Basic Stats
| LEI | V5LSTDFQKWGSW30MQ381 |
| CIK | 825345 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to The New America High Income Fund Inc.
SEC Filings (Chronological Order)
This page provides a complete, chronological list of SEC Filings, excluding ownership filings which we provide elsewhere.
| April 1, 2025 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The New York Stock Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on April 14, 2025, pursuant to the provisions of Rule 12d2-2 (a). |
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| March 12, 2025 |
Regulation FD Disclosure, Financial Statements and Exhibits United States Securities and Exchange Commission Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(D) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) March 12, 2025 The New America High Income Fund Inc. (Exact name of registrant as specified in its charter) Maryland 811-05399 04-2995419 (State or other jurisdiction of incorporation) |
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| March 12, 2025 |
The New America High Income Fund, Inc. Update on Timing of Reorganization Exhibit 99.1 The New America High Income Fund, Inc. Update on Timing of Reorganization Boston, Massachusetts, March 12, 2025 – The New America High Income Fund, Inc. (the “Fund”) (NYSE: HYB) announced today that the reorganization of the Fund into the T. Rowe Price High Yield Fund (the “T. Rowe Price Fund”), a separate series of the T. Rowe Price High Yield Fund, Inc. (the “Reorganization”), is no |
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| February 24, 2025 |
The New America High Income Fund, Inc. Update on Timing of Reorganization Exhibit 99.1 The New America High Income Fund, Inc. Update on Timing of Reorganization Boston, Massachusetts, February 21, 2025 – The New America High Income Fund, Inc. (the “Fund”) (NYSE: HYB) announced today that the reorganization of the Fund into the T. Rowe Price High Yield Fund (the “T. Rowe Price Fund”), a separate series of the T. Rowe Price High Yield Fund, Inc. (the “Reorganization”), in |
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| February 24, 2025 |
Regulation FD Disclosure, Financial Statements and Exhibits United States Securities and Exchange Commission Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(D) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) February 21, 2025 The New America High Income Fund Inc. (Exact name of registrant as specified in its charter) Maryland 811-05399 04-2995419 (State or other jurisdiction of incorporati |
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| December 20, 2024 |
Exhibit 99.1 JOINT FILING AGREEMENT Pursuant to and in accordance with the Securities Exchange Act of 1934, as amended (the "Exchange Act"), and the rules and regulations thereunder, each party hereto hereby agrees to the joint filing, on behalf of each of them, of any filing required by such party under Section 13 or Section 16 of the Exchange Act or any rule or regulation thereunder (including a |
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| December 20, 2024 |
SCHEDULE I EXECUTIVE OFFICERS AND DIRECTORS OF REPORTING PERSONS Exhibit 99.2 SCHEDULE I EXECUTIVE OFFICERS AND DIRECTORS OF REPORTING PERSONS The following sets forth the name and present principal occupation of each executive officer and director of Bank of America Corporation. The business address of each of the executive officers and directors of Bank of America Corporation is Bank of America Corporate Center, 100 North Tryon Street, Charlotte, North Caroli |
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| December 20, 2024 |
Schedule II SCHEDULE OF LITIGATION Exhibit 99.3 Schedule II SCHEDULE OF LITIGATION Bank of America Corporation and certain of its affiliates, including BofA Securities, Inc. (“BofA Securities,” successor in interest to Merrill Lynch, Pierce, Fenner & Smith Incorporated) and Bank of America, N.A., have been involved in a number of civil proceedings and regulatory actions which concern matters arising in connection with the conduct o |
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| December 20, 2024 |
Exhibit 99.4 Schedule III The following table sets forth all unreported transactions with respect to preferred stock effected by or on behalf of the Reporting Persons. All of their transactions were effectuated for cash. PREFERRED STOCK TRADE DATE BUY/SELL QUANTITY PRICE EXECUTION 04/05/2012 B 1 100 % OTC |
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| November 20, 2024 |
The New America High Income Fund, Inc. Results of 2024 Annual Meeting Exhibit 99.1 The New America High Income Fund, Inc. Results of 2024 Annual Meeting Boston, Massachusetts, November 20, 2024 – The New America High Income Fund, Inc. (the “Fund”) (NYSE: HYB) announced today that shareholders of the Fund have approved a proposal to reorganize the Fund into the T. Rowe Price High Yield Fund (the “T. Rowe Price Fund”), a separate series of the T. Rowe Price High Yield |
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| November 20, 2024 |
Regulation FD Disclosure, Financial Statements and Exhibits United States Securities and Exchange Commission Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(D) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) November 20, 2024 The New America High Income Fund Inc. (Exact name of registrant as specified in its charter) Maryland 811-05399 04-2995419 (State or other jurisdiction of incorporati |
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| October 3, 2024 |
SC 13G 1 sit241042sch13g.htm SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. *) The New America High Income Fund, Inc. (HYB) (Name of Issuer) Common Stock (Title of Class of Securities) 641876800 (CUSIP Number) September 30, 2024 (Date of Event Which Requires Filing of this Statement) Check t |
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| August 12, 2024 |
EX-2 2 exhibit2.htm EXHIBIT 2 CUSIP No. 641876800 SCHEDULE 13D/A EXHIBIT 2 STANDSTILL AGREEMENT This Standstill Agreement (this "Agreement"), dated as of August 8, 2024 (the "Effective Date"), is entered into by and between The New America High Income Fund, Inc., a Maryland corporation (the "Fund") and Saba Capital Management, L.P., a Delaware limited partnership ("Saba," and together with the Fun |
