Basic Stats
| LEI | 5493005SR7RRUAG9VK19 |
| CIK | 1195738 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Nuveen California AMT-Free Quality Municipal Income Fund
SEC Filings (Chronological Order)
This page provides a complete, chronological list of SEC Filings, excluding ownership filings which we provide elsewhere.
| January 15, 2025 |
Filed Pursuant to Rule 424(b)(2) Registration Statement No. 333-282607 PROSPECTUS SUPPLEMENT (To Prospectus dated January 15, 2025) 4,800,000 COMMON SHARES $0.01 PAR VALUE PER SHARE Nuveen California AMT-Free Quality Municipal Income Fund Nuveen California AMT-Free Quality Municipal Income Fund (the “Fund”), a diversified, closed-end management investment company, is offering up to 4,800,000 of it |
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| January 7, 2025 |
Stradley Ronon Stevens & Young, LLP 2005 Market Street, Suite 2600 Philadelphia, PA 19103 Telephone 215. |
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| November 14, 2024 |
Nuveen California AMT-Free Quality Municipal Income Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| October 17, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement. ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2) |
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| March 6, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 6, 2024 (February 28, 2024) Nuveen California AMT-Free Quality Municipal Income Fund (Exact name of registrant as specified in its charter) Massachusetts 811-21212 03-0478017 (S |
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| November 2, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement. ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2) |
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| October 13, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 13, 2023 (October 13, 2023) Nuveen California AMT-Free Quality Municipal Income Fund (Exact name of registrant as specified in its charter) Massachusetts 811-21212 03-0478017 |
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| May 9, 2023 |
[CHAPMAN AND CUTLER LLP LETTERHEAD] May 9, 2023 CORRESP [CHAPMAN AND CUTLER LLP LETTERHEAD] May 9, 2023 VIA EDGAR CORRESPONDENCE Megan F. |
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| January 25, 2023 |
1 Nuveen California AMT-Free Quality Municipal Income Fund Portfolio of Investments November 30, 2022 (Unaudited) NKX Principal Amount (000) Description (1) Optional Call Provisions (2) Ratings (3) Value LONG-TERM INVESTMENTS - 165. |
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| October 7, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement. ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)). ? Def |
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| July 28, 2022 |
1 Nuveen California AMT-Free Quality Municipal Income Fund Portfolio of Investments May 31, 2022 (Unaudited) NKX Principal Amount (000) Description (1) Optional Call Provisions (2) Ratings (3) Value LONG-TERM INVESTMENTS - 162. |
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| February 25, 2022 |
Amendment No. 1 to Amended and Restated By-Laws Exhibit 3.1 AMENDMENT NO. 1 TO THE AMENDED AND RESTATED BY-LAWS OF NUVEEN CLOSED-END FUNDS ORGANIZED AS MASSACHUSETTS BUSINESS TRUSTS This Amendment No. 1 (this ?Amendment?) to the By-Laws of Nuveen Closed-End Funds organized as Massachusetts business trusts, amended and restated as of October 5, 2020 (the ?By-Laws?) and applicable to each Nuveen Closed-End Fund listed on Exhibit A to the By-Laws |
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| February 25, 2022 |
Exhibit 99.1 Certain Nuveen Closed-End Funds Announce Board?s Approval of Suspension of Previously Adopted Control Share By-Law Board Intends to Appeal U.S. District Court?s Recent Ruling Nuveen AMT-Free Municipal Credit Income Fund (NYSE: NVG), Nuveen AMT-Free Municipal Value Fund (NYSE: NUW), Nuveen AMT-Free Quality Municipal Income Fund (NYSE: NEA), Nuveen Arizona Quality Municipal Income Fund |
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| February 25, 2022 |
Regulation FD Disclosure, Financial Statements and Exhibits 8-K 1 d72625d8k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 25, 2022 (February 24, 2022) NUVEEN CALIFORNIA AMT-FREE QUALITY MUNICIPAL INCOME FUND (Exact name of registrant as specified in its charter) Massachus |
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| January 27, 2022 |
Nuveen California AMT-Free Quality Municipal Income Fund NKX Nuveen California AMT-Free Quality Municipal Income Fund Portfolio of Investments November 30, 2021 (Unaudited) Principal Amount (000) Description (1) Optional Call Provisions (2) Ratings (3) Value LONG-TERM INVESTMENTS – 156. |
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| October 12, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement. ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)). ☒ Def |
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| July 28, 2021 |
Nuveen California AMT-Free Quality Municipal Income Fund NKX Nuveen California AMT-Free Quality Municipal Income Fund Portfolio of Investments May 31, 2021 (Unaudited) Principal Amount (000) Description (1) Optional Call Provisions (2) Ratings (3) Value LONG-TERM INVESTMENTS???154. |
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| June 1, 2021 |
Nuveen California AMT-Free Quality Municipal Income Fund Filed Pursuant to Rule 424(b)(3) File No. |
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| April 9, 2021 |
April 9, 2021 Ms. Megan Miller U.S. Securities and Exchange Commission Division of Investment Management, Disclosure Review & Accounting Office 100 F Street N.E. Washington DC 20549 Nuveen Closed-End and Open-End Funds – Sarbanes Oxley Review Dear Ms. Miller, This letter addresses the comments you provided in a telephone discussion on March 5, 2021, regarding reviews performed by the staff of the |
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| January 26, 2021 |
Nuveen California AMT-Free Quality Municipal Income Fund NKX Nuveen California AMT-Free Quality Municipal Income Fund Portfolio of Investments November 30, 2020 (Unaudited) Principal Amount (000) Description (1) Optional Call Provisions (2) Ratings (3) Value LONG-TERM INVESTMENTS – 154. |
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| November 6, 2020 |
DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement. ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2) |
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| October 13, 2020 |
- NUVEEN CALIFORNIA AMT-FREE QUALITY MUNICIPAL INCOME FUND Nuveen California AMT-Free Quality Municipal Income Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| October 6, 2020 |
EX-99.1 Exhibit 99.1 Certain Nuveen Closed-End Funds Announce the Board’s Approval of Amended and Restated By-Laws of the Funds Nuveen AMT-Free Municipal Credit Income Fund (NYSE: NVG), Nuveen AMT-Free Municipal Value Fund (NYSE: NUW), Nuveen AMT-Free Quality Municipal Income Fund (NYSE: NEA), Nuveen Arizona Quality Municipal Income Fund (NYSE: NAZ), Nuveen California AMT-Free Quality Municipal In |
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| October 6, 2020 |
Regulation FD Disclosure, Financial Statements and Exhibits 8-K 1 d85553d8k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 5, 2020 (October 5, 2020) NUVEEN CALIFORNIA AMT-FREE QUALITY MUNICIPAL INCOME FUND (Exact name of registrant as specified in its charter) Massachusetts |
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| October 6, 2020 |
EX-3.1 Exhibit 3.1 BY-LAWS OF NUVEEN CLOSED-END FUNDS ORGANIZED AS MASSACHUSETTS BUSINESS TRUSTS (Amended and Restated as of October 5, 2020) ARTICLE I DECLARATION OF TRUST AND OFFICES Section 1.1 The Trust; Declaration of Trust. These are the By-Laws of each Nuveen Closed-End Fund listed on Exhibit A, each a Massachusetts business trust established by its own Declaration of Trust (each such fund |
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| July 28, 2020 |
Nuveen California AMT-Free Quality Municipal Income Fund NKX Nuveen California AMT-Free Quality Municipal Income Fund Portfolio of Investments May 31, 2020 (Unaudited) Principal Amount (000) Description (1) Optional Call Provisions (2) Ratings (3) Value LONG-TERM INVESTMENTS – 155. |
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| July 9, 2020 |
NUVEEN CALIFORNIA AMT-FREE QUALITY MUNICIPAL INCOME FUND Nuveen Investments 333 West Wacker Drive Chicago, IL 60606 P 312. |
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| March 11, 2020 |
NUVEEN CALIFORNIA AMT-FREE QUALITY MUNICIPAL INCOME FUND Kathleen M. Macpeak +1.202.373.6149 [email protected] March 11, 2020 Elisabeth Bentzinger U.S. Securities and Exchange Commission Division of Investment Management 100 F Street NE Washington, DC 20549 Re: Nuveen California AMT-Free Quality Municipal Income Fund (the “Fund”) File Nos. 333-225399 and 811-21212 Dear Ms. Bentzinge |
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| March 11, 2020 |
