Basic Stats
| LEI | 549300LLJVCO2EGU3180 |
| CIK | 1681206 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to NI Holdings, Inc.
SEC Filings (Chronological Order)
This page provides a complete, chronological list of SEC Filings, excluding ownership filings which we provide elsewhere.
| August 25, 2025 |
NI Holdings, Inc. Announces $5M Repurchase Plan Exhibit 99.1 NI Holdings, Inc. Announces $5M Repurchase Plan FARGO, North Dakota, August 25, 2025 – NI Holdings, Inc. (the “Company”, NASDAQ: NODK) announced today that its Board of Directors has approved an authorization for the repurchase of up to approximately $5 million of the Company’s outstanding common stock. This supports our planned approach to capital deployment to create long-term value |
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| August 25, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 25, 2025 NI Holdings, Inc. (Exact name of registrant as specified in its charter) North Dakota 001-37973 81-2683619 (State or other jurisdiction of incorporation) (Commission F |
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| August 8, 2025 |
NI Holdings, Inc. Reports Results for Second Quarter Ended June 30, 2025 NI Holdings, Inc. Reports Results for Second Quarter Ended June 30, 2025 FARGO, North Dakota, August 8, 2025 – NI Holdings, Inc. (NASDAQ: NODK) announced today results for the quarter ended June 30, 2025. Summary of Second Quarter 2025 Results – Continuing Operations (All comparisons vs. continuing operations for the second quarter of 2024, unless noted otherwise) · Direct written premiums of $109 |
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| August 8, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 8, 2025 NI Holdings, Inc. (Exact name of registrant as specified in its charter) North Dakota 001-37973 81-2683619 (State or other jurisdiction of incorporation) (Commission Fi |
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| August 8, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2025 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-37973 NI HOLDINGS, INC. (Exact |
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| May 27, 2025 |
NI Holdings, Inc. Announces Executive Leadership Appointments Exhibit 99.1 NI Holdings, Inc. Announces Executive Leadership Appointments FARGO, North Dakota – May 27, 2025 – NI Holdings, Inc. (the “Company”, NASDAQ: NODK) today announced several strategic leadership appointments to support the company’s long-term growth and execution of its core business strategies. “We are excited to announce multiple executive leadership appointments,” said Seth Daggett, P |
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| May 27, 2025 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 20, 2025 NI Holdings, Inc. (Exact name of registrant as specified in its charter) North Dakota 001-37973 81-2683619 (State or other jurisdiction of incorporation) (Commission File |
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| May 27, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 21, 2025 NI Holdings, Inc. (Exact name of registrant as specified in its charter) North Dakota 001-37973 81-2683619 (State or other jurisdiction of incorporation) (Commission File |
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| May 23, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 18, 2025 NI Holdings, Inc. (Exact name of registrant as specified in its charter) North Dakota 001-37973 81-2683619 (State or other jurisdiction of incorpora |
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| May 9, 2025 |
NI Holdings, Inc. Reports Results for First Quarter Ended March 31, 2025 NI Holdings, Inc. Reports Results for First Quarter Ended March 31, 2025 FARGO, North Dakota, May 9, 2025 – NI Holdings, Inc. (NASDAQ: NODK) announced today results for the quarter ended March 31, 2025. Summary of First Quarter 2025 Results – Continuing Operations (All comparisons vs. continuing operations for the first quarter of 2024, unless noted otherwise) · Direct written premiums of $67.7 mi |
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| May 9, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 9, 2025 NI Holdings, Inc. (Exact name of registrant as specified in its charter) North Dakota 001-37973 81-2683619 (State or other jurisdiction of incorporation) (Commission File |
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| May 9, 2025 |
Exhibit 10.1 EMPLOYMENT AGREEMENT THIS EMPLOYMENT AGREEMENT (“Agreement”) is made effective as of the 1st day of March, 2025 (the “Effective Date”), between NI Holdings, Inc., a North Dakota business corporation, (the “Corporation”), NODAK Insurance Company, a North Dakota insurance company (the “Company”), and Matt Maki, an adult individual (“Executive”). WITNESSETH: WHEREAS, the Corporation, the |
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| May 9, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2025 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-37973 NI HOLDINGS, INC. (Exact |
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| April 9, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 –––––––––––––––––––––––––––––––––– SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14 |
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| April 9, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 –––––––––––––––––––––––––––––––––– SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14 |
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| March 21, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 18, 2025 NI Holdings, Inc. (Exact name of registrant as specified in its charter) North Dakota 001-37973 81-2683619 (State or other jurisdiction of incorporation) (Commission Fi |
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| March 7, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-37973 NI HOLDINGS, INC. (Exact n |
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| March 7, 2025 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 7, 2025 NI Holdings, Inc. (Exact name of registrant as specified in its charter) North Dakota 001-37973 81-2683619 (State or other jurisdiction of incorporation) (Commission Fil |
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| March 7, 2025 |
AMENDED AND RESTATED EMPLOYMENT AGREEMENT Exhibit 10.4 AMENDED AND RESTATED EMPLOYMENT AGREEMENT THIS AMENDED AND RESTATED EMPLOYMENT AGREEMENT (“Agreement”) is made effective as of the 1st day of December, 2024 (the “Effective Date”), between NI Holdings, Inc., a North Dakota business corporation, (the “Corporation”), NODAK Insurance Company, a North Dakota insurance company (the “Company”), and Seth C. Daggett, an adult individual (“Exe |
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| March 7, 2025 |
NI Holdings, Inc. Reports Results for Fourth Quarter and Year Ended December 31, 2024 NI Holdings, Inc. Reports Results for Fourth Quarter and Year Ended December 31, 2024 FARGO, North Dakota, March 7, 2025 – NI Holdings, Inc. (“NI Holdings,” or the “Company,” NASDAQ: NODK) announced today results for the year ended December 31, 2024. Summary of Year-End 2024 Results (All comparisons vs. continuing operations for the year-end 2023, unless noted otherwise) · Strong fourth quarter ne |
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| March 7, 2025 |
SUBSIDIARIES OF NI HOLDINGS, INC. Exhibit 21.1 SUBSIDIARIES OF NI HOLDINGS, INC. Company State of Organization Percentage of Equity Owned Directly or Indirectly Nodak Insurance Company North Dakota 100% American West Insurance Company North Dakota 100% Tri-State Ltd. South Dakota 100% Primero Insurance Company North Dakota 100% Nodak Agency, Inc. North Dakota 100% Battle Creek Mutual Insurance Company North Dakota 100% Direct Auto |
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| March 7, 2025 |
NI Holdings, Inc. Policy on Insider Trading last Approved: August 20, 2024 Exhibit 19 NI Holdings, Inc. Policy on Insider Trading last Approved: August 20, 2024 This Insider Trading Policy describes the standards of NI Holdings, Inc. and its subsidiaries (the “Company”) on trading, and causing the trading of, the Company's securities or securities of certain other publicly traded companies while in possession of confidential information. This Policy is divided into two p |
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| March 4, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 26, 2025 NI Holdings, Inc. (Exact name of registrant as specified in its charter) North Dakota 001-37973 81-2683619 (State or other jurisdiction of incorporation) (Commission |
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| March 3, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 25, 2025 NI Holdings, Inc. (Exact name of registrant as specified in its charter) North Dakota 001-37973 81-2683619 (State or other jurisdiction of incorporation) (Commission |
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| December 3, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 27, 2024 NI Holdings, Inc. (Exact name of registrant as specified in its charter) North Dakota 001-37973 81-2683619 (State or other jurisdiction of incorporation) (Commission |
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| December 3, 2024 |
Separation Agreement, dated November 27, 2024, between NI Holdings, Inc. and Patrick W. Duncan. SEPARATION AGREEMENT AND RELEASE This Separation Agreement and Release (“Agreement”) is made by and between NI Holdings, Inc. |
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| November 22, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 20, 2024 NI Holdings, Inc. (Exact name of registrant as specified in its charter) North Dakota 001-37973 81-2683619 (State or other jurisdiction of incorporation) (Commission |
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| November 22, 2024 |
NI Holdings, Inc. Announces Leadership Transition NI Holdings, Inc. Announces Leadership Transition FARGO, North Dakota, November 22, 2024 – NI Holdings, Inc. (the “Company”, NASDAQ: NODK) announced today the appointment of Seth C. Daggett as President and Chief Executive Officer (CEO), effective December 1, 2024. Mr. Daggett brings over two decades of industry experience, most recently serving as the Company’s Chief Financial Officer (CFO) and T |
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| November 7, 2024 |
NI Holdings, Inc. Reports Results for Third Quarter Ended September 30, 2024 NI Holdings, Inc. Reports Results for Third Quarter Ended September 30, 2024 FARGO, North Dakota, November 7, 2024 – NI Holdings, Inc. (NASDAQ: NODK) announced today results for the quarter ended September 30, 2024. Summary of Third Quarter 2024 Results – Continuing Operations (All comparisons vs. continuing operations for the third quarter of 2023, unless noted otherwise) · Direct written premium |
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| November 7, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 7, 2024 NI Holdings, Inc. (Exact name of registrant as specified in its charter) North Dakota 001-37973 81-2683619 (State or other jurisdiction of incorporation) (Commission |
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| November 7, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2024 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-37973 NI HOLDINGS, INC. (E |
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| November 5, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q/A Amendment No. 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q/A Amendment No. 1 ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2024 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-37973 NI HOLD |
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| October 28, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 25, 2024 NI Holdings, Inc. (Exact name of registrant as specified in its charter) North Dakota 001-37973 81-2683619 (State or other jurisdiction of incorporation) (Commission |
