MITK / Mitek Systems, Inc. - SEC Filings, Annual Report, Proxy Statement

Mitek Systems, Inc.
US ˙ NasdaqCM ˙ US6067102003

Basic Stats
LEI 549300ABZAQ3R25XG118
CIK 807863
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis. These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Mitek Systems, Inc.
SEC Filings (Chronological Order)
This page provides a complete, chronological list of SEC Filings, excluding ownership filings which we provide elsewhere.
August 7, 2025 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2025 ☐ TRANSITION REPORT PURSUANT TO S

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2025 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File Number 001-35231 MITEK SYSTEMS, INC. (Ex

August 7, 2025 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 7, 2025 MITEK SYSTEMS, INC

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 7, 2025 MITEK SYSTEMS, INC. (Exact name of registrant as specified in its charter) Delaware 001-35231 87-0418827 (State or other jurisdiction of incorporation) (Commission File

August 7, 2025 EX-99.1

Mitek Reports Fiscal 2025 Third Quarter Financial Results Raises Midpoint of Revenue and Adjusted EBITDA Margin Guidance for Fiscal 2025

Mitek Reports Fiscal 2025 Third Quarter Financial Results Raises Midpoint of Revenue and Adjusted EBITDA Margin Guidance for Fiscal 2025 SAN DIEGO, Calif.

June 3, 2025 EX-99.1

Mitek Systems, Inc. investor presentation dated June

June 3, 2025 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 03, 2025 MITEK SYSTEMS, INC.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 03, 2025 MITEK SYSTEMS, INC. (Exact name of registrant as specified in its charter) Delaware 001-35231 87-0418827 (State or other jurisdiction of incorporation) (Commission File

May 8, 2025 EX-99.1

Mitek Reports Record Fiscal 2025 Second Quarter Financial Results Raises Adjusted EBITDA Margin Guidance Range for Fiscal 2025 Secures Term Loan Facility to Retire 2026 Convertible Notes

Mitek Reports Record Fiscal 2025 Second Quarter Financial Results Raises Adjusted EBITDA Margin Guidance Range for Fiscal 2025 Secures Term Loan Facility to Retire 2026 Convertible Notes SAN DIEGO, CA, May 8, 2025 - Mitek Systems, Inc.

May 8, 2025 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 7, 2025 MITEK SYSTEMS, INC. (Exact name of registrant as specified in its charter) Delaware 001-35231 87-0418827 (State or other jurisdiction of incorporation) (Commission File Nu

May 8, 2025 EX-10.1

First Amendment to Loan and Security Agreement, dated as of May 7, 2025, by and among Mitek Systems, Inc., A2iA Corp., ID R&D, Inc., and Silicon Valley Bank, a division of First Citizens Bank & Trust Company.

Docusign Envelope ID: 2CBBDCE1-9A80-41FE-932A-4D56838F0D57 FIRST AMENDMENT TO LOAN AND SECURITY AGREEMENT This FIRST AMENDMENT TO LOAN AND SECURITY AGREEMENT (this “Agreement”) is entered into as of May 7, 2025 by and among (a) SILICON VALLEY BANK, A DIVISION OF FIRST-CITIZENS BANK & TRUST COMPANY (“Bank”), (b) MITEK SYSTEMS, INC.

May 8, 2025 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2025 ☐ TRANSITION REPORT PURSUANT TO

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2025 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File Number 001-35231 MITEK SYSTEMS, INC. (E

April 28, 2025 EX-10.3

Inducement Restricted Stock Unit Award Agreement, dated as of April 25, 2025, by and between Garrett Gafke and Mitek Systems, Inc.

Exhibit 10.3 MITEK SYSTEMS, INC. INDUCEMENT RESTRICTED STOCK UNIT AWARD AGREEMENT 1.This Inducement Restricted Stock Unit Award Agreement and the number of restricted stock units (the “RSUs”) set forth below (the “Restricted Stock Unit Award”) granted hereunder are made outside of the Mitek Systems, Inc. 2020 Incentive Plan (as amended or amended and restated from time to time, the “Plan”) and the

April 28, 2025 8-K

Regulation FD Disclosure, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Unregistered Sales of Equity Securities, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 25, 2025 MITEK SYSTEMS, INC. (Exact name of registrant as specified in its charter) Delaware 001-35231 87-0418827 (State or other jurisdiction of incorporation) (Commission File

April 28, 2025 EX-10.2

Inducement Performance Restricted Stock Unit Award Agreement, dated as of April 25, 2025, by and between Garrett Gafke and Mitek Systems, Inc.

Exhibit 10.2 MITEK SYSTEMS, INC. INDUCEMENT PERFORMANCE RESTRICTED STOCK UNIT AWARD AGREEMENT 1.This Inducement Performance Restricted Stock Unit Award Agreement and the number of restricted stock units (the “Performance RSUs”) set forth below (the “Performance Restricted Stock Unit Award”) granted hereunder are made outside of the Mitek Systems, Inc. 2020 Incentive Plan (as amended or amended and

April 28, 2025 EX-10.1

Executive Employment Agreement, dated April 25, 2025, by and between Mitek Systems, Inc. and Garrett Gafke.

Exhibit 10.1 EXECUTIVE EMPLOYMENT AGREEMENT This Executive Employment Agreement (“Agreement”) is made, effective as of April 25, 2025 (“Effective Date”), by and between Mitek Systems, Inc. (the “Company”) and Garrett Gafke (“Executive”). Capitalized terms used herein and not otherwise defined shall have those meanings set forth in Appendix I hereto. R E C I T A L S WHEREAS, the Company wishes to e

April 28, 2025 EX-99.1

Mitek Appoints Industry Expert Garrett Gafke as Chief Operating Officer to Accelerate Growth and Innovation

Exhibit 99.1 Mitek Appoints Industry Expert Garrett Gafke as Chief Operating Officer to Accelerate Growth and Innovation San Diego, CA, April 28th, 2025, Mitek Systems, Inc. (NASDAQ: MITK), a global leader in digital identity verification, fraud prevention, and biometrics, today announced the appointment of Garrett Gafke as Chief Operating Officer. A recognized entrepreneur and Fortune 500 executi

March 11, 2025 8-K

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 08, 2025 MITEK SYSTEMS, INC. (Exact name of registrant as specified in its charter) Delaware 001-35231 87-0418827 (State or other jurisdiction of incorporation) (Commission File

March 7, 2025 8-K

Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 07, 2025 MITEK SYSTEMS, INC. (Exact name of registrant as specified in its charter) Delaware 001-35231 87-0418827 (State or other jurisdiction of incorporation) (Commission File

February 18, 2025 DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 14A Information Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ____)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 14A Information Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant Filed by a party other than the Registrant Check the appropriate box: Preliminary Proxy Statement Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) Def

February 10, 2025 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2024 ☐ TRANSITION REPORT PURSUANT

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2024 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File Number 001-35231 MITEK SYSTEMS, INC.

February 10, 2025 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 10, 2025 MITEK SYSTEMS, INC. (Exact name of registrant as specified in its charter) Delaware 001-35231 87-0418827 (State or other jurisdiction of incorporation) (Commission F

February 10, 2025 EX-99.1

Mitek Reports Fiscal 2025 First Quarter Financial Results Raises Lower-End of Adjusted EBITDA Margin Guidance Range for Fiscal 2025

Mitek Reports Fiscal 2025 First Quarter Financial Results Raises Lower-End of Adjusted EBITDA Margin Guidance Range for Fiscal 2025 SAN DIEGO, CA, February 10, 2025 - Mitek Systems, Inc.

January 28, 2025 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 28, 2025 MITEK SYSTEMS, I

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 28, 2025 MITEK SYSTEMS, INC. (Exact name of registrant as specified in its charter) Delaware 001-35231 87-0418827 (State or other jurisdiction of incorporation) (Commission Fi

January 28, 2025 EX-10.1

Mitek Systems, Inc. 2025 Annual Incentive Plan

Exhibit 10.1 Annual Incentive Plan The Mitek Annual Incentive Plan (the “Plan”) applies to employees of Mitek for achievement of objectives as defined in this Plan. This Plan is designed to support the growth, profitability, and success of the organization through shared objectives and alignment with the creation of shareholder value. Definitions The Company: Refers to Mitek Systems Inc. and its a

January 28, 2025 DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. )

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defin

January 28, 2025 ARS

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended September 30, 2024 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File Number 001-35231 MITEK SYSTEMS, INC. (Exact

January 28, 2025 DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. )

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Defin

December 16, 2024 EX-21.1

List of Subsidiaries

Exhibit 21.1 List of Subsidiaries The following is a list of subsidiaries of Mitek Systems, Inc., omitting certain subsidiaries which, considered in the aggregate as a single subsidiary, would not constitute a significant subsidiary as of September 30, 2024. Name of Entity Jurisdiction A2iA Corp. United States of America A2iA LLC Russia A2iA SAS France DSP Labs LLC Russia HooYu Ltd. United Kingdom

December 16, 2024 EX-99.1

Mitek Reports Fiscal 2024 Fourth Quarter and Full Year Financial Results and Provides Guidance for Fiscal 2025

Mitek Reports Fiscal 2024 Fourth Quarter and Full Year Financial Results and Provides Guidance for Fiscal 2025 SAN DIEGO, CA, December 16, 2024 - Mitek Systems, Inc.

December 16, 2024 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended September 30, 2024 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File Number 001-35231 MITEK SYSTEMS, INC. (Exact

December 16, 2024 EX-19.1

Mitek Systems, Inc. Insider Trading Policy

Insider Trading Policy Mitek Systems, Inc. "Mitek" We are all entrusted with a great deal of information at Mitek. Our culture thrives on transparency and we intend on keeping it that way. As a result, we must be very mindful and careful about how we treat information that we receive internally. To this end, this Insider Trading Policy details how we are to behave with confidential and non-public

December 16, 2024 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 16, 2024 MITEK SYSTEMS, INC. (Exact name of registrant as specified in its charter) Delaware 001-35231 87-0418827 (State or other jurisdiction of incorporation) (Commission F

November 12, 2024 SC 13G/A

MITK / Mitek Systems, Inc. / Blue Grotto Capital, LLC Passive Investment

SC 13G/A 1 formsc13gamiteksystemsinc.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3)* MITEK SYSTEMS, INC. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class Securities) 606710200 (CUSIP Number) September 30, 2024 (Date of Event Which Requires Filing of this Statement) Check t

October 22, 2024 EX-99.1

Mitek Appoints James

Mitek Appoints James Fay to Board of Directors SAN DIEGO, CA, October 22, 2024 — Mitek Systems, Inc.