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| August 12, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 2)* NEW AMERICA HIGH INCOME FUND INC (Name of Issuer) Common Shares, $0.01 par value (Title of Class of Securities) 641876800 (CUSIP Number) Saba Capital Management, L.P. 405 Lexington Avenue 58th Floor New York, NY 10174 Attention: Michael D'Angelo (212) |
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| August 8, 2024 |
Exhibit 99.1 The New America High Income Fund, Inc. Announces Proposed Reorganization and Agreement with Saba Capital Boston, Massachusetts, August 8, 2024 – The New America High Income Fund, Inc. (the “Fund”) (NYSE: HYB) announced today that the Fund’s Board of Directors has approved a proposal to reorganize the Fund into the T. Rowe Price High Yield Fund, a separate series of the T. Rowe Price H |
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| August 8, 2024 |
Regulation FD Disclosure, Financial Statements and Exhibits United States Securities and Exchange Commission Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(D) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) August 8, 2024 The New America High Income Fund Inc. (Exact name of registrant as specified in its charter) Maryland 811-05399 04-2995419 (State or other jurisdiction of incorporation) |
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| February 6, 2024 |
HYB / The New America High Income Fund Inc. / WELLS FARGO & COMPANY/MN Passive Investment SC 13G/A 1 wfnewamerhig641876800.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2) New America High Income Fund (Name of Issuer) Closed End Fund (Title of Class of Securities) 641876800 (CUSIP Number) December 31, 2023 (Date of Event Which Requires Filing of this Statement) Check the appropriate box |
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| January 23, 2024 |
EXHIBIT 2 Form of Nominee Agreement Saba Capital Management, L.P. 405 Lexington Avenue, 58th Floor New York, NY 10174 [ ], 2023 Private & Confidential [Nominee] [Business Address] Dear [Nominee]: This will confirm our understanding as follows: You agree that you are willing, should we so elect, to become a member of a slate of nominees (the "Slate") of an affiliate of Saba Capital Management, L.P. |
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| January 23, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 1)* NEW AMERICA HIGH INCOME FUND INC (Name of Issuer) Common Shares, $0.01 par value (Title of Class of Securities) 641876800 (CUSIP Number) Saba Capital Management, L.P. 405 Lexington Avenue 58th Floor New York, NY 10174 Attention: Michael D'Angelo (212) |
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| November 14, 2023 |
JOINT FILING AGREEMENT PURSUANT TO RULE 13d-1(k) EX-1 2 exhibit1.htm EXHIBIT 1 EXHIBIT 1 JOINT FILING AGREEMENT PURSUANT TO RULE 13d-1(k) The undersigned acknowledge and agree that the foregoing statement on Schedule 13D is filed on behalf of each of the undersigned and that all subsequent amendments to this statement on Schedule 13D shall be filed on behalf of each of the undersigned without the necessity of filing additional joint filing agree |
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| November 14, 2023 |
SC 13D 1 formsc13d.htm FORM SC 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. )* NEW AMERICA HIGH INCOME FUND INC (Name of Issuer) Common Shares, $0.01 par value (Title of Class of Securities) 641876800 (CUSIP Number) Saba Capital Management, L.P. 405 Lexington Avenue 58th Floor New York, NY 10174 At |
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| August 31, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.)* NEW AMERICA HIGH INCOME FUND INC (Name of Issuer) Common Stock, $0.01 par value (Title of Class of Securities) 641876800 (CUSIP Number) August 25, 2023 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule |
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| March 6, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Defin |
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| February 10, 2023 |
HYB / New America High Income Fund Inc. / WELLS FARGO & COMPANY/MN Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1) NEW AMERICA HIGH INCOME FUND, INC (Name of Issuer) Closed-End Fund (Title of Class of Securities) 641876800 (CUSIP Number) December 31, 2022 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant t |
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| November 22, 2022 |
The New America High Income Fund, Inc. The New America High Income Fund, Inc. September 30, 2022 (Unaudited) Portfolio of Investments (Dollar Amounts in Thousands) Principal Value Amount/Units (See Notes) CORPORATE DEBT SECURITIES - 136.42% (d)(f) Aerospace & Defense - 1.78% $ 565 Transdigm Holdings UK, plc,Senior Notes, 5.50%, 11/15/27 $ 490 1,830 Transdigm Holdings UK, plc,Senior Notes, 6.25%, 03/15/26 (g) 1,775 720 Transdigm Holding |
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| May 19, 2022 |
The New America High Income Fund, Inc. The New America High Income Fund, Inc. March 31, 2022 (Unaudited) Portfolio of Investments (Dollar Amounts in Thousands) Principal Value Amount/Units (See Notes) CORPORATE DEBT SECURITIES 122.47% (d)(f) Aerospace & Defense 1.51% 460 Bombardier, Inc., Senior Notes, 7.875%, 04/15/27 (g) 450 1,830 Transdigm Holdings UK, plc, Senior Notes, 6.25%, 03/15/26 (g) 1,878 115 Transdigm Holdings UK, plc, Seni |
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| March 8, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Defin |
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| February 14, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 2)* New America High Income Fund, Inc. (Name of Issuer) Common Stock, $0.01 par value (Title of Class of Securities) 641876800 (CUSIP Number) December 31, 2021 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate t |
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| January 28, 2022 |
HYB / New America High Income Fund Inc. / WELLS FARGO & COMPANY/MN Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. ) NEW AMER HIGH INCOME FD INC (Name of Issuer) Closed End Fund (Title of Class of Securities) 641876800 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which |
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| November 18, 2021 |
