Basic Stats
| CIK | 67279 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to MOCON, Inc.
SEC Filings (Chronological Order)
This page provides a complete, chronological list of SEC Filings, excluding ownership filings which we provide elsewhere.
| July 3, 2017 |
moco2017062815f12g.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number 000-09273 MOCON, Inc. (Exact name of registrant as sp |
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| June 23, 2017 |
MOCO / MOCON, Inc. / GAMCO INVESTORS, INC. ET AL Activist Investment SC 13D/A 1 moco08.htm SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 8) MOCON, Inc. (Name of Issuer) Common Shares (Title of Class of Securities) 607494101 (CUSIP Number) David Goldman GAMCO Investors, Inc. One Corporate Center Rye, New York 10580-1435 (914) 921-5000 (Name, Address and Telephone Number of Person Autho |
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| June 22, 2017 |
moco20170621s8pos.htm As filed with the Securities and Exchange Commission on June 22, 2017 Registration No. 333-206212 333-206211 333-175004 333-134413 333-90116 333-58789 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Post Effective Amendment No. 1 to Form S-8 Registration Statement No. 333-206212 Post Effective Amendment No. 1 to Form S-8 Registration Statement No. 333- |
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| June 22, 2017 |
moco20170621s8pos.htm As filed with the Securities and Exchange Commission on June 22, 2017 Registration No. 333-206212 333-206211 333-175004 333-134413 333-90116 333-58789 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Post Effective Amendment No. 1 to Form S-8 Registration Statement No. 333-206212 Post Effective Amendment No. 1 to Form S-8 Registration Statement No. 333- |
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| June 22, 2017 |
As filed with the Securities and Exchange Commission on June 22, 2017 Registration No. |
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| June 22, 2017 |
moco20170621s8pos.htm As filed with the Securities and Exchange Commission on June 22, 2017 Registration No. 333-206212 333-206211 333-175004 333-134413 333-90116 333-58789 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Post Effective Amendment No. 1 to Form S-8 Registration Statement No. 333-206212 Post Effective Amendment No. 1 to Form S-8 Registration Statement No. 333- |
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| June 22, 2017 |
S-8 POS 1 moco20170621ds8pos.htm FORM S-8 POS As filed with the Securities and Exchange Commission on June 22, 2017 Registration No. 333-206212 333-206211 333-175004 333-134413 333-90116 333-58789 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Post Effective Amendment No. 1 to Form S-8 Registration Statement No. 333-206212 Post Effective Amendment No. 1 to Form S-8 Registr |
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| June 22, 2017 |
moco20170621s8pos.htm As filed with the Securities and Exchange Commission on June 22, 2017 Registration No. 333-206212 333-206211 333-175004 333-134413 333-90116 333-58789 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Post Effective Amendment No. 1 to Form S-8 Registration Statement No. 333-206212 Post Effective Amendment No. 1 to Form S-8 Registration Statement No. 333- |
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| June 22, 2017 |
ex3-2.htm Exhibit 3.2 BYLAWS OF MOCON, INC. ARTICLE I SHAREHOLDERS Section A. Regular Meetings. A regular meeting of the shareholders of the corporation shall be held on the date and at the time and place as shall be designated from time to time by the Board of Directors, on an annual or other less frequent basis as determined by the Board of Directors, and stated in the notice of the meeting, for |
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| June 22, 2017 |
AMENDED AND RESTATED ARTICLES OF INCORPORATION OF MOCON, INC. ARTICLE I Name of Corporation ex3-1.htm Exhibit 3.1 AMENDED AND RESTATED ARTICLES OF INCORPORATION OF MOCON, INC. ARTICLE I Name of Corporation The name of the corporation is MOCON, Inc. ARTICLE II Registered Office The address of the registered office of the Corporation in the State of Minnesota is c/o Corporation Service Company, 2345 Rice Street Suite 230, Roseville, Minnesota 55113. The registered agent of the Corporation |
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| June 22, 2017 |
moco201706218k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 19, 2017 MOCON, INC. (Exact name of registrant as specified in its charter) Minnesota 000-09273 41-0903312 (State or Other Jurisdiction of Incorporation) (Comm |
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| June 15, 2017 |
MOCO / MOCON, Inc. / GAMCO INVESTORS, INC. ET AL Activist Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 7) MOCON, Inc. (Name of Issuer) Common Shares (Title of Class of Securities) 607494101 (CUSIP Number) David Goldman GAMCO Investors, Inc. One Corporate Center Rye, New York 10580-1435 (914) 921-5000 (Name, Address and Telephone Number of Person Authorized to Receive Notic |
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| June 14, 2017 |
moco201706138k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 14, 2017 MOCON, INC. (Exact name of registrant as specified in its charter) Minnesota 000-09273 41-0903312 (State or Other Jurisdiction of Incorporation) (Comm |
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| June 14, 2017 |
moco20170613defa14a.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14a-101) SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of |
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| May 26, 2017 |
Submission of Matters to a Vote of Security Holders 8-K 1 moco201705268k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 26, 2017 (May 25, 2017) MOCON, INC. (Exact name of registrant as specified in its charter) Minnesota 000-09273 41-0903312 (State or Other Jurisdi |
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| May 18, 2017 |
moco20170427prem14a.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14a-101) SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of |
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| May 10, 2017 |
Financial Statements and Exhibits, Results of Operations and Financial Condition moco201705108k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 10, 2017 (May 10, 2017) MOCON, INC. (Exact name of registrant as specified in its charter) Minnesota 000-09273 41-0903312 (State or Other Jurisdiction of Incorp |
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| May 10, 2017 |
EX-99.1 2 ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 MOCON Reports First Quarter 2017 Results MINNEAPOLIS, May 10, 2017 (GLOBE NEWSWIRE) - MOCON, Inc. (NASDAQ:MOCO), today reported financial results for the first quarter ended March 31, 2017. First Quarter 2017 Revenue and Earnings Summary First quarter 2017 results compared to first quarter 2016: ● Revenue increased five percent. The euro declined by t |
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| May 10, 2017 |
MOCO / MOCON, Inc. / WELLS FARGO & COMPANY/MN Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 9) MOCON INC (Name of Issuer) COM (Title of Class of Securities) 607494101 (CUSIP Number) April 30, 2017 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [X] Rul |
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| May 10, 2017 |
MOCO / MOCON, Inc. FORM 10-Q (Quarterly Report) 10-Q 1 moco2017033110q.htm FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the Quarter Ended March 31, 2017 or ☐ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to . Commission Fi |
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| May 9, 2017 |
MOCON INC. CONFLICT MINERALS REPORT For the Year Ended December 31, 2016 Exhibit 1.01 MOCON INC. CONFLICT MINERALS REPORT For the Year Ended December 31, 2016 Introduction The following report is the Conflict Minerals Report for MOCON Inc. for the year ended December 31, 2016. This report is being filed as an exhibit to MOCON?s specialized report on Form SD (?Form SD?) and is intended to comply with Rule 13p-1 under the Securities Exchange Act of 1934, as amended (the |
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| May 9, 2017 |
moco20170505_sd.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 _ FORM SD SPECIALIZED DISCLOSURE REPORT _ MOCON, INC. (Exact name of registrant as specified in its charter) Minnesota 000-09273 41-0903312 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I.R.S. Employer Identification Number) 7500 Mendelssohn Avenue North Minneapolis, MN 55428 (Add |
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| April 28, 2017 |
moco20170427prem14a.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14a-101) SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of |
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| April 25, 2017 |
MOCO / MOCON, Inc. / GAMCO INVESTORS, INC. ET AL Activist Investment SC 13D/A 1 moco06.htm SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 6) MOCON, Inc. (Name of Issuer) Common Shares (Title of Class of Securities) 607494101 (CUSIP Number) David Goldman GAMCO Investors, Inc. One Corporate Center Rye, New York 10580-1435 (914) 921-5000 (Name, Address and Telephone Number of Person Autho |
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| April 20, 2017 |
moco20170414def14a.htm SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? D |
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| April 19, 2017 |
MOCO / MOCON, Inc. / GAMCO INVESTORS, INC. ET AL Activist Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 5) MOCON, Inc. (Name of Issuer) Common Shares (Title of Class of Securities) 607494101 (CUSIP Number) David Goldman GAMCO Investors, Inc. One Corporate Center Rye, New York 10580-1435 (914) 921-5000 (Name, Address and Telephone Number of Person Authorized to Receive Notic |
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| April 17, 2017 |
EX-99.2 4 ex99-2.htm EXHIBIT 99.2 Exhibit 99.2 LETTER TO EMPLOYEES April 17, 2017 Announcement: Agreement to be Acquired by AMETEK All, Today we announced that we have entered into an agreement to be acquired by AMETEK, Inc. Over the past several years, we have made a number of changes to our organization to make us stronger and position us for future success but there is only so much we can do as |
