Basic Stats
| CIK | 1138951 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Leapfrog Enterprises Inc
SEC Filings (Chronological Order)
This page provides a complete, chronological list of SEC Filings, excluding ownership filings which we provide elsewhere.
| April 15, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number 001-31396 LEAPFROG ENTERPRISES, INC. (Exact name of registrant as specified |
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| April 5, 2016 |
As filed with the Securities and Exchange Commission on April 5, 2016 Registration No. |
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| April 5, 2016 |
As filed with the Securities and Exchange Commission on April 5, 2016 Registration No. |
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| April 5, 2016 |
As filed with the Securities and Exchange Commission on April 5, 2016 Registration No. |
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| April 5, 2016 |
As filed with the Securities and Exchange Commission on April 5, 2016 Registration No. |
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| April 5, 2016 |
As filed with the Securities and Exchange Commission on April 5, 2016 Registration No. |
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| April 5, 2016 |
As filed with the Securities and Exchange Commission on April 5, 2016 Registration No. |
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| April 5, 2016 |
As filed with the Securities and Exchange Commission on April 5, 2016 Registration No. |
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| April 5, 2016 |
AMENDED AND RESTATED BYLAWS LEAPFROG ENTERPRISES, INC. Exhibit 3.2 AMENDED AND RESTATED BYLAWS OF LEAPFROG ENTERPRISES, INC. TABLE OF CONTENTS Page ARTICLE I CORPORATE OFFICES 1 1.1 Offices 1 ARTICLE II MEETINGS OF STOCKHOLDERS 1 2.1 Place Of Meetings 1 2.2 Annual Meeting 1 2.3 Special Meeting 1 2.4 Notice Of Stockholders? Meetings 2 2.5 Manner Of Giving Notice; Affidavit Of Notice 2 2.6 Quorum 2 2.7 Adjourned Meeting; Notice 2 2.8 Organization; Condu |
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| April 5, 2016 |
AMENDED AND RESTATED CERTIFICATE OF INCORPORATION LEAPFROG ENTERPRISES, INC. ARTICLE I Exhibit 3.1 AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF LEAPFROG ENTERPRISES, INC. ARTICLE I The name of the corporation is LeapFrog Enterprises, Inc. (the ?Corporation?). ARTICLE II The address of the Corporation?s registered office in the state of Delaware is Corporation Trust Center, 1209 Orange Street, in the city of Wilmington, county of New Castle, Delaware 19801. The name of its re |
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| April 5, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 April 1, 2016 Date of Report (date of earliest event reported) LEAPFROG ENTERPRISES, INC. (Exact name of registrant as specified in its charter) Delaware 1-31396 95-4652013 (State or other jurisdiction of incorporation) (Commission F |
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| April 5, 2016 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The New York Stock Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on April 18, 2016, pursuant to the provisions of Rule 12d2-2 (a). |
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| April 5, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14D-9 (RULE 14d-101) SOLICITATION/RECOMMENDATION STATEMENT UNDER SECTION 14(d)(4) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. |
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| April 5, 2016 |
VTech Announces Results of Tender Offer for LeapFrog Shares Exhibit (a)(1)(j) VTech Announces Results of Tender Offer for LeapFrog Shares Hong Kong and Emeryville, California, 4 April 2016 ? VTech Holdings Limited (VTech, HKSE: 303), a global leader in electronic learning products and cordless telephones, today announced that approximately 56. |
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| April 5, 2016 |
LF / Leapfrog Enterprises Inc / VTECH HOLDINGS LTD /FI - SC 13D/A Activist Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1)* LeapFrog Enterprises, Inc. (Name of Issuer) Class A Common Stock, Par Value $0.0001 Per Share (Title of Class of Securities) 52186N106 (CUSIP Number) Nick Delany Chairman VTech USA Holdings, L.L.C. 1156 W. Shure Dr. #200 Arlington Heights, IL 60004 (847) 400-3600 (Nam |
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| April 4, 2016 |
VTech Announces Results of Tender Offer for LeapFrog Shares Exhibit (a)(1)(J) FOR IMMEDIATE RELEASE VTech Announces Results of Tender Offer for LeapFrog Shares Hong Kong and Emeryville, California, 4 April 2016 ? VTech Holdings Limited (VTech, HKSE: 303), a global leader in electronic learning products and cordless telephones, today announced that approximately 56. |
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| April 4, 2016 |
Leapfrog Enterprises SC TO-T/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE TO (Amendment No. |
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| April 4, 2016 |
VTech Completes Acquisition of LeapFrog Exhibit (a)(1)(K) FOR IMMEDIATE RELEASE VTech Completes Acquisition of LeapFrog Hong Kong and Emeryville, California, 5 April 2016 ? VTech Holdings Limited (VTech, HKSE: 303), a global leader in electronic learning products and cordless telephones, today announced that the company has completed its acquisition of LeapFrog Enterprises, Inc. |
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| March 30, 2016 |
Leapfrog Enterprises SC 14D9/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14D-9 (RULE 14d-101) SOLICITATION/RECOMMENDATION STATEMENT UNDER SECTION 14(d)(4) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. |
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| March 30, 2016 |
Exhibit (a)(1)(I) LEAPFROG BOARD OF DIRECTORS REAFFIRMS SUPPORT OF MERGER WITH VTECH; NO SUPERIOR PROPOSALS HAVE BEEN MADE OR ARE PENDING EMERYVILLE, Calif. |
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| March 25, 2016 |
Leapfrog Enterprises SC TO-T/A QuickLinks - Click here to rapidly navigate through this document UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE TO (Amendment No. |
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| March 25, 2016 |
Leapfrog Enterprises SC 14D9/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14D-9 (RULE 14d-101) SOLICITATION/RECOMMENDATION STATEMENT UNDER SECTION 14(D)(4) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 2) LEAPFROG ENTERPRISES, INC. (Name of Subject Company) LEAPFROG ENTERPRISES, INC. (Names of Persons Filing Statement) Class A Common Stock, par value $0.0001 per share Class B Common |
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| March 11, 2016 |
LEAPFROG EMPLOYEE TENDER OFFER FAQ Exhibit (a)(1)(H) Team, On March 3rd, VTech Holdings announced the commencement of its cash tender offer for all outstanding shares of Class A common stock and Class B common stock of LeapFrog Enterprises, Inc. |
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| March 11, 2016 |
Leapfrog Enterprises SC 14D9/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14D-9 (RULE 14d-101) SOLICITATION/RECOMMENDATION STATEMENT UNDER SECTION 14(D)(4) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 1) LEAPFROG ENTERPRISES, INC. (Name of Subject Company) LEAPFROG ENTERPRISES, INC. (Names of Persons Filing Statement) Class A Common Stock, par value $0.0001 per share Class B Common |
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| March 3, 2016 |
VIA OVERNIGHT DELIVERY AND EMAIL Exhibit 8.01 VIA OVERNIGHT DELIVERY AND EMAIL March 2, 2016 NYSE Regulation, Inc. 11 Wall Street New York, NY 10005 Attention: Ms. Tanya Hoos Re: LeapFrog Enterprises, Inc. (NYSE Symbol: LF) Dear Ms. Hoos: On September 4, 2015, LeapFrog Enterprises, Inc. (?LeapFrog?) received your letter (the ?Below Criteria Letter?), notifying LeapFrog that it is below criteria for applicable continued listing st |
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| March 3, 2016 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 March 2, 2016 Date of Report (date of earliest event reported) LEAPFROG ENTERPRISES, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 1-31396 (Commission File Number) |
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| March 3, 2016 |
Use these links to rapidly review the document TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| March 3, 2016 |
E-mail dated March 3, 2016 from John Barbour to LeapFrog employees QuickLinks - Click here to rapidly navigate through this document EXHIBIT (a)(1)G) E-mail dated March 3, 2016 from John Barbour to LeapFrog employees Team, Today, we announced the commencement of VTech's tender offer and filed documents with the SEC. |
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| March 3, 2016 |
QuickLinks - Click here to rapidly navigate through this document UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE TO (Rule 14d-100) TENDER OFFER STATEMENT UNDER SECTION 14(d)(1) OR 13(e)(1) OF THE SECURITIES EXCHANGE ACT OF 1934 LEAPFROG ENTERPRISES, INC. |
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| March 3, 2016 |
FIRST AMENDMENT TO THE AGREEMENT AND PLAN OF MERGER Exhibit (d)(2) Execution Version FIRST AMENDMENT TO THE AGREEMENT AND PLAN OF MERGER THIS FIRST AMENDMENT TO THE AGREEMENT AND PLAN OF MERGER (this “First Amendment”) is made and entered into as of February 29, 2016, by and among VTech Holdings Limited, an exempted company incorporated in Bermuda with limited liability (“Parent”), Bonita Merger Sub, L. |
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| March 3, 2016 |
QuickLinks - Click here to rapidly navigate through this document Exhibit (a)(1)(D) Offer to Purchase for Cash All Outstanding Shares of Class A and Class B Common Stock of LeapFrog Enterprises, Inc. |
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| March 3, 2016 |
QuickLinks - Click here to rapidly navigate through this document Exhibit (a)(1)(B) Letter of Transmittal to Tender Shares of Class A and Class B Common Stock of LeapFrog Enterprises, Inc. |
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| March 3, 2016 |
QuickLinks - Click here to rapidly navigate through this document Exhibit (a)(1)(A) Offer to Purchase for Cash All Outstanding Shares of Class A and Class B Common Stock of LeapFrog Enterprises, Inc. |
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| March 3, 2016 |
Exhibit (a)(1)(C) Offer to Purchase for Cash All Outstanding Shares of Class A and Class B Common Stock of LeapFrog Enterprises, Inc. |
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| March 3, 2016 |
Exhibit (d)(4) NON-DISCLOSURE AGREEMENT This Agreement is made and entered into as of 16 December 2015 between VTech Holdings Limited of 23/F, Tai Ping Industrial Centre, Block 1, 57 Ting Kok Road, Tai Po, Hong Kong (?VTech?), and Leapfrog Enterprises, Inc of 6401 Hollis Street, Emeryville, CA94608 (the ?Leapfrog?). |
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| March 3, 2016 |
Exhibit (a)(1)(G) This announcement is neither an offer to purchase nor a solicitation of an offer to sell Shares (as defined below). |
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| March 3, 2016 |
Exhibit (a)(1)(I) FOR IMMEDIATE RELEASE VTech Holdings Limited Commences Tender Offer for All Outstanding Stock of LeapFrog Enterprises, Inc. |
