Basic Stats
| LEI | 2DTL0G3FPRYUT58TI025 |
| CIK | 1043219 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Annaly Capital Management, Inc. - Preferred Stock
SEC Filings (Chronological Order)
This page provides a complete, chronological list of SEC Filings, excluding ownership filings which we provide elsewhere.
| August 12, 2025 |
New York Stock Exchange 11 Wall Street New York, NY 10005 Tel: +1 212.656.3000 nyse.com August 12, 2025 Chief, Information Technology Securities and Exchange Commission Division of Corporate Finance 100 F Street, NE MS 3040 Washington, DC 20549 To whom it may concern: The New York Stock Exchange certifies its approval for listing and registration of the 8.875% Series J Fixed-Rate Cumulative Redeem |
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| August 7, 2025 |
8-A12B UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 ANNALY CAPITAL MANAGEMENT, INC. (Exact Name of Registrant as Specified in Its Charter) Maryland 22-3479661 (State of incorporation or organization) (I.R.S. Employer Identification No.) 121 |
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| August 7, 2025 |
EX-4.10 Exhibit 4.10 SEE REVERSE FOR IMPORTANT NOTICE ON TRANSFER RESTRICTIONS AND OTHER INFORMATION CERTIFICATE OF STOCK [LOGO] ANNALY CAPITAL MANAGEMENT, INC. INCORPORATED UNDER THE LAWS OF THE STATE OF MARYLAND NUMBER SHARES 8.875% SERIES J FIXED-RATE CUMULATIVE REDEEMABLE PREFERRED STOCK SEE REVERSE FOR CERTAIN DEFINITIONS CUSIP 035710 821 THIS CERTIFIES THAT is the owner of |
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| August 7, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 6, 2025 Annaly Capital Management, Inc. (Exact name of registrant as specified in its charter) Maryland 1-13447 22-3479661 (State or other jurisdiction of incorporation or orga |
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| August 7, 2025 |
EX-1.1 Exhibit 1.1 EXECUTION VERSION ANNALY CAPITAL MANAGEMENT, INC. 8.875% Series J Fixed Rate Cumulative Redeemable Preferred Stock UNDERWRITING AGREEMENT July 31, 2025 1 EXECUTION VERSION UNDERWRITING AGREEMENT July 31, 2025 Morgan Stanley & Co. LLC BofA Securities, Inc. Goldman Sachs & Co. LLC J.P. Morgan Securities LLC RBC Capital Markets, LLC UBS Securities LLC Wells Fargo Securities, LLC As |
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| August 7, 2025 |
EX-3.25 Exhibit 3.25 ANNALY CAPITAL MANAGEMENT, INC. ARTICLES SUPPLEMENTARY 8.875% Series J Fixed-Rate Cumulative Redeemable Preferred Stock Annaly Capital Management, Inc., a Maryland corporation (the “Corporation”), hereby certifies to the State Department of Assessments and Taxation of Maryland that: FIRST: Under a power contained in Article VI of the charter of the Corporation (the “Charter”), |
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| August 1, 2025 |
Pursuant to Rule 424(b)(5) Registration No. 333-282261 PROSPECTUS SUPPLEMENT (To Prospectus Dated September 20, 2024) 10,000,000 Shares Annaly Capital Management, Inc. 8.875% Series J Fixed-Rate Cumulative Redeemable Preferred Stock (Liquidation Preference $25.00 Per Share) We are offering 10,000,000 shares of our 8.875% Series J Fixed-Rate Cumulative Redeemable Preferred Stock, par value $0.01 pe |
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| August 1, 2025 |
Table 1: Newly Registered and Carry Forward Securities Calculation of Filing Fee Tables S-3 ANNALY CAPITAL MANAGEMENT INC Table 1: Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Carry Forward Form Type Carry Forward File Number Carry Forward Initial Effective Date Filing Fee Previously Paid in Connection with Unsold Securities to be Carried Forward Newly Registered Securities Fees to be Paid 1 Equity 8. |
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| July 31, 2025 |
424B5 Table of Contents Pursuant to Rule 424(b)(5) Registration No. 333-282261 This preliminary prospectus supplement relates to an effective registration statement under the Securities Act of 1933, as amended, but is not complete and may be changed. This preliminary prospectus supplement and the accompanying prospectus are not an offer to sell these securities and are not soliciting an offer to b |
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| July 31, 2025 |
Filed Pursuant to Rule 433 of the Securities Act of 1933 Issuer Free Writing Prospectus dated July 31, 2025 Relating to Preliminary Prospectus Supplement dated July 31, 2025 Registration No. |
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| July 30, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED: June 30, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO COMMISSION FILE NUMBER: 1-13447 ANNALY CAPITAL MANAGEM |
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| July 23, 2025 |
a2025q2ip991 July 23, 2025 Second Quarter 2025 Investor Presentation Important Notices 2 This presentation is issued by Annaly Capital Management, Inc. |
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| July 23, 2025 |
ANNALY CAPITAL MANAGEMENT, INC. REPORTS 2nd QUARTER 2025 RESULTS ANNALY CAPITAL MANAGEMENT, INC. REPORTS 2nd QUARTER 2025 RESULTS NEW YORK—July 23, 2025—Annaly Capital Management, Inc. (NYSE: NLY) ("Annaly" or the "Company") today announced its financial results for the quarter ended June 30, 2025. Financial Highlights •GAAP net income of $0.03 per average common share for the quarter •Earnings available for distribution ("EAD") of $0.73 per average common shar |
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| July 23, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) July 23, 2025 Annaly Capital Management Inc (Exact Name of Registrant as Specified in its Charter) Maryland 1-13447 22-3479661 (State or other jurisdiction of incorporation or organiza |
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| July 23, 2025 |
a2025q2finsupp991 Second Quarter 2025 Financial Supplement July 23, 2025 Important Notices This presentation is issued by Annaly Capital Management, Inc. |
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| July 23, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) July 23, 2025 Annaly Capital Management Inc (Exact Name of Registrant as Specified in its Charter) Maryland 1-13447 22-3479661 (State or other jurisdiction of incorporation or organiza |
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| July 23, 2025 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) July 23, 2025 Annaly Capital Management Inc (Exact Name of Registrant as Specified in its Charter) Maryland 1-13447 22-3479661 (State or other jurisdiction of incorporation or organiza |
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| May 14, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) May 14, 2025 Annaly Capital Management Inc (Exact Name of Registrant as Specified in its Charter) Maryland 1-13447 22-3479661 (State or other jurisdiction of incorporation or organizat |
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| May 8, 2025 |
Execution Version ANNALY CAPITAL MANAGEMENT, INC. Shares of Common Stock (par value $0.01 per share) DISTRIBUTION AGENCY AGREEMENT May 8, 2025 Keefe, Bruyette & Woods, Inc. 787 Seventh Avenue, 5th Floor New York, New York 10019 Ladies and Gentlemen: Annaly Capital Management, Inc., a Maryland corporation (the “Company”), agrees with Keefe, Bruyette & Woods, Inc. (the “Sales Agent”), to issue and s |
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| May 8, 2025 |
Execution Version ANNALY CAPITAL MANAGEMENT, INC. Shares of Common Stock (par value $0.01 per share) DISTRIBUTION AGENCY AGREEMENT May 8, 2025 Morgan Stanley & Co. LLC 1585 Broadway New York, New York 10036 Ladies and Gentlemen: Annaly Capital Management, Inc., a Maryland corporation (the “Company”), agrees with Morgan Stanley & Co. LLC (the “Sales Agent”), to issue and sell from time to time thro |
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| May 8, 2025 |
Execution Version ANNALY CAPITAL MANAGEMENT, INC. Shares of Common Stock (par value $0.01 per share) DISTRIBUTION AGENCY AGREEMENT May 8, 2025 BTIG, LLC 65 East 55th Street, New York, NY 10022 Ladies and Gentlemen: Annaly Capital Management, Inc., a Maryland corporation (the “Company”), agrees with BTIG, LLC (the “Sales Agent”), to issue and sell from time to time through the Sales Agent, as sales |
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| May 8, 2025 |
$2,000,000,000 Annaly Capital Management, Inc. Common Stock TABLE OF CONTENTS Filed Pursuant to Rule 424(b)(5) Registration No. 333-282261 PROSPECTUS SUPPLEMENT (To Prospectus Dated September 20, 2024) $2,000,000,000 Annaly Capital Management, Inc. Common Stock We have entered into separate distribution agency agreements, each dated May 8, 2025, with each of Barclays Capital Inc., BNP Paribas Securities Corp., BofA Securities, Inc., BTIG, LLC, Citizens J |
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| May 8, 2025 |
Execution Version ANNALY CAPITAL MANAGEMENT, INC. Shares of Common Stock (par value $0.01 per share) DISTRIBUTION AGENCY AGREEMENT May 8, 2025 BNP Paribas Securities Corp. 787 Seventh Avenue New York, New York 10019 Ladies and Gentlemen: Annaly Capital Management, Inc., a Maryland corporation (the “Company”), agrees with BNP Paribas Securities Corp. (the “Sales Agent”), to issue and sell from time |
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| May 8, 2025 |
Execution Version ANNALY CAPITAL MANAGEMENT, INC. Shares of Common Stock (par value $0.01 per share) DISTRIBUTION AGENCY AGREEMENT May 8, 2025 BofA Securities, Inc. One Bryant Park New York, New York 10036 Ladies and Gentlemen: Annaly Capital Management, Inc., a Maryland corporation (the “Company”), agrees with BofA Securities, Inc. (the “Sales Agent”), to issue and sell from time to time through |
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| May 8, 2025 |
Execution Version ANNALY CAPITAL MANAGEMENT, INC. Shares of Common Stock (par value $0.01 per share) DISTRIBUTION AGENCY AGREEMENT May 8, 2025 RBC Capital Markets, LLC 200 Vesey Street Three World Financial Center, 8th Floor New York, New York 10281 Ladies and Gentlemen: Annaly Capital Management, Inc., a Maryland corporation (the “Company”), agrees with RBC Capital Markets, LLC (the “Sales Agent” |
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| May 8, 2025 |
Table 1: Newly Registered and Carry Forward Securities Calculation of Filing Fee Tables S-3 ANNALY CAPITAL MANAGEMENT INC Table 1: Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Carry Forward Form Type Carry Forward File Number Carry Forward Initial Effective Date Filing Fee Previously Paid in Connection with Unsold Securities to be Carried Forward Newly Registered Securities Fees to be Paid 1 Equity Common Stock of Annaly Capital Management, Inc. |
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| May 8, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED: March 31, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO COMMISSION FILE NUMBER: 1-13447 ANNALY CAPITAL MANAGE |
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| May 8, 2025 |