The New America High Income Fund, Inc. The New America High Income Fund, Inc. September 30, 2021 (Unaudited) Portfolio of Investments (Dollar Amounts in Thousands) Principal Value Amount/Units (See Notes) CORPORATE DEBT SECURITIES - 117.39% (d)(f) Aerospace & Defense - 1.35% 325 Bombardier, Inc., Senior Notes, 7.50%, 3/15/25 (g) 332 1,830 Transdigm Holdings UK, plc, Senior Notes, 6.25%, 03/15/26 (g) 1,908 115 Transdigm Holdings UK, plc |
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| May 19, 2021 |
Exhibit 99.1 BY-LAWS OF THE NEW AMERICA HIGH INCOME FUND, INC. A Maryland Corporation Amended as of February 12, 2021 ARTICLE I - STOCKHOLDERS SECTION 1. Annual Meetings. The annual meeting of the stockholders of THE NEW AMERICA HIGH INCOME FUND, INC. (the ?Corporation?) shall be held on such date and at such time and at such place as shall be designated from time to time by the Board of Directors |
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| May 19, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) February 12, 2021 The New America High Income Fund Inc. (Exact name of registrant as specified in its charter) Maryland 811-05399 04-2995419 (State or other jurisdiction of incorporati |
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| May 11, 2021 |
The New America High Income Fund, Inc. The New America High Income Fund, Inc. March 31, 2021 (Unaudited) Portfolio of Investments (Dollar Amounts in Thousands) Principal Value Amount/Units (See Notes) CORPORATE DEBT SECURITIES - 120.18% (d)(f) Aerospace & Defense - 1.24% 1,830 Transdigm Holdings UK, plc, Senior Notes, 6.25%, 03/15/26 (g) 1,935 115 Transdigm Holdings UK, plc, Senior Notes, 7.50, 03/15/27 123 730 Transdigm Holdings UK, p |
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| March 3, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Defin |
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| February 12, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No.1 )* New America High Income Fund, Inc (Name of Issuer) Common Stock, $0.01 par value (Title of Class of Securities) 641876800 (CUSIP Number) December 31, 2020 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate th |
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| November 24, 2020 |
The New America High Income Fund, Inc. September 30, 2020 (Unaudited) Portfolio of Investments (Dollar Amounts in Thousands) Principal Value Amount/Units (See Notes) CORPORATE DEBT SECURITIES - 120.92% (d)(f) Aerospace & Defense - 1.56% 485 F-Brasile S.p.A., Senior Notes, 7.375%, 08/15/26 (g) 404 175 Moog, Inc., Senior Notes, 4.25%, 12/15/27 (g) 179 1,830 Transdigm Holdings UK, plc, Senior Notes, |
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| October 2, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) June 17, 2020 The New America High Income Fund Inc. (Exact name of registrant as specified in its charter) Maryland 811-05399 04-2995419 (State or other jurisdiction of incorporation) |
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| October 2, 2020 |
Exhibit 99.1 BY-LAWS OF THE NEW AMERICA HIGH INCOME FUND, INC. A Maryland Corporation Amended as of June 17, 2020 ARTICLE I - STOCKHOLDERS SECTION 1. Annual Meetings. The annual meeting of the stockholders of THE NEW AMERICA HIGH INCOME FUND, INC. (the “Corporation”) shall be held on such date and at such time and at such place as shall be designated from time to time by the Board of Directors. An |
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| May 26, 2020 |
The New America High Income Fund, Inc. The New America High Income Fund, Inc. March 31, 2020 (Unaudited) Portfolio of Investments (Dollar Amounts in Thousands) Principal Value Amount/Units (See Notes) CORPORATE DEBT SECURITIES - 121.75% (d)(f) Aerospace & Defense - 1.55% 485 F-Brasile S.p.A., Senior Notes, 7.375%, 08/15/26 (g) 482 175 Moog, Inc., Senior Notes, 4.25%, 12/15/27 (g) 157 1,830 Transdigm Holdings UK, plc, Senior Notes, 6.25 |
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| April 17, 2020 |
HYB / New America High Income Fund, Inc. DEFA14A - - DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Defini |
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| March 27, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* NEW AMERICA HIGH INCOME FUND, INC (Name of Issuer) Common Stock, $0.01 par value (Title of Class of Securities) 641876800 (CUSIP Number) March 17, 2020 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule |
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| March 5, 2020 |
HYB / New America High Income Fund, Inc. DEF 14A - - DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Defin |
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| February 14, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No.1)* New America High Income Fund (Name of Issuer) Common Stock, $0.01 par value (Title of Class of Securities) 641876800 (CUSIP Number) December 31, 2019 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule |
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| November 12, 2019 |
Exhibit 99.CERT Form N-Q Certification Certifications I, Ellen E. Terry, certify that: 1. I have reviewed this report on Form N-Q of The New America High Income Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements we |
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| November 12, 2019 |
New America High Income Fund Inc - N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-5399 The New America High Income Fund, Inc. (Exact name of registrant as specified in charter) 33 Broad Street, Boston, MA 02109 (Address of principal executive offices) (Zip code) Ellen E. Terry |
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| May 28, 2019 |
Saba Capital Management, L.P.: Schedule 13G - Filed by newsfilecorp.com UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.)* New America High Income Fund (Name of Issuer) Common Stock, 0.01 par value (Title of Class of Securities) 641876800 (CUSIP Number) May 20, 2019 (Date of Event which Requires Filing of |
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| May 10, 2019 |
HYB / New America High Income Fund, Inc. N-Q Quarterly Schedule of Portfolio Holdings N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-5399 The New America High Income Fund, Inc. (Exact name of registrant as specified in charter) 33 Broad Street, Boston, MA 02109 (Address of principal executive offices) (Zip code) Ellen E. Terry |
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| May 10, 2019 |
