IESC / IES Holdings, Inc. - SEC Filings, Annual Report, Proxy Statement

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2025 OR ☐ TRANSITION REPORT

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-13783 IES Holding

IES Holdings Reports Fiscal 2025 Third Quarter Results

FOR IMMEDIATE RELEASE EXHIBIT 99.1 IES Holdings Reports Fiscal 2025 Third Quarter Results HOUSTON — August 1, 2025 — IES Holdings, Inc. (or “IES” or the “Company”) (NASDAQ: IESC) today announced financial results for the quarter ended June 30, 2025. Third Quarter 2025 Highlights and Recent Developments •Revenue of $890 million for the third quarter of fiscal 2025, an increase of 16% compared with

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): August 1, 2025 IES Holdings, Inc.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): August 1, 2025 IES Holdings, Inc. Delaware 001-13783 76-0542208 (State or other jurisdiction of incorporation) (Commission file number) (I.R.S. Employer Identification No.) 13131 Dair

Regulation FD Disclosure, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K/A CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): May 19, 2025 IES Holdings, Inc. Delaware 001-13783 76-0542208 (State or other jurisdiction of incorporation) (Commission file number) (I.R.S. Employer Identification No.) 13131 Dair

Matt Simmes Succeeds Jeff Gendell as Chief Executive Officer of IES Holdings, Inc.

FOR IMMEDIATE RELEASE Matt Simmes Succeeds Jeff Gendell as Chief Executive Officer of IES Holdings, Inc.

Regulation FD Disclosure, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): May 19, 2025 IES Holdings, Inc. Delaware 001-13783 76-0542208 (State or other jurisdiction of incorporation) (Commission file number) (I.R.S. Employer Identification No.) 2 Riverway,

IES Holdings, Inc. Appoints Matthew Simmes to Succeed Jeffrey Gendell as Chief Executive Officer

FOR IMMEDIATE RELEASE IES Holdings, Inc. Appoints Matthew Simmes to Succeed Jeffrey Gendell as Chief Executive Officer HOUSTON — May 19, 2025 — IES Holdings, Inc. (or “IES” or the “Company”) (NASDAQ: IESC) announced today that Matthew Simmes, President and Chief Operating Officer, will succeed Jeffrey Gendell as Chief Executive Officer effective July 1, 2025, in accordance with the Company’s execu

Regulation FD Disclosure, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): May 12, 2025 IES Holdings, Inc. Delaware 001-13783 76-0542208 (State or other jurisdiction of incorporation) (Commission file number) (I.R.S. Employer Identification No.) 2 Riverway,

IES Holdings Appoints Kelly C. Janzen to its Board of Directors

FOR IMMEDIATE RELEASE IES Holdings Appoints Kelly C. Janzen to its Board of Directors HOUSTON — May 13, 2025 — IES Holdings, Inc. (or “IES” or the “Company”) (NASDAQ: IESC) today announced the appointment of Kelly C. Janzen to its Board of Directors (“Board”), effective May 12, 2025. “We’re excited to welcome Kelly to the Board,” said Jeff Gendell, IES’s Chairman and Chief Executive Officer. “Kell

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM SD Specialized Disclosure Report IES Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-13783 76-0542208 (State or other jurisdiction of inco

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM SD Specialized Disclosure Report IES Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-13783 76-0542208 (State or other jurisdiction of incorporation) (Commission File Number) (I.R.S. Employer Identification No.) 2 Riverway, Suite 1730, Houston, Texas 77056 (Address of principal executive

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2025 OR ☐ TRANSITION REPOR

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-13783 IES Holdin

IES Holdings Reports Fiscal 2025 Second Quarter Results

FOR IMMEDIATE RELEASE EXHIBIT 99.1 IES Holdings Reports Fiscal 2025 Second Quarter Results HOUSTON — May 2, 2025 — IES Holdings, Inc. (or “IES” or the “Company”) (NASDAQ: IESC) today announced financial results for the quarter ended March 31, 2025. Second Quarter 2025 Highlights and Recent Developments •Revenue of $834 million for the second quarter of fiscal 2025, an increase of 18% compared with

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): May 2, 2025 IES Holdings, Inc. Delaware 001-13783 76-0542208 (State or other jurisdiction of incorporation) (Commission file number) (I.R.S. Employer Identification No.) 2 Riverway, S

Filing Fee Table

Calculation of Filing Fee Tables S-8 IES Holdings, Inc. Table 1: Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee 1 Equity Common Stock, par value $0.01 per share Other 825,000 $ 205.22 $ 169,306,500.00 0.0001531 $ 25,920.83 Total Offeri

As filed with the Securities and Exchange Commission on February 24, 2025

As filed with the Securities and Exchange Commission on February 24, 2025 Registration No.

Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): February 20, 2025 IES Holdings, Inc. Delaware 001-13783 76-0542208 (State or other jurisdiction of incorporation) (Commission file number) (I.R.S. Employer Identification No.) 2 River

IES Holdings Reports Fiscal 2025 First Quarter Results

FOR IMMEDIATE RELEASE EXHIBIT 99.1 IES Holdings Reports Fiscal 2025 First Quarter Results HOUSTON — February 4, 2025 — IES Holdings, Inc. (or “IES” or the “Company”) (NASDAQ: IESC) today announced financial results for the quarter ended December 31, 2024. First Quarter 2025 Highlights and Recent Developments •Revenue of $750 million for the first quarter of fiscal 2025, an increase of 18% compared

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2024 OR ☐ TRANSITION RE

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-13783 IES Hol

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): February 4, 2025 IES Holdings, In

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): February 4, 2025 IES Holdings, Inc. Delaware 001-13783 76-0542208 (State or other jurisdiction of incorporation) (Commission file number) (I.R.S. Employer Identification No.) 2 Riverw

Regulation FD Disclosure, Entry into a Material Definitive Agreement, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): January 21, 2025 IES Holdings, Inc. Delaware 001-13783 76-0542208 (State or other jurisdiction of incorporation) (Commission file number) (I.R.S. Employer Identification No.) 2 Riverw

IES Holdings Announces New $300 Million Credit Facility

Exhibit 99.1 FOR IMMEDIATE RELEASE IES Holdings Announces New $300 Million Credit Facility HOUSTON — January 22, 2025 — IES Holdings, Inc. (or “IES” or the “Company”) (NASDAQ: IESC) today announced that it has amended and restated its existing Credit and Security Agreement, increasing the commitment amount of the revolving credit facility to $300 million from $150 million and extending the maturit

d issuing lender, Wells Fargo Securities LLC and Fifth Third Bank, National Association as joint lead arrangers and joint bookrunners and other financial institutions party thereto as lenders

Execution Version Published CUSIP Number: Revolving Credit CUSIP Number: $300,000,000 FOURTH AMENDED AND RESTATED CREDIT AGREEMENT dated as of January 21, 2025, by and among IES HOLDINGS, INC.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. )

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Defin

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. )

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defin

Subsidiaries of the Registrant

Exhibit 21.1 SUBSIDIARIES OF THE REGISTRANT As of September 30, 2024 Subsidiary Jurisdiction of Incorporation Aerial Lighting & Electric, Inc. Connecticut Azimuth Communications, Inc. Oregon Bayonet Plumbing, Heating & Air Conditioning, LLC Florida Calumet Armature and Electric, L.L.C. Illinois Edmonson Electric, LLC Florida Four Point Dynamics, LLC Delaware Freeman Enclosure Systems, LLC Ohio Gre

Holdings, Inc. Incentive Award Recoupment Policy

IES HOLDINGS, INC. INCENTIVE AWARD RECOUPMENT POLICY This INCENTIVE AWARD RECOUPMENT POLICY (this "Policy") is adopted as of October 2, 2023 (the "Effective Date"), by the Human Resources and Compensation Committee (the "Committee") of the Board of Directors (the "Board") of IES Holdings, Inc., a Delaware corporation (our "Company"). WHEREAS, Section 304 of the Sarbanes Oxley Act of 2002 ("Section

IES Holdings, Inc. 2025

IES HOLDINGS, INC. 2025 SUPPLEMENTARY SHORT TERM INCENTIVE PLAN PLAN DOCUMENT Effective November 21, 2024, the following 2025 Supplementary Short Term Incentive Plan (the “SSTIP”) was approved by the Human Resources and Compensation Committee (the “Committee” of IES Holdings, Inc. (the “Company”) in order to incentivize performance by certain key Company executives (the “Participants”), while prom

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): November 21, 2024 IES Holdings, I

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): November 21, 2024 IES Holdings, Inc. Delaware 001-13783 76-0542208 (State or other jurisdiction of incorporation) (Commission file number) (I.R.S. Employer Identification No.) 2 River

IES Holdings Reports Fiscal 2024 Fourth Quarter and Full Year Results

FOR IMMEDIATE RELEASE EXHIBIT 99.1 IES Holdings Reports Fiscal 2024 Fourth Quarter and Full Year Results HOUSTON — November 22, 2024 — IES Holdings, Inc. (or “IES” or the “Company”) (NASDAQ: IESC) today announced financial results for the quarter and fiscal year ended September 30, 2024. Fourth Quarter 2024 Highlights •Revenue of $776 million for the fourth quarter of fiscal 2024, an increase of 2

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K (Mark One) ☑ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended September 30, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-13783 IES Holdings,

, to Sublease Agreement, dated as of March 29, 2012 and amended as of March 31, 2016, May 1, 2019

FIFTH AMENDMENT TO SUBLEASE AGREEMENT This Fifth Amendment to Sublease Agreement is entered into as of August 1, 2024 (the “Sublease Amendment”), by and between TONTINE ASSOCIATES, LLC, having an office at One Sound Shore Drive, Suite 304, Greenwich, Connecticut 06830 (the “Sublessor”), and IES MANAGEMENT ROO, LP, sharing office space with Sublessor (the “Sublessee” and, together with the Sublessor, the “Parties”).

nsider Trading Policy

IES HOLDINGS, INC. INSIDER TRADING POLICY Directors, officers and employees of IES Holdings, Inc. (the "Company") who possess material information about the Company that has not been disclosed publicly (“material non-public information”) are subject to legal obligations with respect to their personal use or disclosure of such information. Violations of these obligations can result in criminal pros

Regulation FD Disclosure, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): September 23, 2024 IES Holdings, Inc. Delaware 001-13783 76-0542208 (State or other jurisdiction of incorporation) (Commission file number) (I.R.S. Employer Identification No.) 2 Rive

2

Exhibit 99.1 FOR IMMEDIATE RELEASE IES Holdings Appoints John Louis Fouts to its Board of Directors HOUSTON — September 26, 2024 — IES Holdings, Inc. (or “IES” or the “Company”) (NASDAQ: IESC) today announced the appointment of John Louis Fouts to its Board of Directors (“Board”), effective September 23, 2024. “We’re excited to welcome Lou to the Board,” said Jeff Gendell, IES’s Chairman and CEO.