October 22, 2024 8-K

Regulation FD Disclosure, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 21, 2024 MITEK SYSTEMS, INC. (Exact name of registrant as specified in its charter) Delaware 001-35231 87-0418827 (State or other jurisdiction of incorporation) (Commission Fi

October 2, 2024 EX-10.3

Inducement Performance Restricted Stock Unit Award Agreement, dated as of October 1, 2024, by and between Edward H. and Mitek Systems, Inc.

Exhibit 10.3 MITEK SYSTEMS, INC. INDUCEMENT PERFORMANCE RESTRICTED STOCK UNIT AWARD AGREEMENT 1.This Inducement Performance Restricted Stock Unit Award Agreement and the number of restricted stock units (the “Performance RSUs”) set forth below (the “Performance Restricted Stock Unit Award”) granted hereunder are made outside of the Mitek Systems, Inc. 2020 Incentive Plan (as amended or amended and

October 2, 2024 EX-10.4

Inducement Restricted Stock Unit Award Agreement, dated as of October 1, 2024, by and between Edward H. West and Mitek Systems, Inc.

Exhibit 10.4 MITEK SYSTEMS, INC. INDUCEMENT RESTRICTED STOCK UNIT AWARD AGREEMENT 1.This Inducement Performance Restricted Stock Unit Award Agreement and the number of restricted stock units (the “RSUs”) set forth below (the “Restricted Stock Unit Award”) granted hereunder are made outside of the Mitek Systems, Inc. 2020 Incentive Plan (as amended or amended and restated from time to time, the “Pl

October 2, 2024 EX-10.1

Executive Employment Agreement, dated October 1, 2024, by and between Mitek Systems, Inc. and Edward H. West.

Exhibit 10.1 Execution Version EXECUTIVE EMPLOYMENT AGREEMENT This Executive Employment Agreement (“Agreement”) is made, effective as of October 1, 2024 (“Effective Date”), by and between Mitek Systems, Inc. (the “Company”) and Edward H. West (“Executive”). Capitalized terms used herein and not otherwise defined shall have those meanings set forth in Appendix I hereto. R E C I T A L S WHEREAS, the

October 2, 2024 EX-99.2

Mitek Announces Inducement Grants Under Nasdaq Listing Rule 5635(c)(4)

Mitek Announces Inducement Grants Under Nasdaq Listing Rule 5635(c)(4) SAN DIEGO, CA, October 1, 2024 - Mitek Systems, Inc.

October 2, 2024 EX-10.2

Inducement Performance Restricted Stock Unit Award Agreement, dated as of October 1, 2024, by and between Edward H. and Mitek Systems, Inc.

Exhibit 10.2 MITEK SYSTEMS, INC. INDUCEMENT PERFORMANCE RESTRICTED STOCK UNIT AWARD AGREEMENT 1.This Inducement Performance Restricted Stock Unit Award Agreement and the number of restricted stock units (the “Performance RSUs”) set forth below (the “Performance Restricted Stock Unit Award”) granted hereunder are made outside of the Mitek Systems, Inc. 2020 Incentive Plan (as amended or amended and

October 2, 2024 8-K

Regulation FD Disclosure, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Unregistered Sales of Equity Securities, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 1, 2024 MITEK SYSTEMS, INC. (Exact name of registrant as specified in its charter) Delaware 001-35231 87-0418827 (State or other jurisdiction of incorporation) (Commission Fil

October 2, 2024 EX-99.1

Mitek Appoints Edward H. West as CEO

Mitek Appoints Edward H. West as CEO SAN DIEGO, CA, October 1, 2024 - Mitek Systems, Inc. (“Mitek” or the “Company”) (NASDAQ: MITK), a global leader in digital identity verification, mobile capture and fraud management, today announced the appointment of Ed West as Chief Executive Officer and a member of the Board of Directors, effective immediately. Scott Carter, who has served as Interim CEO sin

September 13, 2024 8-K

Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 10, 2024 MITEK SYSTEMS, INC. (Exact name of registrant as specified in its charter) Delaware 001-35231 87-0418827 (State or other jurisdiction of incorporation) (Commission

August 14, 2024 DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amend

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.

August 14, 2024 ARS

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended September 30, 2023 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File Number 001-35231 MITEK SYSTEMS, INC. (Exact

August 8, 2024 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2024 ☐ TRANSITION REPORT PURSUANT TO S

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2024 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File Number 001-35231 MITEK SYSTEMS, INC. (Ex

August 8, 2024 EX-99.1

Mitek Reports Fiscal 2024 Third Quarter Financial Results

Mitek Reports Fiscal 2024 Third Quarter Financial Results SAN DIEGO, CA, August 8, 2024 - Mitek Systems, Inc.

August 8, 2024 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 8, 2024 MITEK SYSTEMS, INC

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 8, 2024 MITEK SYSTEMS, INC. (Exact name of registrant as specified in its charter) Delaware 001-35231 87-0418827 (State or other jurisdiction of incorporation) (Commission File

June 11, 2024 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 9, 2024 MITEK SYSTEMS, INC. (Exact name of registrant as specified in its charter) Delaware 001-35231 87-0418827 (State or other jurisdiction of incorporation) (Commission File N

June 5, 2024 EX-10.1

Offer Letter, dated June 4, 2024, by and between Mitek Systems, Inc. and Scott Carter.

MITEK SYSTEMS, INC. June 4, 2024 Scott Carter Via email Re: Offer of Employment Dear Scott: Mitek Systems, Inc., a Delaware corporation (the “Company”), is pleased to offer you full-time employment in the position of Interim Chief Executive Officer effective on or before June 1, 2024, in which you will have such duties and responsibilities as are normally associated with such position or as are ot

June 5, 2024 8-K/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K/A (Amendment No.1) CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 9, 2024 MI

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K/A (Amendment No.1) CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 9, 2024 MITEK SYSTEMS, INC. (Exact name of registrant as specified in its charter) Delaware 001-35231 87-0418827 (State or other jurisdiction of incorporation)

May 13, 2024 EX-99.2

Mitek Announces CEO Transition Scott Carter, Previous Executive Chair of the Board and Current Chairman of the Board, Appointed Interim CEO Search Underway to Identify Permanent CEO

Mitek Announces CEO Transition Scott Carter, Previous Executive Chair of the Board and Current Chairman of the Board, Appointed Interim CEO Search Underway to Identify Permanent CEO SAN DIEGO, CA, May 13, 2024 – Mitek (NASDAQ: MITK, www.

May 13, 2024 EX-99.3

Mitek Announces $50 Million Share Repurchase Program

Mitek Announces $50 Million Share Repurchase Program SAN DIEGO, CA, May 13, 2024 - Mitek Systems, Inc.

May 13, 2024 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 9, 2024 MITEK SYSTEMS, INC. (

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 9, 2024 MITEK SYSTEMS, INC. (Exact name of registrant as specified in its charter) Delaware 001-35231 87-0418827 (State or other jurisdiction of incorporation) (Commission File Nu

May 13, 2024 EX-99.1

Mitek Reports Fiscal 2024 Second Quarter Financial Results and Reiterates 2024 Fiscal Full Year Guidance Company Announces $50 Million Share Repurchase Plan

Mitek Reports Fiscal 2024 Second Quarter Financial Results and Reiterates 2024 Fiscal Full Year Guidance Company Announces $50 Million Share Repurchase Plan SAN DIEGO, CA, May 13, 2024 - Mitek Systems, Inc.

May 10, 2024 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2024 ☐ TRANSITION REPORT PURSUANT TO

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2024 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File Number 001-35231 MITEK SYSTEMS, INC. (E

April 24, 2024 8-K

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 24, 2024 MITEK SYSTEMS, INC. (Exact name of registrant as specified in its charter) Delaware 001-35231 87-0418827 (State or other jurisdiction of incorporation) (Commission File

April 17, 2024 8-K/A

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K/A CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 15, 2024 MITEK SYSTEMS, INC. (Exact name of registrant as specified in its charter) Delaware 001-35231 87-0418827 (State or other jurisdiction of incorporation) (Commission Fi

April 17, 2024 EX-99.1

Mitek Reports Fiscal 2024 First Quarter Financial Results and Provides Preliminary Second Quarter Revenue Results Company Reiterates Guidance for Fiscal 2024

Mitek Reports Fiscal 2024 First Quarter Financial Results and Provides Preliminary Second Quarter Revenue Results Company Reiterates Guidance for Fiscal 2024 SAN DIEGO, CA, April 15, 2024 - Mitek Systems, Inc.

April 17, 2024 EX-99.3

Mitek Systems, Inc. (NASDAQ:MITK) Q1 2024 Earnings Conference Call April 15, 2024 5:00 PM ET Company Participants Todd Kehrli - MKR Investor Relations, Inc. Max Carnecchia - CEO Dave Lyle - CFO Conference Call Participants Jake Roberge - William Blai

Mitek Systems, Inc. (NASDAQ:MITK) Q1 2024 Earnings Conference Call April 15, 2024 5:00 PM ET Company Participants Todd Kehrli - MKR Investor Relations, Inc. Max Carnecchia - CEO Dave Lyle - CFO Conference Call Participants Jake Roberge - William Blair Mike Grondahl - Northland Securities Allen Klee - Maxim Chad Bennett - Craig Hallam Scott Buck - HC Wainwright Operator Hello, and welcome to Mitek'

April 17, 2024 EX-99.2

Mitek Reports Fiscal 2024 First Quarter Financial Results and Provides Preliminary Second Quarter Revenue Results Company Reiterates Guidance for Fiscal 2024

Mitek Reports Fiscal 2024 First Quarter Financial Results and Provides Preliminary Second Quarter Revenue Results Company Reiterates Guidance for Fiscal 2024 SAN DIEGO, CA, April 15, 2024 - Mitek Systems, Inc.