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| March 3, 2016 |
Exhibit (a)(1)(H) Hong Kong Exchanges and Clearing Limited and The Stock Exchange of Hong Kong Limited take no responsibility for the contents of this announcement, make no representation as to its accuracy or completeness and expressly disclaim any liability whatsoever for any loss howsoever arising from or in reliance upon the whole or any part of the contents of this announcement. |
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| February 16, 2016 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. )* LeapFrog Enterprises, Inc. (Name of Issuer) Class A Common Stock, Par Value $0.0001 Per Share (Title of Class of Securities) 52186N106 (CUSIP Number) Nick Delany Chairman VTech USA Holdings, L.L.C. 1156 W. Shure Dr. #200 Arlington Heights, IL 60004 (847) 400-3600 (Name |
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| February 12, 2016 |
LF / Leapfrog Enterprises Inc / HAMPSTEAD ASSOCIATES LLC - SC 13G/A Passive Investment SC 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2 (Amendment No. 7)1 LeapFrog Enterprises, Inc. (Name of Issuer) CLASS A COMMON STOCK, $.0001 PAR VALUE (Title of Class of Securities) 52186N106 (CUSIP Number) Decembe |
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| February 10, 2016 |
LF / Leapfrog Enterprises Inc / VANGUARD GROUP INC Passive Investment leapfrogenterprisesinc.htm - Generated by SEC Publisher for SEC Filing SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 3 )* Name of issuer: LeapFrog Enterprises Inc Title of Class of Securities: Common Stock CUSIP Number: 52186N106 Date of Event Which Requires Filing of this Statement: December 31, 2015 Check the appr |
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| February 9, 2016 |
Exhibit 31.01 CERTIFICATION I, John Barbour, certify that: 1. I have reviewed this Quarterly Report on Form 10-Q of LeapFrog Enterprises, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with |
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| February 9, 2016 |
Exhibit 32.01 Certifications of Chief Executive Officer and Chief Financial Officer Pursuant to 18 U.S.C. Section 1350 Pursuant to the requirements set forth in Rule 13a-14(b) of the Securities Exchange Act of 1934, as amended (the ?Exchange Act?), and 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, John Barbour, the Chief Executive Officer of LeapFrog |
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| February 9, 2016 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 February 9, 2016 Date of Report (date of earliest event reported) LEAPFROG ENTERPRISES, INC. (Exact name of registrant as specified in its charter) Delaware 1-31396 95-4652013 (State or other jurisdiction (Commission (IRS Employer of |
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| February 9, 2016 |
LF / Leapfrog Enterprises Inc / FRANKLIN RESOURCES INC Passive Investment leap15a13.htm - Generated by SEC Publisher for SEC Filing CUSIP NO. 52186N106 13G Page 1 of 12 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 13)* LeapFrog Enterprises, Inc. (Name of Issuer) Class A common stock, par value $0.0001 per share (Title of Class of Securities) 52186N106 (CUSIP Number) December |
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| February 9, 2016 |
Leapfrog Enterprises SCHEDULE 14D-9C UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14D-9C (RULE 14d-101) Solicitation/Recommendation Statement Under Section 14(d)(4) of the Securities Exchange Act of 1934 LEAPFROG ENTERPRISES, INC. (Name of Subject Company) LEAPFROG ENTERPRISES, INC. (Name of Person(s) Filing Statement) Common Stock, Par Value $0.0001 Per Share (Title of Class of Securities) 52186N1 |
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| February 9, 2016 |
LEAPFROG REPORTS THIRD QUARTER FISCAL YEAR 2016 FINANCIAL RESULTS Exhibit 99.1 LEAPFROG REPORTS THIRD QUARTER FISCAL YEAR 2016 FINANCIAL RESULTS EMERYVILLE, Calif.?February 9, 2016?LeapFrog Enterprises, Inc. (NYSE:LF) today announced financial results for the third quarter fiscal year 2016. The Company?s fiscal year covers the twelve-month period ending March 31, 2016. Summary of financial results for the quarter ended December 31, 2015 compared to the quarter e |
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| February 9, 2016 |
Exhibit 31.02 CERTIFICATION I, Raymond L. Arthur, certify that: 1. I have reviewed this Quarterly Report on Form 10-Q of LeapFrog Enterprises, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading |
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| February 9, 2016 |
Leapfrog Enterprises FORM 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2015 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-31396 LeapFr |
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| February 5, 2016 |
VTech to Acquire US based LeapFrog Enterprises Exhibit 99.1 FOR IMMEDIATE RELEASE VTech to Acquire US based LeapFrog Enterprises Hong Kong and Emeryville, California, 5 February 2016 ? VTech Holdings Limited (VTech, HKSE: 303), a global leader in electronic learning products and cordless telephones, and LeapFrog Enterprises, Inc. (LeapFrog, NYSE: LF), a leading developer of educational entertainment for children, today announced that the two c |
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| February 5, 2016 |
VTech to Acquire US based LeapFrog Enterprises Exhibit 99.2 (VTech graphic) (LeapFrog graphic) FOR IMMEDIATE RELEASE VTech to Acquire US based LeapFrog Enterprises Hong Kong and Emeryville, California, 5 February 2016 ? VTech Holdings Limited (VTech, HKSE: 303), a global leader in electronic learning products and cordless telephones, and LeapFrog Enterprises, Inc (LeapFrog, NYSE: LF), a leading developer of educational entertainment for childr |
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| February 5, 2016 |
Leapfrog Enterprises SCHEDULE 14D9 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14D-9C (RULE 14d-101) Solicitation/Recommendation Statement Under Section 14(d)(4) of the Securities Exchange Act of 1934 LEAPFROG ENTERPRISES, INC. (Name of Subject Company) LEAPFROG ENTERPRISES, INC. (Name of Person(s) Filing Statement) Common Stock, Par Value $0.0001 Per Share (Title of Class of Securities) 52186N1 |
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| February 5, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE TO (Rule 14d-100) TENDER OFFER STATEMENT UNDER SECTION 14(d)(1) OR 13(e)(1) OF THE SECURITIES EXCHANGE ACT OF 1934 LEAPFROG ENTERPRISES, INC. |
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| February 5, 2016 |
Exhibit 2.1 Execution Version AGREEMENT AND PLAN OF MERGER by and among: LeapFrog Enterprises, Inc., a Delaware corporation; VTech Holdings Limited an exempted company incorporated in Bermuda with limited liability; and Bonita Merger Sub, L.L.C. a Delaware limited liability company Dated as of February 5, 2016 TABLE OF CONTENTS Page Section 1 The Offer 2 1.1 Tender Offer 2 1.2 Actions of Parent an |
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| February 5, 2016 |
Exhibit 99.1 Hong Kong Exchanges and Clearing Limited and The Stock Exchange of Hong Kong Limited take no responsibility for the contents of this announcement, make no representation as to its accuracy or completeness and expressly disclaim any liability whatsoever for any loss howsoever arising from or in reliance upon the whole or any part of the contents of this announcement. This announcement |
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| February 5, 2016 |
Exhibit 10.1 Execution Version TENDER AND SUPPORT AGREEMENT TENDER AND SUPPORT AGREEMENT, dated as of February 5, 2016 (this ?Agreement?), among VTech Holdings Limited, an exempted company incorporated in Bermuda with limited liability (?Parent?), Bonita Merger Sub, L.L.C., a Delaware limited liability company and a wholly-owned subsidiary of Parent (?Acquisition Sub?), and each of the Persons lis |
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| February 5, 2016 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 February 5, 2016 Date of Report (date of earliest event reported) LEAPFROG ENTERPRISES, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 1-31396 (Commission File Numb |
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| February 4, 2016 |
LF / Leapfrog Enterprises Inc / OPPENHEIMER FUNDS INC - SCHEDULE 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* LEAPFROG ENTERPRISES INC (Name of Issuer) COMMON STOCK (Title of Class of Securities) 52186N106 (CUSIP Number) 12/31/2015 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedu |
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| December 23, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 December 17, 2015 Date of Report (date of earliest event reported) LEAPFROG ENTERPRISES, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 1-31396 (Commission File Num |
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| November 27, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 November 25, 2015 Date of Report (date of earliest event reported) LEAPFROG ENTERPRISES, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 1-31396 (Commission File Num |
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| November 24, 2015 |
Leapfrog Enterprises 8-K (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 November 18, 2015 Date of Report (date of earliest event reported) LEAPFROG ENTERPRISES, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 1-31396 (Commission File Num |
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| November 9, 2015 |
Exhibit 31.01 CERTIFICATION I, John Barbour, certify that: 1. I have reviewed this Quarterly Report on Form 10-Q of LeapFrog Enterprises, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with |
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| November 9, 2015 |
Exhibit 31.02 CERTIFICATION I, Raymond L. Arthur, certify that: 1. I have reviewed this Quarterly Report on Form 10-Q of LeapFrog Enterprises, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading |
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| November 9, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2015 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-31396 LeapF |
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| November 9, 2015 |
LEAPFROG REPORTS SECOND QUARTER FISCAL YEAR 2016 FINANCIAL RESULTS AND OTHER ACTIONS Exhibit 99.1 LEAPFROG REPORTS SECOND QUARTER FISCAL YEAR 2016 FINANCIAL RESULTS AND OTHER ACTIONS EMERYVILLE, Calif.?November 9, 2015?LeapFrog Enterprises, Inc. (NYSE:LF) today announced financial results for the second quarter fiscal year 2016. The Company?s fiscal year covers the twelve-month period ending March 31, 2016. Summary of financial results for the quarter ended September 30, 2015 comp |
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| November 9, 2015 |
Exhibit 32.01 Certifications of Chief Executive Officer and Chief Financial Officer Pursuant to 18 U.S.C. Section 1350 Pursuant to the requirements set forth in Rule 13a-14(b) of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), and 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, John Barbour, the Chief Executive Officer of LeapFrog |
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| November 9, 2015 |
