KOPN / Kopin Corporation - SEC Filings, Annual Report, Proxy Statement

Kopin Corporation
US ˙ NasdaqCM ˙ US5006001011

Basic Stats
LEI 52990031GUBB61RXCD89
CIK 771266
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis. These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Kopin Corporation
SEC Filings (Chronological Order)
This page provides a complete, chronological list of SEC Filings, excluding ownership filings which we provide elsewhere.
September 5, 2025 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): September 2, 2025 KOPIN CORPORATION

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): September 2, 2025 KOPIN CORPORATION (Exact name of registrant as specified in its charter) Delaware 000-19882 04-2833935 (State or other jurisdiction of incorporation) (Commission File Number) (I.

September 5, 2025 EX-10.1

KOPIN CORPORATION Inducement Restricted Stock Award Grant Restricted Stock Award Notice

Exhibit 10.1 KOPIN CORPORATION Inducement Restricted Stock Award Grant Restricted Stock Award Notice Pursuant to the terms and conditions of the individual Inducement Restricted Stock Award Agreement (the “Award Agreement”) attached hereto as Attachment A Kopin Corporation, a Delaware corporation (together with its successors, the “Company”) hereby grants the individual listed in the table below (

September 5, 2025 EX-99.1

Kopin Corporation Announces Inducement Grant Under Nasdaq Listing Rule 5635(c)(4)

Exhibit 99.1 Kopin Corporation Announces Inducement Grant Under Nasdaq Listing Rule 5635(c)(4) WESTBOROUGH, Mass. – Kopin Corporation (NASDAQ: KOPN) a leading provider of application-specific optical systems and high-performance microdisplays for defense, training, enterprise, industrial, consumer and medical products, today announced it has granted an inducement equity award to Kopin’s new Chief

August 14, 2025 8-K/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K/A Amendment No.1 CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): August 8, 2025 KOP

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K/A Amendment No.

August 12, 2025 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported) August 12, 2025 KOPIN CORPORATION (E

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported) August 12, 2025 KOPIN CORPORATION (Exact Name of Registrant as Specified in Charter) Delaware 000-19882 04-2833935 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No.

August 12, 2025 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): August 8, 2025 KOPIN CORPORATION (E

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): August 8, 2025 KOPIN CORPORATION (Exact name of registrant as specified in its charter) Delaware 000-19882 04-2833935 (State or other jurisdiction of incorporation) (Commission File Number) (I.

August 12, 2025 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 28, 2025 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 0-19882 KOPIN CORPORATION (Exact na

August 12, 2025 EX-99.1

Kopin Corporation Reports Financial Results for the Second Quarter 2025

Exhibit 99.1 Kopin Corporation Reports Financial Results for the Second Quarter 2025 ● Creates strategic partnership with Theon Sensors to gain significant and immediate access to Europe, Southeast Asia and NATO growth opportunities ● Introduced first phase of optical automation which is expected to increase throughput and quality and reduce costs ● Positive book to bill including new contract win

August 12, 2025 EX-99.1

Kopin Corporation Announces Agreement for $15 Million Strategic Investment from Theon International Plc to Accelerate Global Defense Innovation

Exhibit 99.1 Kopin Corporation Announces Agreement for $15 Million Strategic Investment from Theon International Plc to Accelerate Global Defense Innovation ● Kopin gains significant access to the European and NATO defense market ● Accelerates development of critical technologies ● Further strengthens Kopin’s balance sheet ● Fixed conversion price of $3.00 per share on $7 million convertible prefe

August 7, 2025 EX-99.1

Kopin Announces Appointment of Erich Manz as Chief Financial Officer

Exhibit 99.1 Kopin Announces Appointment of Erich Manz as Chief Financial Officer WESTBOROUGH, Mass. – August 7, 2025 - Kopin Corporation (NASDAQ: KOPN) a leading provider of application-specific optical systems and high-performance microdisplays for defense, training, enterprise, industrial, consumer and medical products, today announced the appointment of Erich Manz as Chief Financial Officer. M

August 7, 2025 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): August 7, 2025 KOPIN CORPORATION (E

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): August 7, 2025 KOPIN CORPORATION (Exact name of registrant as specified in its charter) Delaware 000-19882 04-2833935 (State or other jurisdiction of incorporation) (Commission File Number) (I.

July 15, 2025 EX-99.1

Kopin Corporation Reports Financial Results for the Fourth Quarter and Full Year 2024 Full year 2024 revenue of $50.3 million was a 24.6% increase compared to full year 2023; 4Q24 revenue increased 71% compared to 4Q23 Expects revenue between $52 to

Exhibit 99.1 Kopin Corporation Reports Financial Results for the Fourth Quarter and Full Year 2024 Full year 2024 revenue of $50.3 million was a 24.6% increase compared to full year 2023; 4Q24 revenue increased 71% compared to 4Q23 Expects revenue between $52 to $55 million in 2025 WESTBOROUGH, MA, April 17, 2025 – Kopin Corporation (Nasdaq: KOPN), a leading provider of application-specific optica

July 15, 2025 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported) May 13, 2025 KOPIN CORPORATION (Exac

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported) May 13, 2025 KOPIN CORPORATION (Exact Name of Registrant as Specified in Charter) Delaware 000-19882 04-2833935 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No.

July 15, 2025 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported) April 17, 2025 KOPIN CORPORATION (Ex

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported) April 17, 2025 KOPIN CORPORATION (Exact Name of Registrant as Specified in Charter) Delaware 000-19882 04-2833935 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No.

July 15, 2025 EX-99.1

Kopin Corporation Reports Financial Results for the First Quarter 2025 Approximately $28 million of orders received in Q125 translates to 2.8:1 Book to bill for Q1 2025

Exhibit 99.1 Kopin Corporation Reports Financial Results for the First Quarter 2025 Approximately $28 million of orders received in Q125 translates to 2.8:1 Book to bill for Q1 2025 ● Q1 2025 product revenues increased 2% compared to the same period in 2024 ● Funded research revenues increased 37% in Q1 2025 ● 2.8:1 Positive book-to-bill for Q1 2025 ● Reaffirms expectations of Double-Digit Revenue

June 30, 2025 EX-3.1

Certificate of Amendment

Exhibit 3.1 CERTIFICATE OF AMENDMENT TO AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF KOPIN CORPORATION KOPIN CORPORATION (the “Corporation”), a corporation organized and existing under and by virtue of the General Corporation Law of the State of Delaware, DOES HEREBY CERTIFY THAT: FIRST: That at a meeting of the Board of Directors of the Corporation resolutions were duly adopted setting fo

June 30, 2025 8-K

Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Submission of Matters to a Vote of Security Holders, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported) June 26, 2025 KOPIN CORPORATION (Exact Name of Registrant as Specified in Charter) Delaware 000-19882 04-2833935 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No.

May 29, 2025 EX-99.1

Kopin Announces CFO Retirement and Transition

Exhibit 99.1 Kopin Announces CFO Retirement and Transition WESTBOROUGH, Mass. – May 29, 2025 - Kopin Corporation (NASDAQ: KOPN) a leading provider of application-specific optical systems and high-performance microdisplays for defense, training, enterprise, industrial, consumer and medical products, today announced the retirement of Rich Sneider. The company has begun a search for Sneider’s replace

May 29, 2025 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported) May 27, 2025 KOPIN CORPORATION (Exac

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported) May 27, 2025 KOPIN CORPORATION (Exact Name of Registrant as Specified in Charter) Delaware 000-19882 04-2833935 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No.

May 20, 2025 10-K/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-K/A (Amendment No. 2)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-K/A (Amendment No.

May 20, 2025 DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amend

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.

May 13, 2025 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 29, 2025 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 0-19882 KOPIN CORPORATION (Exact n

May 13, 2025 EX-1.01

Exhibit 1.01 - Conflict Minerals Report as required by Items 1.01 and 1.02 of this Form.

Exhibit 1.01 KOPIN CORPORATION Conflict Minerals Report for the Reporting Period from January 1, 2024 to December 31, 2024 1. Background/Summary of Conflict Minerals Section 1502 of the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 (“Dodd-Frank Act”), requires registrants that file reports with the Securities and Exchange Commission (“SEC”) under Sections 13(a) or 15(d) of the

May 13, 2025 10-K/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-K/A (Amendment No. 1)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-K/A (Amendment No.

May 13, 2025 SD

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM SD Specialized Disclosure Report KOPIN CORPORATION (Exact name of registrant as specified in its charter)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM SD Specialized Disclosure Report KOPIN CORPORATION (Exact name of registrant as specified in its charter) Delaware 000-19882 04-2833935 (State or other jurisdiction of incorporation or organization) (Commission File Number) (I.R.S. Employer Identification No.) 125 North Drive, Westborough, MA 01581-3335 (Address of princi

May 8, 2025 PRE 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amend

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.

April 17, 2025 EX-4.2

Description of the Registrant’s Securities Registered Pursuant to Section 12 of the Securities Exchange Act of 1934

Exhibit 4.2 CERTIFICATE OF AMENDMENT TO AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF KOPIN CORPORATION Kopin Corporation (the “Corporation”), a corporation organized and existing under and by virtue of the provisions of the General Corporation Law of the State of Delaware (the “General Corporation Law”), does hereby certify that: FIRST: That at a meeting of the Board of Directors of the Co

April 17, 2025 EX-97.1

Kopin Corporation Compensation Clawback Policy filed as an exhibit to Annual Report on Form 10-K for the fiscal year ended December 28, 2024 and incorporated herein by reference.

Exhibit 97.1 Clawback Policy We have a Clawback Policy that provides that performance-based compensation is recoverable from an executive officer if the Board determines that an officer has engaged in knowing or intentional fraudulent or illegal conduct that caused or substantially caused the need for a restatement of the Company’s financial results. Performance-based compensation includes cash pa

April 17, 2025 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION FORM 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 28, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 0-19882 KOPIN CORPORATION (Exact Name of Registrant as Specified in its Charter) Delaware 04-2833935 State or other jurisdiction of incorporation or organization (I.

April 17, 2025 EX-21.1

Subsidiaries of Kopin Corporation filed as an exhibit to Annual Report on Form 10-K for the fiscal year ended December 28, 2024 and incorporated herein by reference.