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): September 4, 2024 IES Holdings, Inc. Delaware 001-13783 76-0542208 (State or other jurisdiction of incorporation) (Commission file number) (I.R.S. Employer Identification No.) 2 River

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2024 OR ☐ TRANSITION REPORT

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-13783 IES Holding

IES Holdings Reports Fiscal 2024 Third Quarter Results; Board Authorizes New $200 Million Share Repurchase Program

FOR IMMEDIATE RELEASE EXHIBIT 99.1 IES Holdings Reports Fiscal 2024 Third Quarter Results; Board Authorizes New $200 Million Share Repurchase Program HOUSTON — August 2, 2024 — IES Holdings, Inc. (or “IES” or the “Company”) (NASDAQ: IESC) today announced financial results for the quarter ended June 30, 2024. Third Quarter 2024 Highlights and Recent Developments •Revenue of $768 million for the thi

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): August 2, 2024 IES Holdings, Inc. Delaware 001-13783 76-0542208 (State or other jurisdiction of incorporation) (Commission file number) (I.R.S. Employer Identification No.) 2 Riverway

IESC / IES Holdings, Inc. / TONTINE CAPITAL PARTNERS L P - SC 13D/A Activist Investment

SC 13D/A 1 tm2417133d1sc13da.htm SC 13D/A OMB APPROVAL UNITED STATES OMB Number: 3235-0145 SECURITIES AND EXCHANGE COMMISSION Expires: February 28, 2009 Washington, D.C. 20549 Estimated average burden hours per response: 14.5 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 30)* IES Holdings, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 44951W 10 6 (CUSIP

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM SD Specialized Disclosure Report IES Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-13783 76-0542208 (State or other jurisdiction of inco

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM SD Specialized Disclosure Report IES Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-13783 76-0542208 (State or other jurisdiction of incorporation) (Commission File Number) (I.R.S. Employer Identification No.) 2 Riverway, Suite 1730, Houston, Texas 77056 (Address of principal executive

IES Holdings Reports Fiscal 2024 Second Quarter Results

FOR IMMEDIATE RELEASE EXHIBIT 99.1 IES Holdings Reports Fiscal 2024 Second Quarter Results HOUSTON — May 3, 2024 — IES Holdings, Inc. (or “IES” or the “Company”) (NASDAQ: IESC) today announced financial results for the quarter ended March 31, 2024. Second Quarter 2024 Highlights and Recent Developments •Revenue of $706 million for the second quarter of fiscal 2024, an increase of 24% compared with

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2024 OR ☐ TRANSITION REPOR

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-13783 IES Holdin

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): May 3, 2024 IES Holdings, Inc. Delaware 001-13783 76-0542208 (State or other jurisdiction of incorporation) (Commission file number) (I.R.S. Employer Identification No.) 2 Riverway, S

IESC / IES Holdings, Inc. / TONTINE CAPITAL PARTNERS L P - SC 13D/A Activist Investment

SC 13D/A 1 tm248736d1sc13da.htm SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 29)* IES Holdings, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 44951W 10 6 (CUSIP Number) Jeffrey L. Gendell 1 Sound Shore Drive, Suite 304 Greenwich, Connecticut 06830 (Name, Address and Telepho

99.3. Sales Plan dated March 6, 2024, between Tontine Capital Overseas Master Fund II, LP and Cantor Fitzgerald & Co. (Sales prices and trading strategies omitted from Appendix A pursuant to a request for confidential treatment) (filed herewith).

EX-99.3 2 tm248736d1ex99-3.htm EXHIBIT 99.3 Exhibit 99.3 [CONFIDENTIAL TREATMENT] Sales Plan This plan of sales is dated as of March 6, 2024 (“Sales Plan”) between Tontine Capital Overseas Master Fund II, LP, as seller (“Seller”), and Cantor Fitzgerald & Co. (“Cantor”), as agent. A. Recitals 1. This Sales Plan is entered into between Seller and Cantor as the Seller’s adoption of a written plan for

Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): February 22, 2024 IES Holdings, Inc. Delaware 001-13783 76-0542208 (State or other jurisdiction of incorporation) (Commission file number) (I.R.S. Employer Identification No.) 2 River

IESC / IES Holdings, Inc. / TONTINE CAPITAL PARTNERS L P - SC 13D/A Activist Investment

OMB APPROVAL UNITED STATES OMB Number: 3235-0145 SECURITIES AND EXCHANGE COMMISSION Expires: February 28, 2009 Washington, D.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): February 2, 2024 IES Holdings, In

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): February 2, 2024 IES Holdings, Inc. Delaware 001-13783 76-0542208 (State or other jurisdiction of incorporation) (Commission file number) (I.R.S. Employer Identification No.) 2 Riverw

IES Holdings Reports Fiscal 2024 First Quarter Results

FOR IMMEDIATE RELEASE EXHIBIT 99.1 IES Holdings Reports Fiscal 2024 First Quarter Results HOUSTON — February 2, 2024 — IES Holdings, Inc. (or “IES” or the “Company”) (NASDAQ: IESC) today announced financial results for the quarter ended December 31, 2023. First Quarter 2024 Highlights •Revenue of $634 million for the first quarter of fiscal 2024, an increase of 10% compared with $575 million for t

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2023 OR ☐ TRANSITION RE

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-13783 IES Hol

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. )

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Defin

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. )

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defin

IES Holdings Promotes Matthew Simmes to President and Chief Operating Officer

FOR IMMEDIATE RELEASE IES Holdings Promotes Matthew Simmes to President and Chief Operating Officer HOUSTON — December 7, 2023 — IES Holdings, Inc.

and November 5, 2019, between Tontine Associates, L.L.C. and IES Management ROO, LP.

FOURTH AMENDMENT TO SUBLEASE AGREEMENT This Fourth Amendment to Sublease Agreement is entered into as of December 15, 2022 (the “Sublease Amendment”), by and between TONTINE ASSOCIATES, LLC, having an office at One Sound Shore Drive, Suite 304, Greenwich, Connecticut 06830 (the “Sublessor”), and IES MANAGEMENT ROO, LP, sharing office space with Sublessor (the “Sublessee” and, together with the Sublessor, the “Parties”).

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K (Mark One) ☑ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended September 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-13783 IES Holdings,

IES Holdings Reports Fiscal 2023 Fourth Quarter and Full Year Results

FOR IMMEDIATE RELEASE EXHIBIT 99.1 IES Holdings Reports Fiscal 2023 Fourth Quarter and Full Year Results HOUSTON — December 7, 2023 — IES Holdings, Inc. (or “IES” or the “Company”) (NASDAQ: IESC) today announced financial results for the quarter and fiscal year ended September 30, 2023. Fourth Quarter 2023 Highlights •Revenue of $649 million for the fourth quarter of fiscal 2023, an increase of 5%

Form of Time-Based Phantom Stock Unit Award Agreement under the Company's Amended and Restated 2006 Equity incentive Plan, as amended and restated effective February 9, 2016

IES HOLDINGS, INC. AMENDED AND RESTATED 2006 EQUITY INCENTIVE PLAN FORM PHANTOM STOCK UNIT AWARD AGREEMENT (TIME-BASED) THIS PHANTOM STOCK UNIT AWARD AGREEMENT (this “Agreement”) is made and entered into as of [ ] (the “Grant Date”) by and between IES Holdings, Inc., a Delaware corporation (the “Company”), and [ ] (the “Participant”) pursuant to the terms and conditions of the Company’s Amended an

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): December 7, 2023 IES Holdings, In

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): December 7, 2023 IES Holdings, Inc. Delaware 001-13783 76-0542208 (State or other jurisdiction of incorporation) (Commission file number) (I.R.S. Employer Identification No.) 2 Riverw

Description of Registrant'

Exhibit 4.4 DESCRIPTION OF CAPITAL STOCK The following is a description of the capital stock of IES Holdings, Inc. (the “Company”). The Common Stock of the Company (as defined below) is registered under Section 12(b) of the Securities Exchange Act of 1934, as amended (the “Exchange Act”). This description does not describe every aspect of the Company’s capital stock and is subject to, and qualifie

Subsidiaries of the Registrant

Exhibit 21.1 SUBSIDIARIES OF THE REGISTRANT As of September 30, 2023 Subsidiary Jurisdiction of Incorporation Aerial Lighting & Electric, Inc. Connecticut Azimuth Communications, Inc. Oregon Bayonet Plumbing, Heating & Air Conditioning, LLC Florida Calumet Armature and Electric, L.L.C. Illinois Edmonson Electric, LLC Florida Freeman Enclosure Systems, LLC Ohio Hotchkiss Alarms, LLC Connecticut ICS

99.3. Sales Plan dated August 31, 2023, between Tontine Capital Overseas Master Fund II, LP and Cantor Fitzgerald & Co. (Sales prices and trading strategies omitted from Appendix A pursuant to a request for confidential treatment) (filed herewith).

EX-99.3 2 tm2325708d1ex99-3.htm EXHIBIT 99.3 Exhibit 99.3 [CONFIDENTIAL TREATMENT] Sales Plan This plan of sales is dated as of August 31, 2023 (“Sales Plan”) between Tontine Capital Overseas Master Fund II, LP, as seller (“Seller”), and Cantor Fitzgerald & Co. (“Cantor”), as agent. A.            Recitals 1.            This Sales Plan is entered into between Seller and Cantor as the Seller’s adopt

IESC / IES Holdings Inc / TONTINE CAPITAL PARTNERS L P - SC 13D/A Activist Investment

OMB APPROVAL UNITED STATES OMB Number: 3235-0145 SECURITIES AND EXCHANGE COMMISSION Expires: February 28, 2009 Washington, D.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): August 4, 2023 IES Holdings, Inc.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): August 4, 2023 IES Holdings, Inc. Delaware 001-13783 76-0542208 (State or other jurisdiction of incorporation) (Commission file number) (I.R.S. Employer Identification No.) 2 Riverway

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2023 OR ☐ TRANSITION REPORT

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-13783 IES Holding

IES Holdings Reports Fiscal 2023 Third Quarter Results

FOR IMMEDIATE RELEASE EXHIBIT 99.1 IES Holdings Reports Fiscal 2023 Third Quarter Results HOUSTON — August 4, 2023 — IES Holdings, Inc. (or “IES” or the “Company”) (NASDAQ: IESC) today announced financial results for the quarter ended June 30, 2023. Third Quarter 2023 Highlights •Revenue of $584 million for the third quarter of fiscal 2023, an increase of 3% compared with $567 million for the same

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): June 16, 2023 IES Holdings, Inc.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): June 16, 2023 IES Holdings, Inc. Delaware 001-13783 76-0542208 (State or other jurisdiction of incorporation) (Commission file number) (I.R.S. Employer Identification No.) 2 Riverway,

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM SD Specialized Disclosure Report IES Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-13783 76-0542208 (State or other jurisdiction of inco

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM SD Specialized Disclosure Report IES Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-13783 76-0542208 (State or other jurisdiction of incorporation) (Commission File Number) (I.R.S. Employer Identification No.) 2 Riverway, Suite 1730, Houston, Texas 77056 (Address of principal executive

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): May 10, 2023 IES Holdings, Inc. D

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): May 10, 2023 IES Holdings, Inc. Delaware 001-13783 76-0542208 (State or other jurisdiction of incorporation) (Commission file number) (I.R.S. Employer Identification No.) 2 Riverway,

IES Holdings Reports Fiscal 2023 Second Quarter Results

FOR IMMEDIATE RELEASE EXHIBIT 99.1 IES Holdings Reports Fiscal 2023 Second Quarter Results HOUSTON — May 10, 2023 — IES Holdings, Inc. (or “IES” or the “Company”) (NASDAQ: IESC) today announced financial results for the quarter ended March 31, 2023. Second Quarter 2023 Highlights •Revenue of $569 million for the second quarter of fiscal 2023, an increase of 13% compared with $502 million for the s

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2023 OR ☐ TRANSITION REPOR

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-13783 IES Holdin

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): February 23, 2023 IES Holdings, I

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): February 23, 2023 IES Holdings, Inc. Delaware 001-13783 76-0542208 (State or other jurisdiction of incorporation) (Commission file number) (I.R.S. Employer Identification No.) 5433 We

IES Holdings Reports Fiscal 2023 First Quarter Results

FOR IMMEDIATE RELEASE EXHIBIT 99.1 IES Holdings Reports Fiscal 2023 First Quarter Results HOUSTON — February 3, 2023 — IES Holdings, Inc. (or “IES” or the “Company”) (NASDAQ: IESC) today announced financial results for the quarter ended December 31, 2022. First Quarter 2023 Highlights •Revenue of $575 million for the first quarter of fiscal 2023, an increase of 20% compared with $481 million for t

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): February 3, 2023 IES Holdings, Inc. Delaware 001-13783 76-0542208 (State or other jurisdiction of incorporation) (Commission file number) (I.R.S. Employer Identification No.) 5433 Wes

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2022 OR ☐ TRANSITION RE

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-13783 IES Hol

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. )

DEF 14A 1 a2023proxystatementformdef.htm DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commissio

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. )

DEFA14A 1 a2023proxy-additionalmater.htm DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commissio

IESC / Integrated Electrical Services, Inc. / TONTINE CAPITAL PARTNERS L P - SC 13D/A Activist Investment

OMB APPROVAL UNITED STATES OMB Number: 3235-0145 SECURITIES AND EXCHANGE COMMISSION Expires: February 28, 2009 Washington, D.