Exhibit 10.02 August 5, 2015 Raymond Arthur 425 1st Street San Francisco, CA 94105 Dear Mr. Arthur, This letter confirms LeapFrog’s agreement to provide you with the severance benefits recently discussed with you. I am pleased to offer you the severance benefits set forth in Exhibit A of this letter. These severance benefits will replace in their entirety the severance benefits set forth in Exhibi |
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| November 9, 2015 |
Exhibit 10.01 August 20, 2015 Stein Revelsby Chief Executive Officer Anoto AB Re: Extension of Term of TLA Dear Mr. Revelsby: LeapFrog Enterprises, Inc. (“LeapFrog”), on the one hand, and Anoto AB and Anoto Group AB (“Anoto”) on the other hand, are parties to a Technology License Agreement dated January 25, 2004, as subsequently amended by written agreement (the “TLA”). Pursuant to recent discussi |
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| November 9, 2015 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 November 9, 2015 Date of Report (date of earliest event reported) LEAPFROG ENTERPRISES, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 1-31396 (Commission File Numb |
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| October 13, 2015 |
CORRESP 1 filename1.htm October 12, 2015 VIA EDGAR AND OVERNIGHT COURIER U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street, NE Washington D.C. 20549-6010 Attention: Melissa Raminpour, Branch Chief RE: Leapfrog Enterprises, Inc. Form 10-K for the Fiscal Year Ended March 31, 2015 Filed June 15, 2015 File No. 001-31396 Dear Ms. Raminpour: We are submitting this lett |
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| September 25, 2015 |
CORRESP 1 filename1.htm September 25, 2015 VIA EDGAR AND OVERNIGHT COURIER United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, NE Washington, D.C. 20549-6010 Attention: Melissa Raminpour, Branch Chief Melissa Gilmore Re: LeapFrog Enterprises, Inc. grant of extension of time to respond to comment letter dated September 15, 2015 Dear Ms. Raminpour and Ms. G |
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| September 4, 2015 |
LEAPFROG RECEIVES CONTINUED LISTING STANDARD NOTICE FROM NYSE Exhibit 99.1 LEAPFROG RECEIVES CONTINUED LISTING STANDARD NOTICE FROM NYSE EMERYVILLE, Calif.?September 4, 2015?LeapFrog Enterprises, Inc. (NYSE:LF) (?LeapFrog? or the ?Company?), the leader in innovative learning solutions for children, received a continued listing standards notice from the New York Stock Exchange (the "NYSE") on September 4, 2015, because the average closing price of the Company |
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| September 4, 2015 |
Leapfrog Enterprises FORM 8-K (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 September 4, 2015 Date of Report (date of earliest event reported) LEAPFROG ENTERPRISES, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 1-31396 (Commission File Num |
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| August 18, 2015 |
Leapfrog Enterprises CURRENT REPORT (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 August 13, 2015 Date of Report (date of earliest event reported) LEAPFROG ENTERPRISES, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 1-31396 (Commission File Numbe |
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| August 18, 2015 |
Exhibit 10.1 LeapFrog Enterprises, Inc. AMENDED AND RESTATED 2011 Equity AND Incentive Plan Adopted by the Board of Directors: March 17, 2011 Approved by the Stockholders: June 2, 2011 Amended and Restated: March 30, 2012 Approved by the Stockholders: June 5, 2012 Amended and Restated: June 19, 2015 Approved by the Stockholders: August 13, 2015 Termination Date: March 16, 2021 1. General. (a) Succ |
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| August 18, 2015 |
AMENDED AND RESTATED BYLAWS LEAPFROG ENTERPRISES, INC., A DELAWARE CORPORATION Exhibit 3.1 AMENDED AND RESTATED BYLAWS OF LEAPFROG ENTERPRISES, INC., A DELAWARE CORPORATION ARTICLE I OFFICES 1 Section 1. Registered Office 1 Section 2. Other Offices 1 ARTICLE II CORPORATE SEAL 1 Section 3. Corporate Seal 1 ARTICLE III STOCKHOLDERS? MEETINGS 1 Section 4. Place Of Meetings 1 Section 5. Annual Meetings 1 Section 6. Special Meetings 3 Section 7. Notice Of Meetings 4 Section 8. Qu |
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| August 6, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2015 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-31396 LeapFrog E |
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| August 6, 2015 |
Exhibit 31.01 CERTIFICATION I, John Barbour, certify that: 1. I have reviewed this Quarterly Report on Form 10-Q of LeapFrog Enterprises, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with |
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| August 6, 2015 |
Exhibit 31.02 CERTIFICATION I, Raymond L. Arthur, certify that: 1. I have reviewed this Quarterly Report on Form 10-Q of LeapFrog Enterprises, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading |
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| August 6, 2015 |
Exhibit 32.01 Certifications of Chief Executive Officer and Chief Financial Officer Pursuant to 18 U.S.C. Section 1350 Pursuant to the requirements set forth in Rule 13a-14(b) of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), and 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, John Barbour, the Chief Executive Officer of LeapFrog |
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| August 4, 2015 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 August 4, 2015 Date of Report (date of earliest event reported) LEAPFROG ENTERPRISES, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 1-31396 (Commission File Number |
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| August 4, 2015 |
LEAPFROG REPORTS FIRST QUARTER FISCAL YEAR 2016 FINANCIAL RESULTS Exhibit 99.1 LEAPFROG REPORTS FIRST QUARTER FISCAL YEAR 2016 FINANCIAL RESULTS EMERYVILLE, Calif.?August 4, 2015?LeapFrog Enterprises, Inc. (NYSE:LF) today announced financial results for the first quarter fiscal year 2016. The Company?s fiscal year covers the twelve-month period ending March 31, 2016. Summary of financial results for the quarter ended June 30, 2015 compared to the quarter ended J |
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| July 2, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Definitive Proxy State |
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| July 2, 2015 |
Leapfrog Enterprises DEFINITIVE ADDITIONAL MATERIALS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy State |
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| June 22, 2015 |
Leapfrog Enterprises PROXY STATEMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: x Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Definitive Proxy State |
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| June 16, 2015 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 June 11, 2015 Date of Report (date of earliest event reported) LEAPFROG ENTERPRISES, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 1-31396 (Commission File Number) |
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| June 16, 2015 |
THOMSON REUTERS STREETEVENTS | Exhibit 99.1 THOMSON REUTERS STREETEVENTS EDITED TRANSCRIPT LF - Q4 2015 LeapFrog Enterprises Inc Earnings Call EVENT DATE/TIME: JUNE 11, 2015 / 09:00PM GMT OVERVIEW: Co. reported full-year 2015 worldwide net sales of $339m, net loss of $218m and net loss per basic and diluted share of $3.12. 4Q15 worldwide net sales were $34m, net loss was $76m and net loss per basic and diluted share was $1.08. |
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| June 15, 2015 |
Exhibit 31.02 CERTIFICATION I, Raymond L. Arthur, certify that: 1. I have reviewed this annual report on Form 10-K of LeapFrog Enterprises, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading wit |
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| June 15, 2015 |
Exhibit 10.32 [ * ] = Certain confidential information contained in this document, marked by brackets, has been omitted and filed separately with the Securities and Exchange Commission pursuant to Rule 24b-2 of the Securities Exchange Act of 1934, as amended. TECHNOLOGY LICENSE AGREEMENT BETWEEN LEAPFROG ENTERPRISES, INC. AND LEAPFROG INTERNATIONAL RESEARCH COMPANY LTD., ON ONE HAND, AND ANOTO A.B |
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| June 15, 2015 |
Exhibit 32.01 CERTIFICATIONS OF CHIEF EXECUTIVE OFFICER AND CHIEF FINANCIAL OFFICER Pursuant to 18 U.S.C. Section 1350 Pursuant to the requirements set forth in Rule 13a-14(b) of the Securities Exchange Act of 1934, as amended (the “Exchange Act”) and 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, John Barbour, the Chief Executive Officer of LeapFrog |
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| June 15, 2015 |
Consent of Independent Registered Public Accounting Firm Exhibit 23.01 Consent of Independent Registered Public Accounting Firm We hereby consent to the incorporation by reference in the Registration Statement on Form S 3 (No. 333-174632) and S-8 (Nos. 333-97061, 333-117798, 333-136328, 333-145125, 333-175275, 333-183102) of LeapFrog Enterprises, Inc. of our report dated June 15, 2015 relating to the financial statements, financial statement schedules a |
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| June 15, 2015 |
Exhibit 10.09 TWELFTH AMENDMENT TO LEASE THIS TWELFTH AMENDMENT TO LEASE (?Amendment?) dated this 12th day of May, 2015 (the ?Amendment Date?), is made and entered into by and between HOLLIS STREET INVESTORS II, L.L.C., a Delaware limited liability company (?Landlord?) and LEAPFROG ENTERPRISES, INC., a Delaware corporation (?Tenant?). BACKGROUND A. Landlord and Tenant entered into that certain Lea |
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| June 15, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended March 31, 2015 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-31396 LeapFrog Enterpris |
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| June 15, 2015 |
Exhibit 31.01 CERTIFICATION I, John Barbour, certify that: 1. I have reviewed this annual report on Form 10-K of LeapFrog Enterprises, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with res |
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| June 15, 2015 |
Exhibit 10.30 May 28, 2013 Ken Adams [REDACTED] Dear Ken, We are pleased to offer you a full-time exempt position as Senior Vice President, Sales at LeapFrog Enterprises Inc. (the ?Company?). Your start date will be June 10, 2013 unless we mutually agree on another date. You will be based out of our Emeryville office at 6401 Hollis Street. This offer of employment is contingent upon you relocating |
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| June 15, 2015 |
Consent of Independent Registered Public Accounting Firm Exhibit 23.02 Consent of Independent Registered Public Accounting Firm We consent to the incorporation by reference in the following Registration Statements: (1) Registration Statement (Form S-3 No. 333-174632) of LeapFrog Enterprises, Inc., (2) Registration Statement (Form S-8 No. 333-97061) pertaining to the 2002 Equity Incentive Plan, 2002 Non-Employee Directors' Stock Option Plan and 2002 Empl |
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| June 15, 2015 |