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| October 18, 2024 |
NODK / NI Holdings, Inc. / THORP JEFFREY Activist Investment SC 13D/A 1 niholdings13da-10162024.htm SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) (Amendment No. 1)1 NI Holdings, Inc. (Name of Issuer) Common Stock, Par Value $0.01 (Title of Class of Securities) 65342T106 (CUSIP Number) Martin Sk |
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| September 30, 2024 |
EX-1 2 fp0090373-1ex1.htm EXHIBIT 1 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended, the undersigned agree to the joint filing on behalf of each of them of a Statement on Schedule 13G (including any and all amendments thereto) with respect to the Common Stock of NI Holdings, Inc. and further agree that this Joint Filing Agreement shall |
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| September 30, 2024 |
NODK / NI Holdings, Inc. / M3 PARTNERS LP Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) NI HOLDINGS, INC. (Name of Issuer) Common Stock (Title of Class of Securities) 65342T106 (CUSIP Number) September 20, 2024 (Date of Event Which Requires Filing of This Stat |
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| September 19, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 16, 2024 NI Holdings, Inc. (Exact name of registrant as specified in its charter) North Dakota 001-37973 81-2683619 (State or other jurisdiction of incorporation) (Commissio |
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| September 19, 2024 |
Separation Agreement, dated September 16, 2024, between NI Holdings, Inc. and Michael J. Alexander. EXECUTION VERSION SEPARATION AGREEMENT AND RELEASE This Separation Agreement and Release (“Agreement”) is made by and between NI Holdings, Inc. |
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| August 26, 2024 |
Employment Agreement dated August 26, 2024, between the Company and Cindy L. Launer. Exhibit 10.1 EMPLOYMENT AGREEMENT THIS AGREEMENT (“Agreement”) is made effective as of August 26, 2024 (the “Effective Date”), between NI Holdings, Inc., a North Dakota business corporation, (the “Corporation”), NODAK Insurance Company, a North Dakota insurance company (the “Company”), and Cindy L. Launer, an adult individual (“Executive”). WITNESSETH: WHEREAS, the Corporation, the Company, and Ex |
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| August 26, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 13, 2024 NI Holdings, Inc. (Exact name of registrant as specified in its charter) North Dakota 001-37973 81-2683619 (State or other jurisdiction of incorpor |
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| August 15, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 13, 2024 NI Holdings, Inc. (Exact name of registrant as specified in its charter) North Dakota 001-37973 81-2683619 (State or other jurisdiction of incorporation) (Commission F |
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| August 15, 2024 |
NI Holdings, Inc. Announces Leadership Change NI Holdings, Inc. Announces Leadership Change FARGO, North Dakota, August 15, 2024 (GLOBE NEWSWIRE) – NI Holdings, Inc. (NASDAQ: NODK) today announced that Michael J. Alexander has stepped down from his role as President and Chief Executive Officer of NI Holdings, along with his role as a board member of the company, effective August 13, 2024. To ensure seamless stewardship of the company until a |
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| August 8, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2024 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-37973 NI HOLDINGS, INC. (Exact |
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| August 8, 2024 |
NI Holdings, Inc. Reports Results for Second Quarter Ended June 30, 2024 NI Holdings, Inc. Reports Results for Second Quarter Ended June 30, 2024 FARGO, North Dakota, August 8, 2024 – NI Holdings, Inc. (NASDAQ: NODK) announced today results for the quarter ended June 30, 2024. Summary of Second Quarter 2024 Results – Continuing Operations (All comparisons vs. continuing operations for the second quarter of 2023, unless noted otherwise) · Direct written premiums of $118 |
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| August 8, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 8, 2024 NI Holdings, Inc. (Exact name of registrant as specified in its charter) North Dakota 001-37973 81-2683619 (State or other jurisdiction of incorporation) (Commission Fi |
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| July 5, 2024 |
NI Holdings, Inc. Completes the Sale of Westminster American Insurance Company Exhibit 99.2 NI Holdings, Inc. Completes the Sale of Westminster American Insurance Company FARGO, North Dakota, July 5, 2024 – NI Holdings, Inc. (NASDAQ: NODK) has completed the previously announced sale of its wholly-owned commercial insurance subsidiary, Westminster American Insurance Company, to a private party. The total consideration for the sale was $10.5 million in cash, subject to certain |
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| July 5, 2024 |
Financial Statements and Exhibits, Completion of Acquisition or Disposition of Assets UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 30, 2024 NI Holdings, Inc. (Exact name of registrant as specified in its charter) North Dakota 001-37973 81-2683619 (State or other jurisdiction of incorporation) (Commission Fil |
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| July 5, 2024 |
NI Holdings, Inc. Unaudited Pro Forma Consolidated Financial Information Exhibit 99.1 NI Holdings, Inc. Unaudited Pro Forma Consolidated Financial Information On June 30, 2024 (the “Closing Date”), NI Holdings, Inc. (the “Company”) completed the previously announced transaction with Scott Insurance Holdings, LLC, (“Scott Insurance Holdings”) to sell its subsidiary, Westminster American Insurance Company (“Westminster”), to Scott Insurance Holdings, for a cash purchase |
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| June 5, 2024 |
Letter from Mazars, dated June 5, 2024. Exhibit 16.1 June 5, 2024 U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Ladies and Gentlemen: We have read Item 4.01 of Form 8-K dated June 5, 2024 of NI Holdings, Inc. and are in agreement with the statements therein concerning Mazars USA LLP. We have no basis to agree or disagree with other statements of the registrant contained therein. /s/ Mazars USA LLP New Yor |
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| June 5, 2024 |
Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 1, 2024 NI Holdings, Inc. (Exact name of registrant as specified in its charter) North Dakota 001-37973 81-2683619 (State or other jurisdiction of incorporation) (Commission File |
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| May 23, 2024 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 21, 2024 NI Holdings, Inc. (Exact name of registrant as specified in its charter) North Dakota 001-37973 81-2683619 (State or other jurisdiction of incorporation) (Commission File |
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| May 9, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 9, 2024 NI Holdings, Inc. (Exact name of registrant as specified in its charter) North Dakota 001-37973 81-2683619 (State or other jurisdiction of incorporation) (Commission File |
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| May 9, 2024 |
NI Holdings, Inc. Reports Results for First Quarter Ended March 31, 2024 NI Holdings, Inc. Reports Results for First Quarter Ended March 31, 2024 FARGO, North Dakota, May 9, 2024 – NI Holdings, Inc. (NASDAQ: NODK) announced today results for the quarter ended March 31, 2024. Summary of First Quarter 2024 Results (All comparisons vs. the first quarter of 2023, unless noted otherwise) · Direct written premiums of $102.7 million, up 13.4%, driven by increases in Non-Stand |
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| May 9, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2024 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-37973 NI HOLDINGS, INC. (Exact |
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| May 8, 2024 |
Stock Purchase Agreement, dated May 7, 2024 (1) Exhibit 2.1 Execution Version STOCK PURCHASE AGREEMENT between NI HOLDINGS, INC. and SCOTT INSURANCE HOLDINGS, LLC dated as of May 7, 2024 Table of Contents Article I DEFINITIONS 1 Article II PURCHASE AND SALE 7 Section 2.01. Purchase and Sale 7 Section 2.02. Purchase Price 7 Section 2.03. Transactions to be Effected at the Closing 7 Section 2.04. Closing 7 Section 2.05. Withholding Tax 8 Article |
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| May 8, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 7, 2024 NI Holdings, Inc. (Exact name of registrant as specified in its charter) North Dakota 001-37973 81-2683619 (State or other jurisdiction of incorporation) (Commission File |
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| May 8, 2024 |
NI Holdings, Inc. Agrees to Sell Westminster American Insurance Company Exhibit 99.1 NI Holdings, Inc. Agrees to Sell Westminster American Insurance Company FARGO, North Dakota, May 8, 2024 – NI Holdings, Inc. (NASDAQ: NODK) (“NI Holdings”) announced today an agreement to sell its wholly-owned commercial insurance subsidiary, Westminster American Insurance Company, to a private party. The total consideration for the sale is $10.5 million in cash, with proceeds planned |
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| April 10, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Definitive Proxy State |
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| April 10, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy State |
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| March 15, 2024 |
NI Holdings, Inc. Reports Results for Fourth Quarter and Year Ended December 31, 2023 NI Holdings, Inc. Reports Results for Fourth Quarter and Year Ended December 31, 2023 FARGO, North Dakota, March 15, 2024 – NI Holdings, Inc. (NASDAQ: NODK) announced today results for the year ended December 31, 2023. Summary of Year-End 2023 Results (All comparisons vs. year-end 2022, unless noted otherwise) · Direct written premiums of $102.4 million, up 16.2% compared to the prior year quarter |
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| March 15, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-37973 NI HOLDINGS, INC. (Exact n |
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| March 15, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 15, 2024 NI Holdings, Inc. (Exact name of registrant as specified in its charter) North Dakota 001-37973 81-2683619 (State or other jurisdiction of incorporation) (Commission Fi |
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| March 15, 2024 |
Form of NI Holdings, Inc. Adjusted Return on Equity Performance Share Unit Agreement (1) Exhibit 10.17 NI HOLDINGS, INC. Adjusted Return on Equity Performance Share Unit Agreement Name of Participant: [] Target No. of Performance Share Units Covered: [] Maximum No. of Performance Share Units Covered: [] Date of Grant: [] THIS PERFORMANCE SHARE UNIT AGREEMENT (this “Agreement”) governs the Stock Unit Award granted by NI HOLDINGS, INC., a North Dakota corporation (the “Company”) to the |
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| March 15, 2024 |
SUBSIDIARIES OF NI HOLDINGS, INC. Exhibit 21.1 SUBSIDIARIES OF NI HOLDINGS, INC. Company State of Organization Percentage of Equity Owned Directly or Indirectly Nodak Insurance Company North Dakota 100% American West Insurance Company North Dakota 100% Tri-State Ltd. South Dakota 100% Primero Insurance Company North Dakota 100% Nodak Agency, Inc. North Dakota 100% Battle Creek Mutual Insurance Company North Dakota 0% (1) Direct Au |
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| March 15, 2024 |