Execution Version ANNALY CAPITAL MANAGEMENT, INC. Shares of Common Stock (par value $0.01 per share) DISTRIBUTION AGENCY AGREEMENT May 8, 2025 Piper Sandler & Co. U.S. Bancorp Center 800 Nicollet Mall Minneapolis, Minnesota 55402 Ladies and Gentlemen: Annaly Capital Management, Inc., a Maryland corporation (the “Company”), agrees with Piper Sandler & Co. (the “Sales Agent”), to issue and sell from |
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| May 8, 2025 |
Execution Version ANNALY CAPITAL MANAGEMENT, INC. Shares of Common Stock (par value $0.01 per share) DISTRIBUTION AGENCY AGREEMENT May 8, 2025 J.P. Morgan Securities LLC 383 Madison Avenue New York, New York 10179 Ladies and Gentlemen: Annaly Capital Management, Inc., a Maryland corporation (the “Company”), agrees with J.P. Morgan Securities LLC (the “Sales Agent”), to issue and sell from time to |
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| May 8, 2025 |
Execution Version ANNALY CAPITAL MANAGEMENT, INC. Shares of Common Stock (par value $0.01 per share) DISTRIBUTION AGENCY AGREEMENT May 8, 2025 Barclays Capital Inc. 745 Seventh Avenue New York, New York 10019 Ladies and Gentlemen: Annaly Capital Management, Inc., a Maryland corporation (the “Company”), agrees with Barclays Capital Inc. (the “Sales Agent”), to issue and sell from time to time throu |
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| May 8, 2025 |
Execution Version ANNALY CAPITAL MANAGEMENT, INC. Shares of Common Stock (par value $0.01 per share) DISTRIBUTION AGENCY AGREEMENT May 8, 2025 Wells Fargo Securities, LLC 500 West 33rd Street New York, New York 10001 Ladies and Gentlemen: Annaly Capital Management, Inc., a Maryland corporation (the “Company”), agrees with Wells Fargo Securities, LLC (the “Sales Agent”), to issue and sell from time |
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| May 8, 2025 |
Execution Version ANNALY CAPITAL MANAGEMENT, INC. Shares of Common Stock (par value $0.01 per share) DISTRIBUTION AGENCY AGREEMENT May 8, 2025 UBS Securities LLC 11 Madison Avenue New York, New York 10010 Ladies and Gentlemen: Annaly Capital Management, Inc., a Maryland corporation (the “Company”), agrees with UBS Securities LLC (the “Sales Agent”), to issue and sell from time to time through the |
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| May 8, 2025 |
Execution Version ANNALY CAPITAL MANAGEMENT, INC. Shares of Common Stock (par value $0.01 per share) DISTRIBUTION AGENCY AGREEMENT May 8, 2025 Citizens JMP Securities, LLC 101 California Street San Francisco, California 94111 Ladies and Gentlemen: Annaly Capital Management, Inc., a Maryland corporation (the “Company”), agrees with Citizens JMP Securities, LLC (the “Sales Agent”), to issue and sell |
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| May 8, 2025 |
Execution Version ANNALY CAPITAL MANAGEMENT, INC. Shares of Common Stock (par value $0.01 per share) DISTRIBUTION AGENCY AGREEMENT May 8, 2025 Goldman Sachs & Co. LLC 200 West Street New York, New York 10282 Ladies and Gentlemen: Annaly Capital Management, Inc., a Maryland corporation (the “Company”), agrees with Goldman Sachs & Co. LLC (the “Sales Agent”), to issue and sell from time to time thro |
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| May 6, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ |
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| April 30, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) April 30, 2025 Annaly Capital Management Inc (Exact Name of Registrant as Specified in its Charter) Maryland 1-13447 22-3479661 (State or other jurisdiction of incorporation or organiz |
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| April 30, 2025 |
April 30, 2025 First Quarter 2025 Investor Presentation Important Notices 2 This presentation is issued by Annaly Capital Management, Inc. |
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| April 30, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) April 30, 2025 Annaly Capital Management Inc (Exact Name of Registrant as Specified in its Charter) Maryland 1-13447 22-3479661 (State or other jurisdiction of incorporation or organiz |
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| April 30, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) April 30, 2025 Annaly Capital Management Inc (Exact Name of Registrant as Specified in its Charter) Maryland 1-13447 22-3479661 (State or other jurisdiction of incorporation or organiz |
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| April 30, 2025 |
ANNALY CAPITAL MANAGEMENT, INC. REPORTS 1st QUARTER 2025 RESULTS ANNALY CAPITAL MANAGEMENT, INC. REPORTS 1st QUARTER 2025 RESULTS NEW YORK—April 30, 2025—Annaly Capital Management, Inc. (NYSE: NLY) ("Annaly" or the "Company") today announced its financial results for the quarter ended March 31, 2025. Financial Highlights •GAAP net income of $0.15 per average common share for the quarter •Earnings available for distribution ("EAD") of $0.72 per average common sh |
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| April 30, 2025 |
a2025q1finsupp991 First Quarter 2025 Financial Supplement April 30, 2025 Important Notices This presentation is issued by Annaly Capital Management, Inc. |
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| April 4, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ |
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| April 3, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ |
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| April 3, 2025 |
TABLE OF CONTENTS TABLE OF CONTENTS TABLE OF CONTENTS MESSAGE FROM OUR CHIEF EXECUTIVE OFFICER Dear Fellow Stockholders, In 2024, Annaly capitalized on our advantages to further establish ourselves as the proven industry leader across residential mortgage finance. |
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| February 13, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE FISCAL YEAR ENDED: December 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO COMMISSION FILE NUMBER: 1-13447 ANNALY CAPITAL MANAGEMENT |
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| February 13, 2025 |
ANNALY CAPITAL MANAGEMENT, INC. AND SUBSIDIARIES Exhibit 21.1 Subsidiaries of Registrant (1) Annaly Capital Management, Inc. Maryland Annaly Credit Opportunities Management LLC Delaware Annaly TRS, Inc. Delaware Arcola Securities, Inc. Maryland Onslow Bay Financial LLC North Carolina (1) In accordance with Item 601(b)(21)(ii) of Regulation S-K only the names of significant subsidiaries have been i |
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| January 29, 2025 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) January 29, 2025 Annaly Capital Management Inc (Exact Name of Registrant as Specified in its Charter) Maryland 1-13447 22-3479661 (State or other jurisdiction of incorporation or organ |
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| January 29, 2025 |
Fourth Quarter 2024 Supplemental Information January 29, 2025 Important Notices This presentation is issued by Annaly Capital Management, Inc. |
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| January 29, 2025 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) January 29, 2025 Annaly Capital Management Inc (Exact Name of Registrant as Specified in its Charter) Maryland 1-13447 22-3479661 (State or other jurisdiction of incorporation or organ |
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| January 29, 2025 |
Fourth Quarter 2024 Investor Presentation January 29, 2025 Important Notices 2 This presentation is issued by Annaly Capital Management, Inc. |
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| January 29, 2025 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) January 29, 2025 Annaly Capital Management Inc (Exact Name of Registrant as Specified in its Charter) Maryland 1-13447 22-3479661 (State or other jurisdiction of incorporation or organ |
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| January 29, 2025 |
ANNALY CAPITAL MANAGEMENT, INC. REPORTS 4th QUARTER 2024 RESULTS ANNALY CAPITAL MANAGEMENT, INC. REPORTS 4th QUARTER 2024 RESULTS NEW YORK—January 29, 2025—Annaly Capital Management, Inc. (NYSE: NLY) ("Annaly" or the "Company") today announced its financial results for the quarter and year ended December 31, 2024. Financial Highlights •GAAP net income of $0.78 per average common share for the quarter •Earnings available for distribution ("EAD") of $0.72 per ave |
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| January 2, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) December 31, 2024 Annaly Capital Management Inc (Exact Name of Registrant as Specified in its Charter) Maryland 1-13447 22-3479661 (State or other jurisdiction of incorporation or orga |
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| December 10, 2024 |
Calculation of Filing Fee Tables S-3 ANNALY CAPITAL MANAGEMENT INC Table 1: Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Carry Forward Form Type Carry Forward File Number Carry Forward Initial Effective Date Filing Fee Previously Paid in Connection with Unsold Securities to be Carried Forward Newly Registered Securities Fees to be Paid 1 Equity Common Stock 457(a) 25,000,000 $ 19. |
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| December 10, 2024 |
As filed with the Securities and Exchange Commission on December 10, 2024 TABLE OF CONTENTS As filed with the Securities and Exchange Commission on December 10, 2024 Registration Statement No. |
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| November 21, 2024 |
investorday20241121 2024 Investor Day Important Notices This presentation is issued by Annaly Capital Management, Inc. |
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| November 21, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) November 21, 2024 Annaly Capital Management Inc (Exact Name of Registrant as Specified in its Charter) Maryland 1-13447 22-3479661 (State or other jurisdiction of incorporation or orga |
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| October 31, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED: September 30, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO COMMISSION FILE NUMBER: 1-13447 ANNALY CAPITAL MA |
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| October 23, 2024 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) October 23, 2024 Annaly Capital Management Inc (Exact Name of Registrant as Specified in its Charter) Maryland 1-13447 22-3479661 (State or other jurisdiction of incorporation or organ |
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| October 23, 2024 |
Third Quarter 2024 Supplemental Information October 23, 2024 Important Notices 2 This presentation is issued by Annaly Capital Management, Inc. |
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| October 23, 2024 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) October 23, 2024 Annaly Capital Management Inc (Exact Name of Registrant as Specified in its Charter) Maryland 1-13447 22-3479661 (State or other jurisdiction of incorporation or organ |
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| October 23, 2024 |
Third Quarter 2024 Investor Presentation October 23, 2024 Important Notices 2 This presentation is issued by Annaly Capital Management, Inc. |
