HWBK SEC Filings - Hawthorn Bancshares, Inc.- Annual Report, Proxy Statement, Prospectus

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SEC Filings

All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis. These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Hawthorn Bancshares, Inc.

SEC Filings (Chronological Order)

This page provides a complete, chronological list of SEC Filings, excluding ownership filings which we provide elsewhere.

August 11, 2025	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended June 30, 2025 OR ☐ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission file number: 0-23636 HAWTHORN BAN
July 30, 2025	EX-99.2	Hawthorn Bancshares Announces Cash Dividend Exhibit 99.2 Hawthorn Bancshares Announces Cash Dividend Jefferson City, MO. — July 30, 2025 — Hawthorn Bancshares, Inc. (NASDAQ: HWBK) announced today that its Board of Directors approved a quarterly cash dividend of $0.20 per common share, payable October 1, 2025 to shareholders of record at the close of business on September 15, 2025. About Hawthorn Bancshares, Inc. Hawthorn Bancshares, Inc., a
July 30, 2025	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 30, 2025 Hawthorn Bancshares UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 30, 2025 Hawthorn Bancshares, Inc. (Exact Name of Registrant as Specified in Charter) Missouri 0-23636 43-1626350 (State or Other Jurisdiction of Incorporation) (Commission File
July 30, 2025	EX-99.1	Hawthorn Bancshares Reports Second Quarter 2025 Results Exhibit 99.1 Hawthorn Bancshares Reports Second Quarter 2025 Results Jefferson City, MO — July 30, 2025 — Hawthorn Bancshares, Inc. (NASDAQ: HWBK), (the “Company”), the bank holding company for Hawthorn Bank, reported second quarter 2025 net income of $6.1 million, or earnings per diluted share (“EPS”) of $0.88. Second Quarter 2025 Results •Net income improved $1.5 million, or 31.8%, to $6.1 milli
June 30, 2025	CORRESP	HAWTHORN BANCSHARES, INC. 132 East High Street, Box 688 Jefferson City, Missouri 65102 HAWTHORN BANCSHARES, INC. 132 East High Street, Box 688 Jefferson City, Missouri 65102 June 30, 2025 Via EDGAR Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Attn: Madeleine Joy Mateo Re: Hawthorn Bancshares, Inc. Registration Statement on Form S-3 File No. 333-288274 Ladies and Gentlemen: Pursuant to Rule 461 promulgated under the Secu
June 26, 2025	S-3/A	As filed with the Securities and Exchange Commission on June 27, 2025 As filed with the Securities and Exchange Commission on June 27, 2025 Registration No.
June 26, 2025	11-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 11-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 11-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2024 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission file number: 0-23636 A. Full title
June 24, 2025	EX-25.2	Form T-1 Statement of Eligibility of Trustee under the Trust Indenture Act of 1939, as amended, for the Subordinated Debt Indenture. Exhibit 25.2 securities and exchange commission Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE Check if an Application to Determine Eligibility of a Trustee Pursuant to Section 305(b)(2) ☐ U.S. BANK TRUST COMPANY, NATIONAL ASSOCIATION (Exact name of Trustee as specified in its charter) 91-1821036 I.R.S. E
June 24, 2025	EX-FILING FEES	Calculation of Filing Fee Tables. EXHIBIT 107 Calculation of Filing Fee Tables Form S-3 (Form Type) Hawthorn Bancshares, Inc.
June 24, 2025	EX-25.1	Form T-1 Statement of Eligibility of Trustee under the Trust Indenture Act of 1939, as amended, for the Senior Debt Indenture. Exhibit 25.1 securities and exchange commission Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE Check if an Application to Determine Eligibility of a Trustee Pursuant to Section 305(b)(2) ☐ U.S. BANK TRUST COMPANY, NATIONAL ASSOCIATION (Exact name of Trustee as specified in its charter) 91-1821036 I.R.S. E
June 24, 2025	EX-4.3	Form of Subordinated Debt Indenture. Exhibit 4.3 HAWTHORN BANCSHARES, INC. AS ISSUER, AND [], AS TRUSTEE, SUBORDINATED INDENTURE DATED AS OF [, ] SUBORDINATED DEBT SECURITIES CROSS-REFERENCE TABLE Reconciliation and tie between the Trust Indenture Act of 1939, as amended (the “Trust Indenture Act”), and the Indenture dated as of [, 20]. SECTION OF Trust Indenture Act SECTION OF INDENTURE 310(a)(1) and (2) 7.09 310(a)(3) and (4) Not a
June 24, 2025	S-3	As filed with the Securities and Exchange Commission on June 24, 2025 As filed with the Securities and Exchange Commission on June 24, 2025 Registration No.
June 24, 2025	EX-4.2	Form of Senior Debt Indenture. Exhibit 4.2 HAWTHORN BANCSHARES, INC. AS ISSUER, AND [], AS TRUSTEE, SENIOR INDENTURE DATED AS OF [, ] SENIOR DEBT SECURITIES CROSS-REFERENCE TABLE Reconciliation and tie between the Trust Indenture Act of 1939, as amended (the “Trust Indenture Act”), and the Indenture dated as of [, 202]. SECTION OF Trust Indenture Act SECTION OF INDENTURE 310(a)(1) and (2) 7.09 310(a)(3) and (4) Not applicable 3
June 5, 2025	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 3, 2025 Hawthorn Bancshares, UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 3, 2025 Hawthorn Bancshares, Inc. (Exact Name of Registrant as Specified in Charter) Missouri 0-23636 43-1626350 (State or Other Jurisdiction of Incorporation) (Commission File N
June 5, 2025	EX-99.1	Hawthorn Bancshares Announces New Common Stock Repurchase Program Exhibit 99.1 Hawthorn Bancshares Announces New Common Stock Repurchase Program Jefferson City, MO — June 5, 2025 — Hawthorn Bancshares, Inc. (NASDAQ: HWBK), (the “Company”), the bank holding company for Hawthorn Bank, announced that its Board of Directors approved a new common stock repurchase program authorizing the repurchase of up to $10.0 million in market value of the Company’s common stock.
May 12, 2025	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2025 OR ☐ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission file number: 0-23636 HAWTHORN BA
April 30, 2025	EX-99.2	Hawthorn Bancshares Announces Increase in Cash Dividend Exhibit 99.2 Hawthorn Bancshares Announces Increase in Cash Dividend Jefferson City, MO. — April 30, 2025 — Hawthorn Bancshares, Inc. (NASDAQ: HWBK) announced today that its Board of Directors approved a quarterly cash dividend of $0.20 per common share, payable July 1, 2025 to shareholders of record at the close of business on June 15, 2025, which represents an increase of $0.01 per common share
April 30, 2025	EX-99.1	Hawthorn Bancshares Reports First Quarter 2025 Results Exhibit 99.1 Hawthorn Bancshares Reports First Quarter 2025 Results Jefferson City, MO — April 30, 2025 — Hawthorn Bancshares, Inc. (NASDAQ: HWBK), (the “Company”), the bank holding company for Hawthorn Bank, reported first quarter 2025 net income of $5.4 million, or earnings per diluted share (“EPS”) of $0.77. First Quarter 2025 Results •Net income improved $0.9 million, or 20.8%, to $5.4 million
April 30, 2025	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 30, 2025 Hawthorn Bancshare UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 30, 2025 Hawthorn Bancshares, Inc. (Exact Name of Registrant as Specified in Charter) Missouri 0-23636 43-1626350 (State or Other Jurisdiction of Incorporation) (Commission File
April 21, 2025	DEFA14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)). ☐ Defi
April 21, 2025	DEF 14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)). ☐ Defi
April 21, 2025	DEF 14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14
March 17, 2025	EX-19	dling of Non-Public Information filed as Exhibit 19 to this Annual R Exhibit 19 Hawthorn Bancshares, Inc. Policy on Securities Trading and Handling of Nonpublic Information INTRODUCTION The employees of Hawthorn Bancshares, Inc. ("Bancshares") and of its subsidiaries (Bancshares and its subsidiaries are together referred to as the "Company") may receive nonpublic information regarding the Company and other companies with which we do business. Accordingly, the Board
March 17, 2025	10-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2024 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission file number: 0-23636 HAWTHORN BANCS
March 17, 2025	EX-13	Annual Report to Shareholders (only those portions of this Annual Report to Shareholders which are specifically incorporated by reference into this Annual Report on Form 10-K shall be deemed to be filed with the SEC). Exhibit 13 2024 ANNUAL REPORT TO SHAREHOLDERS HAWTHORN BANCSHARES, INC. Jefferson City, Missouri March 17, 2025 Dear Shareholders: In many ways, 2024 was a foundational year. Several key changes were implemented, and we progressed our strategic initiatives, setting the stage for Hawthorn Bancshares, Inc. and Hawthorn Bank to grow in 2025. One of our most visible changes was the brand refresh that
January 22, 2025	EX-99.1	Hawthorn Bancshares Reports Results for the Fourth Quarter and the Year Ended December 31, 2024 Exhibit 99.1 Hawthorn Bancshares Reports Results for the Fourth Quarter and the Year Ended December 31, 2024 Jefferson City, MO — January 22, 2025 — Hawthorn Bancshares, Inc. (NASDAQ: HWBK), (the “Company”), the holding company for Hawthorn Bank, reported fourth quarter 2024 net income of $4.6 million, or earnings per diluted share of $0.66, and net income of $18.3 million, or earnings per diluted
January 22, 2025	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 22, 2025 Hawthorn Bancshares, Inc. (Exact Name of Registrant as Specified in Charter) Missouri 0-23636 43-1626350 (State or Other Jurisdiction of Incorporation) (Commission Fi
January 22, 2025	EX-99.2	Hawthorn Bancshares Announces Cash Dividend Exhibit 99.2 Hawthorn Bancshares Announces Cash Dividend Jefferson City, MO. — January 22, 2025 — Hawthorn Bancshares, Inc. (NASDAQ: HWBK) announced today that its Board of Directors approved a quarterly cash dividend of $0.19 per common share, payable April 1, 2025 to shareholders of record at the close of business on March 15, 2025. About Hawthorn Bancshares, Inc. Hawthorn Bancshares, Inc., a fi
November 25, 2024	SC 13G	HWBK / Hawthorn Bancshares, Inc. / Eden Douglas Todd Passive Investment SC 13G 1 formsc13g.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.)* Hawthorn Bancshares, Inc. Name of Issuer) Common Stock, $1 par value (Title of Class of Securities) 420476103 (CUSIP Number) Douglas Eden, 13029 Sorrento Way, Bradenton, FL 34211, (904) 891-6255 (Name, Address and Telephone Number of
November 14, 2024	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended September 30, 2024 OR ☐ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission file number: 0-23636 HAWTHOR
October 30, 2024	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 30, 2024 Hawthorn Bancshares, Inc. (Exact Name of Registrant as Specified in Charter) Missouri 0-23636 43-1626350 (State or Other Jurisdiction of Incorporation) (Commission Fi