EXHIBIT 21.1 KOPIN CORPORATION SUBSIDIARIES OF KOPIN CORPORATION The Registrant has the following wholly owned (“W”) and majority owned subsidiaries (“M”). Subsidiary Type State of Incorporation Fiscal Year End VS Corporation W Delaware December 28 Kopin Europe Limited W United Kingdom December 28 Kopin Display Corporation W Delaware December 28 Kopin Securities Corporation W Delaware December 28

April 17, 2025 EX-19

Insider Trading Policy filed as an exhibit to Annual Report on Form 10-K for the fiscal year ended December 28, 2024 and incorporated herein by reference.

Exhibit 19

March 27, 2025 NT 10-K

UNITED STATES

UNITED STATES SECURITIES AND EXCHANGE COMMISSION SEC File Number 000-19882 Washington, D.

March 27, 2025 EX-99.1

March 27, 2025

Exhibit 99.1 March 27, 2025 Securities and Exchange Commission 100 F Street N.E. Washington, D.C. 20549-7561 This letter is written in response to the requirement of Rule 12b-25(c) under the Securities Exchange Act of 1934 and in satisfaction of item (c) of Part II of Form 12b-25. We are the independent auditors of Kopin Corporation (the “Registrant”). The Registrant has stated in Part III of its

January 24, 2025 EX-1.1

At-the-Market Equity Offering Sales Agreement by and between Kopin Corporation and Stifel, Nicolaus & Company, Incorporated, dated January 24, 2025

Exhibit 1.1 EXECUTION VERSION KOPIN CORPORATION Common Stock (par value $0.01 per share) AT-THE-MARKET EQUITY OFFERING SALES AGREEMENT January 24, 2025 STIFEL, NICOLAUS & COMPANY, INCORPORATED One South Street, 15th Floor Baltimore, Maryland 21202 Ladies and Gentlemen: Kopin Corporation, a Delaware corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue a

January 24, 2025 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported) January 24, 2025 KOPIN CORPORATION (

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported) January 24, 2025 KOPIN CORPORATION (Exact Name of Registrant as Specified in Charter) Delaware 000-19882 04-2833935 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No.

January 24, 2025 424B5

Kopin Corporation Up to $50,000,000 Common Stock

Filed pursuant to Rule 424(b)(5) Registration Number: 333-278075 PROSPECTUS SUPPLEMENT (To Prospectus Dated June 4, 2024) Kopin Corporation Up to $50,000,000 Common Stock We have entered into an At-the-Market Equity Offering Sales Agreement (the “Sales Agreement”) with Stifel, Nicolaus & Company, Incorporated (“Stifel”), to offer and sell up to $50,000,000 of our common stock, $0.

January 8, 2025 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported) January 3, 2025 KOPIN CORPORATION (E

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported) January 3, 2025 KOPIN CORPORATION (Exact Name of Registrant as Specified in Charter) Delaware 000-19882 04-2833935 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No.

December 6, 2024 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported) December 2, 2024 KOPIN CORPORATION (

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported) December 2, 2024 KOPIN CORPORATION (Exact Name of Registrant as Specified in Charter) Delaware 000-19882 04-2833935 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No.

December 6, 2024 EX-16.1

Letter of RSM USA LLP, dated December 6, 2024

Exhibit 16.1 December 6, 2024 Securities and Exchange Commission Washington, D.C. 20549 Commissioners: We have read Kopin Corporation’s statements included under Item 4.01of its Form 8-K filed on December 6, 2024 and we agree with such statements concerning our firm.

November 12, 2024 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 28, 2024 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 0-19882 KOPIN CORPORATION (Exa

November 12, 2024 EX-99.1

Kopin Corporation Reports Financial Results for the Third Quarter 2024

Exhibit 99.1 Kopin Corporation Reports Financial Results for the Third Quarter 2024 ● Q3 2024 total revenue increased 26% to $13.3 million compared with $10.6 million in Q3 2023 ● Q3 2024 product revenues increased 98% compared to the same period in 2023 ● Q3 2024 Defense product revenues increased 109% and Industrial product revenues increased 58% compared to the same period in 2023 ● Five new cu

November 12, 2024 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported) November 12, 2024 KOPIN CORPORATION

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported) November 12, 2024 KOPIN CORPORATION (Exact Name of Registrant as Specified in Charter) Delaware 000-19882 04-2833935 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No.

October 16, 2024 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported) October 14, 2024 KOPIN CORPORATION (

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported) October 14, 2024 KOPIN CORPORATION (Exact Name of Registrant as Specified in Charter) Delaware 000-19882 04-2833935 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No.

September 20, 2024 EX-4.1

Form of Pre-Funded Warrant filed as an exhibit to Current Report on Form 8-K filed on September 20, 2024 and incorporated herein by reference.

EXHIBIT 4.1 KOPIN CORPORATION FORM OF WARRANT TO PURCHASE COMMON STOCK Number of Shares: [●] (subject to adjustment) Warrant No. [●] Original Issue Date: [●], 2024 Kopin Corporation, a Delaware corporation (the “Company”), hereby certifies that, for good and valuable consideration, the receipt and sufficiency of which are hereby acknowledged, [●] or its registered assigns (the “Holder”) is entitle

September 20, 2024 EX-99.2

Kopin Corporation Announces Pricing of $27 Million Public Offering of Common Stock and Pre-Funded Warrants

Exhibit 99.2 Kopin Corporation Announces Pricing of $27 Million Public Offering of Common Stock and Pre-Funded Warrants WESTBOROUGH, Mass. – September 20, 2024 - Kopin Corporation (NASDAQ: KOPN) (“Kopin”) a leading provider of application-specific optical systems and high-performance microdisplays for defense, enterprise, industrial, consumer and medical products, announced that it has priced a pu

September 20, 2024 424B5

Kopin Corporation 37,550,000 Shares of Common Stock Pre-Funded Warrants to Purchase 4,000,000 Shares of Common Stock

Filed pursuant to Rule 424(b)(5) Registration Number: 333-278075 Prospectus Supplement (to Prospectus dated June 4, 2024) Kopin Corporation 37,550,000 Shares of Common Stock Pre-Funded Warrants to Purchase 4,000,000 Shares of Common Stock We are offering 37,550,000 shares of our common stock and, in lieu of common stock, pre-funded warrants to purchase 4,000,000 shares of our common stock pursuant to this prospectus supplement and the accompanying prospectus.

September 20, 2024 424B5

Subject to completion, dated September 19, 2024

Filed pursuant to Rule 424(b)(5) Registration Number: 333-278075 The information in this preliminary prospectus supplement is not complete and may be changed.

September 20, 2024 EX-99.1

Kopin Corporation Announces Proposed Public Offering of Common Stock and Pre-Funded Warrants

Exhibit 99.1 Kopin Corporation Announces Proposed Public Offering of Common Stock and Pre-Funded Warrants WESTBOROUGH, Mass. – September 19, 2024 - Kopin Corporation (NASDAQ: KOPN) (“Kopin”) a leading provider of application-specific optical systems and high-performance microdisplays for defense, enterprise, industrial, consumer and medical products, announced that it intends to offer and sell sha

September 20, 2024 EX-1.1

Underwriting Agreement, dated September 20, 2024, by and between Kopin Corporation and Canaccord Genuity LLC, as representative of the underwriters named therein filed as an exhibit to the Current Report on Form 8-K filed on September 20, 2024 and incorporated by reference herein.

Exhibit 1-1

September 20, 2024 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported) September 19, 2024 KOPIN CORPORATION

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported) September 19, 2024 KOPIN CORPORATION (Exact Name of Registrant as Specified in Charter) Delaware 000-19882 04-2833935 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No.

September 10, 2024 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported) September 9, 2024 KOPIN CORPORATION

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported) September 9, 2024 KOPIN CORPORATION (Exact Name of Registrant as Specified in Charter) Delaware 000-19882 04-2833935 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No.

September 10, 2024 EX-99.1

PAUL V. WALSH, JR. JOINS KOPIN CORPORATION BOARD OF DIRECTORS

Exhibit 99.1 PAUL V. WALSH, JR. JOINS KOPIN CORPORATION BOARD OF DIRECTORS WESTBOROUGH, Mass.—September 9, 2024 — Kopin Corporation (NASDAQ: KOPN) a leading provider of application specific optical systems and high performance micro-displays for defense, enterprise, industrial, consumer and medical products, today announced that Paul V. Walsh, Jr has joined Kopin Corporation’s Board of Directors.

August 14, 2024 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported) August 9, 2024 KOPIN CORPORATION (Ex

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported) August 9, 2024 KOPIN CORPORATION (Exact Name of Registrant as Specified in Charter) Delaware 000-19882 04-2833935 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No.

August 14, 2024 EX-99.1

Kopin Corporation Regains Compliance with Nasdaq Minimum Bid Price Requirement

Exhibit 99.1 Kopin Corporation Regains Compliance with Nasdaq Minimum Bid Price Requirement WESTBOROUGH, MA, August 12, 2024 – Kopin Corporation (Nasdaq: KOPN), a leading provider of application-specific optical solutions and high-performance microdisplays for defense, enterprise, consumer, and medical products, today announced that it has received a letter from The Nasdaq Stock Market (“Nasdaq”)

August 9, 2024 EX-FILING FEES

Calculation of Filing Fee Table

EXHIBIT 107 CALCULATION OF FILING FEE Form S-8 (Form Type) Kopin Corporation (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount Registered(1)(2) Proposed Maximum Offering Price Per Unit(3) Maximum Aggregate Offering Price(3) Fee Rate Amount of Registration Fee Equity Common Stock, par value $0.

August 9, 2024 S-8

As filed with the Securities and Exchange Commission on August 9, 2024

As filed with the Securities and Exchange Commission on August 9, 2024 Registration No.

August 8, 2024 EX-99.1

Kopin Corporation Reports Financial Results for the Second Quarter 2024

Exhibit 99.1 Kopin Corporation Reports Financial Results for the Second Quarter 2024 ● Q2 2024 product revenues increased 84% compared to the same period in 2023 ● Defense product revenues increased 106% partially offset by a 30% decrease in Industrial product revenues ● 5 new customers placed development orders fueling opportunities for multi-million dollar per year production revenues WESTBOROUG

August 8, 2024 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 29, 2024 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 0-19882 KOPIN CORPORATION (Exact na

August 8, 2024 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported) August 8, 2024 KOPIN CORPORATION (Ex

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported) August 8, 2024 KOPIN CORPORATION (Exact Name of Registrant as Specified in Charter) Delaware 000-19882 04-2833935 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No.

