HURC / Hurco Companies, Inc. - SEC Filings, Annual Report, Proxy Statement

Hurco Companies, Inc.
US ˙ NasdaqGS ˙ US4473241044

Basic Stats
LEI XSC5XDOTBYOBQPOG2O82
CIK 315374
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis. These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Hurco Companies, Inc.
SEC Filings (Chronological Order)
This page provides a complete, chronological list of SEC Filings, excluding ownership filings which we provide elsewhere.
September 5, 2025 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): September 5, 2025 Hurco Companies,

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): September 5, 2025 Hurco Companies, Inc.

September 5, 2025 EX-99.1

Three Months Ended

Exhibit 99.1 FOR IMMEDIATE RELEASE FRIDAY, SEPTEMBER 5, 2025 HURCO REPORTS THIRD QUARTER RESULTS FOR FISCAL YEAR 2025 INDIANAPOLIS, INDIANA – September 5, 2025 - Hurco Companies, Inc. (Nasdaq: HURC) today reported results for the third fiscal quarter ended July 31, 2025. Hurco recorded a net loss of $3,693,000, or $0.58 per diluted share, for the third quarter of fiscal year 2025, compared to a ne

September 5, 2025 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ⌧ Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the quarterly period ended July 31, 2025 or ◻ Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from to . Commission File No. 0-91

June 6, 2025 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ⌧ Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the quarterly period ended April 30, 2025 or ◻ Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from to . Commission File No. 0-9

June 6, 2025 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): June 6, 2025 Hurco Companies, Inc.

June 6, 2025 EX-99.1

Three Months Ended

Exhibit 99.1 FOR IMMEDIATE RELEASE FRIDAY, JUNE 6, 2025 HURCO REPORTS SECOND QUARTER RESULTS FOR FISCAL YEAR 2025 INDIANAPOLIS, INDIANA – June 6, 2025 - Hurco Companies, Inc. (Nasdaq: HURC) today reported results for the second fiscal quarter ended April 30, 2025. Hurco recorded a net loss of $4,063,000, or $0.62 per diluted share, for the second quarter of fiscal year 2025, which included a non-c

May 30, 2025 SD

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD Specialized Disclosure Report HURCO COMPANIES, INC. (Exact name of registrant as specified in its charter)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD Specialized Disclosure Report HURCO COMPANIES, INC. (Exact name of registrant as specified in its charter) Indiana 000-0914335-1150732 (State or other(Commission (I.R.S. Employer jurisdiction ofFile Number)Identification No.) incorporation) One Technology Way Indianapolis, IN 46268 (Address of principal executive offic

May 30, 2025 EX-1.01

Conflict Minerals Report of Hurco Companies, Inc. for the Reporting Period January 1, 2024 to December 31, 2024.

Exhibit 1.01 Hurco Companies, Inc. Conflict Minerals Report For the Year Ended December 31, 2024 Overview This conflict minerals report for the year ended December 31, 2024, is presented to comply with Rule 13p-1 under the Securities Exchange Act of 1934, as amended (the “Rule”). The Rule was adopted by the Securities and Exchange Commission (the “SEC”) to implement reporting and disclosure requir

March 17, 2025 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): March 13, 2025 Hurco Companies, Inc.

March 13, 2025 EX-4.3

Hurco Companies, Inc. 2016 Equity Incentive Plan, as amended and restated as of March 10, 2022, and as further amended March 13, 2025.

Exhibit 4.3 HURCO COMPANIES, INC. 2016 EQUITY INCENTIVE PLAN (As Amended and Restated as of March 10, 2022) (As Amended March 13, 2025) 1. Purpose and Establishment. (a)           Purpose. The purpose of the Hurco Companies, Inc. 2016 Equity Incentive Plan (the “Plan”) is to attract and retain the best available personnel for positions of responsibility with the Company, to provide additional ince

March 13, 2025 EX-FILING FEES

Filing Fee Table

Exhibit 107 CALCULATION OF FILING FEE TABLE Form S-8 (Form Type) Hurco Companies, Inc.

March 13, 2025 S-8

As filed with the Securities and Exchange Commission on March 13, 2025

As filed with the Securities and Exchange Commission on March 13, 2025 Registration No.

March 7, 2025 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): March 7, 2025 Hurco Companies, Inc.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): March 7, 2025 Hurco Companies, Inc.

March 7, 2025 EX-99.1

Three Months Ended

Exhibit 99.1 FOR IMMEDIATE RELEASE FRIDAY, MARCH 7, 2025 HURCO REPORTS FIRST QUARTER RESULTS FOR FISCAL YEAR 2025 INDIANAPOLIS, INDIANA – March 7, 2025 - Hurco Companies, Inc. (Nasdaq: HURC) today reported results for the first fiscal quarter ended January 31, 2025. Hurco recorded a net loss of $4,320,000, or $0.67 loss per diluted share, for the first quarter of fiscal year 2025, which included a

March 7, 2025 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ⌧ Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the quarterly period ended January 31, 2025 or ◻ Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from to . Commission File No. 0

January 29, 2025 DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ______)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.

January 10, 2025 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ Annual report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the fiscal year ended October 31, 2024 or ☐ Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from to Commission File No. 0-9143 HURCO COMPANIES, INC.

January 10, 2025 EX-99.1

Three Months Ended

Exhibit 99.1 FOR IMMEDIATE RELEASE FRIDAY, JANUARY 10, 2025 HURCO REPORTS FOURTH QUARTER AND FULL YEAR RESULTS FOR FISCAL YEAR 2024 INDIANAPOLIS, INDIANA – January 10, 2025 – Hurco Companies, Inc. (Nasdaq: HURC) today reported results for the fourth fiscal quarter and fiscal year ended October 31, 2024. Hurco recorded a net loss of $1,442,000, or $(0.23) per diluted share, for the fourth quarter o

January 10, 2025 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): January 10, 2025 Hurco Companies, Inc.

January 10, 2025 EX-21.1

Subsidiaries of the Registrant.

Exhibit 21.1 SUBSIDIARIES OF THE REGISTRANT SUBSIDIARIES OF HURCO COMPANIES, INC. Name Jurisdiction of Incorporation Hurco B.V The Netherlands Hurco Europe Limited United Kingdom Hurco GmbH Federal Republic of Germany Hurco India Private, Ltd. India Hurco Manufacturing Limited Taiwan R.O.C. Hurco S.a.r.l. France Hurco S.r.l. Italy Hurco (S.E. Asia) Pte Ltd. Singapore LCM Precision Technology S.r.l

January 10, 2025 EX-4.1

Description of the Company’s Common Stock.

Exhibit 4.1 DESCRIPTION OF HURCO COMPANIES, INC.’S COMMON STOCK The following is a description of the common stock, no par value (the “Common Stock”), of Hurco Companies, Inc. (the “Company”), which is the only security of the Company registered pursuant to Section 12 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”). General The Company is authorized to issue up to 12,500,00

November 4, 2024 SC 13G

HURC / Hurco Companies, Inc. / Oppenheimer & Close, LLC - FORM SC 13G Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Hurco Companies, Inc. (Name of Issuer) Common Stock, no par value (Title of Class of Securities) 447324104 (CUSIP Number) September 30, 2024 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant t

September 25, 2024 8-K

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): September 25, 2024 Hurco Companies, Inc.

September 6, 2024 EX-99.1

Three Months Ended

Exhibit 99.1 FOR IMMEDIATE RELEASE FRIDAY, SEPTEMBER 6, 2024 HURCO REPORTS THIRD QUARTER RESULTS FOR FISCAL YEAR 2024 INDIANAPOLIS, INDIANA – September 6, 2024 – Hurco Companies, Inc. (Nasdaq: HURC) today reported results for the third fiscal quarter ended July 31, 2024. Hurco recorded a net loss of $9,596,000, or $(1.47) per diluted share, in the third quarter of fiscal year 2024, which included

September 6, 2024 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): September 6, 2024 Hurco Companies, Inc.

September 6, 2024 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ⌧ Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the quarterly period ended July 31, 2024 or ◻ Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from to . Commission File No. 0-91

August 14, 2024 SC 13G

HURC / Hurco Companies, Inc. / Oppenheimer & Close, LLC - FORM SC 13G Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Hurco Companies, Inc. (Name of Issuer) Common Stock, no par value (Title of Class of Securities) 447324104 (CUSIP Number) June 30, 2024 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to whi

June 14, 2024 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): June 14, 2024 Hurco Companies, Inc.

June 14, 2024 EX-99.1

Hurco Companies, Inc. Announces Suspension of Quarterly Cash Dividend

Exhibit 99.1 Contact:Sonja K. McClelland Executive Vice President, Treasurer & Chief Financial Officer 317-293-5309 Hurco Companies, Inc. Announces Suspension of Quarterly Cash Dividend (INDIANAPOLIS, IN) June 14, 2024 — Hurco Companies, Inc. (Nasdaq Global Select Market: HURC) (“Hurco” or the “Company”), an international industrial technology company, announced today that its Board of Directors (

June 7, 2024 EX-99.1

Three Months Ended

Exhibit 99.1 FOR IMMEDIATE RELEASE FRIDAY, JUNE 7, 2024 HURCO REPORTS SECOND QUARTER RESULTS FOR FISCAL YEAR 2024 INDIANAPOLIS, INDIANA – June 7, 2024 - Hurco Companies, Inc. (Nasdaq: HURC) today reported results for the second fiscal quarter ended April 30, 2024. Hurco recorded a net loss of $3,922,000, or $(0.61) per diluted share, for the second quarter of fiscal year 2024, compared to net inco

June 7, 2024 EX-3.2

Amended and Restated By-Laws of the Registrant, as amended through March 15, 2024, incorporated by reference to Exhibit 3.2 to the Registrant’s Quarterly Report on Form 10-Q for the quarter ended April 30, 2024.