IES Holdings Reports Fiscal 2022 Fourth Quarter and Full Year Results; Board Authorizes New $40 Million Share Repurchase Program

FOR IMMEDIATE RELEASE EXHIBIT 99.1 IES Holdings Reports Fiscal 2022 Fourth Quarter and Full Year Results; Board Authorizes New $40 Million Share Repurchase Program HOUSTON — December 6, 2022 — IES Holdings, Inc. (or “IES” or the “Company”) (NASDAQ: IESC) today announced financial results for the quarter and fiscal year ended September 30, 2022. Fourth Quarter 2022 Highlights •Revenue of $617 milli

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K (Mark One) ☑ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended September 30, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-13783 IES Holdings,

Amendment No. 1 to Third Amended Restated Credit and Security Agreement, dated April 28, 2022 by and among IES Holdings, Inc., each of the other Borrowers and Guarantors named therein, Wells Fargo Bank, National Association, as Administrative Agent, and Fifth Third Bank, National Association

EXHIBIT 10.7 AMENDMENT NO. 1 THIRD AMENDED AND RESTATED CREDIT AGREEMENT This AMENDMENT NO. 1 TO THIRD AMENDED AND RESTATED CREDIT AGREEMENT (this "Agreement"), dated September 2, 2022, is made and entered into by and among IES HOLDINGS, INC., a Delaware corporation, on behalf of itself and each other Borrower and Guarantor (the "Administrative Borrower"), the financial institutions party hereto a

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): December 6, 2022 IES Holdings, Inc. Delaware 001-13783 76-0542208 (State or other jurisdiction of incorporation) (Commission file number) (I.R.S. Employer Identification No.) 5433 Wes

Subsidiaries of the Registrant

Exhibit 21.1 SUBSIDIARIES OF THE REGISTRANT As of September 30, 2022 Subsidiary Jurisdiction of Incorporation Aerial Lighting & Electric, Inc. Connecticut Azimuth Communications, Inc. Oregon Bayonet Plumbing, Heating & Air Conditioning, LLC Florida Calumet Armature and Electric, L.L.C. Illinois Edmonson Electric, LLC Florida Freeman Enclosure Systems, LLC Ohio Hotchkiss Alarms, LLC Connecticut ICS

IES Holdings Reports Fiscal 2022 Third Quarter Results

FOR IMMEDIATE RELEASE EXHIBIT 99.1 IES Holdings Reports Fiscal 2022 Third Quarter Results HOUSTON ? August 4, 2022 ? IES Holdings, Inc. (or ?IES? or the ?Company?) (NASDAQ: IESC) today announced financial results for the quarter ended June 30, 2022. Third Quarter 2022 Highlights ?Revenue of $567 million for the third quarter of fiscal 2022, an increase of 40% compared with $406 million for the sam

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): August 4, 2022 IES Holdings, Inc. Delaware 001-13783 76-0542208 (State or other jurisdiction of incorporation) (Commission file number) (I.R.S. Employer Identification No.) 5433 Westh

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2022 OR ☐ TRANSITION REPORT

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-13783 IES Holding

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM SD Specialized Disclosure Report IES Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-13783 76-0542208 (State or other jurisdiction of inco

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM SD Specialized Disclosure Report IES Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-13783 76-0542208 (State or other jurisdiction of incorporation) (Commission File Number) (I.R.S. Employer Identification No.) 5433 Westheimer Road, Suite 500, Houston, Texas 77056 (Address of principal e

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2022 OR ☐ TRANSITION REPOR

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-13783 IES Holdin

IES Holdings Reports Fiscal 2022 Second Quarter Results

FOR IMMEDIATE RELEASE EXHIBIT 99.1 IES Holdings Reports Fiscal 2022 Second Quarter Results HOUSTON ? April 29, 2022 ? IES Holdings, Inc. (or ?IES? or the ?Company?) (NASDAQ: IESC) today announced financial results for the quarter ended March 31, 2022. Second Quarter 2022 Highlights ?Revenue of $502 million for the second quarter of fiscal 2022, an increase of 51% compared with $332 million for the

Third Amended and Restated Credit and Security Agreement, dated April 28, 2022 by and among IES Holdings, Inc., each of the other Borrowers and Guarantors named therein and Wells Fargo Bank, National Association, as Administrative Agent. (Incorporated by reference to Exhibit 10.1 to the Company's Quarterly Report on Form 10-Q filed on April 29, 2022).

EXHIBIT 10.1 THIRD AMENDED AND RESTATED CREDIT AND SECURITY AGREEMENT by and among IES HOLDINGS, INC. IES COMMUNICATIONS, LLC IES COMMERCIAL, INC. IES MANAGEMENT LP IES MANAGEMENT ROO, LP IES RESIDENTIAL, INC. INTEGRATED ELECTRICAL FINANCE, INC. IES SUBSIDIARY HOLDINGS, INC. MAGNETECH INDUSTRIAL SERVICES, INC. SOUTHERN INDUSTRIAL SALES AND SERVICES, INC. CALUMET ARMATURE AND ELECTRIC, L.L.C. IES I

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): April 29, 2022 IES Holdings, Inc. Delaware 001-13783 76-0542208 (State or other jurisdiction of incorporation) (Commission file number) (I.R.S. Employer Identification No.) 5433 Westh

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): February 23, 2022 (January 3, 2022) IES Holdings, Inc. Delaware 001-13783 76-0542208 (State or other jurisdiction of incorporation) (Commission file number) (I.R.S

Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): February 24, 2022 IES Holdings, Inc. Delaware 001-13783 76-0542208 (State or other jurisdiction of incorporation) (Commission file number) (I.R.S. Employer Identification No.) 5433 We

IES Holdings Reports Fiscal 2022 First Quarter Results

FOR IMMEDIATE RELEASE EXHIBIT 99.1 IES Holdings Reports Fiscal 2022 First Quarter Results HOUSTON ? February 2, 2022 ? IES Holdings, Inc. (or ?IES? or the ?Company?) (NASDAQ: IESC) today announced financial results for the quarter ended December 31, 2021. First Quarter 2022 Highlights ?Revenue of $481 million for the first quarter of fiscal 2022, an increase of 53% compared with $315 million for t

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2021 OR ☐ TRANSITION RE

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-13783 IES Hol

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): February 2, 2022 IES Holdings, Inc. Delaware 001-13783 76-0542208 (State or other jurisdiction of incorporation) (Commission file number) (I.R.S. Employer Identification No.) 5433 Wes

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. )

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Defin

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. )

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Defin

Regulation FD Disclosure, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): January 3, 2022 IES Holdings, Inc. Delaware 001-13783 76-0542208 (State or other jurisdiction of incorporation) (Commission file number) (I.R.S. Employer Identification No.) 5433 West

IES Holdings Appoints Jennifer A. Baldock to its Board of Directors

Exhibit 99.1 FOR IMMEDIATE RELEASE IES Holdings Appoints Jennifer A. Baldock to its Board of Directors HOUSTON ? January 3, 2022 ? IES Holdings, Inc. (or ?IES? or the ?Company?) (NASDAQ: IESC) today announced the appointment of Jennifer A. Baldock to its Board of Directors, effective December 31, 2021. ?We?re excited to welcome Jenny to our Board,? said Jeff Gendell, IES?s Chairman and CEO. ?I?m c

IES Holdings Appoints Matthew Simmes as Chief Operating Officer

FOR IMMEDIATE RELEASE EXHIBIT 99.2 IES Holdings Appoints Matthew Simmes as Chief Operating Officer HOUSTON ? December 3, 2021 ? IES Holdings, Inc. (or ?IES? or the ?Company?) (NASDAQ: IESC) today announced the appointment of Matthew Simmes as Chief Operating Officer of the Company. In his new role, Mr. Simmes, who has been President of the Company?s Communications segment since 2017, will oversee

Subsidiaries of the Registrant

Exhibit 21.1 SUBSIDIARIES OF THE REGISTRANT As of September 30, 2021 Subsidiary Jurisdiction of Incorporation Aerial Lighting & Electric, Inc. Connecticut Azimuth Communications, Inc. Oregon Bayonet Plumbing, Heating & Air Conditioning, LLC Florida Calumet Armature and Electric, L.L.C. Illinois Edmonson Electric, LLC Florida Freeman Enclosure Systems, LLC Ohio Hotchkiss Alarms, LLC Connecticut ICS

Phantom Stock Unit Award Agreement dated as of December 1, 2021, by and between the Company and Jeffrey Gendell (Incorporated by reference to Exhibit 10.3 to the Company’s Current Report on Form 8-K filed on December 3, 2021).

Exhibit 10.3 IES HOLDINGS, INC. AMENDED AND RESTATED 2006 EQUITY INCENTIVE PLAN PHANTOM STOCK UNIT AWARD AGREEMENT THIS PHANTOM STOCK UNIT AWARD AGREEMENT (this ?Agreement?) is made and entered into as of December 1, 2021 (the ?Grant Date?) by and between IES Holdings, Inc. (f/k/a Integrated Electrical Services, Inc.), a Delaware corporation (the ?Company?), and Jeffrey Gendell (the ?Participant?)

Description of Registrant's Securities

Exhibit 4.4 DESCRIPTION OF CAPITAL STOCK The following is a description of the capital stock of IES Holdings, Inc. (the ?Company?). The Common Stock and Rights of the Company (each as defined below) are registered under Section 12(b) of the Securities Exchange Act of 1934, as amended (the ?Exchange Act?). This description does not describe every aspect of the Company?s capital stock and is subject

IES Holdings Reports Fiscal 2021 Fourth Quarter and Full Year Results

FOR IMMEDIATE RELEASE EXHIBIT 99.1 IES Holdings Reports Fiscal 2021 Fourth Quarter and Full Year Results HOUSTON ? December 3, 2021 ? IES Holdings, Inc. (or ?IES? or the ?Company?) (NASDAQ: IESC) today announced financial results for the quarter and fiscal year ended September 30, 2021. Fourth Quarter 2021 Highlights ?Revenue of $484 million for the fourth quarter of fiscal 2021, an increase of 46

Letter Agreement dated December 3, 2021

Exhibit 10.1 December 3, 2021 Matthew Simmes 5433 Westheimer Road, Suite 500 Houston, Texas 77056 Dear Mr. Simmes, This letter is to memorialize the terms of your agreement with IES Holdings, Inc. (together with its subsidiaries and affiliates, the ?Company?). Effective December 3, 2021, the Board of Directors of the Company hereby appoints you as Chief Operating Officer of the Company under terms

Amendment No. 9 and Joinder to Second Amended and Restated Credit and Security Agreement, dated December 2, 2021, by and among IES Holdings, Inc., each of the other Borrowers and Guarantors named therein and Wells Fargo Bank, National Association (Incorporated by reference to Exhibit 10.15 to the Company's Annual Report on Form 10-K filed December 3, 2021).

Exhibit 10.15 AMENDMENT NO. 9 AND JOINDER TO SECOND AMENDED AND RESTATED CREDIT AND SECURITY AGREEMENT This AMENDMENT NO. 9 AND JOINDER TO SECOND AMENDED AND RESTATED CREDIT AND SECURITY AGREEMENT (this "Agreement"), dated December 2, 2021, is made and entered into by and among IES HOLDINGS, INC., a Delaware corporation, on behalf of itself and each other Borrower and Guarantor (the "Administrativ

Phantom Stock Unit Award Agreement dated as of December 3, 2021, by and between the Company and Matthew Simmes (Incorporated by reference to Exhibit 10.2 to the Company’s Current Report on Form 8-K filed on December 3, 2021).

Exhibit 10.2 IES HOLDINGS, INC. AMENDED AND RESTATED 2006 EQUITY INCENTIVE PLAN PHANTOM STOCK UNIT AWARD AGREEMENT THIS PHANTOM STOCK UNIT AWARD AGREEMENT (this ?Agreement?) is made and entered into as of December 3, 2021 (the ?Grant Date?) by and between IES Holdings, Inc. (f/k/a Integrated Electrical Services, Inc.), a Delaware corporation (the ?Company?), and Matthew Simmes (the ?Participant?)