June 11, 2024 EX-3.1

Amended and Restated Certificate of Incorporation filed as an exhibit to Registration Statement on Form 8-K filed on June 11, 2024, and incorporated herein by reference.

Exhibit 3.1 CERTIFICATE OF AMENDMENT TO AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF KOPIN CORPORATION Kopin Corporation (the “Corporation”), a corporation organized and existing under and by virtue of the provisions of the General Corporation Law of the State of Delaware (the “General Corporation Law”), does hereby certify that: FIRST: That at a meeting of the Board of Directors of the Co

June 11, 2024 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported) June 5, 2024 KOPIN CORPORATION (Exac

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported) June 5, 2024 KOPIN CORPORATION (Exact Name of Registrant as Specified in Charter) Delaware 000-19882 04-2833935 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No.

June 6, 2024 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported) May 31, 2024 KOPIN CORPORATION (Exac

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported) May 31, 2024 KOPIN CORPORATION (Exact Name of Registrant as Specified in Charter) Delaware 000-19882 04-2833935 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No.

June 6, 2024 EX-10.1

Form of Indemnification Agreement filed as an exhibit to Current Report on Form 8-K filed on June 6, 2024 and incorporated herein by reference.

Exhibit 10.1 DIRECTOR & OFFICER INDEMNIFICATION AGREEMENT THIS INDEMNIFICATION AGREEMENT (the “Agreement”) is made and entered into as of , 2024 between Kopin Corporation, a Delaware corporation (the “Company”), and [Name of Director/Officer] (“Indemnitee”). WITNESSETH THAT: WHEREAS, highly competent persons have become more reluctant to serve corporations as directors or in other capacities unles

May 31, 2024 CORRESP

[Remainder of page intentionally left blank]

Kopin Corporation 125 North Drive Westborough, MA 01581 May 31, 2024 VIA EDGAR United States Securities and Exchange Commission Division of Corporation Finance Office of Electronics and Machinery 100 F Street, N.

May 30, 2024 S-3/A

As filed with the Securities and Exchange Commission on May 30, 2024

As filed with the Securities and Exchange Commission on May 30, 2024 Registration No.

May 24, 2024 CORRESP

[Remainder of page intentionally left blank]

Kopin Corporation 125 North Drive Westborough, MA 01581 May 24, 2024 VIA EDGAR United States Securities and Exchange Commission Division of Corporation Finance Office of Electronics and Machinery 100 F Street, N.

May 22, 2024 EX-99.1

Kopin Director Signs Employment Agreement with Another Company Requiring Resignation from Board

Exhibit 99.1 Kopin Director Signs Employment Agreement with Another Company Requiring Resignation from Board WESTBOROUGH, MA, May 21, 2024 (BUSINESSWIRE) – Kopin Corporation (“Kopin” or “the Company”) (Nasdaq: KOPN), a leading developer and provider of high-performance application-specific optical solutions consisting of high-resolution microdisplays, microdisplays subassemblies and related compon

May 22, 2024 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported) May 21, 2024 KOPIN CORPORATION (Exac

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported) May 21, 2024 KOPIN CORPORATION (Exact Name of Registrant as Specified in Charter) Delaware 000-19882 04-2833935 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No.

May 17, 2024 CORRESP

[Remainder of page intentionally left blank]

Kopin Corporation 125 North Drive Westborough, MA 01581 May 17, 2024 VIA EDGAR United States Securities and Exchange Commission Division of Corporation Finance Office of Electronics and Machinery 100 F Street, N.

May 15, 2024 EX-1.01

Exhibit 1.01 - Conflict Minerals Report as required by Items 1.01 and 1.02 of this Form.

Exhibit 1.01 KOPIN CORPORATION Conflict Minerals Report for the Reporting Period from January 1, 2023 to December 31, 2023 1. Background/Summary of Conflict Minerals Section 1502 of the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 (“Dodd-Frank Act”), requires registrants that file reports with the Securities and Exchange Commission (“SEC”) under Sections 13(a) or 15(d) of the

May 15, 2024 SD

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM SD Specialized Disclosure Report KOPIN CORPORATION (Exact name of registrant as specified in its charter)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM SD Specialized Disclosure Report KOPIN CORPORATION (Exact name of registrant as specified in its charter) Delaware 000-19882 04-2833935 (State or other jurisdiction of incorporation or organization) (Commission File Number) (I.R.S. Employer Identification No.) 125 North Drive, Westborough, MA 01581-3335 (Address of princi

May 14, 2024 EX-10.1

Employment Agreement between Kopin Corporation and Michael Murray, dated as of April 5, 2024, filed as an exhibit to the Quarterly Report on Form 10-Q for the quarterly period ended March 30, 2024 and incorporated by reference herein.

Exhibit 10.1 EXECUTION VERSION EMPLOYMENT AGREEMENT This EMPLOYMENT AGREEMENT (this “Agreement”) is entered into by and between Kopin Corporation (the “Company”) and Michael Murray (the “Executive”) as of April 5, 2024 (“Effective Date”). WHEREAS, the Company desires to continue to employ the Executive, and the Executive desires to continue to serve in such capacity on behalf of the Company on the

May 14, 2024 EX-99.1

Kopin Corporation Reports Financial Results for the First Quarter 2024

Exhibit 99.1 Kopin Corporation Reports Financial Results for the First Quarter 2024 ● Q1 2024 product revenues increased 18% compared to the same period in 2023 ● Defense product revenues increased 28% partially offset by a 17% decrease in Industrial product revenues ● 2.7:1 Positive book-to-bill for Q1, 2024 ● Expect Double Digit Revenue Growth in 2024 over 2023 ● Received several new customer or

May 14, 2024 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 30, 2024 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 0-19882 KOPIN CORPORATION (Exact n

May 14, 2024 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported) May 14, 2024 KOPIN CORPORATION (Exac

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported) May 14, 2024 KOPIN CORPORATION (Exact Name of Registrant as Specified in Charter) Delaware 000-19882 04-2833935 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No.

April 26, 2024 DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amend

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.

April 23, 2024 EX-99.1

Kopin Corporation versus Blue Radios Inc. Update

Exhibit 99.1 Kopin Corporation versus Blue Radios Inc. Update Westborough, Mass., April 23, 2024 – On Monday, April 22, 2024, a jury verdict was entered in the U.S. District Court for the District of Colorado finding for the plaintiff, BlueRadios, Inc. and awarding approximately $5.1 million in damages as well as recommending $19.7 million in disgorgement and exemplary damages. The Court will take

April 23, 2024 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported) April 22, 2024 KOPIN CORPORATION (Ex

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported) April 22, 2024 KOPIN CORPORATION (Exact Name of Registrant as Specified in Charter) Delaware 000-19882 04-2833935 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No.

April 16, 2024 PRE 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amend

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.

April 16, 2024 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported) April 15, 2024 KOPIN CORPORATION (Exact Name of Registrant as Specified in Charter) Delaware 000-19882 04-2833935 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No.

March 25, 2024 DEL AM

KOPIN CORPORATION 125 North Drive Westborough, MA 01581 March 25, 2024

KOPIN CORPORATION 125 North Drive Westborough, MA 01581 March 25, 2024 VIA EDGAR Securities and Exchange Commission Division of Corporation Finance Office of Life Sciences 100 F Street, N.

March 19, 2024 S-3

As filed with the Securities and Exchange Commission on March 19, 2024

As filed with the Securities and Exchange Commission on March 19, 2024 Registration No.

March 19, 2024 EX-FILING FEES

Calculation of Filing Fee Table Form S-3 (Form Type) Kopin Corporation (Exact Name of Registrant as Specified in its Charter) Table 1-Newly Registered Securities

Exhibit 107 Calculation of Filing Fee Table Form S-3 (Form Type) Kopin Corporation (Exact Name of Registrant as Specified in its Charter) Table 1-Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price (1)(2) Fee Rate Amount of Registration Fee (2) Carry Forward Form Type Carry Forward File Number Carry Forward Initial effective date Filing Fee Previously Paid In Connection with Unsold Securities to be Carried Forward Newly Registered Securities Fees to Be Paid Equity Common Stock, par value $0.

March 19, 2024 EX-4.3

Form of Indenture.

Exhibit 4.3 KOPIN CORPORATION Issuer AND [TRUSTEE], Trustee INDENTURE Dated as of , 20 Debt Securities TABLE OF CONTENTS Page ARTICLE 1 DEFINITIONS 1 Section 1.01 Definitions of Terms 1 ARTICLE 2 ISSUE, DESCRIPTION, TERMS, EXECUTION, REGISTRATION AND EXCHANGE OF SECURITIES 5 Section 2.01 Designation and Terms of Securities. 5 Section 2.02 Form of Securities and Trustee’s Certificate 7 Section 2.03

March 14, 2024 EX-97.1

Kopin Corporation Compensation Clawback Policy

Exhibit 97.1 Clawback Policy We have a Clawback Policy that provides that performance-based compensation is recoverable from an executive officer if the Board determines that an officer has engaged in knowing or intentional fraudulent or illegal conduct that caused or substantially caused the need for a restatement of the Company’s financial results. Performance-based compensation includes cash pa

March 14, 2024 8-K

Results of Operations and Financial Condition, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported) March 14, 2024 KOPIN CORPORATION (Exact Name of Registrant as Specified in Charter) Delaware 000-19882 04-2833935 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No.

March 14, 2024 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 0-19882 KOPIN CORPORATION (Exact Name of Registrant as Specified in its Charter) Delaware 04-2833935 State or other jurisdiction of incorporation or organization (I.

March 14, 2024 EX-9.1

Press Release dated March 14, 2024, entitled, “Kopin Reports Financial Results for the Fourth Quarter and Full Year 2023”.