NUVEEN CALIFORNIA AMT-FREE QUALITY MUNICIPAL INCOME FUND Nuveen Investments 333 West Wacker Drive Chicago, IL 60606 P 312. |
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| January 27, 2020 |
Nuveen California AMT-Free Quality Municipal Income Fund NKX Nuveen California AMT-Free Quality Municipal Income Fund Portfolio of Investments November 30, 2019 (Unaudited) Principal Amount (000) Description (1) Optional Call Provisions (2) Ratings (3) Value LONG-TERM INVESTMENTS – 157. |
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| December 11, 2019 |
Nuveen California AMT-Free Quality Municipal Income Fund Kathleen M. Macpeak +1.202.373.6149 [email protected] December 11, 2019 Elisabeth Bentzinger U.S. Securities and Exchange Commission Division of Investment Management 100 F Street NE Washington, DC 20549 Re: Nuveen California AMT-Free Quality Municipal Income Fund (“NKX” or the “Fund”) File Nos. 333-225399 and 811-21212 Dear M |
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| October 23, 2019 |
Nuveen California AMT-Free Quality Municipal Income Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| July 30, 2019 |
NKX / Nuveen Insured California Tax-Free Advantage Municipal Fund NPORT-EX - - NKX Nuveen California AMT-Free Quality Municipal Income Fund Portfolio of Investments May 31, 2019 (Unaudited) Principal Amount (000) Description (1) Optional Call Provisions (2) Ratings (3) Value LONG-TERM INVESTMENTS – 158. |
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| January 29, 2019 |
Nuveen California AMT-Free Quality Municipal Income Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21212 Nuveen California AMT-Free Quality Municipal Income Fund (Exact name of registrant as specified in charter) Nuveen Investments 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Gifford R. |
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| January 29, 2019 |
Certifications CERTIFICATIONS I, Cedric H. Antosiewicz, certify that: 1. I have reviewed this report on Form N-Q of Nuveen California AMT-Free Quality Municipal Income Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements w |
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| October 3, 2018 |
Nuveen California AMT-Free Quality Municipal Income Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| July 30, 2018 |
Nuveen California AMT-Free Quality Municipal Income Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21212 Nuveen California AMT-Free Quality Municipal Income Fund (Exact name of registrant as specified in charter) Nuveen Investments 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Gifford R. |
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| July 30, 2018 |
Certifications CERTIFICATIONS I, Cedric H. Antosiewicz, certify that: 1. I have reviewed this report on Form N-Q of Nuveen California AMT-Free Quality Municipal Income Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements w |
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| July 5, 2018 |
JHY / Nuveen High Income 2020 Target Term Fund CORRESP Nuveen Investments June 29, 2018 Mr. Jason Fox U.S. Securities and Exchange Commission Division of Investment Management, Insured Investments Office 100 F Street N.E. Washington DC 20549 Re: Nuveen Closed-End and Open-End Funds – Sarbanes Oxley Review Dear Mr. Fox: This letter addresses the comments Ms. Sheila Stout provided in a telephone discussion on April 17, 2018, regarding reviews performed |
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| May 4, 2018 |
Nuveen California AMT-Free Quality Municipal Income Fund Nuveen California AMT-Free Quality Municipal Income Fund 333 West Wacker Drive Chicago, Illinois 60606 May 4, 2018 VIA EDGAR U. |
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| January 29, 2018 |
EX-99.CERT 2 d289352dex99cert.htm CERTIFICATIONS CERTIFICATIONS I, Cedric H. Antosiewicz, certify that: 1. I have reviewed this report on Form N-Q of Nuveen California AMT-Free Quality Municipal Income Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumsta |
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| January 29, 2018 |
Nuveen California AMT-Free Quality Municipal Income Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21212 Nuveen California AMT-Free Quality Municipal Income Fund (Exact name of registrant as specified in charter) Nuveen Investments 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Gifford R. |
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| November 16, 2017 |
Appendix A to Amended and Restated Master Custodian Agreement (updated as of August 1, 2017) Exhibit j.2 APPENDIX A TO AMENDED AND RESTATED MASTER CUSTODIAN AGREEMENT July 15, 2015 (Updated as of August 1, 2017) NUVEEN CLOSED-END MANAGEMENT INVESTMENT COMPANIES Diversified Real Asset Income Fund Nuveen All Cap Energy MLP Opportunities Fund Nuveen AMT-Free Municipal Credit Income Fund f/k/a Nuveen Enhanced AMT-Free Municipal Credit Opportunities Fund Nuveen AMT-Free Municipal Value Fund Nu |
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| November 16, 2017 |
As filed with the U.S. Securities and Exchange Commission on November 16, 2017 Nuveen California AMT-Free Quality Municipal Income Fund As filed with the U.S. Securities and Exchange Commission on November 16, 2017 1933 Act File No. 333-184971 1940 Act File No. 811-21212 U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form N-2 (Check appropriate box or boxes) REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 ☒ Pre-Effective Amendment No. ☐ Post-Effective |
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| November 16, 2017 |
November 16, 2017 Nuveen California AMT-Free Quality Municipal Income Fund 333 West Wacker Drive Chicago, IL 60606 Re: Nuveen California AMT-Free Quality Municipal Income Fund (NKX) (File No. |
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| November 16, 2017 |
NUVEEN OPEN-END AND CLOSED-END FUNDS DEFERRED COMPENSATION PLAN FOR INDEPENDENT DIRECTORS AND TRUSTEES (As Amended and Restated Effective April 27, 2017) April 2017 TABLE OF CONTENTS SECTION 1 PURPOSE OF PLAN; RESTATEMENT EFFECTIVE DATE 1 1. |
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| November 16, 2017 |
Exhibit j.1 Execution Version AMENDED AND RESTATED MASTER CUSTODIAN AGREEMENT This Agreement is made as of July 15, 2015 (this ?Agreement?), between each management investment company identified on Appendix A and each management investment company which becomes a party to this Agreement in accordance with the terms hereof (in each case, a ?Fund?), including, if applicable, each series of the Fund |
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| November 16, 2017 |
Notice of Continuance of Investment Sub-Advisory Agreement, dated July 24, 2017 Exhibit g.4 NUVEEN CLOSED-END FUNDS NOTICE OF CONTINUANCE OF INVESTMENT SUB-ADVISORY AGREEMENTS WHEREAS, Nuveen Fund Advisors, LLC, a Delaware limited liability company (the ?Manager?) and Nuveen Asset Management, LLC, a Delaware limited liability company (the ?Sub-Adviser?) have entered into Sub-Advisory Agreements (the ?Agreements?), pursuant to which the Sub-Adviser furnishes investment advisor |
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| November 16, 2017 |
Renewal of Investment Management Agreement, dated July 24, 2017 Exhibit g.2 NUVEEN CLOSED-END FUNDS RENEWAL OF INVESTMENT MANAGEMENT AGREEMENTS This Agreement made this 24th day of July 2017 by and between the funds listed on Schedule A (the “Nuveen Closed-End Funds”), and Nuveen Fund Advisors, LLC, a Delaware limited liability company (the “Adviser”); WHEREAS, the parties hereto are the contracting parties under each certain Investment Management Agreement (t |
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| November 16, 2017 |
Nuveen Compliance | July 1, 2017 Code of Ethics SUMMARY AND SCOPE What the Code is about Helping to ensure that Nuveen personnel place the interests of Nuveen clients ahead of their own personal interests. |
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| November 16, 2017 |
Exhibit k.1 Transfer Agency and Service Agreement Between Each of the Nuveen Closed-End Investment Companies Listed on Schedule A Attached Hereto and Computershare Inc. and Computershare Trust Company, N.A. THIS TRANSFER AGENCY AND SERVICE AGREEMENT, effective as of June 15, 2017 (?Effective Date?), is by and between each of the Nuveen closed-end investment companies listed on Schedule A attached |
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| November 16, 2017 |
November 16, 2017 Nuveen California AMT-Free Quality Municipal Income Fund 333 West Wacker Drive Chicago, Illinois 60606 Re: Registration Statement on Form N-2 Ladies and Gentlemen: We have acted as counsel to Nuveen California AMT-Free Quality Municipal Income Fund (the ?Fund?), a Massachusetts voluntary association (commonly known as a ?business trust?), in connection with the Fund?s Registration Statement on Form N-2 to be filed with the Securities and Exchange Commission (the ?Commission?) on or about November 16, 2017 (the ?Registration Statement?), with respect to the registration of 4. |