Regulation FD Disclosure, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): December 3, 2021 IES Holdings, Inc. Delaware 001-13783 76-0542208 (State or other jurisdiction of incorporation) (Commission file number) (I.R.S. Employer Identification No.) 5433 Wes

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended September 30, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-13783 IES Holdings,

IES Holdings Reports Fiscal 2021 Third Quarter Results

FOR IMMEDIATE RELEASE EXHIBIT 99.1 IES Holdings Reports Fiscal 2021 Third Quarter Results HOUSTON ? August 5, 2021 ? IES Holdings, Inc. (or ?IES? or the ?Company?) (NASDAQ: IESC) today announced financial results for the quarter ended June 30, 2021. Third Quarter 2021 Highlights ?Revenue of $406 million for the third quarter of fiscal 2021, an increase of 38% compared with $293 million for the sam

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2021 OR ☐ TRANSITION REPORT

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-13783 IES Holding

Exhibit 99.2 I ES H O L D I N G S , I N C . ( N A S DAQ : I ES C ) | T h i rd Q u a r te r 2 0 2 1 U p d ate | J U N E 3 0 , 2 0 2 1 2 Forward-Looking Statements Certain statements in this release may be deemed "forward-looking statements" within the

Exhibit 99.2 I ES H O L D I N G S , I N C . ( N A S DAQ : I ES C ) | T h i rd Q u a r te r 2 0 2 1 U p d ate | J U N E 3 0 , 2 0 2 1 2 Forward-Looking Statements Certain statements in this release may be deemed "forward-looking statements" within the meaning of Section 27A of the Securities Act of 1933 and Section 21E of the Securities Exchange Act of 1934, all of which are based upon various esti

Joinder, Limited Consent and Eighth Amendment to Second Amended and Restated Credit and Security Agreement, dated as of May 18, 2021, by and among IES Holdings, Inc., each of the other Borrowers and Guarantors named therein and Wells Fargo Bank National Association

EXHIBIT 10.1 JOINDER, LIMITED CONSENT, AND EIGHTH AMENDMENT TO SECOND AMENDED AND RESTATED CREDIT AND SECURITY AGREEMENT This JOINDER, LIMITED CONSENT, AND EIGHTH AMENDMENT TO SECOND AMENDED AND RESTATED CREDIT AND SECURITY AGREEMENT (this "Amendment"), dated May 18, 2021, is made and entered into by and among IES HOLDINGS, INC., a Delaware corporation, on behalf of itself and each other Borrower

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): August 5, 2021 IES Holdings, Inc. Delaware 001-13783 76-0542208 (State or other jurisdiction of incorporation) (Commission file number) (I.R.S. Employer Identification No.) 5433 Westh

2

Exhibit 99.1 FOR IMMEDIATE RELEASE IES Holdings Acquires Remaining Ownership Interest in Mechanical Services Business HOUSTON ? June 11, 2021 ? IES Holdings, Inc. (?IES?) (NASDAQ: IESC) announced today that it has acquired the remaining 20% ownership interest in STR Mechanical, LLC (?STR?), a Charlotte, North Carolina-based provider of commercial and industrial mechanical services. IES had previou

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): June 11, 2021 IES Holdings, Inc. Delaware 001-13783 76-0542208 (State or other jurisdiction of incorporation) (Commission file number) (I.R.S. Employer Identification No.) 5433 Westhe

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): June 8, 2021 IES Holdings, Inc. Delaware 001-13783 76-0542208 (State or other jurisdiction of incorporation) (Commission file number) (I.R.S. Employer Identification No.) 5433 Westhei

IES Holdings to Present at the Stifel 2021 Virtual Cross Sector Insight Conference

Exhibit 99.1 FOR IMMEDIATE RELEASE IES Holdings to Present at the Stifel 2021 Virtual Cross Sector Insight Conference HOUSTON ? June 8, 2021 ? IES Holdings, Inc. (?IES?) (NASDAQ: IESC) a leading provider of electrical, communication and other infrastructure services, announced today that Jeff Gendell, Chairman and Chief Executive Officer, Tracy McLauchlin, Senior Vice President and Chief Financial

Certificate of Elimination of Series A Junior Participating Preferred Stock of IES Holdings, Inc., as filed with the Secretary of State of the State of Delaware on May 24, 2021 (Incorporated by reference to Exhibit 3.1 to the Company's Current Report on Form 8-K filed on May 24, 2021)

Exhibit 3.1 CERTIFICATE OF ELIMINATION OF SERIES A JUNIOR PARTICIPATING PREFERRED STOCK OF IES HOLDINGS, INC. (Pursuant to Section 151(g) of the General Corporation Law of the State of Delaware) IES Holdings, Inc. (the ?Company?), a corporation organized and existing under the General Corporation Law of the State of Delaware (the ?DGCL?), in accordance with the provisions of Section 151(g) of the

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 001-13783 IES HOLDINGS, INC. (Exact name of registrant as specified in its ch

Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Material Modification to Rights of Security Holders, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): May 21, 2021 IES HOLDINGS, INC. Delaware 001-13783 76-0542208 (State or other jurisdiction of incorporation) (Commission file number) (I.R.S. Employer Identification No.) 5433 Westhei

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM SD Specialized Disclosure Report IES Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-13783 76-0542208 (State or other jurisdiction of inco

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM SD Specialized Disclosure Report IES Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-13783 76-0542208 (State or other jurisdiction of incorporation or organization) (Commission File Number) (I.R.S. Employer Identification No.) 5433 Westheimer Road, Suite 500, Houston, Texas 77056 (Addres

IES Holdings Acquires Edmonson Electric to Expand Florida Presence

Exhibit 99.1 FOR IMMEDIATE RELEASE IES Holdings Acquires Edmonson Electric to Expand Florida Presence HOUSTON ? May 18, 2021 ? IES Holdings, Inc. (?IES?) (NASDAQ: IESC) announced today that it has acquired an 80% ownership interest in Edmonson Electric, LLC (?Edmonson?), a Land O? Lakes, FL-based provider of residential electric, low voltage, and heating, ventilation and air conditioning (HVAC) in

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): May 18, 2021 IES Holdings, Inc. Delaware 001-13783 76-0542208 (State or other jurisdiction of incorporation) (Commission file number) (I.R.S. Employer Identification No.) 5433 Westhei

Amendment No. 1 to Tax Benefit Protection Plan Agreement, dated May 7, 2021, by and between IES Holdings, Inc. and American Stock Transfer & Trust Company, LLC

Exhibit 4.1 AMENDMENT NO. 1 TO TAX BENEFIT PROTECTION PLAN AGREEMENT IES HOLDINGS, INC. AND AMERICAN STOCK TRANSFER & TRUST COMPANY, LLC, AS RIGHTS AGENT DATED AS OF MAY 7, 2021 This Amendment No. 1 to Tax Benefit Protection Plan Agreement (the ?Amendment?), dated as of May 7, 2021, by and between IES Holdings, Inc., a Delaware corporation (the ?Company?), and American Stock Transfer & Trust Compa

Regulation FD Disclosure, Entry into a Material Definitive Agreement, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): May 7, 2021 IES Holdings, Inc. Delaware 001-13783 76-0542208 (State or other jurisdiction of incorporation) (Commission file number) (I.R.S. Employer Identification No.) 5433 Westheim

IES Holdings Terminates NOL Rights Plan

EX-99.1 3 exhibit991pressrelease.htm EX-99.1 Exhibit 99.1 FOR IMMEDIATE RELEASE IES Holdings Terminates NOL Rights Plan HOUSTON — May 10, 2021 — IES Holdings, Inc. (or “IES” or the “Company”) (NASDAQ: IESC) today announced that its Board of Directors has approved an amendment to the Company’s Tax Benefit Protection Plan (the “NOL Rights Plan”) to accelerate the expiration date of the NOL Rights Pl

Quarterly Report - 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-13783 IES Holdin

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): April 30, 2021 IES Holdings, Inc. Delaware 001-13783 76-0542208 (State or other jurisdiction of incorporation) (Commission file number) (I.R.S. Employer Identification No.) 5433 Westh

Amended and Restated Bylaws of IES Holdings, Inc., effective April 28, 2021. (Incorporated by reference to Exhibit 3.3 to the Company's Quarterly Report on Form 10-Q filed on April 30, 2021).

EX-3.1 2 amendedandrestatedbylawsof.htm EX-3.1 Exhibit 3.3 AMENDED AND RESTATED BYLAWS OF IES HOLDINGS, INC. (Effective as of April 28, 2021) ARTICLE I OFFICES Section 1. The registered office of IES Holdings, Inc. (the “Corporation”) shall be in the City of Wilmington, County of New Castle, State of Delaware. Section 2. The Corporation may also have offices at such other places both within and ou

Joinder, Limited Consent and Sixth Amendment to Second Amended and Restated Credit and Security Agreement, dated as of December 21, 2020, by and among IES Holdings, Inc., each of the other Borrowers and Guarantors named therein and Wells Fargo Bank, National Association

EXHIBIT 10.1 JOINDER, LIMITED CONSENT, AND SIXTH AMENDMENT TO SECOND AMENDED AND RESTATED CREDIT AND SECURITY AGREEMENT THIS JOINDER, LIMITED CONSENT, AND SIXTH AMENDMENT TO SECOND AMENDED AND RESTATED CREDIT AND SECURITY AGREEMENT (this "Amendment"), dated December 21, 2020, is made and entered into by and among IES HOLDINGS, INC., a Delaware corporation, on behalf of itself and each other Borrow

IES Holdings, Inc. Second Quarter 2021 Update April 30, 2021 Exhibit 99.2 2 Disclosures Forward-Looking Statements Certain statements in this release may be deemed "forward-looking statements" within the meaning of Section 27A of the Securities Act o

IES Holdings, Inc. Second Quarter 2021 Update April 30, 2021 Exhibit 99.2 2 Disclosures Forward-Looking Statements Certain statements in this release may be deemed "forward-looking statements" within the meaning of Section 27A of the Securities Act of 1933 and Section 21E of the Securities Exchange Act of 1934, all of which are based upon various estimates and assumptions that the Company believes

IES Holdings Reports Fiscal 2021 Second Quarter Results

FOR IMMEDIATE RELEASE EXHIBIT 99.1 IES Holdings Reports Fiscal 2021 Second Quarter Results HOUSTON — April 30, 2021 — IES Holdings, Inc. (or “IES” or the “Company”) (NASDAQ: IESC) today announced financial results for the quarter ended March 31, 2021. Second Quarter 2021 Highlights •Revenue of $332 million for the second quarter of fiscal 2021, an increase of 14% compared with $291 million for the

Seventh Amendment to Second Amended and Restated Credit and Security Agreement, dated March 15, 2021 and effective retroactive to December 21, 2020, by and among IES Holdings, Inc., each of the other Borrowers and Guarantors named therein and Wells Fargo Bank, National Association

Exhibit 10.2 SEVENTH AMENDMENT TO SECOND AMENDED AND RESTATED CREDIT AND SECURITY AGREEMENT THIS SEVENTH AMENDMENT TO SECOND AMENDED AND RESTATED CREDIT AND SECURITY AGREEMENT (this "Amendment"), dated March 15, 2021 and effective retroactive to December 21, 2020, is made and entered into by and among IES HOLDINGS, INC., a Delaware corporation, on behalf of itself and each other Borrower and Guara

IES Holdings, Inc. Second Amended and Restated Executive Officer Severance Benefit Plan, effective April 29, 2021

Exhibit 10.3 IES HOLDINGS, INC. SECOND AMENDED AND RESTATED EXECUTIVE OFFICER SEVERANCE BENEFIT PLAN 1. PURPOSE AND TERM. The IES Holdings, Inc. (f/k/a Integrated Electrical Services, Inc.) (the ?Company?) Amended and Restated Executive Officer Severance Benefit Plan was initially adopted by the Board of Directors of the Company (the ?Board?) on January 23, 2012, was amended and restated in its en

Regulation FD Disclosure, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): April 16, 2021 IES Holdings, Inc. Delaware 001-13783 76-0542208 (State or other jurisdiction of incorporation) (Commission file number) (I.R.S. Employer Identification No.) 5433 Westh

IES Holdings Appoints Elizabeth D. Leykum to its Board of Directors

Exhibit 99.1 Contact: Tracy McLauchlin, CFO IES Holdings, Inc. 713-860-1500 FOR IMMEDIATE RELEASE IES Holdings Appoints Elizabeth D. Leykum to its Board of Directors HOUSTON ? April 19, 2021 ? IES Holdings, Inc. (or ?IES? or the ?Company?) (NASDAQ: IESC) today announced the appointment of Elizabeth D. Leykum to its Board of Directors. ?We are pleased to welcome Elizabeth to our Board,? said Jeff G

Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): February 25, 2021 IES Holdings, Inc. Delaware 001-13783 76-0542208 (State or other jurisdiction of incorporation) (Commission file number) (I.R.S. Employer Identification No.) 5433 We

OMB APPROVAL

OMB APPROVAL UNITED STATES OMB Number: 3235-0145 SECURITIES AND EXCHANGE COMMISSION Expires: February 28, 2009 Washington, D.