EX-99.CERT 2 a19-72501ex99dcert.htm EX-99.CERT Exhibit 99.CERT Form N-Q Certification Certifications I, Ellen E. Terry, certify that: 1. I have reviewed this report on Form N-Q of The New America High Income Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of t |
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| March 4, 2019 |
HYB / New America High Income Fund, Inc. DEF 14A DEF 14A 1 a19-20283def14a.htm DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as |
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| November 19, 2018 |
EX-99.CERT 2 a18-367861ex99dcert.htm EX-99.CERT Exhibit 99.CERT Form N-Q Certification Certifications I, Ellen E. Terry, certify that: 1. I have reviewed this report on Form N-Q of The New America High Income Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of |
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| November 19, 2018 |
HYB / New America High Income Fund, Inc. N-Q (Quarterly Schedule of Portfolio Holdings) N-Q 1 a18-367861nq.htm N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-5399 The New America High Income Fund, Inc. (Exact name of registrant as specified in charter) 33 Broad Street, Boston, MA 02109 (Address of principal executive offices |
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| May 22, 2018 |
EX-99.CERT 2 a18-90701ex99dcert.htm EX-99.CERT Exhibit 99.CERT Form N-Q Certification Certifications I, Ellen E. Terry, certify that: 1. I have reviewed this report on Form N-Q of The New America High Income Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of t |
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| May 22, 2018 |
HYB / New America High Income Fund, Inc. N-Q (Quarterly Schedule of Portfolio Holdings) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-5399 The New America High Income Fund, Inc. (Exact name of registrant as specified in charter) 33 Broad Street, Boston, MA 02109 (Address of principal executive offices) (Zip code) Ellen E. Terry |
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| February 28, 2018 |
HYB / New America High Income Fund, Inc. DEF 14A THE NEW AMERICA HIGH INCOME FUND, INC. 33 Broad Street Boston, Massachusetts 02109 February 26, 2018 Dear Stockholder: You are cordially invited to attend the 2018 Annual Meeting of Stockholders (the "Annual Meeting") of The New America High Income Fund, Inc., a Maryland corporation, to be held at the offices of Goodwin Procter LLP, 100 Northern Avenue, Boston, Massachusetts 02210, on Thursday, Ap |
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| February 27, 2018 |
REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Exhibit 77(b) REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Board of Directors and Shareholders The New America High Income Fund, Inc. |
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| November 14, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-5399 The New America High Income Fund, Inc. (Exact name of registrant as specified in charter) 33 Broad Street, Boston, MA 02109 (Address of principal executive offices) (Zip code) Ellen E. Terry |
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| November 14, 2017 |
EX-99.CERT 2 a17-244851ex99dcert.htm EX-99.CERT Exhibit 99.CERT Form N-Q Certification Certifications I, Ellen E. Terry, certify that: 1. I have reviewed this report on Form N-Q of The New America High Income Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of |
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| May 15, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-5399 The New America High Income Fund, Inc. (Exact name of registrant as specified in charter) 33 Broad Street, Boston, MA 02109 (Address of principal executive offices) (Zip code) Ellen E. Terry |
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| May 15, 2017 |
Exhibit 99.CERT Form N-Q Certification Certifications I, Ellen E. Terry, certify that: 1. I have reviewed this report on Form N-Q of The New America High Income Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements we |
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| February 28, 2017 |
New America High Income Fund DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Defin |
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| February 28, 2017 |
REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Exhibit 77(b) REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Board of Directors and Shareholders The New America High Income Fund, Inc. |
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| November 23, 2016 |
New America High Income Fund N-Q (Quarterly Schedule of Portfolio Holdings) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-5399 The New America High Income Fund, Inc. (Exact name of registrant as specified in charter) 33 Broad Street, Boston, MA 02109 (Address of principal executive offices) (Zip code) Ellen E. Terry |
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| November 23, 2016 |
Exhibit 99.CERT Form N-Q Certification Certifications I, Ellen E. Terry, certify that: 1. I have reviewed this report on Form N-Q of The New America High Income Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements we |
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| May 16, 2016 |
New America High Income Fund N-Q (Quarterly Schedule of Portfolio Holdings) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-5399 The New America High Income Fund, Inc. (Exact name of registrant as specified in charter) 33 Broad Street, Boston, MA 02109 (Address of principal executive offices) (Zip code) Ellen E. Terry |
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| May 16, 2016 |
Exhibit 99.CERT Form N-Q Certification Certifications I, Ellen E. Terry, certify that: 1. I have reviewed this report on Form N-Q of The New America High Income Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements we |
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| February 29, 2016 |
New America High Income Fund DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Defin |
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| February 26, 2016 |
REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Exhibit 77(b) REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Board of Directors and Shareholders The New America High Income Fund, Inc. |
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| February 26, 2016 |
Exhibit 77Q.2 Based solely on the Fund?s review of the copies of Section 16(a) forms received, the amendments thereto, and certain written representations related thereto, the Fund believes that Messrs. Korman and McFarland did not timely file five (5) and two (2) Form 4s, respectively, in each case due to administrative errors. |