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| November 16, 2017 |
NUVEEN CLOSED-END FUNDS POWER OF ATTORNEY NUVEEN CLOSED-END FUNDS POWER OF ATTORNEY KNOW ALL PERSONS BY THESE PRESENT, that the undersigned, in his capacity as a director/trustee of the above-referenced organizations listed on Appendix A hereto (the ?Funds?), hereby constitutes and appoints MARK CZARNIECKI, KEVIN J. |
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| November 16, 2017 |
CERTIFICATE OF NAME CHANGE AMENDMENT TO DECLARATION OF TRUST OF NUVEEN CALIFORNIA AMT-FREE MUNICIPAL INCOME FUND The undersigned, being a majority of the Trustees of Nuveen California AMT-Free Municipal Income Fund (the ?Trust?), acting pursuant to the authority granted to the Trustees under Article XIII, Section 4(ii) of the Declaration of Trust made on the 29th day of July, 2002 by the Trustees thereunder (as amended from time to time, the ?Declaration?), do hereby amend the Declaration, effective as of 8:59 a. |
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| November 16, 2017 |
Amendment and Schedule A to Transfer Agency and Service Agreement, dated September 7, 2017. Exhibit k.2 FIRST AMENDMENT TO TRANSFER AGENCY AND SERVICE AGREEMENT This First Amendment (?Amendment?) is entered into and effective as of this the 7th day of September, 2017, and hereby amends that certain Transfer Agency and Service Agreement by and among each Nuveen closed-end investment companies listed on Schedule A attached hereto, as may be amended from time to time (?Schedule A?) (each su |
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| November 16, 2017 |
Consent of Independent Registered Public Accounting Firm Consent of Independent Registered Public Accounting Firm The Board of Trustees Nuveen California AMT-Free Quality Municipal Income Fund: We consent to the use of our report dated April 26, 2017, with respect to the financial statements of Nuveen California AMT-Free Quality Municipal Income Fund (the ?Fund?), incorporated herein by reference, and to the references to our firm under the headings ?Financial Highlights? and ?Independent Registered Public Accounting Firm? in the Prospectus and ?Financial Statements? and ?Independent Registered Public Accounting Firm? in the Statement of Additional Information filed on Form N-2. |
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| October 4, 2017 |
Nuveen California AMT-Free Quality Municipal Income Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| July 28, 2017 |
Nuveen California AMT-Free Quality Municipal Income Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21212 Nuveen California AMT-Free Quality Municipal Income Fund (Exact name of registrant as specified in charter) Nuveen Investments 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Gifford R. |
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| July 28, 2017 |
EX-99.CERT 2 d423547dex99cert.htm CERTIFICATIONS CERTIFICATIONS I, Cedric H. Antosiewicz, certify that: 1. I have reviewed this report on Form N-Q of Nuveen California AMT-Free Quality Municipal Income Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumsta |
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| February 1, 2017 |
EXHIBIT 1 AGREEMENT AS TO JOINT FILING OF SCHEDULE 13G Each of the undersigned hereby affirms that it is individually eligible to use Schedule 13G, and agrees that this Schedule 13G is filed on its behalf. |
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| February 1, 2017 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G* (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2 (AMENDMENT NO. 1)* Nuveen California AMT-Free Municipal Income Fund (Name of Issuer) Variable Rate Demand Preferred Shares (Series 4) (Title of Class of Securities) 670651-6 |
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| January 27, 2017 |
CERTIFICATIONS I, Cedric H. Antosiewicz, certify that: 1. I have reviewed this report on Form N-Q of Nuveen California AMT-Free Quality Municipal Income Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not m |
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| January 27, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21212 Nuveen California AMT-Free Quality Municipal Income Fund (Exact name of registrant as specified in charter) Nuveen Investments 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Gifford R. |
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| October 6, 2016 |
Nuveen California AMT-Free Municipal Income Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| September 9, 2016 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G* (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2 (AMENDMENT NO. )* Nuveen California AMT-Free Municipal Income Fund (Name of Issuer) Variable Rate Demand Preferred Shares (Series 4) (Title of Class of Securities) 670651-60 |
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| September 9, 2016 |
EXHIBIT 1 AGREEMENT AS TO JOINT FILING OF SCHEDULE 13G Each of the undersigned hereby affirms that it is individually eligible to use Schedule 13G, and agrees that this Schedule 13G is filed on its behalf. |
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| August 5, 2016 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 5, 2016 Nuveen California AMT-Free Municipal Income Fund (Exact name of registrant as specified in its charter) Massachusetts 811-21212 03-0487017 (State or other juri |
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| July 29, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21212 Nuveen California AMT-Free Municipal Income Fund (Exact name of registrant as specified in charter) Nuveen Investments 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Kevin J. |
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| July 29, 2016 |
CERTIFICATIONS I, Gifford R. Zimmerman, certify that: 1. I have reviewed this report on Form N-Q of Nuveen California AMT-Free Municipal Income Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading |
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| January 29, 2016 |
Unassociated Document CERTIFICATIONS I, Gifford R. Zimmerman, certify that: 1. I have reviewed this report on Form N-Q of Nuveen California AMT-Free Municipal Income Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements wer |
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| January 29, 2016 |
nq2.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21212 Nuveen California AMT-Free Municipal Income Fund (Exact name of registrant as specified in charter) Nuveen Investments 333 West Wacker Drive, Chicago, Illinois 60606 (Address of princ |
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| October 7, 2015 |
Nuveen California AMT-Free Municipal Income Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| July 30, 2015 |
Unassociated Document CERTIFICATIONS I, Gifford R. Zimmerman, certify that: 1. I have reviewed this report on Form N-Q of Nuveen California AMT-Free Municipal Income Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements wer |
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| July 30, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21212 Nuveen California AMT-Free Municipal Income Fund (Exact name of registrant as specified in charter) Nuveen Investments 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Kevin J. |
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| July 21, 2015 |
July 21, 2015 Mr. Jason P. Fox U.S. Securities and Exchange Commission Division of Investment Management, Insured Investments Office 100 F Street N.E. Washington DC 20549 Re: Nuveen Closed-End and Open-End Funds - Sarbanes Oxley Review Dear Mr. Fox: This letter addresses the comments you provided in a telephone discussion on June 18, 2015, regarding reviews performed by the staff of the U.S. Secur |
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| January 29, 2015 |
CERTIFICATIONS I, Gifford R. Zimmerman, certify that: 1. I have reviewed this report on Form N-Q of Nuveen California AMT-Free Municipal Income Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading |
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| January 29, 2015 |
Nuveen California Amt-free Quality Municipal Income Fund - NKX UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21212 Nuveen California AMT-Free Municipal Income Fund (Exact name of registrant as specified in charter) Nuveen Investments 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Kevin J. |
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| December 29, 2014 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The New York Stock Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on January 9, 2015, pursuant to the provisions of Rule 12d2-2 (a). |
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| September 8, 2014 |
Nuveen California AMT-Free Municipal Income Fund As filed with the Securities and Exchange Commission on September 8, 2014 File No. |
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| September 8, 2014 |
Opinion and Consent of K&L Gates LLP K&L GATES LLP STATE STREET FINANCIAL CENTER ONE LINCOLN STREET BOSTON. |