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| October 23, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) October 23, 2024 Annaly Capital Management Inc (Exact Name of Registrant as Specified in its Charter) Maryland 1-13447 22-3479661 (State or other jurisdiction of incorporation or organ |
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| October 23, 2024 |
ANNALY CAPITAL MANAGEMENT, INC. REPORTS 3rd QUARTER 2024 RESULTS ANNALY CAPITAL MANAGEMENT, INC. REPORTS 3rd QUARTER 2024 RESULTS NEW YORK—October 23, 2024—Annaly Capital Management, Inc. (NYSE: NLY) ("Annaly" or the "Company") today announced its financial results for the quarter ended September 30, 2024. Financial Highlights •GAAP net income of $0.05 per average common share for the quarter •Earnings available for distribution ("EAD") of $0.66 per average com |
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| September 23, 2024 |
Exhibit 1.10 Execution Version ANNALY CAPITAL MANAGEMENT, INC. Shares of Common Stock (par value $0.01 per share) DISTRIBUTION AGENCY AGREEMENT September 20, 2024 UBS Securities LLC 1285 Avenue of the Americas New York, New York 10019 Ladies and Gentlemen: Annaly Capital Management, Inc., a Maryland corporation (the “Company”), agrees with UBS Securities LLC (the “Sales Agent”), to |
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| September 23, 2024 |
Exhibit 1.11 Execution Version ANNALY CAPITAL MANAGEMENT, INC. Shares of Common Stock (par value $0.01 per share) DISTRIBUTION AGENCY AGREEMENT September 20, 2024 Wells Fargo Securities, LLC 500 West 33rd Steet, 12th Floor New York, New York 10001 Ladies and Gentlemen: Annaly Capital Management, Inc., a Maryland corporation (the “Company”), agrees with Wells Fargo Securities, LLC (the “Sales Agent |
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| September 23, 2024 |
Exhibit 1.6 Execution Version ANNALY CAPITAL MANAGEMENT, INC. Shares of Common Stock (par value $0.01 per share) DISTRIBUTION AGENCY AGREEMENT September 20, 2024 J.P. Morgan Securities LLC 383 Madison Avenue New York, New York 10179 Ladies and Gentlemen: Annaly Capital Management, Inc., a Maryland corporation (the “Company”), agrees with J.P. Morgan Securities LLC (the “Sales Agent”), to issue and |
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| September 23, 2024 |
Exhibit 1.9 Execution Version ANNALY CAPITAL MANAGEMENT, INC. Shares of Common Stock (par value $0.01 per share) DISTRIBUTION AGENCY AGREEMENT September 20, 2024 RBC Capital Markets, LLC 200 Vesey Street Three World Financial Center, 8th Floor New York, New York 10281 Ladies and Gentlemen: Annaly Capital Management, Inc., a Maryland corporation (the “Company”), agrees with RBC Capital Markets, LLC |
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| September 23, 2024 |
Exhibit 1.8 Execution Version ANNALY CAPITAL MANAGEMENT, INC. Shares of Common Stock (par value $0.01 per share) DISTRIBUTION AGENCY AGREEMENT September 20, 2024 Morgan Stanley & Co. LLC 1585 Broadway New York, NY 10036 Ladies and Gentlemen: Annaly Capital Management, Inc., a Maryland corporation (the “Company”), agrees with Morgan Stanley & Co. LLC (the “Sales Agent”), to issue and sell from time |
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| September 23, 2024 |
Exhibit 1.4 Execution Version ANNALY CAPITAL MANAGEMENT, INC. Shares of Common Stock (par value $0.01 per share) DISTRIBUTION AGENCY AGREEMENT September 20, 2024 Citizens JMP Securities, LLC 600 Montgomery Street, Suite 1100 San Francisco, CA 94111 Ladies and Gentlemen: Annaly Capital Management, Inc., a Maryland corporation (the “Company”), agrees with Citizens JMP Securities, LLC (the “Sales Age |
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| September 23, 2024 |
Exhibit 1.1 Execution Version ANNALY CAPITAL MANAGEMENT, INC. Shares of Common Stock (par value $0.01 per share) DISTRIBUTION AGENCY AGREEMENT September 20, 2024 Barclays Capital Inc. 745 Seventh Avenue New York, New York 10019 Ladies and Gentlemen: Annaly Capital Management, Inc., a Maryland corporation (the “Company”), agrees with Barclays Capital Inc. (the “Sales Agent”), to issue and sell from |
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| September 23, 2024 |
Exhibit 1.7 Execution Version ANNALY CAPITAL MANAGEMENT, INC. Shares of Common Stock (par value $0.01 per share) DISTRIBUTION AGENCY AGREEMENT September 20, 2024 Keefe, Bruyette & Woods, Inc. 787 Seventh Avenue New York, New York 10019 Ladies and Gentlemen: Annaly Capital Management, Inc., a Maryland corporation (the “Company”), agrees with Keefe, Bruyette & Woods, Inc. (the “Sales Agent”), to iss |
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| September 23, 2024 |
Exhibit 1.2 Execution Version ANNALY CAPITAL MANAGEMENT, INC. Shares of Common Stock (par value $0.01 per share) DISTRIBUTION AGENCY AGREEMENT September 20, 2024 BNP Paribas Securities Corp. 787 Seventh Street New York, NY 10019 Ladies and Gentlemen: Annaly Capital Management, Inc., a Maryland corporation (the “Company”), agrees with BNP Paribas Securities Corp. (the “Sales Agent”), to issue and s |
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| September 23, 2024 |
Exhibit 1.3 Execution Version ANNALY CAPITAL MANAGEMENT, INC. Shares of Common Stock (par value $0.01 per share) DISTRIBUTION AGENCY AGREEMENT September 20, 2024 BofA Securities, Inc. One Bryant Park New York, New York 10036 Ladies and Gentlemen: Annaly Capital Management, Inc., a Maryland corporation (the “Company”), agrees with BofA Securities, Inc. (the “Sales Agent”), to issue and sell from ti |
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| September 23, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) September 20, 2024 Annaly Capital Management Inc (Exact Name of Registrant as Specified in its Charter) Maryland 1-13447 22-3479661 (State or other jurisdiction of incorporation or org |
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| September 23, 2024 |
Exhibit 1.5 Execution Version ANNALY CAPITAL MANAGEMENT, INC. Shares of Common Stock (par value $0.01 per share) DISTRIBUTION AGENCY AGREEMENT September 20, 2024 Goldman Sachs & Co. LLC 200 West Street New York, New York 10282 Ladies and Gentlemen: Annaly Capital Management, Inc., a Maryland corporation (the “Company”), agrees with Goldman Sachs & Co. LLC (the “Sales Agent”), to issue and sell fro |
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| September 20, 2024 |
Table 1: Newly Registered and Carry Forward Securities Calculation of Filing Fee Tables S-3 ANNALY CAPITAL MANAGEMENT INC Table 1: Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Carry Forward Form Type Carry Forward File Number Carry Forward Initial Effective Date Filing Fee Previously Paid in Connection with Unsold Securities to be Carried Forward Newly Registered Securities Fees to be Paid 1 Equity Common Stock 457(r) $ 1,500,000,000. |
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| September 20, 2024 |
Calculation of Filing Fee Tables S-3 ANNALY CAPITAL MANAGEMENT INC Table 1: Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Carry Forward Form Type Carry Forward File Number Carry Forward Initial Effective Date Filing Fee Previously Paid in Connection with Unsold Securities to be Carried Forward Newly Registered Securities Fees to be Paid 1 Equity Common Stock 457(r) 0. |
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| September 20, 2024 |
As filed with the Securities and Exchange Commission on September 20, 2024 TABLE OF CONTENTS As filed with the Securities and Exchange Commission on September 20, 2024 Registration No. |
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| September 20, 2024 |
$1,500,000,000 Annaly Capital Management, Inc. Common Stock TABLE OF CONTENTS Filed Pursuant to Rule 424(b)(5) Registration No. 333-282261 PROSPECTUS SUPPLEMENT (To Prospectus Dated September 20, 2024) $1,500,000,000 Annaly Capital Management, Inc. Common Stock We have entered into separate distribution agency agreements, each dated September 20, 2024, with each of J.P. Morgan Securities LLC, Barclays Capital Inc., BNP Paribas Securities Corp., BofA Secu |
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| September 20, 2024 |
Statement of Eligibility of Computershare Trust Company, National Association on Form T-l Exhibit 25.1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE CHECK IF AN APPLICATION TO DETERMINE ELIGIBILITY OF A TRUSTEE PURSUANT TO SECTION 305(b)(2) ¨ Computershare Trust Company, National Association (Exact name of trustee as specified in its charter) N |
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| July 29, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED: June 30, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO COMMISSION FILE NUMBER: 1-13447 ANNALY CAPITAL MANAGEM |
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| July 24, 2024 |
ANNALY CAPITAL MANAGEMENT, INC. REPORTS 2nd QUARTER 2024 RESULTS ANNALY CAPITAL MANAGEMENT, INC. REPORTS 2nd QUARTER 2024 RESULTS NEW YORK—July 24, 2024—Annaly Capital Management, Inc. (NYSE: NLY) ("Annaly" or the "Company") today announced its financial results for the quarter ended June 30, 2024. Financial Highlights •GAAP net income (loss) of ($0.09) per average common share for the quarter •Earnings available for distribution ("EAD") of $0.68 per average co |
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| July 24, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) July 24, 2024 Annaly Capital Management Inc (Exact Name of Registrant as Specified in its Charter) Maryland 1-13447 22-3479661 (State or other jurisdiction of incorporation or organiza |
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| July 24, 2024 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) July 24, 2024 Annaly Capital Management Inc (Exact Name of Registrant as Specified in its Charter) Maryland 1-13447 22-3479661 (State or other jurisdiction of incorporation or organiza |
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| July 24, 2024 |
Second Quarter 2024 Supplemental Information July 24, 2024 This presentation is issued by Annaly Capital Management, Inc. |
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| July 24, 2024 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) July 24, 2024 Annaly Capital Management Inc (Exact Name of Registrant as Specified in its Charter) Maryland 1-13447 22-3479661 (State or other jurisdiction of incorporation or organiza |
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| July 24, 2024 |
Second Quarter 2024 Investor Presentation July 24, 2024 Important Notices 2 This presentation is issued by Annaly Capital Management, Inc. |
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| June 6, 2024 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) June 6, 2024 Annaly Capital Management Inc (Exact Name of Registrant as Specified in its Charter) Maryland 1-13447 22-3479661 (State or other jurisdiction of incorporation or organizat |
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| June 6, 2024 |