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| April 17, 2017 |
EX-99.1 3 ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 7500 Mendelssohn Ave N Minneapolis, MN 55428 Phone 763.493.6370 Fax 763.493.6358 AMETEK TO ACQUIRE MOCON, Inc. BERWYN, PA, and MINNEAPOLIS, MN – April 17, 2017 - AMETEK, Inc. (NYSE: AME) and MOCON, Inc. (NASDAQ: MOCO) announced that they have entered into a definitive merger agreement under which AMETEK will acquire all of the outstanding shares of co |
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| April 17, 2017 |
Entry into a Material Definitive Agreement, Other Events moco201704158k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 16, 2017 MOCON, INC. (Exact name of registrant as specified in its charter) Minnesota 000-09273 41-0903312 (State or Other Jurisdiction of Incorporation) (Com |
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| April 17, 2017 |
EX-2.1 2 ex2-1.htm EXHIBIT 2.1 Exhibit 2.1 EXECUTION COPY AGREEMENT AND PLAN OF MERGER Dated as of April 16, 2017 among MOCON, INC. AMETEK, INC. and AMETEK ATOM, INC. TABLE OF CONTENTS Page ARTICLE I The Merger 2 Section 1.01 The Merger 2 Section 1.02 Closing 3 Section 1.03 Effective Time 3 ARTICLE II Effect on the Capital Stock of the Constituent Entities; Exchange of Certificates 3 Section 2.01 |
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| April 17, 2017 |
moco201704158k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 16, 2017 MOCON, INC. (Exact name of registrant as specified in its charter) Minnesota 000-09273 41-0903312 (State or Other Jurisdiction of Incorporation) (Com |
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| April 17, 2017 |
ex99-1.htm Exhibit 99.1 7500 Mendelssohn Ave N Minneapolis, MN 55428 Phone 763.493.6370 Fax 763.493.6358 AMETEK TO ACQUIRE MOCON, Inc. BERWYN, PA, and MINNEAPOLIS, MN ? April 17, 2017 - AMETEK, Inc. (NYSE: AME) and MOCON, Inc. (NASDAQ: MOCO) announced that they have entered into a definitive merger agreement under which AMETEK will acquire all of the outstanding shares of common stock of MOCON at |
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| April 17, 2017 |
EX-2.1 2 ex2-1.htm EXHIBIT 2.1 Exhibit 2.1 EXECUTION COPY AGREEMENT AND PLAN OF MERGER Dated as of April 16, 2017 among MOCON, INC. AMETEK, INC. and AMETEK ATOM, INC. TABLE OF CONTENTS Page ARTICLE I The Merger 2 Section 1.01 The Merger 2 Section 1.02 Closing 3 Section 1.03 Effective Time 3 ARTICLE II Effect on the Capital Stock of the Constituent Entities; Exchange of Certificates 3 Section 2.01 |
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| April 17, 2017 |
EX-99.2 4 ex99-2.htm EXHIBIT 99.2 Exhibit 99.2 LETTER TO EMPLOYEES April 17, 2017 Announcement: Agreement to be Acquired by AMETEK All, Today we announced that we have entered into an agreement to be acquired by AMETEK, Inc. Over the past several years, we have made a number of changes to our organization to make us stronger and position us for future success but there is only so much we can do as |
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| March 9, 2017 |
MOCON, INC. DESCRIPTION OF EXECUTIVE OFFICER COMPENSATION ARRANGEMENTS ex10-21.htm Exhibit 10.21 MOCON, INC. DESCRIPTION OF EXECUTIVE OFFICER COMPENSATION ARRANGEMENTS All of the employees of MOCON, Inc., including executive officers, are employed “at will” and do not have employment agreements with MOCON. MOCON has, however, entered into a written Executive Severance Agreement, a form of which was filed as an exhibit to our Annual Report on Form 10-K for our fiscal |
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| March 9, 2017 |
FIRST AMENDMENT TO MOCON INC. 2015 EMPLOYEE STOCK PURCHASE PLAN ex10-25.htm Exhibit 10.25 FIRST AMENDMENT TO MOCON INC. 2015 EMPLOYEE STOCK PURCHASE PLAN WHEREAS, MOCON, Inc. (the “Company”) maintains and operates the MOCON, Inc. 2015 Employee Stock Purchase Plan (the “Plan”); and WHEREAS, the Company desires to amend the Plan to allow for issuance of fractional shares in order to lower the administrative costs of operating the Plan; NOW, THEREFORE, pursuant t |
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| March 9, 2017 |
MOCO / MOCON, Inc. FORM 10-K (Annual Report) moco2016123110k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark one) ☒ ANNUAL REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2016 ☐ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File No.: 000-09273 Mocon, inc |
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| March 9, 2017 |
MOCON, INC. DESCRIPTION OF NON-EMPLOYEE DIRECTOR COMPENSATION ARRANGEMENTS ex10-22.htm Exhibit 10.22 MOCON, INC. DESCRIPTION OF NON-EMPLOYEE DIRECTOR COMPENSATION ARRANGEMENTS Retainer and Meeting Fees. Each of the non-employee directors of MOCON, Inc. receives an annual retainer fee of $16,000, paid in equal quarterly installments, without regard to the number of board of directors or committee meetings held or attended by such director, along with an additional $1,000 |
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| March 9, 2017 |
OFFER LETTER TO MAURICE JANSSEN ex10-23.htm Exhibit 10.23 OFFER LETTER TO MAURICE JANSSEN November 23, 2016 Dear Mr. Janssen, Congratulations! I’m very pleased to extend you an offer of employment from MOCON, Inc. (“MOCON” or the “Company”). This letter confirms our offer for the position of Senior Vice President, Global Sales and Marketing reporting directly to the President and Chief Executive Officer of the Company. This offe |
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| March 9, 2017 |
ex21-1.htm Exhibit 21.1 SUBSIDIARIES OF MOCON The following are wholly-owned subsidiaries of MOCON, Inc.: Name of Entity Jurisdiction of Organization MOCON (Shanghai) Trading Co., Ltd. China Dansensor A/S Denmark MOCON Europe SARL Luxembourg |
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| March 9, 2017 |
MOCON, INC. 2015 EQUITY INCENTIVE PLAN Exhibit 10.5 MOCON, INC. 2015 EQUITY INCENTIVE PLAN 1. Purpose of Plan. The purpose of the MOCON, Inc. 2015 Equity Incentive Plan (this “Plan”) is to advance the interests of MOCON, Inc. (the “Company”) and its shareholders by enabling the Company and its Subsidiaries to attract and retain qualified individuals to perform services for the Company and its Subsidiaries, providing incentive compensat |
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| March 9, 2017 |
moco2016123110k.htm Exhibit 10.6 MOCON, INC. 2015 EMPLOYEE STOCK PURCHASE PLAN ARTICLE I. PURPOSE, SCOPE and administration OF THE PLAN 1.1 Purpose and Scope. The purpose of the MOCON, Inc. 2015 Employee Stock Purchase Plan (the “Plan”) is to assist employees of MOCON, Inc. and its Designated Subsidiaries in acquiring a stock ownership interest in the Company pursuant to a plan which is intended t |
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| March 6, 2017 |
Financial Statements and Exhibits, Results of Operations and Financial Condition moco201703018k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 6, 2017 (March 1, 2017) MOCON, INC. (Exact name of registrant as specified in its charter) Minnesota 000-09273 41-0903312 (State or Other Jurisdiction of Inco |
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| March 6, 2017 |
ex99-2.htm Exhibit 99.2 MOCON, Inc. Fourth Quarter 2016 Conference Call Script March 1, 2017 Delivered by: Robert Demorest - MOCO Elissa Lindsoe? MOCO Steve Hooser ? Three Part Advisors Operator (if necessary): Good day, everyone, my name is Christine and I?m the operator. Welcome to MOCON?s Fourth Quarter 2016 Earnings Conference Call. Today's conference is being recorded. I would now like to tur |
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| March 6, 2017 |
Three Months Ended December 31, EX-99.1 2 ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 FOR IMMEDIATE RELEASE March 1, 2017 MOCON Reports Fourth Quarter and Annual 2016 Results MINNEAPOLIS, MN, March 1, 2017 – MOCON, Inc. (NASDAQ: MOCO), today reported financial results for the fourth quarter and year ended December 31, 2016. Fourth Quarter 2016 Highlights: ● Double digit revenue growth year-over-year o Package Testing Segment increased |
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| March 3, 2017 |
moco201703028k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 27, 2017 MOCON, INC. (Exact name of registrant as specified in its charter) Minnesota 000-09273 41-0903312 (State or Other Jurisdiction of Incorporation) ( |
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| March 3, 2017 |
Executive Special Performance Bonus Plan ex10-2.htm Exhibit 10.2 Executive Special Performance Bonus Plan Purpose The purpose of the MOCON Executive Special Performance Bonus Plan (the ?Special Performance Plan? or ?Plan?) is to provide an incentive to executive officers of MOCON to attain certain company-related performance goals in addition to the profitability, revenue growth and objectives goals covered under MOCON?s Incentive Pay Pl |
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| March 3, 2017 |
ex10-1.htm Exhibit 10.1 Annual Incentive Plan Purpose The purpose of the MOCON Annual Incentive Plan (the ?Annual Incentive Plan? or ?Plan?) is to provide a direct financial incentive for participating employees to make a significant contribution toward achieving established annual goals of the Company. Administration The Annual Incentive Plan will be administered by the Board of Directors or by a |
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| January 25, 2017 |
MOCO / MOCON, Inc. / GAMCO INVESTORS, INC. ET AL Activist Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 4) MOCON, Inc. (Name of Issuer) Common Shares (Title of Class of Securities) 607494101 (CUSIP Number) David Goldman GAMCO Investors, Inc. One Corporate Center Rye, New York 10580-1435 (914) 921-5000 (Name, Address and Telephone Number of Person Authorized to Receive Notic |
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| January 24, 2017 |
MOCO / MOCON, Inc. / WELLS FARGO & COMPANY/MN Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 8) MOCON INC (Name of Issuer) COM (Title of Class of Securities) 607494101 (CUSIP Number) December 31, 2016 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [X] |
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| December 2, 2016 |