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| November 25, 2015 |
New America High Income Fund N-Q (Quarterly Schedule of Portfolio Holdings) N-Q 1 a15-224551nq.htm N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-5399 The New America High Income Fund, Inc. (Exact name of registrant as specified in charter) 33 Broad Street, Boston, MA 02109 (Address of principal executive offices |
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| November 25, 2015 |
EX-99.CERT 2 a15-224551ex99dcert.htm EX-99.CERT Exhibit 99.CERT Form N-Q Certification Certifications I, Ellen E. Terry, certify that: 1. I have reviewed this report on Form N-Q of The New America High Income Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of |
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| August 27, 2015 |
EX-99.77Q2 ITEM 405 2 ex99-77q2.htm Exhibit 77Q.2 Based solely on the Fund’s review of the copies of Section 16(a) forms received, the amendments thereto, and certain written representations related thereto, the Fund believes that Mr. McFarland did not timely file two Form 4’s due to an administrative error. |
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| May 21, 2015 |
Exhibit 99.CERT Form N-Q Certification Certifications I, Ellen E. Terry, certify that: 1. I have reviewed this report on Form N-Q of The New America High Income Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements we |
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| May 21, 2015 |
New America High Income Fund N-Q (Quarterly Schedule of Portfolio Holdings) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-5399 The New America High Income Fund, Inc. (Exact name of registrant as specified in charter) 33 Broad Street, Boston, MA 02109 (Address of principal executive offices) (Zip code) Ellen E. Terry |
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| February 27, 2015 |
Exhibit 77Q.2. Based solely on the Fund’s review of the copies of Section 16(a) forms received, the amendments thereto, and certain written representations related thereto, the Fund believes that Mr. Korman and Mr. McFarland did not timely file one Form 4 each due to an administrative error. |
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| February 27, 2015 |
HYB / New America High Income Fund, Inc. DEF 14A - - DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Defin |
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| February 27, 2015 |
REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Exhibit 77(b) REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Board of Directors and Shareholders The New America High Income Fund, Inc. |
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| November 20, 2014 |
Exhibit 99.CERT Form N-Q Certification Certifications I, Ellen E. Terry, certify that: 1. I have reviewed this report on Form N-Q of The New America High Income Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements we |
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| November 20, 2014 |
New America High Income Fund Inc - N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-5399 The New America High Income Fund, Inc. (Exact name of registrant as specified in charter) 33 Broad Street, Boston, MA 02109 (Address of principal executive offices) (Zip code) Ellen E. Terry |
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| May 15, 2014 |
Quarterly Schedule of Portfolio Holdings - N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-5399 The New America High Income Fund, Inc. (Exact name of registrant as specified in charter) 33 Broad Street, Boston, MA 02109 (Address of principal executive offices) (Zip code) Ellen E. Terry |
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| May 15, 2014 |
EX-99.CERT 2 a14-115201ex99dcert.htm EX-99.CERT Exhibit 99.CERT Form N-Q Certification Certifications I, Ellen E. Terry, certify that: 1. I have reviewed this report on Form N-Q of The New America High Income Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of |
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| February 27, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Defin |
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| February 26, 2014 |
REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Exhibit 77. B. REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Board of Directors and Shareholders The New America High Income Fund, Inc. Boston, Massachusetts In planning and performing our audit of the financial statements of The New America High Income Fund (the “Fund”), as of and for the year ended December 31, 2013, in accordance with the standards of the Public Company Accounting Ove |
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| February 26, 2014 |
Exhibit 77.Q2. Based solely on the Fund’s review of the copies of Section 16(a) forms received, the amendments thereto, and certain written representations related thereto, the Fund believes that Mr. Korman did not timely file two Form 4s and Mr. Pohotsky did not timely file his Form 3, each due to an administrative error. |
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| November 21, 2013 |
Quarterly Schedule of Portfolio Holdings - N-Q N-Q 1 a13-234841nq.htm N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-5399 The New America High Income Fund, Inc. (Exact name of registrant as specified in charter) 33 Broad Street, Boston, MA 02109 (Address of principal executive offices |
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| November 21, 2013 |
Exhibit 99.CERT Form N-Q Certification Certifications I, Ellen E. Terry, certify that: 1. I have reviewed this report on Form N-Q of The New America High Income Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements we |
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| August 28, 2013 |
Exhibit 77(q)(2) Mr. Bernard Korman, a director of the Fund, did not timely file two Forms 4 relating to purchases of common stock due to administrative errors. |
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| May 28, 2013 |
EX-99.CERT 2 a13-113891ex99dcert.htm EX-99.CERT Exhibit 99.CERT Form N-Q Certification Certifications I, Ellen E. Terry, certify that: 1. I have reviewed this report on Form N-Q of The New America High Income Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of |