Annaly Capital Management, Inc. Publishes Fifth Corporate Responsibility Report Annaly Capital Management, Inc. Publishes Fifth Corporate Responsibility Report NEW YORK - (June 6, 2024) - Annaly Capital Management, Inc. (NYSE: NLY) (the “Company” or “Annaly”) announced today the publication of its 2023 Corporate Responsibility Report titled Powering American Homeownership. The report describes Annaly’s long-standing commitments to industry-leading sustainable business practic |
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| May 15, 2024 |
Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) May 15, 2024 Annaly Capital Management Inc (Exact Name of Registrant as Specified in its Charter) Maryland 1-13447 22-3479661 (State or other jurisdiction of incorporation or organizat |
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| May 2, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐Preliminary Proxy Statement ☐Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐Definiti |
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| May 2, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED: March 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO COMMISSION FILE NUMBER: 1-13447 ANNALY CAPITAL MANAGE |
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| April 24, 2024 |
2 This presentation is issued by Annaly Capital Management, Inc. ("Annaly"), an internally-managed, publicly traded company that has elected to be taxed as a real estate investment trust for federal income tax purposes, and is being furnished in connection with Annaly’s First Quarter 2024 earnings release. This presentation is provided for investors in Annaly for informational purposes only and is |
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| April 24, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) April 24, 2024 Annaly Capital Management Inc (Exact Name of Registrant as Specified in its Charter) Maryland 1-13447 22-3479661 (State or other jurisdiction of incorporation or organiz |
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| April 24, 2024 |
ANNALY CAPITAL MANAGEMENT, INC. REPORTS 1st QUARTER 2024 RESULTS ANNALY CAPITAL MANAGEMENT, INC. REPORTS 1st QUARTER 2024 RESULTS NEW YORK—April 24, 2024—Annaly Capital Management, Inc. (NYSE: NLY) ("Annaly" or the "Company") today announced its financial results for the quarter ended March 31, 2024. Financial Highlights •GAAP net income of $0.85 per average common share for the quarter •Earnings available for distribution ("EAD") of $0.64 per average common sh |
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| April 24, 2024 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) April 24, 2024 Annaly Capital Management Inc (Exact Name of Registrant as Specified in its Charter) Maryland 1-13447 22-3479661 (State or other jurisdiction of incorporation or organiz |
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| April 24, 2024 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) April 24, 2024 Annaly Capital Management Inc (Exact Name of Registrant as Specified in its Charter) Maryland 1-13447 22-3479661 (State or other jurisdiction of incorporation or organiz |
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| April 24, 2024 |
First Quarter 2024 Supplemental Information April 24, 2024 This presentation is issued by Annaly Capital Management, Inc. |
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| April 4, 2024 |
R R 2024 PROXY STATEMENT Notice of 2024 Annual Meeting of Stockholders May 15, 2024 | 9:00 a. |
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| April 4, 2024 |
TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Ru |
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| April 4, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ |
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| February 15, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE FISCAL YEAR ENDED: December 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO COMMISSION FILE NUMBER: 1-13447 ANNALY CAPITAL MANAGEMENT |
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| February 15, 2024 |
ANNALY CAPITAL MANAGEMENT, INC. DODD-FRANK CLAWBACK POLICY The Management Development and Compensation Committee (the “Committee”) of the Board of Directors (the “Board”) of Annaly Capital Management, Inc. (the “Company”) has adopted the following Dodd-Frank Clawback Policy (this “Policy”), effective as of September 20, 2023 (the “Effective Date”). 1.Purpose. The purpose of this Policy is to provi |
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| February 15, 2024 |
Annaly Capital Management, Inc. DESCRIPTION OF THE REGISTRANT’S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 As of December 31, 2023, Annaly Capital Management, Inc. (“Annaly” or the “Company”) had four classes of securities registered under Section 12 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”): •common stock, $0.01 par value per |
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| February 15, 2024 |
ANNALY CAPITAL MANAGEMENT, INC. AND SUBSIDIARIES Exhibit 21.1 Subsidiaries of Registrant (1) Annaly Capital Management, Inc. Maryland Annaly TRS, Inc. Delaware Arcola Securities, Inc. Maryland Onslow Bay Financial LLC North Carolina (1) In accordance with Item 601(b)(21)(ii) of Regulation S-K only the names of significant subsidiaries have been included. |
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| February 15, 2024 |
Insider Trading Policy (Amended as of October 2023) This Insider Trading Policy (the “Policy”) of Annaly Capital Management, Inc. |
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| February 13, 2024 |
NLY / Annaly Capital Management, Inc. / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SC 13G/A 1 tv0294-annalycapitalmanageme.htm SCHEDULE 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 9)* Name of issuer: Annaly Capital Management Inc Title of Class of Securities: Common Stock CUSIP Number: 035710839 Date of Event Which Requires Filing of this Statement: December 29, 2023 Check the appropriate |
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| February 7, 2024 |
Fourth Quarter 2023 Investor Presentation February 7, 2024 Important Notices 2 This presentation is issued by Annaly Capital Management, Inc. |
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| February 7, 2024 |
ANNALY CAPITAL MANAGEMENT, INC. REPORTS 4th QUARTER 2023 RESULTS ANNALY CAPITAL MANAGEMENT, INC. REPORTS 4th QUARTER 2023 RESULTS NEW YORK—February 7, 2024—Annaly Capital Management, Inc. (NYSE: NLY) ("Annaly" or the "Company") today announced its financial results for the quarter and year ended December 31, 2023. Financial Highlights •GAAP net income (loss) of ($0.88) per average common share for the quarter; ($3.61) per average common share for the full year |
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| February 7, 2024 |
Fourth Quarter 2023 Supplemental Information February 7, 2024 Important Notices This presentation is issued by Annaly Capital Management, Inc. |
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| February 7, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) February 07, 2024 Annaly Capital Management Inc (Exact Name of Registrant as Specified in its Charter) Maryland 1-13447 22-3479661 (State or other jurisdiction of incorporation or orga |
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| February 7, 2024 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) February 07, 2024 Annaly Capital Management Inc (Exact Name of Registrant as Specified in its Charter) Maryland 1-13447 22-3479661 (State or other jurisdiction of incorporation or orga |
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| February 7, 2024 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) February 07, 2024 Annaly Capital Management Inc (Exact Name of Registrant as Specified in its Charter) Maryland 1-13447 22-3479661 (State or other jurisdiction of incorporation or orga |
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| November 2, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED: September 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO COMMISSION FILE NUMBER: 1-13447 ANNALY CAPITAL MA |
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| October 25, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) October 25, 2023 Annaly Capital Management Inc (Exact Name of Registrant as Specified in its Charter) Maryland 1-13447 22-3479661 (State or other jurisdiction of incorporation or organ |
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| October 25, 2023 |
ANNALY CAPITAL MANAGEMENT, INC. REPORTS 3rd QUARTER 2023 RESULTS ANNALY CAPITAL MANAGEMENT, INC. REPORTS 3rd QUARTER 2023 RESULTS NEW YORK—October 25, 2023—Annaly Capital Management, Inc. (NYSE: NLY) ("Annaly" or the "Company") today announced its financial results for the quarter ended September 30, 2023. Financial Highlights •GAAP net income (loss) of ($1.21) per average common share for the quarter •Earnings available for distribution ("EAD") of $0.66 per av |
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| October 25, 2023 |
a2023q3suppinfo991 Third Quarter 2023 Supplemental Information October 25, 2023 Important Notices 2 This presentation is issued by Annaly Capital Management, Inc. |
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| October 25, 2023 |
a2023q3ip991 Third Quarter 2023 Investor Presentation October 25, 2023 Important Notices 2 This presentation is issued by Annaly Capital Management, Inc. |
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| October 25, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) October 25, 2023 Annaly Capital Management Inc (Exact Name of Registrant as Specified in its Charter) Maryland 1-13447 22-3479661 (State or other jurisdiction of incorporation or organ |
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| October 25, 2023 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) October 25, 2023 Annaly Capital Management Inc (Exact Name of Registrant as Specified in its Charter) Maryland 1-13447 22-3479661 (State or other jurisdiction of incorporation or organ |
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| September 7, 2023 |
Annaly Capital Management, Inc. Expands Board with Election of Manon Laroche and Scott Wede Annaly Capital Management, Inc. Expands Board with Election of Manon Laroche and Scott Wede NEW YORK - (September 7, 2023) - Annaly Capital Management, Inc. (NYSE: NLY) (“Annaly” or the “Company”) announced today that the Board of Directors of the Company (the “Board”) has elected Manon Laroche, former Head of Global Spread Products Securitized Sales, North America at Citigroup, and Scott Wede, fo |
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| September 7, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) September 7, 2023 Annaly Capital Management Inc (Exact Name of Registrant as Specified in its Charter) Maryland 1-13447 22-3479661 (State or other jurisdiction of incorporation or orga |
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| August 3, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED: June 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO COMMISSION FILE NUMBER: 1-13447 ANNALY CAPITAL MANAGEM |