NI HOLDINGS, INC. INCENTIVE COMPENSATION RECOVERY POLICY ADOPTED: December 1, 2023 Exhibit 97 NI HOLDINGS, INC. INCENTIVE COMPENSATION RECOVERY POLICY ADOPTED: December 1, 2023 1. Introduction. The Board of Directors (the “Board”) of NI Holdings, Inc. (the “Company”) believes that it is in the best interests of the Company and its shareholders to create and maintain a culture that emphasizes integrity and accountability and that reinforces the Company's compensation philosophy. |
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| March 15, 2024 |
2024 NI Holdings, Inc. Short-Term Incentive Bonus (1) Exhibit 10.18 NI HOLDINGS, INC SHORT-TERM INCENTIVE BONUS PLAN EFFECTIVE JANUARY 1, 2024 INCENTIVE PLAN COMPONENTS Plan Objectives · Reward performance. · Encourage teamwork. · Focus employees on success factors. Participants · Employees with employment date on or before January 1 and employed on December 31 of the plan year. · Agents at Associate, Partner or Senior Partner level. · Employees on p |
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| November 7, 2023 |
NI Holdings, Inc. Reports Results for Third Quarter Ended September 30, 2023 NI Holdings, Inc. Reports Results for Third Quarter Ended September 30, 2023 FARGO, North Dakota, November 7, 2023 – NI Holdings, Inc. (NASDAQ: NODK) announced today results for the quarter ended September 30, 2023. Summary of Third Quarter 2023 Results (All comparisons vs. the third quarter of 2022, unless noted otherwise) · Direct written premiums of $81.2 million, flat to prior year, driven by |
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| November 7, 2023 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 7, 2023 NI Holdings, Inc. (Exact name of registrant as specified in its charter) North Dakota 001-37973 81-2683619 (State or other jurisdiction of incorporation) (Commission |
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| November 7, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2023 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-37973 NI Holdings, Inc. (E |
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| August 8, 2023 |
Amended and Restated Bylaws, dated May 24, 2023. Exhibit 3.2 AMENDED AND RESTATED BYLAWS OF NI HOLDINGS, INC. Article I Meetings of Shareholders Section 1.1. Annual Meetings. The regular annual meeting of the shareholders for the election of directors and the transaction of whatever other business may properly come before the meeting, shall be held at the main office of the Corporation, 1101 1st Avenue, Fargo, North Dakota, at 10:00 a.m., on the |
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| August 8, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 8, 2023 NI Holdings, Inc. (Exact name of registrant as specified in its charter) North Dakota 001-37973 81-2683619 (State or other jurisdiction of incorporation) (Commission Fi |
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| August 8, 2023 |
Articles of Incorporation, as amended by Articles of Amendment dated May 24, 2023. Exhibit 3.1 ARTICLES OF INCORPORATION OF NI HOLDINGS, INC. First. The name of the Corporation is NI Holdings, Inc. (the “Corporation”) Second. The location and mailing address of the Corporation’s principal executive office and registered office is 1101 1st Avenue North, Fargo, North Dakota 58102. The registered agent at this address is Michael J. Alexander. Third. The Corporation is incorporated |
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| August 8, 2023 |
Exhibit 10.1 AMENDED AND RESTATED EMPLOYMENT AGREEMENT THIS AMENDED AND RESTATED AGREEMENT (“Agreement”) is made as of this 8th day of August, 2023 (the “Effective Date”), between NI Holdings, Inc., a North Dakota business corporation, (the “Corporation”), NODAK Insurance Company, a North Dakota insurance company (the “Company”), and Seth C. Daggett, an adult individual (“Executive”). WITNESSETH: |
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| August 8, 2023 |
NI Holdings, Inc. Reports Results for Second Quarter Ended June 30, 2023 NI Holdings, Inc. Reports Results for Second Quarter Ended June 30, 2023 FARGO, North Dakota, August 8, 2023 – NI Holdings, Inc. (NASDAQ: NODK) announced today results for the quarter ended June 30, 2023. Summary of Second Quarter 2023 Results (All comparisons vs. the second quarter of 2022, unless noted otherwise) · Direct written premiums of $144.3 million, flat to prior year, driven by a 10.4% |
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| August 8, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2023 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-37973 NI HOLDINGS, INC. (Exact |
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| May 25, 2023 |
Articles of Incorporation, as amended by Articles of Amendment dated May 24, 2023. Exhibit 3.1 ARTICLES OF INCORPORATION OF NI HOLDINGS, INC. FIRST. The name of the Corporation is NI Holdings, Inc. (the “Corporation”) SECOND. The location and mailing address of the Corporation’s principal executive office and registered office is 1101 1st Avenue North, Fargo, North Dakota 58102. The registered agent at this address is Michael J. Alexander. THIRD. The Corporation is incorporated |
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| May 25, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 23, 2023 NI Holdings, Inc. (Exact name of registrant as specified in its charter) North Dakota 001-37973 81-2683619 (State or other jurisdiction of incorporation) (Commission File |
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| May 25, 2023 |
Articles of Amendment to the Articles of Incorporation, dated May 24, 2023 Exhibit 3.2 ARTICLES OF AMENDMENT TO THE ARTICLES OF INCORPORATION OF NI HOLDINGS, INC. NI Holdings, Inc., a corporation organized and existing under the laws of the State of North Dakota (the “Corporation”), hereby certifies as follows: A. The name of the Corporation is NI Holdings, Inc., and the original Articles of Incorporation (the “Original Articles”) of this Corporation were filed with the |
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| May 25, 2023 |
Amended and Restated Bylaws, dated May 24, 2023. Exhibit 3.3 AMENDED AND RESTATED BYLAWS OF NI HOLDINGS, INC. Article I Meetings of Shareholders Section 1.1. Annual Meetings. The regular annual meeting of the shareholders for the election of directors and the transaction of whatever other business may properly come before the meeting, shall be held at the main office of the Corporation, 1101 1st Avenue, Fargo, North Dakota, at 10:00 a.m., on the |
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| May 8, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2023 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-37973 NI HOLDINGS, INC. (Exact |
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| May 8, 2023 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 8, 2023 NI Holdings, Inc. (Exact name of registrant as specified in its charter) North Dakota 001-37973 81-2683619 (State or other jurisdiction of incorporation) (Commission File |
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| May 8, 2023 |
NI Holdings, Inc. Reports Results for First Quarter Ended March 31, 2023 NI Holdings, Inc. Reports Results for First Quarter Ended March 31, 2023 FARGO, North Dakota, May 8, 2023 – NI Holdings, Inc. (NASDAQ: NODK) announced today results for the quarter ended March 31, 2023. Summary of First Quarter 2023 Results (All comparisons vs. the first quarter of 2022, unless noted otherwise) · Direct written premiums of $90.6 million, up 19.9%, driven by Non-Standard Auto up 52 |
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| April 11, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Definitive Proxy State |
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| April 11, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy State |
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| March 31, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy State |
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| March 8, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 10, 2023 NI Holdings, Inc. (Exact name of registrant as specified in its charter) North Dakota 001-37973 81-2683619 (State or other jurisdiction of incorporation) (Commissio |
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| March 8, 2023 |
SUBSIDIARIES OF NI HOLDINGS, INC. Exhibit 21.1 SUBSIDIARIES OF NI HOLDINGS, INC. Company State of Organization Percentage of Equity Owned Directly or Indirectly Nodak Insurance Company North Dakota 100% American West Insurance Company North Dakota 100% Tri-State Ltd. South Dakota 100% Primero Insurance Company North Dakota 100% Nodak Agency, Inc. North Dakota 100% Battle Creek Mutual Insurance Company North Dakota 0% Direct Auto I |
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| March 8, 2023 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 8, 2023 NI Holdings, Inc. (Exact name of registrant as specified in its charter) North Dakota 001-37973 81-2683619 (State or other jurisdiction of incorporation) (Commission Fil |
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| March 8, 2023 |
NI Holdings, Inc. Reports Results for Fourth Quarter and Year Ended December 31, 2022 NI Holdings, Inc. Reports Results for Fourth Quarter and Year Ended December 31, 2022 FARGO, North Dakota, March 8, 2023 – NI Holdings, Inc. (NASDAQ: NODK) announced today results for the year ended December 31, 2022. Summary of Year-End 2022 Results (All comparisons vs. year-end 2021, unless noted otherwise) · Direct written premiums of $88.1 million, up 16.9% compared to prior year quarter and f |
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| March 8, 2023 |
Commission file number 001-37973 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-37973 NI HOLDINGS, INC. (Exact n |
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| January 10, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 10, 2023 NI Holdings, Inc. (Exact name of registrant as specified in its charter) North Dakota 001-37973 81-2683619 (State or other jurisdiction of incorporation) (Commission |
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| November 7, 2022 |
NI Holdings, Inc. Reports Third Quarter 2022 Results NI Holdings, Inc. Reports Third Quarter 2022 Results FARGO, North Dakota, November 7, 2022 ? NI Holdings, Inc. (NASDAQ: NODK) announced today results for quarter ended September 30, 2022. Summary of Third Quarter 2022 Results (All comparisons vs. the third quarter of 2021, unless noted otherwise) ? Direct written premiums increased 17.8% to $81.1 million, driven by our Non-Standard Auto and Commer |
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| November 7, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 7, 2022 NI Holdings, Inc. (Exact name of registrant as specified in its charter) North Dakota 001-37973 81-2683619 (State or other jurisdiction of incorporation) (Commission |
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| November 7, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2022 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-37973 NI HOLDINGS, INC. (E |
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| August 4, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2022 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-37973 NI HOLDINGS, INC. (Exact |
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| August 4, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 4, 2022 NI Holdings, Inc. (Exact name of registrant as specified in its charter) North Dakota 001-37973 81-2683619 (State or other jurisdiction of incorporation) (Commission Fi |
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| August 4, 2022 |
NI Holdings, Inc. Reports Second Quarter 2022 Results NI Holdings, Inc. Reports Second Quarter 2022 Results FARGO, North Dakota, August 4, 2022 ? NI Holdings, Inc. (NASDAQ: NODK) announced today results for quarter ended June 30, 2022. Second Quarter 2022 Financial Highlights: ? Net loss of $45.9 million, compared to $2.6 million in the prior year quarter. ? Direct written premiums grew 15.5% from prior year quarter, driven by our Crop, Commercial an |