MOCON FORM 8-K (Current Report/Significant Event) moco201612028k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 2, 2016 MOCON, INC. (Exact name of registrant as specified in its charter) Minnesota 000-09273 41-0903312 (State or Other Jurisdiction of Incorporation) (C |
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| November 7, 2016 |
Financial Statements and Exhibits, Results of Operations and Financial Condition moco201611048k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 7, 2016 (November 3, 2016) MOCON, INC. (Exact name of registrant as specified in its charter) Minnesota 000-09273 41-0903312 (State or Other Jurisdiction o |
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| November 7, 2016 |
ex99-2.htm Exhibit 99.2 MOCON, Inc. Third Quarter 2016 Conference Call Script November 3, 2016 Delivered by: Robert Demorest - MOCO Elissa Lindsoe? MOCO Steve Hooser ? Three Part Advisors Operator (if necessary): Good day, everyone, my name is Christine and I?m the operator. Welcome to MOCON?s Third Quarter 2016 Earnings Conference Call. Today's conference is being recorded. I would now like to tu |
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| November 7, 2016 |
MOCON, INC. SUMMARY CONSOLIDATED FINANCIAL DATA (in Thousands, Except Per Share Data) ex99-1.htm Exhibit 99.1 FOR IMMEDIATE RELEASE November 3, 2016 MOCON Reports Record EPS in the Third Quarter of 2016 MINNEAPOLIS, MN, November 3, 2016 ? MOCON, Inc. (NASDAQ: MOCO), today reported financial results for the three and nine-months ended September 30, 2016. Highlights for the third quarter include: ? Overall revenue grew seven percent year-over-year and three percent sequentially ? Gro |
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| November 4, 2016 |
RESOLUTIONS TO APPROVE FIRST AMENDMENT TO MOCON INC. 2015 EMPLOYEE STOCK PURCHASE PLAN ex10-1.htm Exhibit 10.1 RESOLUTIONS TO APPROVE FIRST AMENDMENT TO MOCON INC. 2015 EMPLOYEE STOCK PURCHASE PLAN WHEREAS, MOCON, Inc. (the ?Company?) maintains and operates the MOCON, Inc. 2015 Employee Stock Purchase Plan (the ?Plan?); and WHEREAS, the Company desires to amend the Plan to allow for issuance of fractional shares in order to lower the administrative costs of operating the Plan; NOW, |
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| November 4, 2016 |
MOCON FORM 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the Quarter Ended September 30, 2016 or ? Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number 000-09273 MOCON, INC. (Ex |
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| September 8, 2016 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits moco201609078k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 8, 2016 MOCON, INC. (Exact name of registrant as specified in its charter) Minnesota 000-09273 41-0903312 (State or Other Jurisdiction of Incorporation) ( |
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| September 8, 2016 |
Mietvertrag für gewerbliche Räume 10.1 Mocon.htm Exhibit 10.1 Mietvertrag f?r gewerbliche R?ume Lease Agreement for commercial premises Zwischen SZ-VTM Verm?gens- u. Transaktions-Management GmbH & Co.KG An den Buchen 7 56307 Dernbach SZ-VTM Verm?gens- u. Transaktions-Management GmbH & Co.KG An den Buchen 7 D-56307 Dernbach ? nachfolgend Vermieter genannt ? ? hereinafter Landlord ? und and Mocon GmbH Carl-Borgward-Stra?e 10 56566 N |
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| August 10, 2016 |
ex99-2.htm Exhibit 99.2 MOCON, Inc. Second Quarter 2016 Conference Call Script August 9, 2016 Delivered by: Robert Demorest - MOCO Elissa Lindsoe? MOCO Steve Hooser ? Three Part Advisors Operator (if necessary): Good day, everyone, and welcome to MOCON?s Second Quarter 2016 Earnings Conference Call. Today's conference is being recorded. I would now like to turn the call over to Steven Hooser, MOCO |
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| August 10, 2016 |
SEPARATION AGREEMENT AND GENERAL RELEASE ex10-1.htm Exhibit 10.1 SEPARATION AGREEMENT AND GENERAL RELEASE This Transition and Separation Agreement (the ?Agreement?) is made by and between and Donald DeMorett (?Employee?) and MOCON, Inc., 7500 Mendelssohn Ave. N., Minneapolis, MN 55428 (the ?Company?) (each a ?Party? and together the ?Parties?). RECITALS WHEREAS, Employee is employed by the Company as its Chief Operating Officer; and WHER |
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| August 10, 2016 |
moco201608098k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 10, 2016 (August 5, 2016) MOCON, INC. (Exact name of registrant as specified in its charter) Minnesota 000-09273 41-0903312 (State or Other Jurisdiction of I |
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| August 10, 2016 |
ex99-1.htm Exhibit 99.1 FOR IMMEDIATE RELEASE For More Information Contact: Elissa Lindsoe, CFO August 9, 2016 763-493-6370 / www.mocon.com MOCON Reports Solid Second Quarter 2016 Results MINNEAPOLIS, MN, August 9, 2016 ? MOCON, Inc. (NASDAQ: MOCO), today reported financial results for the second quarter and six-months ended June 30, 2016. Highlights for the second quarter included: ? Overall reve |
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| August 9, 2016 |
ex10-1.htm Exhibit 10.1 AMENDED AND RESTATED ASSET PURCHASE AGREEMENT between MOCON, INC. and VOLATILE ANALYSIS CORPORATION dated as of May 18, 2016 1. TABLE OF CONTENTS Article I Purchase and Sale 1 Section 1.01 Purchase and Sale of Assets. 1 Section 1.02 Excluded Assets. 2 Section 1.03 Assumption of Liabilities. 2 Section 1.04 Purchase Price. 2 Section 1.05 Allocation of Purchase Price. 3 Sectio |
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| August 9, 2016 |
ex10-1.htm Exhibit 10.1 AMENDED AND RESTATED ASSET PURCHASE AGREEMENT between MOCON, INC. and VOLATILE ANALYSIS CORPORATION dated as of May 18, 2016 1. TABLE OF CONTENTS Article I Purchase and Sale 1 Section 1.01 Purchase and Sale of Assets. 1 Section 1.02 Excluded Assets. 2 Section 1.03 Assumption of Liabilities. 2 Section 1.04 Purchase Price. 2 Section 1.05 Allocation of Purchase Price. 3 Sectio |
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| August 9, 2016 |
MOCON FORM 10-Q (Quarterly Report) moco2016063010q.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the Quarter Ended June 30, 2016 or ? Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number 000-09273 |
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| May 31, 2016 |
moco201605278k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 31, 2016 (May 26, 2016) MOCON, INC. (Exact name of registrant as specified in its charter) Minnesota 000-09273 41-0903312 (State or Other Jurisdiction of Incorp |
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| May 31, 2016 |
ex99-1.htm Exhibit 99.1 |
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| May 26, 2016 |
MOCON INC. CONFLICT MINERALS REPORT For the Year Ended December 31, 2015 ex1-01.htm Exhibit 1.01 MOCON INC. CONFLICT MINERALS REPORT For the Year Ended December 31, 2015 Introduction The following report is the Conflict Minerals Report for MOCON Inc. for the year ended December 31, 2015. This report is being filed as an exhibit to MOCON?s specialized report on Form SD (?Form SD?) and is intended to comply with Rule 13p-1 under the Securities Exchange Act of 1934, as am |
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| May 26, 2016 |
moco20160525sd.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD SPECIALIZED DISCLOSURE REPORT MOCON, INC. (Exact name of registrant as specified in its charter) Minnesota 000-09273 41-0903312 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I.R.S. Employer Identification Number) 7500 Mendelssohn Avenue North Minneapolis, MN 55428 (Address |
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| May 20, 2016 |
ex99-1.htm Exhibit 99.1 MOCON Announces Finalization of Sale of Business Formerly Known as Microanalytics to Volatile Analysis Corporation MINNEAPOLIS, MN, May 20, 2016 ? MOCON, Inc. (NASDAQ: MOCO) announced today that on May 18, 2016 the sale was finalized of substantially all the assets of the business which was formerly known as ?Microanalytics? and which is currently conducted in Round Rock, T |
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| May 20, 2016 |
moco201605198k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 20, 2016 (May 18, 2016) MOCON, INC. (Exact name of registrant as specified in its charter) Minnesota 000-09273 41-0903312 (State or Other Jurisdiction of Incorp |
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| May 6, 2016 |
Financial Statements and Exhibits, Results of Operations and Financial Condition moco201605058k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 6, 2016 (May 5, 2016) MOCON, INC. (Exact name of registrant as specified in its charter Minnesota 000-09273 41-0903312 (State or Other Jurisdiction of Incorpora |
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| May 6, 2016 |
ex99-2.htm Exhibit 99.2 MOCON, Inc. First Quarter 2016 Conference Call Script May 5, 2016 Delivered by: Robert Demorest - MOCO Elissa Lindsoe? MOCO Steve Hooser ? Three Part Advisors Operator (if necessary): Good day, everyone, and welcome to MOCON?s First Quarter 2016 Earnings Conference Call. Today's conference is being recorded. I would now like to turn the call over to Steven Hooser, MOCON?s i |
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| May 6, 2016 |
EX-99.1 2 ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 FOR IMMEDIATE RELEASE For More Information Contact: Elissa Lindsoe, CFO May 5, 2016 763-493-6370 / www.mocon.com MOCON Reports First Quarter 2016 Results MINNEAPOLIS, MN, May 5, 2016 – MOCON, Inc. (NASDAQ: MOCO), today reported financial results for the first quarter ended March 31, 2016. Commenting on the Company’s quarterly performance, MOCON’s pres |
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| May 6, 2016 |
MOCON FORM 10-Q (Quarterly Report) moco2016033110q.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the Quarter Ended March 31, 2016 or ? Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number 000-09273 |
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| April 13, 2016 |
DEF 14A 1 moco20160405def14a.htm FORM DEF 14A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☑ Filed by a party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted b |
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| March 4, 2016 |