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| September 8, 2014 |
Opinion and Consent of Vedder Price P.C. June 9, 2014 Nuveen California Premium Income Municipal Fund 333 West Wacker Drive Chicago, Illinois 60606 Nuveen California AMT-Free Municipal Income Fund 333 West Wacker Drive Chicago, Illinois 60606 Re: Reorganization of Nuveen California Premium Income Municipal Fund into Nuveen California AMT-Free Municipal Income Fund Ladies and Gentlemen: You have re |
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| August 8, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Nuveen California AMT-Free Municipal Income Fund (NKX) (Name of Issuer) MuniFund Term Preferred (Title of Class of Securities) 670651108 (CUSIP Number) July 31, 2014 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pur |
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| July 30, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21212 Nuveen California AMT-Free Municipal Income Fund (Exact name of registrant as specified in charter) Nuveen Investments 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Kevin J. |
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| July 30, 2014 |
CERTIFICATIONS I, Gifford R. Zimmerman, certify that: 1. I have reviewed this report on Form N-Q of Nuveen California AMT-Free Municipal Income Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading |
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| July 3, 2014 |
NKX / Nuveen Insured California Tax-Free Advantage Municipal Fund DEFA14A - - PRESS RELEASE Press Release UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6( |
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| June 19, 2014 |
Closed-End Proxy UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a |
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| June 18, 2014 |
Press Release UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for use of the Commission Only (as permitted by Rul |
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| June 18, 2014 |
Press Release UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for use of the Commission Only (as permitted by Rul |
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| June 18, 2014 |
Press Release UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6( |
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| May 30, 2014 |
- NUVEEN CALIFORNIA AMT-FREE MUNICIPAL INCOME FUND Nuveen California AMT-Free Municipal Income Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| May 30, 2014 |
Form of Statement Establishing and Fixing the Rights and Preferences NUVEEN CALIFORNIA AMT-FREE MUNICIPAL INCOME FUND FORM OF STATEMENT ESTABLISHING AND FIXING THE RIGHTS AND PREFERENCES OF MUNIFUND TERM PREFERRED SHARES Table of Contents Page DEFINITIONS 1 1. |
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| May 30, 2014 |
EX-99.4 3 d734533dex994.htm SPECIMEN CERTIFICATEOF SHARES OF THE REGISTRANT CERTIFICATE NUMBER NUMBER OF SHARES No. NUVEEN CALIFORNIA AMT-FREE MUNICIPAL INCOME FUND Organized Under the Laws of the Commonwealth of Massachusetts MuniFund Term Preferred Shares, % Series $0.01 Par Value Per Share $10.00 Liquidation Preference Per Share CUSIP No. This Certifies that CEDE & CO. is the owner of ( ) fully |
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| May 20, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: x Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Defin |
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| May 1, 2014 |
Press Release UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for use of the Commission Only (as permitted by Rul |
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| April 14, 2014 |
Merger Prospectus - NUVEEN CALIFORNIA AMT-FREE MUNICIPAL INCOME FUND Nuveen California AMT-Free Municipal Income Fund Filed by Nuveen California AMT-Free Municipal Income Fund pursuant to Rule 425 of the Securities Act of 1933, as amended, and deemed filed pursuant to Rule 14a-6 under the Securities Exchange Act of 1934, as amended Subject Company: Nuveen California Premium Income Municipal Fund Commission File No. |
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| April 7, 2014 |
Merger Prospectus - NUVEEN CALIFORNIA AMT-FREE MUNICIPAL INCOME FUND Nuveen California AMT-Free Municipal Income Fund Filed by Nuveen California AMT-Free Municipal Income Fund pursuant to Rule 425 of the Securities Act of 1933, as amended, and deemed filed pursuant to Rule 14a-6 under the Securities and Exchange Act of 1934, as amended Subject Company: Nuveen California Premium Income Municipal Fund Commission File No. |
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| February 24, 2014 |
Merger Prospectus - NUVEEN CALIFORNIA AMT-FREE MUNICIPAL INCOME FUND Nuveen California AMT-Free Municipal Income Fund Filed by Nuveen California AMT-Free Municipal Income Fund pursuant to Rule 425 of the Securities Act of 1933, as amended, and deemed filed pursuant to Rule 14a-6 under the Securities and Exchange Act of 1934, as amended Subject Company: Nuveen California Premium Income Municipal Fund Commission File No. |
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| February 3, 2014 |
- NUVEEN CALIFORNIA AMT-FREE MUNICIPAL INCOME FUND Nuveen California AMT-Free Municipal Income Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| January 29, 2014 |
Quarterly Schedule of Portfolio Holdings - NKX UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21212 Nuveen California AMT-Free Municipal Income Fund (Exact name of registrant as specified in charter) Nuveen Investments 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Kevin J. |
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| January 29, 2014 |
CERTIFICATIONS I, Gifford R. Zimmerman, certify that: 1. I have reviewed this report on Form N-Q of Nuveen California AMT-Free Municipal Income Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading |
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| January 24, 2014 |
- NUVEEN CALIFORNIA AMT-FREE MUNICIPAL INCOME FUND Nuveen California AMT-Free Municipal Income Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| January 22, 2014 |
222 NORTH LASALLE STREET CHICAGO, ILLINOIS 60601 T: + 1 (312) 609 7500 F: + 1 (312) 609 5005 CHICAGO — NEW YORK — WASHINGTON, DC — LONDON — SAN FRANCISCO NATHANIEL SEGAL ATTORNEY AT LAW nsegal@vedderprice. |
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| January 22, 2014 |
Opinion and Consent of Counsel January 21, 2014 Vedder Price P.C. 222 North LaSalle Street Chicago, Illinois 60601 Nuveen California AMT-Free Municipal Income Fund 333 West Wacker Drive Chicago, IL 60606 RE: Nuveen California AMT-Free Municipal Income Fund Ladies and Gentlemen: We have acted as special Massachusetts counsel to Nuveen California AMT-Free Municipal Income Fund, a Massachusetts busin |
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| January 22, 2014 |
- NUVEEN CALIFORNIA AMT-FREE MUNICIPAL INCOME FUND Nuveen California AMT-Free Municipal Income Fund As filed with the Securities and Exchange Commission on January 21, 2014 File No. |
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| January 22, 2014 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Consent of Independent Auditor CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the reference to our firm under the captions “Experts”, “Appointment of the Independent Registered Public Accounting Firm” and “Financial Highlights” and to the use of our report dated April 25, 2013 for Nuveen California AMT-Free Municipal Income Fund and Nuveen California Premium Income Municipal Fund in the Registration Statement (Form N-14) and related Joint Proxy Statement/Prospectus and Statement of Additional Information of Nuveen California AMT-Free Municipal Income Fund filed with the Securities and Exchange Commission in this Pre-Effective Amendment No. |
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| January 22, 2014 |
Form of Opinion and Consent of Vedder Price P.C. [Form of Tax Opinion] , 201 Nuveen California Premium Income Municipal Fund 333 West Wacker Drive Chicago, Illinois 60606 Nuveen California AMT-Free Municipal Income Fund 333 West Wacker Drive Chicago, Illinois 60606 Re: Reorganization of Nuveen California Premium Income Municipal Fund into Nuveen California AMT-Free Municipal Income Fund Ladies and |
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| January 22, 2014 |
Form of Opinion and Consent of K&L Gates LLP , 2014 Nuveen California AMT-Free Municipal Income Fund 333 West Wacker Drive Chicago, Illinois 60606 Nuveen California Premium Income Municipal Fund 333 West Wacker Drive Chicago, Illinois 60606 Re: MuniFund Term Preferred Shares Issued in the Reorganization of Nuveen California Premium Income Municipal Fund into Nuveen California AMT-Free Municipal Income Fund Ladies and Gentlemen: You have requested our opinion regarding the treatment under the Internal Revenue Code of 1986, as amended (the “Code”), of certain MuniFund Term Preferred Shares (“MTP Shares”) described below. |