April 15, 2024 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 15, 2024 MITEK SYSTEMS, INC. (Exact name of registrant as specified in its charter) Delaware 001-35231 87-0418827 (State or other jurisdiction of incorporation) (Commission File

April 15, 2024 EX-99.1

Mitek Reports Fiscal 2024 First Quarter Financial Results and Provides Preliminary Second Quarter Revenue Results Company Reiterates Guidance for Fiscal 2024

Mitek Reports Fiscal 2024 First Quarter Financial Results and Provides Preliminary Second Quarter Revenue Results Company Reiterates Guidance for Fiscal 2024 SAN DIEGO, CA, April 15, 2024 - Mitek Systems, Inc.

April 15, 2024 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2023 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File Number 001-35231 MITEK SYSTEMS, INC.

April 3, 2024 EX-99.1

Nasdaq Hearings Panel Grants Mitek's Request for Continued Listing Pending Compliance with Filing Requirement

Nasdaq Hearings Panel Grants Mitek's Request for Continued Listing Pending Compliance with Filing Requirement SAN DIEGO, CA, April 3, 2024 - Mitek Systems, Inc.

April 3, 2024 8-K

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 1, 2024 MITEK SYSTEMS, INC. (Exact name of registrant as specified in its charter) Delaware 001-35231 87-0418827 (State or other jurisdiction of incorporation) (Commission File

March 19, 2024 EX-3

Third Amended and Restated Bylaws of Mitek Systems, Inc.

Exhibit 3.3 THIRD AMENDED AND RESTATED BYLAWS OF MITEK SYSTEMS, INC. (Effective March 17, 2024) -i- TABLE OF CONTENTS Page ARTICLE I OFFICES .................................................................................................................................................. 1 Section 1. Registered Office .................................................................................

March 19, 2024 EX-21

List of Subsidiaries

Exhibit 21.1 List of Subsidiaries The following is a list of subsidiaries of Mitek Systems, Inc., omitting certain subsidiaries which, considered in the aggregate as a single subsidiary, would not constitute a significant subsidiary as of September 30, 2023. Name of Entity Jurisdiction A2iA Corp. United States of America A2iA LLC Russia A2iA SAS France HooYu Ltd. United Kingdom ICAR Mexico, Busine

March 19, 2024 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 19, 2024 MITEK SYSTEMS, INC. (Exact name of registrant as specified in its charter) Delaware 001-35231 87-0418827 (State or other jurisdiction of incorporation) (Commission File

March 19, 2024 EX-3

EX-3

Exhibit 3.3 THIRD AMENDED AND RESTATED BYLAWS OF MITEK SYSTEMS, INC. (Effective March 17, 2024) -i- TABLE OF CONTENTS Page ARTICLE I OFFICES ............................................................................................................. ..................................... 1 Section 1. Registered Office ................................................................................

March 19, 2024 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended September 30, 2023 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File Number 001-35231 MITEK SYSTEMS, INC. (Exact

March 19, 2024 EX-99.1

Mitek Reports Record Revenue and Earnings for Fiscal 2023 Total Revenue for Fiscal 2023 Increased 19% Year Over Year; Company Reiterates Guidance for Fiscal 2024

Mitek Reports Record Revenue and Earnings for Fiscal 2023 Total Revenue for Fiscal 2023 Increased 19% Year Over Year; Company Reiterates Guidance for Fiscal 2024 SAN DIEGO, CA, March 19, 2024 - Mitek Systems, Inc.

March 19, 2024 EX-10

Mitek Systems, Inc. Annual Incentive Program Fiscal 2024.

Exhibit 10.25 MITEK Annual Incentive Plan The Mitek Annual Incentive Plan (the “Plan”) applies to employees of Mitek for achievement of objectives as defined in this Plan. This Plan is designed to support the growth, profitability, and success of the organization through shared objectives and alignment with the creation of shareholder value. Definitions The Company: Refers to Mitek Systems Inc. an

March 19, 2024 EX-97

. Clawback Policy

Exhibit 97 Mitek Systems, Inc. Clawback Policy The Board of Directors (the “Board”) of Mitek Systems, Inc. (the “Company”) believes that it is in the best interests of the Company and its stockholders to adopt this Clawback Policy (this “Policy”), which provides for the recovery of certain incentive compensation in the event of an Accounting Restatement (as defined below). This Policy is designed

March 19, 2024 EX-10

Offer Letter, dated December 1, 2023, by and between Mitek Systems, Inc. and David Lyle.

MITEK Exhibit 10.30 To: David Lyle From: Max Carnecchia RE: Chief Financial Officer Appointment Date: December 1, 2023 We are very pleased to offer you the following role with Mitek Systems (the “Company” or “Mitek”) and it is our hope that you will become a part of the leadership team of our exciting and innovative organization. The following will confirm the terms of our offer of employment to y

February 14, 2024 EX-99.1

Mitek Announces Receipt of Notice from Nasdaq

Mitek Announces Receipt of Notice from Nasdaq SAN DIEGO, CA, February 13, 2024 - Mitek Systems, Inc.

February 14, 2024 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 13, 2024 MITEK SYSTEMS, INC. (Exact name of registrant as specified in its charter) Delaware 001-35231 87-0418827 (State or other jurisdiction of incorporation) (Commission F

February 14, 2024 EX-10.1

Loan and Security Agreement, dated February 13, 2024, by and among Silicon Valley Bank, Mitek Systems, Inc. A2IA Corp and ID R&D, Inc.

Exhibit 10.1 LOAN AND SECURITY AGREEMENT This LOAN AND SECURITY AGREEMENT (this “Agreement”) is dated as of the Effective Date by and among (i) SILICON VALLEY BANK, a division of First-Citizens Bank & Trust Company (“Bank”), and each of (ii) MITEK SYSTEMS, INC., a Delaware corporation, (iii) A2IA CORP., a Delaware corporation, and (iv) ID R&D, INC., a New York corporation (jointly and severally, i

February 13, 2024 SC 13G/A

MITK / Mitek Systems, Inc. / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment

SC 13G/A 1 tv01468-miteksystemsinc.htm SCHEDULE 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 4)* Name of issuer: Mitek Systems Inc Title of Class of Securities: Common Stock CUSIP Number: 606710200 Date of Event Which Requires Filing of this Statement: December 29, 2023 Check the appropriate box to designate

February 13, 2024 SC 13G/A

MITK / Mitek Systems, Inc. / Blue Grotto Capital, LLC Passive Investment

SC 13G/A 1 formsc13ga-mitek.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* MITEK SYSTEMS, INC. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class Securities) 606710200 (CUSIP Number) December 31, 2023 (Date of Event Which Requires Filing of this Statement) Check the appropr

February 13, 2024 SC 13G/A

MITK / Mitek Systems, Inc. / Toronado Partners, LLC - AMENDMENT NO. 4 Passive Investment

SC 13G/A 1 mitk29241sc13ga4.htm AMENDMENT NO. 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 4)* Mitek Systems, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 606710200 (CUSIP Number) December 31, 2023 (Date of Event which Requires Filing of this Statement) Check the appropriate box

February 9, 2024 NT 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING SEC File Number: 001-35231 CUSIP Number: 606710200 (Check One): ☐ Form 10-K ☐ Form 20-F ☐ Form 11-K ☑ Form 10-Q ☐ Form 10-D ☐ Form N-CEN ☐ Form N-CSR For Period Ended: December 31, 2023 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ T

January 17, 2024 EX-99.1

Mitek Announces Extension of Nasdaq Stay and Hearing Date Nasdaq panel maintains status quo of the Company’s securities pending hearing

Mitek Announces Extension of Nasdaq Stay and Hearing Date Nasdaq panel maintains status quo of the Company’s securities pending hearing SAN DIEGO, CA, January 17, 2024 - Mitek Systems, Inc.

January 17, 2024 8-K

Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing, Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 17, 2024 MITEK SYSTEMS, INC. (Exact name of registrant as specified in its charter) Delaware 001-35231 87-0418827 (State or other jurisdiction of incorporation) (Commission Fi

December 19, 2023 EX-99.1

Mitek Appoints David Lyle as Chief Financial Officer Seasoned Technology and Financial Operations Leader Joins Mitek’s Executive Team

Mitek Appoints David Lyle as Chief Financial Officer Seasoned Technology and Financial Operations Leader Joins Mitek’s Executive Team SAN DIEGO, Calif.

December 19, 2023 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 19, 2023 MITEK SYSTEMS, INC. (Exact name of registrant as specified in its charter) Delaware 001-35231 87-0418827 (State or other jurisdiction of incorporation) (Commission F

December 18, 2023 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 18, 2023 MITEK SYSTEMS,

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 18, 2023 MITEK SYSTEMS, INC. (Exact name of registrant as specified in its charter) Delaware 001-35231 87-0418827 (State or other jurisdiction of incorporation) (Commission F

December 18, 2023 EX-99.1

Mitek Announces Receipt of Notice from Nasdaq

Mitek Announces Receipt of Notice from Nasdaq SAN DIEGO, CA, December 18, 2023 - Mitek Systems, Inc.

December 15, 2023 NT 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING SEC File Number: 001-35231 CUSIP Number: 606710200 (Check One): ☑ Form 10-K ☐ Form 20-F ☐ Form 11-K ☐ Form 10-Q ☐ Form 10-D ☐ Form N-CEN ☐ Form N-CSR For Period Ended: September 30, 2023 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐

December 7, 2023 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 7, 2023 MITEK SYSTEMS, I

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 7, 2023 MITEK SYSTEMS, INC. (Exact name of registrant as specified in its charter) Delaware 001-35231 87-0418827 (State or other jurisdiction of incorporation) (Commission Fi

December 7, 2023 EX-99.1

Mitek Reports Preliminary Fiscal 2023 Full Year Financial Results and Provides Guidance for Fiscal 2024

Mitek Reports Preliminary Fiscal 2023 Full Year Financial Results and Provides Guidance for Fiscal 2024 SAN DIEGO, CA, December 7, 2023 - Mitek Systems, Inc.