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| July 26, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) July 26, 2023 Annaly Capital Management Inc (Exact Name of Registrant as Specified in its Charter) Maryland 1-13447 22-3479661 (State or other jurisdiction of incorporation or organiza |
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| July 26, 2023 |
a2023q2suppinfo991 Second Quarter 2023 Supplemental Information July 26, 2023 This presentation is issued by Annaly Capital Management, Inc. |
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| July 26, 2023 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) July 26, 2023 Annaly Capital Management Inc (Exact Name of Registrant as Specified in its Charter) Maryland 1-13447 22-3479661 (State or other jurisdiction of incorporation or organiza |
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| July 26, 2023 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) July 26, 2023 Annaly Capital Management Inc (Exact Name of Registrant as Specified in its Charter) Maryland 1-13447 22-3479661 (State or other jurisdiction of incorporation or organiza |
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| July 26, 2023 |
a2023q2ip991 Second Quarter 2023 Investor Presentation July 26, 2023 Important Notices 2 This presentation is issued by Annaly Capital Management, Inc. |
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| July 26, 2023 |
ANNALY CAPITAL MANAGEMENT, INC. REPORTS 2nd QUARTER 2023 RESULTS ANNALY CAPITAL MANAGEMENT, INC. REPORTS 2nd QUARTER 2023 RESULTS NEW YORK—July 26, 2023—Annaly Capital Management, Inc. (NYSE: NLY) ("Annaly" or the "Company") today announced its financial results for the quarter ended June 30, 2023. Financial Highlights •GAAP net income of $0.27 per average common share for the quarter •Earnings available for distribution ("EAD") of $0.72 per average common shar |
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| June 8, 2023 |
Annaly Capital Management, Inc. Publishes Fourth ESG Report Exhibit 99.1 Annaly Capital Management, Inc. Publishes Fourth ESG Report NEW YORK - (June 8, 2023) - Annaly Capital Management, Inc. (NYSE: NLY) (the “Company” or “Annaly”) announced today the publication of its fourth ESG report for the year 2022, titled 25 Years of Purposeful Housing Finance Leadership, which highlights Annaly's continued focus on developing and executing our ESG strategy. “In 2 |
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| June 8, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) June 8, 2023 Annaly Capital Management Inc (Exact Name of Registrant as Specified in its Charter) Maryland 1-13447 22-3479661 (State or other jurisdiction of incorporation or organizat |
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| May 19, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) May 17, 2023 Annaly Capital Management Inc (Exact Name of Registrant as Specified in its Charter) Maryland 1-13447 22-3479661 (State or other jurisdiction of incorporation or organizat |
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| May 19, 2023 |
ANNALY CAPITAL MANAGEMENT, INC. ARTICLES OF AMENDMENT Annaly Capital Management, Inc., a Maryland corporation (the “Corporation”), hereby certifies to the State Department of Assessments and Taxation of Maryland that: FIRST: The charter of the Corporation (the “Charter”) is hereby amended by deleting the first two sentences of ARTICLE VI(A) and replacing them with the following: “A. The total numb |
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| May 8, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐Preliminary Proxy Statement ☐Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐Definiti |
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| May 4, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED: March 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO COMMISSION FILE NUMBER: 1-13447 ANNALY CAPITAL MANAGE |
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| April 26, 2023 |
a2023q1ip991 First Quarter 2023 Investor Presentation April 26, 2023 Important Notices 2 This presentation is issued by Annaly Capital Management, Inc. |
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| April 26, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) April 26, 2023 Annaly Capital Management Inc (Exact Name of Registrant as Specified in its Charter) Maryland 1-13447 22-3479661 (State or other jurisdiction of incorporation or organiz |
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| April 26, 2023 |
a2023q1suppinfo991 First Quarter 2023 Supplemental Information April 26, 2023 This presentation is issued by Annaly Capital Management, Inc. |
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| April 26, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) April 26, 2023 Annaly Capital Management Inc (Exact Name of Registrant as Specified in its Charter) Maryland 1-13447 22-3479661 (State or other jurisdiction of incorporation or organiz |
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| April 26, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) April 26, 2023 Annaly Capital Management Inc (Exact Name of Registrant as Specified in its Charter) Maryland 1-13447 22-3479661 (State or other jurisdiction of incorporation or organiz |
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| April 26, 2023 |
ANNALY CAPITAL MANAGEMENT, INC. REPORTS 1st QUARTER 2023 RESULTS ANNALY CAPITAL MANAGEMENT, INC. REPORTS 1st QUARTER 2023 RESULTS NEW YORK—April 26, 2023—Annaly Capital Management, Inc. (NYSE: NLY) (“Annaly” or the “Company”) today announced its financial results for the quarter ended March 31, 2023. Financial Highlights •GAAP net income (loss) of ($1.79) per average common share for the quarter •Earnings available for distribution (“EAD”) of $0.81 per average |
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| April 5, 2023 |
DEFA14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| April 5, 2023 |
Messagefromour ChiefExecutiveOfficer&ChiefInvestmentOfficer DearFellowStockholders, In2022,wewereproudtocelebrateAnnaly’s25 th anniversaryasapublicly-tradedcompany. |
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| April 5, 2023 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14 |
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| March 24, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defin |
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| March 15, 2023 |
Annaly Capital Management, Inc. Expands Board with Election of Martin Laguerre Annaly Capital Management, Inc. Expands Board with Election of Martin Laguerre NEW YORK - (March 15, 2023) - Annaly Capital Management, Inc. (NYSE: NLY) (“Annaly” or the “Company”) announced today that the Board of Directors of the Company (the “Board”) has elected Martin Laguerre, Senior Advisor at Warburg Pincus, as an independent member of the Board, effective March 13, 2023. “We are thrilled t |
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| March 15, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) March 13, 2023 Annaly Capital Management Inc (Exact Name of Registrant as Specified in its Charter) Maryland 1-13447 22-3479661 (State or other jurisdiction of incorporation or organiz |
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| March 14, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) March 14, 2023 Annaly Capital Management Inc (Exact Name of Registrant as Specified in its Charter) Maryland 1-13447 22-3479661 (State or other jurisdiction of incorporation or organiz |
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| March 14, 2023 |
Annaly Capital Management, Inc. Announces 1st Quarter 2023 Common Stock Dividend of $0.65 per Share Annaly Capital Management, Inc. Announces 1st Quarter 2023 Common Stock Dividend of $0.65 per Share NEW YORK - (March 14, 2023) - The Board of Directors of Annaly Capital Management, Inc. (NYSE: NLY) (“Annaly” or the “Company”) declared the first quarter 2023 common stock cash dividend of $0.65 per common share. This dividend is payable April 28, 2023, to common shareholders of record on March 31, |
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| February 22, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) February 22, 2023 Annaly Capital Management Inc (Exact Name of Registrant as Specified in its Charter) Maryland 1-13447 22-3479661 (State or other jurisdiction of incorporation or orga |
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| February 22, 2023 |
Annaly Co-Founder Wellington J. Denahan to Retire from the Board after More than 25 Years Annaly Co-Founder Wellington J. Denahan to Retire from the Board after More than 25 Years NEW YORK - (February 22, 2023) – Annaly Capital Management, Inc. (NYSE: NLY) (“Annaly” or the “Company”) announced today that Wellington J. Denahan, Annaly’s co-founder, will retire from her positions as Vice Chair of the Company’s Board of Directors (the “Board”), Chair of the Risk Committee of the Board, Me |
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| February 16, 2023 |
Form of 2023 Performance Stock Unit Award.*† ANNALY CAPITAL MANAGEMENT, INC. PSU Award Agreement THIS PSU AWARD AGREEMENT (this “Agreement”), dated as of «GrantMonth» «GrantDay», «Grant Year» is between Annaly Capital Management, Inc., a Maryland corporation (the “Company”) and «Name» (the “Participant”), and governs the performance-vesting RSUs (“PSUs”) granted by the Company to the Participant in accordance with and subject to the provisio |
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| February 16, 2023 |
Annaly Capital Management, Inc. DESCRIPTION OF THE REGISTRANT’S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 As of December 31, 2022, Annaly Capital Management, Inc. (“Annaly” or the “Company”) had four classes of securities registered under Section 12 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”): •common stock, $0.01 par value per |
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| February 16, 2023 |
ANNALY CAPITAL MANAGEMENT, INC. RSU Award Agreement THIS RSU AWARD AGREEMENT (this “Agreement”), dated as of «GrantMonth» «GrantDay», «Grant Year» is between Annaly Capital Management, Inc., a Maryland corporation (the “Company”) and «Name» (the “Participant”), and governs the RSUs granted by the Company to the Participant in accordance with and subject to the provisions of the Annaly Capital Mana |
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| February 16, 2023 |
ANNALY CAPITAL MANAGEMENT, INC. AND SUBSIDIARIES Exhibit 21.1 Subsidiaries of Registrant (1) Annaly Capital Management, Inc. Maryland Annaly Middle Market Lending LLC Delaware Annaly TRS, Inc. Delaware Arcola Securities, Inc. Maryland Onslow Bay Financial LLC North Carolina (1) In accordance with Item 601(b)(21)(ii) of Regulation S-K only the names of significant subsidiaries have been included. |
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| February 16, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE FISCAL YEAR ENDED: December 31, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO COMMISSION FILE NUMBER: 1-13447 ANNALY CAPITAL MANAGEMENT |