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| May 28, 2013 |
Quarterly Schedule of Portfolio Holdings - N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-5399 The New America High Income Fund, Inc. (Exact name of registrant as specified in charter) 33 Broad Street, Boston, MA 02109 (Address of principal executive offices) (Zip code) Ellen E. Terry |
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| February 28, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Defin |
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| February 27, 2013 |
REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Exhibit 77(b) REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Board of Directors and Shareholders The New America High Income Fund, Inc. |
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| February 27, 2013 |
Exhibit 77(e) On December 20, 2012, the U.S. Securities and Exchange Commission issued Investment Company Act of 1940 Release No. 30313 settling administrative proceedings against the Fund and its two executive officers, Robert F. Birch and Ellen E. Terry. Without admitting or denying the Commission’s findings, the Fund, Mr. Birch and Ms. Terry consented to the entry of an order by the Commission |
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| February 14, 2013 |
OMB APPROVAL OMB Number: 3235-0145 Expires: December 31, 2005 Estimated average burden hours per response. |
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| November 27, 2012 |
Quarterly Schedule of Portfolio Holdings - N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-5399 The New America High Income Fund, Inc. (Exact name of registrant as specified in charter) 33 Broad Street, Boston, MA 02109 (Address of principal executive offices) (Zip code) Ellen E. Terry |
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| November 27, 2012 |
Exhibit 99.CERT Form N-Q Certification Certifications I, Robert F. Birch, certify that: 1. I have reviewed this report on Form N-Q of The New America High Income Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements w |
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| November 14, 2012 |
SC 13D/A 1 hyb.htm NEW AMERICA HIGH INCOME FUND INC 13D/A1 Schedule 13D CUSIP No. 641876 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Amendment No. 1) Under the Securities Exchange Act of 1934 New America High Income Fund, Inc. (Name of Issuer) AUCTION RATE PREFERRED (Title of Class of Securities) 641876 (CUSIP Number) Bank of America Corporation Bank of America Corporat |
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| August 29, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Defin |
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| May 14, 2012 |
Exhibit 99.CERT Form N-Q Certification Certifications I, Robert F. Birch, certify that: 1. I have reviewed this report on Form N-Q of The New America High Income Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements w |
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| May 14, 2012 |
Quarterly Schedule of Portfolio Holdings - N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-5399 The New America High Income Fund, Inc. (Exact name of registrant as specified in charter) 33 Broad Street, Boston, MA 02109 (Address of principal executive offices) (Zip code) Ellen E. Terry |
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| February 27, 2012 |
REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Exhibit 77(b) REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Board of Directors and Shareholders The New America High Income Fund, Inc. |
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| February 3, 2012 |
OMB APPROVAL OMB Number: 3235-0145 Expires: December 31, 2005 Estimated average burden hours per response. |
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| November 21, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-5399 The New America High Income Fund, Inc. (Exact name of registrant as specified in charter) 33 Broad Street, Boston, MA 02109 (Address of principal executive offices) (Zip code) Ellen E. Terry |
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| November 21, 2011 |
Exhibit 99.CERT Form N-Q Certification Certifications I, Robert F. Birch, certify that: 1. I have reviewed this report on Form N-Q of The New America High Income Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements w |
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| August 30, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Defin |
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| May 20, 2011 |
EX-99.CERT 2 a11-83331ex99dcert.htm EX-99.CERT Exhibit 99.CERT Form N-Q Certification Certifications I, Robert F. Birch, certify that: 1. I have reviewed this report on Form N-Q of The New America High Income Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of |
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| May 20, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-5399 The New America High Income Fund, Inc. (Exact name of registrant as specified in charter) 33 Broad Street, Boston, MA 02109 (Address of principal executive offices) (Zip code) Ellen E. Terry |
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| February 24, 2011 |
REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM EX-99.77B ACCT LTTR 2 ex99-77b.htm Exhibit 77.B REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Board of Directors and Shareholders The New America High Income Fund, Inc. Boston, Massachusetts In planning and performing our audit of the financial statements of The New America High Income Fund (the “Fund”), as of and for the year ended December 31, 2010, in accordance with the standards of |
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| February 24, 2011 |
EX-99.77Q2 3 ex99-77q2.htm Exhibit 77.Q.2 Mr. Bernard Korman, a director of the Fund, did not timely file a Form 4 relating to a purchase of common stock due to an administrative error. |
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| January 28, 2011 |
OMB APPROVAL OMB Number: 3235-0145 Expires: December 31, 2005 Estimated average burden hours per response. |
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| January 11, 2011 |