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| January 21, 2014 |
- NUVEEN CALIFORNIA AMT-FREE MUNICIPAL INCOME FUND Nuveen California AMT-Free Municipal Income Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| January 21, 2014 |
Nuveen California AMT-Free Municipal Income Fund January 21, 2014 Securities and Exchange Commission Division of Investment Management 100 F Street, N. |
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| January 15, 2014 |
- NUVEEN CALIFORNIA AMT-FREE MUNICIPAL INCOME FUND Nuveen California AMT-Free Municipal Income Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| November 22, 2013 |
AMENDMENT To Transfer Agency and Service Agreement State Street Bank and Trust Company Amendment and Schedule A to Transfer Agency and Service Agreement AMENDMENT To Transfer Agency and Service Agreement Between Each of the Nuveen Closed-End Investment Companies Listed on Exhibit A to the Agreement And State Street Bank and Trust Company This Amendment is made as of this 10th day of June, 2013, to the Transfer Agency and Service Agreement dated October 7, 2002, as amended (the “Agreement”) between each of the Nuveen Closed-End Investment Companies Listed on Exhibit A to the Agreement (collectively, the “Funds”) and State Street Bank and Trust Company (the “Transfer Agent”). |
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| November 22, 2013 |
NUVEEN CLOSED-END FUNDS RENEWAL OF INVESTMENT MANAGEMENT AGREEMENTS Renewal of Investment Management Agreement, dated July 29, 2013 NUVEEN CLOSED-END FUNDS RENEWAL OF INVESTMENT MANAGEMENT AGREEMENTS This Agreement made this 29th day of July 2013 by and between the funds listed on Schedule A (the “Nuveen Closed-End Funds”), and Nuveen Fund Advisors, LLC, a Delaware limited liability company (the “Adviser”); WHEREAS, the parties hereto are the contracting parties u |
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| November 22, 2013 |
Renewal of Investment Management Agreement, dated July 31, 2008 NUVEEN INSURED CALIFORNIA TAX-FREE ADVANTAGE MUNICIPAL FUND RENEWAL OF INVESTMENT MANAGEMENT AGREEMENT This Agreement made this 31st day of July 2008 by and between Nuveen Insured California Tax-Free Advantage Municipal Fund, a Massachusetts business trust (the “Fund”), and Nuveen Asset Management, a Delaware corporation (the “Adviser”), to be effective August 1, 2008. |
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| November 22, 2013 |
NUVEEN CLOSED-END FUNDS NOTICE OF CONTINUANCE OF INVESTMENT SUB-ADVISORY AGREEMENT Notice of Continuance of Investment Sub-Advisory Agreement, dated August 1, 2012 NUVEEN CLOSED-END FUNDS NOTICE OF CONTINUANCE OF INVESTMENT SUB-ADVISORY AGREEMENT WHEREAS, Nuveen Fund Advisors, Inc. |
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| November 22, 2013 |
NUVEEN CLOSED-END FUNDS RENEWAL OF INVESTMENT MANAGEMENT AGREEMENTS Renewal of Investment Management Agreement, dated May 25, 2011 NUVEEN CLOSED-END FUNDS RENEWAL OF INVESTMENT MANAGEMENT AGREEMENTS This Agreement made this 25th day of May 2011 by and between the funds listed on Schedule A (the “Nuveen Closed-End Funds”), and Nuveen Fund Advisors, Inc. |
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| November 22, 2013 |
Appendix A to Custodian Agreement, updated as of May 9, 2013 APPENDIX A TO CUSTODIAN AGREEMENT February 25, 2005 (Updated as of May 9, 2013) NUVEEN CLOSED-END MANAGEMENT INVESTMENT COMPANIES Dow 30 SM Enhanced Premium & Income Fund Inc. |
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| November 22, 2013 |
Letter to SEC 222 NORTH LASALLE STREET CHICAGO, ILLINOIS 60601 T: + 1 (312) 609 7500 F: + 1 (312) 609 5005 CHICAGO — NEW YORK — WASHINGTON, DC — LONDON — SAN FRANCISCO NATHANIEL SEGAL ATTORNEY AT LAW nsegal@vedderprice. |
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| November 22, 2013 |
- NUVEEN CALIFORNIA AMT-FREE MUNICIPAL INCOME FUND Nuveen California AMT-Free Municipal Income Fund As filed with the Securities and Exchange Commission on November 21, 2013 File No. |
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| November 22, 2013 |
NUVEEN CLOSED-END FUNDS RENEWAL OF INVESTMENT MANAGEMENT AGREEMENTS Renewal of Investment Management Agreement, dated May 23, 2012 NUVEEN CLOSED-END FUNDS RENEWAL OF INVESTMENT MANAGEMENT AGREEMENTS This Agreement made this 23rd day of May 2012 by and between the funds listed on Schedule A (the “Nuveen Closed-End Funds”), and Nuveen Fund Advisors, Inc. |
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| November 22, 2013 |
Renewal of Investment Management Agreement, dated May 26, 2010 NUVEEN INSURED CALIFORNIA TAX-FREE ADVANTAGE MUNICIPAL FUND RENEWAL OF INVESTMENT MANAGEMENT AGREEMENT This Agreement made this 26th day of May 2010 by and between Nuveen Insured California Tax-Free Advantage Municipal Fund, a Massachusetts business trust (the “Fund”), and Nuveen Asset Management, a Delaware corporation (the “Adviser”) |
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| November 22, 2013 |
NUVEEN CLOSED-END FUNDS NOTICE OF CONTINUANCE OF INVESTMENT SUB-ADVISORY AGREEMENTS Notice of Continuance of Investment Sub-Advisory Agreement, dated August 1, 2013 NUVEEN CLOSED-END FUNDS NOTICE OF CONTINUANCE OF INVESTMENT SUB-ADVISORY AGREEMENTS WHEREAS, Nuveen Fund Advisors, LLC, a Delaware limited liability company (the “Manager”) and Nuveen Asset Management, LLC, a Delaware limited liability company (the “Sub-Adviser”) have entered into Sub-Advisory Agreements (the “Agreeme |
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| November 22, 2013 |
Renewal of Investment Management Agreement, dated May 28, 2009 NUVEEN INSURED CALIFORNIA TAX-FREE ADVANTAGE MUNICIPAL FUND RENEWAL OF INVESTMENT MANAGEMENT AGREEMENT This Agreement made this 28th day of May 2009 by and between Nuveen Insured California Tax-Free Advantage Municipal Fund, a Massachusetts business trust (the “Fund”), and Nuveen Asset Management, a Delaware corporation (the “Adviser”) |
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| November 22, 2013 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Consent of Independent Auditor CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the reference to our firm under the captions “Experts”, “Appointment of the Independent Registered Public Accounting Firm” and “Financial Highlights” and to the use of our report dated April 25, 2013 for Nuveen California Dividend Advantage Municipal Fund, Nuveen California Performance Plus Municipal Fund, Inc. |
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| November 22, 2013 |
NUVEEN CALIFORNIA AMT-FREE MUNICIPAL INCOME FUND (NKX) POWER OF ATTORNEY Powers of Attorney NUVEEN CALIFORNIA AMT-FREE MUNICIPAL INCOME FUND (NKX) POWER OF ATTORNEY KNOW ALL PERSONS BY THESE PRESENTS, that the undersigned, a trustee of the above-referenced Massachusetts business trust (the “trust”), hereby constitutes and appoints KEVIN J. |
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| July 30, 2013 |
CERTIFICATIONS I, Gifford R. Zimmerman, certify that: 1. I have reviewed this report on Form N-Q of Nuveen California AMT-Free Municipal Income Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading |
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| July 30, 2013 |
Quarterly Schedule of Portfolio Holdings - NKX UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21212 Nuveen California AMT-Free Municipal Income Fund (Exact name of registrant as specified in charter) Nuveen Investments 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Kevin J. |
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| June 4, 2013 |
Nuveen California AMT-Free Municipal Income Fund (NKX) Nuveen Securities, LLC 333 West Wacker Drive Chicago, IL 60606 P: 312. |
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| June 4, 2013 |
Nuveen California AMT-Free Municipal Income Fund (NKX) Kathleen M. Long Direct Phone: +1.202.373.6149 Direct Fax: +1.202.373.6001 [email protected] June 4, 2013 Mr. Kieran G. Brown Senior Counsel Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: Nuveen California AMT-Free Municipal Income Fund (“NKX”) File Nos. 333-184971 an |
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| April 26, 2013 |
SEC Response Letter Bingham McCutchen LLP 2020 K Street NW Washington, DC 200006 Tel: 202. |
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| April 19, 2013 |
Nuveen Investments April 19, 2013 Ms. Christina DiAngelo U.S. Securities and Exchange Commission 450 5th Street, NW Washington, D.C. 20549 Re: Nuveen Closed-End and Open-End Funds - Sarbanes Oxley Review Follow-Up Discussion Dear Christina: This letter addresses your comments provided in a telephone discussion on February 13, 2013. This was a follow-up discussion to our December 11, 2012, correspo |
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| April 12, 2013 |
Nuveen California AMT-Free Municipal Income Fund Bingham McCutchen LLP 2020 K Street NW Washington D. |
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| January 29, 2013 |