Subsidiaries of the Registrant Exhibit 21.01 Subsidiaries of the Registrant Subsidiary Jurisdiction of Incorporation or Organization LeapFrog Canada, Inc. Canada LeapFrog (H.K.) Limited Hong Kong LeapFrog Toys (UK) Limited England and Wales LF France, SAS France LeapFrog Mexico S.A. de C.V. Mexico LeapFrog Digital Technology (Shenzhen) Co. Ltd. China |
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| June 12, 2015 |
LEAPFROG REPORTS FISCAL FOURTH QUARTER AND FULL YEAR 2015 FINANCIAL RESULTS Exhibit 99.1 LEAPFROG REPORTS FISCAL FOURTH QUARTER AND FULL YEAR 2015 FINANCIAL RESULTS EMERYVILLE, Calif.?June 11, 2015?LeapFrog Enterprises, Inc. (NYSE:LF) today announced financial results for the fiscal fourth quarter and full year 2015. The company?s fiscal year covers the twelve-month period ending March 31, 2015. Summary of financial results for the fiscal year ended March 31, 2015 compare |
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| June 12, 2015 |
Leapfrog Enterprises 8-K/A (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 June 11, 2015 Date of Report (date of earliest event reported) LEAPFROG ENTERPRISES, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 1-31396 (Commission File Numbe |
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| June 11, 2015 |
LEAPFROG REPORTS FISCAL FOURTH QUARTER AND FULL YEAR 2015 FINANCIAL RESULTS Exhibit 99.1 LEAPFROG REPORTS FISCAL FOURTH QUARTER AND FULL YEAR 2015 FINANCIAL RESULTS EMERYVILLE, Calif.?June 11, 2015?LeapFrog Enterprises, Inc. (NYSE:LF) today announced financial results for the fiscal fourth quarter and full year 2015. The company?s fiscal year covers the twelve-month period ending March 31, 2015. Summary of financial results for the fiscal year ended March 31, 2015 compare |
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| June 11, 2015 |
Leapfrog Enterprises FORM 8-K (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 June 11, 2015 Date of Report (date of earliest event reported) LEAPFROG ENTERPRISES, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 1-31396 (Commission File Number) |
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| June 1, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD Specialized Disclosure Report LEAPFROG ENTERPRISES, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation or organization) 1-31396 (Commission File Number) 95-4652013 (IRS Employer Identification No.) 6401 Hollis Street, Suite 100 Emeryville, California 94608 |
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| June 1, 2015 |
Exhibit 1.01 LEAPFROG ENTERPRISES, INC. Conflict Minerals Report For the reporting period from January 1 to December 31, 2014 This Conflict Minerals Report (the ?Report?) of LeapFrog Enterprises, Inc. (the ?Company?) has been prepared pursuant to Rule 13p-1 (the ?Rule?) promulgated under the Securities Exchange Act of 1934, as amended, for the reporting period from January 1 to December 31, 2014. |
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| March 31, 2015 |
8-K 1 v4058008k.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 March 25, 2015 Date of Report (date of earliest event reported) LEAPFROG ENTERPRISES, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporati |
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| March 4, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 February 27, 2015 Date of Report (date of earliest event reported) LEAPFROG ENTERPRISES, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 1-31396 (Commission File Num |
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| February 10, 2015 |
LF / Leapfrog Enterprises Inc / VANGUARD GROUP INC Passive Investment leapfrogenterprises.htm - Generated by SEC Publisher for SEC Filing SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 2 )* Name of issuer: LeapFrog Enterprises Inc Title of Class of Securities: Common Stock CUSIP Number: 52186N106 Date of Event Which Requires Filing of this Statement: December 31, 2014 Check the appropr |
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| February 9, 2015 |
Exhibit 31.02 CERTIFICATION I, Raymond L. Arthur, certify that: 1. I have reviewed this Quarterly Report on Form 10-Q of LeapFrog Enterprises, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading |
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| February 9, 2015 |
Exhibit 31.01 CERTIFICATION I, John Barbour, certify that: 1. I have reviewed this Quarterly Report on Form 10-Q of LeapFrog Enterprises, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with |
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| February 9, 2015 |
Exhibit 32.01 Certifications of Chief Executive Officer and Chief Financial Officer Pursuant to 18 U.S.C. Section 1350 Pursuant to the requirements set forth in Rule 13a-14(b) of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), and 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, John Barbour, the Chief Executive Officer of LeapFrog |
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| February 9, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2014 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-31396 LeapFr |
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| February 5, 2015 |
LEAPFROG REPORTS THIRD QUARTER FISCAL YEAR 2015 FINANCIAL RESULTS Exhibit 99.1 LEAPFROG REPORTS THIRD QUARTER FISCAL YEAR 2015 FINANCIAL RESULTS EMERYVILLE, Calif.—February 5, 2015—LeapFrog Enterprises, Inc. (NYSE:LF) today announced financial results for the third fiscal quarter ended December 31, 2014. The company’s fiscal year covers the twelve-month period ending March 31, 2015. “We are very disappointed that our performance in the third quarter declined sig |
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| February 5, 2015 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 February 5, 2015 Date of Report (date of earliest event reported) LEAPFROG ENTERPRISES, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 1-31396 (Commission File Numb |
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| February 4, 2015 |
LF / Leapfrog Enterprises Inc / FRANKLIN RESOURCES INC Passive Investment leap14a12.htm - Generated by SEC Publisher for SEC Filing CUSIP NO. 52186N106 13G Page 1 of 14 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 12)* LeapFrog Enterprises, Inc. (Name of Issuer) Class A common stock, par value $0.0001 per share (Title of Class of Securities) 52186N106 (CUSIP Number) December |
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| January 23, 2015 |
LEAPFROG PROVIDES PRELIMINARY UNAUDITED FISCAL THIRD QUARTER RESULTS Exhibit 99.1 LEAPFROG PROVIDES PRELIMINARY UNAUDITED FISCAL THIRD QUARTER RESULTS EMERYVILLE, Calif.—January 22, 2015—LeapFrog Enterprises, Inc. (NYSE:LF) today provided preliminary unaudited fiscal third quarter results for the three-month period ended December 31, 2014. The company’s fiscal year covers the twelve-month period ending March 31, 2015. “We are very disappointed that our performance |
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| January 23, 2015 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 January 22, 2015 Date of Report (date of earliest event reported) LEAPFROG ENTERPRISES, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 1-31396 (Commission File Numb |
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| November 10, 2014 |
Exhibit 10.03 ELEVENTH AMENDMENT TO LEASE THIS ELEVENTH AMENDMENT TO LEASE (?Agreement?) dated this 16 day of September, 2014, is made and entered into by and between HOLLIS STREET INVESTORS II, L.L.C., a Delaware limited liability company (?Landlord?) and LEAPFROG ENTERPRISES, INC., a Delaware corporation (?Tenant?). BACKGROUND A. Landlord and Tenant entered into that certain Lease Agreement date |
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| November 10, 2014 |
Exhibit 31.01 CERTIFICATION I, John Barbour, certify that: 1. I have reviewed this Quarterly Report on Form 10-Q of LeapFrog Enterprises, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with |
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| November 10, 2014 |
Exhibit 32.01 Certifications of Chief Executive Officer and Chief Financial Officer Pursuant to 18 U.S.C. Section 1350 Pursuant to the requirements set forth in Rule 13a-14(b) of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), and 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, John Barbour, the Chief Executive Officer of LeapFrog |
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| November 10, 2014 |
Exhibit 10.01 NINTH AMENDMENT TO LEASE THIS NINTH AMENDMENT TO LEASE (?Agreement?) dated this 9th day of December, 2013 (the ?Effective Date?), is made and entered into by and between HOLLIS STREET INVESTORS II, LLC, a Delaware limited liability company (?Landlord?) and LEAPFROG ENTERPRISES, INC., a Delaware corporation (?Tenant?). BACKGROUND A. Landlord and Tenant entered into that certain Lease |
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| November 10, 2014 |
Exhibit 10.02 TENTH AMENDMENT TO LEASE THIS TENTH AMENDMENT TO LEASE (?Agreement?) dated as of April 1, 2014 (the ?Effective Date?), is made and entered into by and between HOLLIS STREET INVESTORS II, LLC, a Delaware limited liability company (?Landlord?) and LEAPFROG ENTERPRISES, INC., a Delaware corporation (?Tenant?). BACKGROUND A. Landlord and Tenant entered into that certain Lease Agreement d |
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| November 10, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2014 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-31396 LeapF |
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| November 10, 2014 |
Exhibit 31.02 CERTIFICATION I, Raymond L. Arthur, certify that: 1. I have reviewed this Quarterly Report on Form 10-Q of LeapFrog Enterprises, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading |
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| November 10, 2014 |
DATED September 5, 2014 LEAPFROG TOYS (UK) LIMITED ANTONY HICKS Exhibit 10.04 DATED September 5, 2014 LEAPFROG TOYS (UK) LIMITED and ANTONY HICKS SERVICE AGREEMENT Table of Contents Page 1. Interpretation 1 2. Term of appointment 3 3. Warranties and Conditions 4 4. Duties 4 5. Place of Work 5 6. Hours of work 6 7. Salary 6 8. Expenses 6 9. Bonus 7 10. Stock and stock option schemes 7 11. Pensions 8 12. Life assurance and private medical insurance 9 13. Directo |
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| November 3, 2014 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 November 3, 2014 Date of Report (date of earliest event reported) LEAPFROG ENTERPRISES, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 1-31396 (Commission File Numb |
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| November 3, 2014 |
Exhibit 99.1 LEAPFROG REPORTS SECOND QUARTER FISCAL YEAR 2015 FINANCIAL RESULTS Net Sales in the September Quarter Declined Year-Over-Year Expects Net Sales Growth Year-Over-Year in the December Quarter with the Launch of LeapTV EMERYVILLE, Calif.—November 3, 2014—LeapFrog Enterprises, Inc. (NYSE:LF) today announced financial results for the second fiscal quarter ended September 30, 2014. In May, |
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| August 6, 2014 |