MOCON FORM 10-K (Annual Report) moco2015123110k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark one) ? ANNUAL REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2015 ? TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File No.: 000-09273 Mocon, inc |
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| March 4, 2016 |
MOCON, INC. DESCRIPTION OF NON-EMPLOYEE DIRECTOR COMPENSATION ARRANGEMENTS EX-10.19 2 ex10-19.htm EXHIBIT 10.19 Exhibit 10.19 MOCON, INC. DESCRIPTION OF NON-EMPLOYEE DIRECTOR COMPENSATION ARRANGEMENTS Retainer and Meeting Fees. Each of the non-employee directors of MOCON, Inc. receives an annual retainer fee of $16,000, paid in equal quarterly installments, without regard to the number of board of directors or committee meetings held or attended by such director, along w |
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| March 4, 2016 |
AMENDMENT TO EXECUTIVE SEVERANCE AGREEMENT ex10-21.htm Exhibit 10.21 AMENDMENT TO EXECUTIVE SEVERANCE AGREEMENT This Amendment (this “Amendment”) to the Executive Severance Agreement (“Agreement”) is made by and between (“Employee”) and MOCON, Inc., 7500 Mendelssohn Ave. N., Minneapolis, MN 55428 (the “Company”) (each a “Party” and together the “Parties”) as of this day of January, 2016. WHEREAS, the Parties are an Executive Severance Agre |
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| March 4, 2016 |
moco2015123110k.htm Exhibit 21.1 SUBSIDIARIES OF MOCON The following are wholly-owned subsidiaries of MOCON, Inc.: Name of Entity Jurisdiction of Organization MOCON GMBH Germany MOCON (Shanghai) Trading Co., Ltd. China Dansensor A/S Denmark MOCON Europe SARL Luxembourg |
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| March 4, 2016 |
MOCON, INC. DESCRIPTION OF EXECUTIVE OFFICER COMPENSATION ARRANGEMENTS moco2015123110k.htm Exhibit 10.20 MOCON, INC. DESCRIPTION OF EXECUTIVE OFFICER COMPENSATION ARRANGEMENTS All of the employees of MOCON, Inc., including executive officers, are employed “at will” and do not have employment agreements with MOCON. MOCON has, however, entered into a written Executive Severance Agreement, a form of which was filed as an exhibit to our Annual Report on Form 10-K for our |
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| February 29, 2016 |
EX-99.2 3 ex99-2.htm EXHIBIT 99.2 Exhibit 99.2 MOCON, Inc. Fourth Quarter 2015 Conference Call Script February 25, 2015 Delivered by: Robert Demorest - MOCO Elissa Lindsoe– MOCO Steve Hooser – Three Part Advisors Operator (if necessary): Good day, everyone, and welcome to MOCON’s Fourth Quarter and Full Year 2015 Earnings Conference Call. Today's conference is being recorded. I would now like to t |
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| February 29, 2016 |
Three Months Ended December 31, ex99-1.htm Exhibit 99.1 For More Information Contact: FOR IMMEDIATE RELEASE Elissa Lindsoe, CFO 763-493-6370 / February 25, 2016 www.mocon.com MOCON Reports Fourth Quarter and Annual 2015 Results 2015 Highlights: ? Overall revenue grew 3 percent on a Constant Currency basis ? Double digit annual growth in core businesses (Permeation and Package Testing Segments) on a Constant Currency basis ? Full |
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| February 29, 2016 |
Financial Statements and Exhibits, Results of Operations and Financial Condition moco201602298k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 29, 2016 (February 25, 2016) MOCON, INC. (Exact name of registrant as specified in its charter) Minnesota 000-09273 41-0903312 (State or Other Jurisdiction |
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| January 27, 2016 |
MOCO / MOCON, Inc. / WELLS FARGO & COMPANY/MN Passive Investment SC 13G/A 1 wfmoconinc-607494101.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 7) MOCON INC (Name of Issuer) COM (Title of Class of Securities) 607494101 (CUSIP Number) December 31, 2015 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant t |
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| January 15, 2016 |
MOCON enters into an Agreement with Volatile Analysis Corporation to sell ex99-1.htm Exhibit 99.1 MOCON enters into an Agreement with Volatile Analysis Corporation to sell its business formerly known as the Microanalytics January 14, 2016 MINNEAPOLIS, DATE (GLOBE NEWSWIRE) - MOCON, Inc. (NASDAQ:MOCO) announced today that it has entered into an agreement to sell substantially all the assets of the business which was formerly known as the ?Microanalytics? business and whi |
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| January 15, 2016 |
MOCON FORM 8-K (Current Report/Significant Event) moco201601158k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 15, 2016 (January 14, 2016) MOCON, INC. (Exact name of registrant as specified in its charter) Minnesota 000-09273 41-0903312 (State or Other Jurisdiction o |
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| January 4, 2016 |
8-K 1 moco201601048k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 4, 2016 MOCON, INC. (Exact name of registrant as specified in its charter) Minnesota 000-09273 41-0903312 (State or Other Jurisdiction of Inc |
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| November 6, 2015 |
Three Months Ended September 30, ex99-1.htm Exhibit 99.1 FOR IMMEDIATE RELEASE For More Information Contact: Elissa Lindsoe, CFO November 5, 2015 763-493-6370 / www.mocon.com MOCON Reports Third Quarter Results; Announces Corporate Realignment Plan Highlights: ? Overall Revenue increased 5 percent on a Constant Currency basis ? Approximately $1.7 million of pre-tax savings in 2016 from realignment plan ? Double digit growth in Pe |
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| November 6, 2015 |
ex99-2.htm Exhibit 99.2 MOCON, Inc. Third Quarter 2015 Conference Call Script November 5, 2015 Delivered by: Robert Demorest - MOCO Elissa Lindsoe? MOCO Phillip Kupper ? Three Part Advisors Operator (if necessary): Good day, everyone, and welcome to MOCON?s Third Quarter 2015 Earnings Conference Call. Today's conference is being recorded. I would now like to turn the call over to Phillip Kupper, M |
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| November 6, 2015 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 moco201511058k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 6, 2015 (November 5, 2015) MOCON, INC. (Exact name of registrant as specified in its charter) Minnesota 000-09273 41-0903312 (State or Other |
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| August 28, 2015 |
SECURITY AGREEMENT (Investment Property) ex10-2.htm Exhibit 10.2 SECURITY AGREEMENT (Investment Property) This Security Agreement (?Agreement?) is to be effective as of August 26, 2015. 1. GRANT OF SECURITY INTEREST. For valuable consideration, MOCON, Inc., a Minnesota corporation (?Debtor?), hereby grants and transfers to WELLS FARGO BANK, NATIONAL ASSOCIATION, a national banking association (the ?Bank?), a security interest in: all of |
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| August 28, 2015 |
Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 28, 2015 (August 26, 2015) MOCON, INC. (Exact name of registrant as specified in its charter) Minnesota 000-09273 41-0903312 (State or Other Jurisdiction of Incorporation) (Com |
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| August 28, 2015 |
FOURTH AMENDMENT TO CREDIT AGREEMENT ex10-1.htm Exhibit 10.1 FOURTH AMENDMENT TO CREDIT AGREEMENT This Amendment is agreed to as of August 26, 2015, by and between MOCON, Inc., a Minnesota corporation (the ?Borrower?), and WELLS FARGO BANK, NATIONAL ASSOCIATION, a national banking association (the ?Bank?). The Borrower and the Bank are parties to that certain Credit Agreement dated as of March 28, 2012, as amended by a First Amendmen |
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| August 25, 2015 |
FOURTH AMENDED RESTATED BYLAWS OF MOCON INC. ARTICLE I. OFFICES AND CORPORATE SEAL ex3-1.htm Exhibit 3.1 FOURTH AMENDED RESTATED BYLAWS OF MOCON INC. ARTICLE I. OFFICES AND CORPORATE SEAL Section 1.01 Registered and Other Offices. The registered office of the corporation in Minnesota shall be that set forth in the Restated Articles of Incorporation or in the most recent amendment of the Articles of Incorporation or statement of the board of directors or certificate of the corpor |
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| August 25, 2015 |
MOCON FORM 8-K (Current Report/Significant Event) moco201508248k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 24, 2015 (August 19, 2015) MOCON, INC. (Exact name of registrant as specified in its charter) Minnesota 000-09273 41-0903312 (State or Other Jurisdiction of |
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| August 7, 2015 |
ex24-1.htm Exhibit 24.1 POWER OF ATTORNEY KNOW ALL PERSONS BY THESE PRESENTS: That each person whose signature appears below hereby authorizes and appoints Robert L. Demorest and Elissa Lindsoe, or any of them, his or her true and lawful attorney-in-fact and agent, with full power of substitution and resubstitution, for him or her and in his or her name, place and stead, in any and all capacities, |
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| August 7, 2015 |
moco20150806s8.htm As filed with the Securities and Exchange Commission on August 7, 2015 Registration No. 333- united states SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 mocon, inc. (Exact name of registrant as specified in its charter) Minnesota 41-0903312 (State or other jurisdiction of incorporation or organization) |
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| August 7, 2015 |
ex24-1.htm Exhibit 24.1 POWER OF ATTORNEY KNOW ALL PERSONS BY THESE PRESENTS: That each person whose signature appears below hereby authorizes and appoints Robert L. Demorest and Elissa Lindsoe, or any of them, his or her true and lawful attorney-in-fact and agent, with full power of substitution and resubstitution, for him or her and in his or her name, place and stead, in any and all capacities, |
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| August 7, 2015 |
moco20150806b_s8.htm As filed with the Securities and Exchange Commission on August 7, 2015 Registration No. 333-_ united states SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 mocon, inc. (Exact name of registrant as specified in its charter) Minnesota 41-0903312 (State or other jurisdiction of incorporation or organizatio |
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| August 6, 2015 |