October 30, 2024	EX-99.1	Hawthorn Bancshares Reports Third Quarter 2024 Results Exhibit 99.1 Hawthorn Bancshares Reports Third Quarter 2024 Results Jefferson City, MO — October 30, 2024 — Hawthorn Bancshares, Inc. (NASDAQ: HWBK), (the “Company”), the bank holding company for Hawthorn Bank, reported third quarter 2024 net income of $4.6 million, or earnings per diluted share (“EPS”) of $0.66. Third Quarter 2024 Results •Net income improved $2.0 million, or 77%, from the third
October 30, 2024	EX-99.2	Hawthorn Bancshares Announces Cash Dividend Exhibit 99.2 Hawthorn Bancshares Announces Cash Dividend Jefferson City, MO. — October 30, 2024 — Hawthorn Bancshares, Inc. (NASDAQ: HWBK) announced today that its Board of Directors approved a quarterly cash dividend of $0.19 per common share, payable January 1, 2025 to shareholders of record at the close of business on December 15, 2024. About Hawthorn Bancshares, Inc. Hawthorn Bancshares, Inc.,
September 3, 2024	EX-99.1	BOB REGNIER JOINS THE BOARD OF DIRECTORS OF EACH OF HAWTHORN BANK AND HAWTHORN BANCSHARES, INC. UNDERSCORING THEIR COMMITMENT TO COMMUNITY BANKING Exhibit 99.1 BOB REGNIER JOINS THE BOARD OF DIRECTORS OF EACH OF HAWTHORN BANK AND HAWTHORN BANCSHARES, INC. UNDERSCORING THEIR COMMITMENT TO COMMUNITY BANKING Jefferson City, MO – September 3, 2024 – Bob Regnier will join the Board of Directors of each of Hawthorn Bank, and its parent company Hawthorn Bancshares, Inc., (Nasdaq: HWBK), as an advisory member. In addition to his contributions on the
September 3, 2024	8-K	Regulation FD Disclosure, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 3, 2024 Hawthorn Bancshares, Inc. (Exact Name of Registrant as Specified in Charter) Missouri 0-23636 43-1626350 (State or Other Jurisdiction of Incorporation) (Commission F
August 14, 2024	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended June 30, 2024 OR ☐ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission file number: 0-23636 HAWTHORN BAN
July 30, 2024	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 30, 2024 Hawthorn Bancshares UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 30, 2024 Hawthorn Bancshares, Inc. (Exact Name of Registrant as Specified in Charter) Missouri 0-23636 43-1626350 (State or Other Jurisdiction of Incorporation) (Commission File
July 30, 2024	EX-99.1	Hawthorn Bancshares Reports Second Quarter 2024 Results Exhibit 99.1 Hawthorn Bancshares Reports Second Quarter 2024 Results Jefferson City, MO — July 30, 2024 — Hawthorn Bancshares, Inc. (NASDAQ: HWBK), (the “Company”), the bank holding company for Hawthorn Bank, reported second quarter 2024 net income of $4.6 million and earnings per diluted share (“EPS”) of $0.66. Second Quarter 2024 Results •Net income improved $0.2 million and EPS improved $0.03 p
July 30, 2024	EX-99.2	Hawthorn Bancshares Announces Cash Dividend Exhibit 99.2 Hawthorn Bancshares Announces Cash Dividend Jefferson City, MO. — July 30, 2024 — Hawthorn Bancshares, Inc. (NASDAQ: HWBK) announced today that its Board of Directors approved a quarterly cash dividend of $0.19 per common share, payable October 1, 2024 to shareholders of record at the close of business on September 15, 2024. About Hawthorn Bancshares, Inc. Hawthorn Bancshares, Inc., a
June 21, 2024	11-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 11-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 11-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission file number: 0-23636 A. Full title
June 7, 2024	EX-99.1	Hawthorn Bancshares Announces Results of 2024 Annual Meeting Exhibit 99.1 Hawthorn Bancshares Announces Results of 2024 Annual Meeting Jefferson City, MO. — June 7, 2024 — The Board of Directors of Hawthorn Bancshares, Inc. of Jefferson City, MO (NASDAQ: HWBK) announced that at the Company’s June 4, 2024 Annual Meeting of Shareholders, Frank E. Burkhead, Brent M. Giles, Jonathan L. States and Gus S. Wetzel, III were re-elected as Class II directors to serve
June 7, 2024	8-K	Regulation FD Disclosure, Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 4, 2024 Hawthorn Bancshares, Inc. (Exact Name of Registrant as Specified in Charter) Missouri 0-23636 43-1626350 (State or Other Jurisdiction of Incorporation) (Commission File N
May 9, 2024	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2024 OR ☐ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission file number: 0-23636 HAWTHORN BA
April 24, 2024	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 24, 2024 Hawthorn Bancshare UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 24, 2024 Hawthorn Bancshares, Inc. (Exact Name of Registrant as Specified in Charter) Missouri 0-23636 43-1626350 (State or Other Jurisdiction of Incorporation) (Commission File
April 24, 2024	EX-99.1	Hawthorn Bancshares Reports First Quarter 2024 Results Exhibit 99.1 Hawthorn Bancshares Reports First Quarter 2024 Results Jefferson City, MO — April 24, 2024 — Hawthorn Bancshares, Inc. (NASDAQ: HWBK), (the “Company”), the bank holding company for Hawthorn Bank, reported first quarter 2024 net income of $4.5 million and earnings per diluted share (“EPS”) of $0.63. First Quarter 2024 Results •Net income of $4.5 million, or $0.63 per diluted share, an
April 24, 2024	EX-99.2	Hawthorn Bancshares Announces Cash Dividend Exhibit 99.2 Hawthorn Bancshares Announces Cash Dividend Jefferson City, MO. — April 24, 2024 — Hawthorn Bancshares, Inc. (NASDAQ: HWBK) announced today that its Board of Directors approved a quarterly cash dividend of $0.19 per common share, payable July 1, 2024 to shareholders of record at the close of business on June 15, 2024, which represents an increase of $0.02 per common share from the pri
April 19, 2024	DEF 14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14
April 19, 2024	DEFA14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)). ☐ Defi
March 18, 2024	10-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission file number: 0-23636 HAWTHORN BANCS
March 18, 2024	EX-21	Annual Report on Form 10-K Exhibit 21 List of Subsidiaries Name of Subsidiary Jurisdiction of Organization Hawthorn Bank Missouri Jefferson City IHC, LLC Missouri (limited liability company) HB Reality, LLC Missouri (limited liability company) Exchange National Statutory Trust I Connecticut Exchange National Statutory Trust II Delaware Hawthorn Real Estate, LLC Missouri (limited liability company)
March 18, 2024	EX-97.1	Policy for the Recovery of Erroneously Awarded Compensation Exhibit 97.1 HAWTHORN BANCSHARES, INC. POLICY FOR THE RECOVERY OF ERRONEOUSLY AWARDED COMPENSATION 1.Purpose. The purpose of this Policy is to describe certain circumstances in which Executive Officers will be required to repay or return Erroneously Awarded Compensation to the Company Group. Each Executive Officer shall sign an acknowledgement or other agreement pursuant to which such Executive Of
March 18, 2024	EX-13	Annual Report to Shareholders (only those portions of this Annual Report to Shareholders which are specifically incorporated by reference into this Annual Report on Form 10-K shall be deemed to be filed with the Exhibit 13 2023 ANNUAL REPORT TO SHAREHOLDERS HAWTHORN BANCSHARES, INC. Jefferson City, Missouri March 18, 2024 Dear Shareholders: Transition and teamwork describe 2023 at Hawthorn Bancshares, Inc., and Hawthorn Bank. In April, after 45 years with the company, David Turner announced his retirement, and I was fortunate to be named Chief Executive Officer of this strong and storied community banking
March 18, 2024	EX-10.1	Form of Change of Control Exhibit 10.1 CHANGE IN CONTROL SEVERANCE AGREEMENT THIS CHANGE IN CONTROL SEVERANCE AGREEMENT is dated as of , 2019, between Hawthorn Bancshares, Inc., a Missouri corporation (the "Company"), and ("Executive"). RECITALS A. Executive is a valued employee of the Company or of Hawthorn Bank, a wholly-owned subsidiary of the Company (the "Bank"). B. The Board of Directors of the Company believes that
February 13, 2024	SC 13G	HWBK / Hawthorn Bancshares, Inc. / FJ Capital Management LLC Passive Investment SC 13G 1 eps11168.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. ) * Hawthorn Bancshares, Inc (HWBK) (Name of Issuer) Common Stock (Title of Class of Securities) 420476 10 3 (CUSIP Number) 2/13/2024 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rul
January 30, 2024	EX-99.1	Hawthorn Bancshares Reports Results for the Fourth Quarter and the Year Ended December 31, 2023 Exhibit 99.1 Hawthorn Bancshares Reports Results for the Fourth Quarter and the Year Ended December 31, 2023 Jefferson City, MO — January 30, 2024 — Hawthorn Bancshares, Inc. (NASDAQ: HWBK), (the “Company”), the holding company for Hawthorn Bank, reported fourth quarter net loss of $7.4 million, or loss per diluted share of $(1.05), and net income of $1.0 million, or earnings per diluted share ("E
January 30, 2024	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 30, 2024 Hawthorn Bancshares, Inc. (Exact Name of Registrant as Specified in Charter) Missouri 0-23636 43-1626350 (State or Other Jurisdiction of Incorporation) (Commission Fi
January 30, 2024	EX-99.2	Hawthorn Bancshares Announces Cash Dividend Exhibit 99.2 Hawthorn Bancshares Announces Cash Dividend Jefferson City, MO. — January 30, 2024 — Hawthorn Bancshares, Inc. (NASDAQ: HWBK) announced today that its Board of Directors approved a quarterly cash dividend of $0.17 per common share, payable April 1, 2024 to shareholders of record at the close of business on March 15, 2024. About Hawthorn Bancshares, Inc. Hawthorn Bancshares, Inc., a fi
December 27, 2023	EX-16.1	Letter from KPMG, LLP dated Exhibit 16.1 December 27, 2023 Securities and Exchange Commission Washington, D.C. 20549 Ladies and Gentlemen: We are currently principal accountants for Hawthorn Bancshares, Inc (“the Company”) and, under the date of March 29, 2023, we reported on the consolidated financial statements of the Company as of and for the years ended December 31, 2022 and 2021, and the effectiveness of internal contro
December 27, 2023	8-K	Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 20, 2023 Hawthorn Bancshares, Inc. (Exact Name of Registrant as Specified in Charter) Missouri 0-23636 43-1626350 (State or Other Jurisdiction of Incorporation) (Commission F
December 18, 2023	EX-99.1	HAWTHORN BANCSHARES, INC. REPOSITIONS BALANCE SHEET Exhibit 99.1 For More Information Contact: Brent Giles (573) 761-6100 HAWTHORN BANCSHARES, INC. REPOSITIONS BALANCE SHEET Jefferson City, MO – December 18, 2023 – Hawthorn Bancshares, Inc. (NASDAQ: HWBK) (the "Company"), the parent company of Hawthorn Bank (the "Bank"), implemented a balance sheet repositioning strategy of its portfolio of available-for-sale investment securities. The Bank sold $8
December 18, 2023	8-K	Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 18, 2023 Hawthorn Bancshares, Inc. (Exact Name of Registrant as Specified in Charter) Missouri 0-23636 43-1626350 (State or Other Jurisdiction of Incorporation) (Commission F
December 8, 2023	SC 13G	HWBK / Hawthorn Bancshares Inc / Eden Douglas Todd Passive Investment Schedule 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.)* Hawthorn Bancshares, Inc. Name of Issuer) Common Stock, $1 par value (Title of Class of Securities) 420476103 (CUSIP Number) Douglas Eden, 13029 Sorrento Way, Bradenton, FL 34211, (904) 891-6255 (Name, Address and Telephone Number of Person Au