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| July 22, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 22, 2022 NI Holdings, Inc. (Exact name of registrant as specified in its charter) North Dakota 001-37973 81-2683619 (State or other jurisdiction of incorporation) (Commission Fil |
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| July 22, 2022 |
NI Holdings, Inc. Announces Catastrophe Loss Estimates for Second Quarter 2022 NI Holdings, Inc. Announces Catastrophe Loss Estimates for Second Quarter 2022 FARGO, North Dakota, July 22, 2022 ? NI Holdings, Inc. (NASDAQ: NODK) announced today pre-tax catastrophe losses of approximately $49 million, net of reinsurance, for the three months ended June 30, 2022. Losses were primarily in the Home/Farm and Private Passenger Auto segments driven by multiple severe storms in South |
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| May 25, 2022 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 24, 2022 NI Holdings, Inc. (Exact name of registrant as specified in its charter) North Dakota 001-37973 81-2683619 (State or other jurisdiction of incorporation) (Commission File |
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| May 9, 2022 |
NI Holdings, Inc. Announces $10M Repurchase Plan NI Holdings, Inc. Announces $10M Repurchase Plan FARGO, North Dakota, May 9, 2022 ? NI Holdings, Inc. (NASDAQ: NODK) today announced that its Board of Directors has approved an authorization for the repurchase of up to approximately $10 million of the company?s outstanding common stock. This supports our planned approach to capital deployment to create long-term value for our shareholders ? throug |
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| May 9, 2022 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 9, 2022 NI Holdings, Inc. (Exact name of registrant as specified in its charter) North Dakota 001-37973 81-2683619 (State or other jurisdiction of incorporation) (Commission File |
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| May 6, 2022 |
2022 NI Holdings, Inc. Short-Term Incentive Bonus Exhibit 10.2 NI HOLDINGS, INC. SHORT-TERM INCENTIVE BONUS EFFECTIVE JANUARY 1, 2022 INCENTIVE PLAN COMPONENTS Plan Objectives ● Reward performance. ● Encourage teamwork. ● Focus employees on success factors. Participants ● Employees with employment date on or before January 1 and employed on December 31 of the plan year. ● Agents at Associate, Partner or Senior Partner level. ● Employees on probat |
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| May 6, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 6, 2022 NI Holdings, Inc. (Exact name of registrant as specified in its charter) North Dakota 001-37973 81-2683619 (State or other jurisdiction of incorporation) (Commission File |
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| May 6, 2022 |
NI Holdings, Inc. Files Results for First Quarter Ended March 31, 2022 NI Holdings, Inc. Files Results for First Quarter Ended March 31, 2022 FARGO, North Dakota, May 6, 2022 ? NI Holdings, Inc. (NASDAQ: NODK) today reported net income attributable to NI Holdings of $1.9 million ($0.09 per share) and return on average equity of 2.3% for the quarter ended March 31, 2022, compared to net income of $9.7 million ($0.45 per share) and return on average equity of 11.2% in |
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| May 6, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2022 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-37973 NI HOLDINGS, INC. (Exact |
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| April 12, 2022 |
DEFA14A 1 tm2211096d2defa14a.htm DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by |
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| April 12, 2022 |
DEF 14A 1 tm2211096-1def14a.htm DEF 14A TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only |
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| March 18, 2022 |
Employment Agreement between the Company and Seth C. Daggett. Exhibit 10.1 EMPLOYMENT AGREEMENT THIS AGREEMENT (?Agreement?) is made as of this 15th day of March, 2022 (the ?Effective Date?), between NI Holdings, Inc., a North Dakota business corporation, (the ?Corporation?), NODAK Insurance Company, a North Dakota insurance company (the ?Company?), and Seth C. Daggett, an adult individual (?Executive?). WITNESSETH: WHEREAS, the Corporation, the Company, and |
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| March 18, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 15, 2022 NI Holdings, Inc. (Exact name of registrant as specified in its charter) North Dakota 001-37973 81-2683619 (State or other jurisdiction of incorporation) (Commission Fi |
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| March 9, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 9, 2022 NI Holdings, Inc. (Exact name of registrant as specified in its charter) North Dakota 001-37973 81-2683619 (State or other jurisdiction of incorporation) (Commission Fil |
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| March 9, 2022 |
NI HOLDINGS, INC. Growth in Book Value Per Share Performance Share Unit Agreement Exhibit 10.15 NI HOLDINGS, INC. Growth in Book Value Per Share Performance Share Unit Agreement Name of Participant: [] Target No. of Performance Share Units Covered: [] Maximum No. of Performance Share Units Covered: [] Date of Grant: [] THIS PERFORMANCE SHARE UNIT AGREEMENT (this ?Agreement?) governs the Stock Unit Award granted by NI HOLDINGS, INC., a North Dakota corporation (the ?Company?) to |
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| March 9, 2022 |
NI HOLDINGS, INC. Time Based Restricted Stock Unit Agreement for Executives Exhibit 10.14 NI HOLDINGS, INC. Time Based Restricted Stock Unit Agreement for Executives Name of Participant: [] Date of Grant: No. of Units Covered: [] Vesting Commencement Date: [] Vesting Dates: THIS RESTRICTED STOCK UNIT AGREEMENT (this ?Agreement?) governs the Stock Unit Award granted by NI HOLDINGS, INC., a North Dakota corporation (the ?Company?) to the above named individual (the ?Partici |
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| March 9, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ??ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2021 or ??TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-37973 NI HOLDINGS, INC. (Exact n |
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| March 9, 2022 |
SUBSIDIARIES OF NI HOLDINGS, INC. Exhibit 21.1 SUBSIDIARIES OF NI HOLDINGS, INC. Company State of Organization Percentage of Equity Owned Directly or Indirectly Nodak Insurance Company North Dakota 100% American West Insurance Company North Dakota 100% Tri-State Ltd South Dakota 100% Primero Insurance Company North Dakota 100% Nodak Agency, Inc. North Dakota 100% Battle Creek Mutual Insurance Company Nebraska 0% Direct Auto Insura |
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| March 9, 2022 |
NI Holdings, Inc. Files Results for Fourth Quarter and Year Ended December 31, 2021 NI Holdings, Inc. Files Results for Fourth Quarter and Year Ended December 31, 2021 FARGO, North Dakota, March 9, 2022 ? NI Holdings, Inc. (NASDAQ: NODK) today reported net income attributable to NI Holdings of $6.1 million ($0.29 per share) and return on average equity of 7.2% for the quarter ended December 31, 2021, compared to net income of $21.6 million ($1.01 per share) and return on average |
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| November 5, 2021 |
NI Holdings, Inc. Files Results for Third Quarter and Nine Months Ended September 30, 2021 NI Holdings, Inc. Files Results for Third Quarter and Nine Months Ended September 30, 2021 FARGO, North Dakota, November 5, 2021 ? NI Holdings, Inc. (NASDAQ: NODK) today reported net loss attributable to NI Holdings of $4.7 million (-$0.22 per share) and return on average equity of -5.5% for the quarter ended September 30, 2021, compared to net income of $3.7 million ($0.17 per share) and return o |
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| November 5, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 5, 2021 NI Holdings, Inc. (Exact name of registrant as specified in its charter) North Dakota 001-37973 81-2683619 (State or other jurisdiction of incorporation) (Commission |
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| November 5, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ??QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2021 ??TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-37973 NI HOLDINGS, INC. (E |
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| August 16, 2021 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 16, 2021 NI Holdings, Inc. (Exact name of registrant as specified in its charter) North Dakota 001-37973 81-2683619 (State or other jurisdiction of incorporation) (Commission F |
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| August 16, 2021 |
NI Holdings, Inc. Announces $5M Repurchase Plan NI Holdings, Inc. Announces $5M Repurchase Plan FARGO, North Dakota, August 16, 2021 ? NI Holdings, Inc. (NASDAQ: NODK) today announced that its Board of Directors has approved an authorization for the repurchase of up to approximately $5 million of the company?s outstanding common stock. This authorization, in addition to a previous authorization currently in place, supports our planned approach |
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| August 4, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 4, 2021 NI Holdings, Inc. (Exact name of registrant as specified in its charter) North Dakota 001-37973 81-2683619 (State or other jurisdiction of incorporation) (Commission Fi |
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| August 4, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ??QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2021 ??TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-37973 NI HOLDINGS, INC. (Exact |
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| August 4, 2021 |
NI Holdings, Inc. Files Results for Second Quarter and Six Months Ended June 30, 2021 NI Holdings, Inc. Files Results for Second Quarter and Six Months Ended June 30, 2021 FARGO, North Dakota, August 4, 2021 ? NI Holdings, Inc. (NASDAQ: NODK) today reported net loss attributable to NI Holdings of $2.644 million (-$0.12 per share) and return on average equity of -3.0% for the quarter ended June 30, 2021, compared to net income of $18.733 million ($0.86 per share) and return on avera |
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| May 27, 2021 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 25, 2021 NI Holdings, Inc. (Exact name of registrant as specified in its charter) North Dakota 001-37973 81-2683619 (State or other jurisdiction of incorporation) (Commission File |
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| May 5, 2021 |
Exhibit 10.2 HOLDINGS, INC. Growth in Book Value Per Share Performance Share Unit Agreement Name of Participant: [] Target No. of Performance Share Units Covered: [] Maximum No. of Performance Share Units Covered: [] Date of Grant: [] THIS PERFORMANCE SHARE UNIT AGREEMENT (this ?Agreement?) governs the Stock Unit Award granted by NI HOLDINGS, INC., a North Dakota corporation (the ?Company?) to the |
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| May 5, 2021 |
Exhibit 10.1 NI HOLDINGS, INC. Time Based Restricted Stock Unit Agreement for Executives Name of Participant: [] Date of Grant: No. of Units Covered: [] Vesting Commencement Date: [] Vesting Dates: THIS RESTRICTED STOCK UNIT AGREEMENT (this ?Agreement?) governs the Stock Unit Award granted by NI HOLDINGS, INC., a North Dakota corporation (the ?Company?) to the above named individual (the ?Particip |
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| May 5, 2021 |