ex99-1.htm Exhibit 99.1 FOR IMMEDIATE RELEASE For More Information Contact: Elissa Lindsoe, CFO August 5, 2015 763-493-6370 / www.mocon.com MOCON Reports Second Quarter Results MINNEAPOLIS, MN, August 5, 2015 ? MOCON, Inc. (NASDAQ: MOCO), today reported financial results for the second quarter ended June 30, 2015. Commenting on the Company?s performance, MOCON?s president and CEO, Robert L. Demore |
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| August 6, 2015 |
ex99-2.htm Exhibit 99.2 MOCON, Inc. Second Quarter 2015 Conference Call Script August 5, 2015 Delivered by: Robert Demorest - MOCO Elissa Lindsoe? MOCO Steven Hooser ? Three Part Advisors Operator (if necessary): Good day, everyone, and welcome to MOCON?s Second Quarter 2015 Earnings Conference Call. Today's conference is being recorded. I would now like to turn the call over to Steven Hooser, MOC |
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| August 6, 2015 |
MOCON FORM 8-K (Current Report/Significant Event) moco201508068k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 6, 2015 (August 5, 2015) MOCON, INC. (Exact name of registrant as specified in its charter) Minnesota 000-09273 41-0903312 (State or Other Jurisdiction of In |
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| July 13, 2015 |
Exhibit 16.1 July 13, 2015 Securities and Exchange Commission Washington, D.C. 20549 Ladies and Gentlemen: We were previously principal accountants for MOCON, Inc. (the Company) and, under the date of March 12, 2015, we reported on the consolidated financial statements of the Company as of and for the years ended December 31, 2014 and 2013. On July 13, 2015, we were dismissed. We have read the Com |
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| July 13, 2015 |
Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant moco201507108k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 13, 2015 MOCON, INC. (Exact name of registrant as specified in its charter) Minnesota 000-09273 41-0903312 (State or Other Jurisdiction of Incorporation) (Comm |
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| June 5, 2015 |
moco20150605sd.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD SPECIALIZED DISCLOSURE REPORT MOCON, INC. (Exact name of registrant as specified in its charter) Minnesota 000-09273 41-0903312 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I.R.S. Employer Identification Number) 7500 Mendelssohn Avenue North Minneapolis, MN 55428 (Address |
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| June 5, 2015 |
MOCON INC. CONFLICT MINERALS REPORT For the Year Ended December 31, 2014 ex1-01.htm Exhibit 1.01 MOCON INC. CONFLICT MINERALS REPORT For the Year Ended December 31, 2014 Introduction The following report is the Conflict Minerals Report for MOCON Inc. for the year ended December 31, 2014. This report is being filed as an exhibit to MOCON?s specialized report on Form SD (?Form SD?) and is intended to comply with Rule 13p-1 under the Securities Exchange Act of 1934, as am |
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| May 29, 2015 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 29, 2015 (May 27, 2015) MOCON, INC. (Exact name of registrant as specified in its charter) Minnesota 000-09273 41-0903312 (State or Other Jurisdiction of Incorporation) (Commissio |
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| May 8, 2015 |
EX-99.1 2 ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 FOR IMMEDIATE RELEASE For More Information Contact: Elissa Lindsoe, CFO May 7, 2015 763-493-6370 / www.mocon.com MOCON Reports First Quarter Results Highlights: ● Net Income increased 24 percent to $908,000 as compared to the year ago quarter ● Revenue increased 9 percent year-over-year on a Constant Currency basis, (flat as reported) ● Fully diluted |
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| May 8, 2015 |
MOCON FORM 8-K (Current Report/Significant Event) moco201505078k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 7, 2015 MOCON, INC. (Exact name of registrant as specified in its charter) Minnesota 000-09273 41-0903312 (State or Other Jurisdiction of Incorporation) (Commis |
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| May 8, 2015 |
ex99-2.htm Exhibit 99.2 MOCON, Inc. First Quarter 2015 Conference Call Script May 7, 2015 Delivered by: Robert Demorest - MOCO Elissa Lindsoe? MOCO Steven Hooser ? Three Part Advisors Operator: Good day, everyone, and welcome to MOCON?s First Quarter 2015 Earnings Conference Call. Today's conference is being recorded. I would now like to turn the call over to Steven Hooser, MOCON?s investor relati |
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| April 14, 2015 |
moco20150408def14a.htm SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☑ Filed by a party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☑ D |
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| March 26, 2015 |
moco20150324_pre14a.htm SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☑ Filed by a party other than the Registrant ☐ Check the appropriate box: ☑ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ |
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| March 5, 2015 |
MOCON FORM 8-K (Current Report/Significant Event) moco201503058k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 5, 2015 MOCON, INC. (Exact name of registrant as specified in its charter) Minnesota 000-09273 41-0903312 (State or Other Jurisdiction of Incorporation) (Comm |
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| March 5, 2015 |
Three Months Ended December 31, ex99-1.htm Exhibit 99.1 FOR IMMEDIATE RELEASE For More Information Contact: Elissa Lindsoe, CFO March 5, 2015 763-493-6370 / www.mocon.com MOCON Reports Record Fourth Quarter and Annual Revenue Highlights: ? Record revenue for the quarter of $16.9 million, up 15 percent year-over-year ? Fourth consecutive quarter with record revenue ? Record revenue for the year of $64.5 million, up 13 percent yea |
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| February 5, 2015 |
MOCO / MOCON, Inc. / WELLS FARGO & COMPANY/MN Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 6) MOCON INC (Name of Issuer) COM (Title of Class of Securities) 607494101 (CUSIP Number) December 31, 2014 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [X] |
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| January 13, 2015 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits moco201501138k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 14, 2015 (January 13, 2015) MOCON, INC. (Exact name of registrant as specified in its charter) Minnesota 000-09273 41-0903312 (State or Other Jurisdiction o |
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| January 13, 2015 |
THIRD AMENDMENT TO CREDIT AGREEMENT ex10-1.htm Exhibit 10.1 THIRD AMENDMENT TO CREDIT AGREEMENT This Amendment is agreed to as of January 13, 2015, by and between MOCON, Inc., a Minnesota corporation (the “Borrower”), and WELLS FARGO BANK, NATIONAL ASSOCIATION, a national banking association (the “Bank”). The Borrower and the Bank are parties to that certain Credit Agreement dated as of March 28, 2012, as amended by a First Amendmen |
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| December 29, 2014 |
8-K 1 moco201412298k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 29, 2014 MOCON, INC. (Exact name of registrant as specified in its charter) Minnesota 000-09273 41-0903312 (State or Other Jurisdiction of I |
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| December 29, 2014 |
MOCON, INC. INCENTIVE PAY PLAN Exhibit 10.1 MOCON, INC. INCENTIVE PAY PLAN 1) This Incentive Pay Plan (the “Plan”) covers employees of MOCON, Inc. and its US based subsidiaries who do not have a separate variable compensation component. 2) The Plan will have three components for executive officers: ● Operating Income (consolidated) ● Revenue growth (consolidated) ● Specified objectives 3) The incentive as a percentage of salary |
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| November 7, 2014 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 moco201411068k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 6, 2014 MOCON, INC. (Exact name of registrant as specified in its charter) Minnesota 000-09273 41-0903312 (State or Other Jurisdiction of In |
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| November 7, 2014 |
ex99-1.htm Exhibit 99.1 FOR IMMEDIATE RELEASE For More Information Contact: Elissa Lindsoe, CFO November 6, 2014 763-493-6370 / www.mocon.com MOCON Reports Record Third Quarter Results Highlights: ● Record revenue for the quarter, up 17% year-over-year ● Quarterly net income up 23% year-over-year ● Record quarterly earnings per diluted share of $0.29 ● Record revenue for the nine-month period of $ |
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| October 23, 2014 |
MOCO / MOCON, Inc. / GAMCO INVESTORS, INC. ET AL Activist Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 3) MOCON, Inc. (Name of Issuer) Common Shares (Title of Class of Securities) 607494101 (CUSIP Number) David Goldman GAMCO Investors, Inc. One Corporate Center Rye, New York 10580-1435 (914) 921-5000 (Name, Address and Telephone Number of Person Authorized to Receive Notic |
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| September 10, 2014 |
ex99-1.htm Exhibit 99.1 FOR IMMEDIATE RELEASE Media Contacts: Guy Wray David Heinsch MOCON PadillaCRT (763) 493-7228 (612) 455-1768 [email protected] [email protected] MOCON Announces Retirement of Vice President & CFO Darrell Lee and Appointment of Elissa Lindsoe as Successor Minneapolis — Sept. 10, 2014— MOCON, Inc. (Nasdaq: MOCO) today announced that Darrell Lee will retire as vice pre |
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| September 10, 2014 |
moco201409098k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 10, 2014 (September 9, 2014) MOCON, INC. (Exact name of registrant as specified in its charter) Minnesota 000-09273 41-0903312 (State or Other Jurisdictio |
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| September 10, 2014 |
ex10-2.htm Exhibit 10.2 August 28, 2014 Elissa Lindsoe 295 Oak Hill Drive Shoreview, MN 55126 Dear Ms. Lindsoe: Congratulations! I’m very pleased to extend to you an offer of employment from MOCON, Inc. (“MOCON” or the “Company”). This letter confirms our offer for the position of Chief Financial Officer reporting directly to the President and Chief Executive Officer of the Company. This offer is |
