IGGRF / IG Group Holdings plc - SEC Filings, Annual Report, Proxy Statement

IG Group Holdings plc
US ˙ OTCPK ˙ GB00B06QFB75

Basic Stats
CIK 1492544
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis. These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to IG Group Holdings plc
SEC Filings (Chronological Order)
This page provides a complete, chronological list of SEC Filings, excluding ownership filings which we provide elsewhere.
December 20, 2013 F-6

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As filed with the Securities and Exchange Commission on December 20, 2013 Registration No.

December 20, 2013 EX-99.(D)

Exhibit (d)

Exhibit (d) December 20, 2013 Citibank, N.A. – ADR Department 388 Greenwich Street New York, New York 10013 Ladies and Gentlemen: We refer to the Registration Statement on Form F-6 (the “Registration Statement”) to be filed with the Securities and Exchange Commission (the “SEC”) by the legal entity created by the Deposit Agreement (as hereinafter defined) for the purpose of registering under the U

December 20, 2013 EX-99.(A)

DEPOSIT AGREEMENT by and among IG GROUP HOLDINGS PLC CITIBANK, N.A., as Depositary, THE HOLDERS AND BENEFICIAL OWNERS OF AMERICAN DEPOSITARY SHARES ISSUED HEREUNDER Dated as of [DATE], 2013

EX-99.(A) 2 e611641ex99-a.htm DEPOSIT AGREEMENT by and among IG GROUP HOLDINGS PLC AND CITIBANK, N.A., as Depositary, AND THE HOLDERS AND BENEFICIAL OWNERS OF AMERICAN DEPOSITARY SHARES ISSUED HEREUNDER Dated as of [DATE], 2013 TABLE OF CONTENTS Page ARTICLE I DEFINITIONS 1 Section 1.1 “ADS Record Date” 1 Section 1.2 “Affiliate” 2 Section 1.3 “American Depositary Receipt(s)”, “ADR(s)” and “Receipt

December 5, 2011 F-6EF

As filed with the Securities and Exchange Commission on December 5, 2011 Registration No. 333- SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM F-6 REGISTRATION STATEMENT THE SECURITIES ACT OF 1933 For Depositary Shares Evidenced by Ame

As filed with the Securities and Exchange Commission on December 5, 2011 Registration No.

December 5, 2011 EX-1

THE BANK OF NEW YORK MELLON AMERICAN DEPOSITARY RECEIPT FOR ORDINARY SHARES, OF IG GROUP HOLDINGS PLC (INCORPORATED UNDER THE LAWS OF ENGLAND)

EX-1 2 iggroupreceipt.htm FORM OF RECEIPT AMERICAN DEPOSITARY SHARES (One (1) American Depositary Share represents One (1) Share) THE BANK OF NEW YORK MELLON AMERICAN DEPOSITARY RECEIPT FOR ORDINARY SHARES, OF IG GROUP HOLDINGS PLC (INCORPORATED UNDER THE LAWS OF ENGLAND) The Bank of New York Mellon, as depositary (hereinafter called the “Depositary”), hereby certifies (i) that there have been dep

December 5, 2011 EX-4

EMMET, MARVIN & MARTIN, LLP

EX-4 3 iggroupopin.htm OPINION OF DEPOSITARY'S COUNSEL Writer’s Direct Dial EXHIBIT 4 EMMET, MARVIN & MARTIN, LLP COUNSELLORS AT LAW 120 Broadway New York, New York 10271 (212) 238-3000 (212) 653-1760 Fax: (212) 238-3100 Fax: (212) 653-1730 http://www.emmetmarvin.com 177 MADISON AVENUE MORRISTOWN, NEW JERSEY 07960 (973) 538-5600 FAX: (973) 538-6448 December 5, 2011 The Bank of New York Mellon as D

May 21, 2010 EX-99.(D)

LETTERHEAD OF PATTERSON BELKNAP WEBB & TYLER LLP

EX-99.(D) 3 e607050ex99-d.htm Exhibit (d) LETTERHEAD OF PATTERSON BELKNAP WEBB & TYLER LLP May 21, 2010 Citibank, N.A. – ADR Department 388 Greenwich Street New York, New York 10013 Ladies and Gentlemen: We refer to the Registration Statement on Form F-6 (the “Registration Statement”) to be filed with the Securities and Exchange Commission (the “SEC”) by the legal entity created by the American De

May 21, 2010 F-6EF

As filed with the Securities and Exchange Commission on May 21, 2010 Registration No. 333-_____

As filed with the Securities and Exchange Commission on May 21, 2010 Registration No.

May 21, 2010 EX-99.(A)

NUMBER AMERICAN DEPOSITARY SHARES CUSIP # Each American Depositary Share represents one (1) ordinary share of the Company

EX-99.(A) 2 e607050ex99-a.htm Exhibit (a) NUMBER AMERICAN DEPOSITARY SHARES CUSIP # Each American Depositary Share represents one (1) ordinary share of the Company AMERICAN DEPOSITARY RECEIPT EVIDENCING AMERICAN DEPOSITARY SHARES REPRESENTING ORDINARY SHARES OF IG GROUP HOLDINGS PLC (Incorporated under the laws of England [hereinafter the “Company”]) CITIBANK, N.A., AS DEPOSITARY (HEREINAFTER THE

May 21, 2010 EX-99.(E)

Rule 466 Certification

Exhibit (e) Rule 466 Certification The depositary, Citibank, N.A., represents and certifies the following: 1. That it previously had filed a registration statement on Form F-6 (Registration No. 333-166898), which the U.S. Securities and Exchange Commission declared effective, with terms of deposit identical to the terms of deposit of this Form F-6 Registration Statement except for the shares repre

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