NI Holdings, Inc. Files Results for First Quarter Ended March 31, 2021 NI Holdings, Inc. Files Results for First Quarter Ended March 31, 2021 FARGO, North Dakota, May 5, 2021 ? NI Holdings, Inc. (NASDAQ: NODK) today reported net income attributable to NI Holdings of $9,669 ($0.45 per share) and return on average equity of 11.2% for the quarter ended March 31, 2021, compared to a loss of $3,587 (-$0.16 per share) and return on average equity of -4.7% in the prior year |
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| May 5, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 5, 2021 NI Holdings, Inc. (Exact name of registrant as specified in its charter) North Dakota 001-37973 81-2683619 (State or other jurisdiction of incorporation) (Commission File |
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| May 5, 2021 |
Quarterly Report - QUARTERLY REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ??QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2021 ??TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-37973 NI HOLDINGS, INC. (Exact |
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| April 13, 2021 |
TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A ? Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? ? Filed by a Party other than the Registrant ? ? Check the appropriate box: ? Preliminary Proxy Statement ? ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2) |
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| April 13, 2021 |
? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A? Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ??) Filed by the Registrant ? ? Filed by a Party other than the Registrant ? ? Check the appropriate box: ? Preliminary Proxy Statement ? ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)( |
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| March 10, 2021 |
NI Holdings, Inc. Files Results for Fourth Quarter and Year Ended December 31, 2020 NI Holdings, Inc. Files Results for Fourth Quarter and Year Ended December 31, 2020 FARGO, North Dakota, March 10, 2021 ? NI Holdings, Inc. (NASDAQ: NODK) today reported its financial results for the fourth quarter and year ended December 31, 2020. The Company reported quarterly net income attributable to NI Holdings of $21,579 ($1.01 per share) compared to $17,129 ($0.77 per share) a year ago. Fo |
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| March 10, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 10, 2021 NI Holdings, Inc. (Exact name of registrant as specified in its charter) North Dakota 001-37973 81-2683619 (State or other jurisdiction of incorporation) (Commission Fi |
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| March 10, 2021 |
Exhibit 4.2 DESCRIPTION OF THE REGISTRANT?S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 NI Holdings, Inc. (?NI Holdings,? ?we,? ?our,? or ?us?) has one class of securities registered under Section 12 of the Securities Exchange Act of 1934, as amended: our common stock. DESCRIPTION OF CAPITAL STOCK The following summary of the terms of our capital stock is ba |
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| March 10, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ??ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2020 or ??TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-37973 NI HOLDINGS, INC. (Exact n |
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| March 4, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 11, 2020 NI Holdings, Inc. (Exact name of registrant as specified in its charter) North Dakota 001-37973 81-2683619 (State or other jurisdiction of incorporation) (Commissi |
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| November 13, 2020 |
NI Holdings, Inc., announces retirement of Executive VP and CFO Brian Doom NI Holdings, Inc., announces retirement of Executive VP and CFO Brian Doom FARGO, North Dakota, November 13, 2020 – NI Holdings, Inc. (NASDAQ: NODK) today announced the impending retirement of top executive Brian Doom, effective May 25, 2021. Doom serves as Executive Vice President, Secretary/Treasurer, and CFO of NI Holdings, Inc. and all affiliated companies (Nodak Insurance Company, American We |
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| November 13, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 11, 2020 NI Holdings, Inc. (Exact name of registrant as specified in its charter) North Dakota 001-37973 81-2683619 (State or other jurisdiction of incorporation) (Commission |
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| November 4, 2020 |
NI Holdings, Inc. Files Results for Third Quarter and Nine Months Ended September 30, 2020 NI Holdings, Inc. Files Results for Third Quarter and Nine Months Ended September 30, 2020 FARGO, North Dakota, November 4, 2020 – NI Holdings, Inc. (NASDAQ: NODK) today reported its financial results for the third quarter and nine months ended September 30, 2020. The Company reported a 9.3 percent increase in net earned premiums for the three months ended September 30, 2020 compared to 2019. The |
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| November 4, 2020 |
Quarterly Report - QUARTERLY REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2020 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-37973 NI HOLDINGS, INC. (E |
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| November 4, 2020 |
Financial Statements and Exhibits, Results of Operations and Financial Condition - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 4, 2020 NI Holdings, Inc. (Exact name of registrant as specified in its charter) North Dakota 001-37973 81-2683619 (State or other jurisdiction of incorporation) (Commission |
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| August 5, 2020 |
Quarterly Report - QUARTERLY REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2020 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-37973 NI HOLDINGS, INC. (Exact |
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| August 5, 2020 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 5, 2020 NI Holdings, Inc. (Exact name of registrant as specified in its charter) North Dakota 001-37973 81-2683619 (State or other jurisdiction of incorporation) (Commission Fi |
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| August 5, 2020 |
NI Holdings, Inc. Files Results for Second Quarter and Six Months Ended June 30, 2020 NI Holdings, Inc. Files Results for Second Quarter and Six Months Ended June 30, 2020 FARGO, North Dakota, August 5, 2020 – NI Holdings, Inc. (NASDAQ: NODK) today reported its financial results for the second quarter and six months ended June 30, 2020. The Company reported a 25.9 percent increase in net earned premiums for the three months ended June 30, 2020 compared to 2019. The Company reported |
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| July 2, 2020 |
Registration No. 333- As filed with the Securities and Exchange Commission on July 2, 2020 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 NI Holdings, Inc. (Exact name of registrant as specified in its charter) North Dakota (State or other jurisdiction of incorporation or organization) 81-2683619 (I.R.S. Empl |
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| May 29, 2020 |
NI Holdings, Inc. Annual Meeting of Shareholders | May 27, 2020 NI Holdings, Inc. Annual Meeting of Shareholders | May 27, 2020 SAFE HARBOR STATEMENT This presentation contains “forward - looking” statements within the meaning of Section 27A of the Securities Act of 1933, as amended, and Section 21E of the Securities Exchange Act of 1934, as amended, that are based on our management’s beliefs and assumptions and on information currently available to management |
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| May 29, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 27, 2020 NI Holdings, Inc. (Exact name of registrant as specified in its charter) North Dakota 001-37973 81-2683619 (State or other jurisdiction of incorporation) (Commission File |
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| May 29, 2020 |
NI Holdings, Inc. 2020 Stock and Incentive Plan EXHIBIT 10.1 NI HOLDINGS, INC. 2020 STOCK AND INCENTIVE PLAN Section 1. Purpose The purpose of the Plan is to promote the interests of the Company and its shareholders by aiding the Company in attracting and retaining employees, officers, consultants, independent contractors, advisors and non-employee Directors capable of assuring the future success of the Company, to offer such persons incentives |
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| May 29, 2020 |
NI Holdings, Inc. Time-Based Restricted Stock Unit Agreement for Non-Employee Directors EXHIBIT 10.2 NI HOLDINGS, INC. Time-Based Restricted Stock Unit Agreement for Non-Employee Directors Name of Participant: [] Date of Grant: , 20 No. of Units Covered: [] Vesting Commencement Date: [] Vesting Date: , 20 Units THIS RESTRICTED STOCK UNIT AGREEMENT (this “Agreement”) governs the Stock Unit Award granted by NI HOLDINGS, INC., a North Dakota corporation (the “Company”) to the above-name |
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| May 6, 2020 |
NI Holdings, Inc. Files Results for First Quarter Ended March 31, 2020 NI Holdings, Inc. Files Results for First Quarter Ended March 31, 2020 FARGO, North Dakota, May 6, 2020 – NI Holdings, Inc. (NASDAQ: NODK) today reported its financial results for the quarter ended March 31, 2020. The Company reported a 16.4 percent increase in net earned premiums for the three months ended March 31, 2020 compared to 2019. The Company reported a net loss attributable to NI Holding |
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| May 6, 2020 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 6, 2020 NI Holdings, Inc. (Exact name of registrant as specified in its charter) North Dakota 001-37973 81-2683619 (State or other jurisdiction of incorporation) (Commission File |
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| May 6, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2020 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-37973 NI HOLDINGS, INC. (Exact |
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| April 22, 2020 |
Amendment No. 2 to Bylaws, dated as of April 16, 2020. AMENDMENT NO. 2 TO THE BYLAWS OF NI HOLDINGS, INC. This Amendment No. 2 to the Bylaws of NI Holdings, Inc. was approved and adopted by the written consent of the Board of Directors on April 16, 2020: Section 1.1 of the Bylaws (the “Bylaws”) of NI Holdings, Inc., a Delaware corporation, is hereby amended and restated in its entirety to read as follows: Annual Meetings. The regular annual meeting of |
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| April 22, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 16, 2020 NI Holdings, Inc. (Exact name of registrant as specified in its charter) North Dakota 001-37973 81-2683619 (State or other jurisdiction of incorporation) (Commission Fi |
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| April 17, 2020 |
NODK / NI Holdings, Inc. DEFA14A - - DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defin |
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| April 17, 2020 |
NODK / NI Holdings, Inc. DEF 14A - - DEF 14A TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ De |
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| March 11, 2020 |
NI Holdings, Inc. Files Results for Fourth Quarter and Year Ended December 31, 2019 NI Holdings, Inc. Files Results for Fourth Quarter and Year Ended December 31, 2019 FARGO, North Dakota, March 11, 2020 – NI Holdings, Inc. (NASDAQ: NODK) today reported its financial results for the quarter and year ended December 31, 2019. The Company reported a 25.9 percent increase in net earned premiums for the year ended December 31, 2019 compared to 2018, although net income attributable to |
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| March 11, 2020 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 11, 2020 NI Holdings, Inc. (Exact name of registrant as specified in its charter) North Dakota 001-37973 81-2683619 (State or other jurisdiction of incorporation) (Commission Fi |
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| March 11, 2020 |