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| September 10, 2014 |
CONFIDENTIAL SEPARATION AND RELEASE AGREEMENT ex10-1.htm Exhibit 10.1 CONFIDENTIAL SEPARATION AND RELEASE AGREEMENT This Confidential Separation and Release Agreement (“Agreement”) is made by and between Darrell Lee (“Employee”) and MOCON, Inc., 7500 Mendelssohn Ave. N., Minneapolis, MN 55428 (the “Company”) (each a “Party” and together the “Parties”). RECITALS WHEREAS, Employee is employed by the Company as its Chief Financial Officer; WHERE |
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| August 13, 2014 |
MOCO / MOCON, Inc. CORRESP - - moco20140811corresp.htm 222 South Ninth Street Campbell Mithun Tower – Suite 2000 Minneapolis, MN 55402-3338 www.Oppenheimer.com Direct: (612) 607-7352 Fax: (612) 607-7100 E-Mail: [email protected] August 13, 2014 VIA EDGAR AND FEDERAL EXPRESS Mr. Brian Soares Division of Corporate Finance U.S. Securities and Exchange Commission 100 F Street N.E. Washington, DC 20549 Re: MOCON, Inc. Form 10- |
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| August 7, 2014 |
Financial Statements and Exhibits, Results of Operations and Financial Condition moco201408058k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 7, 2014 (August 6, 2014) MOCON, INC. (Exact name of registrant as specified in its charter) Minnesota 000-09273 41-0903312 (State or Other Jurisdiction of In |
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| August 7, 2014 |
MOCON Announces Record Revenues for the Second Quarter 2014 ex99-1.htm Exhibit 99.1 FOR IMMEDIATE RELEASE For More Information Contact Darrell Lee, CFO/VP August 6, 2014 763-493-6370 / www.mocon.com MOCON Announces Record Revenues for the Second Quarter 2014 MINNEAPOLIS, MN, August 6, 2014 – MOCON, Inc. (NASDAQ: MOCO) today reported sales of $15.6 million for the second quarter ended June 30, 2014, an increase of 14 percent compared to $13.7 million for th |
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| July 15, 2014 |
MOCO / MOCON, Inc. DEF 14A - - FORM DEF 14A moco20140404def14a.htm SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☑ Filed by a party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☑ D |
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| July 3, 2014 |
MOCON Expands Board; Names Two New Directors to its Board ex99-1.htm Exhibit 99.1 FOR IMMEDIATE RELEASE For More Information Contact Darrell Lee, CFO/VP July 1, 2014 763-493-6370 / www.mocon.com MOCON Expands Board; Names Two New Directors to its Board MINNEAPOLIS, MN, July 1, 2014 – MOCON, Inc. (NASDAQ: MOCO) today announced that it has expanded its Board of Directors from eight to nine directors and that Kathleen Iverson and Paul R. Zeller have joined |
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| July 3, 2014 |
moco201406308k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 3, 2014 (July 1, 2014) MOCON, INC. (Exact name of registrant as specified in its charter) Minnesota 000-09273 41-0903312 (State or Other Jurisdiction of Incorp |
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| June 5, 2014 |
Regulation FD Disclosure, Financial Statements and Exhibits moco201406048k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 5, 2014 MOCON, INC. (Exact name of registrant as specified in its charter) Minnesota 000-09273 41-0903312 (State or Other Jurisdiction of Incorporation) (Commi |
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| June 5, 2014 |
Exhibit 99.1 |
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| June 2, 2014 |
moconformsd.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD SPECIALIZED DISCLOSURE REPORT MOCON, INC. (Exact name of registrant as specified in its charter) Minnesota 000-09273 41-0903312 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I.R.S. Employer Identification Number) 7500 Mendelssohn Avenue North Minneapolis, MN 55428 (Address of |
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| June 2, 2014 |
MOCON, INC. CONFLICT MINERALS REPORT For the Year Ended December 31, 2013 ex1-02.htm Exhibit 1.02 MOCON, INC. CONFLICT MINERALS REPORT For the Year Ended December 31, 2013 Introduction The following report is the Conflict Minerals Report for MOCON, Inc. for the year ended December 31, 2013. This report is being filed as an exhibit to MOCON’s specialized report on Form SD (“Form SD”) and is intended to comply with Rule 13p-1 under the Securities Exchange Act of 1934, as |
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| May 23, 2014 |
Submission of Matters to a Vote of Security Holders - FORM 8-K moco201405238k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 23, 2014 (May 22, 2014) MOCON, INC. (Exact name of registrant as specified in its charter) Minnesota 000-09273 41-0903312 (State or Other Jurisdiction of Incorp |
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| May 7, 2014 |
Financial Statements and Exhibits, Results of Operations and Financial Condition moco201405078k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 7, 2014 MOCON, INC. (Exact name of registrant as specified in its charter) Minnesota 000-09273 41-0903312 (State or Other Jurisdiction of Incorporation) (Commis |
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| May 7, 2014 |
MOCON Announces Increased Revenues for the First Quarter 2014 EX-99 2 ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 FOR IMMEDIATE RELEASE For More Information Contact Darrell Lee, CFO/VP May 7, 2014 763-493-6370 / www.mocon.com MOCON Announces Increased Revenues for the First Quarter 2014 MINNEAPOLIS, MN, May 7, 2014 – MOCON, Inc. (NASDAQ: MOCO) today reported sales of $15.3 million for the first quarter ended March 31, 2014, an increase of six percent compared to $1 |
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| April 3, 2014 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits moco201404028k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 3, 2014 (March 28, 2014) MOCON, INC. (Exact name of registrant as specified in its charter) Minnesota 000-09273 41-0903312 (State or Other Jurisdiction of Inc |
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| April 3, 2014 |
SECOND AMENDMENT TO CREDIT AGREEMENT EX-10 2 ex10-1.htm EXHIBIT 10.1 Exhibit 10.1 SECOND AMENDMENT TO CREDIT AGREEMENT This Second Amendment to Credit Agreement (this “Amendment”), dated as of March 28, 2014, is made by and between MOCON, Inc., a Minnesota corporation (the “Borrower”), and WELLS FARGO BANK, NATIONAL ASSOCIATION, a national banking association (the “Bank”). The Borrower and the Bank are parties to that certain Credit |
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| March 28, 2014 |
MOCON FORM 10-K (Annual Report) moco2013123110k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark one) ☒ ANNUAL REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2013 ☐ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File No.: 000-09273 Mocon, inc |
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| March 18, 2014 |
aehi20131211bnt10q.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 12b-25 NOTIFICATION OF LATE FILING SEC FILE NUMBER 000-01684 CUSIP NUMBER 607494101 (Check One): ☒ Form 10-K ☐ Form 20-F ☐ Form 10-Q ☐ Form 10-D ☐ Form N-SAR For the period ended: December 31, 2013 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ Tra |
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| March 13, 2014 |
Financial Statements and Exhibits, Results of Operations and Financial Condition moco201403138k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 12, 2014 MOCON, INC. (Exact name of registrant as specified in its charter) Minnesota 000-09273 41-0903312 (State or Other Jurisdiction of Incorporation) (Com |
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| March 13, 2014 |
MOCON Announces Results for the Fourth Quarter and Year Ended 2013 ex99-1.htm Exhibit 99.1 FOR IMMEDIATE RELEASE For More Information Contact Darrell Lee, CFO/VP March 12, 2014 763-493-6370 / www.mocon.com MOCON Announces Results for the Fourth Quarter and Year Ended 2013 MINNEAPOLIS, March 12, 2014 – MOCON, Inc. (NASDAQ: MOCO) today reported sales of $14.8 million for the fourth quarter ended December 31, 2013, compared to $15.3 million for the same quarter in 2 |
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| February 14, 2014 |
MOCO / MOCON, Inc. / Wellington Management Group LLP - DISCLOSURE DOCUMENT Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 4)* MOCON, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 607494101 (CUSIP Number) December 31, 2013 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is |
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| February 14, 2014 |
MOCO / MOCON, Inc. / Wellington Trust Co NA - DISCLOSURE DOCUMENT Passive Investment SC 13G/A 1 secfiling.htm DISCLOSURE DOCUMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 4)* MOCON, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 607494101 (CUSIP Number) December 31, 2013 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designat |
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| January 28, 2014 |
MOCO / MOCON, Inc. / WELLS FARGO & COMPANY/MN Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 5) MOCON INC (Name of Issuer) COM (Title of Class of Securities) 607494101 (CUSIP Number) December 31, 2013 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [X] |
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| January 7, 2014 |
moco201401068k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 7, 2014 (January 2, 2014) MOCON, INC. (Exact name of registrant as specified in its charter) Minnesota 000-09273 41-0903312 (State or Other Jurisdiction of |
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| November 29, 2013 |
MOCO / MOCON, Inc. / GAMCO INVESTORS, INC. ET AL Activist Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 2) MOCON, Inc. (Name of Issuer) Common Shares (Title of Class of Securities) 607494101 (CUSIP Number) David Goldman GAMCO Investors, Inc. One Corporate Center Rye, New York 10580-1435 (914) 921-5000 (Name, Address and Telephone Number of Person Authorized to Receive Notic |
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| November 25, 2013 |