99.3. Sales Plan dated February 16, 2021, between Tontine Capital Overseas Master Fund II, LP and Cantor Fitzgerald & Co. (Sales prices omitted from Appendix A pursuant to a request for confidential treatment) (incorporated by reference to Exhibit 99.3 of Amendment No. 25 to Schedule 13D filed by the Reporting Persons on February 26, 2021).

Exhibit 99.3 [CONFIDENTIAL TREATMENT REQUESTED] Sales Plan This plan of sales is dated as of February 16, 2021 (“Sales Plan”) between Tontine Capital Overseas Master Fund II, LP, as seller (“Seller”), and Cantor Fitzgerald & Co. (“Cantor”), as agent. A. Recitals 1. This Sales Plan is entered into between Seller and Cantor as the Seller’s adoption of a written plan for trading securities that compl

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): February 5, 2021 IES Holdings, Inc. Delaware 001-13783 76-0542208 (State or other jurisdiction of incorporation) (Commission file number) (I.R.S. Employer Identification No.) 5433 Wes

IES Holdings, Inc. First Quarter 2021 Update February 5, 2021 Exhibit 99.2 2 Disclosures Forward-Looking Statements Certain statements in this release may be deemed "forward-looking statements" within the meaning of Section 27A of the Securities Act

EX-99.2 3 iesholdingsq12021earning.htm EX-99.2 IES Holdings, Inc. First Quarter 2021 Update February 5, 2021 Exhibit 99.2 2 Disclosures Forward-Looking Statements Certain statements in this release may be deemed "forward-looking statements" within the meaning of Section 27A of the Securities Act of 1933 and Section 21E of the Securities Exchange Act of 1934, all of which are based upon various est

Quarterly Report - 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2020 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-13783 IES Hol

IES Holdings Reports Fiscal 2021 First Quarter Results

EX-99.1 2 q12021pressrelease.htm EX-99.1 Contact: Tracy McLauchlin, CFO IES Holdings, Inc. 713-860-1500 FOR IMMEDIATE RELEASE IES Holdings Reports Fiscal 2021 First Quarter Results HOUSTON — February 5, 2021 — IES Holdings, Inc. (or “IES” or the “Company”) (NASDAQ: IESC) today announced financial results for the quarter ended December 31, 2020. First Quarter 2021 Highlights •Revenue of $315 millio

- DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Defin

- DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defin

IES Holdings, Inc.

EX-99.1 Exhibit 99.1 Contact: Jeffrey Gendell, CEO IES Holdings, Inc. 713-860-1500 FOR IMMEDIATE RELEASE IES Holdings Acquires Bayonet Plumbing, Heating & Air-Conditioning HOUSTON – December 21, 2020 – IES Holdings, Inc. (“IES”) (NASDAQ: IESC) announced today that it has acquired an 80% ownership interest in Bayonet Plumbing, Heating and Air-Conditioning, LLC (“Bayonet”), a Hudson, FL-based provid

Regulation FD Disclosure, Financial Statements and Exhibits - 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 21, 2020 IES Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-13783 76-0542208 (State or Other Jurisdiction of Incorporation) (Commission Fi

IES Holdings Reports Fiscal 2020 Fourth Quarter and Full Year Results

EX-99.1 2 q42020pressrelease.htm EX-99.1 Exhibit 99.1 Contact: Tracy McLauchlin, CFO IES Holdings, Inc. 713-860-1500 FOR IMMEDIATE RELEASE IES Holdings Reports Fiscal 2020 Fourth Quarter and Full Year Results HOUSTON — December 7, 2020 — IES Holdings, Inc. (or “IES” or the “Company”) (NASDAQ: IESC) today announced financial results for the quarter and fiscal year ended September 30, 2020. Fourth Q

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition - 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): December 7, 2020 IES Holdings, Inc. Delaware 001-13783 76-0542208 (State or other jurisdiction of incorporation) (Commission file number) (I.R.S. Employer Identification No.) 5433 Wes

IES Holdings, Inc. Fiscal Year 2020 Update December 7, 2020 Exhibit 99.2 2 Disclosures Forward-Looking Statements Certain statements in this release may be deemed "forward-looking statements" within the meaning of Section 27A of the Securities Act of

EX-99.2 3 iesholdingsq42020earning.htm EX-99.2 IES Holdings, Inc. Fiscal Year 2020 Update December 7, 2020 Exhibit 99.2 2 Disclosures Forward-Looking Statements Certain statements in this release may be deemed "forward-looking statements" within the meaning of Section 27A of the Securities Act of 1933 and Section 21E of the Securities Exchange Act of 1934, all of which are based upon various estim

Annual Report - 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K (Mark One) ☑ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended September 30, 2020 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-13783 IES Holdings,

Subsidiaries of the Registrant

Exhibit 21.1 SUBSIDIARIES OF THE REGISTRANT As of September 30, 2020 Subsidiary Jurisdiction of Incorporation Aerial Lighting & Electric, Inc. Connecticut Azimuth Communications, Inc. Oregon Calumet Armature and Electric, L.L.C. Illinois Freeman Enclosure Systems, LLC Ohio HK Engine Components, LLC Indiana Hotchkiss Alarms, LLC Connecticut ICS Holdings LLC Arizona IES Commercial, Inc. Delaware IES

Description of Registrant's Securities

EXHIBIT 4.5 DESCRIPTION OF CAPITAL STOCK The following is a description of the capital stock of IES Holdings, Inc. (the “Company”). The Common Stock and Rights of the Company (each as defined below) are registered under Section 12(b) of the Securities Exchange Act of 1934, as amended (the “Exchange Act”). This description does not describe every aspect of the Company’s capital stock and is subject

Regulation FD Disclosure, Financial Statements and Exhibits - 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 19, 2020 IES Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-13783 76-0542208 (State or Other Jurisdiction of Incorporation) (Commission Fi

IES Holdings Acquires Wedlake Fabricating

EX-99.1 Exhibit 99.1 Contact: Jeff Gendell, CEO IES Holdings, Inc. 713-860-1500 FOR IMMEDIATE RELEASE IES Holdings Acquires Wedlake Fabricating HOUSTON—November 19, 2020—IES Holdings, Inc. (“IES”) (NASDAQ: IESC) announced today that it has acquired Wedlake Fabricating, Inc. (“Wedlake”), a Tulsa, OK-based manufacturer of custom generator enclosures. Wedlake will become part of IES’s Infrastructure

Regulation FD Disclosure, Financial Statements and Exhibits - 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 5, 2020 IES Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-13783 76-0542208 (State or Other Jurisdiction of Incorporation) (Commission Fil

IES Holdings Acquires K.E.P. Electric

EX-99.1 Exhibit 99.1 Contact: Jeff Gendell, CEO IES Holdings, Inc. 713-860-1500 FOR IMMEDIATE RELEASE IES Holdings Acquires K.E.P. Electric HOUSTON—November 5, 2020—IES Holdings, Inc. (or “IES”) (NASDAQ: IESC) announced today that it has acquired K.E.P. Electric, Inc. (“KEP”), a Batavia, OH-based electrical contractor specializing in the design and installation of electrical systems for single-fam

IL:IES / IES Holdings Ltd / TONTINE CAPITAL PARTNERS L P - SC 13D/A Activist Investment

UNITED STATES OMB APPROVAL SECURITIES AND EXCHANGE COMMISSION OMB Number: 3235-0145 Washington, D.

99.2. Letter Agreement, between IES Holdings, Inc. and Jeffrey L. Gendell, dated October 2, 2020 (incorporated by reference to Exhibit 10.1 of the Company’s Current Report on Form 8-K filed October 5, 2020).

EX-10.1 Exhibit 10.1 October 2, 2020 Jeffrey L. Gendell One Sound Shore Drive, Suite 304 Greenwich, CT 06830 Dear Mr. Gendell This letter is to memorialize the terms of your agreement with IES Holdings, Inc. (together with its subsidiaries and affiliates, the “Company”) and amends and restates in its entirety that certain letter agreement dated August 13, 2020 between you and the Company. Effectiv

Regulation FD Disclosure, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits - 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 2, 2020 IES Holdings, Inc. (Exact name of registrant as specified in Charter) Delaware 001-13783 76-0542208 (State or other jurisdiction of incorporation) (Commission File Num

IES Holdings Announces Appointment of Chief Executive Officer

EX-99.1 Exhibit 99.1 Contact: Tracy McLauchlin, CFO IES Holdings, Inc. 713-860-1500 FOR IMMEDIATE RELEASE IES Holdings Announces Appointment of Chief Executive Officer HOUSTON — October 5, 2020 — IES Holdings, Inc. (or “IES” or the “Company”) (NASDAQ: IESC) today announced the appointment of Jeffrey L. Gendell as Chief Executive Officer of the Company, a role he has held in an interim capacity sin

Entry into a Material Definitive Agreement, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 17, 2020 IES Holdings, Inc. (Exact name of registrant as specified in Charter) Delaware 001-13783 76-0542208 (State or other jurisdiction of incorporation) (Commission File Num

Agreement of Indemnity, dated August 17, 2020, by IES Holdings, Inc. and certain of its current and future subsidiaries and affiliates and United States Fire Insurance Company and its affiliated, associated and subsidiary companies, successors and assigns (Incorporated by reference to Exhibit 10.1 to the Company’s Current Report on Form 8-K filed August 20, 2020)

EX-10.1 Exhibit 10.1 AGREEMENT OF INDEMNITY This Agreement of Indemnity (hereinafter referred to as the “Agreement”) is made and entered into this 17th day of August, 2020, with and in favor of United States Fire Insurance Company, and their affiliated, associated and subsidiary companies, successors and assigns (hereinafter collectively referred to as the “Surety”) and executed by: Name Federal E

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 12, 2020 IES Holdings, Inc. (Exact name of registrant as specified in Charter) Delaware 001-13783 76-0542208 (State or other jurisdiction of incorporation) (Commission File Num

Letter Agreement dated August 13, 2020.

