2021 |
NEXPOINT REAL ESTATE FINANCE, INC. REPORTS FOURTH AND FULL YEAR QUARTER 2020 RESULTS Exhibit 99.1 FOR IMMEDIATE RELEASE Contact: Investor Relations Jackie Graham [email protected] 833.463.6697 NEXPOINT REAL ESTATE FINANCE, INC. REPORTS FOURTH AND FULL YEAR QUARTER 2020 RESULTS Dallas, TX, February 18, 2021 – NexPoint Real Estate Finance, Inc. (“NREF” or the “Company”) (NYSE: NREF) today reported financial results for the fourth quarter and full year ended December 31, 2020. NRE |
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| February 18, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): February 18, 2021 NEXPOINT REAL ESTATE FINANCE, INC. (Exact Name Of Registrant As Specified In Charter) Maryland 001-39210 84-2178264 (State or Other Jurisdiction of Incorporation) (C |
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| December 31, 2020 |
Table of Contents As filed with the Securities and Exchange Commission on December 31, 2020 Registration No. |
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| December 14, 2020 |
Table of Contents As confidentially submitted with the Securities and Exchange Commission on December 14, 2020 Registration No. |
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| October 30, 2020 |
Exhibit 10.3 August 3, 2020 NexPoint RE Merger, Inc. 300 Crescent Court, Suite 700 Dallas, Texas 75201 Ladies and Gentlemen: Reference is made herein to that certain Agreement and Plan of Merger (as the same may be amended, restated, supplemented or modified from time to time, in each case in accordance with the terms hereof, the “Merger Agreement”), dated as of the date hereof by and among Jernig |
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| October 30, 2020 |
Exhibit 10.1 AMENDED AND RESTATED LIMITED PARTNERSHIP AGREEMENT OF NEXPOINT REAL ESTATE FINANCE OPERATING PARTNERSHIP, L.P. a Delaware limited partnership THE SECURITIES EVIDENCED HEREBY HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), OR THE SECURITIES LAWS OF ANY STATE AND MAY NOT BE SOLD, TRANSFERRED OR OTHERWISE DISPOSED OF IN THE ABSENCE OF SUCH RE |
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| October 30, 2020 |
. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2020 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-39210 NexP |
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| October 29, 2020 |
EXHIBIT 99.2 CAUTIONARY STATEMENTS FORWARD LOOKING STATEMENTS This presentation contains "forward-looking statements" within the meaning of the Private Securities Litigation Reform Act of 1995 that are based on management's current expectations, assumptions and beliefs. Forward-looking statements can often be identified by words such as "anticipate", "estimate", "expect," "intend," "may", "should" |
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| October 29, 2020 |
NEXPOINT REAL ESTATE FINANCE, INC. REPORTS THIRD QUARTER 2020 RESULTS Exhibit 99.1 FOR IMMEDIATE RELEASE Contact: Investor Relations Jackie Graham [email protected] 972-419-6213 Media inquiries: [email protected] NEXPOINT REAL ESTATE FINANCE, INC. REPORTS THIRD QUARTER 2020 RESULTS Dallas, TX, October 29, 2020 – NexPoint Real Estate Finance, Inc. (“NREF” or the “Company”) (NYSE: NREF) today reported financial results for the third quarte |
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| October 29, 2020 |
Financial Statements and Exhibits, Results of Operations and Financial Condition - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): October 29, 2020 NEXPOINT REAL ESTATE FINANCE, INC. (Exact Name Of Registrant As Specified In Charter) Maryland 001-39210 84-2178264 (State or Other Jurisdiction of Incorporation) (Co |
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| August 13, 2020 |
NREF / NexPoint Real Estate Finance, Inc. / DONDERO JAMES D - SC 13D/A Activist Investment SC 13D/A SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. |
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| August 10, 2020 |
. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2020 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-39210 NexPoint |
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| August 6, 2020 |
NEXPOINT REAL ESTATE FINANCE, INC. REPORTS SECOND QUARTER 2020 RESULTS EXHIBIT 99.1 FOR IMMEDIATE RELEASE Contact: Investor Relations Jackie Graham [email protected] 972-419-6213 Media inquiries: [email protected] NEXPOINT REAL ESTATE FINANCE, INC. REPORTS SECOND QUARTER 2020 RESULTS Dallas, TX, August 6, 2020 – NexPoint Real Estate Finance, Inc. (“NREF” or the “Company”) (NYSE: NREF) today reported financial results for the second quarte |
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| August 6, 2020 |
EXHIBIT 99.2 CAUTIONARY STATEMENTS FORWARD LOOKING STATEMENTS This presentation contains "forward-looking statements" within the meaning of the Private Securities Litigation Reform Act of 1995 that are based on management's current expectations, assumptions and beliefs. Forward-looking statements can often be identified by words such as "anticipate", "estimate", "expect," "intend," "may", "should" |
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| August 6, 2020 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): August 6, 2020 NEXPOINT REAL ESTATE FINANCE, INC. (Exact Name Of Registrant As Specified In Charter) Maryland 001-39210 84-2178264 (State or Other Jurisdiction of Incorporation) (Comm |
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| August 5, 2020 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): July 30, 2020 NEXPOINT REAL ESTATE FINANCE, INC. (Exact Name Of Registrant As Specified In Charter) Maryland 001-39210 84-2178264 (State or Other Jurisdiction of Incorporatio |
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| July 28, 2020 |
8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): July 27, 2020 NEXPOINT REAL ESTATE FINANCE, INC. (Exact Name Of Registrant As Specified In Charter) Maryland 001-39210 84-2178264 (State or Other Jurisdiction of Incorporation) (C |
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| July 21, 2020 |
424B4 Table of Contents Filed Pursuant to Rule 424(b)(4) Registration No. 333-239862 2,000,000 Shares PROSPECTUS NEXPOINT REAL ESTATE FINANCE, INC. 8.50% Series A Cumulative Redeemable Preferred Stock NexPoint Real Estate Finance, Inc., or we, us or our, is a newly formed commercial mortgage real estate investment trust. Our strategy is to originate, structure and invest in first-lien mortgage loa |
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| July 20, 2020 |
EX-3.1 Exhibit 3.1 Execution Version NEXPOINT REAL ESTATE FINANCE, INC. ARTICLES SUPPLEMENTARY 8.50% SERIES A CUMULATIVE REDEEMABLE PREFERRED STOCK NexPoint Real Estate Finance, Inc., a Maryland corporation (the “Corporation”), hereby certifies to the State Department of Assessments and Taxation of Maryland (the “SDAT”) that: FIRST: Pursuant to authority expressly vested in the Board of Directors |