Exhibit 3.2 AMENDED AND RESTATED BY-LAWS OF HURCO COMPANIES, INC. AS AMENDED THROUGH MARCH 15, 2024 TABLE OF CONTENTS ARTICLE I Identification‌1 Section 1. Name‌1 Section 2. Registered Office and Registered Agent‌1 Section 3. Principal Office‌1 Section 4. Other Offices‌1 Section 5. Seal‌1 Section 6. Fiscal Year‌1 ARTICLE II Shareholders‌2 Section 1. Place of Meetings and Participation in Meetings

June 7, 2024 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ⌧ Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the quarterly period ended April 30, 2024 or ◻ Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from to . Commission File No. 0-9

June 7, 2024 EX-3.1

Amended and Restated Articles of Incorporation of the Registrant, as amended effective March 15, 2024, incorporated by reference to Exhibit 3.1 to the Registrant’s Quarterly Report on Form 10 Q for the quarter ended April 30, 2024.

Exhibit 3.1 AMENDED AND RESTATED ARTICLES OF INCORPORATION OF HURCO COMPANIES, INC. Hurco Companies, Inc. (the “Corporation”), a corporation existing pursuant to the provisions of the Indiana Business Corporation Law, as amended, hereby amends and restates its Amended and Restated Articles of Incorporation in their entirety in accordance with Indiana Code 23-1-38-7. These Amended and Restated Arti

June 7, 2024 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): June 7, 2024 Hurco Companies, Inc.

May 31, 2024 SD

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD Specialized Disclosure Report HURCO COMPANIES, INC. (Exact name of registrant as specified in its charter)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD Specialized Disclosure Report HURCO COMPANIES, INC. (Exact name of registrant as specified in its charter) Indiana 000-09143 (State or other(Commission jurisdiction ofFile Number) incorporation) One Technology Way Indianapolis, IN 46268 (Address of principal executive offices) (Zip Code) Sonja K. McClelland Executive V

May 31, 2024 EX-1.01

Conflict Minerals Report of Hurco Companies, Inc. for the Reporting Period January 1, 2023 to December 31, 2023

Exhibit 1.01 Hurco Companies, Inc. Conflict Minerals Report For the Year Ended December 31, 2022 Overview This conflict minerals report for the year ended December 31, 2023 is presented to comply with Rule 13p-1 under the Securities Exchange Act of 1934, as amended (the “Rule”). The Rule was adopted by the Securities and Exchange Commission (the “SEC”) to implement reporting and disclosure require

March 15, 2024 8-K

Regulation FD Disclosure, Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): March 14, 2024 Hurco Companies, Inc.

March 15, 2024 EX-99.1

Hurco Companies, Inc. Announces Quarterly Cash Dividend

Exhibit 99.1 Contact:Sonja K. McClelland Executive Vice President, Treasurer & Chief Financial Officer 317-293-5309 Hurco Companies, Inc. Announces Quarterly Cash Dividend (INDIANAPOLIS, IN) March 15, 2024 — Hurco Companies, Inc. (Nasdaq Global Select Market: HURC), an international industrial technology company, announced today that its Board of Directors approved the payment of a cash dividend o

March 15, 2024 EX-3.2

Amended and Restated By-Laws of Hurco Companies, Inc., as amended through March 15, 2024 (marked to show amendments)

AMENDED AND RESTATED BY-LAWS OF HURCO COMPANIES, INC. AS AMENDED THROUGH MARCH 1215, 20212024 TABLE OF CONTENTS ARTICLE I Identification‌3 Section 1. Name‌3 Section 2. Registered Office and Registered Agent‌3 Section 3. Principal Office‌3 Section 4. Other Offices‌3 Section 5. Seal‌3 Section 6. Fiscal Year‌3 ARTICLE II Shareholders‌3 Section 1. Place of Meetings and Participation in Meetings by Rem

March 15, 2024 EX-3.1

Amended and Restated Articles of Incorporation of Hurco Companies, Inc., as amended effective March 15, 2024 (marked to show amendments)

Exhibit 3.1 AMENDED AND RESTATED ARTICLES OF INCORPORATION OF HURCO COMPANIES, INC. Hurco Companies, Inc. (the “Corporation”), a corporation existing pursuant to the provisions of the Indiana Business Corporation Law, as amended, hereby amends and restates its Amended and Restated Articles of Incorporation in their entirety in accordance with Indiana Code 23-1-38-7. These Amended and Restated Arti

March 8, 2024 EX-99.1

Three Months Ended

Exhibit 99.1 FOR IMMEDIATE RELEASE FRIDAY, MARCH 8, 2024 HURCO REPORTS FIRST QUARTER RESULTS FOR FISCAL YEAR 2024 INDIANAPOLIS, INDIANA – March 8, 2024 - Hurco Companies, Inc. (Nasdaq: HURC) today reported results for the first fiscal quarter ended January 31, 2024. Hurco recorded a net loss of $1,648,000, or $0.25 per diluted share, for the first quarter of fiscal year 2024, compared to net incom

March 8, 2024 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ⌧ Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the quarterly period ended January 31, 2024 or ◻ Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from to . Commission File No. 0

March 8, 2024 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): March 8, 2024 Hurco Companies, Inc.

February 9, 2024 SC 13G/A

HURC / Hurco Companies, Inc. / DIMENSIONAL FUND ADVISORS LP - SEC SCHEDULE 13G Passive Investment

SC 13G/A 1 SEC13GFiling.htm SEC SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 13 )* Hurco Cos Inc (Name of Issuer) Common Stock (Title of Class of Securities) 447324104 (CUSIP Number) December 29, 2023 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to desi

January 29, 2024 DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ______)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.

January 12, 2024 PRE 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ______)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.

January 10, 2024 EX-16.1

Letter from RSM US LLP dated January 10, 2024 with respect to the disclosure in this Form 8-K/A

EXHIBIT 16.1 January 10, 2024 Securities and Exchange Commission Washington, D.C. 20549 Commissioners: We have read Hurco Companies, Inc.’s statements included under Item 4.01(a) of its Form 8-K/A filed on January 10, 2024, and we agree with such statements concerning our firm. /s/ RSM US LLP

January 10, 2024 8-K/A

Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K/A (Amendment No.

January 5, 2024 EX-97.1

Hurco Companies, Inc. Compensation Recovery Policy

Exhibit 97.1 HURCO COMPANIES, INC. COMPENSATION RECOVERY POLICY Effective June 8, 2023 Policy Statement The Board of Directors (the “Board”) of Hurco Companies, Inc. (the “Company”) has adopted this Compensation Recovery Policy (this “Policy”) pursuant to Rule 10D-1 of the Securities and Exchange Act of 1934, as amended (the “Exchange Act”), the Securities and Exchange Commission (“SEC”) regulatio

January 5, 2024 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ Annual report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the fiscal year ended October 31, 2023 or ☐ Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from to Commission File No. 0-9143 HURCO COMPANIES, INC.

January 5, 2024 EX-21.1

Subsidiaries of the Registrant.

Exhibit 21.1 SUBSIDIARIES OF THE REGISTRANT SUBSIDIARIES OF HURCO COMPANIES, INC. Name Jurisdiction of Incorporation Hurco B.V The Netherlands Hurco Europe Limited United Kingdom Hurco GmbH Federal Republic of Germany Hurco India Private, Ltd. India Hurco Manufacturing Limited Taiwan R.O.C. Hurco S.a.r.l. France Hurco S.r.l. Italy Hurco (S.E. Asia) Pte Ltd. Singapore LCM Precision Technology S.r.l

January 5, 2024 EX-99.1

Three Months Ended

Exhibit 99.1 FOR IMMEDIATE RELEASE FRIDAY, JANUARY 5, 2024 HURCO REPORTS FOURTH QUARTER AND FULL YEAR RESULTS FOR FISCAL 2023 INDIANAPOLIS, INDIANA – January 5, 2024 – Hurco Companies, Inc. (Nasdaq: HURC) today reported results for the fourth fiscal quarter and fiscal year ended October 31, 2023. Hurco recorded net income of $2,422,000, or $0.36 per diluted share, for the fourth quarter of fiscal

January 5, 2024 EX-19.1

Hurco Companies, Inc. Insider Trading Policy

Exhibit 19.1 HURCO COMPANIES, INC. INSIDER TRADING POLICY Adopted: June 8, 2023 Federal and state securities laws prohibit individuals from trading in the securities of a company while they are aware of material information about that company that is not generally known or available to the public. Such trading is often referred to as “insider trading.” The purpose of this Insider Trading Policy (t

January 5, 2024 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): January 5, 2024 Hurco Companies, In

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): January 5, 2024 Hurco Companies, Inc.

December 22, 2023 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): December 19, 2023 Hurco Companies, Inc.

December 22, 2023 EX-10.1

Fifth Amendment to Credit Agreement, dated as of December 19, 2023, to the Credit Agreement, dated as of December 31, 2018, among Hurco Companies, Inc. and Hurco B.V., as the Borrowers, certain subsidiaries party thereto, as the Guarantors, and Bank of America, N.A., as the Lender, incorporated by reference to Exhibit 10.1 to the Registrant’s Current Report on Form 8-K filed December 22, 2023.

Exhibit 10.1 EXECUTED VERSION FIFTH AMENDMENT TO CREDIT AGREEMENT THIS FIFTH AMENDMENT TO CREDIT AGREEMENT (this “Amendment”) dated as of December 19, 2023 to the Credit Agreement referenced below is by and among HURCO COMPANIES, INC., an Indiana corporation (the “Company”), HURCO B.V., a private company with limited liability (besloten vennootschap met beperkte aansprakelijkheid) incorporated und

November 13, 2023 EX-99.1

Hurco Companies, Inc. Announces Quarterly Cash Dividend

Exhibit 99.1 Contact:Sonja K. McClelland Executive Vice President, Treasurer & Chief Financial Officer 317-293-5309 Hurco Companies, Inc. Announces Quarterly Cash Dividend (INDIANAPOLIS, IN) November 10, 2023 — Hurco Companies, Inc. (Nasdaq Global Select Market: HURC), an international industrial technology company, announced today that its Board of Directors approved the payment of a cash dividen

November 13, 2023 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): November 10, 2023 Hurco Companies, Inc.

September 15, 2023 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): September 15, 2023 Hurco Companies, Inc.