November 9, 2023	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended September 30, 2023 OR ☐ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission file number: 0-23636 HAWTHOR
October 27, 2023	8-K	Regulation FD Disclosure, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 25, 2023 Hawthorn Bancshares, Inc. (Exact Name of Registrant as Specified in Charter) Missouri 0-23636 43-1626350 (State or Other Jurisdiction of Incorporation) (Commission Fi
October 27, 2023	EX-99.1	HAWTHORN BANCSHARES, INC. ANNOUNCES DIRECTORATE APPOINTMENT Exhibit 99.1 For More Information Contact: Brent Giles (573) 761-6100 HAWTHORN BANCSHARES, INC. ANNOUNCES DIRECTORATE APPOINTMENT Jefferson City, MO – October 27, 2023 – Hawthorn Bancshares, Inc. (NASDAQ: HWBK), the parent company of Hawthorn Bank, announced today that Douglas T. Eden has been appointed independent, non-executive director to both Hawthorn Bancshares and Hawthorn Bank’s board of di
October 25, 2023	EX-99.1	Hawthorn Bancshares Reports Third Quarter 2023 Results Exhibit 99.1 Hawthorn Bancshares Reports Third Quarter 2023 Results Jefferson City, MO — October 25, 2023 — Hawthorn Bancshares, Inc. (NASDAQ: HWBK), (the “Company”), the bank holding company for Hawthorn Bank, reported third quarter 2023 net income of $2.6 million and earnings per diluted share (“EPS”) of $0.36. Third Quarter 2023 Highlights •Net income of $2.6 million, or $0.36 per diluted share
October 25, 2023	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 25, 2023 Hawthorn Bancshares, Inc. (Exact Name of Registrant as Specified in Charter) Missouri 0-23636 43-1626350 (State or Other Jurisdiction of Incorporation) (Commission Fi
October 25, 2023	EX-99.2	Hawthorn Bancshares Announces Cash Dividend Exhibit 99.2 Hawthorn Bancshares Announces Cash Dividend Jefferson City, MO. — October 25, 2023 — Hawthorn Bancshares, Inc. (NASDAQ: HWBK) announced today that its Board of Directors approved a quarterly cash dividend of $0.17 per common share, payable January 1, 2024 to shareholders of record at the close of business on December 15, 2023. About Hawthorn Bancshares, Inc. Hawthorn Bancshares, Inc.,
September 20, 2023	EX-99.1	Hawthorn Bancshares, Inc. Names New Chief Financial Officer Exhibit 99.1 For More Information Contact: Brent Giles (573) 761-6100 Hawthorn Bancshares, Inc. Names New Chief Financial Officer Jefferson City, MO – September 20, 2023 – Hawthorn Bancshares, Inc. (NASDAQ: HWBK) and its subsidiary Hawthorn Bank announced today that Christopher Hafner will be named Senior Vice President and Chief Financial Officer of both entities effective October 13, 2023, repla
September 20, 2023	8-K	Regulation FD Disclosure, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 20, 2023 Hawthorn Bancshares, Inc. (Exact Name of Registrant as Specified in Charter) Missouri 0-23636 43-1626350 (State or Other Jurisdiction of Incorporation) (Commission
August 10, 2023	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended June 30, 2023 OR ☐ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission file number: 0-23636 HAWTHORN BAN
July 26, 2023	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 26, 2023 Hawthorn Bancshares UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 26, 2023 Hawthorn Bancshares, Inc. (Exact Name of Registrant as Specified in Charter) Missouri 0-23636 43-1626350 (State or Other Jurisdiction of Incorporation) (Commission File
July 26, 2023	EX-99.1	Hawthorn Bancshares Reports Results for the Three and Six Months Ended June 30, 2023 Exhibit 99.1 Hawthorn Bancshares Reports Results for the Three and Six Months Ended June 30, 2023 Second Quarter 2023 Highlights •Net income of $2.5 million, or $0.36 per diluted share •Net interest margin, fully taxable equivalent ("FTE") of 3.19% •Return on average assets and equity of 0.54% and 7.99%, respectively •Loans increased $21.1 million, or 1.4%, compared to the linked first quarter 202
July 26, 2023	EX-99.2	Hawthorn Bancshares Announces Cash Dividend Exhibit 99.2 Hawthorn Bancshares Announces Cash Dividend Jefferson City, MO. — July 26, 2023 — Hawthorn Bancshares, Inc. (NASDAQ: HWBK) announced today that its Board of Directors approved a quarterly cash dividend of $0.17 per common share, payable October 1, 2023 to shareholders of record at the close of business on September 15, 2023. About Hawthorn Bancshares, Inc. Hawthorn Bancshares, Inc., a
June 30, 2023	EX-FILING FEES	Filing Fee Table Exhibit 107 Calculation of Filing Fee Tables Form S-8 (Form Type) Hawthorn Bancshares, Inc.
June 30, 2023	S-8	As filed with the Securities and Exchange Commission on June 30, 2023 As filed with the Securities and Exchange Commission on June 30, 2023 Registration No.
June 22, 2023	11-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 11-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 11-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission file number: 0-23636 A. Full title
June 21, 2023	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 20, 2023 Hawthorn Bancshares, Inc. (Exact Name of Registrant as Specified in Charter) Missouri 0-23636 43-1626350 (State or Other Jurisdiction of Incorporation) (Commission File
June 12, 2023	EX-10.1	Hawthorn Bancshares, Inc. Equity Incentive Plan Exhibit 10.1 HAWTHORN BANCSHARES, INC. EQUITY INCENTIVE PLAN SECTION 1 INTRODUCTION 1.1 Establishment. Hawthorn Bancshares, Inc., a corporation organized and existing under the laws of the state of Missouri, hereby establishes the Hawthorn Bancshares, Inc. Equity Incentive Plan for certain Service Providers of the Company and its Subsidiaries. 1.2 Purpose. The purpose of this Plan is to allow elig
June 12, 2023	EX-10.2	Form of Hawthorn Bancshares, Inc. Equity Incentive Plan Restricted Stock Unit Award Agreement (Service-Based Vesting) Exhibit 10.2 Form of RSU Agreement (Service-Based Vesting) HAWTHORN BANCSHARES, INC. EQUITY INCENTIVE PLAN RESTRICTED STOCK UNIT AGREEMENT Date of Grant: Number of Restricted Stock Units Granted: THIS RESTRICTED STOCK UNIT AGREEMENT dated (this “Award Agreement”), is made by and between Hawthorn Bancshares, Inc., a Missouri corporation (the “Company”), and ("Participant"). RECITALS: A.Effective Ju
June 12, 2023	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 6, 2023 Hawthorn Bancshares, UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 6, 2023 Hawthorn Bancshares, Inc. (Exact Name of Registrant as Specified in Charter) Missouri 0-23636 43-1626350 (State or Other Jurisdiction of Incorporation) (Commission File N
June 12, 2023	EX-99.1	Hawthorn Bancshares Announces Results of 2023 Annual Meeting Exhibit 99.1 Hawthorn Bancshares Announces Results of 2023 Annual Meeting Jefferson City, MO. — June 12, 2023 — The Board of Directors of Hawthorn Bancshares, Inc. of Jefferson City, MO (NASDAQ: HWBK) announced that at the Company’s June 6, 2023 Annual Meeting of Shareholders, Kathleen L. Bruegenhemke, Philip D. Freeman and Jonathan D. Holtaway were re-elected as Class I directors to serve three-y
May 15, 2023	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2023 OR ☐ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission file number: 0-23636 HAWTHORN BA
May 9, 2023	SC 13D/A	HWBK / Hawthorn Bancshares Inc / PL Capital Advisors, LLC Activist Investment CUSIP No. 420476103 Page 1 of 7 Pages UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 1) HAWTHORN BANCSHARES, INC. (Name of Issuer) Common Stock, $1.00 par value (Title of Class of Securities) 420476103 (CUSIP Number) Mr. John W. Palmer PL Capital Advisors, LLC 750 Eleventh Street South Suite 202 Naples
April 27, 2023	EX-99.1	New CEO and New President Announced for Hawthorn Bancshares, Inc. and Hawthorn Bank Exhibit 99.1 For More Information Contact: David Turner (573) 761-6100 New CEO and New President Announced for Hawthorn Bancshares, Inc. and Hawthorn Bank Jefferson City, MO – April 27, 2023 – Hawthorn Bancshares, Inc. (NASDAQ: HWBK) and its subsidiary Hawthorn Bank announced today that Brent Giles will be named CEO of both entities effective May 1, 2023. Also for both entities, Gregg Bexten, curr
April 27, 2023	8-K	Regulation FD Disclosure, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 26, 2023 Hawthorn Bancshares, Inc. (Exact Name of Registrant as Specified in Charter) Missouri 0-23636 43-1626350 (State or Other Jurisdiction of Incorporation) (Commission File
April 26, 2023	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 26, 2023 Hawthorn Bancshares, Inc. (Exact Name of Registrant as Specified in Charter) Missouri 0-23636 43-1626350 (State or Other Jurisdiction of Incorporation) (Commission File
April 26, 2023	EX-99.2	Hawthorn Bancshares Announces Cash Dividend and Stock Dividend Exhibit 99.2 Hawthorn Bancshares Announces Cash Dividend and Stock Dividend Jefferson City, MO. — April 26, 2023 — Hawthorn Bancshares, Inc. (NASDAQ: HWBK) announced today that its Board of Directors approved a quarterly cash dividend of $0.17 per common share, payable July 1, 2023 to shareholders of record at the close of business on June 15, 2023. The board also approved a special stock dividend
April 26, 2023	EX-99.1	Hawthorn Bancshares Reports Results for the First Quarter 2023 Exhibit 99.1 Hawthorn Bancshares Reports Results for the First Quarter 2023 First Quarter 2023 Highlights •Net income of $3.3 million, or $0.48 per diluted share •Net interest margin, fully taxable equivalent ("FTE") of 3.16% •Return on average assets and equity of 0.70% and 10.14%, respectively •Loans increased $20.8 million, or 1.4%, compared to the linked fourth quarter 2022 (“linked quarter”)
April 21, 2023	DEFA14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)). ☐ Defi
April 21, 2023	DEF 14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14
March 29, 2023	EX-13	Annual Report to Shareholders (only those portions of this Annual Report to Shareholders which are specifically incorporated by reference into this Annual Report on Form 10-K shall be deemed to be filed with the Commission). Exhibit 13 2022 ANNUAL REPORT TO SHAREHOLDERS HAWTHORN BANCSHARES, INC. Jefferson City, Missouri March 29, 2023 Dear Shareholders: Given the recent events in the banking industry, I’d be remiss if I didn’t take this opportunity to remind you why I think you have chosen to invest in Hawthorn Bancshares, Inc., the holding company of Hawthorn Bank. We are a Missouri-based community bank with strong r
March 29, 2023	10-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission file number: 0-23636 HAWTHORN BANCS
January 30, 2023	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 30, 2023 Hawthorn Bancshares, Inc. (Exact Name of Registrant as Specified in Charter) Missouri 0-23636 43-1626350 (State or Other Jurisdiction of Incorporation) (Commission Fi