CERTIFICATIONS I, Gifford R. Zimmerman, certify that: 1. I have reviewed this report on Form N-Q of Nuveen California AMT-Free Municipal Income Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading |
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| January 29, 2013 |
Quarterly Schedule of Portfolio Holdings - NKX_NQ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21212 Nuveen California AMT-Free Municipal Income Fund (Exact name of registrant as specified in charter) Nuveen Investments 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Kevin J. |
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| December 11, 2012 |
Nuveen Investments December 11, 2012 Ms. Christina DiAngelo U.S. Securities and Exchange Commission 450 5th Street, NW Washington, D.C. 20549 Re: Nuveen Closed-End and Open-End Funds - Sarbanes Oxley Review Dear Christina: This letter addresses your comments provided in a telephone discussion on September 25, 2012. Each comment is shown below followed by our response. Unless otherwise noted, the r |
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| November 15, 2012 |
- NUVEEN CALIFORNIA AMT-FREE MUNICIPAL INCOME FUND (NKX) Nuveen California AMT-Free Municipal Income Fund (NKX) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| October 22, 2012 |
- NUVEEN CALIFORNIA AMT-FREE MUNICIPAL INCOME FUND (NKX) Nuveen California AMT-Free Municipal Income Fund (NKX) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| October 16, 2012 |
- NUVEEN CALIFORNIA AMT-FREE MUNICIPAL INCOME FUND (NKX) Nuveen California AMT-Free Municipal Income Fund (NKX) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| July 30, 2012 |
Quarterly Schedule of Portfolio Holdings - NKX_NQ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21212 Nuveen California AMT-Free Municipal Income Fund (Exact name of registrant as specified in charter) Nuveen Investments 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Kevin J. |
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| July 30, 2012 |
CERTIFICATIONS I, Gifford R. Zimmerman, certify that: 1. I have reviewed this report on Form N-Q of Nuveen California AMT-Free Municipal Income Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading |
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| February 27, 2012 |
Merger Prospectus - NUVEEN INSURED CALIFORNIA TAX-FREE ADVANTAGE MUNICIPAL FUND Nuveen Insured California Tax-Free Advantage Municipal Fund Filed by Nuveen Insured California Tax-Free Advantage Municipal Fund pursuant to Rule 425 of the Securities Act of 1933, as amended Subject Companies: Nuveen Insured California Tax-Free Advantage Municipal Fund Commission File No. |
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| February 7, 2012 |
Merger Prospectus - NUVEEN INSURED CALIFORNIA TAX FREE ADVANTAGE MUNICIPAL FUND Filed by Nuveen Insured California Tax-Free Advantage Municipal Fund pursuant to Rule 425 of the Securities Act of 1933, as amended Subject Companies: Nuveen Insured California Tax-Free Advantage Municipal Fund Commission File No. |
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| February 7, 2012 |
Merger Prospectus - NUVEEN INSURED CALIFORNIA TAX FREE ADVANTAGE MUNICIPAL FUND Nuveen Insured California Tax Free Advantage Municipal Fund Filed by Nuveen Insured California Tax-Free Advantage Municipal Fund pursuant to Rule 425 of the Securities Act of 1933, as amended Subject Companies: Nuveen Insured California Tax-Free Advantage Municipal Fund Commission File No. |
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| February 7, 2012 |
Merger Prospectus - NUVEEN INSURED CALIFORNIA TAX FREE ADVANTAGE MUNICIPAL FUND Nuveen Insured California Tax Free Advantage Municipal Fund Filed by Nuveen Insured California Tax-Free Advantage Municipal Fund pursuant to Rule 425 of the Securities Act of 1933, as amended Subject Companies: Nuveen Insured California Tax-Free Advantage Municipal Fund Commission File No. |
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| February 7, 2012 |
Merger Prospectus - NUVEEN INSURED CALIFORNIA TAX FREE ADVANTAGE MUNICIPAL FUND Nuveen Insured California Tax Free Advantage Municipal Fund Filed by Nuveen Insured California Tax-Free Advantage Municipal Fund pursuant to Rule 425 of the Securities Act of 1933, as amended Subject Companies: Nuveen Insured California Tax-Free Advantage Municipal Fund Commission File No. |
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| January 27, 2012 |
- NUVEEN INSURED CALIFORNIA TAX-FREE ADVANTAGE MUNICIPAL FUND Nuveen Insured California Tax-Free Advantage Municipal Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| January 27, 2012 |
Quarterly Schedule of Portfolio Holdings - NKX_NQ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21212 Nuveen Insured California Tax-Free Advantage Municipal Fund (Exact name of registrant as specified in charter) Nuveen Investments 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Kevin J. |
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| January 27, 2012 |
CERTIFICATIONS I, Gifford R. Zimmerman, certify that: 1. I have reviewed this report on Form N-Q of Nuveen Insured California Tax-Free Advantage Municipal Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not |
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| January 25, 2012 |
Letter to SEC January 25, 2012 Securities and Exchange Commission 100 F Street, N. |
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| January 25, 2012 |
Nuveen Insured California Tax-Free Advantage Municipal Fund January 25, 2012 VIA EDGAR Securities and Exchange Commission Division of Investment Management 100 F Street, N. |
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| January 25, 2012 |
Form of Opinion and Consent of Sidley Austin LLP Form of Sidley Austin LLP Tax Opinion [ ], 2012 Nuveen Insured California Tax-Free Advantage Municipal Fund 333 West Wacker Drive Suite 3300 Chicago, IL 60606 Re: Nuveen Insured California Tax-Free Advantage Municipal Fund Ladies and Gentlemen: We have acted as special counsel to Nuveen Insured California Tax-Free Advantage Municipal Fund, a Massachusetts business trust (the “Fund”), with respect to its issuance of Variable Rate Demand Preferred Shares (“VRDP”) in connection with the reorganizations (“Reorganizations”) in which the Fund will be the acquiring fund, and Nuveen Insured California Dividend Advantage Municipal Fund, Nuveen Insured California Premium Income Municipal Fund, Inc. |
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| January 25, 2012 |
Renewal of Investment Management Agreement dated May 26, 2010 NUVEEN INSURED CALIFORNIA TAX-FREE ADVANTAGE MUNICIPAL FUND RENEWAL OF INVESTMENT MANAGEMENT AGREEMENT This Agreement made this 26th day of May 2010 by and between Nuveen Insured California Tax-Free Advantage Municipal Fund, a Massachusetts business trust (the “Fund”), and Nuveen Asset Management, a Delaware corporation (the “Adviser”); |
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| January 25, 2012 |
- NUVEEN INSURED CALIFORNIA TAX FREE ADVANTAGE MUNICIPAL FUND Nuveen Insured California Tax Free Advantage Municipal Fund As filed with the Securities and Exchange Commission on January 25, 2012 File No. |
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| January 25, 2012 |
Opinion and Consent of Counsel January 24, 2012 Vedder Price P.C. 222 North LaSalle Street Chicago, Illinois 60601 Nuveen Insured California Tax-Free Advantage Municipal Fund 333 West Wacker Drive Chicago, IL 60606 RE: Nuveen Insured California Tax-Free Advantage Municipal Fund Ladies and Gentlemen: We have acted as special Massachusetts counsel to Nuveen Insured California Tax-Free Advantage Muni |
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| January 25, 2012 |
Nuveen Insured California Tax-Free Advantage Municipal Fund January 25, 2012 VIA EDGAR Securities and Exchange Commission Division of Investment Management 100 F Street, N. |
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| January 25, 2012 |
INVESTMENT MANAGEMENT AGREEMENT Investment Management Agreement INVESTMENT MANAGEMENT AGREEMENT AGREEMENT made this 13th day of November 2007, by and between Nuveen Insured California Tax-Free Advantage Municipal Fund, a Massachusetts business trust (the “Fund”), and NUVEEN ASSET MANAGEMENT, a Delaware corporation (the “Adviser”). |
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| January 25, 2012 |
Renewal of Investment Management Agreement dated July 31, 2008 NUVEEN INSURED CALIFORNIA TAX-FREE ADVANTAGE MUNICIPAL FUND RENEWAL OF INVESTMENT MANAGEMENT AGREEMENT This Agreement made this 31st day of July 2008 by and between Nuveen Insured California Tax-Free Advantage Municipal Fund, a Massachusetts business trust (the “Fund”), and Nuveen Asset Management, a Delaware corporation (the “Adviser”), to be effective August 1, 2008. |
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| January 25, 2012 |
Certificate of Amendent to Declaration of Trust NUVEEN INSURED CALIFORNIA TAX-FREE ADVANTAGE MUNICIPAL FUND CERTIFICATE OF AMENDMENT to DECLARATION OF TRUST The Trustees of Nuveen Insured California Tax-Free Advantage Municipal Fund (the “Trust”), a Massachusetts business trust, to resolve an ambiguity, in accordance with Article XIII, Section 4 of the Declaration of Trust of the Trust, do hereby |