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| February 9, 2023 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 8)* Name of issuer: Annaly Capital Management Inc. Title of Class of Securities: REIT CUSIP Number: 035710839 Date of Event Which Requires Filing of this Statement: December 30, 2022 Check the appropriate box to designate the rule pursuant to which this Schedule is filed |
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| February 8, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) February 08, 2023 Annaly Capital Management Inc (Exact Name of Registrant as Specified in its Charter) Maryland 1-13447 22-3479661 (State or other jurisdiction of incorporation or orga |
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| February 8, 2023 |
a2022q4fs991 Fourth Quarter 2022 Financial Summary February 8, 2023 This presentation is issued by Annaly Capital Management, Inc. |
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| February 8, 2023 |
a2022q4ip991 Fourth Quarter 2022 Investor Presentation February 8, 2023 Important Notices 2 This presentation is issued by Annaly Capital Management, Inc. |
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| February 8, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) February 08, 2023 Annaly Capital Management Inc (Exact Name of Registrant as Specified in its Charter) Maryland 1-13447 22-3479661 (State or other jurisdiction of incorporation or orga |
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| February 8, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) February 08, 2023 Annaly Capital Management Inc (Exact Name of Registrant as Specified in its Charter) Maryland 1-13447 22-3479661 (State or other jurisdiction of incorporation or orga |
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| February 8, 2023 |
ANNALY CAPITAL MANAGEMENT, INC. REPORTS 4th QUARTER 2022 RESULTS ANNALY CAPITAL MANAGEMENT, INC. REPORTS 4th QUARTER 2022 RESULTS NEW YORK—February 8, 2023—Annaly Capital Management, Inc. (NYSE: NLY) (“Annaly” or the “Company”) today announced its financial results for the quarter and year ended December 31, 2022. Financial Highlights •GAAP net income (loss) of ($1.96) per average common share for the quarter; $3.93 per average common share for the full year 20 |
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| December 15, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 14, 2022 Annaly Capital Management, Inc. (Exact Name of Registrant as Specified in its Charter) Maryland 1-13447 22-3479661 (State or other jurisdiction of incorporation or o |
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| December 15, 2022 |
Annaly Capital Management, Inc. Announces Steven F. Campbell Appointed as President EX-99.1 Exhibit 99.1 Annaly Capital Management, Inc. Announces Steven F. Campbell Appointed as President December 15, 2022 NEW YORK — (BUSINESS WIRE) — Annaly Capital Management, Inc. (NYSE: NLY) (“Annaly” or the “Company”) today announced that the Board of Directors has appointed Steven F. Campbell, the Company’s Chief Operating Officer, to the additional office of President, effective immediatel |
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| December 9, 2022 |
EX-3.1 Exhibit 3.1 ANNALY CAPITAL MANAGEMENT, INC. AMENDED AND RESTATED BYLAWS ARTICLE I OFFICES Section 1. PRINCIPAL OFFICE. The principal office of Annaly Capital Management, Inc. (the “Corporation”) in the State of Maryland shall be located at such place as the Board of Directors may designate. Section 2. ADDITIONAL OFFICES. The Corporation may have additional offices, including a principal exe |
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| December 9, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 8, 2022 Annaly Capital Management, Inc. (Exact Name of Registrant as Specified in its Charter) Maryland 1-13447 22-3479661 (State or other jurisdiction of incorporation or or |
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| November 16, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) November 14, 2022 Annaly Capital Management Inc (Exact Name of Registrant as Specified in its Charter) Maryland 1-13447 22-3479661 (State or other jurisdiction of incorporation or orga |
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| November 14, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) November 14, 2022 Annaly Capital Management Inc (Exact Name of Registrant as Specified in its Charter) Maryland 1-13447 22-3479661 (State or other jurisdiction of incorporation or orga |
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| November 3, 2022 |
Exhibit 107 Calculation of Filing Fee Table S-3ASR (Form Type) Annaly Capital Management, Inc. |
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| November 3, 2022 |
ANNALY CAPITAL MANAGEMENT, INC. AMENDMENT NO. 2 TO THE AMENDED AND RESTATED DISTRIBUTION AGENCY AGREEMENT November 3, 2022 Keefe, Bruyette & Woods, Inc. 787 Seventh Avenue New York, New York 10019 Ladies and Gentlemen: Reference is made to the Amended and Restated Distribution Agency Agreement, dated August 6, 2020, as amended by Amendment No. 1 to the Amended and Restated Distribution Agency Agre |
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| November 3, 2022 |
$1,500,000,000 Annaly Capital Management, Inc. Common Stock Table of Contents Filed Pursuant to Rule 424(b)(5) Registration No. 333-262424 PROSPECTUS SUPPLEMENT (To Prospectus Dated January 31, 2022) $1,500,000,000 Annaly Capital Management, Inc. Common Stock We have entered into separate distribution agency agreements, each dated August 6, 2020, as amended on August 6, 2021 and November 3, 2022, or the distribution agency agreements, with each of J.P. Mor |
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| November 3, 2022 |
ANNALY CAPITAL MANAGEMENT, INC. AMENDMENT NO. 2 TO THE AMENDED AND RESTATED DISTRIBUTION AGENCY AGREEMENT November 3, 2022 RBC Capital Markets, LLC 200 Vesey Street Three World Financial Center, 11th Floor New York, New York 10281 Ladies and Gentlemen: Reference is made to the Amended and Restated Distribution Agency Agreement, dated August 6, 2020, as amended by Amendment No. 1 to the Amended and |
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| November 3, 2022 |
ANNALY CAPITAL MANAGEMENT, INC. AMENDMENT NO. 2 TO THE AMENDED AND RESTATED DISTRIBUTION AGENCY AGREEMENT November 3, 2022 UBS Securities LLC 1285 Avenue of the Americas New York, New York 10019 Ladies and Gentlemen: Reference is made to the Amended and Restated Distribution Agency Agreement, dated August 6, 2020, as amended by Amendment No. 1 to the Amended and Restated Distribution Agency Agreem |
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| November 3, 2022 |
EX-1.10 11 daawellsexhibit110.htm EX-1.10 ANNALY CAPITAL MANAGEMENT, INC. AMENDMENT NO. 2 TO THE AMENDED AND RESTATED DISTRIBUTION AGENCY AGREEMENT November 3, 2022 Wells Fargo Securities, LLC 500 West 33rd Street, 14th Floor New York, New York, 10001 Ladies and Gentlemen: Reference is made to the Amended and Restated Distribution Agency Agreement, dated August 6, 2020, as amended by Amendment No. |
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| November 3, 2022 |
ANNALY CAPITAL MANAGEMENT, INC. AMENDMENT NO. 2 TO THE AMENDED AND RESTATED DISTRIBUTION AGENCY AGREEMENT November 3, 2022 Goldman Sachs & Co. LLC 200 West Street New York, New York 10282 Ladies and Gentlemen: Reference is made to the Amended and Restated Distribution Agency Agreement, dated August 6, 2020, as amended by Amendment No. 1 to the Amended and Restated Distribution Agency Agreement on |
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| November 3, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED: September 30, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO COMMISSION FILE NUMBER: 1-13447 ANNALY CAPITAL MA |
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| November 3, 2022 |
ANNALY CAPITAL MANAGEMENT, INC. AMENDMENT NO. 2 TO THE AMENDED AND RESTATED DISTRIBUTION AGENCY AGREEMENT November 3, 2022 J.P. Morgan Securities LLC 383 Madison Avenue New York, New York 10179 Ladies and Gentlemen: Reference is made to the Amended and Restated Distribution Agency Agreement, dated August 6, 2020, as amended by Amendment No. 1 to the Amended and Restated Distribution Agency Agreeme |
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| November 3, 2022 |
ANNALY CAPITAL MANAGEMENT, INC. AMENDMENT NO. 2 TO THE AMENDED AND RESTATED DISTRIBUTION AGENCY AGREEMENT November 3, 2022 BofA Securities, Inc. One Bryant Park New York, New York 10036 Ladies and Gentlemen: Reference is made to the Amended and Restated Distribution Agency Agreement, dated August 6, 2020, as amended by Amendment No. 1 to the Amended and Restated Distribution Agency Agreement on Au |
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| November 3, 2022 |
ANNALY CAPITAL MANAGEMENT, INC. AMENDMENT NO. 2 TO THE AMENDED AND RESTATED DISTRIBUTION AGENCY AGREEMENT November 3, 2022 Citigroup Global Markets Inc. 388 Greenwich Street New York, New York 10013 Ladies and Gentlemen: Reference is made to the Amended and Restated Distribution Agency Agreement, dated August 6, 2020, as amended by Amendment No. 1 to the Amended and Restated Distribution Agency Ag |
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| November 3, 2022 |
ANNALY CAPITAL MANAGEMENT, INC. AMENDMENT NO. 2 TO THE AMENDED AND RESTATED DISTRIBUTION AGENCY AGREEMENT November 3, 2022 Credit Suisse Securities (USA) LLC Eleven Madison Avenue New York, New York 10010-3629 Ladies and Gentlemen: Reference is made to the Amended and Restated Distribution Agency Agreement, dated August 6, 2020, as amended by Amendment No. 1 to the Amended and Restated Distributio |
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| November 3, 2022 |
ANNALY CAPITAL MANAGEMENT, INC. AMENDMENT NO. 2 TO THE AMENDED AND RESTATED DISTRIBUTION AGENCY AGREEMENT November 3, 2022 Barclays Capital Inc. 745 Seventh Avenue New York, New York, 10019 Ladies and Gentlemen: Reference is made to the Amended and Restated Distribution Agency Agreement, dated August 6, 2020, as amended by Amendment No. 1 to the Amended and Restated Distribution Agency Agreement o |
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| October 26, 2022 |
a2022q3fs991 Third Quarter 2022 Financial Summary October 26, 2022 This presentation is issued by Annaly Capital Management, Inc. |
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| October 26, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) October 26, 2022 Annaly Capital Management Inc (Exact Name of Registrant as Specified in its Charter) Maryland 1-13447 22-3479661 (State or other jurisdiction of incorporation or organ |
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| October 26, 2022 |
a2022q3ipex991 Third Quarter 2022 Investor Presentation October 26, 2022 Important Notices 2 This presentation is issued by Annaly Capital Management, Inc. |
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| October 26, 2022 |
ANNALY CAPITAL MANAGEMENT, INC. REPORTS 3rd QUARTER 2022 RESULTS ANNALY CAPITAL MANAGEMENT, INC. REPORTS 3rd QUARTER 2022 RESULTS NEW YORK—October 26, 2022—Annaly Capital Management, Inc. (NYSE: NLY) ("Annaly" or the "Company") today announced its financial results for the quarter ended September 30, 2022. Financial Highlights •GAAP net income (loss) of ($0.70) per average common share for the quarter •Earnings available for distribution (“EAD”) of $1.06 per av |