Exhibit 4.2 DESCRIPTION OF THE REGISTRANT’S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 NI Holdings, Inc. (“NI Holdings,” “we,” “our,” or “us”) has one class of securities registered under Section 12 of the Securities Exchange Act of 1934, as amended: our common stock. DESCRIPTION OF CAPITAL STOCK The following summary of the terms of our capital stock is ba |
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| March 11, 2020 |
the Company’s Annual Report on Form 10-K for the fiscal year ended December 31, 2019 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2019 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-37973 NI HOLDINGS, INC. (Exact n |
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| March 5, 2020 |
NODK / NI Holdings, Inc. / THORP JEFFREY - MARCH 3, 2020 Activist Investment SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) (Amendment No. |
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| March 2, 2020 |
Amendment to Bylaws, dated as of February 25, 2020 Exhibit 3.1 AMENDMENT TO THE BYLAWS OF NI HOLDINGS, INC. The following Amendment to the Bylaws of NI Holdings, Inc. was approved and adopted at the regular meeting of the Board of Directors, at which a quorum was present, held on February 25, 2020: Section 1.5 of the Bylaws (the “Bylaws”) of NI Holdings, Inc. is amended and restated in its entirety to read as follows: Election. Except as otherwise |
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| March 2, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 25, 2020 NI Holdings, Inc. (Exact name of registrant as specified in its charter) North Dakota 001-37973 81-2683619 (State or other jurisdiction of incorporation) (Commission |
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| January 3, 2020 |
Regulation FD Disclosure, Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 1, 2020 NI Holdings, Inc. (Exact name of registrant as specified in its charter) North Dakota 001-37973 81-2683619 (State or other jurisdiction of incorporation) (Commission F |
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| January 3, 2020 |
NI Holdings, Inc. Completes Acquisition of Westminster American Insurance Company NI Holdings, Inc. Completes Acquisition of Westminster American Insurance Company FARGO, North Dakota, January 3, 2020 – NI Holdings, Inc. (NASDAQ: NODK) today announced that it has completed its previously announced acquisition of Westminster American Insurance Company (“Westminster”) from private shareholders on January 1, 2020. The acquisition of Westminster further diversifies NI Holdings’ por |
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| November 14, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 13, 2019 NI Holdings, Inc. (Exact name of registrant as specified in its charter) North Dakota 001-37973 81-2683619 (State or other jurisdiction of incorporation) (Commission |
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| November 14, 2019 |
NI Holdings, Inc. Appoints New Member to Its Board of Directors NI Holdings, Inc. Appoints New Member to Its Board of Directors FARGO, North Dakota, November 14, 2019 – NI Holdings, Inc. (NASDAQ: NODK), an insurance holding company, today announced the appointment of Cindy L. Launer to its Board of Directors, effective immediately. “Cindy is widely respected for her distinguished career in the insurance industry, and will bring new skills, experience, and dive |
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| November 6, 2019 |
NI Holdings, Inc. Files Results for Third Quarter and Nine Months 2019 NI Holdings, Inc. Files Results for Third Quarter and Nine Months 2019 FARGO, North Dakota, November 6, 2019 – NI Holdings, Inc. (NASDAQ: NODK) today reported its financial results for the quarter and nine months ended September 30, 2019. The Company reported a 29.7 percent increase in net earned premiums for the nine months ended September 30, 2019 compared to 2018, although net income attributab |
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| November 6, 2019 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 6, 2019 NI Holdings, Inc. (Exact name of registrant as specified in its charter) North Dakota 001-37973 81-2683619 (State or other jurisdiction of incorporation) (Commission |
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| November 6, 2019 |
NODK / NI Holdings, Inc. 10-Q - Quarterly Report - 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2019 o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-37973 NI HOLDINGS, INC. (E |
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| October 28, 2019 |
NI Holdings, Inc. Announces Signing of Agreement to Acquire Westminster American Insurance Company NI Holdings, Inc. Announces Signing of Agreement to Acquire Westminster American Insurance Company FARGO, North Dakota, October 28, 2019 – NI Holdings, Inc. (NASDAQ: NODK) today announced the signing of a definitive agreement to purchase 100 percent of the issued and outstanding stock of Westminster American Insurance Company from private shareholders. Westminster American is headquartered in Owin |
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| October 28, 2019 |
Regulation FD Disclosure, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 28, 2019 NI Holdings, Inc. (Exact name of registrant as specified in its charter) North Dakota 001-37973 81-2683619 (State or other jurisdiction of incorporation) (Commission |
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| August 7, 2019 |
NI Holdings, Inc. Files Results for Second Quarter and Six Months 2019 NI Holdings, Inc. Files Results for Second Quarter and Six Months 2019 FARGO, North Dakota, August 7, 2019 – NI Holdings, Inc. (NASDAQ: NODK) today reported its financial results for the quarter and six months ended June 30, 2019. The Company reported a 33.2 percent increase in net earned premiums for the six months ended June 30, 2019 compared to 2018, and net income attributable to NI Holdings r |
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| August 7, 2019 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 7, 2019 NI Holdings, Inc. (Exact name of registrant as specified in its charter) North Dakota 001-37973 81-2683619 (State or other jurisdiction of incorporation) (Commission Fi |
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| August 7, 2019 |
NODK / NI Holdings, Inc. 10-Q - Quarterly Report - 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2019 o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-37973 NI HOLDINGS, INC. (Exact |
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| May 23, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 21, 2019 NI Holdings, Inc. (Exact name of registrant as specified in its charter) North Dakota 001-37973 81-2683619 (State or other jurisdiction of incorporation) (Commission File |
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| May 23, 2019 |
NI Holdings, Inc. Annual Meeting of Shareholders | May 21, 2019 Exhibit 99.1 NI Holdings, Inc. Annual Meeting of Shareholders | May 21, 2019 SAFE HARBOR STATEMENT This presentation contains “forward - looking” statements within the meaning of Section 27A of the Securities Act of 1933, as amended, and Section 21E of the Securities Exchange Act of 1934, as amended, that are based on our management’s beliefs and assumptions and on information currently available |
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| May 8, 2019 |
NI Holdings, Inc. Files Results for First Quarter 2019 NI Holdings, Inc. Files Results for First Quarter 2019 FARGO, North Dakota, May 8, 2019 – NI Holdings, Inc. (NASDAQ: NODK) today reported its financial results for the quarter ended March 31, 2019. The Company reported a 39.9 percent increase in net earned premiums for the three months ended March 31, 2019 compared to 2018, and net income attributable to NI Holdings rose to $13,773 compared to $6, |
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| May 8, 2019 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 8, 2019 NI Holdings, Inc. (Exact name of registrant as specified in its charter) North Dakota 001-37973 81-2683619 (State or other jurisdiction of incorporation) (Commission File |
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| May 8, 2019 |
NODK / NI Holdings, Inc. 10-Q Quarterly Report 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2019 o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-37973 NI HOLDINGS, INC. (Exact |
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| April 11, 2019 |
NODK / NI Holdings, Inc. DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defin |
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| April 11, 2019 |
NODK / NI Holdings, Inc. DEF 14A TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ De |
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| March 13, 2019 |
NI Holdings, Inc. Files Results for Fourth Quarter and Year Ended December 31, 2018 NI Holdings, Inc. Files Results for Fourth Quarter and Year Ended December 31, 2018 FARGO, North Dakota, March 13, 2019 – NI Holdings, Inc. (NASDAQ: NODK) today reported its financial results for the year ended December 31, 2018. The Company reported a 9.1 percent increase in net earned premiums for the year ended December 31, 2018 compared to 2017, and net income attributable to NI Holdings rose |
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| March 13, 2019 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 13, 2019 NI Holdings, Inc. (Exact name of registrant as specified in its charter) North Dakota 001-37973 81-2683619 (State or other jurisdiction of incorporation) (Commission Fi |
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| March 13, 2019 |
NODK / NI Holdings, Inc. 10-K (Annual Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2018 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-37973 NI HOLDINGS, INC. (Exact n |
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| November 13, 2018 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 13, 2018 NI Holdings, Inc. (Exact name of registrant as specified in its charter) North Dakota 001-37973 81-2683619 (State or other jurisdiction of incorporation) (Commission |
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| November 13, 2018 |
NI Holdings, Inc. Files Results for Third Quarter and Nine Months Ended September 30, 2018 NI Holdings, Inc. Files Results for Third Quarter and Nine Months Ended September 30, 2018 FARGO, North Dakota, November 13, 2018 – NI Holdings, Inc. (NASDAQ: NODK) today reported its financial results for the quarter and nine months ended September 30, 2018. The Company reported a 7.6 percent increase in net earned premiums for the nine months ended September 30, 2018 compared to the first nine m |
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| November 13, 2018 |
NODK / NI Holdings, Inc. 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2018 o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-37973 NI HOLDINGS, INC. (E |
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| September 5, 2018 |
Stock Purchase Agreement, dated as of May 31, 2018. Exhibit 2.1 STOCK PURCHASE AGREEMENT among NI HOLDINGS, INC. and the Selling Holders named herein, THE ULTIMATE OWNER NAMED HEREIN, and JOSEPH FITZGERALD dated as of May 31, 2018 Table of Contents Article I DEFINITIONS 1 Article II PURCHASE AND SALE 7 Section 2.01. Purchase and Sale 7 Section 2.02. Purchase Price 7 Section 2.03. Transactions to be Effected at the Closing 7 Section 2.04. [Reserved] |
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| September 5, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 31, 2018 NI Holdings, Inc. (Exact name of registrant as specified in its charter) North Dakota 001-37973 81-2683619 (State or other jurisdiction of incorporation) (Commission F |
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| September 5, 2018 |