Exhibit 99.1 Kopin Corporation Reports Financial Results for the Fourth Quarter and Full Year 2023 Fourth quarter revenues of $8.6 million and 2023 revenues of $40.4 million Fifth consecutive quarter of positive book-to-bill Expects double digit revenue growth in 2024 WESTBOROUGH, MA, March 14, 2024 – Kopin Corporation (Nasdaq: KOPN), a leading provider of application-specific optical solutions fo

March 14, 2024 EX-21.1

Subsidiaries of Kopin Corporation

EXHIBIT 21.1 KOPIN CORPORATION SUBSIDIARIES OF KOPIN CORPORATION The Registrant has the following wholly owned (“W”) and majority owned subsidiaries (“M”). Subsidiary Type State of Incorporation Fiscal Year End VS Corporation W Delaware December 30 Forth Dimension Displays, Ltd. W United Kingdom December 30 Kopin Display Corporation W Delaware December 30 Kopin Securities Corporation W Delaware De

January 30, 2024 8-K

Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): January 30, 2024 KOPIN CORPORATION (Exact name of registrant as specified in its charter) Delaware 000-19882 04-2833935 (State or other jurisdiction of incorporation) (Commission File Number) (I.

November 13, 2023 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported) November 7, 2023 KOPIN CORPORATION (

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported) November 7, 2023 KOPIN CORPORATION (Exact Name of Registrant as Specified in Charter) Delaware 000-19882 04-2833935 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No.

November 13, 2023 EX-99.1

DAVID NIEUWSMA JOINS KOPIN CORPORATION BOARD OF DIRECTORS

Exhibit 99.1 DAVID NIEUWSMA JOINS KOPIN CORPORATION BOARD OF DIRECTORS WESTBOROUGH, Mass.—November 7, 2023 - Kopin Corporation (NASDAQ: KOPN) a leading provider of application specific optical systems and high performance micro-displays for defense, enterprise, consumer and medical products, today announced David Nieuwsma has joined Kopin Corporation’s Board of Directors. David brings decades of e

November 13, 2023 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2023 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 0-19882 KOPIN CORPORATION (Exa

November 9, 2023 EX-99.1

Kopin Corporation Reports Financial Results for the Third Quarter 2023

Exhibit 99.1 Kopin Corporation Reports Financial Results for the Third Quarter 2023 Third quarter revenues of $10.6 million Fourth consecutive quarter of positive book-to-bill (2:1) and sets record order level Net Loss Attributable to Kopin was $2.5 million vs $6.1 million the previous year WESTBOROUGH, Mass.-(BUSINESS WIRE)-November 9, 2023-Kopin Corporation (Nasdaq: KOPN), a leading provider of

November 9, 2023 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported) November 9, 2023 KOPIN CORPORATION (Exact Name of Registrant as Specified in Charter) Delaware 000-19882 04-2833935 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No.

August 11, 2023 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended July 1, 2023 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 0-19882 KOPIN CORPORATION (Exact nam

August 10, 2023 EX-99.1

Kopin Corporation Reports Financial Results for the Second Quarter 2023

Exhibit 99.1 Kopin Corporation Reports Financial Results for the Second Quarter 2023 Second quarter revenues of $10.5 million Third consecutive quarter of positive book-to-bill Second quarter net loss included $3.3 million of non-cash loss on equity investments Partnered with MIT’s CSAIL Artificial Intelligence Development Lab WESTBOROUGH, Mass.-(BUSINESS WIRE)-August 10, 2023-Kopin Corporation ("

August 10, 2023 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported) August 10, 2023 KOPIN CORPORATION (Exact Name of Registrant as Specified in Charter) Delaware 000-19882 04-2833935 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No.

June 26, 2023 EX-FILING FEES

Calculation of Filing Fee Table

EXHIBIT 107 CALCULATION OF FILING FEE Form S-8 (Form Type) Kopin Corporation (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount Registered(1)(2) Proposed Maximum Offering Price Per Unit(3) Maximum Aggregate Offering Price(3) Fee Rate Amount of Registration Fee Equity Common Stock, par value $0.

June 26, 2023 EX-99.1

Kopin Corporation 2020 Equity Incentive Plan (as amended)

EXHIBIT 99.1 KOPIN CORPORATION 2020 EQUITY INCENTIVE PLAN Effective as of the Effective Date (as defined below), the Kopin Corporation 2020 Incentive Equity Plan (as in effect from time to time, the “Plan”) is hereby established. The purpose of the Plan is to provide employees of Kopin Corporation, a Delaware corporation (together with its successors, the “Company”), and its subsidiaries, certain

June 26, 2023 S-8

As filed with the Securities and Exchange Commission on June 26, 2023

As filed with the Securities and Exchange Commission on June 26, 2023 Registration No.

May 26, 2023 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported) May 25, 2023 KOPIN CORPORATION (Exac

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported) May 25, 2023 KOPIN CORPORATION (Exact Name of Registrant as Specified in Charter) Delaware 000-19882 04-2833935 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No.

May 15, 2023 EX-1.01

Conflict Minerals Report as required by Items 1.01 and 1.02 of this Form.

Exhibit 1.01 KOPIN CORPORATION Conflict Minerals Report for the Reporting Period from January 1, 2022 to December 31, 2022 1. Background/Summary of Conflict Minerals Section 1502 of the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 (“Dodd-Frank Act”), requires registrants that file reports with the Securities and Exchange Commission (“SEC”) under Sections 13(a) or 15(d) of the

May 15, 2023 SD

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM SD Specialized Disclosure Report KOPIN CORPORATION (Exact name of registrant as specified in its charter)

SD 1 formsd.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM SD Specialized Disclosure Report KOPIN CORPORATION (Exact name of registrant as specified in its charter) Delaware 000-19882 04-2833935 (State or other jurisdiction of incorporation or organization) (Commission File Number) (I.R.S. Employer Identification No.) 125 North Drive, Westborough, MA 01581-3335 (A

May 12, 2023 10-Q/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q/A (Amendment No. 1)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q/A (Amendment No. 1) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended April 1, 2023 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 000-19882 KOPIN

May 11, 2023 8-K

Results of Operations and Financial Condition, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported) May 11, 2023 KOPIN CORPORATION (Exact Name of Registrant as Specified in Charter) Delaware 000-19882 04-2833935 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No.

May 11, 2023 EX-99.1

Kopin Corporation Reports Financial Results for the First Quarter 2023

Exhibit 99.1 Kopin Corporation Reports Financial Results for the First Quarter 2023 ● Q1 2023 product revenues increased 17.6% compared to the same period in 2022 ● Product gross margin increased to 13.5% compared to (19.6%) for the same period in 2022 ● Operating Expense1 reduced 29.5% compared to the same period in 2022 ● Positive book-to-bill for Q1 WESTBOROUGH, MA, May 11, 2023 (BUSINESSWIRE)

May 11, 2023 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended April 1, 2023 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 0-19882 KOPIN CORPORATION (Exact na

April 19, 2023 DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amend

DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.

April 6, 2023 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): April 3, 2023 KOPIN CORPORATION (Ex

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): April 3, 2023 KOPIN CORPORATION (Exact name of registrant as specified in its charter) Delaware 000-19882 04-2833935 (State or other jurisdiction of incorporation) (Commission File Number) (I.

April 6, 2023 EX-99.1

Kopin Letter to our Shareholders

Exhibit 99.1

March 17, 2023 10-K/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-K/A (Amendment No. 1)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-K/A (Amendment No.

March 14, 2023 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 0-19882 KOPIN CORPORATION (Exact Name of Registrant as Specified in its Charter) Delaware 04-2833935 State or other jurisdiction of incorporation or organization (I.

March 14, 2023 EX-21.1

Subsidiaries of Kopin Corporation

EXHIBIT 21.1 KOPIN CORPORATION SUBSIDIARIES OF KOPIN CORPORATION The Registrant has the following wholly owned (“W”) and majority owned subsidiaries (“M”). Subsidiary Type State of Incorporation Fiscal Year End VS Corporation W Delaware December 31 Forth Dimension Displays, Ltd. W United Kingdom December 31 Kopin Display Corporation W Delaware December 31 Kopin Securities Corporation W Delaware De

February 1, 2023 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): January 31, 2023 KOPIN CORPORATION (Exact name of registrant as specified in its charter) Delaware 000-19882 04-2833935 (State or other jurisdiction of incorporation) (Commission File Number) (I.

January 26, 2023 EX-1.1

Underwriting Agreement, dated January 24, 2023, by and between Kopin Corporation and Stifel, Nicolaus & Company, Incorporated, as representative of the underwriters named therein

EX-1.1 Exhibit 1.1 Execution Version 14,000,000 Shares Pre-Funded Warrants to Purchase Up to 6,000,000 Shares KOPIN CORPORATION Common Stock ($0.01 Par Value) UNDERWRITING AGREEMENT January 24, 2023 Stifel, Nicolaus & Company, Incorporated As Representative of the Several Underwriters 787 Seventh Avenue New York, New York 10019 Ladies and Gentlemen: Kopin Corporation, a Delaware corporation (the “

January 26, 2023 EX-4.1

Form of Pre-Funded Warrant (Incorporated by reference to Exhibit 4.1 to the Company’s Current Report on Form 8-K filed on January 26, 2023)

EX-4.1 Exhibit 4.1 KOPIN CORPORATION FORM OF WARRANT TO PURCHASE COMMON STOCK Number of Shares: [•] (subject to adjustment) Warrant No. [•] Original Issue Date: January [•], 2023 Kopin Corporation, a Delaware corporation (the “Company”), hereby certifies that, for good and valuable consideration, the receipt and sufficiency of which are hereby acknowledged, [•] or its registered assigns (the “Hold

January 26, 2023 EX-99.1

Kopin Announces Proposed Public Offering of Common Stock and

EX-99.1 Exhibit 99.1 Kopin Announces Proposed Public Offering of Common Stock and Pre-Funded Warrants Jan 24, 2023 WESTBOROUGH, Mass. – Kopin Corporation (Nasdaq: KOPN), a leading provider of application-specific optical solutions for defense, enterprise, industrial, and consumer products, today announced that it intends to offer shares of its common stock and pre-funded warrants for sale in an un

January 26, 2023 8-K

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): January 24, 2023 KOPIN CORPORATION (Exact name of registrant as specified in its charter) Delaware 000-19882 04-2833935 (State or other jurisdiction of incorporation) (Commission File Number) (I.