EX-10.1 Exhibit 10.1 August 13, 2020 Jeffrey L. Gendell One Sound Shore Drive, Suite 500 Greenwich, CT 06830 Dear Mr. Gendell This letter is to clarify your position as Interim Chief Executive Officer of IES Holdings, Inc. (together with its subsidiaries and affiliates, the “Company”) as regular, exempt, full-time employment at a bimonthly salary of $25,000, payable on the 15th and last day of eac

Severance Agreement and General Release between IES Holdings Inc. and Gary S. Matthews (Incorporated by reference to Exhibit 10.1 to the Company's Current Report on Form 8-K filed August 14, 2020)

EX-10.1 Exhibit 10.1 EXECUTION VERSION SEVERANCE AGREEMENT AND GENERAL RELEASE This Severance Agreement and General Release (“Agreement”) is entered into by and between IES Holdings, Inc., f/k/a Integrated Electrical Services, Inc. (the “Company”), and Gary S. Matthews (“Employee”), as follows: WHEREAS, Employee resigned his employment with the Company effective July 31, 2020; WHEREAS, Employee an

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 13, 2020 (July 31, 2020) IES Holdings, Inc. (Exact name of registrant as specified in Charter) Delaware 001-13783 76-0542208 (State or other jurisdiction of

IES Holdings Reports Fiscal 2020 Third Quarter Results - Revenue of $293 million, an increase of 4% year-over-year - Operating income of $14 million, an increase of 37% year-over-year - Net Income Per Share of $0.58 and Adjusted Net Income Per Share

EX-99.1 2 d29187dex991.htm EX-99.1 Exhibit 99.1 Contact: Tracy McLauchlin, CFO IES Holdings, Inc. 713-860-1500 FOR IMMEDIATE RELEASE IES Holdings Reports Fiscal 2020 Third Quarter Results - Revenue of $293 million, an increase of 4% year-over-year - Operating income of $14 million, an increase of 37% year-over-year - Net Income Per Share of $0.58 and Adjusted Net Income Per Share of $0.61 HOUSTON

Third Quarter 2020 Highlights Revenue of $293 million, an increase of 4% year-over-year (“y-o-y”) Operating Income of $14 million, an increase of 37% y-o-y Net Income Per Share of $0.58 and Adjusted Net Income Per Share* of $0.61 Remaining Performanc

EX-99.2 IES Holdings, Inc. Third Quarter 2020 Update August 7, 2020 Exhibit 99.2 Disclosures Forward-Looking Statements Certain statements in this release may be deemed "forward-looking statements" within the meaning of Section 27A of the Securities Act of 1933 and Section 21E of the Securities Exchange Act of 1934, all of which are based upon various estimates and assumptions that the Company bel

Quarterly Report - 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2020 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-13783 IES Holding

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition - 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 7, 2020 IES Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-13783 76-0542208 (State or Other Jurisdiction of Incorporation) (Commission File

Regulation FD Disclosure, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 31, 2020 IES Holdings, Inc. (Exact name of registrant as specified in Charter) Delaware 001-13783 76-0542208 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I.R.S. Emp

IES HOLDINGS, INC. APPOINTS JEFFREY GENDELL AS INTERIM CHIEF EXECUTIVE OFFICER

EX-99.1 Exhibit 99.1 Contact: Tracy McLauchlin, Chief Financial Officer IES Holdings, Inc. 713-860-1500 FOR IMMEDIATE RELEASE IES HOLDINGS, INC. APPOINTS JEFFREY GENDELL AS INTERIM CHIEF EXECUTIVE OFFICER HOUSTON — August 3, 2020 — IES Holdings, Inc. (or “IES” or the “Company”) (NASDAQ: IESC) announced today that Jeffrey L. Gendell has been appointed as Interim Chief Executive Officer, succeeding

IESC / Integrated Electrical Services, Inc. / TONTINE CAPITAL PARTNERS L P - SC 13D/A Activist Investment

OMB APPROVAL OMB Number: 3235-0145 UNITED STATES Expires: February 28, 2009 SECURITIES AND EXCHANGE COMMISSION Estimated average Washington, D.

- SD

SD UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD Specialized Disclosure Report IES Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-13783 76-0542208 (State or other jurisdiction of incorporation) (Commission File Number) (I.R.S. Employer Identification No.) 5433 Westheimer Road, Suite 500, Houston, Texas 77056 (Address of principa

Quarterly Report - 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2020 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-13783 IES Holdin

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 5, 2020 IES Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-13783 76-0542208 (State or Other Jurisdiction of Incorporation) (Commission File

Disclosures Forward-Looking Statements Certain statements in this document may be deemed "forward-looking statements" within the meaning of Section 27A of the Securities Act of 1933 and Section 21E of the Securities Exchange Act of 1934, all of which

EX-99.2 3 d875906dex992.htm EX-99.2 IES Holdings, Inc. Second Quarter 2020 Update May 5, 2020 Exhibit 99.2 Disclosures Forward-Looking Statements Certain statements in this document may be deemed "forward-looking statements" within the meaning of Section 27A of the Securities Act of 1933 and Section 21E of the Securities Exchange Act of 1934, all of which are based upon various estimates and assum

IES Holdings Reports Fiscal 2020 Second Quarter Results - Revenue of $291 million, an increase of 13% year-over-year - Net Income Per Share of $0.29 and Adjusted Net Income Per Share of $0.38

EX-99.1 Exhibit 99.1 Contact: Tracy McLauchlin, CFO IES Holdings, Inc. 713-860-1500 FOR IMMEDIATE RELEASE IES Holdings Reports Fiscal 2020 Second Quarter Results - Revenue of $291 million, an increase of 13% year-over-year - Net Income Per Share of $0.29 and Adjusted Net Income Per Share of $0.38 HOUSTON — May 5, 2020 — IES Holdings, Inc. (or “IES” or the “Company”) (NASDAQ: IESC) today announced

Regulation FD Disclosure, Financial Statements and Exhibits

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 21, 2020 IES Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-13783 76-0542208 (State or Other Jurisdiction of Incorporation) (Commissio

IES Holdings Acquires Plant Power & Control Systems

EX-99.1 Exhibit 99.1 Contact: Gary S. Matthews, CEO IES Holdings, Inc. 713-860-1500 FOR IMMEDIATE RELEASE IES Holdings Acquires Plant Power & Control Systems HOUSTON—February 21, 2020—IES Holdings, Inc. ( “IES”) (NASDAQ: IESC) announced today that it has acquired Plant Power & Control Systems, LLC (“PPCS”), a Birmingham, AL-based manufacturer and installer of custom engineered power distribution e

Submission of Matters to a Vote of Security Holders

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 19, 2020 IES Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-13783 76-0542208 (State or Other Jurisdiction of Incorporation) (Commissio

Regulation FD Disclosure, Financial Statements and Exhibits

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 18, 2020 IES Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-13783 76-0542208 (State or Other Jurisdiction of Incorporation) (Commissio

IES Holdings Acquires Aerial Lighting & Electric

EX-99.1 Exhibit 99.1 Contact: Gary S. Matthews, CEO IES Holdings, Inc. 713-860-1500 FOR IMMEDIATE RELEASE IES Holdings Acquires Aerial Lighting & Electric HOUSTON—February 18, 2020—IES Holdings, Inc. (or “IES”) (NASDAQ: IESC) announced today that it has acquired all of the equity interests in Aerial Lighting & Electric, Inc. (“Aerial”), a Naugatuck, CT-based electrical contractor specializing in t

Form of IES Holdings, Inc. Amended and Restated 2006 Equity Incentive Plan Restricted Stock Award Agreement (Incorporated by reference to Exhibit 10.2 to the Company’s Quarterly Report on Form 10-Q filed February 4, 2020)

EX-10.2 2 q12020ex102.htm EXHIBIT 10.2 IES HOLDINGS, INC. AMENDED AND RESTATED 2006 EQUITY INCENTIVE PLAN RESTRICTED STOCK AWARD AGREEMENT THIS RESTRICTED STOCK AWARD AGREEMENT (this “Agreement”) is made and entered into as of [ ] (“Grant Date”) by and between IES Holdings, Inc. (f/k/a Integrated Electrical Services, Inc.), a Delaware corporation (the “Company”), and [ ] (“Participant”) pursuant t

Form of IES Holdings, Inc. Amended and Restated 2006 Equity Incentive Plan Phantom Stock Unit Award Agreement (Incorporated by reference to Exhibit 10.3 to the Company’s Quarterly Report on Form 10-Q filed February 4, 2020)

IES HOLDINGS, INC. AMENDED AND RESTATED 2006 EQUITY INCENTIVE PLAN FORM OF PHANTOM STOCK UNIT AWARD AGREEMENT THIS PHANTOM STOCK UNIT AWARD AGREEMENT (this “Agreement”) is made and entered into as of [ ] (“Grant Date”) by and between IES Holdings, Inc. (f/k/a Integrated Electrical Services, Inc.), a Delaware corporation (the “Company”), and [ ] (“Participant”) pursuant to the terms and conditions

Disclosures Forward-Looking Statements Certain statements in this document may be deemed "forward-looking statements" within the meaning of Section 27A of the Securities Act of 1933 and Section 21E of the Securities Exchange Act of 1934, all of which

EX-99.2 IES Holdings, Inc. First Quarter 2020 Update February 4, 2020 Exhibit 99.2 Disclosures Forward-Looking Statements Certain statements in this document may be deemed "forward-looking statements" within the meaning of Section 27A of the Securities Act of 1933 and Section 21E of the Securities Exchange Act of 1934, all of which are based upon various estimates and assumptions that the Company

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 4, 2020 IES Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-13783 76-0542208 (State or Other Jurisdiction of Incorporation) (Commission

IES Holdings Reports Fiscal 2020 First Quarter Results - Revenue of $276 million, an increase of 13% year-over-year - Net Income Per Share of $0.39 and Adjusted Net Income Per Share of $0.54

EX-99.1 Exhibit 99.1 Contact: Tracy McLauchlin, CFO IES Holdings, Inc. 713-860-1500 FOR IMMEDIATE RELEASE IES Holdings Reports Fiscal 2020 First Quarter Results - Revenue of $276 million, an increase of 13% year-over-year - Net Income Per Share of $0.39 and Adjusted Net Income Per Share of $0.54 HOUSTON — February 4, 2020 — IES Holdings, Inc. (or “IES” or the “Company”) (NASDAQ: IESC) today announ

Quarterly Report - 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2019 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-13783 IES Hol

IESC / Integrated Electrical Services, Inc. DEF 14A - - DEF 14A

DEF 14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

IESC / Integrated Electrical Services, Inc. DEFA14A - - DEFA14A

DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2))

Regulation FD Disclosure, Financial Statements and Exhibits

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 7, 2020 IES Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-13783 76-0542208 (State or Other Jurisdiction of Incorporation) (Commission

Disclosures Forward-Looking Statements Certain statements in this document may be deemed "forward-looking statements" within the meaning of Section 27A of the Securities Act of 1933 and Section 21E of the Securities Exchange Act of 1934, all of which

EX-99.1 2 d788037dex991.htm EX-99.1 IES Holdings, Inc. (NASDAQ: IESC) Investor Presentation January 7, 2020 Exhibit 99.1 Disclosures Forward-Looking Statements Certain statements in this document may be deemed "forward-looking statements" within the meaning of Section 27A of the Securities Act of 1933 and Section 21E of the Securities Exchange Act of 1934, all of which are based upon various estim

Subsidiaries of the Registrant

Exhibit 21.1 SUBSIDIARIES OF THE REGISTRANT As of September 30, 2019 Subsidiary Jurisdiction of Incorporation Azimuth Communications, Inc. Oregon Calumet Armature and Electric, L.L.C. Illinois Freeman Enclosure Systems, LLC Ohio HK Engine Components, LLC Indiana ICS Holdings LLC Arizona IES Commercial, Inc. Delaware IES Communications, LLC Delaware IES Consolidation, LLC Delaware IES Infrastructur

Regulation FD Disclosure, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits, Results of Operations and Financial Condition

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 4, 2019 IES Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-13783 76-0542208 (State or Other Jurisdiction of Incorporation) (Commission

Annual Report - 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K (Mark One) ☑ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended September 30, 2019 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-13783 IES Holdings,

Third Amendment, dated as of November 5, 2019, to Sublease Agreement, dated as of March 29, 2012 and amended as of March 31, 2016 and May 1, 2019, between Tontine Associates, L.L.C. and IES Management ROO, LP (an exhibit to this agreement has been omitted pursuant to Item 601(a)(5) of Regulation S-K. A copy of the omitted exhibit will be furnished to the SEC upon request.) (Incorporated by reference to Exhibit 10.20 to the Company's Annual Report on Form 10-K filed December 6, 2019)

Exhibit 10.20 THIRD AMENDMENT TO SUBLEASE AGREEMENT This Third Amendment to Sublease Agreement is entered into as of November 5, 2019 (the “Sublease Amendment”), by and between TONTINE ASSOCIATES, LLC, having an office at One Sound Shore Drive, Suite 304, Greenwich, Connecticut 06830 (the “Sublessor”), and IES MANAGEMENT ROO, LP, sharing office space with Sublessor (the “Sublessee” and, together w

Long-Term Incentive Plan Annual Grant Program (Incorporated by reference to Exhibit 10.1 to the Company's Current Report on Form 8-K filed December 6, 2019)