September 15, 2023 EX-99.1

Hurco Companies, Inc. Announces Quarterly Cash Dividend

Exhibit 99.1 Contact:Sonja K. McClelland Executive Vice President, Treasurer & Chief Financial Officer 317-293-5309 Hurco Companies, Inc. Announces Quarterly Cash Dividend (INDIANAPOLIS, IN) September 15, 2023 — Hurco Companies, Inc. (Nasdaq Global Select Market: HURC), an international industrial technology company, announced today that its Board of Directors approved the payment of a cash divide

September 8, 2023 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ⌧ Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the quarterly period ended July 31, 2023 or ◻ Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from to . Commission File No. 0-91

September 8, 2023 EX-99.1

Three Months Ended

Exhibit 99.1 FOR IMMEDIATE RELEASE FRIDAY, SEPTEMBER 8, 2023 HURCO REPORTS THIRD QUARTER RESULTS FOR FISCAL YEAR 2023 INDIANAPOLIS, INDIANA – September 8, 2023 - Hurco Companies, Inc. (Nasdaq: HURC) today reported results for the third fiscal quarter ended July 31, 2023. Hurco recorded net income of $260,000, or $0.04 per diluted share, for the third quarter of fiscal year 2023, compared to net in

September 8, 2023 8-K

Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): September 5, 2023 Hurco Companies, Inc.

September 8, 2023 EX-16.1

Letter from RSM US LLP dated September 8, 2023.

EXHIBIT 16.1 September 8, 2023 Securities and Exchange Commission Washington, D.C. 20549 Commissioners: We have read Hurco Companies, Inc.’s statements included under Item 4.01(a) of its Form 8-K filed on September 8, 2023 and we agree with such statements concerning our firm. /s/ RSM US LLP

June 9, 2023 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): June 9, 2023 Hurco Companies, Inc.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): June 9, 2023 Hurco Companies, Inc.

June 9, 2023 EX-99.1

FRIDAY, JUNE 9, 2023

Exhibit 99.1 FOR IMMEDIATE RELEASE FRIDAY, JUNE 9, 2023 HURCO ANNOUNCES QUARTERLY CASH DIVIDEND INDIANAPOLIS, INDIANA – June 9, 2023 — Hurco Companies, Inc. (Nasdaq Global Select Market: HURC), an international industrial technology company, announced today that its Board of Directors approved the payment of a cash dividend of $0.16 per share on its issued and outstanding common stock. The dividen

June 2, 2023 EX-99.1

Three Months Ended

Exhibit 99.1 FOR IMMEDIATE RELEASE FRIDAY, JUNE 2, 2023 HURCO REPORTS SECOND QUARTER RESULTS FOR FISCAL YEAR 2023 INDIANAPOLIS, INDIANA – June 2, 2023 - Hurco Companies, Inc. (Nasdaq: HURC) today reported results for the second fiscal quarter ended April 30, 2023. Hurco recorded net income of $377,000, or $0.06 per diluted share, for the second quarter of fiscal year 2023, compared to net income o

June 2, 2023 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ⌧ Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the quarterly period ended April 30, 2023 or ◻ Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from to . Commission File No. 0-9

June 2, 2023 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): June 2, 2023 Hurco Companies, Inc.

May 31, 2023 SD

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD Specialized Disclosure Report HURCO COMPANIES, INC. (Exact name of registrant as specified in its charter)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD Specialized Disclosure Report HURCO COMPANIES, INC. (Exact name of registrant as specified in its charter) Indiana 000-09143 (State or other (Commission jurisdiction of File Number) incorporation) One Technology Way Indianapolis, IN 46268 (Address of principal executive offices) (Zip Code) Sonja K. McClelland Executive

May 31, 2023 EX-1.01

Conflict Minerals Report of Hurco Companies, Inc. for the Reporting Period January 1, 2022 to December 31, 2022

Exhibit 1.01 Hurco Companies, Inc. Conflict Minerals Report For the Year Ended December 31, 2022 Overview This conflict minerals report for the year ended December 31, 2022 is presented to comply with Rule 13p-1 under the Securities Exchange Act of 1934, as amended (the “Rule”). The Rule was adopted by the Securities and Exchange Commission (the “SEC”) to implement reporting and disclosure require

March 10, 2023 EX-99.1

Three Months Ended

Exhibit 99.1 FOR IMMEDIATE RELEASE FRIDAY, MARCH 10, 2023 HURCO REPORTS FIRST QUARTER RESULTS FOR FISCAL YEAR 2023 AND ANNOUNCES QUARTELY CASH DIVIDEND INDIANAPOLIS, INDIANA – March 10, 2023 - Hurco Companies, Inc. (Nasdaq: HURC) today reported results for the first fiscal quarter ended January 31, 2023. Hurco recorded net income of $1,330,000, or $0.20 per diluted share, for the first quarter of

March 10, 2023 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ⌧ Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the quarterly period ended January 31, 2023 or ◻ Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from to . Commission File No. 0

March 10, 2023 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): March 9, 2023 Hurco Companies, Inc.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): March 9, 2023 Hurco Companies, Inc.

February 10, 2023 SC 13G/A

HURC / Hurco Companies, Inc. / DIMENSIONAL FUND ADVISORS LP - SEC SCHEDULE 13G Passive Investment

January 23, 2023 DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Definitive Proxy State

January 6, 2023 EX-10.1

Fourth Amendment to Credit Agreement, dated as of January 4, 2023, to the Credit Agreement, dated as of December 31, 2018, among Hurco Companies, Inc. and Hurco B.V., as the Borrowers, certain subsidiaries party thereto, as the Guarantors, and Bank of America, N.A., as the Lender, incorporated by reference to Exhibit 10.1 to the Registrant’s Current Report on Form 8-K filed January 6, 2023.

EXECUTION VERSION ? FOURTH AMENDMENT TO CREDIT AGREEMENT ? THIS FOURTH AMENDMENT TO CREDIT AGREEMENT (this ?Amendment?) dated as of January 4, 2023 to the Credit Agreement referenced below is by and among HURCO COMPANIES, INC.

January 6, 2023 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ Annual report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the fiscal year ended October 31, 2022 or ☐ Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from to Commission File No. 0-9143 HURCO COMPANIES, INC.

January 6, 2023 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant, Results of Operations and Financial Condition, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): January 4, 2023 Hurco Companies, Inc.

January 6, 2023 EX-21.1

Subsidiaries of the Registrant.

Exhibit 21.1 SUBSIDIARIES OF THE REGISTRANT SUBSIDIARIES OF HURCO COMPANIES, INC. Name Jurisdiction of Incorporation Hurco B.V The Netherlands Hurco Europe Limited United Kingdom Hurco GmbH Federal Republic of Germany Hurco India Private, Ltd. India Hurco Manufacturing Limited Taiwan R.O.C. Hurco S.a.r.l. France Hurco S.r.l. Italy Hurco (S.E. Asia) Pte Ltd. Singapore LCM Precision Technology S.r.l

January 6, 2023 EX-99.1

Three Months Ended

EX-99.1 3 hurc-20230104xex99d1.htm EX-99.1 Exhibit 99.1 FOR IMMEDIATE RELEASE FRIDAY, JANUARY 6, 2023 HURCO REPORTS FOURTH QUARTER AND FULL YEAR RESULTS FOR FISCAL 2022 INDIANAPOLIS, INDIANA – January 6, 2023 - Hurco Companies, Inc. (Nasdaq: HURC) today reported results for the fourth fiscal quarter and fiscal year ended October 31, 2022. Hurco recorded net income of $1,424,000, or $0.22 per dilut

November 15, 2022 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 ? FORM 8-K ? CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 ? Date of report (Date of earliest event reported): November 15, 2022 ? Hurco Companies, Inc.

November 15, 2022 EX-99.1

Hurco Companies, Inc. Announces Quarterly Cash Dividend

? Exhibit 99.1 ? Contact:Sonja K. McClelland Executive Vice President, Treasurer & Chief Financial Officer 317-293-5309 ? Hurco Companies, Inc. Announces Quarterly Cash Dividend (INDIANAPOLIS, IN) November 15, 2022 ? Hurco Companies, Inc. (Nasdaq Global Select Market: HURC), an international industrial technology company, announced today that its Board of Directors approved the payment of a cash d

September 15, 2022 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 ? FORM 8-K ? CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 ? Date of report (Date of earliest event reported): September 15, 2022 ? Hurco Companies, Inc.

September 15, 2022 EX-99.1

Hurco Companies, Inc. Announces Quarterly Cash Dividend

? Exhibit 99.1 ? Contact:Sonja K. McClelland Executive Vice President, Treasurer & Chief Financial Officer 317-293-5309 ? Hurco Companies, Inc. Announces Quarterly Cash Dividend (INDIANAPOLIS, IN) September 15, 2022 ? Hurco Companies, Inc. (Nasdaq Global Select Market: HURC), an international industrial technology company, announced today that its Board of Directors approved the payment of a cash

September 2, 2022 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 ? FORM 8-K ? CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 ? Date of report (Date of earliest event reported): September 2, 2022 ? Hurco Companies, Inc.

September 2, 2022 EX-99.1

Three Months Ended

Exhibit 99.1 ? FOR IMMEDIATE RELEASE FRIDAY, SEPTEMBER 2, 2022 ? HURCO REPORTS THIRD QUARTER RESULTS FOR FISCAL 2022 INDIANAPOLIS, INDIANA ?September 2, 2022 - Hurco Companies, Inc. (Nasdaq: HURC) today reported results for the third fiscal quarter ended July 31, 2022. Hurco recorded net income of $1,238,000, or $0.18 per diluted share, for the third quarter of fiscal 2022, compared to net income

September 2, 2022 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

Table of Contents ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

June 10, 2022 EX-99.1

Hurco Companies, Inc. Announces Quarterly Cash Dividend

? Exhibit 99.1 ? Contact:Sonja K. McClelland Executive Vice President, Treasurer & Chief Financial Officer 317-293-5309 ? Hurco Companies, Inc. Announces Quarterly Cash Dividend ? (INDIANAPOLIS, IN) June 10, 2022 ? Hurco Companies, Inc. (Nasdaq Global Select Market: HURC), an international industrial technology company, announced today that its Board of Directors approved the payment of a cash div

June 10, 2022 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 ? FORM 8-K ? CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 ? Date of report (Date of earliest event reported): June 10, 2022 ? Hurco Companies, Inc.