January 26, 2023 424B5

Kopin Corporation 14,000,000 Shares of Common Stock Pre-Funded Warrants to Purchase 6,000,000 Shares of Common Stock

424B5 Table of Contents Filed pursuant to Rule 424(b)(5) Registration Number: 333-253933 Prospectus Supplement (to Prospectus dated April 27, 2022) Kopin Corporation 14,000,000 Shares of Common Stock Pre-Funded Warrants to Purchase 6,000,000 Shares of Common Stock We are offering 14,000,000 shares of our common stock and, in lieu of common stock, pre-funded warrants to purchase 6,000,000 shares of our common stock pursuant to this prospectus supplement and the accompanying prospectus.

January 26, 2023 EX-99.2

Kopin Announces Pricing of Public Offering

EX-99.2 Exhibit 99.2 Kopin Announces Pricing of Public Offering Jan 25, 2023 WESTBOROUGH, Mass. – Kopin Corporation (Nasdaq: KOPN), a leading provider of application-specific optical solutions for defense, enterprise, industrial, and consumer products, today announced that it has priced an underwritten public offering of 14,000,000 shares of its common stock at a public offering price of $1.00 per

January 24, 2023 424B5

Subject to completion, dated January 24, 2023

Table of Contents Filed pursuant to Rule 424(b)(5) Registration Number: 333-253933 The information in this preliminary prospectus supplement is not complete and may be changed.

January 6, 2023 EX-99.1

Kopin announces restructuring with partial spinout of OLED Development Unit and Reduction in Force

Exhibit 99.1 Kopin announces restructuring with partial spinout of OLED Development Unit and Reduction in Force ? Kopin retains ownership of OLED Intellectual Property with exclusive bilateral license to newly formed Lightning Silicon, Inc. which will focus on advancing OLED microdisplay technologies and manufacturing strategies for the consumer AR and VR applications ? Kopin will retain 20% owner

January 6, 2023 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): January 5, 2023 KOPIN CORPORATION (Exact name of registrant as specified in its charter) Delaware 000-19882 04-2833935 (State or other jurisdiction of incorporation) (Commission File Number) (I.

January 6, 2023 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): January 5, 2023 KOPIN CORPORATION (Exact name of registrant as specified in its charter) Delaware 000-19882 04-2833935 (State or other jurisdiction of incorporation) (Commission File Number) (I.

December 29, 2022 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): December 24, 2022 KOPIN CORPORATION

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): December 24, 2022 KOPIN CORPORATION (Exact name of registrant as specified in its charter) Delaware 000-19882 04-2833935 (State or other jurisdiction of incorporation) (Commission File Number) (I.

December 16, 2022 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): December 14, 2022 KOPIN CORPORATION (Exact name of registrant as specified in its charter) Delaware 000-19882 04-2833935 (State or other jurisdiction of incorporation) (Commission File Number) (I.

December 12, 2022 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): December 9, 2022 KOPIN CORPORATION

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): December 9, 2022 KOPIN CORPORATION (Exact name of registrant as specified in its charter) Delaware 000-19882 04-2833935 (State or other jurisdiction of incorporation) (Commission File Number) (I.

November 8, 2022 EX-10.2

Amendment to Employment Agreement between Kopin Corporation and John C. C. Fan, dated September 5, 2022, filed as an exhibit to the Quarterly Report on Form 10-Q for the quarterly period ended September 24, 2022 and incorporated by reference herein.*

Exhibit 10.2

November 8, 2022 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 24, 2022 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 0-19882 KOPIN CORPORATION (Exa

November 8, 2022 EX-10.1

Letter Agreement between Kopin Corporation and Michael Murray, dated July 14, 2022, filed as an exhibit to the Quarterly Report on Form 10-Q for the quarterly period ended September 24, 2022 and incorporated by reference herein.*

Exhibit 10.1 July 14, 2022 Michael Murray Dear Michael, It is my pleasure to offer you a position as Chief Executive Officer of Kopin Corporation (“Kopin”). I am certain your experience will greatly enhance Kopin’s capabilities. Your base bi-weekly rate of pay will be $17,307.69 which will be paid bi-weekly in accordance with Kopin’s standard payroll practices and is equal to a gross annual salary

November 2, 2022 EX-99.1

Contacts

Exhibit 99.1 KOPIN REPORTS RESULTS FOR THIRD QUARTER 2022 Total Revenues increase 8% year-over-year Defense Revenues Increase 68% year-over-year Kopin Corporation (Nasdaq: KOPN), a leading provider of high-resolution micro-displays and sub-systems for defense, enterprise and consumer augmented reality, virtual reality and mixed reality systems, today provided an update on its business initiatives

November 2, 2022 8-K/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K/A CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported) November 1, 2022 KOPIN CORPORATION

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K/A CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported) November 1, 2022 KOPIN CORPORATION (Exact Name of Registrant as Specified in Charter) Delaware 000-19882 04-2833935 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No.

November 1, 2022 EX-99.1

Kopin Reports Results for Third Quarter 2022

Exhibit 99.1 Kopin Reports Results for Third Quarter 2022 Total Revenues increase 23% year-over-year Defense Revenues Increase 115% year-over-year WESTBOROUGH, Mass.-(BUSINESS WIRE)-November 1, 2022-Kopin Corporation (Nasdaq: KOPN), a leading provider of high-resolution micro-displays and sub-systems for defense, enterprise and consumer augmented reality, virtual reality and mixed reality systems,

November 1, 2022 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported) November 1, 2022 KOPIN CORPORATION (Exact Name of Registrant as Specified in Charter) Delaware 000-19882 04-2833935 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No.

September 7, 2022 EX-99.1

KOPIN APPOINTS MICHAEL MURRAY AS NEW CEO

Exhibit 99.1 KOPIN APPOINTS MICHAEL MURRAY AS NEW CEO WESTBOROUGH, Mass. ? September 7, 2022 ? Kopin? Corporation (Nasdaq: KOPN), a leading provider of high-resolution micro-displays and sub-systems for defense, enterprise and consumer augmented reality, virtual reality, and mixed reality systems, today announced Mr. Michael Murray has succeeded Dr. John C. C. Fan as CEO, effective September 6, 20

September 7, 2022 8-K

Regulation FD Disclosure, Financial Statements and Exhibits, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): September 5, 2022 KOPIN CORPORATION (Exact name of registrant as specified in its charter) Delaware 000-19882 04-2833935 (State or other jurisdiction of incorporation) (Commission File Number) (I.

August 4, 2022 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 25, 2022 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 0-19882 KOPIN CORPORATION (Exact na

August 2, 2022 EX-99.1

Kopin Reports Strong Results for Second Quarter 2022

Exhibit 99.1 Kopin Reports Strong Results for Second Quarter 2022 Q2 2022 Total Revenues of $11.9 Million ? a 20% Increase over Q2 last year Product Revenues Increase 30% Year over Year Driven by 87% Year Over Year increase in Defense Product Revenues Good progress on Micro OLED and LED Display Development Programs WESTBOROUGH, Mass.-(BUSINESS WIRE)-August 2, 2022-Kopin? Corporation (Nasdaq: KOPN)

August 2, 2022 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported) August 2, 2022 KOPIN CORPORATION (Exact Name of Registrant as Specified in Charter) Delaware 000-19882 04-2833935 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No.

May 31, 2022 8-K

Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported) May 26, 2022 KOPIN CORPORATION (Exact Name of Registrant as Specified in Charter) Delaware 000-19882 04-2833935 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No.

May 24, 2022 EX-1.01

Exhibit 1.01 - Conflict Minerals Report as required by Items 1.01 and 1.02 of this Form.

Exhibit 1.01 KOPIN CORPORATION Conflict Minerals Report for the Reporting Period from January 1, 2021 to December 31, 2021 1. Background/Summary of Conflict Minerals Section 1502 of the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 (“Dodd-Frank Act”), requires registrants that file reports with the Securities and Exchange Commission (“SEC”) under Sections 13(a) or 15(d) of the

May 24, 2022 SD

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM SD Specialized Disclosure Report KOPIN CORPORATION (Exact name of registrant as specified in its charter)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM SD Specialized Disclosure Report KOPIN CORPORATION (Exact name of registrant as specified in its charter) Delaware 0-19882 04-2833935 (State or other jurisdiction of incorporation or organization) (Commission File Number) (I.R.S. Employer Identification No.) 125 North Drive, Westborough, MA 01581-3335 (Address of principa

May 11, 2022 DEFR14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14 (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendm

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14 (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.

May 5, 2022 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 26, 2022 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 0-19882 KOPIN CORPORATION (Exact n

May 3, 2022 EX-99.1

Kopin Reports Good Results for First Quarter 2022

Exhibit 99.1 Kopin Reports Good Results for First Quarter 2022 Q1 2022 Total Revenues of $11.6 Million ? Flat vs Q1 last year, despite supply chain challenges Customer-funded Research & Development Revenues Increase 38% Year over Year Micro OLED and LED Display Development Programs on Track $4.7 Million Gain on Equity Investment WESTBOROUGH, Mass.-(BUSINESS WIRE)-May 3, 2022-Kopin? Corporation (Na

May 3, 2022 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported) May 3, 2022 KOPIN CORPORATION (Exact Name of Registrant as Specified in Charter) Delaware 000-19882 04-2833935 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No.

April 21, 2022 DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14 (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendm

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14 (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.

March 15, 2022 POS AM

As filed with the Securities and Exchange Commission on March 14, 2022

POS AM 1 d282698dposam.htm POS AM Table of Contents As filed with the Securities and Exchange Commission on March 14, 2022 Registration No. 333-253933 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 Post-Effective Amendment No. 2 to FORM S-3 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 KOPIN CORPORATION (Exact name of registrant as specified in its charter) Delawar

March 14, 2022 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 25, 2021 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 0-19882 KOPIN CORPORATION (Exact Name of Registrant as Specified in its Charter) Delaware 04-2833935 State or other jurisdiction of incorporation or organization (I.

March 14, 2022 EX-21.1

Subsidiaries of Kopin Corporation

EXHIBIT 21.1 KOPIN CORPORATION SUBSIDIARIES OF KOPIN CORPORATION The Registrant has the following wholly owned (?W?) and majority owned subsidiaries (?M?). Subsidiary Type State of Incorporation Fiscal Year End VS Corporation W Delaware December 25 Forth Dimension Displays, Ltd. W United Kingdom December 25 Kopin Display Corporation W Delaware December 25 Kopin Securities Corporation W Delaware De

March 9, 2022 EX-24.2

Power of Attorney of Jill Avery.