January 30, 2023	EX-99.1	Hawthorn Bancshares Reports Results for the Fourth Quarter and the Year Ended December 31, 2022 Exhibit 99.1 Hawthorn Bancshares Reports Results for the Fourth Quarter and the Year Ended December 31, 2022 2022 Highlights •Net income of $20.8 million, or $3.06 per diluted share •Net interest margin, fully taxable equivalent ("FTE") of 3.53% •Return on average assets and equity of 1.16% and 15.94%, respectively •Loans increased $219.1 million, or 16.8%, compared to 2021 ("prior year") •Deposit
January 30, 2023	EX-99.2	Hawthorn Bancshares Announces Cash Dividend Exhibit 99.2 Hawthorn Bancshares Announces Cash Dividend Jefferson City, MO. — January 30, 2023 — Hawthorn Bancshares, Inc. (NASDAQ: HWBK) announced today that its Board of Directors approved a quarterly cash dividend of $0.17 per common share, payable April 1, 2023 to shareholders of record at the close of business on March 15, 2023. About Hawthorn Bancshares Hawthorn Bancshares, Inc., a financia
December 1, 2022	SC 13G	HWBK / Hawthorn Bancshares, Inc. / Eden Douglas Todd Passive Investment Schedule 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendmnet No.)* Hawthorn Bancshares, Inc. Name of Issuer) Common Stock, $1 par value (Title of Class of Securities) 420476103 (CUSIP Number) Douglas Eden, 13029 Sorrento Way, Bradenton, FL 34211, (904) 891-6255 (Name, Address and Telephone Number of Person Au
November 10, 2022	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended September 30, 2022 OR ? Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission file number: 0-23636 HAWTHOR
October 26, 2022	EX-99.1	[Tables follow] Exhibit 99.1 Hawthorn Bancshares Reports Results for the Three and Nine Months Ended September 30, 2022 Third Quarter 2022 Highlights ?Net income of $4.9 million, or $0.73 per diluted share ?Net interest margin, fully taxable equivalent ("FTE") of 3.56% ?Return on average assets and equity of 1.08% and 15.30%, respectively ?Loans increased $64.2 million, or 4.5%, compared to the linked second quar
October 26, 2022	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 26, 2022 Hawthorn Bancshares, Inc. (Exact Name of Registrant as Specified in Charter) Missouri 0-23636 43-1626350 (State or Other Jurisdiction of Incorporation) (Commission Fi
October 26, 2022	EX-99.2	Hawthorn Bancshares Announces Cash Dividend Exhibit 99.2 Hawthorn Bancshares Announces Cash Dividend Jefferson City, MO. ? October 26, 2022 ? Hawthorn Bancshares, Inc. (NASDAQ: HWBK) announced today that its Board of Directors approved a quarterly cash dividend of $0.17 per common share, payable January 1, 2023 to shareholders of record at the close of business on December 15, 2022. About Hawthorn Bancshares Hawthorn Bancshares, Inc., a fin
October 4, 2022	EX-99.1	Hawthorn Bancshares Announces Directorate Appointments Exhibit 99.1 Hawthorn Bancshares Announces Directorate Appointments Jefferson City, MO. ? October 4, 2022 ? Hawthorn Bancshares, Inc. (NASDAQ: HWBK), the parent company of Hawthorn Bank, announced today that Shawna Hettinger and John States have been appointed independent non-executive directors to both Hawthorn Bancshares and Hawthorn Bank?s board of directors effective September 28, 2022. ?We ar
October 4, 2022	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 28, 2022 Hawthorn Bancshares, Inc. (Exact Name of Registrant as Specified in Charter) Missouri 0-23636 43-1626350 (State or Other Jurisdiction of Incorporation) (Commission
August 11, 2022	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended June 30, 2022 OR ? Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission file number: 0-23636 HAWTHORN BAN
July 27, 2022	EX-99.1	[Tables follow] Exhibit 99.1 Hawthorn Bancshares Reports Results for the Three and Six Months Ended June 30, 2022 Second Quarter 2022 Highlights ?Net income of $4.5 million, or $0.66 per diluted share ?Net interest margin, fully taxable equivalent ("FTE") of 3.64% ?Return on average assets and equity of 1.04% and 14.00%, respectively ?Loans increased $93.9 million, or 7.0%, compared to the linked first quarter 20
July 27, 2022	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 27, 2022 Hawthorn Bancshares, Inc. (Exact Name of Registrant as Specified in Charter) Missouri 0-23636 43-1626350 (State or Other Jurisdiction of Incorporation) (Commission File
July 27, 2022	EX-99.2	Hawthorn Bancshares Announces Cash Dividend Exhibit 99.2 Hawthorn Bancshares Announces Cash Dividend Jefferson City, MO. ? July 27, 2022 ? Hawthorn Bancshares, Inc. (NASDAQ: HWBK) announced today that its Board of Directors approved a quarterly cash dividend of $0.17 per common share, payable October 1, 2022 to shareholders of record at the close of business on September 15, 2022. About Hawthorn Bancshares Hawthorn Bancshares, Inc., a finan
June 29, 2022	11-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 11-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 11-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2021 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission file number: 0-23636 A. Full title
June 9, 2022	EX-99.1	Hawthorn Bancshares Announces Results of 2022 Annual Meeting Exhibit 99.1 Hawthorn Bancshares Announces Results of 2022 Annual Meeting Jefferson City, MO. ? June 9, 2022 ? The Board of Directors of Hawthorn Bancshares, Inc. of Jefferson City, MO (NASDAQ: HWBK) announced that at the Company?s June 7, 2022 Annual Meeting of Shareholders, Kevin L. Riley and David T. Turner were re-elected as Class III directors to serve three-year terms expiring 2025. Mr. Rile
June 9, 2022	8-K	Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 7, 2022 Hawthorn Bancshares, Inc. (Exact Name of Registrant as Specified in Charter) Missouri 0-23636 43-1626350 (State or Other Jurisdiction of Incorporation) (Commission File N
May 10, 2022	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2022 OR ? Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission file number: 0-23636 HAWTHORN BA
April 29, 2022	EX-99.1	[Tables follow] Exhibit 99.1 Hawthorn Bancshares Reports Results for First Quarter 2022 First Quarter 2022 Highlights ?Net income of $6.6 million, or $1.00 per diluted share ?Net interest margin, fully taxable equivalent ("FTE") of 3.50% ?Return on average assets and equity of 1.51% and 18.41%, respectively ?Loans, excluding Small Business Paycheck Protection Program ("PPP") loans, increased $37.9 million, or 2.9
April 29, 2022	EX-99.2	Hawthorn Bancshares Announces Cash Dividend and Stock Dividend Exhibit 99.2 Hawthorn Bancshares Announces Cash Dividend and Stock Dividend Jefferson City, MO. ? April 29, 2022 ? Hawthorn Bancshares, Inc. (NASDAQ: HWBK) announced today that its Board of Directors approved an increase in the quarterly cash dividend of $0.02 per common share, or 13.3%, to a total of $0.17 per common share, payable July 1, 2022 to shareholders of record at the close of business o
April 29, 2022	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 29, 2022 Hawthorn Bancshares, Inc. (Exact Name of Registrant as Specified in Charter) Missouri 0-23636 43-1626350 (State or Other Jurisdiction of Incorporation) (Commission File
April 22, 2022	DEFA14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) DEFA14A 1 definitiveadditionalmateri.htm DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commissio
April 22, 2022	DEF 14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) DEF 14A 1 hawthornbancsharesincproxy.htm DEF 14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Us
March 17, 2022	EX-13	The Company's 2021 Annual Report to Shareholders (only those portions of this Annual Report to Shareholders which are specifically incorporated by reference into this Annual Report on Form 10-K shall be deemed to be filed with the Commissio Exhibit 13 2021 ANNUAL REPORT TO SHAREHOLDERS HAWTHORN BANCSHARES, INC. Jefferson City, Missouri March 17, 2022 Dear Shareholders: It’s difficult to compose a communication regarding an update, without also acknowledging the environment we live in every day that shapes our lives. For the past two years we have been discussing the “unprecedented” times brought on by the pandemic; for which we are a
March 17, 2022	10-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2021 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission file number: 0-23636 HAWTHORN BANCS
February 17, 2022	SC 13D	HWBK / Hawthorn Bancshares, Inc. / PL Capital Advisors, LLC Activist Investment CUSIP No. 420476103 Page 1 of 9 Pages UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 HAWTHORN BANCSHARES, INC. (Name of Issuer) Common Stock, $1.00 par value (Title of Class of Securities) 420476103 (CUSIP Number) Mr. John W. Palmer PL Capital Advisors, LLC 750 Eleventh Street South Suite 202 Naples, FL 34102 (239) 777
February 17, 2022	EX-99.1	JOINT FILING AGREEMENT Exhibit 99.1 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended, the undersigned agree to the joint filing on behalf of each of them of a Schedule 13D (including any and all amendments thereto) with respect to the common stock, $1.00 par value, of Hawthorn Bancshares, Inc., and further agree that this Joint Filing Agreement shall be includ
January 28, 2022	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 28, 2022 Hawthorn Bancshares, Inc. (Exact Name of Registrant as Specified in Charter) Missouri 0-23636 43-1626350 (State or Other Jurisdiction of Incorporation) (Commission Fi
January 28, 2022	EX-99.1	[Tables follow] Exhibit 99.1 Hawthorn Bancshares Reports Fourth Quarter and Full Year 2021 Results 2021 Highlights ?Net income of $22.5 million, or $3.40 per diluted share ?Net interest margin, fully taxable equivalent ("FTE") of 3.62% ?Return on average assets and equity of 1.30% and 16.46%, respectively ?Loans, excluding Small Business Paycheck Protection Program ("PPP") loans, increased $70.1 million, or 5.7%,
January 28, 2022	EX-99.2	Hawthorn Bancshares Announces Cash Dividend Exhibit 99.2 Hawthorn Bancshares Announces Cash Dividend Jefferson City, MO. ? January 28, 2022 ? Hawthorn Bancshares, Inc. (NASDAQ: HWBK) announced today that its Board of Directors approved a quarterly cash dividend of $0.15 per share, payable April 1, 2022 to shareholders of record at the close of business on March 15, 2022. The dividend payment is consistent with the previous quarterly rate. A
November 15, 2021	SC 13G	HWBK / Hawthorn Bancshares, Inc. / Eden Douglas Todd Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Hawthorn Bancshares, Inc. (Name of Issuer) Common Stock, $1 Par Value (Title of Class of Securities) 420476103 (CUSIP Number) Douglas Eden, 13029 Sorrento Way, Bradenton, FL 34211, (904) 891-6255 (Name, Address and Telephone Number of Person Authorized to
November 4, 2021	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended September 30, 2021 OR ? Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission file number: 0-23636 HAW
October 27, 2021	EX-99.2	Hawthorn Bancshares Announces Cash Dividend Exhibit 99.2 Hawthorn Bancshares Announces Cash Dividend Jefferson City, MO. ? October 27, 2021 ? Hawthorn Bancshares, Inc. (NASDAQ: HWBK) announced today that its Board of Directors approved a quarterly cash dividend of $0.15 per share, payable January 1, 2022 to shareholders of record at the close of business on December 15, 2021. The dividend payment is consistent with the previous quarterly ra