June 3, 2022 EX-99.1

Three Months Ended

Exhibit 99.1 ? FOR IMMEDIATE RELEASE FRIDAY, JUNE 3, 2022 ? HURCO REPORTS SECOND QUARTER RESULTS FOR FISCAL 2022 INDIANAPOLIS, INDIANA ? June 3, 2022 - Hurco Companies, Inc. (Nasdaq: HURC) today reported results for the second fiscal quarter ended April 30, 2022. Hurco recorded net income of $2,029,000, or $0.30 per diluted share, for the second quarter of fiscal 2022, compared to net income of $2

June 3, 2022 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

Table of Contents ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

June 3, 2022 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 ? FORM 8-K ? CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 ? Date of report (Date of earliest event reported): June 3, 2022 ? Hurco Companies, Inc.

May 31, 2022 EX-1.01

Conflict Minerals Report of Hurco Companies, Inc. for the Reporting Period January 1, 2021 to December 31, 2021

Exhibit 1.01 Hurco Companies, Inc. Conflict Minerals Report For the Year Ended December 31, 2021 ? ? Overview ? This conflict minerals report for the year ended December 31, 2021 is presented to comply with Rule 13p-1 under the Securities Exchange Act of 1934, as amended (the ?Rule?). The Rule was adopted by the Securities and Exchange Commission (the ?SEC?) to implement reporting and disclosure r

May 31, 2022 SD

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD Specialized Disclosure Report HURCO COMPANIES, INC. (Exact name of registrant as specified in its charter)

? ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ? FORM SD Specialized Disclosure Report ? HURCO COMPANIES, INC. (Exact name of registrant as specified in its charter) ? Indiana ? 000-09143 (State or other ? (Commission jurisdiction of ? File Number) incorporation) ? ? ? One Technology Way Indianapolis, IN 46268 (Address of principal executive offices) (Zip Code) ? Son

March 16, 2022 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 ? FORM 8-K ? CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 ? Date of report (Date of earliest event reported): March 10, 2022 ? Hurco Companies, Inc.

March 11, 2022 8-K

Regulation FD Disclosure, Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 ? FORM 8-K ? CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 ? Date of report (Date of earliest event reported): March 11, 2022 ? Hurco Companies, Inc.

March 11, 2022 EX-99.1

FRIDAY, MARCH 11, 2022

? Exhibit 99.1 ? FOR IMMEDIATE RELEASE FRIDAY, MARCH 11, 2022 ? HURCO ANNOUNCES QUARTERLY CASH DIVIDEND INDIANAPOLIS, INDIANA ? March 11, 2022 - Hurco Companies, Inc. (Nasdaq: HURC) announced today that its Board of Directors approved a cash dividend of $0.15 per share on its issued and outstanding common stock, payable on April 11, 2022, to shareholders of record as of close of business on March

March 10, 2022 EX-FILING FEES

Filing Fee Table

EXHIBIT 107 ? CALCULATION OF FILING FEE TABLE Form S-8 (Form Type) Hurco Companies, Inc.

March 10, 2022 S-8

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM S-8 REGISTRATION STATEMENT THE SECURITIES ACT OF 1933 Hurco Companies, Inc. (Exact name of Registrant as specified in its charter)

? UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 ? FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 ? Hurco Companies, Inc.

March 4, 2022 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

Table of Contents ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

March 4, 2022 EX-99.1

Three Months Ended

Exhibit 99.1 ? FOR IMMEDIATE RELEASE FRIDAY, MARCH 4, 2022 ? HURCO REPORTS FIRST QUARTER RESULTS FOR FISCAL 2022 INDIANAPOLIS, INDIANA ? March 4, 2022 - Hurco Companies, Inc. (Nasdaq: HURC) today reported results for the first fiscal quarter ended January 31, 2022. Hurco recorded net income of $3,535,000, or $0.53 per diluted share, for the first quarter of fiscal 2022, compared to net income of $

March 4, 2022 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 ? FORM 8-K ? CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 ? Date of report (Date of earliest event reported): March 4, 2022 ? Hurco Companies, Inc.

February 10, 2022 SC 13G/A

HURC / Hurco Companies, Inc. / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 2)* Name of issuer: Hurco Cos. Inc. Title of Class of Securities: Common Stock CUSIP Number: 447324104 Date of Event Which Requires Filing of this Statement: December 31, 2021 Check the appropriate box to designate the rule pursuant to which this Schedule is filed: ??Rul

February 9, 2022 SC 13G/A

HURC / Hurco Companies, Inc. / Polar Asset Management Partners Inc. - FORM SC 13G/A Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 1)* Hurco Companies, Inc. (Name of Issuer) Common Stock, no par value (Title of Class of Securities) 447324104 (CUSIP Number) December 31, 2021 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant

February 8, 2022 SC 13G/A

HURC / Hurco Companies, Inc. / DIMENSIONAL FUND ADVISORS LP - SEC SCHEDULE 13G Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 11 )* Hurco Cos Inc (Name of Issuer) Common Stock (Title of Class of Securities) 447324104 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedul

February 4, 2022 SC 13G/A

HURC / Hurco Companies, Inc. / AMERICAN CENTURY INVESTMENT MANAGEMENT INC - SC 13G/A Passive Investment

United States Securities and Exchange Commission Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* HURCO COMPANIES, INC. (Name of Issuer) COMMON STOCK (Title of Class of Securities) 447324104 (CUSIP Number) DECEMBER 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this S

January 24, 2022 DEF 14A

Hurco Companies, Inc. 2016 Equity Incentive Plan, as amended and restated as of March 10, 2022 (incorporated by reference to Appendix A to the Company’s definitive proxy statement for its 2022 annual meeting of shareholders filed on January 24, 2022)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.

January 7, 2022 EX-21.1

Subsidiaries of the Registrant.

Exhibit 21.1 SUBSIDIARIES OF THE REGISTRANT SUBSIDIARIES OF HURCO COMPANIES, INC. ? ? Name Jurisdiction of Incorporation Hurco B.V ? The Netherlands ? Hurco Europe Limited ? United Kingdom ? Hurco GmbH ? Federal Republic of Germany ? Hurco India Private, Ltd. ? India ? Hurco Manufacturing Limited ? Taiwan R.O.C. ? Hurco S.a.r.l. ? France ? Hurco S.r.l. ? Italy ? Hurco (S.E. Asia) Pte Ltd. ? Singap

January 7, 2022 EX-99.1

Three Months Ended October 31,

Exhibit 99.1 ? FOR IMMEDIATE RELEASE FRIDAY, JANUARY 7, 2022 HURCO REPORTS FOURTH QUARTER AND FULL YEAR RESULTS FOR FISCAL 2021 INDIANAPOLIS, INDIANA ? January 7, 2022 - Hurco Companies, Inc. (Nasdaq: HURC) today reported results for the fourth fiscal quarter and fiscal year ended October 31, 2021. Hurco recorded net income of $2,096,000, or $0.31 per diluted share, for the fourth quarter of fisca

January 7, 2022 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 ? FORM 8-K ? CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 ? Date of report (Date of earliest event reported): January 7, 2022 ? Hurco Companies, Inc.

January 7, 2022 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K

? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ? ? Annual report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the fiscal year ended October 31, 2021 or ? ? Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from to Commission File No. 0-9143 ? HURCO COMPAN

December 23, 2021 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 ? FORM 8-K ? CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 ? Date of report (Date of earliest event reported): December 17, 2021 ? Hurco Companies, Inc.

December 23, 2021 EX-10.1

Third Amendment to Credit Agreement, dated as of December 17, 2021, to the Credit Agreement, dated as of December 31, 2018, among Hurco Companies, Inc. and Hurco B.V., as the Borrowers, certain subsidiaries party thereto, as the Guarantors, and Bank of America, N.A., as the Lender

? Exhibit 10.1 EXECUTION VERSION THIRD AMENDMENT TO CREDIT AGREEMENT THIS THIRD AMENDMENT TO CREDIT AGREEMENT (this ?Amendment?) dated as of December 17, 2021 to the Credit Agreement referenced below is by and among HURCO COMPANIES, INC., an Indiana corporation (the ?Company?), HURCO B.V., a private company with limited liability (besloten vennootschap met beperkte aansprakelijkheid) incorporated

November 17, 2021 EX-10.1

First Amendment to Employment Agreement, dated as of November 11, 2021, by and between Hurco Companies, Inc. and Michael Doar

? Exhibit 10.1 FIRST AMENDMENT TO EMPLOYMENT AGREEMENT This First Amendment to Employment Agreement (the ?Amendment?) is made and entered into effective as of November 11, 2021, by and between Hurco Companies, Inc., an Indiana corporation (the ?Company?), and Michael Doar (?Executive?). Recitals A.The Company and Executive are parties to an Employment Agreement entered into effective as of March 1

November 17, 2021 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 ? FORM 8-K ? CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 ? Date of report (Date of earliest event reported): November 11, 2021 ? Hurco Companies, Inc.

November 17, 2021 EX-10.2

First Amendment to Employment Agreement, dated as of November 11, 2021, by and between Hurco Companies, Inc. and Gregory Volovic

? Exhibit 10.2 FIRST AMENDMENT TO EMPLOYMENT AGREEMENT This First Amendment to Employment Agreement (the ?Amendment?) is made and entered into effective as of November 11, 2021, by and between Hurco Companies, Inc., an Indiana corporation (the ?Company?), and Gregory Volovic (?Executive?). Recitals A.The Company and Executive are parties to an Employment Agreement entered into effective as of Marc

November 12, 2021 EX-99.1

Hurco Companies, Inc. Announces Quarterly Cash Dividend

? Exhibit 99.1 ? Contact:Sonja K. McClelland Executive Vice President, Treasurer & Chief Financial Officer 317-293-5309 ? Hurco Companies, Inc. Announces Quarterly Cash Dividend (INDIANAPOLIS, IN) November 12, 2021 ? Hurco Companies, Inc. (Nasdaq Global Select Market: HURC), an international industrial technology company, announced today that its Board of Directors approved the payment of a cash d

November 12, 2021 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 ? FORM 8-K ? CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 ? Date of report (Date of earliest event reported): November 12, 2021 ? Hurco Companies, Inc.