Exhibit 24.2 POWER OF ATTORNEY March 9, 2022 I hereby authorize and appoint John C.C. Fan and Richard Sneider, and each of them, with full power of substitution and resubstitution and full power to act without the other, as my true and lawful attorney-in-fact and agent to act in my name, place and stead and to execute in my name and on my behalf, individually and in my capacity as a director of Ko

March 9, 2022 EX-FILING FEES

Filing Fee Table.

Exhibit 107 Calculation of Filing Fee Tables Form S-3 (Form Type) Kopin Corporation (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered (1) Proposed Maximum Offering Price Per Unit (2) Maximum Aggregate Offering Price (3) Fee Rate Amount of Registration Fee Newly Registered Securities Fees to Be Paid Equity Common stock, $0.

March 9, 2022 POSASR

As filed with the Securities and Exchange Commission on March 9, 2022

Table of Contents As filed with the Securities and Exchange Commission on March 9, 2022 Registration No.

March 8, 2022 EX-99.1

Kopin Reports Continued Strong Performance for Fourth Quarter and Fiscal 2021

Exhibit 99.1 Kopin Reports Continued Strong Performance for Fourth Quarter and Fiscal 2021 2021 Revenue $45.7M, a 14% increase Year Over Year. Industrial/Enterprise Revenues Increase 41% Year Over Year on Demand for Spatial Light Modulators. Consumer Revenues Increase 120% Year Over Year on Demand for OLED Products. Strong Growth in Customer-Funded R&D for AR/VR Microdisplays. In Q4 announced All-

March 8, 2022 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported) March 8, 2022 KOPIN CORPORATION (Exact Name of Registrant as Specified in Charter) Delaware 000-19882 04-2833935 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No.

January 28, 2022 SC 13G/A

KOPN / Kopin Corporation / Goertek Inc. - SC 13G/A Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 1)* KOPIN CORPORATION (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 500600101 (CUSIP Number) December 25, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule p

November 4, 2021 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 25, 2021 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 0-19882 KOPIN CORPORATION (Exa

November 2, 2021 EX-99.1

Kopin Reports Continued Strong Performance for Third Quarter 2021

Exhibit 99.1 Kopin Reports Continued Strong Performance for Third Quarter 2021 $10.9 million Revenues, a 14% increase year over year 9th Straight Quarter of Year over Year Growth FWS-I Shipments Ramping Strength in 3D AOI Markets Continued Strong Growth in Customer-Funded R&D for AR/VR Microdisplays Progress in Technology Development and Commercialization of OLED WESTBOROUGH, Mass.-(BUSINESS WIRE)

November 2, 2021 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported) November 2, 2021 KOPIN CORPORATION (Exact Name of Registrant as Specified in Charter) Delaware 000-19882 04-2833935 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No.

August 5, 2021 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 26, 2021 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 0-19882 KOPIN CORPORATION (Exact na

August 3, 2021 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported) August 3, 2021 KOPIN CORPORATION (Exact Name of Registrant as Specified in Charter) Delaware 000-19882 04-2833935 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No.

August 3, 2021 EX-99.1

Kopin Reports Solid Results for Second Quarter 2021

Exhibit 99.1 Kopin Reports Solid Results for Second Quarter 2021 $9.9 million revenues, a 12% increase year over year Developed World?s First 35,000 nit HDR Green OLED Microdisplay Inked Development Agreement with Leading Japanese Company for Color LED Microdisplay Introduced the First All-Plastic Pancake? Optics for VR and MR WESTBOROUGH, Mass.-(BUSINESS WIRE)-August 3, 2021-Kopin? Corporation (N

May 27, 2021 8-K

Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported) May 26, 2021 KOPIN CORPORATION (Exact Name of Registrant as Specified in Charter) Delaware 000-19882 04-2833935 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No.

May 10, 2021 EX-1.01

Exhibit 1.01 - Conflict Minerals Report as required by Items 1.01 and 1.02 of this Form.

EX-1.01 2 ex1-01.htm Exhibit 1.01 KOPIN CORPORATION Conflict Minerals Report for the Reporting Period from January 1, 2020 to December 31, 2020 1. Background/Summary of Conflict Minerals Section 1502 of the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 (“Dodd-Frank Act”), requires registrants that file reports with the Securities and Exchange Commission (“SEC”) under Sections 1

May 10, 2021 SD

-

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM SD Specialized Disclosure Report KOPIN CORPORATION (Exact name of registrant as specified in its charter) Delaware 0-19882 04-2833935 (State or other jurisdiction of incorporation or organization) (Commission File Number) (I.R.S. Employer Identification No.) 125 North Drive, Westborough, MA 01581-3335 (Address of principa

May 6, 2021 10-Q

Quarterly Report -

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 27, 2021 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 0-19882 KOPIN CORPORATION (Exact n

May 6, 2021 EX-10.1

Tenth Amended and Restated Employment Agreement between the Company and Dr. John C.C. Fan, dated as of December 31, 2020

Exhibit 10.1 Certain identified information has been excluded from the exhibit because it both (i) is not material and (ii) would be competitively harmful if publicly disclosed TENTH AMENDED AND RESTATED EMPLOYMENT AGREEMENT THIS AGREEMENT, entered into as of the 31st day of December, 2020, amends and restates the Ninth Amended and Restated Agreement, dated as of the 31st day of December 2017, by

May 5, 2021 EX-99.1

CORRECTING and REPLACING Kopin Reports Solid Results for First Quarter 2021

Exhibit 99.1 CORRECTING and REPLACING Kopin Reports Solid Results for First Quarter 2021 Q1 2021 Total Revenues Increase 48% Year over Year Research & Development Revenues Increase 82% Year over Year Net Cash Used in Operating Activities was $0.2 Million for Q1 2021 versus $3.9 million in Q1 2020 CORRECTION...by Kopin Corporation WESTBOROUGH, Mass.-(BUSINESS WIRE)-May 4, 2021-The third table label

May 5, 2021 8-K/A

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K/A (Amendment No.

May 4, 2021 EX-99.1

Kopin Reports Solid Results for First Quarter 2021

Exhibit 99.1 Kopin Reports Solid Results for First Quarter 2021 Q1 2021 Total Revenues Increase 48% Year over Year Research & Development Revenues Increase 82% Year over Year Net Cash Used in Operating Activities was $0.2 Million for Q1 2021 versus $3.9 million in Q1 2020 WESTBOROUGH, Mass.-(BUSINESS WIRE)-May 4, 2021-Kopin Corporation (Nasdaq: KOPN), a leading provider of high-resolution micro-di

May 4, 2021 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported) May 4, 2021 KOPIN CORPORATION (Exact Name of Registrant as Specified in Charter) Delaware 000-19882 04-2833935 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No.

April 23, 2021 DEF 14A

- DEF 14A

DEF 14A 1 d84759ddef14a.htm DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14 (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Prel

April 9, 2021 PRE 14A

- PRE 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14 (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.

March 11, 2021 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported) March 10, 2021 KOPIN CORPORATION (Exact Name of Registrant as Specified in Charter) Delaware 000-19882 04-2833935 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No.

March 5, 2021 S-3ASR

Powers of Attorney (included on signature page).

S-3ASR 1 d134068ds3asr.htm S-3ASR Table of Contents As filed with the Securities and Exchange Commission on March 5, 2021 Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM S-3 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 KOPIN CORPORATION (Exact name of registrant as specified in its charter) Delaware 04-2833935 (State or other jurisdiction

March 5, 2021 EX-4.3

Form of Indenture.

Exhibit 4.3 KOPIN CORPORATION Issuer AND [TRUSTEE], Trustee INDENTURE Dated as of , 20 Debt Securities TABLE OF CONTENTS Page ARTICLE 1?DEFINITIONS 1 Section 1.01 Definitions of Terms 1 ARTICLE 2?ISSUE, DESCRIPTION, TERMS, EXECUTION, REGISTRATION AND EXCHANGE OF SECURITIES 5 Section 2.01 Designation and Terms of Securities 5 Section 2.02 Form of Securities and Trustee?s Certificate 8 Section 2.03

March 5, 2021 EX-10.18

Tenth Amended and Restated Employment Agreement between the Company and Dr. John C.C. Fan, dated as of December 31, 2020, filed as an exhibit to the Annual Report on Form 10-K for the fiscal year ended December 25, 2021 and incorporated herein by reference

Exhibit 10.18 Certain identified information has been excluded from the exhibit because it both (i) is not material and (ii) would be competitively harmful if publicly disclosed TENTH AMENDED AND RESTATED EMPLOYMENT AGREEMENT THIS AGREEMENT, entered into as of the 31st day of December, 2020, amends and restates the Ninth Amended and Restated Agreement, dated as of the 31st day of December 2017, by

March 5, 2021 10-K

Annual Report -

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-K ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 26, 2020 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 0-19882 KOPIN CORPORATION (Exact Name of Registrant as Specified in its Charter) Delaware 04-2833935 State or other jurisdiction of incorporation or organization (I.

March 5, 2021 424B5

Calculation of Registration Fee Title of each class of securities to be registered Proposed maximum aggregate offering price Amount of registration fee (1) Common stock, $0.01 par value per share $50,000,000 $5,455.00

424B5 1 d134007d424b5.htm 424B5 Table of Contents Filed pursuant to Rule 424(b)(5) Registration Number: 333-253933 Calculation of Registration Fee Title of each class of securities to be registered Proposed maximum aggregate offering price Amount of registration fee (1) Common stock, $0.01 par value per share $50,000,000 $5,455.00 (1) Calculated in accordance with Rule 457(o) under the Securities

March 5, 2021 EX-1.1

At-the-Market Equity Offering Sales Agreement by and between Kopin Corporation and Stifel, Nicolaus & Company, Incorporated, dated March 5, 2021

Exhibit 1.1 EXECUTION VERSION KOPIN CORPORATION Common Stock (par value $0.01 per share) AT-THE-MARKET EQUITY OFFERING SALES AGREEMENT March 5, 2021 STIFEL, NICOLAUS & COMPANY, INCORPORATED One South Street, 15th Floor Baltimore, Maryland 21202 Ladies and Gentlemen: Kopin Corporation, a Delaware corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and

March 5, 2021 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported) March 5, 2021 KOPIN CORPORATION (Exact Name of Registrant as Specified in Charter) Delaware 000-19882 04-2833935 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No.