October 27, 2021	EX-99.1	[Tables follow] Exhibit 99.1 Hawthorn Bancshares Reports Results for Three and Nine Months Ended September 30, 2021 Third Quarter 2021 Results ? Net income of $5.8 million, or $0.88 per diluted share ? Net interest margin, fully taxable equivalent ("FTE") of 3.78% ? Return on average assets and equity of 1.33% and 16.49%, respectively ? Loans decreased $11 million, or 0.9%, compared to the linked quarter ? Deposi
October 27, 2021	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 27, 2021 Hawthorn Bancshares, Inc. (Exact Name of Registrant as Specified in Charter) ? ? ? ? ? ? ? Missouri 0-23636 43-1626350 (State or Other Jurisdiction of Incorporation
August 6, 2021	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended June 30, 2021 OR ? Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission file number: 0-23636 HAWTHORN
July 29, 2021	EX-99.2	Hawthorn Bancshares Announces Cash Dividend Exhibit 99.2 Hawthorn Bancshares Announces Cash Dividend Jefferson City, MO. ? July 29, 2021 ? Hawthorn Bancshares, Inc. (NASDAQ: HWBK) announced today that its Board of Directors approved a quarterly cash dividend of $0.15 per share, payable October 1, 2021 to shareholders of record at the close of business on September 15, 2021. The dividend payment is consistent with the previous quarterly rate
July 29, 2021	EX-99.1	[Tables follow] Exhibit 99.1 Hawthorn Bancshares Reports Results for Three and Six Months Ended June 30, 2021 Second Quarter 2021 Results ? Net income of $4.9 million, or $0.74 per diluted share ? Net interest margin, fully taxable equivalent ("FTE") of 3.40% ? Return on average assets and equity of 1.14% and 14.64%, respectively ? Loans increased $18 million, or 1.4%, compared to the linked quarter ? Deposits de
July 29, 2021	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 28, 2021 Hawthorn Bancshares, Inc. (Exact Name of Registrant as Specified in Charter) ? ? ? ? ? ? ? Missouri 0-23636 43-1626350 (State or Other Jurisdiction of Incorporation) (
June 15, 2021	11-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 11-K (Mark One): ⌧ ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the fiscal year ended December 31, 2020. ◻ TRANSITION REPORT PURSUANT Table of Contents ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.
June 10, 2021	8-K	Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 8, 2021 Hawthorn Bancshares, Inc. (Exact Name of Registrant as Specified in Charter) ? ? ? ? ? ? ? Missouri 0-23636 43-1626350 (State or Other Jurisdiction of Incorporation) (C
June 10, 2021	EX-99.1	Hawthorn Bancshares Announces Results of 2021 Annual Meeting Exhibit 99.1 Hawthorn Bancshares Announces Results of 2021 Annual Meeting Jefferson City, MO. ? June 10, 2021 ? The Board of Directors of Hawthorn Bancshares, Inc. of Jefferson City, MO (NASDAQ: HWBK) announced that at the Company?s June 8, 2021 Annual Meeting of Shareholders, Frank E. Burkhead and Gus S. Wetzel, III were re-elected as Class II directors to serve three-year terms expiring 2024. Mr
May 10, 2021	10-Q	Quarterly Report - 10-Q ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2021 OR ? Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission file number: 0-23636 HAWTHOR
April 30, 2021	8-K	Financial Statements and Exhibits, Other Events ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 28, 2021 Hawthorn Bancshares, Inc. (Exact Name of Registrant as Specified in Charter) ? ? ? ? ? ? ? Missouri 0-23636 43-1626350 (State or Other Jurisdiction of Incorporation)
April 30, 2021	EX-99.1	Hawthorn Bancshares Announces Increased Share Repurchase Authorization Exhibit 99.1 Hawthorn Bancshares Announces Increased Share Repurchase Authorization Hawthorn Bancshares Inc. (NASDAQ: HWBK), today announced that on April 28, 2021 the Board of Directors authorized the purchase of an additional $3,055,058.21 market value of Hawthorn Bancshares’ common stock, resulting in the Company being authorized to purchase a total of up to $5.0 million market value of Hawthor
April 29, 2021	DEF 14A	- DEF 14A ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a party other than the Registrant ? Check the appropriate box: ? Preliminary proxy statement ? ? Confidential, for us
April 28, 2021	EX-99.1	[Tables follow] Exhibit 99.1 Hawthorn Bancshares Reports Results for First Quarter 2021 First Quarter 2021 Results ? Net income of $5.8 million, or $0.92 per diluted share ? Net interest margin, fully taxable equivalent ("FTE") of 3.62% ? Return on average assets and equity of 1.38% and 18.03%, respectively ? Closed over $40 million in SBA Paycheck Protection Program Loans ("PPP") Jefferson City, MO ? April 28, 2
April 28, 2021	EX-99.2	Hawthorn Bancshares Announces Cash Dividend and Stock Dividend Exhibit 99.2 Hawthorn Bancshares Announces Cash Dividend and Stock Dividend Jefferson City, MO. ? April 28, 2021 ? Hawthorn Bancshares, Inc. (NASDAQ: HWBK) announced today that its Board of Directors approved an increase in the quarterly cash dividend of $0.02 per share, or 15.4%, to a total of $0.15 per share, payable July 1, 2021 to shareholders of record at the close of business on June 15, 202
April 28, 2021	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 28, 2021 Hawthorn Bancshares, Inc. (Exact Name of Registrant as Specified in Charter) ? ? ? ? ? ? ? Missouri 0-23636 43-1626350 (State or Other Jurisdiction of Incorporation)
March 12, 2021	10-K	Annual Report - 10-K ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2020 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission file number: 0-23636 HAWTHORN B
March 12, 2021	EX-13	The Company's 2020 Annual Report to Shareholders (only those portions of this Annual Report to Shareholders which are specifically incorporated by reference into this Annual Report on Form 10-K shall be deemed to be filed with the Commission). Exhibit 13 2020 ANNUAL REPORT TO SHAREHOLDERS ? HAWTHORN BANCSHARES, INC. Jefferson City, Missouri ? ? ? March 12, 2021 Dear Shareholders: By any measure, 2020 was a very challenging year. I hope this letter finds you healthy, safe, and if you have been impacted by the COVID-19 pandemic; on the path to a full recovery. We appreciate the confidence and trust you have demonstrated as an investor in
January 27, 2021	EX-99.1	Hawthorn Bancshares Announces Cash Dividend EX-99.1 3 hwbk-20210127xex99d1.htm EX-99.1 Exhibit 99.1 Hawthorn Bancshares Announces Cash Dividend Jefferson City, MO. — January 27, 2021 — Hawthorn Bancshares of Jefferson City, MO (NASDAQ: HWBK) announced today that its Board of Directors approved a quarterly cash dividend of $0.13 per share payable April 1, 2021 to shareholders of record at the close of business on March 15, 2021. This dividen
January 27, 2021	EX-3.1	Amended and Restated Bylaws of the Company (filed as Exhibit 3.1 to the Company's current report on Form 8-K on January 27, 2021 and incorporated herein by reference). Exhibit 3.1 AMENDED AND RESTATED BYLAWS OF HAWTHORN BANCSHARES, INC. As adopted by the Board of Directors on January 27, 2021. TABLE OF CONTENTS Page ARTICLE I OFFICES AND RECORDS‌1 1.1 Registered Office and Registered Agent‌1 1.2 Corporate Offices‌1 1.3 Books and Records‌1 1.4 Inspection of Records‌1 ARTICLE II SHAREHOLDERS‌2 2.1 Place of Meetings‌2 2.2 Annual Meetings‌2 2.3 Special Meetings.‌2 2
January 27, 2021	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 27, 2021 Hawthorn Bancshares, Inc. (Exact Name of Registrant as Specified in Charter) ? ? ? ? ? ? ? Missouri 0-23636 43-1626350 (State or Other Jurisdiction of Incorporation
January 27, 2021	8-K	Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 27, 2021 Hawthorn Bancshares, Inc. (Exact Name of Registrant as Specified in Charter) Missouri 0-23636 43-1626350 (State or Other Jurisdiction of Incorporation) (Commission Fi
January 27, 2021	EX-99.1	[Tables follow] Exhibit 99.1 Hawthorn Bancshares Reports Fourth Quarter and Full Year 2020 Results 2020 Highlights ● Net income of $14.3 million, or $2.20 per diluted share ● Record pre-tax and pre-provision income of $23.3 million increased $2.2 million, or 10% from the prior year ● Net interest margin, fully taxable equivalent ("FTE") of 3.48% ● Return on average assets and equity of 0.88% and 11.71%, respectiv
November 5, 2020	EX-99.1	Hawthorn Bancshares Announces Cash Dividend Exhibit 99.1 Hawthorn Bancshares Announces Cash Dividend Jefferson City, MO. — November 5, 2020 — Hawthorn Bancshares of Jefferson City, MO (NASDAQ: HWBK) announced today that its Board of Directors approved an increase in the quarterly cash dividend of $0.01 per share, or 8.3%, to a total of $0.13 per share, payable January 1, 2021 to shareholders of record at the close of business on December 15
November 5, 2020	8-K	Financial Statements and Exhibits, Other Events - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 4, 2020 Hawthorn Bancshares, Inc. (Exact Name of Registrant as Specified in Charter) Missouri 0-23636 43-1626350 (State or Other Jurisdiction of Incorporation) (Commission Fi
November 5, 2020	10-Q	Quarterly Report - 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended September 30, 2020 OR ☐ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission file number: 0-23636 HAWTHOR
October 30, 2020	EX-99.1	[Tables follow] Exhibit 99.1 Hawthorn Bancshares Reports Results for Third Quarter 2020 Third Quarter 2020 Results ● Net income of $5.0 million, or $0.77 per diluted share ● Net interest margin, fully taxable equivalent ("FTE") of 3.50% ● Return on average assets and equity of 1.18% and 15.99%, respectively ● Loan and deposit volumes were relatively “flat” for the quarter Jefferson City, MO — October 30, 2020 — H
October 30, 2020	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 30, 2020 Hawthorn Bancshares, Inc. (Exact Name of Registrant as Specified in Charter) Missouri 0-23636 43-1626350 (State or Other Jurisdiction of Incorporation) (Commission Fi
August 21, 2020	EX-99.1	Hawthorn Bancshares Announces Reinstatement of Its Common Stock Repurchase Program Exhibit 99.1 Hawthorn Bancshares Announces Reinstatement of Its Common Stock Repurchase Program Company Release – August 21, 2020 JEFFERSON CITY, Mo., August 21, 2020 - Hawthorn Bancshares Inc. (NASDAQ: HWBK), announced that its Board of Directors has reinstated its stock repurchase program, effective yesterday, August 20, 2020. Hawthorn Bancshares, Inc. announced the temporary suspension of its s
August 21, 2020	8-K	Financial Statements and Exhibits, Other Events - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 20, 2020 Hawthorn Bancshares, Inc. (Exact Name of Registrant as Specified in Charter) Missouri 0-23636 43-1626350 (State or Other Jurisdiction of Incorporation) (Commission Fil
August 19, 2020	SC 13D	HWBK / Hawthorn Bancshares, Inc. / Ategra Capital Management, LLC Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No.