September 10, 2021 EX-99.1

Hurco Companies, Inc. Announces Quarterly Cash Dividend

? Exhibit 99.1 ? Contact:Sonja K. McClelland Executive Vice President, Treasurer & Chief Financial Officer 317-293-5309 ? Hurco Companies, Inc. Announces Quarterly Cash Dividend (INDIANAPOLIS, IN) September 10, 2021 ? Hurco Companies, Inc. (Nasdaq Global Select Market: HURC), an international industrial technology company, announced today that its Board of Directors approved the payment of a cash

September 10, 2021 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 ? FORM 8-K ? CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 ? Date of report (Date of earliest event reported): September 10, 2021 ? Hurco Companies, Inc.

September 3, 2021 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

Table of Contents ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

September 3, 2021 EX-99.1

Three Months Ended

EX-99.1 2 hurc-20210903xex99d1.htm EX-99.1 Exhibit 99.1 FOR IMMEDIATE RELEASE FRIDAY, September 3, 2021 HURCO REPORTS THIRD QUARTER RESULTS FOR FISCAL 2021 INDIANAPOLIS, INDIANA – September 3, 2021 - Hurco Companies, Inc. (Nasdaq: HURC) today reported results for the third fiscal quarter ended July 31, 2021. Hurco recorded net income of $1,568,000, or $0.23 per diluted share, for the third quarter

September 3, 2021 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 ? FORM 8-K ? CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 ? Date of report (Date of earliest event reported): September 3, 2021 ? Hurco Companies, Inc.

June 11, 2021 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 ? FORM 8-K ? CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 ? Date of report (Date of earliest event reported): June 11, 2021 ? Hurco Companies, Inc.

June 11, 2021 EX-99.1

Hurco Companies, Inc. Announces Quarterly Cash Dividend

? Exhibit 99.1 ? Contact:Sonja K. McClelland Executive Vice President, Treasurer & Chief Financial Officer 317-293-5309 ? Hurco Companies, Inc. Announces Quarterly Cash Dividend ? (INDIANAPOLIS, IN) June 11, 2021 ? Hurco Companies, Inc. (Nasdaq Global Select Market: HURC), an international industrial technology company, announced today that its Board of Directors approved the payment of a cash div

June 4, 2021 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

Table of Contents ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

June 4, 2021 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 ? FORM 8-K ? CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 ? Date of report (Date of earliest event reported): June 4, 2021 ? Hurco Companies, Inc.

June 4, 2021 EX-99.1

Three Months Ended April 30, Six Months Ended April 30, 2021 2020 $ Change % Change 2021 2020 $ Change % Change Americas $ 19,723 $ 16,696 $ 3,027 18% $ 42,971 $ 34,175 $ 8,796 26% Europe 28,949 14,736 14,213 96% 53,195 34,821 18,374 53% Asia Pacific

Exhibit 99.1 ? FOR IMMEDIATE RELEASE FRIDAY, JUNE 4, 2021 ? HURCO REPORTS SECOND QUARTER RESULTS FOR FISCAL 2021 INDIANAPOLIS, INDIANA ? June 4, 2021 - Hurco Companies, Inc. (Nasdaq: HURC) today reported results for the second fiscal quarter ended April 30, 2021. Hurco recorded net income of $2,437,000, or $0.36 per diluted share, for the second quarter of fiscal 2021, compared to a net loss of $3

June 1, 2021 EX-1.01

Conflict Minerals Report of Hurco Companies, Inc. for Reporting Period January 1, 2020 to December 31, 2020

EX-1.01 2 tm2117676d11-01.htm EXHIBIT 1.01 Exhibit 1.01 Hurco Companies, Inc. Conflict Minerals Report For the Year Ended December 31, 2020 Overview This conflict minerals report for the year ended December 31, 2020 is presented to comply with Rule 13p-1 under the Securities Exchange Act of 1934, as amended (the “Rule”). The Rule was adopted by the Securities and Exchange Commission (the “SEC”) to

June 1, 2021 SD

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD Specialized Disclosure Report HURCO COMPANIES, INC. (Exact name of registrant as specified in its charter)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD Specialized Disclosure Report HURCO COMPANIES, INC. (Exact name of registrant as specified in its charter) Indiana 000-09143 35-1150732 (State or other (Commission (IRS Employer jurisdiction of File Number) Identification No.) incorporation) One Technology Way Indianapolis, IN 46268 (Address of principal executive offi

March 12, 2021 EX-99.2

FRIDAY, MARCH 12, 2021

? Exhibit 99.2 ? FOR IMMEDIATE RELEASE FRIDAY, MARCH 12, 2021 ? HURCO ANNOUNCES CASH DIVIDEND & SHARE REPURCHASE PROGRAM INDIANAPOLIS, INDIANA ? March 12, 2021 - Hurco Companies, Inc. (Nasdaq Global Select Market: HURC) today announced that its Board of Directors approved payment of a cash dividend of $0.14 per share of common stock. The dividend will be paid on April 12, 2021, to shareholders of

March 12, 2021 EX-3.1

Amended and Restated By-Laws of the Registrant, as amended through March 12, 2021

? AMENDED AND RESTATED ? ? BY-LAWS ? ? OF ? ? HURCO COMPANIES, INC. ? AS AMENDED THROUGH JANUARY 7MARCH 12, 2021 ? ? ? ? 1 ? TABLE OF CONTENTS ARTICLE I Identification?1 Section 1. Name?1 Section 2. Registered Office and Registered Agent?1 Section 3. Principal Office?1 Section 4. Other Offices?1 Section 5. Seal?1 Section 6. Fiscal Year?1 ARTICLE II Shareholders?2 Section 1. Place of Meetings and P

March 12, 2021 EX-99.1

FRIDAY, MARCH 12, 2021

? Exhibit 99.1 ? FOR IMMEDIATE RELEASE FRIDAY, MARCH 12, 2021 ? HURCO ANNOUNCES LEADERSHIP TRANSITION INDIANAPOLIS, INDIANA ? March 12, 2021 - Hurco Companies, Inc. (Nasdaq Global Select Market: HURC) today announced that, in connection with its long-term succession planning strategy, Michael Doar will transition from the role of Chief Executive Officer to the position of Executive Chairman of the

March 12, 2021 8-K

Regulation FD Disclosure, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Financial Statements and Exhibits, Other Events, Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 ? FORM 8-K ? CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 ? Date of report (Date of earliest event reported): March 11, 2021 ? Hurco Companies, Inc.

March 5, 2021 EX-99.1

Three Months Ended

Exhibit 99.1 FOR IMMEDIATE RELEASE FRIDAY, MARCH 5, 2021 HURCO REPORTS FIRST QUARTER RESULTS FOR FISCAL 2021 INDIANAPOLIS, INDIANA ? March 5, 2021 - Hurco Companies, Inc. (Nasdaq: HURC) today reported results for the first fiscal quarter ended January 31, 2021. Hurco recorded net income of $663,000, or $0.10 per diluted share, for the first quarter of fiscal 2021, compared to a net loss of $893,00

March 5, 2021 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 ? FORM 8-K ? CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 ? Date of report (Date of earliest event reported): March 5, 2021 ? Hurco Companies, Inc.

March 5, 2021 10-Q

Quarterly Report - 10-Q

Table of Contents ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

February 12, 2021 SC 13G/A

SCHEDULE 13G

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 10 )* Hurco Cos Inc (Name of Issuer) Common Stock (Title of Class of Securities) 447324104 (CUSIP Number) December 31, 2020 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedul

February 11, 2021 SC 13G/A

United States Securities and Exchange Commission Washington, D.C. 20549

United States Securities and Exchange Commission Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* HURCO COMPANIES, INC. (Name of Issuer) COMMON STOCK (Title of Class of Securities) 447324104 (CUSIP Number) DECEMBER 31, 2020 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this S

February 10, 2021 SC 13G/A

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 1)*

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 1)* Name of issuer: Hurco Cos. Inc. Title of Class of Securities: Common Stock CUSIP Number: 447324104 Date of Event Which Requires Filing of this Statement: December 31, 2020 Check the appropriate box to designate the rule pursuant to which this Schedule is filed: ☒ Rul

January 29, 2021 DEF 14A

- DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.

January 8, 2021 EX-21.1

Subsidiaries of the Registrant.

Exhibit 21.1 SUBSIDIARIES OF THE REGISTRANT SUBSIDIARIES OF HURCO COMPANIES, INC. Name Jurisdiction of Incorporation Hurco B.V The Netherlands Hurco Europe Limited United Kingdom Hurco GmbH Federal Republic of Germany Hurco India Private, Ltd. India Hurco Manufacturing Limited Taiwan R.O.C. Hurco S.a.r.l. France Hurco S.r.l. Italy Hurco (S.E. Asia) Pte Ltd. Singapore LCM Precision Technology S.r.l

January 8, 2021 EX-3.2

Amended and Restated By-Laws of the Registrant as amended through January 7, 2021.

Exhibit 3.2 AMENDED AND RESTATED BY-LAWS OF HURCO COMPANIES, INC. AS AMENDED THROUGH JANUARY 7, 2021 1 TABLE OF CONTENTS ARTICLE I Identification‌1 Section 1. Name‌1 Section 2. Registered Office and Registered Agent‌1 Section 3. Principal Office‌1 Section 4. Other Offices‌1 Section 5. Seal‌1 Section 6. Fiscal Year‌1 ARTICLE II Shareholders‌2 Section 1. Place of Meetings and Participation in Meetin

January 8, 2021 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): January 8, 2021 Hurco Companies, Inc.

January 8, 2021 EX-4.1

Description of the Company’s Common Stock.

Exhibit 4.1 DESCRIPTION OF HURCO COMPANIES, INC.’S COMMON STOCK The following is a description of the common stock, no par value (the “Common Stock”), of Hurco Companies, Inc. (the “Company”), which is the only security of the Company registered pursuant to Section 12 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”). General The Company is authorized to issue up to 12,500,00

January 8, 2021 10-K

Annual Report - 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ Annual report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the fiscal year ended October 31, 2020 or ☐ Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from to Commission File No. 0-9143 HURCO COMPANIES, INC.