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| October 26, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) October 26, 2022 Annaly Capital Management Inc (Exact Name of Registrant as Specified in its Charter) Maryland 1-13447 22-3479661 (State or other jurisdiction of incorporation or organ |
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| October 26, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) October 26, 2022 Annaly Capital Management Inc (Exact Name of Registrant as Specified in its Charter) Maryland 1-13447 22-3479661 (State or other jurisdiction of incorporation or organ |
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| October 11, 2022 |
Annaly Capital Management, Inc. Provides Update to Shareholders Exhibit 99.1 Annaly Capital Management, Inc. Provides Update to Shareholders NEW YORK, October 11, 2022 ? Annaly Capital Management, Inc. (NYSE: NLY) (?Annaly? or the ?Company?) announced today an update on its portfolio and risk position, including preliminary financial information as of September 30, 2022, in light of sustained market volatility. Below are preliminary updates on the Company?s bu |
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| October 11, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): October 11, 2022 Annaly Capital Management, Inc. (Exact name of registrant as specified in its charter) Commission file number 001-13447 Maryland 22-3479661 (State of incorporation) ( |
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| September 23, 2022 |
Articles of Amendment of Annaly Capital Management, Inc. Exhibit 3.1 ANNALY CAPITAL MANAGEMENT, INC. ARTICLES OF AMENDMENT Annaly Capital Management, Inc., a Maryland corporation (the ?Corporation?), hereby certifies to the State Department of Assessments and Taxation of Maryland that: FIRST: The charter of the Corporation (the ?Charter?) is hereby amended to provide that, immediately upon the Effective Time (as defined below), every four shares of comm |
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| September 23, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): September 23, 2022 Annaly Capital Management, Inc. (Exact name of registrant as specified in its charter) Commission file number 001-13447 Maryland 22-3479661 (State of incorporation) |
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| September 23, 2022 |
Exhibit 3.2 ANNALY CAPITAL MANAGEMENT, INC. ARTICLES OF AMENDMENT Annaly Capital Management, Inc., a Maryland corporation (the ?Corporation?), hereby certifies to the State Department of Assessments and Taxation of Maryland that: FIRST: The charter of the Corporation (the ?Charter?) is hereby amended to decrease, immediately upon the Effective Time (as defined below), the par value of the shares o |
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| August 3, 2022 |
Exhibit 1.1 Execution Version ANNALY CAPITAL MANAGEMENT, INC. 100,000,000 Shares of Common Stock ($0.01 Par Value) UNDERWRITING AGREEMENT August 1, 2022 UNDERWRITING AGREEMENT August 1, 2022 Goldman Sachs & Co. LLC As Representative of the several Underwriters named in Schedule A c/o Goldman Sachs & Co. LLC 200 West Street New York, New York 10282 Ladies and Gentlemen: Annaly Capital Management, I |
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| August 3, 2022 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): August 1, 2022 Annaly Capital Management, Inc. (Exact name of registrant as specified in its charter) Commission file number 001-13447 Maryland 22-3479661 (State of incorporation) (I. |
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| August 2, 2022 |
100,000,000 Shares Annaly Capital Management, Inc. Common Stock Table of Contents Pursuant to Rule 424(b)(5) Registration No. 333-262424 PROSPECTUS SUPPLEMENT (To Prospectus Dated January 31, 2022) 100,000,000 Shares Annaly Capital Management, Inc. Common Stock We are offering for sale 100,000,000 shares of our common stock, par value $0.01 per share, or our common stock. Our common stock is listed on the New York Stock Exchange, or the NYSE, under the symbol |
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| August 2, 2022 |
Calculation of Filing Fee Tables Form 424(b)(5) (Form Type) Annaly Capital Management, Inc. |
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| August 1, 2022 |
SUBJECT TO COMPLETION, DATED AUGUST 1, 2022 Table of Contents Pursuant to Rule 424(b)(5) Registration No. 333-262424 This preliminary prospectus supplement relates to an effective registration statement under the Securities Act of 1933, as amended, but is not complete and may be changed. This preliminary prospectus supplement and the accompanying prospectus are not an offer to sell these securities and are not soliciting an offer to buy the |
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| August 1, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED: June 30, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO COMMISSION FILE NUMBER: 1-13447 ANNALY CAPITAL MANAGEM |
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| July 27, 2022 |
Second Quarter 2022 Investor Presentation July 27, 2022 Important Notices 2 This presentation is issued by Annaly Capital Management, Inc. |
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| July 27, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) July 27, 2022 Annaly Capital Management Inc (Exact Name of Registrant as Specified in its Charter) Maryland 1-13447 22-3479661 (State or other jurisdiction of incorporation or organiza |
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| July 27, 2022 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) July 27, 2022 Annaly Capital Management Inc (Exact Name of Registrant as Specified in its Charter) Maryland 1-13447 22-3479661 (State or other jurisdiction of incorporation or organiza |
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| July 27, 2022 |
Second Quarter 2022 Financial Summary July 27, 2022 This presentation is issued by Annaly Capital Management, Inc. |
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| July 27, 2022 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) July 27, 2022 Annaly Capital Management Inc (Exact Name of Registrant as Specified in its Charter) Maryland 1-13447 22-3479661 (State or other jurisdiction of incorporation or organiza |
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| July 27, 2022 |
ANNALY CAPITAL MANAGEMENT, INC. REPORTS 2nd QUARTER 2022 RESULTS ANNALY CAPITAL MANAGEMENT, INC. REPORTS 2nd QUARTER 2022 RESULTS NEW YORK?July 27, 2022?Annaly Capital Management, Inc. (NYSE: NLY) ("Annaly" or the "Company") today announced its financial results for the quarter ended June 30, 2022. Financial Highlights ?GAAP net income of $0.55 per average common share for the quarter ?Earnings available for distribution (?EAD?) of $0.30 per average common shar |
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| June 27, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) June 27, 2022 Annaly Capital Management Inc (Exact Name of Registrant as Specified in its Charter) Maryland 1-13447 22-3479661 (State or other jurisdiction of incorporation or organiza |
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| June 27, 2022 |
Katie Beirne Fallon Resigns from the Board of Annaly Capital Management, Inc. Exhibit 99.1 Katie Beirne Fallon Resigns from the Board of Annaly Capital Management, Inc. NEW YORK ? (June 27, 2022) ? Annaly Capital Management, Inc. (NYSE: NLY) (?Annaly? or the ?Company?) announced today that director Katie Beirne Fallon resigned from the Company?s Board of Directors (the ?Board?), effective July 14, 2022, in connection with her acceptance of an offer to serve as Executive Vic |
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| June 9, 2022 |
Annaly Capital Management, Inc. Publishes Third Corporate Responsibility Report Exhibit 99.1 Annaly Capital Management, Inc. Publishes Third Corporate Responsibility Report NEW YORK - (June 9, 2022) - Annaly Capital Management, Inc. (NYSE: NLY) (the ?Company? or ?Annaly?) announced today the publication of its third corporate responsibility report for the year 2021, titled Taking Stock of Our Impact. The report demonstrates Annaly?s continued focus on setting and measuring pr |
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| June 9, 2022 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) June 9, 2022 Annaly Capital Management Inc (Exact Name of Registrant as Specified in its Charter) Maryland 1-13447 22-3479661 (State or other jurisdiction of incorporation or organizat |
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| May 19, 2022 |
Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) May 18, 2022 Annaly Capital Management Inc (Exact Name of Registrant as Specified in its Charter) Maryland 1-13447 22-3479661 (State or other jurisdiction of incorporation or organizat |
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| May 18, 2022 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): May 16, 2022 Annaly Capital Management, Inc. (Exact name of registrant as specified in its charter) Commission file number 001-13447 Maryland 22-3479661 (State of incorporation) (I.R. |
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| May 18, 2022 |
Exhibit 1.1 Execution Version ANNALY CAPITAL MANAGEMENT, INC. 100,000,000 Shares of Common Stock ($0.01 Par Value) UNDERWRITING AGREEMENT May 16, 2022 UNDERWRITING AGREEMENT May 16, 2022 Goldman Sachs & Co. LLC As Representative of the several Underwriters named in Schedule A c/o Goldman Sachs & Co. LLC 200 West Street New York, New York 10282 Ladies and Gentlemen: Annaly Capital Management, Inc., |
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| May 17, 2022 |
100,000,000 Shares Annaly Capital Management, Inc. Common Stock Table of Contents Pursuant to Rule 424(b)(5) Registration No. 333-262424 PROSPECTUS SUPPLEMENT (To Prospectus Dated January 31, 2022) 100,000,000 Shares Annaly Capital Management, Inc. Common Stock We are offering for sale 100,000,000 shares of our common stock, par value $0.01 per share, or our common stock. Our common stock is listed on the New York Stock Exchange, or the NYSE, under the symbol |
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| May 17, 2022 |
Exhibit 107 Calculation of Filing Fee Tables Form 424(b)(5) (Form Type) Annaly Capital Management, Inc. |
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| May 16, 2022 |
SUBJECT TO COMPLETION, DATED MAY 16, 2022 Table of Contents Pursuant to Rule 424(b)(5) Registration No. 333-262424 This preliminary prospectus supplement relates to an effective registration statement under the Securities Act of 1933, as amended, but is not complete and may be changed. This preliminary prospectus supplement and the accompanying prospectus are not an offer to sell these securities and are not soliciting an offer to buy the |
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| May 6, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Defin |