NI Holdings, Inc. Completes Acquisition of Direct Auto Insurance Company NI Holdings, Inc. Completes Acquisition of Direct Auto Insurance Company FARGO, North Dakota, September 5, 2018 – NI Holdings, Inc. (NASDAQ: NODK) today announced that it has completed its previously announced acquisition of Direct Auto Insurance Company from private shareholders on August 31, 2018. The acquisition of Direct Auto further diversifies NI Holdings’ portfolio of products geographicall |
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| August 3, 2018 |
NI Holdings, Inc. Files Results for Second Quarter and Six Months 2018 NI Holdings, Inc. Files Results for Second Quarter and Six Months 2018 FARGO, North Dakota, August 3, 2018 – NI Holdings, Inc. (NASDAQ: NODK) today reported its financial results for the quarter and six months ended June 30, 2018. Second quarter ended June 30, 2018 compared to second quarter 2017: · Net income attributable to NI Holdings of $0.2 million, compared to $0.1 million for 2017. · Net pr |
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| August 3, 2018 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 3, 2018 NI Holdings, Inc. (Exact name of registrant as specified in its charter) North Dakota 001-37973 81-2683619 (State or other jurisdiction of incorporation) (Commission Fi |
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| August 3, 2018 |
NODK / NI Holdings, Inc. 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2018 o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-37973 NI HOLDINGS, INC. (Exact |
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| May 31, 2018 |
Regulation FD Disclosure, Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 31, 2018 NI Holdings, Inc. (Exact name of registrant as specified in its charter) North Dakota 001-37973 81-2683619 (State or other jurisdiction of incorporation) (Commission File |
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| May 31, 2018 |
NI Holdings, Inc. Announces Signing of Agreement to Acquire Direct Auto Insurance Company NI Holdings, Inc. Announces Signing of Agreement to Acquire Direct Auto Insurance Company FARGO, North Dakota, May 31, 2018 – NI Holdings, Inc. (NASDAQ: NODK) today announced the signing of a definitive agreement to purchase 100 percent of the stock of Direct Auto Insurance Company (“Direct Auto”) from private shareholders. Direct Auto is headquartered in Chicago, Illinois and underwrites specialt |
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| May 23, 2018 |
NI Holdings, Inc. Annual Meeting of Shareholders | May 22, 2018 Exhibit 99.1 NI Holdings, Inc. Annual Meeting of Shareholders | May 22, 2018 SAFE HARBOR STATEMENT This presentation contains “forward - looking” statements within the meaning of Section 27A of the Securities Act of 1933, as amended, and Section 21E of the Securities Exchange Act of 1934, as amended, that are based on our management’s beliefs and assumptions and on information currently available |
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| May 23, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 22, 2018 NI Holdings, Inc. (Exact name of registrant as specified in its charter) North Dakota 001-37973 81-2683619 (State or other jurisdiction of incorporation) (Commission File |
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| May 4, 2018 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 4, 2018 NI Holdings, Inc. (Exact name of registrant as specified in its charter) North Dakota 001-37973 81-2683619 (State or other jurisdiction of incorporation) (Commission File |
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| May 4, 2018 |
NI Holdings, Inc. Files First Quarter 2018 Results NI Holdings, Inc. Files First Quarter 2018 Results FARGO, North Dakota, May 4, 2018 – NI Holdings, Inc. (NASDAQ: NODK) today reported its financial results for the quarter ended March 31, 2018. First quarter ended March 31, 2018 compared to first quarter 2017: · Net income attributable to NI Holdings of $6.1 million compared to $4.7 million for 2017. · Net premiums earned of $36.1 million, a 10.1% |
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| May 4, 2018 |
NODK / NI Holdings, Inc. 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2018 o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-37973 NI HOLDINGS, INC. (Exact |
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| May 4, 2018 |
NI Holdings, Inc. Growth in Book Value Per Share Performance Share Unit Agreement Exhibit 10.14 NI HOLDINGS, INC. Growth in Book Value Per Share Performance Share Unit Agreement Name of Participant: Target No. of Performance Share Units Covered: Maximum No. of Performance Share Units Covered: Date of Grant: THIS PERFORMANCE SHARE UNIT AGREEMENT (this “Agreement”) governs the Stock Unit Award granted by NI HOLDINGS, INC., a North Dakota corporation (the “Company”) to the above-n |
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| April 12, 2018 |
NODK / NI Holdings, Inc. DEFINITIVE ADDITIONAL MATERIALS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defin |
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| April 12, 2018 |
NODK / NI Holdings, Inc. DEFINITIVE PROXY STATEMENT TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ De |
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| March 7, 2018 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 7, 2018 NI Holdings, Inc. (Exact name of registrant as specified in its charter) North Dakota 001-37973 81-2683619 (State or other jurisdiction of incorporation) (Commission Fil |
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| March 7, 2018 |
NI Holdings, Inc. Files Fourth Quarter and Full Year 2017 Results NI Holdings, Inc. Files Fourth Quarter and Full Year 2017 Results FARGO, North Dakota, March 7, 2018 – NI Holdings, Inc. (NASDAQ: NODK) today reported its financial results for the year ended December 31, 2017. Fourth quarter ended December 31, 2017: · Net income attributable to NI Holdings of $13.9 million compared to $1.1 million for 2016. · Net premiums earned of $48.5 million, a 47.5% increase |
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| March 7, 2018 |
NI Holdings, Inc. Time-Based Restricted Stock Unit Agreement for Non-Employee Directors Exhibit 10.13 NI HOLDINGS, INC. Time-Based Restricted Stock Unit Agreement for Non-Employee Directors Name of Participant: [] Date of Grant: No. of Units Covered: [] Vesting Commencement Date: Vesting Date: THIS RESTRICTED STOCK UNIT AGREEMENT (this “Agreement”) governs the Stock Unit Award granted by NI HOLDINGS, INC., a North Dakota corporation (the “Company”) to the above-named individual (the |
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| March 7, 2018 |
NODK / NI Holdings, Inc. 10-K (Annual Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2017 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-37973 NI HOLDINGS, INC. (Exact n |
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| March 7, 2018 |
NI Holdings, Inc. Time-Based Restricted Stock Unit Agreement for Named Executive Officers Exhibit 10.12 NI HOLDINGS, INC. Time-Based Restricted Stock Unit Agreement for Named Executive Officers Name of Participant: [] Date of Grant: No. of Units Covered: [] Vesting Commencement Date: Vesting Dates: THIS RESTRICTED STOCK UNIT AGREEMENT (this “Agreement”) governs the Stock Unit Award granted by NI HOLDINGS, INC., a North Dakota corporation (the “Company”) to the above-named individual (t |
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| March 5, 2018 |
NI Holdings, Inc. Announces $10M Repurchase Plan NI Holdings, Inc. Announces $10M Repurchase Plan FARGO, North Dakota, March 5, 2018 – NI Holdings, Inc. (NASDAQ: NODK) today announced that its Board of Directors has approved an authorization for the repurchase of up to approximately $10 million of the company’s outstanding common stock. This authorization supports our planned approach to capital deployment to create long-term value for our share |
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| March 5, 2018 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 5, 2018 NI Holdings, Inc. (Exact name of registrant as specified in its charter) North Dakota 001-37973 81-2683619 (State or other jurisdiction of incorporation) (Commission Fil |
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| January 11, 2018 |
Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 11, 2018 NI Holdings, Inc. (Exact name of registrant as specified in its charter) North Dakota 001-37973 81-2683619 (State or other jurisdiction of incorporation) (Commission |
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| January 11, 2018 |
NI Holdings, Inc. Announces New Reportable Segments and New Quarterly Financial Supplement NI Holdings, Inc. Announces New Reportable Segments and New Quarterly Financial Supplement FARGO, North Dakota, January 11, 2018 ? NI Holdings, Inc. (NASDAQ: NODK) today announced new reportable segments to align with the company?s evolving financial reporting model as a new public company. ?We are refining our reportable segments to better reflect our primary operating businesses and our growth i |
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| January 9, 2018 |
Exhibit 24.1 SECTION 16 POWER OF ATTORNEY Know all by these presents, that the undersigned hereby constitutes and appoints each of Brian R. Doom and Timothy J. Milius, signing singly, the undersigned?s true and lawful attorney-in-fact to: 1) prepare, execute in the undersigned?s name and on the undersigned?s behalf, and submit to the U.S. Securities and Exchange Commission (the ?SEC?) a Form ID, i |
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| November 17, 2017 |
Registration No. 333- As filed with the Securities and Exchange Commission on November 17, 2017 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 NI Holdings, Inc. (Exact name of registrant as specified in its charter) North Dakota (State or other jurisdiction of incorporation or organization) 81-2683619 (I.R.S. |
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| November 17, 2017 |
NI Holdings, Inc. 2017 Stock and Incentive Plan* APPENDIX A NI HOLDINGS, INC. 2017 STOCK AND INCENTIVE PLAN Section 1. Purpose The purpose of the Plan is to promote the interests of the Company and its shareholders by aiding the Company in attracting and retaining employees, officers, consultants, advisors and non-employee Directors capable of assuring the future success of the Company, to offer such persons incentives to put forth maximum effor |
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| November 13, 2017 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 13, 2017 NI Holdings, Inc. (Exact name of registrant as specified in its charter) North Dakota 001-37973 81-2683619 (State or other jurisdiction of incorporation) (Commission |
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| November 13, 2017 |
NODK / NI Holdings, Inc. 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2017 o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-37973 NI HOLDINGS, INC. (E |
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| November 13, 2017 |
NI Holdings, Inc. Files Third Quarter 2017 Results NI Holdings, Inc. Files Third Quarter 2017 Results FARGO, North Dakota, November 13, 2017 ? NI Holdings, Inc. (NASDAQ: NODK) today reported its financial results for the quarter ended September 30, 2017. Significant items included: ? Net loss attributable to NI Holdings of $2.7 million for third quarter 2017 compared to a loss of $1.0 million for third quarter 2016. ? Net premiums earned of $52.5 |
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| September 18, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 15, 2017 NI Holdings, Inc. (Exact name of registrant as specified in its charter) North Dakota 001-37973 81-2683619 (State or other jurisdiction of incorporation) (Commissio |
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| September 18, 2017 |