August 6, 2020	10-Q	Quarterly Report - 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended June 30, 2020 OR ☐ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission file number: 0-23636 HAWTHORN BAN
August 5, 2020	EX-99	Announces Cash Exhibit 99.1 Hawthorn Bancshares Announces Cash Dividend Jefferson City, MO. — August 5, 2020 — Hawthorn Bancshares of Jefferson City, MO (NASDAQ: HWBK) announced today that its Board of Directors approved a quarterly cash dividend of $0.12 per share payable October 1, 2020 to shareholders of record at the close of business on September 15, 2020. This dividend payment is consistent with the previo
August 5, 2020	8-K	Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): August 5, 2020 Commission File Number: 0-23636 Hawthorn Bancshares, Inc.
July 30, 2020	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 30, 2020 Hawthorn Bancshares, Inc. (Exact Name of Registrant as Specified in Charter) Missouri 0-23636 43-1626350 (State or Other Jurisdiction of Incorporation) (Commission File
July 30, 2020	EX-99.1	[Tables follow] Exhibit 99.1 Hawthorn Bancshares Reports Results for Second Quarter 2020 Second Quarter 2020 Results ● Net income of $3.3 million, $0.51 per diluted share ● Net interest margin, fully taxable equivalent ("FTE") of 3.46% ● Return on average assets and equity of 0.81% and 11.12%, respectively ● Loans increased $100 million, or 8.5%, compared to linked quarter ● Deposits increased $148 million, or 12
June 4, 2020	11-K	- 11-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 11‑K (Mark One): ☒ ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the fiscal year ended December 31, 2019. OR ◻ TRANSITION REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the transition period from to Commission file number 0‑23636 A. Full
June 4, 2020	EX-99	Hawthorn Bancshares Announces Results of 2020 Annual Meeting Exhibit 99.1 Hawthorn Bancshares Announces Results of 2020 Annual Meeting Jefferson City, MO. — June 4, 2020 — The Board of Directors of Hawthorn Bancshares, Inc. of Jefferson City, MO (NASDAQ: HWBK) announced that at the Company’s June 2, 2020 Annual Meeting of Shareholders, Philip D. Freeman, Kathleen L. Bruegenhemke and Jonathan D. Holtaway were re-elected as Class I directors to serve three-ye
June 4, 2020	8-K	Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): June 2, 2020 Commission File Number: 0-23636 Hawthorn Bancshares, Inc.
May 7, 2020	EX-99	Hawthorn Bancshares Announces Cash and Stock Dividend Exhibit 99.1 Hawthorn Bancshares Announces Cash and Stock Dividend Jefferson City, MO. — May 6, 2020— Hawthorn Bancshares of Jefferson City, MO (NASDAQ: HWBK) announced today that its Board of Directors approved a quarterly cash dividend of $0.12 per share payable July 1, 2020 to shareholders of record at the close of business on June 15, 2020. This dividend payment is consistent with the previous
May 7, 2020	10-Q	Quarterly Report - 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2020 OR ◻ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission file number: 0‑23636 HAWTHORN BA
May 7, 2020	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 6, 2020 Commission File Number: 0-23636 Hawthorn Bancshares, Inc.
April 30, 2020	EX-99.1	Hawthorn Bancshares Reports First Quarter 2020 Financial Results Exhibit 99.1 Hawthorn Bancshares Reports First Quarter 2020 Financial Results Jefferson City, Mo. — April 30, 2020 — Hawthorn Bancshares Inc. (NASDAQ: HWBK), today reported consolidated financial results for the Company for the three months ended March 31, 2020. Net income for the current quarter was $0.9 million, or $0.14 per diluted common share, compared to $4.1 million, or $0.65 per diluted co
April 30, 2020	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 30, 2020 Hawthorn Bancshares, Inc. (Exact Name of Registrant as Specified in Charter) Missouri 0-23636 43-1626350 (State or Other Jurisdiction of Incorporation) (Commission File
April 28, 2020	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): April 28, 2020 Commission File Number: 0-23636 Hawthorn Bancshares, Inc.
April 22, 2020	DEF 14A	HWBK / Hawthorn Bancshares, Inc. DEF 14A - - DEF 14A DEF 14A 1 tm2015395-2def14a.htm DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary pr
March 16, 2020	EX-4	Description of the Company's Securities Registered Pursuant to Section 12 of the Securities Exchange Act of 1934 (filed as Exhibit 4.0 to the Company's Annual Report on Form 10-K for the fiscal year ended December 31, 2019 and incorporated herein by reference). Exhibit 4 DESCRIPTION OF THE COMPANY'S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 The following is a brief description of the common stock, $1.
March 16, 2020	EX-13	The Company's 2019 Annual Report to Shareholders (only those portions of this Annual Report to Shareholders which are specifically incorporated by reference into this Annual Report on Form 10‑K shall be deemed to be filed with the Commission). Exhibit 13 2019 ANNUAL REPORT TO SHAREHOLDERS HAWTHORN BANCSHARES, INC. Jefferson City, Missouri March 16, 2020 Dear Shareholders: I am pleased to report that in 2019, the Company finished the year with increased net income, strong capital levels and excellent asset quality. Net income in 2019 was $16.1 million ($2.57 per diluted share) compared to $10.7 million ($1.71 per diluted share) in 2018.
March 16, 2020	10-K	HWBK / Hawthorn Bancshares, Inc. 10-K - Annual Report - 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2019 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission file number: 0‑23636 HAWTHORN BANCS
February 14, 2020	SC 13G/A	HWBK / Hawthorn Bancshares, Inc. / ENDEAVOUR CAPITAL ADVISORS INC - SC 13G/A Passive Investment SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A (Amendment No. 2)* Under the Securities Exchange Act of 1934 Hawthorn Bancshares, Inc. (Name of Issuer) Common Stock, par value $1.00 per share (Title of Class of Securities) 420476103 (CUSIP Number) December 31, 2019 (Date of Event which Requires Filing of this Statement) Check the appropriate box to d
January 31, 2020	8-K	Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): January 30, 2020 Commission File Number: 0-23636 Hawthorn Bancshares, Inc.
January 31, 2020	EX-99	Hawthorn Bancshares Announces Cash Dividend Exhibit 99.1 Hawthorn Bancshares Announces Cash Dividend Jefferson City, MO. — January 31, 2020— Hawthorn Bancshares of Jefferson City, MO (NASDAQ: HWBK) announced today that its Board of Directors approved a quarterly cash dividend of $0.12 per share payable April 1, 2020 to shareholders of record at the close of business on March 15, 2020. This dividend payment is consistent with the previous qu
January 30, 2020	EX-99.1`	Hawthorn Bancshares Reports 2019 Financial Results Exhibit 99.1 Hawthorn Bancshares Reports 2019 Financial Results Jefferson City, Mo. — January 30, 2020 — Hawthorn Bancshares Inc. (NASDAQ: HWBK), today reported consolidated financial results for the Company for the year ended December 31, 2019. Net income for the current year was $16.1 million, or $2.57 per diluted common share, compared to $10.7 million, or $1.71 per diluted common share, for 20
January 30, 2020	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 30, 2020 Hawthorn Bancshares, Inc. (Exact Name of Registrant as Specified in Charter) Missouri 0-23636 43-1626350 (State or Other Jurisdiction of Incorporation) (Commission Fi
November 7, 2019	10-Q	HWBK / Hawthorn Bancshares, Inc. 10-Q - Quarterly Report - 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended September 30, 2019 OR ◻ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission file number: 0‑23636 HAWTHOR
November 6, 2019	EX-99	Announces Cash Exhibit 99.1 Hawthorn Bancshares Announces Cash Dividend Jefferson City, MO. — November 6, 2019 — Hawthorn Bancshares of Jefferson City, MO (NASDAQ: HWBK) announced today that its Board of Directors approved a quarterly cash dividend of $0.12 per share payable January 1, 2020 to shareholders of record at the close of business on December 15, 2019. This dividend payment is consistent with the previ
November 6, 2019	8-K	Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): November 6, 2019 Commission File Number: 0-23636 Hawthorn Bancshares, Inc.