March 5, 2021 EX-21.1

Subsidiaries of Kopin Corporation

EXHIBIT 21.1 KOPIN CORPORATION SUBSIDIARIES OF KOPIN CORPORATION The Registrant has the following wholly owned (?W?) and majority owned subsidiaries (?M?). Subsidiary Type State of Incorporation Fiscal Year End VS Corporation W Delaware December 26 Forth Dimension Displays, Ltd. W United Kingdom December 26 Kopin Display Corporation W Delaware December 26 Kopin Securities Corporation W Delaware De

March 2, 2021 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported) March 2, 2021 KOPIN CORPORATION (Exact Name of Registrant as Specified in Charter) Delaware 000-19882 04-2833935 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No.

March 2, 2021 EX-99.1

Kopin Corporation Reports Very Solid Results for Fourth Quarter and Full Year 2020

Exhibit 99.1 Kopin Corporation Reports Very Solid Results for Fourth Quarter and Full Year 2020 - Q4 Revenues Grow 60% year-over- year - Full Year Revenue Grows 36% - Net Income $1.3M in Q4 Compared to Net Loss of $7.2M for Q4 2019 - Funded R&D Revenues in Q4 increases 56%, primarily on MicroLEDs for AR - Shipped First Production order of 720p color MicroOLEDs WESTBOROUGH, Mass.-(BUSINESS WIRE)-Ma

January 5, 2021 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported) December 31, 2020 KOPIN CORPORATION (Exact Name of Registrant as Specified in Charter) Delaware 000-19882 04-2833935 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No.

November 5, 2020 10-Q

Quarterly Report -

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 26, 2020 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 0-19882 KOPIN CORPORATION (Exa

November 3, 2020 EX-99.1

Kopin Announces Very Solid Results for Third Quarter of 2020

Exhibit 99.1 Kopin Announces Very Solid Results for Third Quarter of 2020 - Total Third Quarter Revenue Increases 55% year-over-year - Net loss for Q3 2020 decreases to $0.01/share from $0.08/share for Q3 2019 - Develops Potentially World’s Brightest Color Duo-Stack OLED Microdisplay WESTBOROUGH, Mass.-(BUSINESS WIRE)-November 3, 2020-Kopin® Corporation (Nasdaq: KOPN), a leading developer and manu

November 3, 2020 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported) November 3, 2020 KOPIN CORPORATION (Exact Name of Registrant as Specified in Charter) Delaware 000-19882 04-2833935 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No.

August 13, 2020 SC 13D/A

KOPN / Kopin Corp. / FAN JOHN C C Activist Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1)* Kopin Corporation (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 500600101 (CUSIP Number) John C.C. Fan Chief Executive Officer Kopin Corporation 125 North Drive Westborough, MA 01581 (508) 870-5959 (Name, Address

August 6, 2020 10-Q

Quarterly Report -

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 27, 2020 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 0-19882 KOPIN CORPORATION (Exact na

August 4, 2020 EX-99.1

Kopin Provides Business Update and Second Quarter of 2020 Operating Results

Exhibit 99.1 Kopin Provides Business Update and Second Quarter of 2020 Operating Results Q2 Product Revenues Increase 50% Year Over Year R&D and SG&A expenses Decline 41% Year over Year Breakthrough Developments with Dual-Stack OLED Micro Displays Shipped First Production Order of OLED Backplane Wafers; Received Follow-on Order WESTBOROUGH, Mass.-(BUSINESS WIRE)-August 4, 2020-Kopin Corporation (N

August 4, 2020 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported) August 4, 2020 KOPIN CORPORATION (Exact Name of Registrant as Specified in Charter) Delaware 000-19882 04-2833935 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No.

May 29, 2020 S-8

-

As filed with the Securities and Exchange Commission on May 29, 2020 Registration No.

May 20, 2020 EX-10.1

Kopin Corporation 2020 Equity Incentive Plan filed as an exhibit to Current Form on 8-K on May 20, 2020 and incorporated by reference herein.

Exhibit 10.1 KOPIN CORPORATION 2020 EQUITY INCENTIVE PLAN Effective as of the Effective Date (as defined below), the Kopin Corporation 2020 Incentive Equity Plan (as in effect from time to time, the “Plan”) is hereby established. The purpose of the Plan is to provide employees of Kopin Corporation, a Delaware corporation (together with its successors, the “Company”), and its subsidiaries, certain

May 20, 2020 8-K

Termination of a Material Definitive Agreement, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Submission of Matters to a Vote of Security Holders, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): May 18, 2020 KOPIN CORPORATION (Exact Name of Registrant as Specified in Charter) Delaware 000-19882 04-2833935 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No.

May 7, 2020 10-Q

Quarterly Report -

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 28, 2020 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 0-19882 KOPIN CORPORATION (Exact n

May 5, 2020 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

8-K 1 a52214206.htm KOPIN CORPORATION 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported) May 5, 2020 KOPIN CORPORATION (Exact Name of Registrant as Specified in Charter) Delaware 000-19882 04-2833935 (State or Other Jurisdiction of I

May 5, 2020 EX-99.1

Kopin Provides Business Update and First Quarter 2020 Operating Results

Exhibit 99.1 Kopin Provides Business Update and First Quarter 2020 Operating Results Q1 Revenues Increase 42%; R&D and SG&A Decline 49% Defense Product Revenues Increase 144% Company Receives Initial Order for 720P and 2K OLED Micro Display Backplane Wafers WESTBOROUGH, Mass.-(BUSINESS WIRE)-May 5, 2020-Kopin Corporation (Nasdaq: KOPN), a leading provider of innovative wearable computing technolog

May 1, 2020 EX-1.01

Exhibit 1.01 - Conflict Minerals Report as required by Items 1.01 and 1.02 of this Form.

EX-1.01 2 ex1-01.htm Exhibit 1.01 KOPIN CORPORATION Conflict Minerals Report for the Reporting Period from January 1, 2019 to December 31, 2019 1. Background/Summary of Conflict Minerals Section 1502 of the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 (“Dodd-Frank Act”), requires registrants that file reports with the Securities and Exchange Commission (“SEC”) under Sections 1

May 1, 2020 SD

-

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM SD Specialized Disclosure Report KOPIN CORPORATION (Exact name of registrant as specified in its charter) Delaware 0-19882 04-2833935 (State or other jurisdiction of incorporation or organization) (Commission File Number) (I.R.S. Employer Identification No.) 125 North Drive, Westborough, MA 01581-3335 (Address of principa

April 27, 2020 8-K

Entry into a Material Definitive Agreement, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): April 21, 2020 KOPIN CORPORATION (Exact Name of Registrant as Specified in Charter) Delaware 000-19882 04-2833935 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No.

April 21, 2020 8-K

Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): April 17, 2020 KOPIN CORPORATION (Exact Name of Registrant as Specified in Charter) Delaware 000-19882 04-2833935 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No.

April 13, 2020 DEF 14A

KOPN / Kopin Corp. DEF 14A - - DEF 14A

DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14 (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.

April 8, 2020 8-K

Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported) April 8, 2020 KOPIN CORPORATION (Exact Name of Registrant as Specified in Charter) Delaware 000-19882 04-2833935 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No.

March 11, 2020 EX-4.2

Description of the Registrant’s Securities Registered Pursuant to Section 12 of the Securities Exchange Act of 1934 filed as an exhibit to Annual Report on Form 10-K for the fiscal year ended December 25, 2021 and incorporated herein by reference.

Exhibit 4.2 DESCRIPTION OF KOPIN CORPORATION’S SECURITIES REGISTERED UNDER SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934, AS AMENDED As of December 28, 2019, Kopin Corporation (“Kopin,” the “Company,” “we,” or “our”) had one class of securities registered under Section 12 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”): our common stock, par value $0.01 per share (the “

March 11, 2020 10-K

Annual Report - 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 28, 2019 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 0-19882 KOPIN CORPORATION (Exact Name of Registrant as Specified in its Charter) Delaware 04-2833935 State or other jurisdiction of incorporation or organization (I.

March 11, 2020 EX-10.19

Asset Purchase Agreement, dated September 30, 2019, by and between Kopin Corporation, Kopin Display Corporation and Solos Technology Limited.

Exhibit 10.19 Information in this exhibit identified by [***] is confidential and has been excluded pursuant to Item 601(b)(10)(iv) of Regulation S-K because it is both (i) not material and (ii) would likely cause competitive harm to the registrant if publicly disclosed. ASSET PURCHASE AGREEMENT This Asset Purchase Agreement (the “Agreement”) is made and entered to this 30th day of September, 2019

March 10, 2020 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported) March 10, 2020 KOPIN CORPORATION (Exact Name of Registrant as Specified in Charter) Delaware 000-19882 04-2833935 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No.

March 10, 2020 EX-99.1

Kopin Corporation Reports Fourth Quarter and Full Year 2019 Operating Results

EX-99.1 2 a52186481ex991.htm EXHIBIT 99.1 Exhibit 99.1 Kopin Corporation Reports Fourth Quarter and Full Year 2019 Operating Results Q4 Revenues Increase 13%; Q4 Operating Expenses Decline 34% Unveils 2.6K 1.3” Diagonal and 20,000 Nit Green OLED Micro Displays At CES 2020 WESTBOROUGH, Mass.-(BUSINESS WIRE)-March 10, 2020-Kopin Corporation (NASDAQ: KOPN), a leading provider of innovative wearable c

March 2, 2020 8-K

Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported) March 2, 2020 KOPIN CORPORATION (Exact Name of Registrant as Specified in Charter) Delaware 000-19882 04-2833935 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No.

January 21, 2020 DEF 14A

KOPN / Kopin Corp. DEF 14A - - DEF 14A

DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14 Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.

January 10, 2020 PRE 14A

KOPN / Kopin Corp. PRE 14A - - PRE 14A

PRE 14A 1 d863752dpre14a.htm PRE 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14 Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as perm

November 22, 2019 EX-16.1

Letter to Securities and Exchange Commission from Deloitte & Touche LLP, dated November 22, 2019.