MOCO / MOCON, Inc. / GAMCO INVESTORS, INC. ET AL Activist Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1) MOCON, Inc. (Name of Issuer) Common Shares (Title of Class of Securities) 607494101 (CUSIP Number) David Goldman GAMCO Investors, Inc. One Corporate Center Rye, New York 10580-1435 (914) 921-5000 (Name, Address and Telephone Number of Person Authorized to Receive Notic |
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| October 28, 2013 |
MOCO / MOCON, Inc. / GAMCO INVESTORS, INC. ET AL Activist Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 MOCON, Inc. (Name of Issuer) Common Shares (Title of Class of Securities) 607494101 (CUSIP Number) David Goldman GAMCO Investors, Inc. One Corporate Center Rye, New York 10580-1435 (914) 921-5000 (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communicati |
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| August 30, 2013 |
Financial Statements and Exhibits, Results of Operations and Financial Condition - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 30, 2013 MOCON, INC. (Exact name of registrant as specified in its charter) Minnesota 000-09273 41-0903312 (State or Other Jurisdiction of Incorporation) (Commission File Numbe |
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| August 30, 2013 |
MOCON Announces Results for the Second Quarter 2013 Exhibit 99.1 FOR IMMEDIATE RELEASE For More Information Contact Darrell Lee, CFO/VP August 30, 2013 763-493-6370 / www.mocon.com MOCON Announces Results for the Second Quarter 2013 MINNEAPOLIS, MN, August 30, 2013 — MOCON, Inc. (NASDAQ: MOCO) today reported sales of $13.7 million for the second quarter ended June 30, 2013, an increase of 4 percent compared to $13.2 million for the same quarter in |
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| August 19, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 19, 2013 (August 15, 2013) MOCON, INC. (Exact name of registrant as specified in its charter) Minnesota 000-09273 41-0903312 (State or Other Jurisdiction of Incorporation) (Com |
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| August 19, 2013 |
MOCON Receives Expected Standard Filing Delinquency Letter from NASDAQ Exhibit 99.1 FOR IMMEDIATE RELEASE For More Information Contact Darrell Lee, CFO/VP August 19, 2013 763-493-6370 / www.mocon.com MOCON Receives Expected Standard Filing Delinquency Letter from NASDAQ MINNEAPOLIS, MN, August 19, 2013 — MOCON, Inc. (NASDAQ: MOCO) today announced that on August 15, 2013, it received an expected notice from the NASDAQ Stock Market indicating that MOCON is not in compl |
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| August 9, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING SEC FILE NUMBER 000-09273 CUSIP NUMBER 607494101 (Check one): o Form 10-K o Form 20-F o Form 11-K x Form 10-Q o Form 10-D o Form N-SAR o Form N-CSR For Period Ended: June 30, 2013 o Transition Report on Form 10-K o Transition Report on Form 20-F o Transition Report on Form 11-K o Transit |
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| May 24, 2013 |
Submission of Matters to a Vote of Security Holders - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 24, 2013 (May 23, 2013) MOCON, INC. (Exact name of registrant as specified in its charter) Minnesota 000-09273 41-0903312 (State or Other Jurisdiction of Incorporation) (Commissio |
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| May 2, 2013 |
MOCON Announces Results for the First Quarter 2013 Exhibit 99.1 FOR IMMEDIATE RELEASE For More Information Contact Darrell Lee, CFO/VP May 2, 2013 763-493-6370 / www.mocon.com MOCON Announces Results for the First Quarter 2013 MINNEAPOLIS, MN, May 2, 2013 — MOCON, Inc. (NASDAQ: MOCO) today reported sales of $14.4 million for the first quarter ended March 31, 2013, an increase of 57 percent compared to $9.2 million for the same quarter in 2012. The |
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| May 2, 2013 |
Financial Statements and Exhibits, Results of Operations and Financial Condition - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 2, 2013 MOCON, INC. (Exact name of registrant as specified in its charter) Minnesota 000-09273 41-0903312 (State or Other Jurisdiction of Incorporation) (Commission File Number) ( |
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| April 9, 2013 |
QuickLinks - Click here to rapidly navigate through this document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| March 7, 2013 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 7, 2013 MOCON, INC. (Exact name of registrant as specified in its charter) Minnesota 000-09273 41-0903312 (State or Other Jurisdiction of Incorporation) (Commission File Number) |
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| March 7, 2013 |
MOCON Fourth Quarter 2012 Revenue Increases 57 Percent Exhibit 99.1 FOR IMMEDIATE RELEASE For More Information Contact Darrell Lee, CFO/VP March 7, 2013 763-493-6370 / www.mocon.com MOCON Fourth Quarter 2012 Revenue Increases 57 Percent MINNEAPOLIS, MN, March 7, 2013 — MOCON, Inc. (NASDAQ: MOCO) today reported sales of $15.3 million for the fourth quarter ended December 31, 2012, an increase of 57 percent compared to $9.7 million in the same quarter i |
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| February 14, 2013 |
MOCO / MOCON, Inc. / Wellington Trust Co NA - DISCLOSURE DOCUMENT Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3)* MOCON, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 607494101 (CUSIP Number) December 31, 2012 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is |
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| February 14, 2013 |
MOCO / MOCON, Inc. / WELLINGTON MANAGEMENT GROUP LLP - DISCLOSURE DOCUMENT Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3)* MOCON, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 607494101 (CUSIP Number) December 31, 2012 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is |
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| February 13, 2013 |
MOCO / MOCON, Inc. / WELLS FARGO & COMPANY/MN Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 4) MOCON INC (Name of Issuer) COM (Title of Class of Securities) 607494101 (CUSIP Number) December 31, 2012 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [X] |
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| January 10, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 10, 2013 MOCON, INC. (Exact name of registrant as specified in its charter) Minnesota 000-09273 41-0903312 (State or Other Jurisdiction of Incorporation) (Commission File Numb |
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| January 10, 2013 |
MOCON Names Don DeMorett as New COO EX-99.1 3 a13-26961ex99d1.htm EX-99.1 Exhibit 99.1 FOR IMMEDIATE RELEASE For More Information, Contact Darrell Lee, CFO/VP January 10, 2013 763-493-6370 / www.mocon.com MOCON Names Don DeMorett as New COO MINNEAPOLIS, MN, January 10, 2013 — MOCON, Inc. (NASDAQ: MOCO) today announced that it has hired Mr. Don DeMorett to fill the newly created position of Chief Operating Officer. Mr. DeMorett has b |
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| January 10, 2013 |
Exhibit 10.1 December 10, 2012 Mr. Donald N. DeMorett 6320 Fernbrook Lane Maple Grove, MN 55311 Dear Don: I am pleased to offer you the position of Chief Operating Officer with a monthly salary of $18,750 ($225,000 annually). In this position you will be classified as an exempt employee reporting to Mr. Robert Demorest. You will be eligible to participate in the company Incentive Pay Plan. The bon |
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| January 7, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 7, 2013 (December 31, 2012) MOCON, INC. (Exact name of registrant as specified in its charter) Minnesota 000-09273 41-0903312 (State or Other Jurisdiction of Incorporation) (C |
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| December 3, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 3, 2012 (November 30, 2012) MOCON, INC. (Exact name of registrant as specified in its charter) Minnesota 000-09273 41-0903312 (State or Other Jurisdiction of Incorporation) ( |
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| December 3, 2012 |
MOCON Expands Board; Names Two New Directors to its Board Exhibit 99.1 FOR IMMEDIATE RELEASE For More Information, Contact Darrell Lee, CFO/VP December 3, 2012 763-493-6370 / www.mocon.com MOCON Expands Board; Names Two New Directors to its Board MINNEAPOLIS, MN, December 3, 2012 — MOCON, Inc. (NASDAQ: MOCO) today announced that it has expanded its Board of Directors from six to eight directors and that Bradley D. Goskowicz and David J. Ward have joined |
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| November 7, 2012 |
Financial Statements and Exhibits, Results of Operations and Financial Condition - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 7, 2012 MOCON, INC. (Exact name of registrant as specified in its charter) Minnesota 000-09273 41-0903312 (State or Other Jurisdiction of Incorporation) (Commission File Numb |
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| November 7, 2012 |
MOCON Third Quarter 2012 Revenue Increases 30 Percent Exhibit 99.1 FOR IMMEDIATE RELEASE For More Information Contact Darrell Lee, CFO/VP November 7, 2012 763-493-6370 / www.mocon.com MOCON Third Quarter 2012 Revenue Increases 30 Percent MINNEAPOLIS, MN, November 7, 2012 — MOCON, Inc. (NASDAQ: MOCO) today reported sales of $12.3 million for the third quarter ended September 30, 2012, an increase of 30 percent compared to $9.5 million in the same quar |
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| August 14, 2012 |
Financial Statements and Exhibits, Results of Operations and Financial Condition - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 14, 2012 (August 9, 2012) MOCON, INC. (Exact name of registrant as specified in its charter) Minnesota 000-09273 41-0903312 (State or Other Jurisdiction of |
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| August 14, 2012 |
Exhibit 99.1 FOR IMMEDIATE RELEASE For More Information Contact Darrell Lee, CFO/VP August 14, 2012 763-493-6370 / www.mocon.com Corrected and Replacing MOCON Q2 2012 Revenue Increases 45 Percent Following PBI-Dansensor Acquisition MINNEAPOLIS, MN, August 14, 2012 — MOCON, Inc. (NASDAQ: MOCO) today reported sales of $13.2 million for the second quarter ended June 30, 2012, versus $9.1 million in t |
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| August 9, 2012 |