EX-99.2 3 dex992.htm EXHIBIT 99.2 EXHIBIT 99.2 LIMITED POWER OF ATTORNEY BANK OF AMERICA CORPORATION, a Delaware corporation (the “Corporation”), does hereby irrevocably make, constitute, and appoint each of Michael Didovic and Geoff Rusnak as an attorney-in-fact for the Corporation acting for the Corporation and in the Corporation’s name, place and stead, for the Corporation’s use and benefit, to |
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| January 11, 2011 |
Schedule 13D SCHEDULE 13D CUSIP No. 641876 Page 1 of 30 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 New America High Income Fund, Inc. (Name of issuer) AUCTION RATE PREFERRED (Title of class of securities) 641876 (CUSIP number) David Lavan, Esq. O’Melveny & Myers LLP 1625 Eye Street, NW Washington, DC 20006 (202) 383-5191 (Name, |
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| January 11, 2011 |
Exhibit 99.1 EXHIBIT 99.1 Joint Filing Agreement The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13D and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the completene |
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| November 23, 2010 |
EX-99.CERT 2 a10-190191ex99dcert.htm EX-99.CERT Exhibit 99.CERT Form N-Q Certification Certifications I, Robert F. Birch, certify that: 1. I have reviewed this report on Form N-Q of The New America High Income Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of |
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| November 23, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-5399 The New America High Income Fund, Inc. (Exact name of registrant as specified in charter) 33 Broad Street, Boston, MA 02109 (Address of principal executive offices) (Zip code) Ellen E. Terry |
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| August 26, 2010 |
EX-99.77Q2 ITEM 405 2 ex99-77q2.htm Exhibit 77(q)(2) Mr. Bernard Korman, a director of the Fund, did not timely file a Form 4 relating to a purchase of common stock due to an administrative error. |
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| May 26, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-5399 The New America High Income Fund, Inc. (Exact name of registrant as specified in charter) 33 Broad Street, Boston, MA 02109 (Address of principal executive offices) (Zip code) Ellen E. Terry |
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| May 26, 2010 |
Exhibit 99.CERT Form N-Q Certification Certifications I, Robert F. Birch, certify that: 1. I have reviewed this report on Form N-Q of The New America High Income Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements w |
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| February 25, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Defin |
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| February 25, 2010 |
Exhibit 77(q)(2) Mr. Bernard Korman, a director of the Fund, did not timely file three Forms 4 relating to purchases of common stock due to administrative errors. |
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| February 25, 2010 |
REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Exhibit 77(b) REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Board of Directors and Shareholders The New America High Income Fund, Inc. |
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| November 25, 2009 |
Exhibit 99.CERT Form N-Q Certification Certifications I, Robert F. Birch, certify that: 1. I have reviewed this report on Form N-Q of The New America High Income Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements w |
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| November 25, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-5399 The New America High Income Fund, Inc. (Exact name of registrant as specified in charter) 33 Broad Street, Boston, MA 02109 (Address of principal executive offices) (Zip code) Ellen E. Terry |
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| July 10, 2009 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. )* New America High Income Fund, Inc (Name of Issuer) Auction Rate Preferred (Title of Class of Securities) 641876800 (See Item 2(e)) (CUSIP Number) June 30, 2009 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the Rule pursu |
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| May 20, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-5399 The New America High Income Fund, Inc. (Exact name of registrant as specified in charter) 33 Broad Street, Boston, MA 02109 (Address of principal executive offices) (Zip code) Ellen E. Terry |
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| May 20, 2009 |
EX-99.CERT 2 a09-133931ex99dcert.htm EX-99.CERT Exhibit 99.CERT Form N-Q Certification Certifications I, Robert F. Birch, certify that: 1. I have reviewed this report on Form N-Q of The New America High Income Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of |
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| February 27, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Defin |
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| February 26, 2009 |
REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM EX-99.77B ACCT LTTR 2 ex99-77b.htm Exhibit 77(B) REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Board of Directors and Shareholders The New America High Income Fund, Inc. Boston, Massachusetts In planning and performing our audit of the financial statements of The New America High Income Fund (the “Fund”), as of and for the year ended December 31, 2008, in accordance with the standards of |
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| February 26, 2009 |
Exhibit 77Q(2) Mr. Robert Birch, a Director of the Fund, did not timely file one Form 4 relating to one purchase of Common Stock due to an administrative error. |
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| October 31, 2008 |
EX-99.CERT 2 a08-269881ex99dcert.htm EX-99.CERT Exhibit 99.CERT Form N-Q Certification Certifications I, Robert F. Birch, certify that: 1. I have reviewed this report on Form N-Q of The New America High Income Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of |
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| October 31, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-5399 The New America High Income Fund, Inc. (Exact name of registrant as specified in charter) 33 Broad Street, Boston, MA 02109 (Address of principal executive offices) (Zip code) Ellen E. Terry |
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| May 15, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-5399 The New America High Income Fund, Inc. (Exact name of registrant as specified in charter) 33 Broad Street, Boston, MA 02109 (Address of principal executive offices) (Zip code) Ellen E. Terry |