NI Holdings, Inc. 2017 Stock and Incentive Plan EXHIBIT 10.1 NI HOLDINGS, INC. 2017 STOCK AND INCENTIVE PLAN Section 1. Purpose The purpose of the Plan is to promote the interests of the Company and its shareholders by aiding the Company in attracting and retaining employees, officers, consultants, advisors and non-employee Directors capable of assuring the future success of the Company, to offer such persons incentives to put forth maximum eff |
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| September 18, 2017 |
NI Holdings, Inc. Annual Meeting of Shareholders | September 15, 2017 NI Holdings, Inc. Annual Meeting of Shareholders | September 15, 2017 SAFE HARBOR STATEMENT This presentation contains ?forward - looking? statements within the meaning of Section 27A of the Securities Act of 1933, as amended, and Section 21E of the Securities Exchange Act of 1934, as amended, that are based on our management?s beliefs and assumptions and on information currently available to mana |
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| August 11, 2017 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 11, 2017 NI Holdings, Inc. (Exact name of registrant as specified in its charter) North Dakota 001-37973 81-2683619 (State or other jurisdiction of incorporation) (Commission F |
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| August 11, 2017 |
NODK / NI Holdings, Inc. 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2017 o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-37973 NI HOLDINGS, INC. (Exact |
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| August 11, 2017 |
NI Holdings, Inc. Files Second Quarter 2017 Results NI Holdings, Inc. Files Second Quarter 2017 Results FARGO, North Dakota, August 11, 2017 ? NI Holdings, Inc. (NASDAQ: NODK) today reported its financial results for the second quarter ended June 30, 2017. Significant items included: ? Net income attributable to NI Holdings of $0.1 million for second quarter 2017 compared to a loss of $1.8 million for second quarter 2016. ? Net premiums earned of $ |
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| August 4, 2017 |
? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? ? |
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| August 4, 2017 |
TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? ? Confidential, for Use of the Commission Only (as permitted by Rule |
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| May 25, 2017 |
NI Holdings, Inc. Announces $8M Repurchase Plan NI Holdings, Inc. Announces $8M Repurchase Plan FARGO, North Dakota, May 25, 2017 ? NI Holdings, Inc. (NASDAQ: NODK) today announced that its board of directors has approved an authorization for the repurchase of up to $8 million of the company?s outstanding common stock. This authorization supports our planned approach to capital deployment to create long-term value for our shareholders ? through |
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| May 25, 2017 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 25, 2017 NI Holdings, Inc. (Exact name of registrant as specified in its charter) North Dakota 001-37973 81-2683619 (State or other jurisdiction of incorporation) (Commission File |
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| May 12, 2017 |
NI Holdings, Inc. Files First Quarter 2017 Results NI Holdings, Inc. Files First Quarter 2017 Results FARGO, North Dakota, May 12, 2017 ? NI Holdings, Inc. (NASDAQ: NODK) today reported its financial results for the first quarter ended March 31, 2017. Significant items included: ? Net income attributable to NI Holdings of $4.7 million for first quarter of 2017 compared to $6.2 million for first quarter of 2016. ? Net premiums earned of $32.8 milli |
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| May 12, 2017 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 12, 2017 NI Holdings, Inc. (Exact name of registrant as specified in its charter) North Dakota 001-37973 81-2683619 (State or other jurisdiction of incorporation) (Commission File |
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| May 12, 2017 |
NODK / NI Holdings, Inc. 10-Q - Quarterly Report - 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2017 o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-37973 NI HOLDINGS, INC. (Exact |
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| April 7, 2017 |
NODK / NI Holdings, Inc. 10-K - Annual Report - 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2016 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-37973 NI HOLDINGS, INC. (Exact n |
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| April 3, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 12b-25 NOTIFICATION OF LATE FILING Commission File Number 001-37973 (Check One): ? Form 10-K ? Form 20-F ? Form 11-K ? Form 10-Q ? Form 10-D ? Form N-SAR ? Form N-CSR For Period Ended: December 31, 2016 ? Transition Report on Form 10-K ? Transition Report on Form 10-Q ? Transition Report on Form 20-F ? Transition Report on Form N-SAR ? Transition Report on Form 11-K For the Transition Period Ended: Nothing in this form shall be construed to imply that the Commission has verified any information contained herein. |
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| January 18, 2017 |
Filed Pursuant to Rule 424(b)(5) Registration No. 333-214057 PROSPECTUS NI HOLDINGS, INC. Up to 10,350,000 shares of Common Stock This is the initial public offering of NI Holdings, Inc., a company formed in connection with the conversion of Nodak Mutual Insurance Company, or Nodak Mutual, from the mutual to stock form of organization and the creation of a mutual holding company. We are offering u |
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| January 13, 2017 |
As filed with the Securities and Exchange Commission on January 13, 2017. Registration No. 333-214057 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 AMENDMENT NO. 4 To FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 NI Holdings, Inc. (Exact name of registrant as specified in its charter) North Dakota 6331 81-2683619 (State or other jurisdiction of incorpor |
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| January 13, 2017 |
GRIFFIN FINANCIAL GROUP LLC 620 Freedom Business Center Suite 200 King of Prussia, PA 19406 January 13, 2017 VIA EMAIL AND EDGAR Division of Corporation Finance U. |
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| January 13, 2017 |
NI HOLDINGS, INC. 1101 First Avenue North Fargo, North Dakota 58102 January 13, 2017 NI HOLDINGS, INC. 1101 First Avenue North Fargo, North Dakota 58102 January 13, 2017 VIA EMAIL AND EDGAR Division of Corporation Finance U.S. Securities and Exchange Commission Washington, D.C. 20549 Attention: Mr. Joseph McCann Re: NI Holdings, Inc. Registration Statement on Form S-1 File No. 333-214057 Ladies and Gentlemen: NI Holdings, Inc. (the ?Company?) hereby requests that the effective dat |
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| January 12, 2017 |
Nodak Mutual Insurance Company Cash Incentive Bonus Plan (3) Exhibit 10.9 SHORT-TERM INCENTIVE BONUS PLAN EFFECTIVE MARCH 1, 2016 INCENTIVE PLAN COMPONENTS Plan Objectives ? Reward performance. ? Encourage teamwork. ? Focus employees on success factors. Participants ? Employees with employment date on or before January 1 and employed on December 31 of the plan year. ? Agents at Associate, Partner or Senior Partner level. ? Employees on probation status are |
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| January 12, 2017 |
As filed with the Securities and Exchange Commission on January 12, 2017. Registration No. 333-214057 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 AMENDMENT NO. 3 To FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 NI Holdings, Inc. (Exact name of registrant as specified in its charter) North Dakota 6331 81-2683619 (State or other jurisdiction of incorpor |
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| December 22, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 NI HOLDINGS, INC. (Exact name of registrant as specified in its charter) North Dakota (State of incorporation or organization) 1101 First Avenue North Fargo, North Dakota (Address of principal ex |
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| December 21, 2016 |
PROXY STATEMENT RECOMMENDATION OF THE BOARD OF DIRECTORS Exhibit 99.8 PROXY STATEMENT Your proxy, in the form enclosed, is solicited by the Board of Directors of Nodak Mutual Insurance Company (?Nodak Mutual? or the ?Company?) for use at a Special Meeting of its members to be held on February , 2017 and any adjournment of that meeting, for the purposes set forth below. Only persons owning policies issued by Nodak Mutual that were in force at the close o |
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| December 21, 2016 |
[Griffin Financial Group, LLC] December [●], 2017 Exhibit 99.6 [Griffin Financial Group, LLC] December [?], 2017 Dear Customer of Nodak Mutual Insurance Company: At the request of Nodak Mutual Insurance Company (?Nodak?), we have enclosed materials regarding the offering of common stock in connection with the conversion of Nodak from a mutual insurance company to a stock insurance company. As part of this conversion, Nodak will form NI Holdings, |
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| December 21, 2016 |
[ NODAK LOGO ] QUESTIONS AND ABOUT OUR CONVERSION AND STOCK OFFERING Exhibit 99.5 [ NODAK LOGO ] QUESTIONS AND ANSWERS ABOUT OUR CONVERSION AND STOCK OFFERING 1 This pamphlet answers questions about the mutual to stock conversion of Nodak Mutual Insurance Company and the related common stock offering of NI Holdings, Inc. ABOUT THE PLAN OF CONVERSION The board of directors of Nodak Mutual Insurance Company (?Nodak Mutual?) adopted a Plan of Mutual Property and Casua |
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| December 21, 2016 |
As filed with the Securities and Exchange Commission on December 21, 2016. Registration No. 333-214057 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 AMENDMENT NO. 2 To FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 NI Holdings, Inc. (Exact name of registrant as specified in its charter) North Dakota 6331 81-2683619 (State or other jurisdiction of incorpo |
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| November 14, 2016 |
As filed with the Securities and Exchange Commission on November 14, 2016. Registration No. 333-214057 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 AMENDMENT NO. 1 To FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 NI Holdings, Inc. (Exact name of registrant as specified in its charter) North Dakota 6331 81-2683619 (State or other jurisdiction of incorpo |
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| November 14, 2016 |
Exhibit 10.11 AFFILIATION AGREEMENT WHEREAS Battle Creek Mutual Insurance Company (?BCMI?) and Nodak Mutual Insurance Company (?NMI?) believe an affiliation between the two companies, pursuant to the terms of this Agreement, are in the best interests of the policyholders of both companies; IT IS THEREFORE AGREED as follows: SECTION 1 DEFINITIONS Contract Date - December 30, 2010. Effective Date - |
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| November 14, 2016 |
Stevens & Lee Lawyers & Consultants 111 N. Sixth Street P.O. Box 679 Reading, PA 19603 (610) 478-2000 Fax (610) 376-5610 www.stevenslee.com Direct Dial: (610) 478-2242 Email: [email protected] Direct Fax: (610) 236-4176 November 14, 2016 Joseph McCann Office of Healthcare and Insurance U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: NI Holdings, Inc. Registra |
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| November 14, 2016 |
Exhibit 99.7 ESCROW AGREEMENT THIS ESCROW AGREEMENT (this ?Escrow Agreement?), dated as of November , 2016, is entered into by and among NI Holdings, Inc., a North Dakota corporation (the ?Company?), Nodak Mutual Insurance Company, a North Dakota mutual insurance company (?Nodak Mutual?), Griffin Financial Group LLC (the ?Placement Agent?) and Christiana Trust, a division of Wilmington Savings Fun |