EX-10.1 2 d835677dex101.htm EX-10.1 Exhibit 10.1 LONG-TERM INCENTIVE PLAN ANNUAL GRANT PROGRAM (Amended and Restated Effective as of December 4, 2019) ARTICLE 1 ESTABLISHMENT AND PURPOSE 1.1 Purpose. IES Holdings, Inc. (f/k/a Integrated Electrical Services, Inc.), a Delaware corporation (“Company”), hereby establishes this Long-Term Incentive Plan Annual Grant Program (this ”Program”). This Progra

Disclosures Forward-Looking Statements Certain statements in this document may be deemed "forward-looking statements" within the meaning of Section 27A of the Securities Act of 1933 and Section 21E of the Securities Exchange Act of 1934, all of which

EX-99.2 IES Holdings, Inc. Fourth Quarter and Fiscal Year 2019 Update December 6, 2019 Exhibit 99.2 Disclosures Forward-Looking Statements Certain statements in this document may be deemed "forward-looking statements" within the meaning of Section 27A of the Securities Act of 1933 and Section 21E of the Securities Exchange Act of 1934, all of which are based upon various estimates and assumptions

IES Holdings Reports Fiscal 2019 Fourth Quarter and Year-End Results - Revenue of $1.1 billion for Fiscal 2019, an increase of 23% year-over-year - Fiscal 2019 Net Income Per Share of $1.55 and Adjusted Net Income Per Share of $1.79

EX-99.1 3 d835677dex991.htm EX-99.1 Exhibit 99.1 Contact: Tracy McLauchlin, CFO IES Holdings, Inc. 713-860-1500 FOR IMMEDIATE RELEASE IES Holdings Reports Fiscal 2019 Fourth Quarter and Year-End Results - Revenue of $1.1 billion for Fiscal 2019, an increase of 23% year-over-year - Fiscal 2019 Net Income Per Share of $1.55 and Adjusted Net Income Per Share of $1.79 HOUSTON — December 6, 2019 — IES

Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Financial Statements and Exhibits

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 6, 2019 IES Holdings, Inc. (Exact name of registrant as specified in Charter) Delaware 001-13783 76-0542208 (State or Other Jurisdiction of Incorporation) (Commission Fil

Amended and Restated Bylaws of IES Holdings, Inc. (Effective November 6, 2019)

EX-3.1 2 d823445dex31.htm EX-3.1 Exhibit 3.1 AMENDED AND RESTATED BYLAWS OF IES HOLDINGS, INC. (Effective as of November 6, 2019) ARTICLE I OFFICES Section 1. The registered office of IES Holdings, Inc. (the “Corporation”) shall be in the City of Wilmington, County of New Castle, State of Delaware. Section 2. The Corporation may also have offices at such other places both within and outside of the

Regulation FD Disclosure, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Entry into a Material Definitive Agreement, Financial Statements and Exhibits

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 3, 2019 IES Holdings, Inc. (Exact name of registrant as specified in Charter) Delaware 001-13783 76-0542208 (State or Other Jurisdiction of Incorporation) (Commission Fi

IES Holdings Announces Extension of Credit Agreement with Improved Terms

EX-99.1 Exhibit 99.1 Contact: Tracy McLauchlin, CFO IES Holdings, Inc. 713-860-1500 FOR IMMEDIATE RELEASE IES Holdings Announces Extension of Credit Agreement with Improved Terms HOUSTON — September 9, 2019 — IES Holdings, Inc. (or “IES” or the “Company”) (NASDAQ: IESC) today announced that it has entered into an amendment to its credit agreement with Wells Fargo Bank, National Association. The am

Fifth Amendment to Second Amended and Restated Credit and Security Agreement, dated as of September 6, 2019, by and among IES Holdings, Inc., each of the other Borrowers and Guarantors named therein and Wells Fargo Bank, National Association (Incorporated by reference to Exhibit 10.1 to the Company's Current Report on Form 8-K filed September 9, 2019)

EX-10.1 Exhibit 10.1 FIFTH AMENDMENT TO SECOND AMENDED AND RESTATED CREDIT AND SECURITY AGREEMENT THIS FIFTH AMENDMENT TO SECOND AMENDED AND RESTATED CREDIT AND SECURITY AGREEMENT (this “Amendment”), dated September 6, 2019, is made and entered into by and among IES HOLDINGS, INC., a Delaware corporation, on behalf of itself and each other Borrower and Guarantor (the “Administrative Borrower”), an

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition

8-K SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 2, 2019 IES Holdings, Inc. (Exact name of registrant as specified in Charter) Delaware 001-13783 76-0542208 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I.R.S

Disclosures Forward-Looking Statements Certain statements in this document may be deemed "forward-looking statements" within the meaning of Section 27A of the Securities Act of 1933 and Section 21E of the Securities Exchange Act of 1934, all of which

IES Holdings, Inc. Third Quarter 2019 Update August 2, 2019 Exhibit 99.2 Disclosures Forward-Looking Statements Certain statements in this document may be deemed "forward-looking statements" within the meaning of Section 27A of the Securities Act of 1933 and Section 21E of the Securities Exchange Act of 1934, all of which are based upon various estimates and assumptions that the Company believes t

IES Holdings Reports Fiscal 2019 Third Quarter Results - Revenue of $283 million, an increase of 22% year-over-year - Net Income Per Share of $0.52 and Adjusted Net Income Per Share of $0.44

EX-99.1 Exhibit 99.1 Contact: Tracy McLauchlin, CFO IES Holdings, Inc. 713-860-1500 FOR IMMEDIATE RELEASE IES Holdings Reports Fiscal 2019 Third Quarter Results - Revenue of $283 million, an increase of 22% year-over-year - Net Income Per Share of $0.52 and Adjusted Net Income Per Share of $0.44 HOUSTON — August 2, 2019 — IES Holdings, Inc. (or “IES” or the “Company”) (NASDAQ: IESC) today announce

Fourth Amendment, dated as of May 17, 2019, to Second Amended and Restated Credit and Security Agreement, dated as of April 10, 2017, by and among IES Holdings, Inc., each of the other Borrowers and Guarantors named therein and Wells Fargo Bank, National Association (Incorporated by reference to Exhibit 10.2 to the Company's Quarterly Report on Form 10-Q filed August 2, 2019)

Exhibit 10.2 FOURTH AMENDMENT TO SECOND AMENDED AND RESTATED CREDIT AND SECURITY AGREEMENT THIS FOURTH AMENDMENT TO SECOND AMENDED AND RESTATED CREDIT AND SECURITY AGREEMENT (this "Amendment"), dated May 17, 2019, is made and entered into by and among IES HOLDINGS, INC., a Delaware corporation, on behalf of itself and each other Borrower and Guarantor (the "Administrative Borrower"), and WELLS FAR

Quarterly Report - 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) þ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2019 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 1-13783 IES Holdings,

Other Events

8-K SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 12, 2019 IES Holdings, Inc. (Exact name of registrant as specified in Charter) Delaware 001-13783 76-0542208 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I.R.S.

IESC / Integrated Electrical Services, Inc. SD SD

SD UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD Specialized Disclosure Report IES Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-13783 76-0542208 (State or other jurisdiction of incorporation) (Commission File Number) (I.R.S. Employer Identification No.) 5433 Westheimer Road, Suite 500, Houston, Texas 77056 (Address of principa

Disclosures Forward-Looking Statements Certain statements in this document may be deemed "forward-looking statements" within the meaning of Section 27A of the Securities Act of 1933 and Section 21E of the Securities Exchange Act of 1934, all of which

EX-99.2 IES Holdings, Inc. Second Quarter 2019 Update May 6, 2019 Exhibit 99.2 Disclosures Forward-Looking Statements Certain statements in this document may be deemed "forward-looking statements" within the meaning of Section 27A of the Securities Act of 1933 and Section 21E of the Securities Exchange Act of 1934, all of which are based upon various estimates and assumptions that the Company beli

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition

8-K SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 6, 2019 IES Holdings, Inc. (Exact name of registrant as specified in Charter) Delaware 001-13783 76-0542208 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I.R.S. E

IES Holdings Reports Fiscal 2019 Second Quarter Results – Revenue of $257 million, an increase of 25% year-over-year – Net Income Per Share of $0.26 and Adjusted Net Income Per Share of $0.38 – Board Authorizes Repurchase of Additional One Million Sh

EX-99.1 Exhibit 99.1 Contact: Tracy McLauchlin, CFO IES Holdings, Inc. 713-860-1500 FOR IMMEDIATE RELESE IES Holdings Reports Fiscal 2019 Second Quarter Results – Revenue of $257 million, an increase of 25% year-over-year – Net Income Per Share of $0.26 and Adjusted Net Income Per Share of $0.38 – Board Authorizes Repurchase of Additional One Million Shares HOUSTON — May 6, 2019 — IES Holdings, In

First Stock Price-Based Restricted Stock Award Agreement, dated as of March 4, 2019, by and between IES Holdings, Inc. and Gary S. Matthews, under the Company’s Amended and Restated 2006 Equity Incentive Plan (as of February 9, 2016).(1)

EX-10.7 5 d740684dex107.htm EX-10.7 Exhibit 10.7 AMENDED AND RESTATED 2006 EQUITY INCENTIVE PLAN RESTRICTED STOCK AWARD AGREEMENT THIS RESTRICTED STOCK AWARD AGREEMENT (this “Agreement”) is made and entered into as of March 4, 2019 (the “Grant Date”) by and between IES Holdings, Inc. (f/k/a Integrated Electrical Services, Inc.), a Delaware corporation (the “Company”), and Gary S. Matthews (the “Pa

Second Amendment, dated as of May 1, 2019, to Sublease Agreement, dated as of March 29, 2012 and amended as of March 31, 2016, between Tontine Associates, L.L.C. and IES Management ROO, LP (Incorporated by reference to Exhibit 10.12 to the Company's Quarterly Report on Form 10-Q filed May 6, 2019)

EX-10.12 10 d740684dex1012.htm EX-10.12 Exhibit 10.12 SECOND AMENDMENT TO SUBLEASE AGREEMENT This Second Amendment to Sublease Agreement is entered into as of May 1, 2019 (the “Sublease Amendment”), by and between TONTINE ASSOCIATES, LLC, having an office at One Sound Shore Drive, Suite 304, Greenwich, Connecticut 06830 (the “Sublessor”), and IES MANAGEMENT ROO, LP, sharing office space with Suble

Form of Phantom Stock Unit Award under the Company’s Amended and Restated 2006 Equity Incentive Plan (as of February 9, 2016), dated February 6, 2019 (Incorporated by reference to Exhibit 10.2 to the Company’s Quarterly Report on Form 10-Q filed May 6, 2019)

EX-10.2 Exhibit 10.2 AMENDED AND RESTATED 2006 EQUITY INCENTIVE PLAN FORM OF PHANTOM STOCK UNIT AWARD AGREEMENT THIS PHANTOM STOCK UNIT AWARD AGREEMENT (“Agreement”) is made and entered into as of [ ] (“Grant Date”) by and between IES Holdings, Inc. (f/k/a Integrated Electrical Services, Inc.), a Delaware corporation (“Company”), and [ ] (“Participant”) pursuant to the terms and conditions of the

Transition Agreement and Release between IES Holdings, Inc. and Robert W. Lewey, dated as of March 9, 2019.(1)

EX-10.10 8 d740684dex1010.htm EX-10.10 Exhibit 10.10 TRANSITION AGREEMENT AND RELEASE This Transition Agreement and Release (“Agreement”) is entered into by and between IES Holdings, Inc., f/k/a Integrated Electrical Services, Inc. (the “Company”), and Robert W. Lewey (“Employee”), as follows: 1. Employee Transition. (a) Effective Transition Date. The Company and Employee acknowledge and agree tha

Consulting Fee Agreement between IES Holdings, Inc. and Robert W. Lewey, dated as of March 9, 2019.(1)