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| January 25, 2012 |
Form of Opinion and Consent of Vedder Price P.C. [Form of Tax Opinion] , 2012 Nuveen Insured California Tax-Free Advantage Municipal Fund 333 West Wacker Drive Chicago, Illinois 60606 Nuveen Insured California Premium Income Municipal Fund, Inc. 333 West Wacker Drive Chicago, Illinois 60606 Nuveen Insured California Premium Income Municipal Fund 2, Inc. 333 West Wacker Drive Chicago, Illinois 6060 |
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| January 25, 2012 |
Renewal of Investment Management Agreement dated May 28, 2009 NUVEEN INSURED CALIFORNIA TAX-FREE ADVANTAGE MUNICIPAL FUND RENEWAL OF INVESTMENT MANAGEMENT AGREEMENT This Agreement made this 28th day of May 2009 by and between Nuveen Insured California Tax-Free Advantage Municipal Fund, a Massachusetts business trust (the “Fund”), and Nuveen Asset Management, a Delaware corporation (the “Adviser”); |
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| January 25, 2012 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Consent of Independent Auditor CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the reference to our firm under the captions “Experts” and “Financial Highlights” and to the incorporation by reference of our reports dated April 27, 2011 for Nuveen Insured California Tax-Free Advantage Municipal Fund, Nuveen Insured California Premium Income Municipal Fund, Inc. |
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| January 25, 2012 |
EVERY SHAREHOLDER’S VOTE IS IMPORTANT Forms of Proxy of each Fund EVERY SHAREHOLDER’S VOTE IS IMPORTANT EASY VOTING OPTIONS: VOTE ON THE INTERNET Log on to: www. |
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| January 13, 2012 |
- NUVEEN INSURED CALIFORNIA TAX-FREE ADVANTAGE MUNICIPAL FUND Nuveen Insured California Tax-Free Advantage Municipal Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| December 19, 2011 |
- NUVEEN INSURED CALIFORNIA TAX FREE ADVANTAGE MUNICIPAL FUND Nuveen Insured California Tax Free Advantage Municipal Fund As filed with the Securities and Exchange Commission on December 19, 2011 File No. |
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| December 19, 2011 |
NUVEEN INSURED CALIFORNIA TAX-FREE ADVANTAGE MUNICIPAL FUND (NKX) POWER OF ATTORNEY Powers of Attorney NUVEEN INSURED CALIFORNIA TAX-FREE ADVANTAGE MUNICIPAL FUND (NKX) POWER OF ATTORNEY KNOW ALL PERSONS BY THESE PRESENTS, that the undersigned, a trustee of the above-referenced Massachusetts business trust (the “trust”), hereby constitutes and appoints MICHAEL KREMENAK, KEVIN J. |
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| December 19, 2011 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Consent of Independent Auditor CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the reference to our firm under the captions “Experts” and “Financial Highlights” and to the incorporation by reference of our reports dated April 27, 2011 for Nuveen Insured California Tax-Free Advantage Municipal Fund, Nuveen Insured California Premium Income Municipal Fund, Inc. |
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| December 19, 2011 |
Letter to SEC December 19, 2011 Securities and Exchange Commission 100 F Street, N. |
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| July 29, 2011 |
CERTIFICATIONS I, Gifford R. Zimmerman, certify that: 1. I have reviewed this report on Form N-Q of Nuveen Insured California Tax-Free Advantage Municipal Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not |
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| July 29, 2011 |
N-Q 1 nq2.htm NKXNQ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21212 Nuveen Insured California Tax-Free Advantage Municipal Fund (Exact name of registrant as specified in charter) Nuveen Investments 333 West Wacker Drive, Chicago, Illinois |
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| January 27, 2011 |
CERTIFICATIONS I, Gifford R. Zimmerman, certify that: 1. I have reviewed this report on Form N-Q of Nuveen Insured California Tax-Free Advantage Municipal Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not |
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| January 27, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21212 Nuveen Insured California Tax-Free Advantage Municipal Fund (Exact name of registrant as specified in charter) Nuveen Investments 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Kevin J. |
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| October 20, 2010 |
DEF 14A 1 n60176wdef14a.htm DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant þ Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement. o Confidential, for Use of the Commission Only (as p |
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| October 1, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant þ Filed by a Party other than the Registrant o Check the appropriate box: þ Preliminary Proxy Statement. o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)). o Def |
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| July 30, 2010 |
CERTIFICATIONS I, Gifford R. Zimmerman, certify that: 1. I have reviewed this report on Form N-Q of Nuveen Insured California Tax-Free Advantage Municipal Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not |
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| July 30, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21212 Nuveen Insured California Tax-Free Advantage Municipal Fund (Exact name of registrant as specified in charter) Nuveen Investments 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Kevin J. |
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| April 22, 2010 |
SEC Response Letter April 16, 2010 Ms. Christina DiAngelo U.S. Securities and Exchange Commission 450 5th Street, NW Washington, D.C. 20549 Re: Nuveen Closed-End and Open-End Funds - Sarbanes Oxley Review Dear Christina: This letter addresses your comments provided in a telephone discussion on September 29, 2009. Each comment is shown below followed by our response. Unless otherwise noted, the res |
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| January 29, 2010 |
I, Gifford R. Zimmerman, certify that: CERTIFICATIONS I, Gifford R. Zimmerman, certify that: I have reviewed this report on Form N-Q of Nuveen Insured California Tax-Free Advantage Municipal Fund; Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misle |
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| January 29, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21212 Nuveen Insured California Tax-Free Advantage Municipal Fund (Exact name of registrant as specified in charter) Nuveen Investments 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Kevin J. |
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| December 4, 2009 |
defa14a UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant þ Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement. o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2) |
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| October 22, 2009 |
def14a UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant þ Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement. o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| September 29, 2009 |
PRE 14A 1 c53765vpre14a.htm FORM PRE 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant þ Filed by a Party other than the Registrant o Check the appropriate box: þ Preliminary Proxy Statement. o Confidential, for Use of the Commission Only |
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| July 30, 2009 |
EX-99.CERT 2 certification1.htm CERTIFICATIONS CERTIFICATIONS I, Gifford R. Zimmerman, certify that: I have reviewed this report on Form N-Q of Nuveen Insured California Tax-Free Advantage Municipal Fund; Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances u |
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| July 30, 2009 |
QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21212 Nuveen Insured California Tax-Free Advantage Municipal Fund (Exact name of registrant as specified in charter) Nuveen Investments 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Kevin J. |
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| January 29, 2009 |
Certifications CERTIFICATIONS I, Gifford R. Zimmerman, certify that: I have reviewed this report on Form N-Q of Nuveen Insured California Tax-Free Advantage Municipal Fund; Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were |
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| January 29, 2009 |
QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Form N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21212 Nuveen Insured California Tax-Free Advantage Municipal Fund (Exact name of registrant as specified in charter) Nuveen Investments 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Kevin J. |