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| May 4, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED: March 31, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO COMMISSION FILE NUMBER: 1-13447 ANNALY CAPITAL MANAGE |
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| May 2, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Defin |
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| April 27, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) April 27, 2022 Annaly Capital Management Inc (Exact Name of Registrant as Specified in its Charter) Maryland 1-13447 22-3479661 (State or other jurisdiction of incorporation or organiz |
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| April 27, 2022 |
ANNALY CAPITAL MANAGEMENT, INC. REPORTS 1st QUARTER 2022 RESULTS ANNALY CAPITAL MANAGEMENT, INC. REPORTS 1st QUARTER 2022 RESULTS NEW YORK?April 27, 2022?Annaly Capital Management, Inc. (NYSE: NLY) ("Annaly" or the "Company") today announced its financial results for the quarter ended March 31, 2022. Financial Highlights ?GAAP net income of $1.37 per average common share for the quarter ?Earnings available for distribution (?EAD?) of $0.28 per average common sh |
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| April 27, 2022 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) April 27, 2022 Annaly Capital Management Inc (Exact Name of Registrant as Specified in its Charter) Maryland 1-13447 22-3479661 (State or other jurisdiction of incorporation or organiz |
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| April 27, 2022 |
First Quarter 2022 Investor Presentation April 27, 2022 Important Notices 2 This presentation is issued by Annaly Capital Management, Inc. |
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| April 27, 2022 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) April 27, 2022 Annaly Capital Management Inc (Exact Name of Registrant as Specified in its Charter) Maryland 1-13447 22-3479661 (State or other jurisdiction of incorporation or organiz |
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| April 27, 2022 |
First Quarter 2022 Financial Summary April 27, 2022 This presentation is issued by Annaly Capital Management, Inc. |
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| April 25, 2022 |
Exhibit 99.1 Annaly Capital Management, Inc. Announces Agreement to Sell Its Middle Market Lending Portfolio to Ares Management Corporation for $2.4 Billion April 25, 2022 NEW YORK ? (BUSINESS WIRE) ? Annaly Capital Management, Inc. (NYSE: NLY) (?Annaly? or the ?Company?) today announced that it has entered into a definitive agreement to sell its Middle Market Lending portfolio to Ares Capital Man |
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| April 25, 2022 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): April 25, 2022 Annaly Capital Management, Inc. (Exact name of registrant as specified in its charter) Commission file number 001-13447 Maryland 22-3479661 (State of incorporation) (I. |
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| April 6, 2022 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14 |
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| April 6, 2022 | ||
| April 6, 2022 |
DEFA14A 1 d345188ddefa14a.htm DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as |
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| February 18, 2022 |
Exhibit 10.11 ANNALY CAPITAL MANAGEMENT, INC. RSU Award Agreement THIS RSU AWARD AGREEMENT (this ?Agreement?), dated as of ?GrantMonth? ?GrantDay?, ?Grant Year? is between Annaly Capital Management, Inc., a Maryland corporation (the ?Company?) and ?Name? (the ?Participant?), and governs the RSUs granted by the Company to the Participant in accordance with and subject to the provisions of the Annal |
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| February 18, 2022 |
Exhibit 4.10 DESCRIPTION OF THE REGISTRANT?S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 As of December 31, 2021, Annaly Capital Management, Inc. (?Annaly? or the ?Company?) had four classes of securities registered under Section 12 of the Securities Exchange Act of 1934, as amended (the ?Exchange Act?): ?common stock, $0.01 par value per share; ?6.95% Serie |
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| February 18, 2022 |
EX-21.1 5 a202110-knlyexhibit211q4.htm EX-21.1 ANNALY CAPITAL MANAGEMENT, INC. AND SUBSIDIARIES Exhibit 21.1 Subsidiaries of Registrant (1) Annaly Capital Management, Inc. Maryland Annaly Middle Market Lending LLC Delaware Annaly TRS, Inc. Delaware Arcola Securities, Inc. Maryland Onslow Bay Financial LLC North Carolina (1) In accordance with Item 601(b)(21)(ii) of Regulation S-K only the names of |
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| February 18, 2022 |
Exhibit 10.10 ANNALY CAPITAL MANAGEMENT, INC. PSU Award Agreement THIS PSU AWARD AGREEMENT (this ?Agreement?), dated as of ?GrantMonth? ?GrantDay?, ?Grant Year? is between Annaly Capital Management, Inc., a Maryland corporation (the ?Company?) and ?Name? (the ?Participant?), and governs the performance-vesting RSUs (?PSUs?) granted by the Company to the Participant in accordance with and subject t |
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| February 18, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE FISCAL YEAR ENDED: December 31, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO COMMISSION FILE NUMBER: 1-13447 ANNALY CAPITAL MANAGEMENT |
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| February 14, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 14, 2022 Annaly Capital Management, Inc. (Exact name of registrant as specified in its charter) Maryland 1-13447 22-3479661 (State or other jurisdiction of incorporation or o |
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| February 10, 2022 |
Amended and Restated Bylaws, effective as of February 9, 2022 Exhibit 3.1 ANNALY CAPITAL MANAGEMENT, INC. AMENDED AND RESTATED BYLAWS ARTICLE I OFFICES Section 1. PRINCIPAL OFFICE. The principal office of Annaly Capital Management, Inc. (the ?Corporation?) in the State of Maryland shall be located at such place as the Board of Directors may designate. Section 2. ADDITIONAL OFFICES. The Corporation may have additional offices, including a principal executive |
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| February 10, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): February 9, 2022 Annaly Capital Management, Inc. (Exact name of registrant as specified in its charter) Commission file number 001-13447 Maryland 22-3479661 (State of incorporation) ( |
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| February 9, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) February 09, 2022 Annaly Capital Management Inc (Exact Name of Registrant as Specified in its Charter) Maryland 1-13447 22-3479661 (State or other jurisdiction of incorporation or orga |
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| February 9, 2022 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) February 09, 2022 Annaly Capital Management Inc (Exact Name of Registrant as Specified in its Charter) Maryland 1-13447 22-3479661 (State or other jurisdiction of incorporation or orga |
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| February 9, 2022 |
NLY / Annaly Capital Management, Inc. / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 7)* Name of issuer: Annaly Capital Management Inc. Title of Class of Securities: REIT CUSIP Number: 035710409 Date of Event Which Requires Filing of this Statement: December 31, 2021 Check the appropriate box to designate the rule pursuant to which this Schedule is filed |
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| February 9, 2022 |
2 This presentation is issued by Annaly Capital Management, Inc. ("Annaly"), an internally-managed, publicly traded company that has elected to be taxed as a real estate investment trust for federal income tax purposes and is being furnished in connection with Annaly?s Fourth Quarter 2021 earnings release. This presentation is provided for investors in Annaly for informational purposes only and is |
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| February 9, 2022 |
Fourth Quarter 2021 Financial Summary February 9, 2022 This presentation is issued by Annaly Capital Management, Inc. |
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| February 9, 2022 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) February 09, 2022 Annaly Capital Management Inc (Exact Name of Registrant as Specified in its Charter) Maryland 1-13447 22-3479661 (State or other jurisdiction of incorporation or orga |
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| February 9, 2022 |
ANNALY CAPITAL MANAGEMENT, INC. REPORTS 4th QUARTER 2021 RESULTS ANNALY CAPITAL MANAGEMENT, INC. REPORTS 4th QUARTER 2021 RESULTS NEW YORK?February 9, 2022?Annaly Capital Management, Inc. (NYSE: NLY) ("Annaly" or the "Company") today announced its financial results for the quarter and year ended December 31, 2021. Financial Highlights ?GAAP net income of $0.27 per average common share for the quarter; $1.60 per average common share for the full year 2021 ?Earni |
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| January 31, 2022 |
EX-FILING FEES 2 d291213dexfilingfees.htm EX-FILING FEES Exhibit 107 Calculation of Filing Fee Tables Table 1: Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Carry Forward Form Type Carry Forward File |
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| January 31, 2022 |
Exhibit 107 Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Carry Forward Form Type Carry Forward File Number Carry Forward Initial effective date Filing Fee Previously Paid In Connection with Unsold Securities to be Carried Forward Newly Registered Securities Fees to Be Paid Common Stock, Preferred Stock, Warrants, Stockholder Rights, Debt Securities, Purchase Contracts, Units (1)(2) (1)(2) (1)(2) (1)(2) . |
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| January 31, 2022 |
Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 31, 2022 Annaly Capital Management, Inc. (Exact name of registrant as specified in its charter) Maryland 1-13447 22-3479661 (State or other jurisdiction of incorporation or or |
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| January 31, 2022 |
Table of Contents Filed Pursuant to Rule 424(b)(5) Registration No. 333-262424 CALCULATION OF REGISTRATION FEE Title of Each Class of Securities to be Registered Maximum Aggregate Offering Price Amount of Registration Fee(1) (2) Common Stock, $0.01 par value per share $939,186,086 $? (1) Calculated in accordance with Rule 457(o) under the Securities Act of 1933, as amended , or the Securities Act, |
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| January 31, 2022 |
Statement of Eligibility of Wells Fargo Bank, National Association on Form T-1 Exhibit 25.1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE ? CHECK IF AN APPLICATION TO DETERMINE ELIGIBILITY OF A TRUSTEE PURSUANT TO SECTION 305(b) (2) WELLS FARGO BANK, NATIONAL ASSOCIATION (Exact name of trustee as specified in its charter) A National |