January 8, 2021 EX-99.1

Three Months Ended

Exhibit 99.1 FOR IMMEDIATE RELEASE FRIDAY, JANUARY 8, 2021 HURCO REPORTS FOURTH QUARTER AND FULL YEAR RESULTS FOR FISCAL 2020 INDIANAPOLIS, INDIANA – January 8, 2021 - Hurco Companies, Inc. (Nasdaq: HURC) today reported results for the fourth fiscal quarter and fiscal year ended October 31, 2020. Hurco recorded a net loss of $3,589,000, or $(0.54) per diluted share, for the fourth quarter of fisca

December 29, 2020 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant - 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): December 23, 2020 Hurco Companies, Inc.

December 29, 2020 EX-10.1

Second Amendment to Credit Agreement, dated as of December 23, 2020, to the Credit Agreement, dated as of December 31, 2018, among Hurco Companies, Inc. and Hurco B.V., as the Borrowers, certain subsidiaries party thereto, as the Guarantors, and Bank of America, N.A., as the Lender, incorporated by reference to Exhibit 10.1 to the Registrant’s Current Report on Form 8-K filed December 29, 2020.

SECOND AMENDMENT TO CREDIT AGREEMENT THIS SECOND AMENDMENT TO CREDIT AGREEMENT (this “Amendment”) dated as of December 23, 2020 to the Credit Agreement referenced below is by and among HURCO COMPANIES, INC.

December 10, 2020 SC 13G

HURC / Hurco Companies, Inc. / Polar Asset Management Partners Inc. - FORM SC 13G Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. ) Hurco Companies Inc. (Name of Issuer) Common Stock, no par value (Title of Class of Securities) 447324104 (CUSIP Number) November 30, 2020 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to w

November 13, 2020 8-K

Regulation FD Disclosure, Financial Statements and Exhibits - 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): November 13, 2020 Hurco Companies, Inc.

November 13, 2020 EX-99.1

Hurco Companies, Inc. Announces Quarterly Cash Dividend

Exhibit 99.1 Contact:Sonja K. McClelland Executive Vice President, Secretary, Treasurer & Chief Financial Officer 317-293-5309 Hurco Companies, Inc. Announces Quarterly Cash Dividend (INDIANAPOLIS, IN) November 13, 2020 — Hurco Companies, Inc. (Nasdaq Global Select Market: HURC), an international industrial technology company, announced today that its Board of Directors approved the payment of a c

September 16, 2020 8-K

Regulation FD Disclosure, Financial Statements and Exhibits - EXHIBIT 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): September 16, 2020 Hurco Companies, Inc.

September 16, 2020 EX-99.1

Hurco Companies, Inc. Announces Quarterly Cash Dividend

Exhibit 99.1 Contact: Sonja K. McClelland Executive Vice President, Secretary, Treasurer & Chief Financial Officer 317-293-5309 Hurco Companies, Inc. Announces Quarterly Cash Dividend (INDIANAPOLIS, IN) September 16, 2020 — Hurco Companies, Inc. (Nasdaq Global Select Market: HURC), an international industrial technology company, announced today that its Board of Directors approved the payment of a

September 4, 2020 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition - 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): September 4, 2020 Hurco Companies, Inc.

September 4, 2020 EX-99.1

Hurco Companies, Inc. CONDENSED CONSOLIDATED STATEMENTS OF OPERATIONS (In thousands, except per share data)

Exhibit 99.1 FOR IMMEDIATE RELEASE FRIDAY, SEPTEMBER 4, 2020 HURCO REPORTS PROFITABLE RESULTS FOR THIRD QUARTER OF FISCAL 2020 INDIANAPOLIS, INDIANA - September 4, 2020 - Hurco Companies, Inc. (Nasdaq: HURC) today reported results for the third fiscal quarter ended July 31, 2020. Hurco recorded net income of $2,162,000, or $0.32 per diluted share, for the third quarter of fiscal 2020, compared to

September 4, 2020 10-Q

Quarterly Report - FORM 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ⌧ Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the quarterly period ended July 31, 2020 or ◻ Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from to . Commission File No. 0-91

June 12, 2020 EX-99.1

FRIDAY, JUNE 12, 2020

EX-99.1 2 tm2022510d1ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 FOR IMMEDIATE RELEASE FRIDAY, JUNE 12, 2020 HURCO ANNOUNCES QUARTERLY CASH DIVIDEND INDIANAPOLIS, INDIANA - June 12, 2020 - Hurco Companies, Inc. (Nasdaq Global Select Market: HURC) announced today that its Board of Directors approved the payment of a cash dividend of $0.13 per share on its issued and outstanding common stock. The dividend

June 12, 2020 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): June 12, 2020 Hurco Companies, Inc.

June 8, 2020 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): June 8, 2020 Hurco Companies, Inc.

June 8, 2020 10-Q

Quarterly Report - FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the quarterly period ended April 30, 2020 or ¨ Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from to . Commission File No. 0-9143 HURCO COMPANIE

June 8, 2020 EX-99.1

Hurco Companies, Inc. CONDENSED CONSOLIDATED STATEMENTS OF OPERATIONS (In thousands, except per share data)

Exhibit 99.1 FOR IMMEDIATE RELEASE MONDAY, JUNE 8, 2020 HURCO REPORTS SECOND QUARTER RESULTS FOR FISCAL 2020 INDIANAPOLIS, INDIANA - June 8, 2020 - Hurco Companies, Inc. (Nasdaq: HURC) today reported results for the second fiscal quarter ended April 30, 2020. Hurco recorded a net loss of $3,927,000, or $(0.58) per diluted share, for the second quarter of fiscal 2020, compared to net income of $5,2

June 1, 2020 EX-1.01

Conflict Minerals Report of Hurco Companies, Inc. for Reporting Period January 1, 2019 to December 31, 2019

Exhibit 1.01 Hurco Companies, Inc. Conflict Minerals Report For the Year Ended December 31, 2019 Overview This conflict minerals report for the year ended December 31, 2019 is presented to comply with Rule 13p-1 under the Securities Exchange Act of 1934, as amended (the “Rule”). The Rule was adopted by the Securities and Exchange Commission (the “SEC”) to implement reporting and disclosure require

June 1, 2020 SD

- FORM SD

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD Specialized Disclosure Report HURCO COMPANIES, INC. (Exact name of registrant as specified in its charter) Indiana 000-09143 35-1150732 (State or other (Commission (IRS Employer jurisdiction of File Number) Identification No.) incorporation) One Technology Way Indianapolis, IN 46268 (Address of principal executive offi

March 13, 2020 EX-10.1

First Amendment to Credit Agreement, dated as of March 13, 2020, to the Credit Agreement, dated as of December 31, 2018, among Hurco Companies, Inc. and Hurco B.V., as the Borrowers, certain subsidiaries party thereto, as the Guarantors, and Bank of America, N.A., as the Lender, incorporated by reference to Exhibit 10.1 to the Registrant’s Current Report on Form 8-K filed March 13, 2021

Exhibit 10.1 FIRST AMENDMENT TO CREDIT AGREEMENT THIS FIRST AMENDMENT TO CREDIT AGREEMENT (this “Amendment”) dated as of March 13, 2020 to the Credit Agreement referenced below is by and among HURCO COMPANIES, INC., an Indiana corporation (the “Company”), HURCO B.V., a private company with limited liability (besloten vennootschap met beperkte aansprakelijkheid) incorporated under the laws of the N

March 13, 2020 8-K

Regulation FD Disclosure, Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events, Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): March 12, 2020 Hurco Companies, Inc.

March 13, 2020 EX-99.1

FRIDAY, MARCH 13, 2020

Exhibit 99.1 FOR IMMEDIATE RELEASE FRIDAY, MARCH 13, 2020 HURCO ANNOUNCES CASH DIVIDEND & SHARE REPURCHASE PROGRAM INDIANAPOLIS, INDIANA – March 13, 2020, Hurco Companies, Inc. (Nasdaq Global Select Market: HURC) today announced that its Board of Directors approved the payment of a cash dividend of $0.13 per share of common stock. The dividend will be paid on April 13, 2020, to shareholders of rec

March 6, 2020 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): March 6, 2020 Hurco Companies, Inc.

March 6, 2020 10-Q

HURC / Hurco Companies, Inc. 10-Q - Quarterly Report - FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the quarterly period ended January 31, 2020 or ¨ Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from to . Commission File No. 0-9143 HURCO COMPAN

March 6, 2020 EX-99.1

Hurco Companies, Inc. CONDENSED CONSOLIDATED STATEMENTS OF OPERATIONS (In thousands, except per share data)

Exhibit 99.1 FOR IMMEDIATE RELEASE FRIDAY, MARCH 6, 2020 HURCO REPORTS FIRST QUARTER RESULTS FOR FISCAL 2020 INDIANAPOLIS, INDIANA – March 6, 2020 - Hurco Companies, Inc. (Nasdaq: HURC) today reported results for the first fiscal quarter ended January 31, 2020. Hurco recorded a net loss of $893,000, or $(0.13) per diluted share, for the first quarter of fiscal 2020, compared to net income of $6,65

February 12, 2020 SC 13G/A

HURC / Hurco Companies, Inc. / DIMENSIONAL FUND ADVISORS LP - SCHEDULE 13G/A Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 9)* HURCO COMPANIES INC (Name of Issuer) Common Stock (Title of Class of Securities) 447324104 (CUSIP Number) December 31, 2019 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Sch

February 11, 2020 SC 13G

HURC / Hurco Companies, Inc. / AMERICAN CENTURY INVESTMENT MANAGEMENT INC - SC 13G Passive Investment

United States Securities and Exchange Commission Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* HURCO COMPANIES, INC. (Name of Issuer) COMMON STOCK (Title of Class of Securities) 447324104 (CUSIP Number) DECEMBER 31, 2019 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Sc

February 11, 2020 SC 13G

HURC / Hurco Companies, Inc. / VANGUARD GROUP INC - SCHEDULE 13G Passive Investment

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 Name of issuer: Hurco Companies Inc Title of Class of Securities: Common Stock CUSIP Number: 447324104 Date of Event Which Requires Filing of this Statement: December 31, 2019 Check the appropriate box to designate the rule pursuant to which this Schedule is filed: ☒ Rule 13d-1(b) ☐ Rul

January 27, 2020 DEF 14A

HURC / Hurco Companies, Inc. DEF 14A - - DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.