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| January 23, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant þ Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement. o CONFIDENTIAL, FOR USE OF THE COMMISSION ONLY (AS PERMITTED BY RULE 14a-6(e)(2)). o Def |
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| November 24, 2008 |
defa14a UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant þ Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement. o CONFIDENTIAL, FOR USE OF THE COMMISSION ONLY (AS PERMITTED BY RULE 14a-6(e)(2) |
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| October 29, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement. o CONFIDENTIAL, FOR USE OF THE COMMISSION ONLY (AS PERMITTED BY RULE 14a-6(e)(2)). o Def |
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| October 10, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant þ Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement. o CONFIDENTIAL, FOR USE OF THE COMMISSION ONLY (AS PERMITTED BY RULE 14a-6(e)(2)). þ Def |
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| September 25, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant þ Filed by a Party other than the Registrant o Check the appropriate box: þ Preliminary Proxy Statement. o CONFIDENTIAL, FOR USE OF THE COMMISSION ONLY (AS PERMITTED BY RULE 14a-6(e)(2)). o Def |
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| July 29, 2008 |
QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21212 Nuveen Insured California Tax-Free Advantage Municipal Fund (Exact name of registrant as specified in charter) Nuveen Investments 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Kevin J. |
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| July 29, 2008 |
Certifications CERTIFICATIONS I, Gifford R. Zimmerman, certify that: I have reviewed this report on Form N-Q of Nuveen Insured California Tax-Free Advantage Municipal Fund; Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were |
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| July 9, 2008 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 9, 2008 NUVEEN INSURED CALIFORNIA TAX FREE ADVANTAGE MUNICIPAL FUND (Exact Name of Registrant as Specified in its Charter) Massachusetts 811-21212 03-0487017 (State or Other Juri |
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| July 9, 2008 |
Press release of Nuveen Insured California Tax Free Advantage Municipal Fund FOR IMMEDIATE RELEASE Media Contact: ATTN: Business/Financial Editors Kathleen Cardoza (312) 917-7813 kathleen. |
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| January 29, 2008 |
Certifications CERTIFICATIONS I, Gifford R. Zimmerman, certify that: I have reviewed this report on Form N-Q of Nuveen Insured California Tax-Free Advantage Municipal Fund; Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were |
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| January 29, 2008 |
QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Form N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21212 Nuveen Insured California Tax-Free Advantage Municipal Fund (Exact name of registrant as specified in charter) Nuveen Investments 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Kevin J. |
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| November 15, 2007 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement. o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)). ? Def |
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| October 15, 2007 |
defa14a UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant þ Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement. o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2) |
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| September 5, 2007 |
defa14a UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant þ Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement. o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2) |
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| August 29, 2007 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant þ Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement. o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)). o Def |
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| August 22, 2007 |
def14a UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant þ Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement. o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| August 13, 2007 |
defa14a UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant þ Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement. o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2) |
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| August 10, 2007 |
defa14a UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant þ Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement. o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2) |
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| August 7, 2007 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant þ Filed by a Party other than the Registrant o Check the appropriate box: þ Preliminary Proxy Statement. o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)). o Def |
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| July 27, 2007 |
Certifications CERTIFICATIONS I, Gifford R. Zimmerman, certify that: I have reviewed this report on Form N-Q of Nuveen Insured California Tax-Free Advantage Municipal Fund; Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were |
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| July 27, 2007 |
QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21212 Nuveen Insured California Tax-Free Advantage Municipal Fund (Exact name of registrant as specified in charter) Nuveen Investments 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Kevin J. |
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| January 29, 2007 |
QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21212 Nuveen Insured California Tax-Free Advantage Municipal Fund (Exact name of registrant as specified in charter) 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Jessica R. |
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| January 29, 2007 |
Certifications CERTIFICATIONS I, Gifford R. Zimmerman, certify that: I have reviewed this report on Form N-Q of Nuveen Insured California Tax-Free Advantage Municipal Fund; Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were |
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| July 28, 2006 |
QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21212 Nuveen Insured California Tax-Free Advantage Municipal Fund (Exact name of registrant as specified in charter) 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Jessica R. |
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| July 28, 2006 |
Certifications CERTIFICATIONS I, Gifford R. Zimmerman, certify that: I have reviewed this report on Form N-Q of Nuveen Insured California Tax-Free Advantage Municipal Fund; Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were |
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| January 27, 2006 |
Certifications CERTIFICATIONS I, Gifford R. Zimmerman, certify that: I have reviewed this report on Form N-Q of Nuveen Insured California Tax-Free Advantage Municipal Fund; Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were |
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| January 27, 2006 |
QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Form N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21212 Nuveen Insured California Tax-Free Advantage Municipal Fund (Exact name of registrant as specified in charter) 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Jessica R. |
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| July 29, 2005 |
Certifications CERTIFICATIONS I, Gifford R. Zimmerman, certify that: I have reviewed this report on Form N-Q of Nuveen Insured California Tax-Free Advantage Municipal Fund; Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were |
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| July 29, 2005 |
QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21212 Nuveen Insured California Tax-Free Advantage Municipal Fund (Exact name of registrant as specified in charter) 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Jessica R. |
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| January 28, 2005 |
QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Nuveen Insured California Tax-Free Advantage Municipal Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21212 Nuveen Insured California Tax-Free Advantage Municipal Fund (Exact name of registrant as specified in charter) 333 West Wacker Drive, Chicago, Illinois, 60606 Address of principal executive offices) (Zip code) Jessica R. |
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| January 28, 2005 |
Certifications CERTIFICATIONS I, Gifford R. Zimmerman, certify that: I have reviewed this report on Form N-Q of Nuveen Insured California Tax-Free Advantage Municipal Fund; Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were |