November 7, 2023 8-K

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 6, 2023 MITEK SYSTEMS, INC. (Exact name of registrant as specified in its charter) Delaware 001-35231 87-0418827 (State or other jurisdiction of incorporation) (Commission Fi

November 1, 2023 S-8

As filed with the Securities and Exchange Commission on November 1, 2023

As filed with the Securities and Exchange Commission on November 1, 2023 Registration No.

November 1, 2023 EX-FILING FEES

Filing Fee Table.

Exhibit 107 Calculation of Filing Fee Tables Form S-8 (Form Type) Mitek Systems, Inc.

October 26, 2023 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2023 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File Number 001-35231 MITEK SYSTEMS, INC. (Ex

October 26, 2023 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 26, 2023 MITEK SYSTEMS, INC. (Exact name of registrant as specified in its charter) Delaware 001-35231 87-0418827 (State or other jurisdiction of incorporation) (Commission Fi

October 26, 2023 EX-99.1

Mitek Reports Fiscal 2023 Third Quarter Financial Results; Reiterates Fiscal Full Year Guidance

Mitek Reports Fiscal 2023 Third Quarter Financial Results; Reiterates Fiscal Full Year Guidance SAN DIEGO, CA, October 26, 2023 - Mitek Systems, Inc.

October 13, 2023 8-K

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 9, 2023 MITEK SYSTEMS, INC. (Exact name of registrant as specified in its charter) Delaware 001-35231 87-0418827 (State or other jurisdiction of incorporation) (Commission Fil

October 3, 2023 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 2, 2023 MITEK SYSTEMS, INC. (Exact name of registrant as specified in its charter) Delaware 001-35231 87-0418827 (State or other jurisdiction of incorporation) (Commission Fil

October 3, 2023 EX-10.1

Mitek Systems, Inc. Amended and Restated 2020 Incentive Plan and the forms of agreement related thereto.

Exhibit 10.1 MITEK SYSTEMS, INC. AMENDED AND RESTATED 2020 INCENTIVE PLAN 1.Purpose of the Plan. The purpose of this Plan is to make available certain equity and other incentives to motivate selected Employees, Directors and Consultants to put forth their best efforts toward the continued growth, profitability and success of the Company and to align the interests of such Employees, Directors and C

September 29, 2023 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2023 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File Number 001-35231 MITEK SYSTEMS, INC. (E

September 19, 2023 DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amend

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.

September 14, 2023 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 14, 2023 MITEK SYSTEMS, INC. (Exact name of registrant as specified in its charter) Delaware 001-35231 87-0418827 (State or other jurisdiction of incorporation) (Commission

September 14, 2023 EX-99.1

Mitek Delivers Record Fiscal Second Quarter Revenue, Up 35% Year Over Year; Reiterates Fiscal Full Year Guidance

Mitek Delivers Record Fiscal Second Quarter Revenue, Up 35% Year Over Year; Reiterates Fiscal Full Year Guidance SAN DIEGO, CA, September 14, 2023 - Mitek Systems, Inc.

September 6, 2023 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2022 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File Number 001-35231 MITEK SYSTEMS, INC.

September 5, 2023 EX-99.1

Mitek Delivers Record Revenue, Up 41% Year Over Year, for Fiscal 2023 First Quarter; Raises Fiscal 2023 Full Year Guidance Company to Host Call on September 14th Following its Second Quarter Earnings Release

Mitek Delivers Record Revenue, Up 41% Year Over Year, for Fiscal 2023 First Quarter; Raises Fiscal 2023 Full Year Guidance Company to Host Call on September 14th Following its Second Quarter Earnings Release SAN DIEGO, CA, September 5, 2023 - Mitek Systems, Inc.

September 5, 2023 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 5, 2023 MITEK SYSTEMS, INC. (Exact name of registrant as specified in its charter) Delaware 001-35231 87-0418827 (State or other jurisdiction of incorporation) (Commission F

August 22, 2023 ARS

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended September 30, 2022 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File Number 001-35231 MITEK SYSTEMS, INC. (Exact

August 22, 2023 DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amend

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.

August 18, 2023 8-K

Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing, Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 16, 2023 MITEK SYSTEMS, INC. (Exact name of registrant as specified in its charter) Delaware 001-35231 87-0418827 (State or other jurisdiction of incorporation) (Commission Fil

August 18, 2023 EX-99.1

Mitek Announces that the Nasdaq Hearings Panel has Granted its Request for Continued Listing Pending its Return to Compliance with the Nasdaq Filing Requirement

Mitek Announces that the Nasdaq Hearings Panel has Granted its Request for Continued Listing Pending its Return to Compliance with the Nasdaq Filing Requirement SAN DIEGO, CA, August 18, 2023 - Mitek Systems, Inc.

August 17, 2023 EX-99.1

CORRECTING and REPLACING Mitek Announces Receipt of Notice from Nasdaq and Provides Update on Nasdaq Listing

CORRECTING and REPLACING Mitek Announces Receipt of Notice from Nasdaq and Provides Update on Nasdaq Listing SAN DIEGO-(BUSINESS WIRE)- Fifth paragraph should read: Given that the Company addressed its plan for filing the Q3 Form 10-Q at the hearing, along with its plan for becoming fully current in filing, the Company does not need to address this issue further with the Panel (instead of Given that the Company addressed its plan for filing the Q3 Form 10-Q at the hearing, along with its plan for becoming fully current in filing, the Company does need to address this issue further with the Panel).

August 17, 2023 8-K/A

Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing, Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K/A CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 14, 2023 MITEK SYSTEMS, INC. (Exact name of registrant as specified in its charter) Delaware 001-35231 87-0418827 (State or other jurisdiction of incorporation) (Commission F

August 16, 2023 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 14, 2023 MITEK SYSTEMS, IN

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 14, 2023 MITEK SYSTEMS, INC. (Exact name of registrant as specified in its charter) Delaware 001-35231 87-0418827 (State or other jurisdiction of incorporation) (Commission Fil

August 16, 2023 EX-99.1

Mitek Announces Receipt of Notice from Nasdaq and Provides Update on Nasdaq Listing

Mitek Announces Receipt of Notice from Nasdaq and Provides Update on Nasdaq Listing SAN DIEGO, CA, August 15, 2023 - Mitek Systems, Inc.

August 10, 2023 NT 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING SEC File Number: 001-35231 CUSIP Number: 606710200 (Check One): ☐ Form 10-K ☐ Form 20-F ☐ Form 11-K ☑ Form 10-Q ☐ Form 10-D ☐ Form N-CEN ☐ Form N-CSR For Period Ended: June 30, 2023 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ Trans

August 10, 2023 PRE 14A

PRELIMINARY COPY DATED AUGUST 10, 2023 – SUBJECT TO COMPLETION

PRELIMINARY COPY DATED AUGUST 10, 2023 – SUBJECT TO COMPLETION UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.

July 31, 2023 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended September 30, 2022 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File Number 001-35231 MITEK SYSTEMS, INC. (Exact

July 31, 2023 EX-21.1

List of Subsidiaries

Exhibit 21.1 List of Subsidiaries The following is a list of subsidiaries of Mitek Systems, Inc., omitting certain subsidiaries which, considered in the aggregate as a single subsidiary, would not constitute a significant subsidiary as of September 30, 2022. Name of Entity Jurisdiction A2iA Corp. United States of America A2iA LLC Russia A2iA SAS France DSP Labs Limited Russia HooYu Ltd. United Kin

July 5, 2023 EX-99.1

Mitek Update from NASDAQ NASDAQ panel maintains status quo of the Company’s securities pending hearing

Mitek Update from NASDAQ NASDAQ panel maintains status quo of the Company’s securities pending hearing SAN DIEGO, CA, July 5, 2023 - Mitek Systems, Inc.

July 5, 2023 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 5, 2023 MITEK SYSTEMS, INC.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 5, 2023 MITEK SYSTEMS, INC. (Exact name of registrant as specified in its charter) Delaware 001-35231 87-0418827 (State or other jurisdiction of incorporation) (Commission File N

June 29, 2023 EX-99.1

Mitek Announces Record Revenue and Earnings for Full Year Fiscal 2022 Total Revenue for Fiscal 2022 Increased 20% Year Over Year; Company Guides for Continued Revenue and Earnings Growth in Fiscal 2023

Mitek Announces Record Revenue and Earnings for Full Year Fiscal 2022 Total Revenue for Fiscal 2022 Increased 20% Year Over Year; Company Guides for Continued Revenue and Earnings Growth in Fiscal 2023 SAN DIEGO, CA, June 29, 2023 - Mitek Systems, Inc.

June 29, 2023 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 29, 2023 MITEK SYSTEMS, INC. (Exact name of registrant as specified in its charter) Delaware 001-35231 87-0418827 (State or other jurisdiction of incorporation) (Commission File

June 13, 2023 EX-99.1

Mitek Provides Update on Nasdaq Listing; Reiterates 2022 Preliminary Results and Provides 2023 Guidance Company to Host Conference Call Today

Mitek Provides Update on Nasdaq Listing; Reiterates 2022 Preliminary Results and Provides 2023 Guidance Company to Host Conference Call Today SAN DIEGO, CA, June 13, 2023 - Mitek Systems, Inc.

June 13, 2023 8-K

Regulation FD Disclosure, Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing, Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 13, 2023 MITEK SYSTEMS, INC. (Exact name of registrant as specified in its charter) Delaware 001-35231 87-0418827 (State or other jurisdiction of incorporation) (Commission File

May 12, 2023 EX-99.1

Mitek Announces Receipt of Notice from Nasdaq

Mitek Announces Receipt of Notice from Nasdaq SAN DIEGO, CA, May 12, 2023 - Mitek Systems, Inc.