January 3, 2020 EX-99.1

Hurco Companies, Inc. CONDENSED CONSOLIDATED STATEMENTS OF INCOME (In thousands, except per share data)

EX-99.1 2 tm1928393d1ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 FOR IMMEDIATE RELEASE FRIDAY, JANUARY 3, 2020 HURCO REPORTS FOURTH QUARTER AND FULL YEAR RESULTS FOR FISCAL 2019 INDIANAPOLIS, INDIANA – January 3, 2020 - Hurco Companies, Inc. (Nasdaq: HURC) today reported results for the fourth fiscal quarter and fiscal year ended October 31, 2019. Hurco recorded net income of $2,098,000, or $0.31 per dil

January 3, 2020 EX-21.1

Subsidiaries of the Registrant.

EX-21.1 3 tm1919823d1ex21-1.htm EXHIBIT 21.1 Exhibit 21.1 SUBSIDIARIES OF THE REGISTRANT SUBSIDIARIES OF HURCO COMPANIES, INC. Name Jurisdiction of Incorporation Hurco B.V The Netherlands Hurco Europe Limited United Kingdom Hurco GmbH Federal Republic of Germany Hurco India Private, Ltd. India Hurco Manufacturing Limited Taiwan R.O.C. Hurco S.a.r.l. France Hurco S.r.l. Italy Hurco (S.E. Asia) Pte

January 3, 2020 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): January 3, 2020 Hurco Companies, Inc.

January 3, 2020 10-K

HURC / Hurco Companies, Inc. 10-K - Annual Report - FORM 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) x Annual report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the fiscal year ended October 31, 2019 or ¨ Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from to . Commission File No. 0-9143 HURCO COMPANIES, INC

January 3, 2020 EX-4.1

Description of the Company’s Common Stock.

Exhibit 4.1 DESCRIPTION OF HURCO COMPANIES, INC.’S COMMON STOCK The following is a description of the common stock, no par value (the “Common Stock”), of Hurco Companies, Inc. (the “Company”), which is the only security of the Company registered pursuant to Section 12 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”). General The Company is authorized to issue up to 12,500,00

November 15, 2019 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): November 15, 2019 Hurco Companies, Inc.

November 15, 2019 EX-99.1

Hurco Companies, Inc. Announces Quarterly Cash Dividend

EX-99.1 2 tm1922987d1ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 Contact: Sonja K. McClelland Executive Vice President, Secretary, Treasurer & Chief Financial Officer 317-293-5309 Hurco Companies, Inc. Announces Quarterly Cash Dividend (INDIANAPOLIS, IN) November 15, 2019 — Hurco Companies, Inc. (Nasdaq Global Select Market: HURC), an international industrial technology company, announced today that its

September 13, 2019 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): September 13, 2019 Hurco Companies, Inc.

September 13, 2019 EX-99.1

Hurco Companies, Inc. Announces Quarterly Cash Dividend

EX-99.1 2 tv529370ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 Contact: Sonja K. McClelland Executive Vice President, Secretary, Treasurer & Chief Financial Officer 317-293-5309 Hurco Companies, Inc. Announces Quarterly Cash Dividend (INDIANAPOLIS, IN) September 13, 2019 — Hurco Companies, Inc. (Nasdaq Global Select Market: HURC), an international industrial technology company, announced today that its Bo

September 6, 2019 10-Q

HURC / Hurco Companies, Inc. 10-Q - Quarterly Report - FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x Quarterly report pursuant to section 13 or 15(d) of the Securities Exchange Act of 1934 for the quarterly period ended July 31, 2019 or ¨ Transition report pursuant to section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from to . Commission File No. 0-9143 HURCO COMPANIES

September 6, 2019 EX-99.1

Hurco Companies, Inc. CONDENSED CONSOLIDATED STATEMENTS OF INCOME (In thousands, except per share data)

Exhibit 99.1 FOR IMMEDIATE RELEASE FRIDAY, SEPTEMBER 6, 2019 HURCO REPORTS THIRD QUARTER RESULTS FOR FISCAL 2019 INDIANAPOLIS, INDIANA – September 6, 2019, Hurco Companies, Inc. (Nasdaq Global Select Market: HURC) today reported results for the third fiscal quarter ended July 31, 2019. Hurco recorded net income of $3,491,000, or $0.51 per diluted share, for the third quarter of fiscal 2019 compare

September 6, 2019 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): September 6, 2019 Hurco Companies, Inc.

June 14, 2019 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): June 14, 2019 Hurco Companies, Inc.

June 14, 2019 EX-99.1

Hurco Companies, Inc. Announces Quarterly Cash Dividend

Exhibit 99.1 Contact: Sonja K. McClelland Executive Vice President, Secretary, Treasurer & Chief Financial Officer 317-293-5309 Hurco Companies, Inc. Announces Quarterly Cash Dividend (INDIANAPOLIS, IN) June 14, 2019 — Hurco Companies, Inc. (Nasdaq Global Select Market: HURC), an international industrial technology company, announced today that its Board of Directors approved the payment of a cash

June 7, 2019 EX-99.1

Hurco Companies, Inc. CONDENSED CONSOLIDATED STATEMENTS OF INCOME (In thousands, except per share data)

Exhibit 99.1 FOR IMMEDIATE RELEASE FRIDAY, JUNE 7, 2019 HURCO REPORTS SECOND QUARTER RESULTS FOR FISCAL 2019 INDIANAPOLIS, INDIANA – June 7, 2019, Hurco Companies, Inc. (Nasdaq Global Select Market: HURC) today reported results for the second fiscal quarter ended April 30, 2019. Hurco recorded net income of $5,252,000, or $0.76 per diluted share, for the second quarter of fiscal 2019 compared to n

June 7, 2019 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): June 7, 2019 Hurco Companies, Inc.

June 7, 2019 10-Q

HURC / Hurco Companies, Inc. 10-Q - Quarterly Report - FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x Quarterly report pursuant to section 13 or 15(d) of the Securities Exchange Act of 1934 for the quarterly period ended April 30, 2019 or ¨ Transition report pursuant to section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from to . Commission File No. 0-9143 HURCO COMPANIE

May 31, 2019 EX-1.01

Conflict Minerals Report of Hurco Companies, Inc. for Reporting Period January 1, 2018 to December 31, 2018

Exhibit 1.01 Hurco Companies, Inc. Conflict Minerals Report For the Year Ended December 31, 2018 Overview This conflict minerals report for the year ended December 31, 2018 is presented to comply with Rule 13p-1 under the Securities Exchange Act of 1934, as amended (the “Rule”). The Rule was adopted by the Securities and Exchange Commission (the “SEC”) to implement reporting and disclosure require

May 31, 2019 SD

HURC / Hurco Companies, Inc. SD - - FORM SD

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD Specialized Disclosure Report HURCO COMPANIES, INC. (Exact name of registrant as specified in its charter) Indiana 000-09143 35-1150732 (State or other (Commission (IRS Employer jurisdiction of File Number) Identification No.) incorporation) One Technology Way Indianapolis, IN 46268 (Address of principal executive offi

March 15, 2019 8-K

Regulation FD Disclosure, Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): March 15, 2019 Hurco Companies, Inc.

March 15, 2019 EX-99.1

FRIDAY, MARCH 15, 2019

EX-99.1 2 tv516284ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 FOR IMMEDIATE RELEASE FRIDAY, MARCH 15, 2019 HURCO ANNOUNCES CASH DIVIDEND INDIANAPOLIS, INDIANA – March 15, 2019, Hurco Companies, Inc. (Nasdaq Global Select Market: HURC) today announced that its Board of Directors approved the payment of a cash dividend of $0.12 per share of common stock. The dividend will be paid on April 15, 2019, to shar

March 8, 2019 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): March 8, 2019 Hurco Companies, Inc.

March 8, 2019 EX-99.1

Three Months Ended January 31, 2019 2018 $ Change % Change Americas $ 29,156 $ 21,030 $ 8,126 39 % Europe 35,711 38,318 (2,607 ) (7 %) Asia Pacific 9,346 9,096 250 3 % Total $ 74,213 $ 68,444 $ 5,769 8 %

EX-99.1 2 tv515183ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 FOR IMMEDIATE RELEASE FRIDAY, MARCH 8, 2019 HURCO REPORTS FIRST QUARTER RESULTS FOR FISCAL 2019 INDIANAPOLIS, INDIANA – March 8, 2019, Hurco Companies, Inc. (Nasdaq Global Select Market: HURC) today reported results for the first fiscal quarter ended January 31, 2019. Hurco recorded net income of $6,654,000, or $0.97 per diluted share, for the

March 8, 2019 10-Q

HURC / Hurco Companies, Inc. FORM 10-Q (Quarterly Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the quarterly period ended January 31, 2019 or ¨ Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from to . Commission File No. 0-9143 HURCO COMPAN

February 8, 2019 SC 13G/A

HURC / Hurco Companies, Inc. / DIMENSIONAL FUND ADVISORS LP - SCHEDULE 13G/A Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 8)* HURCO COMPANIES INC (Name of Issuer) Common Stock (Title of Class of Securities) 447324104 (CUSIP Number) December 31, 2018 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Sch

January 28, 2019 DEF 14A

HURC / Hurco Companies, Inc. DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.

January 4, 2019 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): January 4, 2019 Hurco Companies, Inc.

January 4, 2019 EX-99.1

Hurco Companies, Inc. CONDENSED CONSOLIDATED STATEMENTS OF INCOME (In thousands, except per-share data)

EX-99.1 2 tv510246ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 FOR IMMEDIATE RELEASE FRIDAY, JANUARY 4, 2019 HURCO REPORTS FOURTH QUARTER AND FULL YEAR RESULTS FOR FISCAL 2018 INDIANAPOLIS, INDIANA – January 4, 2019 — Hurco Companies, Inc. (Nasdaq: HURC) today reported results for the fourth fiscal quarter and fiscal year ended October 31, 2018. Hurco recorded net income of $8,302,000, or $1.22 per dilute

January 4, 2019 10-K

HURC / Hurco Companies, Inc. FORM 10-K (Annual Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10–K (Mark One) x Annual report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the fiscal year ended October 31, 2018 or ¨ Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from to . Commission File No. 0–9143 HURCO COMPANIES, INC

January 4, 2019 EX-10.1

Credit Agreement, dated as of December 31, 2018, among Hurco Companies, Inc. and Hurco B.V., as the Borrowers, certain subsidiaries party thereto, as the Guarantors, and Bank of America, N.A., as the Lender, incorporated by reference to Exhibit 10.1 to the Registrant’s Annual Report on Form 10-K for the year ended October 31, 2018.