October 30, 2019	EX-99.1	Hawthorn Bancshares Reports Third Quarter 2019 Financial Results Exhibit 99.1 Hawthorn Bancshares Reports Third Quarter 2019 Financial Results Jefferson City, Mo. — October 30, 2019 — Hawthorn Bancshares Inc. (NASDAQ: HWBK), today reported consolidated financial results for the Company for the quarter ended September 30, 2019. Net income for the current quarter was $3.9 million, or $0.62 per diluted common share, compared to $3.5 million, or $0.56 per diluted c
October 30, 2019	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 30, 2019 Hawthorn Bancshares, Inc. (Exact Name of Registrant as Specified in Charter) Missouri 0-23636 43-1626350 (State or Other Jurisdiction of Incorporation) (Commission Fi
September 19, 2019	EX-99.1	Hawthorn Bancshares Announces Authorization of Funds for Its Common Stock Repurchase Program Exhibit 99.1 Hawthorn Bancshares Announces Authorization of Funds for Its Common Stock Repurchase Program Jefferson City, Mo — September 19, 2019 — Hawthorn Bancshares Inc. (NASDAQ: HWBK), yesterday announced that the Board of Directors authorized the purchase of up to $5.0 million market value of Hawthorn Bancshares’ common stock. Management was given discretion to determine the number and pricin
September 19, 2019	8-K	Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 18, 2019 Hawthorn Bancshares, Inc. (Exact Name of Registrant as Specified in Charter) Missouri 0-23636 43-1626350 (State or Other Jurisdiction of Incorporation) (Commission
August 8, 2019	10-Q	HWBK / Hawthorn Bancshares, Inc. 10-Q - Quarterly Report - 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended June 30, 2019 OR ◻ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission file number: 0‑23636 HAWTHORN BAN
August 7, 2019	EX-1.02	Hawthorn Bancshares Announces Cash Dividend Exhibit 99.1 Hawthorn Bancshares Announces Cash Dividend Jefferson City, MO. - August 7, 2019 - Hawthorn Bancshares of Jefferson City, MO (NASDAQ: HWBK) announced today that its Board of Directors approved a quarterly cash dividend of $0.12 per share payable October 1, 2019 to shareholders of record at the close of business on September 15, 2019. This dividend payment is consistent with the previo
August 7, 2019	8-K	Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 7, 2019 Hawthorn Bancshares, Inc. (Exact Name of Registrant as Specified in Charter) Missouri 0-23636 43-1626350 (State or Other Jurisdiction of Incorporation) (Commission File
July 30, 2019	EX-99.1	Hawthorn Bancshares Reports Second Quarter 2019 Financial Results Exhibit 99.1 Hawthorn Bancshares Reports Second Quarter 2019 Financial Results Jefferson City, Mo. — July 30, 2019 — Hawthorn Bancshares Inc. (NASDAQ: HWBK), today reported consolidated financial results for the Company for the quarter ended June 30, 2019. Net income for the current quarter was $3.5 million, or $0.56 per diluted common share, compared to $4.7 million, or $0.74 per diluted common s
July 30, 2019	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 30, 2019 Hawthorn Bancshares, Inc. (Exact Name of Registrant as Specified in Charter) Missouri 0-23636 43-1626350 (State or Other Jurisdiction of Incorporation) (Commission File
July 2, 2019	8-K	Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 2, 2019 Hawthorn Bancshares, Inc. (Exact Name of Registrant as Specified in Charter) Missouri 0-23636 43-1626350 (State or Other Jurisdiction of Incorporation) (Commission File N
July 2, 2019	EX-99.1	Hawthorn Bancshares, Inc. set to join Russell 3000® Index Exhibit 99.1 Hawthorn Bancshares, Inc. set to join Russell 3000® Index Jefferson City, MO. — July 2, 2019 — Hawthorn Bancshares, Inc. is set to join the broad-market Russell 3000 Index at the conclusion of the 2019 Russell indexes annual reconstitution, effective after the US market opens on July 1, according to a preliminary list of additions posted June 7. Membership in the Russell 3000® Index,
June 14, 2019	11-K	HWBK / Hawthorn Bancshares, Inc. 11-K - - Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 11‑K (Mark One): ☒ ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the fiscal year ended December 31, 2018. OR ◻ TRANSITION REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the transition period from to Commission file number 0‑23636 A. Full
June 6, 2019	EX-99.1	Hawthorn Bancshares Announces Results of 2019 Annual Meeting Exhibit 99.1 Hawthorn Bancshares Announces Results of 2019 Annual Meeting Jefferson City, MO. — June 6, 2019 — The Board of Directors of Hawthorn Bancshares, Inc. of Jefferson City, MO (NASDAQ: HWBK) announced that at the Company’s June 4, 2019 Annual Meeting of Shareholders, Kevin L. Riley and David T. Turner were re-elected as Class III directors to serve three-year terms expiring 2022. Mr. Rile
June 6, 2019	8-K	Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 4, 2019 Hawthorn Bancshares, Inc. (Exact Name of Registrant as Specified in Charter) Missouri 0-23636 43-1626350 (State or Other Jurisdiction of Incorporation) (Commission File N
May 10, 2019	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 9, 2019 Hawthorn Bancshares, Inc. (Exact Name of Registrant as Specified in Charter) Missouri 0-23636 43-1626350 (State or Other Jurisdiction of Incorporation) (Commission File Nu
May 10, 2019	EX-99.1	Hawthorn Bancshares Announces Increased Cash Dividend and Stock Dividend Exhibit 99.1 Hawthorn Bancshares Announces Increased Cash Dividend and Stock Dividend Jefferson City, MO. — May 9, 2019 — Hawthorn Bancshares of Jefferson City, MO (NASDAQ: HWBK) announced today that its Board of Directors approved an increase in the quarterly cash dividend of $0.02 per share, or 20%, to a total of $0.12 per share, payable July 1, 2019 to shareholders of record at the close of bus
May 10, 2019	10-Q	HWBK / Hawthorn Bancshares, Inc. 10-Q Quarterly Report 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10‑Q (Mark One) ☒ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2019 OR ◻ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission file number: 0‑23636 HAWTHORN BA
April 30, 2019	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 30, 2019 Hawthorn Bancshares, Inc. (Exact Name of Registrant as Specified in Charter) Missouri 0-23636 43-1626350 (State or Other Jurisdiction of Incorporation) (Commission File
April 30, 2019	EX-99.1	Hawthorn Bancshares Reports First Quarter 2019 Financial Results Exhibit 99.1 Hawthorn Bancshares Reports First Quarter 2019 Financial Results Jefferson City, Mo. — April 30, 2019 — Hawthorn Bancshares Inc. (NASDAQ: HWBK), today reported consolidated financial results for the Company for the quarter ended March 31, 2019. Net income for the current quarter was $4.7 million, or $0.77 per diluted common share, compared to $2.6 million, or $0.44 per diluted common
April 24, 2019	DEF 14A	HWBK / Hawthorn Bancshares, Inc. DEFINITIVE PROXY STATEMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary proxy statement ☐ Confidential, for use of
April 9, 2019	S-8 POS	HWBK / Hawthorn Bancshares, Inc. S-8 POS As filed with the Securities and Exchange Commission on April 9, 2019 Registration No.
March 14, 2019	EX-10.3	Purchase and Limited Assumption Agreement of Branch between Hawthorn Bank and Branson Bank. Exhibit 10.3 PURCHASE AND LIMITED ASSUMPTION AGREEMENT OF BRANCH THIS PURCHASE AND LIMITED ASSUMPTION AGREEMENT OF BRANCH (this “Agreement”) made and entered into this 17th day of October, 2018 (the “Effective Date”), by and between Hawthorn Bank, a Missouri state-chartered bank with its main office located in Jefferson City, Missouri (“Seller”), and Branson Bank, a Missouri state-chartered bank w
March 14, 2019	EX-10.3.1	First Amendment to Purchase and Limited Assumption Agreement of Branch between Hawthorn Bank and Branson Bank. Exhibit 10.3.1 FIRST AMENDMENT TO PURCHASE AND LIMITED ASSUMPTION AGREEMENT OF BRANCH THIS FIRST AMENDMENT TO PURCHASEAND LIMITEDASSUMPTION AGREEMENT OF BRANCH (this "First Amendment") made and entered into as of this 15th day of January, 2019 by and between Hawthorn Bank, a Missouri state-chartered bank with its main office located in Jefferson City, Missouri ("Seller"), and Branson Bank, a Misso
March 14, 2019	EX-13	The Company's 2018 Annual Report to Shareholders (only those portions of this Annual Report to Shareholders which are specifically incorporated by reference into this Annual Report on Form 10‑K shall be deemed to be filed with the Commission). Exhibit 13 2018 ANNUAL REPORT TO SHAREHOLDERS HAWTHORN BANCSHARES, INC. Jefferson City, Missouri March 14, 2019 Dear Shareholders: Net income for 2018 was $10.7 million, or $1.78 per diluted share, compared to $3.4 million, or $0.56 per diluted share, for 2017. Included in the 2017 net income is a $4.1 million charge, or $0.68 per diluted share, that includes $3.1 million resulting from applicatio
March 14, 2019	10-K	HWBK / Hawthorn Bancshares, Inc. 10-K (Annual Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10‑K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2018 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission file number: 0‑23636 HAWTHORN BANCS
March 14, 2019	EX-21	List of Subsidiaries (filed as Exhibit 21 to the Company's Annual Report on Form 10-K for the fiscal year ended December 31, 2018 and incorporated herein by reference) Exhibit 21 List of Subsidiaries Name of Subsidiary Jurisdiction of Organization Union State Bancshares, Inc.
March 14, 2019	EX-14	Code of Business Conduct and Ethics of the Company (filed as Exhibit 14 to the Company's Annual Report on Form 10-K for the fiscal year ended December 31, 2018 and incorporated herein by reference). Exhibit 14 Hawthorn Bancshares, Inc. Code of Business Conduct and Ethics I.GENERAL A.Purpose and Summary. To foster a culture of honesty and accountability, we have adopted this Code of Business Conduct and Ethics (this "Code"). This Code sets forth specific corporate policies governing the conduct of the business of Hawthorn Bancshares, Inc. and its subsidiaries (collectively, the "Company" or "w
March 14, 2019	EX-10.3.2	Second Amendment to Purchase and Limited Assumption Agreement of Branch between Hawthorn Bank and Branson Bank. Exhibit 10.3.2 SECOND AMENDMENT TO PURCHASE AND LIMITED ASSUMPTION AGREEMENT OF BRANCH THIS SECOND AMENDMENT TO PURCHASE AND LIMITED ASSUMPTION AGREEMENT OF BRANCH (this "Second Amendment") made and entered into as of this 22d day of January, 2019 by and between Hawthorn Bank, a Missouri state-chartered bank with its main office located in Jefferson City, Missouri ("Seller"), and Branson Bank, a M
February 14, 2019	8-K	Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date ofearliest event reported): February 8, 2019 Commission File Number: 0-23636 Hawthorn Bancshares, Inc.