May 12, 2023 8-K

Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing, Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 12, 2023 MITEK SYSTEMS, INC. (Exact name of registrant as specified in its charter) Delaware 001-35231 87-0418827 (State or other jurisdiction of incorporation) (Commission File N

May 11, 2023 NT 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING SEC File Number: 001-35231 CUSIP Number: 606710200 (Check One): ☐ Form 10-K ☐ Form 20-F ☐ Form 11-K ☑ Form 10-Q ☐ Form 10-D ☐ Form N-CEN ☐ Form N-CSR For Period Ended: March 31, 2023 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ Tran

May 8, 2023 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 5, 2023 MITEK SYSTEMS, INC. (

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 5, 2023 MITEK SYSTEMS, INC. (Exact name of registrant as specified in its charter) Delaware 001-35231 87-0418827 (State or other jurisdiction of incorporation) (Commission File Nu

April 28, 2023 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 25, 2023 MITEK SYSTEMS, INC

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 25, 2023 MITEK SYSTEMS, INC. (Exact name of registrant as specified in its charter) Delaware 001-35231 87-0418827 (State or other jurisdiction of incorporation) (Commission File

March 15, 2023 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 15, 2023 MITEK SYSTEMS, INC

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 15, 2023 MITEK SYSTEMS, INC. (Exact name of registrant as specified in its charter) Delaware 001-35231 87-0418827 (State or other jurisdiction of incorporation) (Commission File

March 15, 2023 EX-10.1

Mitek Systems, Inc. Annual Incentive Program Fiscal

2023 Annual Incentive Plan The Mitek 2023 Annual Incentive Plan (the “Plan”) applies to employees of Mitek for achievement of objectives as defined in this Plan.

February 22, 2023 EX-99.1

Mitek Announces Receipt of Notice from Nasdaq

Mitek Announces Receipt of Notice from Nasdaq SAN DIEGO, CA, February 21, 2023 - Mitek Systems, Inc.

February 22, 2023 8-K

Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing, Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 16, 2023 MITEK SYSTEMS, INC. (Exact name of registrant as specified in its charter) Delaware 001-35231 87-0418827 (State or other jurisdiction of incorporation) (Commission F

February 14, 2023 SC 13G/A

MITK / Mitek Systems, Inc. / Toronado Partners, LLC - AMENDMENT NO. 3 Passive Investment

SC 13G/A 1 mitk213234sc13ga3.htm AMENDMENT NO. 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3)* Mitek Systems, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 606710200 (CUSIP Number) December 31, 2022 (Date of Event which Requires Filing of this Statement) Check the appropriate box

February 10, 2023 NT 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING SEC File Number: 001-35231 CUSIP Number: 606710200 (Check One): ☐ Form 10-K ☐ Form 20-F ☐ Form 11-K ☑ Form 10-Q ☐ Form 10-D ☐ Form N-CEN ☐ Form N-CSR For Period Ended: December 31, 2022 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ T

February 9, 2023 SC 13G/A

MITK / Mitek Systems, Inc. / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment

SC 13G/A 1 tv01435-miteksystemsinc.htm SCHEDULE 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 3)* Name of issuer: Mitek Systems Inc. Title of Class of Securities: Common Stock CUSIP Number: 606710200 Date of Event Which Requires Filing of this Statement: December 30, 2022 Check the appropriate box to designate

January 30, 2023 EX-99.1

MITEK ADDS INDUSTRY VETERAN AS EXECUTIVE CHAIRPERSON TO CAPITALIZE ON GROWTH OPPORTUNITIES IN IDENTITY VERIFICATION

MITEK ADDS INDUSTRY VETERAN AS EXECUTIVE CHAIRPERSON TO CAPITALIZE ON GROWTH OPPORTUNITIES IN IDENTITY VERIFICATION SAN DIEGO, CA, January 30, 2023 – Mitek (NASDAQ: MITK, www.

January 30, 2023 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 24, 2023 MITEK SYSTEMS, I

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 24, 2023 MITEK SYSTEMS, INC. (Exact name of registrant as specified in its charter) Delaware 001-35231 87-0418827 (State or other jurisdiction of incorporation) (Commission Fi

January 26, 2023 SC 13G/A

MITK / Mitek Systems, Inc. / Blue Grotto Capital, LLC Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* MITEK SYSTEMS, INC. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class Securities) 606710200 (CUSIP Number) December 31, 2022 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule p

January 17, 2023 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 12, 2023 MITEK SYSTEMS, INC. (Exact name of registrant as specified in its charter) Delaware 001-35231 87-0418827 (State or other jurisdiction of incorporation) (Commission Fi

January 9, 2023 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 4, 2023 MITEK SYSTEMS, IN

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 4, 2023 MITEK SYSTEMS, INC. (Exact name of registrant as specified in its charter) Delaware 001-35231 87-0418827 (State or other jurisdiction of incorporation) (Commission Fil

December 20, 2022 EX-99.1

Mitek Announces Receipt of Notice from Nasdaq

Mitek Announces Receipt of Notice from Nasdaq SAN DIEGO, CA, December 20, 2022 - Mitek Systems, Inc.

December 20, 2022 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 16, 2022 MITEK SYSTEMS,

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 16, 2022 MITEK SYSTEMS, INC. (Exact name of registrant as specified in its charter) Delaware 001-35231 87-0418827 (State or other jurisdiction of incorporation) (Commission F

December 19, 2022 NT 10-K/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 12b-25/A (Amendment No. 1) NOTIFICATION OF LATE FILING

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 12b-25/A (Amendment No. 1) NOTIFICATION OF LATE FILING SEC File Number: 001-35231 CUSIP Number: 606710200 (Check One): ☑ Form 10-K ☐ Form 20-F ☐ Form 11-K ☐ Form 10-Q ☐ Form 10-D ☐ Form N-CEN ☐ Form N-CSR For Period Ended: September 30, 2022 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Re

December 15, 2022 NT 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING SEC File Number: 001-35231 CUSIP Number: 606710200 (Check One): ☑ Form 10-K ☐ Form 20-F ☐ Form 11-K ☐ Form 10-Q ☐ Form 10-D ☐ Form N-CEN ☐ Form N-CSR For Period Ended: September 30, 2022 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐

October 28, 2022 10-Q/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q/A Amendment No. 1

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q/A Amendment No. 1 ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2022 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File Number 001-35231 MITE

October 28, 2022 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2022 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File Number 001-35231 MITEK SYSTEMS, INC. (Ex

October 28, 2022 EX-10.2

Restricted Stock Unit Award Agreement, dated as of May 16, 2022, between Christopher Briggs and Mitek Systems, Inc.

Exhibit 10.2 MITEK SYSTEMS, INC. RESTRICTED STOCK UNIT AWARD AGREEMENT Mitek Systems, Inc. (the ?Company?) hereby grants to you, Christopher Briggs (the ?Executive?) that number of restricted units of the Company?s Common Stock set forth below (the ?Restricted Stock Unit Award?), as an inducement grant pursuant to Nasdaq Listing Rule 5635(c)(4) and subject to the terms and conditions below. Capita

October 28, 2022 EX-10.3

Performance Restricted Stock Unit Award Agreement, dated as of May 16, 2022, between Christopher Briggs and Mitek Systems, Inc.

EX-10.3 3 mitk-20220630xexx103.htm EX-10.3 Exhibit 10.3 MITEK SYSTEMS, INC. PERFORMANCE RESTRICTED STOCK UNIT AWARD AGREEMENT Mitek Systems, Inc. (the “Company”) hereby grants to you, Christopher Briggs (the “Executive”) that number of restricted units of the Company’s Common Stock set forth below (the “Performance Restricted Stock Unit Award”), as an inducement grant pursuant to Nasdaq Listing Ru

October 27, 2022 8-K

Financial Statements and Exhibits, Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 25, 2022 MITEK SYSTEMS, INC. (Exact name of registrant as specified in its charter) Delaware 001-35231 87-0418827 (State or other jurisdiction of incorporation) (Commission Fi

August 17, 2022 EX-99.1

Mitek Announces Receipt of Notice from Nasdaq

Mitek Announces Receipt of Notice from Nasdaq SAN DIEGO, CA, August 17, 2022 - Mitek Systems, Inc.

August 17, 2022 8-K

Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing, Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 11, 2022 MITEK SYSTEMS, INC. (Exact name of registrant as specified in its charter) Delaware 001-35231 87-0418827 (State or other jurisdiction of incorporation) (Commission Fil

August 10, 2022 NT 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING SEC File Number: 001-35231 CUSIP Number: 606710200 (Check One): ? Form 10-K ? Form 20-F ? Form 11-K ? Form 10-Q ? Form 10-D ? Form N-CEN ? Form N-CSR For Period Ended: June 30, 2022 ? Transition Report on Form 10-K ? Transition Report on Form 20-F ? Transition Report on Form 11-K ? Trans

July 28, 2022 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 28, 2022 MITEK SYSTEMS, INC. (Exact name of registrant as specified in its charter) Delaware 001-35231 87-0418827 (State or other jurisdiction of incorporation) (Commission File

July 28, 2022 EX-99.1

Mitek Delivers Record Revenue in Fiscal Third Quarter, Up 24% Year Over Year Mitek Launches MiVIP, the Mitek Verified Identity Platform, During the Third Quarter, Making Digital Access Faster and More Secure Than Ever

Mitek Delivers Record Revenue in Fiscal Third Quarter, Up 24% Year Over Year Mitek Launches MiVIP, the Mitek Verified Identity Platform, During the Third Quarter, Making Digital Access Faster and More Secure Than Ever SAN DIEGO, CA, July 28, 2022 - Mitek Systems, Inc.

July 18, 2022 8-K

Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 18, 2022 (July 18, 2022) MITEK SYSTEMS, INC. (Exact name of registrant as specified in its charter) Delaware 001-35231 87-0418827 (State or other jurisdiction of incorporation) (

May 27, 2022 8-K

Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 27, 2022 (May 23, 2022) MITEK SYSTEMS, INC. (Exact name of registrant as specified in its charter) Delaware 001-35231 87-0418827 (State or other jurisdiction of incorporation) (Co

May 27, 2022 EX-16.1

Letter from Mayer Hoffman McCann P.C., dated May 27, 2022

EX-16.1 2 a20220527-8xkxauditorresig.htm EX-16.1

May 9, 2022 EX-10.3

Performance Restricted Stock Unit Award Agreement, dated as of March 7, 2022, between Scott Marcus and Mitek Systems, Inc.