MOCON Q2 2012 Revenue Increases 45 Percent Following PBI-Dansensor Acquisition Exhibit 99.1 FOR IMMEDIATE RELEASE For More Information Contact Darrell Lee, CFO/VP August 8, 2012 763-493-6370 / www.mocon.com MOCON Q2 2012 Revenue Increases 45 Percent Following PBI-Dansensor Acquisition MINNEAPOLIS, MN, August 8, 2012 — MOCON, Inc. (NASDAQ: MOCO) today reported sales of $13.2 million for the second quarter ended June 30, 2012, versus $9.1 million in the comparable quarter in 2 |
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| August 9, 2012 |
Financial Statements and Exhibits, Results of Operations and Financial Condition - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 9, 2012 (August 8, 2012) MOCON, INC. (Exact name of registrant as specified in its charter) Minnesota 000-09273 41-0903312 (State or Other Jurisdiction of Incorporation) (Commi |
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| August 9, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING SEC FILE NUMBER 000-09273 CUSIP NUMBER 607494101 (Check one): o Form 10-K o Form 20-F o Form 11-K x Form 10-Q o Form 10-D o Form N-SAR o Form N-CSR For Period Ended: June 30, 2012 o Transition Report on Form 10-K o Transition Report on Form 20-F o Transition Report on Form 11-K o Transit |
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| June 20, 2012 |
PBI-Dansensor A/S Condensed Consolidated Income Statements Quarters Ended March 31, 2012 and 2011 EXHIBIT 99.2 PBI-Dansensor A/S Condensed Consolidated Income Statements Quarters Ended March 31, 2012 and 2011 Unaudited March 31, March 31, 2012 (1) 2011 (2) Revenue $ 4,873,637 $ 4,788,163 Production costs -2,699,082 -2,395,877 Gross profit 2,174,555 2,392,286 Sales and distribution costs -884,441 -828,106 Administration costs -946,505 -848,026 Operating profit 343,609 716,154 Other operating in |
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| June 20, 2012 |
UNAUDITED PRO FORMA CONDENSED COMBINED FINANCIAL STATEMENTS EXHIBIT 99.3 UNAUDITED PRO FORMA CONDENSED COMBINED FINANCIAL STATEMENTS On April 2, 2012, MOCON, Inc. (MOCON) acquired all of the outstanding common shares of PBI-Dansensor A/S (Dansensor) for a total purchase price of DKK 112,000,000, which totals approximately $20.1 million inclusive of cash acquired of $0.8 million. Approximately $13.6 million was paid in cash at closing and the remainder will |
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| June 20, 2012 |
Financial Statements and Exhibits - 8-K/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 20, 2012 MOCON, INC. (Exact name of registrant as specified in its charter) Minnesota 000-09273 41-0903312 (State or Other Jurisdiction of Incorporation) (Com |
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| June 20, 2012 |
EXHIBIT 99.1 Consolidated Financial Statements of PBI-Dansensor A/S As of December 31, 2011 and 2010 and for the years then ended Index to Financial statements Page Statement by the Executive Board and the Board of Directors 3 Independent Auditors’ Report 4 Accounting Policies 5 Income Statement 12 Balance Sheet 13 Cash Flow Statement 15 Notes 16 2 Statement by the Executive Board and the Board of |
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| May 29, 2012 |
Submission of Matters to a Vote of Security Holders - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 29, 2012 (May 24, 2012) MOCON, INC. (Exact name of registrant as specified in its charter) Minnesota 000-09273 41-0903312 (State or Other Jurisdiction of Incorporation) (Commissio |
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| May 4, 2012 |
MOCON Announces Results for the First Quarter 2012 Exhibit 99.1 Press Release For More Information Contact FOR IMMEDIATE RELEASE Darrell Lee, CFO/VP May 2, 2012 763-493-6370 / www.mocon.com MOCON Announces Results for the First Quarter 2012 MINNEAPOLIS, MN, May 2, 2012 — MOCON, Inc. (NasdaqGM:MOCO) today reported its operating results for the first quarter ended March 31, 2012. Net sales for the first quarter 2012 were $9,183,000, an increase of o |
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| May 4, 2012 |
Financial Statements and Exhibits, Results of Operations and Financial Condition - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 4, 2012 MOCON, INC. (Exact name of registrant as specified in its charter) Minnesota 000-09273 41-0903312 (State or Other Jurisdiction of Incorporation) (Commission File Number) ( |
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| April 9, 2012 |
DEF 14A 1 a2208431zdef14a.htm DEF 14A QuickLinks - Click here to rapidly navigate through this document SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ý Filed by a party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Co |
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| April 3, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 3, 2012 (March 28, 2012) MOCON, INC. (Exact name of registrant as specified in its charter) Minnesota 000-09273 41-0903312 (State or Other Jurisdiction of Incorporation) (Commis |
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| April 3, 2012 |
Exhibit 10.4 EXECUTION VERSION Strictly confidential Vendor Loan Agreement Project Atmosphere PBI Holding A/S Kærup Allé 3 DK 4100 Ringsted Denmark CVR-no. 28 15 85 56 (the “Lender”) and Mocon, Inc. 7500 Mendelssohn Ave North Minneapolis, Minnesota, 55428 USA (the “Borrower” and together with the Lender referred to as the “Parties” and each of them as a “Party”) have on 9 March 2012 entered into a |
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| April 3, 2012 |
Exhibit 10.2 SECURITY AGREEMENT: EQUIPMENT 1. GRANT OF SECURITY INTEREST. For valuable consideration, the undersigned MOCON, INC., a Minnesota corporation (“Debtor”), hereby grants and transfers to WELLS FARGO BANK, NATIONAL ASSOCIATION, a national banking association (“Bank”), a security interest in all goods, tools, machinery, furnishings, furniture and other equipment, now or at any time hereaf |
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| April 3, 2012 |
Exhibit 10.1 CREDIT AGREEMENT THIS CREDIT AGREEMENT (this “Agreement”) is entered into as of March 28, 2012, by and between MOCON, INC., a Minnesota corporation (“Borrower”), and WELLS FARGO BANK, NATIONAL ASSOCIATION, a national banking association (“Bank”). RECITALS Borrower has requested that Bank extend credit to Borrower as described below, and Bank has agreed to provide such credit to Borrow |
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| April 3, 2012 |
CONTINUING SECURITY AGREEMENT: RIGHTS TO PAYMENT AND INVENTORY Exhibit 10.3 CONTINUING SECURITY AGREEMENT: RIGHTS TO PAYMENT AND INVENTORY 1. GRANT OF SECURITY INTEREST. For valuable consideration, the undersigned, MOCON, INC., a Minnesota corporation (“Debtor”), hereby grants and transfers to WELLS FARGO BANK, NATIONAL ASSOCIATION, a national banking association (“Bank”), a security interest in all accounts, deposit accounts, chattel paper (whether electroni |
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| March 12, 2012 |
MOCON to Acquire Danish Packaging Technology Company Exhibit 99.1 Press Release For More Information Contact FOR IMMEDIATE RELEASE Darrell Lee, CFO/VP March 12, 2012 763-493-6370 / www.mocon.com MOCON to Acquire Danish Packaging Technology Company PBI-Dansensor is a leading provider of MAP instruments with $19.3 million in sales in 2011 MINNEAPOLIS, MN, March 12, 2012 — MOCON, Inc. (NasdaqGM:MOCO) today announced that it has signed an agreement to a |
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| March 12, 2012 |
Exhibit 2.1 EXECUTION VERSION Share Purchase Agreement PBI-Dansensor A/S Table of Contents: 1 Definitions 4 2 Sale and purchase of the Shares 9 3 Purchase Price 9 4 Signing 12 5 Conduct of business 13 6 Management Shareholders and Employee Shareholders 14 7 Conditions precedent etc. 14 8 Closing 16 9 Due diligence 18 10 Seller’s Warranties 18 11 Buyer’s Warranties 29 12 Post Closing covenants 30 1 |
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| March 12, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 12, 2012 (March 9, 2012) MOCON, INC. (Exact name of registrant as specified in its charter) Minnesota 000-09273 41-0903312 (State or Other Jurisdiction of Incorporation) (Commis |
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| March 9, 2012 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 a12-686618k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 9, 2012 MOCON, INC. (Exact name of registrant as specified in its charter) Minnesota 000-09273 41-0903312 (State or Other Jurisdiction of Incorporation |
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| March 9, 2012 |
MOCON Announces Record Sales for the Fourth Quarter and Year Ended 2011 Exhibit 99.1 Press Release For More Information Contact FOR IMMEDIATE RELEASE Darrell Lee, CFO/VP February 29, 2012 763-493-6370 / www.mocon.com MOCON Announces Record Sales for the Fourth Quarter and Year Ended 2011 MINNEAPOLIS, MN, February 29, 2012 — MOCON, Inc. (NasdaqGM:MOCO) today reported its operating results for the fourth quarter and year ended December 31, 2011. Net sales for the fourth |
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| February 14, 2012 |
MOCO / MOCON, Inc. / WELLINGTON MANAGEMENT GROUP LLP - DISCLOSURE DOCUMENT Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* MOCON, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 607494101 (CUSIP Number) December 31, 2011 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is |
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| February 14, 2012 |
MOCO / MOCON, Inc. / Wellington Trust Co NA - DISCLOSURE DOCUMENT Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* MOCON, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 607494101 (CUSIP Number) December 31, 2011 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is |
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| January 25, 2012 |
MOCO / MOCON, Inc. / WELLS FARGO & COMPANY/MN Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3) MOCON INC (Name of Issuer) COM (Title of Class of Securities) 607494101 (CUSIP Number) December 31, 2011 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [X] |
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| January 4, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 4, 2012 (December 28, 2011) MOCON, INC. (Exact name of registrant as specified in its charter) Minnesota 000-09273 41-0903312 (State or Other Jurisdiction of Incorporation) (C |