Exhibit 31.01 CERTIFICATION I, John Barbour, certify that: 1. I have reviewed this Quarterly Report on Form 10-Q of LeapFrog Enterprises, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with |
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| August 6, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2014 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-31396 LeapFrog E |
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| August 6, 2014 |
Exhibit 31.02 CERTIFICATION I, Raymond L. Arthur, certify that: 1. I have reviewed this Quarterly Report on Form 10-Q of LeapFrog Enterprises, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading |
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| August 6, 2014 |
Exhibit 32.01 Certifications of Chief Executive Officer and Chief Financial Officer Pursuant to 18 U.S.C. Section 1350 Pursuant to the requirements set forth in Rule 13a-14(b) of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), and 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, John Barbour, the Chief Executive Officer of LeapFrog |
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| August 4, 2014 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 August 4, 2014 Date of Report (date of earliest event reported) LEAPFROG ENTERPRISES, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 1-31396 (Commission File Number |
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| August 4, 2014 |
Exhibit 99.1 LEAPFROG REPORTS FIRST QUARTER FISCAL YEAR 2015 FINANCIAL RESULTS Financial Results Declined Year-Over-Year, Largely Due to Carry-Forward Retail Inventory from Last Holiday Season and the Timing of New Product Shipments Positioned for a Strong Holiday Season with New Product Introductions in New Entertainment Categories EMERYVILLE, Calif.—August 4, 2014—LeapFrog Enterprises, Inc. (NYS |
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| July 2, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 June 26, 2014 Date of Report (date of earliest event reported) LEAPFROG ENTERPRISES, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 1-31396 (Commission File Number) |
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| July 2, 2014 |
LEAPFROG APPOINTS STEVE YOUNGWOOD TO BOARD OF DIRECTORS LEAPFROG APPOINTS STEVE YOUNGWOOD TO BOARD OF DIRECTORS EMERYVILLE, Calif. – July 2, 2014 – LeapFrog Enterprises, Inc. (NYSE: LF) announced today that Steve Youngwood has joined the company's board of directors. Mr. Youngwood is a senior global media industry executive who most recently served as Executive Vice President and General Manager of Digital Media and Entertainment Products at Nickelodeo |
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| June 23, 2014 |
Exhibit 31.02 CERTIFICATION I, Raymond L. Arthur, certify that: 1. I have reviewed this Transition Report on Form 10-Q of LeapFrog Enterprises, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading |
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| June 23, 2014 |
Exhibit 32.01 Certifications of Chief Executive Officer and Chief Financial Officer Pursuant to 18 U.S.C. Section 1350 Pursuant to the requirements set forth in Rule 13a-14(b) of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), and 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, John Barbour, the Chief Executive Officer of LeapFrog |
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| June 23, 2014 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ¨ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 OR x TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from January 1, 2014 to March 31, 2014 Commission File Number: 001-31396 LeapFr |
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| June 23, 2014 |
Exhibit 31.01 CERTIFICATION I, John Barbour, certify that: 1. I have reviewed this Transition Report on Form 10-Q of LeapFrog Enterprises, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with |
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| June 10, 2014 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 June 4, 2014 Date of Report (date of earliest event reported) LEAPFROG ENTERPRISES, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 1-31396 (Commission File Number) |
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| June 2, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD Specialized Disclosure Report LEAPFROG ENTERPRISES, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation or organization) 1-31396 (Commission File Number) 95-4652013 (IRS Employer Identification No.) 6401 Hollis Street, Suite 100 Emeryville, California 94608 |
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| June 2, 2014 |
EXHIBIT 1.02 LEAPFROG ENTERPRISES, INC. Conflict Minerals Report For the reporting period from January 1 to December 31, 2013 This Conflict Minerals Report (the “Report”) of LeapFrog Enterprises, Inc. (the “Company”) has been prepared pursuant to Rule 13p-1 and Form SD (the “Rule”) promulgated under the Securities Exchange Act of 1934, as amended, for the reporting period from January 1 to Decembe |
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| May 16, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 May 13, 2014 Date of Report (date of earliest event reported) LEAPFROG ENTERPRISES, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 1-31396 (Commission File Number) |
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| May 16, 2014 |
LEAPFROG ANNOUNCES CHANGE OF FISCAL YEAR-END Exhibit 99.1 LEAPFROG ANNOUNCES CHANGE OF FISCAL YEAR-END EMERYVILLE, Calif.—May 16, 2014—LeapFrog Enterprises, Inc. (NYSE:LF), the leader in educational entertainment for children, today announced that the Company’s Board of Directors approved a fiscal year-end change from December 31 to March 31 in order to simplify business processes. LeapFrog’s next annual report on Form 10-K will be for the t |
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| May 12, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 May 9, 2014 Date of Report (date of earliest event reported) LEAPFROG ENTERPRISES, INC. (Exact name of registrant as specified in its charter) Delaware 1-31396 95-4652013 (State or other jurisdiction (Commission (IRS Employer of inco |
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| May 7, 2014 |
AMENDMENT No. 2 TO INDUSTRIAL LEASE – NET Exhibit 10.01 AMENDMENT No. 2 TO INDUSTRIAL LEASE ? NET THIS AMENDMENT (?Amendment?) is made and entered into as of April 1, 2014, by and between CAMPBELL HAWAII INVESTOR LLC, a Hawaii limited liability company (?Lessor?), and LEAPFROG ENTERPRISES, Inc., a Delaware corporation (?Lessee?). Lessor?s predecessor-in-interest, SP Kaiser Gateway 1, LLC, a Delaware limited liability company, and Lessee e |
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| May 7, 2014 |
Exhibit 31.02 CERTIFICATION I, Raymond L. Arthur, certify that: 1. I have reviewed this Quarterly Report on Form 10-Q of LeapFrog Enterprises, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading |
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| May 7, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q 10-Q 1 v37572110q.htm FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2014 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period f |
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| May 7, 2014 |
Exhibit 31.01 CERTIFICATION I, John Barbour, certify that: 1. I have reviewed this Quarterly Report on Form 10-Q of LeapFrog Enterprises, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with |
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| May 7, 2014 |
Exhibit 32.01 Certifications of Chief Executive Officer and Chief Financial Officer Pursuant to 18 U.S.C. Section 1350 Pursuant to the requirements set forth in Rule 13a-14(b) of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), and 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, John Barbour, the Chief Executive Officer of LeapFrog |
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| May 5, 2014 |
Financial Statements and Exhibits, Results of Operations and Financial Condition - FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 May 5, 2014 Date of Report (date of earliest event reported) LEAPFROG ENTERPRISES, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 1-31396 (Commission File Number) 9 |
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| May 5, 2014 |
LEAPFROG REPORTS FIRST QUARTER 2014 FINANCIAL RESULTS Announces New Products and Platforms for 2014 Exhibit 99.1 LEAPFROG REPORTS FIRST QUARTER 2014 FINANCIAL RESULTS Announces New Products and Platforms for 2014 EMERYVILLE, Calif.—May 5, 2014—LeapFrog Enterprises, Inc. (NYSE:LF) today announced financial results for the first quarter ended March 31, 2014. “Our first quarter performance was about as we expected given the calendar shift of Easter into Quarter 2, higher levels of retail carryover |
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| April 21, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ý Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Definitive Proxy State |
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| April 21, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Definitive Proxy State |
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| March 14, 2014 |
Exhibit 32.01 CERTIFICATIONS OF CHIEF EXECUTIVE OFFICER AND CHIEF FINANCIAL OFFICER Pursuant to 18 U.S.C. Section 1350 Pursuant to the requirements set forth in Rule 13a-14(b) of the Securities Exchange Act of 1934, as amended (the “Exchange Act”) and 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, John Barbour, the Chief Executive Officer of LeapFrog |
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| March 14, 2014 |
Consent of Independent Registered Public Accounting Firm Exhibit 23.01 Consent of Independent Registered Public Accounting Firm We hereby consent to the incorporation by reference in the Registration Statement on Form S-3 (No. 333-174632) and S-8 (Nos. 333-97061, 333-117798, 333-136328, 333-145125, 333-175275, 333-183102) of LeapFrog Enterprises, Inc. of our report dated March 14, 2014 relating to the financial statements, financial statement schedules |
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| March 14, 2014 |
Consent of Independent Registered Public Accounting Firm Exhibit 23.02 Consent of Independent Registered Public Accounting Firm We consent to the incorporation by reference in the following Registration Statements: (1) Registration Statement (Form S-3 No. 333-174632) of LeapFrog Enterprises, Inc., (2) Registration Statement (Form S-8 No. 333-97061) pertaining to the 2002 Equity Incentive Plan, 2002 Non-Employee Directors' Stock Option Plan and 2002 Empl |
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| March 14, 2014 |
Exhibit 31.02 CERTIFICATION I, Raymond L. Arthur, certify that: 1. I have reviewed this annual report on Form 10-K of LeapFrog Enterprises, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading wit |
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| March 14, 2014 |
Subsidiaries of the Registrant Exhibit 21.01 Subsidiaries of the Registrant Subsidiary Jurisdiction of Incorporation or Organization LeapFrog Canada, Inc. Canada LeapFrog (H.K.) Limited Hong Kong LeapFrog Toys (UK) Limited England and Wales LF France, SAS France LeapFrog Mexico S.A. de C.V. Mexico LFC Ventures, LLC Delaware LeapFrog Digital Technology (Shenzhen) Co. Ltd. China |