Exhibit 10.3 MITEK SYSTEMS, INC. PERFORMANCE RESTRICTED STOCK UNIT AWARD AGREEMENT Mitek Systems, Inc. (the ?Company?) hereby grants to you, Scott Marcus (the ?Executive?) that number of restricted units of the Company?s Common Stock set forth below (the ?Performance Restricted Stock Unit Award?), as an inducement grant pursuant to Nasdaq Listing Rule 5635(c)(4) and subject to the terms and condit

May 9, 2022 EX-10.2

Restricted Stock Unit Award Agreement, dated as of March 7, 2022, between Scott Marcus and Mitek Systems, Inc.

Exhibit 10.2 MITEK SYSTEMS, INC. RESTRICTED STOCK UNIT AWARD AGREEMENT Mitek Systems, Inc. (the ?Company?) hereby grants to you, Scott Marcus (the ?Executive?) that number of restricted units of the Company?s Common Stock set forth below (the ?Restricted Stock Unit Award?), as an inducement grant pursuant to Nasdaq Listing Rule 5635(c)(4) and subject to the terms and conditions below. Capitalized

May 9, 2022 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2022 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File Number 001-35231 MITEK SYSTEMS, INC. (E

April 28, 2022 EX-99.1

Mitek Delivers 21% Year Over Year Revenue Growth and Transformative Acquisition of Orchestration Provider During the Quarter Mitek Adds End-to-End KYC Platform to Industry Leading Biometrics to Create Comprehensive Identity Provider

Mitek Delivers 21% Year Over Year Revenue Growth and Transformative Acquisition of Orchestration Provider During the Quarter Mitek Adds End-to-End KYC Platform to Industry Leading Biometrics to Create Comprehensive Identity Provider SAN DIEGO, CA, April 28, 2022 - Mitek Systems, Inc.

April 28, 2022 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 28, 2022 MITEK SYSTEMS, INC. (Exact name of registrant as specified in its charter) Delaware 001-35231 87-0418827 (State or other jurisdiction of incorporation) (Commission File

March 23, 2022 EX-2.1

Purchase Agreement, dated March 23, 2022, by and among the persons whose names and addresses are set out in Schedule I and Mitek Systems, Inc.

EXECUTION COPY PURCHASE AGREEMENT BY AND AMONG THE PERSONS WHOSE NAMES AND ADDRESSES ARE SET OUT IN SCHEDULE 1 AND MITEK SYSTEMS, INC.

March 23, 2022 EX-99.1

Mitek acquires UK-based HooYu in all cash GBP 98 million deal Financial institutions now get combined biometrics, KYC and identity verification tools in one powerful identity orchestration platform

Mitek acquires UK-based HooYu in all cash GBP 98 million deal Financial institutions now get combined biometrics, KYC and identity verification tools in one powerful identity orchestration platform SAN DIEGO, CA, March 23, 2022 - Mitek (NASDAQ: MITK), a global leader in digital identity (ID) verification and fraud prevention, today announced the acquisition of UK?s leading KYC (know your customer) technology pioneers, HooYu.

March 23, 2022 8-K

Entry into a Material Definitive Agreement, Completion of Acquisition or Disposition of Assets, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 23, 2022 MITEK SYSTEMS, INC. (Exact name of registrant as specified in its charter) Delaware 001-35231 87-0418827 (State or other jurisdiction of incorporation) (Commission File

March 8, 2022 8-K

Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Financial Statements and Exhibits, Other Events, Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 2, 2022 MITEK SYSTEMS, INC. (Exact name of registrant as specified in its charter) Delaware 001-35231 87-0418827 (State or other jurisdiction of incorporation) (Commission File

March 8, 2022 EX-99.1

Mitek Systems Announces Election of New Board Members and Appointment of New General Counsel

Mitek Systems Announces Election of New Board Members and Appointment of New General Counsel SAN DIEGO, Calif.

March 8, 2022 EX-3.1

Certificate of Amendment of Restated Certificate of Incorporation of Mitek Systems, Inc.

EX-3.1 2 mitk-2022x0302xexx31.htm EX-3.1 CERTIFICATE OF AMENDMENT OF RESTATED CERTIFICATE OF INCORPORATION OF MITEK SYSTEMS, INC. MITEK SYSTEMS, INC., a Delaware corporation (the “Corporation”), does hereby certify that: FIRST: The name of the Corporation is MITEK SYSTEMS, INC. SECOND: The original Certificate of Incorporation of the Corporation was filed with the Secretary of State of the State o

February 25, 2022 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 22, 2022 MITEK SYSTEMS, INC. (Exact name of registrant as specified in its charter) Delaware 001-35231 87-0418827 (State or other jurisdiction of incorporation) (Commission F

February 11, 2022 SC 13G/A

MITK / Mitek Systems, Inc. / Toronado Partners, LLC - AMENDMENT NO. 2 Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* Mitek Systems, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 606710200 (CUSIP Number) December 31, 2021 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Sch

February 11, 2022 SC 13G

MITK / Mitek Systems, Inc. / Blue Grotto Capital, LLC Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* MITEK SYSTEMS, INC. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class Securities) 606710200 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pu

February 10, 2022 SC 13G/A

MITK / Mitek Systems, Inc. / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment

SC 13G/A 1 tv01443-miteksystemsinc.htm SCHEDULE 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 2)* Name of issuer: Mitek Systems Inc. Title of Class of Securities: Common Stock CUSIP Number: 606710200 Date of Event Which Requires Filing of this Statement: December 31, 2021 Check the appropriate box to designate

February 4, 2022 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2021 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File Number 001-35231 MITEK SYSTEMS, INC.

January 27, 2022 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 27, 2022 MITEK SYSTEMS, INC. (Exact name of registrant as specified in its charter) Delaware 001-35231 87-0418827 (State or other jurisdiction of incorporation) (Commission Fi

January 27, 2022 EX-99.1

Mitek Reports 25% Year Over Year Revenue Growth and Another Record Quarter Artificial intelligence and biometrics are the winning combination to fight fraud online

Mitek Reports 25% Year Over Year Revenue Growth and Another Record Quarter Artificial intelligence and biometrics are the winning combination to fight fraud online SAN DIEGO, CA, January 27, 2022 - Mitek (NASDAQ: MITK, www.

January 26, 2022 DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amend

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.

January 14, 2022 PRE 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amend

PRE 14A 1 mitk-20220114xdef14a.htm PRE 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box

January 12, 2022 EX-10.1

Mitek Systems, Inc. Annual Incentive Program Fiscal 2022

EX-10.1 2 mitk-20220106xexx101.htm EX-10.1 Annual Incentive Plan The Mitek Annual Incentive Plan (the “Plan”) applies to employees of Mitek for achievement of objectives as defined in this Plan. The Plan is designed to support the growth, profitability, and success of the organization through shared objectives and alignment with the creation of shareholder value. Definitions The Company: Refers to

January 12, 2022 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 6, 2022 MITEK SYSTEMS, INC. (Exact name of registrant as specified in its charter) Delaware 001-35231 87-0418827 (State or other jurisdiction of incorporation) (Commission Fil

December 13, 2021 EX-21.1

List of Subsidiaries

Exhibit 21.1 List of Subsidiaries The following is a list of subsidiaries of Mitek Systems, Inc., omitting certain subsidiaries which, considered in the aggregate as a single subsidiary, would not constitute a significant subsidiary as of September 30, 2021. Name of Entity Jurisdiction IDChecker, Inc. United States of America ID R&D, Inc. United States of America Mitek Systems Private Limited Unit

December 13, 2021 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended September 30, 2021 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File Number 001-35231 MITEK SYSTEMS, INC. (Exact

November 4, 2021 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 4, 2021 MITEK SYSTEMS, INC. (Exact name of registrant as specified in its charter) Delaware 001-35231 87-0418827 (State or other jurisdiction of incorporation) (Commission Fi

November 4, 2021 EX-99.1

Mitek Reports Record Revenue and Earnings for Full Year Fiscal 2021 Company Continues to Expand its Market Leading Fraud Fighting Offerings into the Identity Authentication Market

EX-99.1 2 mitk-20210930xexx991.htm EX-99.1 Mitek Reports Record Revenue and Earnings for Full Year Fiscal 2021 Company Continues to Expand its Market Leading Fraud Fighting Offerings into the Identity Authentication Market SAN DIEGO, CA, November 4, 2021 - Mitek (NASDAQ: MITK, www.miteksystems.com), a global leader in digital fraud prevention, today reported financial results for both its fiscal 2

October 7, 2021 EX-4.4

Restricted Stock Unit Award Agreement, dated as of July 19, 2021, between Frank Teruel and Mitek Systems, Inc.

EX-4.4 2 mitk-20211007xexx44.htm EX-4.4 MITEK SYSTEMS, INC. 2020 INCENTIVE PLAN RESTRICTED STOCK UNIT AWARD AGREEMENT Pursuant to the Mitek Systems, Inc. 2020 Incentive Plan (the “Plan”), Mitek Systems, Inc. (the “Company”) hereby grants to you, FRANK TERUEL (the “Participant”) that number of restricted units of the Company’s Common Stock set forth below (the “Restricted Stock Unit Award”), subjec

October 7, 2021 S-8

As filed with the Securities and Exchange Commission on October 7, 2021

As filed with the Securities and Exchange Commission on October 7, 2021 Registration No.

August 5, 2021 EX-10.3

Agreement and General Release of Claims, dated June 29, 2021, by and between Mitek Systems, Inc. and Jeffrey C. Davison.

AGREEMENT AND GENERAL RELEASE OF CLAIMS Mitek Systems, Inc. (Company) and I, Jeffrey C. Davison (Employee, me or I), have entered into this Agreement and General Release of Claims (Release) to settle all known and unknown claims I might have against the Company and all related parties. Except to the extent governed by federal law, this Release shall be governed by the statutes and common law of Ca

August 5, 2021 EX-10.2

Offer Letter, dated May 10, 2021, by and between Mitek Systems, Inc. and Frank Teruel.

May 10, 2021 Frank Teruel Dear Frank: We are very pleased to offer you the following role with Mitek Systems (the ?Company? or ?Mitek?) and it is our hope that you will become a part of the leadership team of our exciting and innovative organization.