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| May 15, 2008 |
Exhibit 99.CERT Form N-Q Certification Certifications I, Robert F. Birch, certify that: 1. I have reviewed this report on Form N-Q of The New America High Income Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements w |
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| February 29, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Defin |
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| February 29, 2008 |
REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Exhibit 99.77B REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Board of Directors and Shareholders The New America High Income Fund, Inc. Boston, Massachusetts In planning and performing our audit of the financial statements of The New America High Income Fund, Inc. (the “Fund”), for the year ended December 31, 2007 in accordance with the standards of the Public Company Accounting Oversigh |
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| November 27, 2007 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-5399 The New America High Income Fund, Inc. (Exact name of registrant as specified in charter) 33 Broad Street, Boston, MA 02109 (Address of principal executive offices) (Zip code) Ellen E. Terry |
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| November 27, 2007 |
Exhibit 99.CERT Form N-Q Certification Certifications I, Robert F. Birch, certify that: 1. I have reviewed this report on Form N-Q of The New America High Income Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements w |
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| May 15, 2007 |
Exhibit 99.CERT Form N-Q Certification Certifications I, Robert F. Birch, certify that: 1. I have reviewed this report on Form N-Q of The New America High Income Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements w |
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| May 15, 2007 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0578 Expires: May 31, 2007 Estimated average burden hours per response.........21.09 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-5399 The New America High Income Fund, Inc. (Exact name of registrant as specifi |
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| February 22, 2007 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ý Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ý Defin |
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| November 21, 2006 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0578 Expires: May 31, 2007 Estimated average burden hours per response.........21.09 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-5399 The New America High Income Fund, Inc. (Exact name of registrant as specifi |
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| May 18, 2006 |
EX-99.CERT 2 a06-119801ex99dcert.htm EX-99.CERT Exhibit 99.CERT Form N-Q Certification Certifications I, Robert F. Birch, certify that: 1. I have reviewed this report on Form N-Q of The New America High Income Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of |
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| May 18, 2006 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0578 Expires: May 31, 2007 Estimated average burden hours per response.........21.09 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-5399 The New America High Income Fund, Inc. (Exact name of registrant as specifi |
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| February 27, 2006 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ý Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ý Defin |
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| November 17, 2005 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0578 Expires: May 31, 2007 Estimated average burden hours per response.........21.09 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-5399 The New America High Income Fund, Inc. (Exact name of registrant as specifi |
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| November 17, 2005 |
Exhibit 99.CERT Form N-Q Certification Certifications I, Robert F. Birch, certify that: 1. I have reviewed this report on Form N-Q of The New America High Income Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements w |
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| October 28, 2005 |
Exhibit 16.1 October 28, 2005 Securities and Exchange Commission 100 F. Street, N.E. Washington, D.C. 20549-7561 Dear Sirs: We were previously independent registered public accountants for The New America High Income Fund (the Fund), we reported on the financial statements and financial highlights as of December 31, 2004 and for the years covered by our Independent Registered Public Accounting Fir |
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| October 28, 2005 |
Changes in Registrant's Certifying Accountant UNITED STATES OMB APPROVAL SECURITIES AND EXCHANGE COMMISSION OMB Number: 3235-0060 Expires: January 31, 2008 Estimated average burden hours per response. |
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| May 20, 2005 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0578 Expires: February 28, 2006 Estimated average burden hours per response........20.00 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-5399 The New America High Income Fund, Inc. (Exact name of registrant as spe |
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| May 20, 2005 |
EX-99.CERT 2 a05-95781ex99dcert.htm EX-99.CERT Exhibit 99.CERT Form N-Q Certification Certifications I, Robert F. Birch, certify that: 1. I have reviewed this report on Form N-Q of The New America High Income Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of |
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| November 29, 2004 |
Exhibit 99.CERT Form N-Q Certification Certifications I, Robert F. Birch, certify that: 1. I have reviewed this report on Form N-Q of The New America High Income Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements w |
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| November 29, 2004 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0578 Expires: February 28, 2006 Estimated average burden hours per response........20.00 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-5399 The New America High Income Fund, Inc. (Exact name of registrant as spe |