February 14, 2019	EX-99.1	Hawthorn Bancshares Announces Sale of Branson, MO Branch Exhibit 99.1 Hawthorn Bancshares Announces Sale of Branson, MO Branch Jefferson City, Mo. — February 14, 2018 — Hawthorn Bank, the wholly-owned subsidiary of Hawthorn Bancshares Inc. (NASDAQ: HWBK), today announced that it has completed the sale of its branch located in Branson, Missouri to Branson Bank, Branson, Missouri. Total deposits transferred were approximately $10.6 million while loans ass
February 14, 2019	SC 13G/A	HWBK / Hawthorn Bancshares, Inc. / ENDEAVOUR CAPITAL ADVISORS INC - SC 13G/A Passive Investment SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1 )* Hawthorn Bancshares, Inc. (Name of Issuer) Common Stock, par value $1.00 per share (Title of Class of Securities) 420476103 (CUSIP Number) December 31, 2018 (Date of Event which Requires Filing of this Statement) Check the appropriate box to de
February 14, 2019	SC 13G/A	HWBK / Hawthorn Bancshares, Inc. / GENDELL JEFFREY L ET AL - HAWTHORN BANCSHARES, INC. Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 13)* Hawthorn Bancshares, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 420476103 (CUSIP Number) December 31, 2018 (Date of Event Which Requires Filing of This Statement) Check the appropriate box to designate the rule pursuant to which this Schedule
February 11, 2019	SC 13G/A	HWBK / Hawthorn Bancshares, Inc. / HAWTHORN BANCSHARES, INC. - AMENDMENT NO. 24 TO SCHEDULE 13G Passive Investment SC 13G/A 1 sc13ga.htm AMENDMENT NO. 24 TO SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 24)* HAWTHORN BANCSHARES, INC. (Name of Issuer) COMMON STOCK - $1.00 PAR VALUE (Title of Class of Securities) 420476103 (CUSIP Number) December 31, 2018 (Date of Event which Requires Filing of this State
January 31, 2019	EX-99.1	Hawthorn Bancshares Announces Cash Dividend Exhibit 99.1 Hawthorn Bancshares Announces Cash Dividend Jefferson City, MO. — January 30, 2019 — Hawthorn Bancshares of Jefferson City, MO (NASDAQ: HWBK) announced today that its Board of Directors approved a quarterly cash dividend of $0.10 per share payable April 1, 2019 to shareholders of record at the close of business on March 15, 2019. This dividend payment is consistent with the previous q
January 31, 2019	8-K	Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): January 30, 2019 Commission File Number: 0-23636 Hawthorn Bancshares, Inc.
January 30, 2019	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 30, 2019 Hawthorn Bancshares, Inc. (Exact Name of Registrant as Specified in Charter) Missouri 0-23636 43-1626350 (State or Other Jurisdiction of Incorporation) (Commission Fi
January 30, 2019	EX-99.1	Hawthorn Bancshares Reports 2018 Financial Results Exhibit 99.1 Hawthorn Bancshares Reports 2018 Financial Results Jefferson City, Mo. — January 30, 2019 — Hawthorn Bancshares Inc. (NASDAQ: HWBK), today reported consolidated financial results for the Company for the quarter ended December 31, 2018. Net income for the current year was $10.7 million, or $1.78 per diluted common share, compared to $3.4 million, or $0.56 per diluted common share, for
November 21, 2018	SC 13D/A	HWBK / Hawthorn Bancshares, Inc. / Ategra Community Financial Institution Fund, LP Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No.
November 13, 2018	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): November 7, 2018 Commission File Number: 0-23636 Hawthorn Bancshares, Inc.
November 13, 2018	EX-10	Hawthorn Bancshares, Inc. Excess Benefit Plan (filed as Exhibit 10.2 to the Company's current report on Form 8-K on November 13, 2018 and incorporated herein by reference). HAWTHORN BANCSHARES, INC.EXCESS BENEFIT PLAN Effective as of the 1st day of January, 2018, Hawthorn Bancshares, Inc. (the "Company"), a corporation duly organized and existing under the laws of the state of Missouri, hereby establishes the Hawthorn Bancshares, Inc. Excess Benefit Plan (the "Plan"). The Company maintains the Hawthorn Bancshares, Inc. Retirement Plan (the "Qualified Plan"), a qualif
November 13, 2018	EX-99	Announces Directorate Appointment Hawthorn Bancshares Announces Directorate Appointment Jefferson City, Mo. — November 13, 2018 — Hawthorn Bancshares, Inc. (NASDAQ: HWBK), the parent company of Hawthorn Bank, announced today that Gus (Jack) S. Wetzel, III has been appointed to the Company’s board of directors. “As president of a construction company and a realtor, Jack’s comprehensive business experience and active community invol
November 8, 2018	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended September 30, 2018 OR ? Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission file number: 0-23636 HAWTHOR
November 7, 2018	8-K	Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): November 7, 2018 Commission File Number: 0-23636 Hawthorn Bancshares, Inc.
November 7, 2018	EX-99	Hawthorn Bancshares Announces Cash Dividend Exhibit 99.1 Hawthorn Bancshares Announces Cash Dividend Jefferson City, MO. — November 7, 2018 — Hawthorn Bancshares of Jefferson City, MO (NASDAQ: HWBK) announced today that its Board of Directors approved a quarterly cash dividend of $0.10 per share, payable January 1, 2019 to shareholders of record at the close of business on December 15, 2018. The current cash dividend rate is consistent with
October 30, 2018	EX-99	Hawthorn Bancshares Reports Third Quarter 2018 Financial Results `Exhibit 99.1 Hawthorn Bancshares Reports Third Quarter 2018 Financial Results Jefferson City, Mo. — October 30, 2018 — Hawthorn Bancshares Inc. (NASDAQ: HWBK), today reported consolidated financial results for the Company for the quarter ended September 30, 2018. Net income for the current quarter was $3.1 million, or $0.51 per diluted common share, compared to net income of $2.9 million, or $0.4
October 30, 2018	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): October 30, 2018 Commission File Number: 0-23636 Hawthorn Bancshares, Inc.
October 22, 2018	SC 13G	HWBK / Hawthorn Bancshares, Inc. / ENDEAVOUR CAPITAL ADVISORS INC - SCHEDULE 13G Passive Investment Schedule 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Hawthorn Bancshares, Inc. (Name of Issuer) Common Stock, par value $1.00 per share (Title of Class of Securities) 420476103 (CUSIP Number) October 22, 2018 (Date of Event which Requires Filing of this Statement) Check the appropriate box to d
October 18, 2018	EX-99	Hawthorn Bancshares Announces Intent to Sell Branson, MO Branch Hawthorn Bancshares Announces Intent to Sell Branson, MO Branch Jefferson City, Mo.
October 18, 2018	8-K	Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): October 17, 2018 Commission File Number: 0-23636 Hawthorn Bancshares, Inc.
August 9, 2018	10-Q	HWBK / Hawthorn Bancshares, Inc. FORM 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended June 30, 2018 OR ¨ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission file number: 0-23636 HAWTHORN BAN
August 8, 2018	EX-99	Hawthorn Bancshares Announces Cash Dividend Exhibit 99.1 Hawthorn Bancshares Announces Cash Dividend Jefferson City, MO. — August 8, 2018 — Hawthorn Bancshares of Jefferson City, MO (NASDAQ: HWBK) announced today that its Board of Directors approved a quarterly cash dividend of $0.10 per share, payable October 1, 2018 to shareholders of record at the close of business on September 15, 2018. The current cash dividend rate is consistent with
August 8, 2018	8-K	Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): August 8, 2018 Commission File Number: 0-23636 Hawthorn Bancshares, Inc.
July 30, 2018	EX-99	Hawthorn Bancshares Reports Second Quarter 2018 Financial Results `Exhibit 99.1 Hawthorn Bancshares Reports Second Quarter 2018 Financial Results Jefferson City, Mo. — July 30, 2018 — Hawthorn Bancshares Inc. (NASDAQ: HWBK), today reported consolidated financial results for the Company for the quarter ended June 30, 2018. Net income for the current quarter was $2.9 million, or $0.48 per diluted common share, compared to net income of $2.1 million, or $0.35 per d
July 30, 2018	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): July 30, 2018 Commission File Number: 0-23636 Hawthorn Bancshares, Inc.
June 13, 2018	11-K	HWBK / Hawthorn Bancshares, Inc. FORM 11-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 11-K (Mark One): x ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the fiscal year ended December 31, 2017. OR ¨ TRANSITION REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the transition period from to Commission file number 0-23636 A. Full title of the plan
June 7, 2018	EX-99	Hawthorn Bancshares Announces Results of 2018 Annual Meeting Exhibit 99.1 Hawthorn Bancshares Announces Results of 2018 Annual Meeting Jefferson City, MO. — June 7, 2018 — The Board of Directors of Hawthorn Bancshares, Inc. of Jefferson City, MO (NASDAQ: HWBK) announced that at the Company’s June 5, 2018 Annual Meeting of Shareholders, Frank E. Burkhead was re-elected as a Class II director to serve a three-year term expiring 2021. Mr. Burkhead has served a
June 7, 2018	8-K	Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): June 5, 2018 Commission File Number: 0-23636 Hawthorn Bancshares, Inc.
May 11, 2018	8-K	Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 10, 2018 Commission File Number: 0-23636 Hawthorn Bancshares, Inc.
May 11, 2018	EX-99	Hawthorn Bancshares Announces Increased Cash Dividend and Stock Dividend Exhibit 99.1 Hawthorn Bancshares Announces Increased Cash Dividend and Stock Dividend Jefferson City, MO. — May 10, 2018 — Hawthorn Bancshares of Jefferson City, MO (NASDAQ: HWBK) announced today that its Board of Directors approved an increase in the quarterly cash dividend of $0.03 per share, or 42.9%, to a total of $0.10 per share, payable July 1, 2018 to shareholders of record at the close of
May 10, 2018	10-Q	HWBK / Hawthorn Bancshares, Inc. FORM 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2018 OR ¨ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission file number: 0-23636 HAWTHORN BA
April 26, 2018	EX-99	Hawthorn Bancshares Reports First Quarter 2018 Financial Results Blueprint `Exhibit 99.1
April 26, 2018	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): April 26, 2018 Commission File Number: 0-23636 Hawthorn Bancshares, Inc.
April 20, 2018	DEF 14A	HWBK / Hawthorn Bancshares, Inc. DEF 14A DEF 14A 1 tv490980-def14a.htm DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary prox
April 4, 2018	SC 13D/A	HWBK / Hawthorn Bancshares, Inc. / Ategra Community Financial Institution Fund, LP Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No.
March 16, 2018	10-K	HWBK / Hawthorn Bancshares, Inc. FORM 10-K (Annual Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2017 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission file number: 0-23636 HAWTHORN BANCS
March 16, 2018	EX-13	The Company's 2017 Annual Report to Shareholders (only those portions of this Annual Report to Shareholders which are specifically incorporated by reference into this Annual Report on Form 10-K shall be deemed to be filed with the Commission). Exhibit 13 2017 ANNUAL REPORT TO SHAREHOLDERS HAWTHORN BANCSHARES, INC. Jefferson City, Missouri March 16, 2018 Dear Shareholders: Net income for 2017 was $3.4 million, or $0.59 per diluted share, compared to $7.3 million, or $1.24 per diluted share, for 2016. Included in the 2017 net income is a $4.1 million charge, or $0.70 per diluted share, that includes $3.1 million resulting from application
February 9, 2018	SC 13G/A	HWBK / Hawthorn Bancshares, Inc. / GENDELL JEFFREY L ET AL - HAWTHORN BANCSHARES, INC. Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 12)* HAWTHORN BANCSHARES, INC. (Name of Issuer) Common Stock (Title of Class of Securities) 420476103 (CUSIP Number) December 31, 2017 (Date of Event Which Requires Filing of This Statement) Check the appropriate box to designate the rule pursuant to which this Schedule

HWBK / Hawthorn Bancshares, Inc. - SEC Filings, Annual Report, Proxy Statement

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