August 5, 2021 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2021 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File Number 001-35231 MITEK SYSTEMS, INC. (Ex

July 29, 2021 EX-99.1

Mitek Reports Record Revenue Up 25% Year Over Year and Rapid Adoption of Its Check Fraud Consortium

Mitek Reports Record Revenue Up 25% Year Over Year and Rapid Adoption of Its Check Fraud Consortium SAN DIEGO, CA, July 29, 2021 - Mitek (NASDAQ: MITK, www.

July 29, 2021 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 29, 2021 MITEK SYSTEMS, INC. (Exact name of registrant as specified in its charter) Delaware 001-35231 87-0418827 (State or other jurisdiction of incorporation) (Commission File

July 1, 2021 8-K/A

Changes in Control of Registrant, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K/A CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 29, 2021 MITEK SYSTEMS, INC. (Exact name of registrant as specified in its charter) Delaware 001-35231 87-0418827 (State or other jurisdiction of incorporation) (Commission Fil

June 24, 2021 144

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549

DocuSign Envelope ID: 0CB624D1-C0F6-488F-A4AF-E1EBC811CFAC UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

June 16, 2021 8-K

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 15, 2021 MITEK SYSTEMS, INC. (Exact name of registrant as specified in its charter) Delaware 001-35231 87-0418827 (State or other jurisdiction of incorporation) (Commission File

June 16, 2021 EX-99.1

Mitek Announces $15 Million Share Repurchase Program

EX-99.1 2 mitk-20210615xexx991.htm EX-99.1 Mitek Announces $15 Million Share Repurchase Program SAN DIEGO, CA, June 15, 2021 – Mitek (NASDAQ: MITK), a global leader in mobile capture and digital identity verification solutions, today announced that its Board of Directors authorized a share repurchase program for up to $15 million of its outstanding common stock. The company intends to fund the sha

June 16, 2021 EX-99.2

Mitek Announces $15 Million Share Repurchase Program

Mitek Announces $15 Million Share Repurchase Program SAN DIEGO, CA, June 15, 2021 ? Mitek (NASDAQ: MITK), a global leader in mobile capture and digital identity verification solutions, today announced that its Board of Directors authorized a share repurchase program for up to $15 million of its outstanding common stock.

June 9, 2021 EX-99.1

Mitek Systems Appoints New Board Member and Chief Financial Officer Business leaders will complement leadership team for next phase of growth, says Mitek CEO Max Carnecchia

Mitek Systems Appoints New Board Member and Chief Financial Officer Business leaders will complement leadership team for next phase of growth, says Mitek CEO Max Carnecchia SAN DIEGO, Calif.

June 9, 2021 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 7, 2021 MITEK SYSTEMS, INC. (Exact name of registrant as specified in its charter) Delaware 001-35231 87-0418827 (State or other jurisdiction of incorporation) (Commission File N

June 1, 2021 EX-2.1

Agreement and Plan of Merger, dated as of May 28, 2021, by and among Mitek Systems, Inc., Ibis Merger Sub, Inc., ID R&D, Inc. and Alexey Khitrov, solely in his capacity as representative of the equityholders of ID R&D, Inc.

CONFIDENTIAL ***Certain identified information has been omitted from this exhibit because it is both (i) not material and (ii) would likely cause competitive harm to the Registrant if publicly disclosed.

June 1, 2021 EX-99.1

Mitek acquires ID R&D to lead fight against biometric identity fraud Consumer adoption of biometric security technologies skyrockets

Mitek acquires ID R&D to lead fight against biometric identity fraud Consumer adoption of biometric security technologies skyrockets SAN DIEGO, CA, May 28, 2021 - Mitek (NASDAQ: MITK), a global leader in digital identity verification, today announced that it has acquired ID R&D, an award-winning provider of artificial intelligence (AI)-based voice and face biometrics and liveness detection.

June 1, 2021 8-K

Entry into a Material Definitive Agreement, Unregistered Sales of Equity Securities, Financial Statements and Exhibits, Completion of Acquisition or Disposition of Assets, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 28, 2021 MITEK SYSTEMS, INC. (Exact name of registrant as specified in its charter) Delaware 001-35231 87-0418827 (State or other jurisdiction of incorporation) (Commission File N

May 6, 2021 10-Q

Quarterly Report - 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2021 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File Number 001-35231 MITEK SYSTEMS, INC. (E

April 29, 2021 EX-99.1

Mitek Reports Record Second Quarter Revenue With Total Revenue Up 24% Year Over Year

EX-99.1 2 mitk-20210331xexx991.htm EX-99.1 Mitek Reports Record Second Quarter Revenue With Total Revenue Up 24% Year Over Year SAN DIEGO, CA, April 29, 2021 - Mitek (NASDAQ: MITK, www.miteksystems.com), a global leader in mobile capture and digital identify verification solutions, today reported record financial results for its second quarter of fiscal 2021 ended March 31, 2021. Total second quar

April 29, 2021 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 29, 2021 MITEK SYSTEMS, INC. (Exact name of registrant as specified in its charter) Delaware 001-35231 87-0418827 (State or other jurisdiction of incorporation) (Commission File

March 25, 2021 144

- 144

DocuSign Envelope ID: 0CB624D1-C0F6-488F-A4AF-E1EBC811CFAC UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

March 25, 2021 144

- 144

144 1 form144-michaeldiamondx032.htm 144 DocuSign Envelope ID: 0CB624D1-C0F6-488F-A4AF-E1EBC811CFAC UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0101 Expires: July 31, 2023 Estimated average burden hours per response 1.00 FORM 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933 SEC USE ONLY DOCUMEN

March 25, 2021 144

- 144

DocuSign Envelope ID: 0CB624D1-C0F6-488F-A4AF-E1EBC811CFAC UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

March 25, 2021 144

- 144

DocuSign Envelope ID: 0CB624D1-C0F6-488F-A4AF-E1EBC811CFAC UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

March 5, 2021 8-K

Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 3, 2021 MITEK SYSTEMS, INC. (Exact name of registrant as specified in its charter) Delaware 001-35231 87-0418827 (State or other jurisdiction of incorporation) (Commission File

February 12, 2021 SC 13G/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)*

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Mitek Systems, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 606710200 (CUSIP Number) December 31, 2020 (Date of Event Which Requires Filing of this Statement) ? Rule 13d-1(b) ? Rule 13d-1(c) ? Rule 13d-1(d) *The remainder of this cov

February 10, 2021 SC 13G/A

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 1)*

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 1)* Name of issuer: Mitek Systems Inc. Title of Class of Securities: Common Stock CUSIP Number: 606710200 Date of Event Which Requires Filing of this Statement: December 31, 2020 Check the appropriate box to designate the rule pursuant to which this Schedule is filed: ☒ 

February 5, 2021 EX-10.1

Form of Convertible Note Hedge Transaction Confirmation

EX-10.1 3 a-mitkformofnotehedgeconfi.htm EX-10.1 [Dealer Address] [February 2][February 3], 2021 To: Mitek Systems, Inc. 600 B Street, Suite 100 San Diego, California 92101 Attention: Chief Financial Officer Telephone No.: (619) 269-6800 Re: [Base][Additional] Call Option Transaction The purpose of this letter agreement (this “Confirmation”) is to confirm the terms and conditions of the call optio

February 5, 2021 EX-10.2

Form of Warrant Transaction Confirmation

EX-10.2 4 a-mitkformofwarrantsconfir.htm EX-10.2 [Dealer Address] [February 2][February 3], 2021 To: Mitek Systems, Inc. 600 B Street, Suite 100 San Diego, California 92101 Attention: Chief Financial Officer Telephone No.: (619) 269-6800 Re: [Base][Additional] Warrants The purpose of this letter agreement (this “Confirmation”) is to confirm the terms and conditions of the Warrants issued by Mitek

February 5, 2021 EX-99.2

Mitek Announces Pricing of $135,000,000 Private Offering of 0.750% Convertible Senior Notes

Mitek Announces Pricing of $135,000,000 Private Offering of 0.750% Convertible Senior Notes SAN DIEGO, CA, February 2, 2021 – Mitek Systems, Inc. (“Mitek”) announced today the pricing of its private offering of $135,000,000 aggregate principal amount of 0.750% Convertible Senior Notes due 2026 (the “Notes”) in a private offering. The Notes will be offered and sold only to persons reasonably believ

February 5, 2021 EX-4.1

Indenture, dated as of February 5, 2021, between Mitek Systems, Inc. and UMB Bank, National Association

EX-4.1 2 mercury-indentureex41edg.htm EX-4.1 ACTIVE/106960961.1 MITEK SYSTEMS, INC. and UMB Bank, National Association as Trustee INDENTURE Dated as of February 5, 2021 0.750% Convertible Senior Notes due 2026 ACTIVE/106960961.1 i TABLE OF CONTENTS Page ARTICLE 1 Definitions; Rules of Construction ............................................................................ 1 Section 1.01 Definitio

February 5, 2021 8-K

Entry into a Material Definitive Agreement, Unregistered Sales of Equity Securities, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant, Other Events - 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 2, 2021 MITEK SYSTEMS, INC. (Exact name of registrant as specified in its charter) Delaware 001-35231 87-0418827 (State or other jurisdiction of incorporation) (Commission Fi

February 5, 2021 EX-99.1

Mitek Announces Proposed Private Offering of $125,000,000 of Convertible Senior Notes

EX-99.1 5 mitek-pressreleaseex991feb.htm EX-99.1 Mitek Announces Proposed Private Offering of $125,000,000 of Convertible Senior Notes SAN DIEGO, CA, February 1, 2021 – Mitek Systems, Inc. (“Mitek”) (NASDAQ: MITK) announced today that, subject to market and other conditions, it intends to offer $125,000,000 aggregate principal amount of Convertible Senior Notes due 2026 (the “Notes”) in a private

February 1, 2021 10-Q

Quarterly Report - 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2020 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File Number 001-35231 MITEK SYSTEMS, INC.