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| March 14, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2013 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-31396 LeapFrog Enterp |
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| March 14, 2014 |
Exhibit 31.01 CERTIFICATION I, John Barbour, certify that: 1. I have reviewed this annual report on Form 10-K of LeapFrog Enterprises, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with res |
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| March 11, 2014 |
LEAPFROG APPOINTS JOANNA REES TO BOARD OF DIRECTORS Exhibit 99.1 LEAPFROG APPOINTS JOANNA REES TO BOARD OF DIRECTORS EMERYVILLE, Calif. – March 11, 2014 – LeapFrog Enterprises, Inc. (NYSE: LF) announced today that Joanna Rees has joined the company's board of directors. “We are very excited that Joanna is joining our board,” said William Chiasson, LeapFrog Chairman. “Her experience in investing in, advising and building leading growth companies wil |
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| March 11, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 March 6, 2014 Date of Report (date of earliest event reported) LEAPFROG ENTERPRISES, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 1-31396 (Commission File Number) |
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| February 14, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 February 10, 2014 Date of Report (date of earliest event reported) LEAPFROG ENTERPRISES, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 1-31396 (Commission File Num |
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| February 12, 2014 |
Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 February 10, 2014 Date of Report (date of earliest event reported) LEAPFROG ENTERPRISES, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 1-31396 (Commission File Num |
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| February 12, 2014 |
EXHIBIT 99.1 LEAPFROG REPORTS 2013 FINANCIAL RESULTS LeapPad Tablets’ Net Sales Were Up 11% and Were Again the No. 1 Selling Children’s Learning Tablets in the U.S. and the U.K. in 20131 LeapFrog’s Board of Directors Authorizes $30 Million Share Repurchase Program New Learning Platform Planned for Holiday 2014 EMERYVILLE, Calif.—February 12, 2014—LeapFrog Enterprises, Inc. (NYSE:LF) today announce |
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| February 11, 2014 |
LF / Leapfrog Enterprises Inc / VANGUARD GROUP INC Passive Investment SC 13G/A 1 leapfrog.htm SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 1 )* Name of issuer: LeapFrog Enterprises Inc Title of Class of Securities: Common Stock CUSIP Number: 52186N106 Date of Event Which Requires Filing of this Statement: December 31, 2013 Check the appropriate box to designate the rule pursuant to w |
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| February 11, 2014 |
LF / Leapfrog Enterprises Inc / FRANKLIN RESOURCES INC Passive Investment leap13a11.htm - Generated by SEC Publisher for SEC Filing CUSIP NO. 52186N106 13G Page 1 of 14 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 11)* LeapFrog Enterprises, Inc. (Name of Issuer) Class A common stock, par value $0.0001 per share (Title of Class of Securities) 52186N106 (CUSIP Number) December |
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| December 10, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* LeapFrog Enterprises, Inc. (Name of Issuer) Class A Common Stock (Title of Class of Securities) 52186N106 (CUSIP Number) November 30, 2013 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to |
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| November 6, 2013 |
LeapFrog Enterprises, Inc. EMPLOYMENT AGREEMENT Exhibit 10.01 LeapFrog Enterprises, Inc. EMPLOYMENT AGREEMENT This Employment Agreement (the ?Agreement?), dated August 13, 2013 (the ?Date of Execution?), is entered into by and between LeapFrog Enterprises, Inc., a Delaware corporation (the ?Company?), and Michael Dodd (?Employee?). RECITALS WHEREAS, Employee will assume a new position on an interim basis as an advisor to the Company?s chief exe |
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| November 6, 2013 |
Exhibit 32.01 Certifications of Chief Executive Officer and Chief Financial Officer Pursuant to 18 U.S.C. Section 1350 Pursuant to the requirements set forth in Rule 13a-14(b) of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), and 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, John Barbour, the Chief Executive Officer of LeapFrog |
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| November 6, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2013 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Numbe |
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| November 6, 2013 |
Exhibit 31.02 CERTIFICATION I, Raymond L. Arthur, certify that: 1. I have reviewed this Quarterly Report on Form 10-Q of LeapFrog Enterprises, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading |
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| November 6, 2013 |
Exhibit 31.01 CERTIFICATION I, John Barbour, certify that: 1. I have reviewed this Quarterly Report on Form 10-Q of LeapFrog Enterprises, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with |
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| November 4, 2013 |
Exhibit 99.1 LeapFrog Reports Third Quarter 2013 Results Net Sales Increased 4% and Income from Operations Increased 16% EMERYVILLE, Calif.-(BUSINESS WIRE)-November 4, 2013-LeapFrog Enterprises, Inc. (NYSE:LF) today announced financial results for the third quarter ended September 30, 2013. Highlights of third quarter 2013 results compared to third quarter 2012 results: Consolidated net sales were |
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| November 4, 2013 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 November 4, 2013 Date of Report (date of earliest event reported) LEAPFROG ENTERPRISES, INC. (Exact name of registrant as specified in its charter) Delaware 1-31396 95-4652013 (State or other jurisdiction of incorporation) (Commissio |
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| October 10, 2013 |
LF / Leapfrog Enterprises Inc / WELLS FARGO & COMPANY/MN Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 6) LEAPFROG ENTERPRISES INC (Name of Issuer) CL A (Title of Class of Securities) 52186N106 (CUSIP Number) September 30, 2013 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedu |
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| September 20, 2013 |
September 20, 2013 Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Ladies and Gentlemen: We have read Item 4.01 of Form 8-K dated September 17, 2013, of Leapfrog Enterprises, Inc. and are in agreement with the statements contained in the second and fourth sentences in the first paragraph, and in the second and third paragraphs on page 2 therein. We have no basis to agree |
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| September 20, 2013 |
Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant 8-K 1 v3552908-k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 September 17, 2013 Date of Report (date of earliest event reported) LEAPFROG ENTERPRISES, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporatio |
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| August 16, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 August 13, 2013 Date of Report (date of earliest event reported) LEAPFROG ENTERPRISES, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 1-31396 (Commission File Numbe |
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| August 7, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2013 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-31396 LeapFrog E |
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| August 7, 2013 |
Amendment No. 1 to Employment Agreement Exhibit 10.04 Amendment No. 1 to Employment Agreement This Amendment No. 1 to Employment Agreement (?Amendment?), is entered into by and between Leapfrog Enterprises, Inc., a Delaware corporation (the ?Company?), and John Barbour (?Executive?) as of May 21, 2013 (the ?Amendment Effective Date?). The Company and Executive are each separately referred to as a ?Party? and collectively as the ?Parties |
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| August 7, 2013 |
Exhibit 10.02 LeapFrog Enterprises, Inc. Non-Employee Director Stock Option Grant Notice (2011 Equity and Incentive Plan) LeapFrog Enterprises, Inc. (the ?Company?), pursuant to its 2011 Equity and Incentive Plan (the ?Plan?), hereby grants to Optionholder an option to purchase the number of shares of the Company?s Common Stock set forth below. This option is subject to all of the terms and condit |
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| August 7, 2013 |
Exhibit 10.03 LeapFrog Enterprises, Inc. Non-Employee Director Restricted Stock Unit Grant Notice (2011 Equity and Incentive Plan) LeapFrog Enterprises, Inc. (the ?Company?), pursuant to its 2011 Equity and Incentive Plan (the ?Plan?), hereby awards to Participant a Restricted Stock Unit Award for the number of stock units set forth below (the ?Award?). The Award is subject to all of the terms and |
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| August 7, 2013 |
Exhibit 32.01 Certifications of Chief Executive Officer and Chief Financial Officer Pursuant to 18 U.S.C. Section 1350 Pursuant to the requirements set forth in Rule 13a-14(b) of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), and 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, John Barbour, the Chief Executive Officer of LeapFrog |
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| August 7, 2013 |
Exhibit 31.02 CERTIFICATION I, Raymond L. Arthur, certify that: 1. I have reviewed this Quarterly Report on Form 10-Q of LeapFrog Enterprises, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading |
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| August 7, 2013 |
Exhibit 10.01 LeapFrog Enterprises, Inc. 2002 Non-Employee Directors' Stock Award Plan Adopted: July 2, 2002 Approved By Stockholders: July 19, 2002 Amended and Restated: April 20, 2004 Amendment and Restatement Approved by Stockholders: June 10, 2004 Amended and Restated: March 27, 2006 Amendment and Restatement Approved by Stockholders: June 16, 2006 Amended and Restated: April 29, 2009 Amended |
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| August 7, 2013 |
Exhibit 31.01 CERTIFICATION I, John Barbour, certify that: 1. I have reviewed this Quarterly Report on Form 10-Q of LeapFrog Enterprises, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with |
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| August 1, 2013 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 v3515408k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 August 1, 2013 Date of Report (Date of earliest event reported) LEAPFROG ENTERPRISES, INC. (Exact name of registrant as specified in its charter) Delaware 1-31396 95-4652013 (State or other jurisdiction ( |
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| August 1, 2013 |
LEAPFROG REPORTS SECOND QUARTER 2013 NET SALES INCREASED 16% Operating Results Improved 34% Exhibit 99.1 LEAPFROG REPORTS SECOND QUARTER 2013 NET SALES INCREASED 16% Operating Results Improved 34% EMERYVILLE, Calif.—August 1, 2013—LeapFrog Enterprises, Inc. (NYSE:LF) today announced financial results for the second quarter ended June 30, 2013. Highlights of second quarter 2013 results compared to second quarter 2012 results: · Consolidated net sales were up 16%. · U.S. segment net sales |