EX-10.11 Exhibit 10.11 CONSULTING FEE AGREEMENT This Consulting Fee Agreement (this “Agreement”) is entered to be effective as of March 9, 2019, by and between IES Holdings, Inc. (hereinafter “IES” or the “Company”) and Robert W. Lewey (hereinafter “Consultant”). RECITALS WHEREAS, until March 4, 2019, Consultant was an officer and director on the Board of Directors of IES, as well as an officer an

Time-Based Restricted Stock Award Agreement, dated as of March 4, 2019, by and between IES Holdings, Inc. and Gary S. Matthews, under the Company’s Amended and Restated 2006 Equity Incentive Plan (as of February 9, 2016).(1)

EX-10.6 Exhibit 10.6 AMENDED AND RESTATED 2006 EQUITY INCENTIVE PLAN RESTRICTED STOCK AWARD AGREEMENT THIS RESTRICTED STOCK AWARD AGREEMENT (this “Agreement”) is made and entered into as of March 4, 2019 (the “Grant Date”) by and between IES Holdings, Inc. (f/k/a Integrated Electrical Services, Inc.), a Delaware corporation (the “Company”), and Gary S. Matthews (the “Participant”) pursuant to the

Employment Agreement between IES Holdings, Inc. and Gary S. Matthews, dated as of February 28, 2019.(1)

EX-10.9 Exhibit 10.9 EMPLOYMENT AGREEMENT THIS EMPLOYMENT AGREEMENT (this “Agreement”) is made as of February 28, 2019 by and between IES Holdings, Inc. a Delaware corporation (the “Company”), and Gary S. Matthews (the “Executive”). WHEREAS, the parties hereto desire to enter into this Agreement, pursuant to which, among other matters, the Company will employ the Executive, subject to the terms an

Form of Cumulative Income Restricted Stock Award Agreement under the Company’s 2006 Equity Incentive Plan (as of February 9, 2016), dated March 4, 2019 (Incorporated by reference to Exhibit 10.5 to the Company’s Quarterly Report on Form 10-Q filed May 6, 2019)

EX-10.5 3 d740684dex105.htm EX-10.5 Exhibit 10.5 AMENDED AND RESTATED 2006 EQUITY INCENTIVE PLAN RESTRICTED STOCK AWARD AGREEMENT THIS RESTRICTED STOCK AWARD AGREEMENT (this “Agreement”) is made and entered into as of [ ] (“Grant Date”) by and between IES Holdings, Inc. (f/k/a Integrated Electrical Services, Inc.), a Delaware corporation (“Company”), and [ ] (“Participant”) pursuant to the terms a

Second Stock Price-Based Restricted Stock Award Agreement, dated as of March 4, 2019, by and between IES Holdings, Inc. and Gary S. Matthews, under the Company’s Amended and Restated 2006 Equity Incentive Plan (as of February 9, 2016).(1)

Exhibit 10.8 AMENDED AND RESTATED 2006 EQUITY INCENTIVE PLAN RESTRICTED STOCK AWARD AGREEMENT THIS RESTRICTED STOCK AWARD AGREEMENT (this “Agreement”) is made and entered into as of March 4, 2019 (the “Grant Date”) by and between IES Holdings, Inc. (f/k/a Integrated Electrical Services, Inc.), a Delaware corporation (the “Company”), and Gary S. Matthews (the “Participant”) pursuant to the terms an

IESC / Integrated Electrical Services, Inc. 10-Q Quarterly Report 10-Q

10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended March 31, 2019 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 1-13783 IES Hol

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

Form 8-K SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 9, 2019 IES Holdings, Inc. (Exact name of registrant as specified in Charter) Delaware 001-13783 76-0542208 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I

Regulation FD Disclosure, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

Form 8-K SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 28, 2019 IES Holdings, Inc. (Exact name of registrant as specified in Charter) Delaware 001-13783 76-0542208 (State or Other Jurisdiction of Incorporation) (Commission File Number

IES HOLDINGS ANNOUNCES APPOINTMENT OF GARY MATTHEWS AS CHIEF EXECUTIVE OFFICER

EX-99.1 Exhibit 99.1 Contacts: Tracy McLauchlin, Chief Financial Officer IES Holdings, Inc. 713-860-1500 FOR IMMEDIATE RELEASE IES HOLDINGS ANNOUNCES APPOINTMENT OF GARY MATTHEWS AS CHIEF EXECUTIVE OFFICER HOUSTON — March 4, 2019 — IES Holdings, Inc. (or “IES” or the “Company”) (NASDAQ: IESC) announced today that Gary S. Matthews has been appointed as Chief Executive Officer and a Director of IES,

IES Holdings, Inc. Long-Term Incentive Plan Annual Grant Program (Incorporated by reference to Exhibit 10.2 to the Company’s Current Report on Form 8-K filed March, 5, 2019)

EX-10.2 Exhibit 10.2 LONG-TERM INCENTIVE PLAN ANNUAL GRANT PROGRAM ARTICLE 1 ESTABLISHMENT AND PURPOSE 1.1 Purpose. IES Holdings, Inc. (f/k/a Integrated Electrical Services, Inc.), a Delaware corporation (“Company”), hereby establishes this Long-Term Incentive Plan Annual Grant Program (this “Program”). This Program is intended to increase stockholder value and the success of the Company by motiva

IES Holdings, Inc. Short-Term Incentive Plan (Incorporated by reference to Exhibit 10.1 to the Company’s Current Report on Form 8-K filed March, 5, 2019)

EX-10.1 Exhibit 10.1 IES HOLDINGS, INC SHORT-TERM INCENTIVE PLAN ARTICLE 1 ESTABLISHMENT AND PURPOSE 1.1 Purpose. IES Holdings, Inc. (f/k/a Integrated Electrical Services, Inc.), a Delaware corporation (“Company”) hereby establishes this Short-Term Incentive Plan (this “Plan”). This Plan is intended to increase stockholder value and the success of the Company by motivating key executives, and such

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

8-K SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 28, 2019 IES Holdings, Inc. (Exact name of registrant as specified in Charter) Delaware 001-13783 76-0542208 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I.

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Submission of Matters to a Vote of Security Holders

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 6, 2019 IES Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-13783 76-0542208 (State or other jurisdiction of incorporation) (Commission

IESC / Integrated Electrical Services, Inc. 10-Q (Quarterly Report)

10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition

8-K SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 5, 2019 IES Holdings, Inc. (Exact name of registrant as specified in Charter) Delaware 001-13783 76-0542208 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I.R

IES Holdings Reports Fiscal 2019 First Quarter Results

EX-99.1 Exhibit 99.1 Contact: Tracy McLauchlin, CFO IES Holdings, Inc. 713-860-1500 FOR IMMEDIATE RELEASE IES Holdings Reports Fiscal 2019 First Quarter Results HOUSTON — February 5, 2019 — IES Holdings, Inc. (or “IES” or the “Company”) (NASDAQ: IESC) today announced financial results for the quarter ended December 31, 2018. First Quarter 2019 Highlights • Revenue of $243.8 million for the first q

Disclosures Forward-Looking Statements Certain statements in this document may be deemed "forward-looking statements" within the meaning of Section 27A of the Securities Act of 1933 and Section 21E of the Securities Exchange Act of 1934, all of which

EX-99.2 IES Holdings, Inc. – First Quarter 2019 Update February 5, 2019 Exhibit 99.2 Disclosures Forward-Looking Statements Certain statements in this document may be deemed "forward-looking statements" within the meaning of Section 27A of the Securities Act of 1933 and Section 21E of the Securities Exchange Act of 1934, all of which are based upon various estimates and assumptions that the Compan

IESC / Integrated Electrical Services, Inc. / TONTINE CAPITAL PARTNERS L P - SC 13D/A Activist Investment

UNITED STATES OMB APPROVAL SECURITIES AND EXCHANGE COMMISSION OMB Number: 3235-0145 Washington, D.

Regulation FD Disclosure, Financial Statements and Exhibits

8-K SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 8, 2019 IES Holdings, Inc. (Exact name of registrant as specified in Charter) Delaware 001-13783 76-0542208 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I.R.

Disclosures Forward-Looking Statements Certain statements in this document may be deemed "forward-looking statements" within the meaning of Section 27A of the Securities Act of 1933 and Section 21E of the Securities Exchange Act of 1934, all of which

EX-99.1 IES Holdings, Inc. Investor Presentation January 8, 2019 Exhibit 99.1 Disclosures Forward-Looking Statements Certain statements in this document may be deemed "forward-looking statements" within the meaning of Section 27A of the Securities Act of 1933 and Section 21E of the Securities Exchange Act of 1934, all of which are based upon various estimates and assumptions that the Company belie

IESC / Integrated Electrical Services, Inc. DEF 14A

DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☑ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2))

IESC / Integrated Electrical Services, Inc. / TONTINE CAPITAL PARTNERS L P - SC 13D/A Activist Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 21)* IES Holdings, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 44951W 10 6 (CUSIP Number) Jeffrey L. Gendell 1 Sound Shore Drive Greenwich, Connecticut 06830 (Name, Address and Telephone Number of Person Authorized to Receive Notices an

Disclosures Forward-Looking Statements Certain statements in this document may be deemed "forward-looking statements" within the meaning of Section 27A of the Securities Act of 1933 and Section 21E of the Securities Exchange Act of 1934, all of which

EX-99.2 3 d662167dex992.htm EX-99.2 IES Holdings, Inc. Fourth Quarter and Fiscal Year 2018 Update Exhibit 99.2 Disclosures Forward-Looking Statements Certain statements in this document may be deemed "forward-looking statements" within the meaning of Section 27A of the Securities Act of 1933 and Section 21E of the Securities Exchange Act of 1934, all of which are based upon various estimates and a

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition

8-K SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 7, 2018 IES Holdings, Inc. (Exact name of registrant as specified in Charter) Delaware 001-13783 76-0542208 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I.R

IES Holdings Reports Fiscal 2018 Fourth Quarter and Year-End Results

EX-99.1 2 d662167dex991.htm EX-99.1 Exhibit 99.1 Contact: Tracy McLauchlin, CFO IES Holdings, Inc. 713-860-1500 FOR IMMEDIATE RELEASE IES Holdings Reports Fiscal 2018 Fourth Quarter and Year-End Results HOUSTON — December 7, 2018 — IES Holdings, Inc. (or “IES” or the “Company”) (NASDAQ: IESC) today announced financial results for the quarter and year ended September 30, 2018. Fourth Quarter and Fi

Board Observer Letter Agreement between Tontine Associates, L.L.C. and IES Holdings, Inc., dated December 6, 2018 (Incorporated by reference to Exhibit 10.17 to the Company's Annual Report on Form 10-K filed December 7, 2018)

EX-10.17 Exhibit 10.17 IES HOLDINGS, INC. 5433 Westheimer Road, Suite 500 Houston, Texas 77056 December 6, 2018 Tontine Associates, L.L.C. One Sound Shore Drive, Suite 304 Greenwich, CT 06830 Ladies and Gentlemen: This BOARD OBSERVER LETTER AGREEMENT (this “Letter Agreement”) is entered into by and between, Tontine Associates, L.L.C. (“TA,” and together with its affiliates, “Tontine”), and IES Hol

Subsidiaries of the Registrant (1)

EX-21.1 Exhibit 21.1 SUBSIDIARIES OF THE REGISTRANT As of September 30, 2018 Subsidiary Jurisdiction of Incorporation Azimuth Communications, Inc. Oregon Calumet Armature and Electric, L.L.C. Freeman Enclosure Systems, LLC HK Engine Components, LLC ICS Holdings LLC IES Commercial, Inc. IES Communications, LLC IES Consolidation, LLC IES Infrastructure Solutions, LLC IES Management, LP IES Managemen

IESC / Integrated Electrical Services, Inc. 10-K (Annual Report)

10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.

IES Holdings, Inc. 12,400,301 Shares of Common Stock

424B3 Table of Contents Filed Pursuant to Rule 424(b)(3) Registration No. 333-215071 Registration No. 333-186786 PROSPECTUS IES Holdings, Inc. 12,400,301 Shares of Common Stock This prospectus relates to an aggregate 12,400,301 shares of common stock, par value $0.01 per share, including the associated preferred stock purchase rights, of IES Holdings, Inc. that may be resold from time to time by t