January 28, 2021 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 28, 2021 MITEK SYSTEMS, INC. (Exact name of registrant as specified in its charter) Delaware 001-35231 87-0418827 (State or other jurisdiction of incorporation) (Commission Fi

January 28, 2021 EX-99.1

Mitek Reports 18% Revenue Growth in Record First Quarter Results driven by 40% increase in identity verification revenue

EX-99.1 2 mitk-20201231xexx991.htm EX-99.1 Mitek Reports 18% Revenue Growth in Record First Quarter Results driven by 40% increase in identity verification revenue SAN DIEGO, CA, January 28, 2021 - Mitek (NASDAQ: MITK, www.miteksystems.com), a global leader in mobile capture and digital identify verification solutions, today reported record financial results for its first quarter of fiscal 2021 en

January 25, 2021 EX-10.1

Mitek Systems, Inc. Cash Incentive Program Fiscal 2021.

EX-10.1 2 mitk-2021122xexx101.htm EX-10.1 EXHIBIT 10.1 Mitek Cash Incentive Plan The Mitek Annual Incentive Plan (the “Plan”) applies to employees of Mitek for achievement of objectives as defined in this Plan. The Plan is designed to support the growth, profitability, and success of the organization through shared objectives and alignment with the creation of shareholder value. Definitions The Co

January 25, 2021 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits - 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 22, 2021 MITEK SYSTEMS INC. (Exact name of registrant as specified in its charter) Delaware 001-35231 87-0418827 (State or other jurisdiction of incorporation) (Commission Fil

January 22, 2021 DEF 14A

- DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.

December 11, 2020 10-K/A

Annual Report - 10-K/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K/A (Amendment No. 1) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended September 30, 2020 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File Number 001-35231 MITEK

December 11, 2020 EX-10.28

Mitek Systems, Inc. Directors Deferral Plan

Exhibit 10.28 Mitek Systems, Inc. Directors Deferral Plan Plan Document Effective September 30, 2020 1 MITEK SYSTEMS, INC. DIRECTORS DEFERRAL PLAN PLAN DOCUMENT TABLE OF CONTENTS Page Article 1 Definitions 4 Article 2 Eligibility and Enrollment 4 2.1 Eligibility 6 2.2 Enrollment Requirements 7 2.3 Eligibility; Commencement of Participation 7 Article 3 Deferral Elections/Crediting 7 3.1 Deferral El

December 7, 2020 10-K

Annual Report - 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended September 30, 2020 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File Number 001-35231 MITEK SYSTEMS, INC. (Exact

December 7, 2020 EX-4.2

Description of Equity Securities Registered under Section 12 of the Exchange Act.

Exhibit 4.2 DESCRIPTION OF SECURITIES REGISTERED UNDER SECTION 12 OF THE EXCHANGE ACT The following information describes our common stock and preferred stock of Mitek Systems, Inc. (the “Company”), as well as certain provisions of our restated certificate of incorporation (as amended, our “Certificate of Incorporation”) and our second amended and restated bylaws (“Bylaws”). This description is on

December 7, 2020 EX-21.1

List of Subsidiaries

Exhibit 21.1 List of Subsidiaries The following is a list of subsidiaries of Mitek Systems, Inc., omitting certain subsidiaries which, considered in the aggregate as a single subsidiary, would not constitute a significant subsidiary as of September 30, 2020. Name of Entity Jurisdiction IDChecker, Inc. United States of America Mitek Systems Private Limited United Kingdom A2iA Corp. United States of

December 3, 2020 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers - 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 3, 2020 MITEK SYSTEMS, INC. (Exact name of registrant as specified in its charter) Delaware 001-35231 87-0418827 (State or other jurisdiction of incorporation) (Commission Fi

November 27, 2020 144

- 144

DocuSign Envelope ID: 0CB624D1-C0F6-488F-A4AF-E1EBC811CFAC UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

November 25, 2020 144

- 144

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0101 Expires: July 31, 2023 Estimated average burden hours per response 1.00 FORM 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933 SEC USE ONLY DOCUMENT SEQUENCE NO. ATTENTION: Transmit for  filing  3 copies  of this form concurrently with either  pla

November 5, 2020 EX-99.1

Mitek Surpasses $100 Million in Annual Revenue and Sets Financial Records Strong growth fueled by increased demand for both mobile deposit and identity verification

Mitek Surpasses $100 Million in Annual Revenue and Sets Financial Records Strong growth fueled by increased demand for both mobile deposit and identity verification SAN DIEGO, CA, November 5, 2020 - Mitek (NASDAQ: MITK, www.

November 5, 2020 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits, Results of Operations and Financial Condition - 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 5, 2020 MITEK SYSTEMS, INC. (Exact name of registrant as specified in its charter) Delaware 001-35231 87-0418827 (State or other jurisdiction of incorporation) (Commission Fi

August 5, 2020 10-Q

Quarterly Report - 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2020 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File Number 001-35231 MITEK SYSTEMS, INC. (Ex

July 30, 2020 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 30, 2020 MITEK SYSTEMS, INC. (Exact name of registrant as specified in its charter) Delaware 001-35231 87-0418827 (State or other jurisdiction of incorporation) (Commission File

July 30, 2020 EX-99.1

Mitek Reports Record Revenue for Third Quarter Fiscal 2020 Strong growth reflects critical nature of company’s technology as commerce moves online

Mitek Reports Record Revenue for Third Quarter Fiscal 2020 Strong growth reflects critical nature of company’s technology as commerce moves online SAN DIEGO, CA, July 30, 2020 - Mitek (NASDAQ: MITK, www.

June 15, 2020 SC 13G

MITK / Mitek Systems, Inc. / Toronado Fund, L.P. - SC 13G Passive Investment

mitk13g.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.)* Mitek Systems, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 606710200 (CUSIP Number) June 5, 2020 (Date of Event Which Requires Filing of this Statement) ¨ Rule 13d-1(b) ý Rule 13d-1(c) ¨ Rule 13d-1(d) *The remainder of thi

May 7, 2020 10-Q

Quarterly Report - 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2020 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File Number 001-35231 MITEK SYSTEMS, INC. (E

April 30, 2020 EX-99.1

Mitek Reports Record Second Quarter with 16% Revenue Growth and Significant Increase in Non-GAAP Net Income

Mitek Reports Record Second Quarter with 16% Revenue Growth and Significant Increase in Non-GAAP Net Income SAN DIEGO, CA, April 30, 2020 - Mitek (NASDAQ: MITK, www.

April 30, 2020 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 30, 2020 MITEK SYSTEMS INC. (Exact name of registrant as specified in its charter) Delaware 001-35231 87-0418827 (State or other jurisdiction of incorporation) (Commission File

March 27, 2020 EX-10.2

Stock Option Agreement, dated as of February 3, 2020, between Aaron Korsen and Mitek Systems, Inc.

MITEK SYSTEMS, INC. STOCK OPTION AGREEMENT Mitek Systems, Inc. (the “Company”) hereby grants to you, Aaron Korsen (the “Executive”) an option to purchase that number of shares of Common Stock set forth below (the “Option”), as an inducement grant pursuant to Nasdaq Listing Rule 5635(c)(4) and subject to the terms and conditions below. Capitalized terms used and not otherwise defined herein shall h

March 27, 2020 EX-10.3

Stock Option Agreement, dated as of July 26, 2019, between Judith Ohrn Hicks and Mitek Systems, Inc.

MITEK SYSTEMS, INC. STOCK OPTION AGREEMENT Mitek Systems, Inc. (the “Company”) hereby grants to you, Judith M. Ohrn (the “Executive”) an option to purchase that number of shares of Common Stock set forth below (the “Option”), as an inducement grant pursuant to Nasdaq Listing Rule 5635(c)(4) and subject to the terms and conditions below. Capitalized terms used and not otherwise defined herein shall

March 27, 2020 EX-10.1

Mitek Systems, Inc. 2020 Incentive Plan and the forms of agreement related thereto.

MITEK SYSTEMS, INC. 2020 INCENTIVE PLAN 1.Purpose of the Plan. The purpose of this Plan is to make available certain equity and other incentives to motivate selected Employees, Directors and Consultants to put forth their best efforts toward the continued growth, profitability and success of the Company and to align the interests of such Employees, Directors and Consultants with those of the Compa

March 27, 2020 S-8

MITK / Mitek Systems, Inc. S-8 - - S-8

As filed with the Securities and Exchange Commission on March 27, 2020 Registration No.

March 6, 2020 8-K

Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 4, 2020 MITEK SYSTEMS INC. (Exact name of registrant as specified in its charter) Delaware 001-35231 87-0418827 (State or other jurisdiction of incorporation) (Commission File N

February 11, 2020 SC 13G

MITK / Mitek Systems, Inc. / VANGUARD GROUP INC - SCHEDULE 13G Passive Investment

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 Name of issuer: Mitek Systems Inc Title of Class of Securities: Common Stock CUSIP Number: 606710200 Date of Event Which Requires Filing of this Statement: December 31, 2019 Check the appropriate box to designate the rule pursuant to which this Schedule is filed: ☒ Rule 13d-1(b) ☐ Rule

February 7, 2020 10-Q

Quarterly Report - 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2019 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File Number 001-35231 MITEK SYSTEMS, INC.

January 30, 2020 EX-99.1

Mitek Reports 25% Revenue Growth in Record First Quarter and Significant Increase in Non-GAAP Net Income

Mitek Reports 25% Revenue Growth in Record First Quarter and Significant Increase in Non-GAAP Net Income SAN DIEGO, CA, January 30, 2020 - Mitek (NASDAQ: MITK, www.

January 30, 2020 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 30, 2020 MITEK SYSTEMS INC. (Exact name of registrant as specified in its charter) Delaware 001-35231 87-0418827 (State or other jurisdiction of incorporation) (Commission Fil

January 27, 2020 DEF 14A

MITK / Mitek Systems, Inc. DEF 14A - - DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.

January 13, 2020 CORRESP

MITK / Mitek Systems, Inc. CORRESP - -

January 13, 2020 VIA EDGAR U.S. Securities and Exchange Commission Division of Corporation Finance Office of Technology Attention: Edwin Kim 100 F Street, NE Washington, D.C. 20549 Re: Mitek Systems, Inc. Registration Statement on Form S-3 File No. 333-235662 (the “Registration Statement”) Ladies and Gentlemen: In accordance with Rule 461 promulgated under the Securities Act of 1933, as amended (t

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