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| June 10, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* LeapFrog Enterprises, Inc. (Name of Issuer) Class A Common Stock (Title of Class of Securities) 52186N106 (CUSIP Number) May 31, 2013 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to whic |
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| June 7, 2013 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 June 5, 2013 Date of Report (date of earliest event reported) LEAPFROG ENTERPRISES, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 1-31396 (Commission File Number) |
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| May 6, 2013 |
Exhibit 32.01 Certifications of Chief Executive Officer and Chief Financial Officer Pursuant to 18 U.S.C. Section 1350 Pursuant to the requirements set forth in Rule 13a-14(b) of the Securities Exchange Act of 1934, as amended (the ?Exchange Act?), and 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, John Barbour, the Chief Executive Officer of LeapFrog |
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| May 6, 2013 |
Exhibit 31.02 CERTIFICATION I, Raymond L. Arthur, certify that: 1. I have reviewed this Quarterly Report on Form 10-Q of LeapFrog Enterprises, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading |
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| May 6, 2013 |
Exhibit 31.01 CERTIFICATION I, John Barbour, certify that: 1. I have reviewed this Quarterly Report on Form 10-Q of LeapFrog Enterprises, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with |
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| May 6, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2013 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-31396 LeapFrog |
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| May 2, 2013 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 May 2, 2013 Date of Report (date of earliest event reported) LEAPFROG ENTERPRISES, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 1-31396 (Commission File Number) 9 |
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| May 2, 2013 |
Exhibit 99.1 LEAPFROG REPORTS FIRST QUARTER 2013 NET SALES INCREASED 15% Double-Digit Net Sales Growth in Content, Platforms, Accessories and Toys Operating Results Improved 47% EMERYVILLE, Calif.—May 2, 2013—LeapFrog Enterprises, Inc. (NYSE:LF) today announced financial results for the first quarter ended March 31, 2013. Highlights of first quarter 2013 results compared to first quarter 2012 resu |
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| April 24, 2013 |
- DEFINITIVE ADDITIONAL MATERIALS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Definitive Proxy State |
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| April 24, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Definitive Proxy State |
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| March 29, 2013 |
LF / Leapfrog Enterprises Inc / WELLS FARGO & COMPANY/MN Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 5) LEAPFROG ENTERPRISES INC (Name of Issuer) CL A (Title of Class of Securities) 52186N106 (CUSIP Number) December 31, 2012 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedul |
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| March 11, 2013 |
Consent of Independent Registered Public Accounting Firm Exhibit 23.01 Consent of Independent Registered Public Accounting Firm We consent to the incorporation by reference in the following Registration Statements: (1) Registration Statement (Form S-3 No. 333-174632) of LeapFrog Enterprises, Inc., (2) Registration Statement (Form S-8 No. 333-97061) pertaining to the 2002 Equity Incentive Plan, 2002 Non-Employee Directors' Stock Option Plan and 2002 Empl |
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| March 11, 2013 |
Exhibit 31.01 CERTIFICATION I, John Barbour, certify that: 1. I have reviewed this annual report on Form 10-K of LeapFrog Enterprises, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with res |
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| March 11, 2013 |
Exhibit 10.25 PRIVATE AND CONFIDENTIAL Dated October 1, 2008 (1) LEAPFROG TOYS (UK) LIMITED (2) Christopher Spalding EXECUTIVE'S SERVICE AGREEMENT 1 THIS AGREEMENT is made on October 1, 2008 BETWEEN: (1) LEAPFROG TOYS (UK) LIMITED a company incorporated in England and Wales under registration number 03891265, the registered office of which is 36 Windsor Street, Uxbridge, UB8 1AB ("the Company") an |
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| March 11, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2012 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-31396 LeapFrog Enterp |
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| March 11, 2013 |
Exhibit 31.02 CERTIFICATION I, Raymond L. Arthur, certify that: 1. I have reviewed this annual report on Form 10-K of LeapFrog Enterprises, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading wit |
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| March 11, 2013 |
Exhibit 10.26 Chris Spalding [REDACTED] October 3, 2008 Dear Chris Your Employment as Managing Director I write to confirm our agreement to amend your proposed terms and conditions of employment. Clause 11.1 of your contract shall now read as follows: “The Company will operate a stakeholder non-contributory pension scheme and will contribute in each year an amount equal to 10% of the Executive’s b |
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| March 11, 2013 |
Exhibit 32.01 CERTIFICATIONS OF CHIEF EXECUTIVE OFFICER AND CHIEF FINANCIAL OFFICER Pursuant to 18 U.S.C. Section 1350 Pursuant to the requirements set forth in Rule 13a-14(b) of the Securities Exchange Act of 1934, as amended (the “Exchange Act”) and 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, John Barbour, the Chief Executive Officer of LeapFrog |
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| March 11, 2013 |
Subsidiaries of the Registrant Exhibit 21.01 Subsidiaries of the Registrant Subsidiary Jurisdiction of Incorporation or Organization LeapFrog Canada, Inc. Canada LeapFrog (H.K.) Limited Hong Kong LeapFrog Toys (UK) Limited England and Wales LF France, SAS France LeapFrog Mexico S.A. de C.V. Mexico LFC Ventures, LLC Delaware LeapFrog Digital Technology (Shenzhen) Co. Ltd. China |
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| February 14, 2013 |
LF / Leapfrog Enterprises Inc / Litespeed Management, L.L.C. Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. |
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| February 14, 2013 |
LF / Leapfrog Enterprises Inc / 12 West Capital Management LP - LEAPFROG13GAM1 Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* LEAPFROG ENTERPRISES, INC. (Name of Issuer) CLASS A COMMON STOCK, $0.0001 PAR VALUE PER SHARE (Title of Class of Securities) 52186N106 (CUSIP Number) December 31, 2012 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to d |
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| February 14, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Leapfrog Enterprises, Inc. (Name of Issuer) Class A Common Stock (Title of Class of Securities) 52186N106 (CUSIP Number) December 31, 2012 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to |
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| February 13, 2013 |
LF / Leapfrog Enterprises Inc / MOLLUSK HOLDINGS LLC - SC 13G/A Passive Investment begin 644 lfschedule13ga.pdf M)5!$1BTQ+C0-)>+CS],-"C8W,B`P(&]B:@T\/"],:6YE87)I>F5D(#$O3"`V M-30U-2]/(#8W-2]%(#$P,3$V+TX@,3`O5"`U,3DV-R]((%L@-C,V(#,P-5T^ M/@UE;F1O8FH-("`@("`@("`@("`@("`@#0IX<-"C`P,#`P M,#`P,38@,#`P,#`@;@T*,#`P,#`P,3$S-B`P,#`P,"!N#0HP,#`P,#`Q-#8W M(#`P,#`P(&X-"C`P,#`P,#$V-38@,#`P,#`@;@T*,#`P,#`P,3@Y,B`P,#`P M,"!N#0HP,#`P,#`R,S>8U%>S&7Q] M*G",^P`#VX0\L+P$`T/O+"#-"C0Q%4BK,##L"&``AP"# |
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| February 13, 2013 |
LF / Leapfrog Enterprises Inc / WELLS FARGO & COMPANY/MN Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 4) LEAPFROG ENTERPRISES INC (Name of Issuer) CL A (Title of Class of Securities) 52186N106 (CUSIP Number) December 31, 2012 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedul |
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| February 13, 2013 |
LF / Leapfrog Enterprises Inc / VANGUARD GROUP INC Passive Investment SC 13G 1 leapfrogenterprisesinc.htm SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 0 )* Name of issuer: LeapFrog Enterprises Inc Title of Class of Securities: Common Stock CUSIP Number: 52186N106 Date of Event Which Requires Filing of this Statement: December 31, 2012 Check the appropriate box to designate the rule p |
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| February 13, 2013 |
LF / Leapfrog Enterprises Inc / MOLLUSK HOLDINGS LLC - SC 13G/A Passive Investment February 13, 2012 SG-13A DOC Note: PDF provided as a courtesy UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| February 7, 2013 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (Amendment No. 6)1 LeapFrog Enterprises, Inc. (Name of Issuer) CLASS A COMMON STOCK, $.0001 PAR VALUE (Title of Class of Securities) 52186N 10 6 (CUSIP Number) December 31, |
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| February 6, 2013 |
Financial Statements and Exhibits, Results of Operations and Financial Condition - CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 February 6, 2013 Date of Report (date of earliest event reported) LEAPFROG ENTERPRISES, INC. (Exact name of registrant as specified in its charter) Delaware 1-31396 95-4652013 (State or other jurisdiction of incorporation) (Commissio |
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| February 6, 2013 |
Exhibit 99.1 LEAPFROG REPORTS 2012 INCOME FROM OPERATIONS INCREASED 170% 2012 Net Sales Grew 28% LeapFrog Had the #1 Selling Toys in Both the U.S. and the U.K. in 2012 Digital App Sales Nearly Four Times Prior Year EMERYVILLE, Calif.—February 6, 2013—LeapFrog Enterprises, Inc. (NYSE:LF) today announced financial results for the fourth quarter and full year ended December 31, 2012. Highlights of fu |
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| February 5, 2013 |
LF / Leapfrog Enterprises Inc / FRANKLIN RESOURCES INC Passive Investment CUSIP NO. 52186N106 13G Page 1 of 14 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 10)* LEAPFROG ENTERPRISES, INC. (Name of Issuer) Class A common stock, par value $0.0001 per share (Title of Class of Securities) 52186N106 (CUSIP Number) December 31, 2012 (Date of Event Which Requires Filing of this Sta |
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| November 20, 2012 |
AMENDED AND RESTATED BYLAWS LEAPFROG ENTERPRISES, INC., A DELAWARE CORPORATION EXHIBIT 3.01 AMENDED AND RESTATED BYLAWS OF LEAPFROG ENTERPRISES, INC., A DELAWARE CORPORATION ARTICLE I OFFICES 1 SECTION 1. REGISTERED OFFICE 1 SECTION 2. OTHER OFFICES 1 ARTICLE II CORPORATE SEAL 1 SECTION 3. CORPORATE SEAL 1 ARTICLE III STOCKHOLDERS’ MEETINGS 1 SECTION 4. PLACE OF MEETINGS 1 SECTION 5. ANNUAL MEETINGS 1 SECTION 6. SPECIAL MEETINGS 4 SECTION 7. NOTICE OF MEETINGS 5 SECTION 8. Q |