November 22, 2019 Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549-7561 Dear Sirs/Madams: We have read Item 4.01 of Kopin Corporation's Form 8-K dated November 22, 2019, and have the following comments: 1. We agree with the statements made in paragraph 4.01(a). 2. We have no basis on which to agree or disagree with the statements made in paragraph 4.01(b). Yours truly,

November 22, 2019 8-K

Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported) November 22, 2019 KOPIN CORPORATION (Exact Name of Registrant as Specified in Charter) Delaware 000-19882 04-2833935 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No.

November 7, 2019 EX-99.1

KOPIN PROVIDES BUSINESS UPDATE AND THIRD QUARTER 2019 OPERATING RESULTS

KOPIN PROVIDES BUSINESS UPDATE AND THIRD QUARTER 2019 OPERATING RESULTS • Revenues Increase 20% on Strength of Military and Industrial Products • Completes Spinout of Solos and Whisper Audio Technology Shortly After Quarter End Westborough, Mass.

November 7, 2019 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported) November 7, 2019 KOPIN CORPORATION (Exact Name of Registrant as Specified in Charter) Delaware 000-19882 04-2833935 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No.

November 7, 2019 10-K/A

Annual Report - 10-K/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-K/A Amendment No.

November 7, 2019 10-Q/A

Quarterly Report - 10-Q/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q/A Amendment No. 1 ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 30, 2019 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 0-19882 KOPIN CO

November 7, 2019 10-Q

Quarterly Report - 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 28, 2019 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 0-19882 KOPIN CORPORATION (Exa

November 7, 2019 10-Q/A

Quarterly Report - 10-Q/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q/A Amendment No. 1 ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 29, 2019 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 0-19882 KOPIN COR

October 30, 2019 CORRESP

KOPN / Kopin Corp. CORRESP - -

October 30, 2019 VIA EDGAR Division of Corporation Finance Securities and Exchange Commission 100 F Street, N.

October 18, 2019 CORRESP

KOPN / Kopin Corp. CORRESP - -

VIA EDGAR Division of Corporation Finance Securities and Exchange Commission 100 F Street, N.

October 15, 2019 8-K

Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported) October 9, 2019 KOPIN CORPORATION (Exact Name of Registrant as Specified in Charter) Delaware 000-19882 04-2833935 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No.

October 7, 2019 EX-99.1

Kopin Reaches Agreement To Sell, License Certain Assets of SolosTM Products and WhisperTM Audio Technology

Kopin Reaches Agreement To Sell, License Certain Assets of SolosTM Products and WhisperTM Audio Technology WESTBOROUGH, Mass.

October 7, 2019 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported) October 7, 2019 KOPIN CORPORATION (Exact Name of Registrant as Specified in Charter) Delaware 000-19882 04-2833935 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No.

October 4, 2019 8-K

Entry into a Material Definitive Agreement

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported) September 30, 2019 KOPIN CORPORATION (Exact Name of Registrant as Specified in Charter) Delaware 000-19882 04-2833935 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No.

September 16, 2019 CORRESP

KOPN / Kopin Corp. CORRESP - -

VIA EDGAR September 16, 2019 Division of Corporation Finance Securities and Exchange Commission 100 F Street, N.

August 8, 2019 EX-99.1

KOPIN PROVIDES BUSINESS UPDATE AND SECOND QUARTER 2019 OPERATING RESULTS

EX-99.1 2 kopn-2019629xexx991.htm EXHIBIT 99.1 KOPIN PROVIDES BUSINESS UPDATE AND SECOND QUARTER 2019 OPERATING RESULTS • Takes Strategic Steps to Focus Business on Components and Subsystems for Defense and Enterprise • Continues steps toward Monetizing Intellectual Property and Technologies • Significant Reductions in Expenses, Including 30% Reduction in Payroll Costs • Announced Microdisplays Ar

August 8, 2019 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported) August 8, 2019 KOPIN CORPORATION (Exact Name of Registrant as Specified in Charter) Delaware 000-19882 04-2833935 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No.

August 8, 2019 10-Q

Quarterly Report - 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 29, 2019 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 0-19882 KOPIN CORPORATION (Exact na

May 21, 2019 8-K

Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported) May 21, 2019 KOPIN CORPORATION (Exact Name of Registrant as Specified in Charter) DELAWARE 000-19882 04-2833935 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No.

May 15, 2019 EX-1.01

Exhibit 1.01 - Conflict Minerals Report as required by Items 1.01 and 1.02 of this Form

Exhibit 1.01 KOPIN CORPORATION Conflict Minerals Report for the Reporting Period from January 1, 2018 to December 31, 2018 1. Background/Summary of Conflict Minerals Section 1502 of the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 (“Dodd-Frank Act”), requires registrants that file reports with the Securities and Exchange Commission (“SEC”) under Sections 13(a) or 15(d) of the

May 15, 2019 SD

KOPN / Kopin Corp. SD SD

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM SD Specialized Disclosure Report KOPIN CORPORATION (Exact Name of Registrant as Specified in Charter) DELAWARE 000-19882 04-2833935 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No.

May 9, 2019 10-Q

Quarterly Report - 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 30, 2019 ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 0-19882 KOPIN CORPORATION (Exact n

May 7, 2019 EX-99.1

Kopin Provides Business Update and First Quarter 2019 Operating Results

Exhibit 99.1 Kopin Provides Business Update and First Quarter 2019 Operating Results Begins Shipping Displays to Fulfill Order from Tier One Enterprise Customer Completes Equity Offering raising approximately $8.8 million (A) Ongoing Program to Reduce Cost Structure, Streamline Active Product Programs WESTBOROUGH, Mass.-(BUSINESS WIRE)-May 7, 2019-Kopin Corporation (NASDAQ:KOPN) a leading develope

May 7, 2019 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported) May 7, 2019 KOPIN CORPORATION (Exact Name of Registrant as Specified in Charter) DELAWARE 000-19882 04-2833935 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No.

April 15, 2019 DEF 14A

KOPN / Kopin Corp. DEFINITIVE PROXY STATEMENT

Definitive Proxy Statement UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14 (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.

April 12, 2019 EX-3.1

Sixth Amended and Restated By-laws filed as an exhibit to Current Report on Form 8-K filed on April 12, 2019 and incorporated herein by reference.

Exhibit 3.1 KOPIN CORPORATION SIXTH AMENDED AND RESTATED BY-LAWS Article I-General Section 1.1. Offices. The registered office shall be in the City of Wilmington, County of New Castle, State of Delaware. The Corporation may also have offices at such other places both within and without the State of Delaware as the Board of Directors may from time to time determine or the business of the Corporatio

April 12, 2019 8-K

Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported) April 12, 2019 KOPIN CORPORATION (Exact Name of Registrant as Specified in Charter) DELAWARE 000-19882 04-2833935 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No.

April 10, 2019 EX-99.1

Kopin Announces Partial Exercise of Underwriters’ Option in Connection With Its Public Offering

Exhibit 99.1 Kopin Announces Partial Exercise of Underwriters’ Option in Connection With Its Public Offering WESTBOROUGH, Mass.-(BUSINESS WIRE)-April 10, 2019-Kopin Corporation (Nasdaq: KOPN), a leading developer of innovative wearable computing technologies and solutions, today announced that it closed the issuance of an additional 706,454 shares of its common stock pursuant to the partial exerci

April 10, 2019 8-K

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported) April 10, 2019 KOPIN CORPORATION (Exact Name of Registrant as Specified in Charter) DELAWARE 000-19882 04-2833935 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No.

March 19, 2019 EX-99.1

KOPIN ANNOUNCES CLOSING OF PUBLIC OFFERING

KOPIN ANNOUNCES CLOSING OF PUBLIC OFFERING WESTBOROUGH, Mass.- March 19, 2019 - (BUSINESS WIRE)- Kopin Corporation (Nasdaq: KOPN), a leading developer of innovative wearable computing technologies and solutions, today announced the closing of an underwritten public offering of 7,272,727 shares of its common stock. Total gross proceeds to Kopin from this offering were approximately $8.0 million, be

March 19, 2019 8-K

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported) March 19, 2019 KOPIN CORPORATION (Exact Name of Registrant as Specified in Charter) DELAWARE 000-19882 04-2833935 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No.

March 15, 2019 424B5

Kopin Corporation 7,272,727 Shares of Common Stock

Filed pursuant to Rule 424(b)(5) Registration Number: 333-228549 Prospectus Supplement (to Prospectus dated December 14, 2018) Kopin Corporation 7,272,727 Shares of Common Stock We are offering 7,272,727 shares of our common stock at a price of $1.

March 15, 2019 EX-1.1

Underwriting Agreement, dated March 15, 2019, by and between Kopin Corporation and Ladenburg Thalmann & Co. Inc., as representative of the underwriters named therein

EX-1.1 2 kopn-2019315xexx11underwri.htm EXHIBIT 1.1 Execution Copy 7,272,727 Shares KOPIN CORPORATION Common Stock ($0.01 Par Value) UNDERWRITING AGREEMENT March 15, 2019 Ladenburg Thalmann & Co. Inc. As Representative of the Several Underwriters 277 Park Avenue, 26th Floor New York, NY 10172 Ladies and Gentlemen: Kopin Corporation, a Delaware corporation (the “Company”), proposes to issue and sel

March 15, 2019 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported) March 15, 2019 KOPIN CORPORATION (Exact Name of Registrant as Specified in Charter) DELAWARE 000-19882 04-2833935 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No.

March 15, 2019 8-K

Financial Statements and Exhibits, Other Events

8-K 1 kopn-2019315x8xkpricing.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported) March 15, 2019 KOPIN CORPORATION (Exact Name of Registrant as Specified in Charter) DELAWARE 000-19882 04-2833935 (State or Other Jurisdiction of In

March 15, 2019 EX-99.1

KOPIN ANNOUNCES PRICING OF $8 MILLION UNDERWRITTEN OFFERING

EX-99.1 2 kopn-2019315xexx991pricing.htm EXHIBIT 99.1 KOPIN ANNOUNCES PRICING OF $8 MILLION UNDERWRITTEN OFFERING WESTBOROUGH, Mass.- March 15, 2019 - (BUSINESS WIRE)- Kopin Corporation (Nasdaq: KOPN), a leading developer of innovative wearable computing technologies and solutions, today announced the pricing of an underwritten public offering of 7,272,727 shares of its common stock at an offering

March 14, 2019 424B5

Subject to completion, dated March 14, 2019

The information in this preliminary prospectus supplement is not complete and may be changed.

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