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| November 20, 2012 |
8-K 1 v3290048-k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 November 14, 2012 Date of Report (date of earliest event reported) LEAPFROG ENTERPRISES, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation |
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| November 7, 2012 |
Exhibit 31.02 CERTIFICATION I, Raymond L. Arthur, certify that: 1. I have reviewed this Quarterly Report on Form 10-Q of LeapFrog Enterprises, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading |
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| November 7, 2012 |
Exhibit 32.01 Certifications of Chief Executive Officer and Chief Financial Officer Pursuant to 18 U.S.C. Section 1350 Pursuant to the requirements set forth in Rule 13a-14(b) of the Securities Exchange Act of 1934, as amended (the “Exchange Act”) and 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, John Barbour, the Chief Executive Officer of LeapFrog |
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| November 7, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2012 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-31396 LeapF |
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| November 7, 2012 |
Exhibit 31.01 CERTIFICATION I, John Barbour, certify that: 1. I have reviewed this Quarterly Report on Form 10-Q of LeapFrog Enterprises, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with |
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| November 5, 2012 |
Financial Statements and Exhibits, Results of Operations and Financial Condition - CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 November 5, 2012 Date of Report (date of earliest event reported) LEAPFROG ENTERPRISES, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 1-31396 (Commission File Numb |
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| November 5, 2012 |
Exhibit 99.1 LEAPFROG REPORTS THIRD QUARTER 2012 NET SALES INCREASED 28% Income from Operations Increased 48% Raises Full Year 2012 Guidance EMERYVILLE, Calif.—November 5, 2012—LeapFrog Enterprises, Inc. (NYSE:LF) today announced financial results for the third quarter ended September 30, 2012. Highlights of third quarter 2012 results compared to third quarter 2011 results: · Consolidated net sale |
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| November 2, 2012 |
LF / Leapfrog Enterprises Inc / 12 West Capital Management LP - LEAPFROG13GOCT12 Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* LEAPFROG ENTERPRISES, INC. (Name of Issuer) CLASS A COMMON STOCK, $0.0001 PAR VALUE PER SHARE (Title of Class of Securities) 52186N106 (CUSIP Number) October 25, 2012 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to des |
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| August 6, 2012 |
Exhibit 32.01 Certifications of Chief Executive Officer and Chief Financial Officer Pursuant to 18 U.S.C. Section 1350 Pursuant to the requirements set forth in Rule 13a-14(b) of the Securities Exchange Act of 1934, as amended (the “Exchange Act”) and 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, John Barbour, the Chief Executive Officer of LeapFrog |
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| August 6, 2012 |
Consent of Independent Registered Public Accounting Firm EXHIBIT 23.02 Consent of Independent Registered Public Accounting Firm We consent to the incorporation by reference in this Registration Statement (Form S-8) pertaining to the LeapFrog Enterprises, Inc. Amended and Restated 2011 Equity and Incentive Plan of our reports dated February 29, 2012, with respect to the consolidated financial statements and schedule of LeapFrog Enterprises, Inc. and the |
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| August 6, 2012 |
Exhibit 10.02 May 25, 2012 Greg Ahearn [REDACTED] Dear Greg, We are pleased to offer you a full-time exempt position as Chief Marketing Officer at LeapFrog Enterprises, Inc. (the ?Company?). As Chief Marketing Officer you will be an executive vice president and responsible for leading the following teams: marketing (including product marketing, advertising and PR); worldwide content creation and p |
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| August 6, 2012 |
Exhibit 10.03 July 5, 2012 Ray Arthur [REDACTED] Dear Ray, We are pleased to offer you a full-time exempt position as Chief Financial Officer at LeapFrog Enterprises, Inc. (the ?Company?). Your start date will be July 16th, 2012. This offer is contingent upon approval from the LeapFrog Board of Directors. You will be based out of our Emeryville office at 6401 Hollis Street. This offer of employmen |
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| August 6, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2012 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 00 |
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| August 6, 2012 |
OPINION OF MORRISON & FOERSTER LLP EXHIBIT 5.01 OPINION OF MORRISON & FOERSTER LLP August 6, 2012 LeapFrog Enterprises, Inc. 6401 Hollis Street, Suite 100 Emeryville, California 94608-1017 Re: LeapFrog Enterprises, Inc. Amended and Restated 2011 Equity and Incentive Plan Ladies and Gentlemen: At your request, we have examined the Registration Statement on Form S-8 to be filed by LeapFrog Enterprises, Inc., a Delaware corporation (t |
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| August 6, 2012 |
Exhibit 31.02 CERTIFICATION I, Raymond L. Arthur, certify that: 1. I have reviewed this quarterly report on Form 10-Q of LeapFrog Enterprises, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading |
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| August 6, 2012 |
As filed with the Securities and Exchange Commission on August 6, 2012 Registration No. |
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| August 6, 2012 |
Exhibit 31.01 CERTIFICATION I, John Barbour, certify that: 1. I have reviewed this quarterly report on Form 10-Q of LeapFrog Enterprises, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with |
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| August 6, 2012 |
- POST-EFFECTIVE AMENDMENT TO FORM S-8 As filed with the Securities and Exchange Commission on August 6, 2012 Registration No. |
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| August 1, 2012 |
Financial Statements and Exhibits, Results of Operations and Financial Condition - FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 August 1, 2012 Date of Report (date of earliest event reported) LEAPFROG ENTERPRISES, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 1-31396 (Commission File Number |
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| August 1, 2012 |
Exhibit 99.1 LEAPFROG REPORTS SECOND QUARTER 2012 NET SALES INCREASED 31% Bottom Line Results Improved by $0.09 Per Share Raises Full Year 2012 Guidance EMERYVILLE, Calif.—August 1, 2012—LeapFrog Enterprises, Inc. (NYSE:LF) today announced financial results for the second quarter ended June 30, 2012. Highlights of second quarter 2012 results compared to second quarter 2011 results: · Consolidated |
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| July 16, 2012 |
LEAPFROG APPOINTS RAY ARTHUR AS CHIEF FINANCIAL OFFICER Exhibit 99.1 LEAPFROG APPOINTS RAY ARTHUR AS CHIEF FINANCIAL OFFICER EMERYVILLE, Calif. – July 16, 2012 – LeapFrog Enterprises, Inc. (NYSE: LF), the leader in educational entertainment for children, announced today that Ray Arthur has joined the company as Chief Financial Officer. “Ray is a world-class CFO and I am very happy he has decided to join the LeapFrog team,” said John Barbour, Chief Exec |
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| July 16, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 July 13, 2012 Date of Report (date of earliest event reported) LEAPFROG ENTERPRISES, INC. (Exact name of registrant as specified in its charter) Delaware 1-31396 95-4652013 (State or other jurisdiction of incorporation) (Commission F |
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| July 12, 2012 |
CORRESP 1 filename1.htm July 12, 2012 VIA EDGAR AND OVERNIGHT COURIER U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street, NE Washington D.C. 20549-6010 Attention: Linda Cvrkel, Branch Chief RE: Leapfrog Enterprises, Inc. Form 10-K for the Fiscal Year Ended December 31, 2011 Filed February 29, 2012 File No. 001-31396 Dear Ms. Cvrkel: We are submitting this letter i |
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| July 5, 2012 |
LEAPFROG ANNOUNCES RESIGNATION OF CHIEF FINANCIAL OFFICER MARK ETNYRE Exhibit 99.1 LEAPFROG ANNOUNCES RESIGNATION OF CHIEF FINANCIAL OFFICER MARK ETNYRE EMERYVILLE, Calif. - July 5, 2012 - LeapFrog Enterprises, Inc. (NYSE: LF), the leader in educational entertainment for children, announced that chief financial officer Mark A. Etnyre has resigned from the company in order to spend more time with his family and pursue personal interests. The resignation will be effec |
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| July 5, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 June 28, 2012 Date of Report (date of earliest event reported) LEAPFROG ENTERPRISES, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 1-31396 (Commission File Number) |
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| June 29, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 June 28, 2012 Date of Report (date of earliest event reported) LEAPFROG ENTERPRISES, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 1-31396 (Commission File Number) |
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| June 29, 2012 |
LEAPFROG APPOINTS TED MITCHELL TO BOARD OF DIRECTORS Exhibit 99.1 LEAPFROG APPOINTS TED MITCHELL TO BOARD OF DIRECTORS EMERYVILLE, Calif. – June 29, 2012 – LeapFrog Enterprises, Inc. (NYSE: LF) announced today that Dr. Theodore R. Mitchell has joined the company's board of directors. “Ted brings more than 30 years of education experience to our Board, including promoting innovation and excellence in education,” said William Chiasson, LeapFrog chairm |
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| June 21, 2012 |
June 21, 2012 VIA EDGAR AND OVERNIGHT COURIER Securities and Exchange Commission Division of Corporation Finance 100 F Street, NE Washington, D. |
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| June 7, 2012 |
Exhibit 10.1 LeapFrog Enterprises, Inc. AMENDED AND RESTATED 2011 Equity AND Incentive Plan Adopted by the Board of Directors: March 17, 2011 Approved by the Stockholders: June 2, 2011 Amended and Restated: March 30, 2012 Approved by the Stockholders: June 5, 2012 Termination Date: March 16, 2021 1. General. (a) Successor to and Continuation of Prior Plan. The Plan is intended as the successor to |
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| June 7, 2012 |
8-K 1 v3154718k.htm 8-K CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 June 5, 2012 Date of Report (date of earliest event reported) LEAPFROG ENTERPRISES, INC. (Exact name of registrant as specified in its charter) Delaware 1-31396 95-4652013 (State or other jurisd |
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| May 22, 2012 |
‘ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 May 21, 2012 Date of Report (date of earliest event reported) LEAPFROG ENTERPRISES, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 1-31396 (Commission File Number |