Exhibit 10.1 Execution Version CREDIT AGREEMENT Dated as of December 31, 2018 among HURCO COMPANIES, INC. and HURCO B.V., as the Borrowers CERTAIN SUBSIDIARIES PARTY HERETO, as the Guarantors and BANK OF AMERICA, N.A., as the Lender TABLE OF CONTENTS Page Article I DEFINITIONS AND ACCOUNTING TERMS 1 1.01 Defined Terms 1 1.02 Other Interpretive Provisions 20 1.03 Accounting Terms 21 1.04 Rounding 2

January 4, 2019 EX-21

Subsidiaries of the Registrant.

Exhibit 21 SUBSIDIARIES OF THE REGISTRANT SUBSIDIARIES OF HURCO COMPANIES, INC. Name Jurisdiction of Incorporation Hurco B.V The Netherlands Hurco Europe Limited United Kingdom Hurco GmbH Federal Republic of Germany Hurco India Private, Ltd. India Hurco Manufacturing Limited Taiwan R.O.C. Hurco S.a.r.l. France Hurco S.r.l. Italy Hurco (S.E. Asia) Pte Ltd. Singapore LCM Precision Technology S.r.l.

November 16, 2018 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): November 16, 2018 Hurco Companies, Inc.

November 16, 2018 EX-99.1

FRIDAY, NOVEMBER 16, 2018

Exhibit 99.1 FOR IMMEDIATE RELEASE FRIDAY, NOVEMBER 16, 2018 HURCO ANNOUNCES CASH DIVIDEND INDIANAPOLIS, INDIANA – November 16, 2018, Hurco Companies, Inc. (Nasdaq Global Select Market: HURC) today announced that its Board of Directors approved the payment of a cash dividend of $0.11 per share of common stock. The dividend will be paid on January 17, 2019, to shareholders of record as of the close

September 12, 2018 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): September 12, 2018 Hurco Companies, Inc.

September 12, 2018 EX-99.1

Hurco Companies, Inc. Announces Quarterly Cash Dividend

Exhibit 99.1 Contact: Sonja K. McClelland Executive Vice President, Secretary, Treasurer & Chief Financial Officer 317-293-5309 Hurco Companies, Inc. Announces Quarterly Cash Dividend (INDIANAPOLIS, IN) September 12, 2018 — Hurco Companies, Inc. (Nasdaq Global Select Market: HURC), an international industrial technology company, announced today that its Board of Directors approved the payment of a

September 7, 2018 EX-99.1

Hurco Companies, Inc. CONDENSED CONSOLIDATED STATEMENTS OF INCOME (In thousands, except per share data)

EX-99.1 2 tv501941ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 FOR IMMEDIATE RELEASE FRIDAY, SEPTEMBER 7, 2018 HURCO REPORTS THIRD QUARTER RESULTS FOR FISCAL 2018 INDIANAPOLIS, INDIANA – September 7, 2018, Hurco Companies, Inc. (Nasdaq Global Select Market: HURC) today reported results for the third fiscal quarter ended July 31, 2018. Hurco recorded net income of $6,500,000, or $0.95 per diluted share, fo

September 7, 2018 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): September 7, 2018 Hurco Companies, Inc.

September 7, 2018 10-Q

HURC / Hurco Companies, Inc. FORM 10-Q (Quarterly Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x Quarterly report pursuant to section 13 or 15(d) of the Securities Exchange Act of 1934 for the quarterly period ended July 31, 2018 or ¨ Transition report pursuant to section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from to . Commission File No. 0-9143 HURCO COMPANIES

June 15, 2018 EX-99.1

FRIDAY, JUNE 15, 2018

EX-99.1 2 tv496496ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 FOR IMMEDIATE RELEASE FRIDAY, JUNE 15, 2018 HURCO ANNOUNCES CASH DIVIDEND INDIANAPOLIS, INDIANA – June 15, 2018, Hurco Companies, Inc. (Nasdaq Global Select Market: HURC) today announced that its Board of Directors approved the payment of a cash dividend of $0.11 per share of common stock. The dividend will be paid on July 13, 2018, to shareho

June 15, 2018 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): June 15, 2018 Hurco Companies, Inc.

June 8, 2018 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): June 8, 2018 Hurco Companies, Inc.

June 8, 2018 EX-99.1

Hurco Companies, Inc. CONDENSED CONSOLIDATED STATEMENTS OF INCOME (In thousands, except per share data)

EX-99.1 2 tv495352ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 FOR IMMEDIATE RELEASE FRIDAY, JUNE 8, 2018 HURCO REPORTS SECOND QUARTER RESULTS FOR FISCAL 2018 INDIANAPOLIS, INDIANA – June 8, 2018, Hurco Companies, Inc. (Nasdaq Global Select Market: HURC) today reported results for the second fiscal quarter ended April 30, 2018. Hurco recorded net income of $3,751,000, or $0.55 per diluted share, for the s

June 8, 2018 10-Q

HURC / Hurco Companies, Inc. FORM 10-Q (Quarterly Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x Quarterly report pursuant to section 13 or 15(d) of the Securities Exchange Act of 1934 for the quarterly period ended April 30, 2018 or ¨ Transition report pursuant to section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from to . Commission File No. 0-9143 HURCO COMPANIE

May 31, 2018 SD

HURC / Hurco Companies, Inc. FORM SD

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD Specialized Disclosure Report HURCO COMPANIES, INC. (Exact name of registrant as specified in its charter) Indiana 000-09143 35-1150732 (State or other (Commission (IRS Employer jurisdiction of File Number) Identification No.) incorporation) One Technology Way Indianapolis, IN 46268 (Address of principal executive offi

May 31, 2018 EX-1.01

Conflict Minerals Report of Hurco Companies, Inc. for Reporting Period January 1, 2017 to December 31, 2017

EX-1.01 2 tv495370ex1-01.htm EXHIBIT 1.01 Exhibit 1.01 Hurco Companies, Inc. Conflict Minerals Report For the Year Ended December 31, 2017 Overview This conflict minerals report for the year ended December 31, 2017 is presented to comply with Rule 13p-1 under the Securities Exchange Act of 1934, as amended (the “Rule”). The Rule was adopted by the Securities and Exchange Commission (the “SEC”) to

March 16, 2018 EX-99.1

FRIDAY, MARCH 16, 2018

Exhibit 99.1 FOR IMMEDIATE RELEASE FRIDAY, MARCH 16, 2018

March 16, 2018 8-K

Regulation FD Disclosure, Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): March 15, 2018 Hurco Companies, Inc.

March 9, 2018 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): March 9, 2018 Hurco Companies, Inc.

March 9, 2018 EX-99.1

Three Months Ended January 31, 2018 2017 $ Change % Change Americas $ 21,030 $ 16,709 $ 4,321 26 % Europe 38,318 25,572 12,746 50 % Asia Pacific 9,096 6,463 2,633 41 % Total $ 68,444 $ 48,744 $ 19,700 40 %

Exhibit 99.1 FOR IMMEDIATE RELEASE FRIDAY, MARCH 9, 2018 HURCO REPORTS FIRST QUARTER RESULTS FOR FISCAL 2018 INDIANAPOLIS, INDIANA – March 9, 2018, Hurco Companies, Inc. (Nasdaq Global Select Market: HURC) today reported results for the first fiscal quarter ended January 31, 2018. Hurco recorded net income of $2,937,000, or $0.43 per diluted share, for the first quarter of fiscal 2018 compared to

March 9, 2018 10-Q

HURC / Hurco Companies, Inc. FORM 10-Q (Quarterly Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x Quarterly report pursuant to section 13 or 15(d) of the Securities Exchange Act of 1934 for the quarterly period ended January 31, 2018 or ¨ Transition report pursuant to section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from to . Commission File No. 0-9143 HURCO COMPAN

February 9, 2018 SC 13G/A

HURC / Hurco Companies, Inc. / DIMENSIONAL FUND ADVISORS LP - SCHEDULE 13G/A Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 7)* HURCO COMPANIES INC (Name of Issuer) Common Stock (Title of Class of Securities) 447324104 (CUSIP Number) December 31, 2017 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Sch

January 29, 2018 DEF 14A

HURC / Hurco Companies, Inc. DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.

January 5, 2018 EX-99.1

Hurco Companies, Inc. CONDENSED CONSOLIDATED STATEMENTS OF INCOME (Dollars in thousands, except per-share data)

Exhibit 99.1 FOR IMMEDIATE RELEASE FRIDAY, JANUARY 5, 2018 CORRECTING and REPLACING - HURCO REPORTS FOURTH QUARTER AND FULL YEAR RESULTS FOR FISCAL 2017 INDIANAPOLIS, INDIANA ? January 5, 2018 - In a release issued under the same headline earlier today by Hurco Companies, Inc. (Nasdaq: HURC), please note that in the sixth paragraph, introducing the second table, certain figures did not match the c

January 5, 2018 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): January 5, 2018 Hurco Companies, Inc.

January 5, 2018 10-K

HURC / Hurco Companies, Inc. FORM 10-K (Annual Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) x Annual report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the fiscal year ended October 31, 2017 or ¨ Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from to . Commission File No. 0-9143 HURCO COMPANIES, INC

January 5, 2018 EX-21

Subsidiaries of the Registrant.

Exhibit 21 SUBSIDIARIES OF THE REGISTRANT SUBSIDIARIES OF HURCO COMPANIES, INC. Name Jurisdiction of Incorporation Hurco B.V The Netherlands Hurco Europe Limited United Kingdom Hurco GmbH Federal Republic of Germany Hurco India Private, Ltd. India Hurco Manufacturing Limited Taiwan R.O.C. Hurco S.a.r.l. France Hurco S.r.l. Italy Hurco (S.E. Asia) Pte Ltd. Singapore LCM Precision Technology S.r.l.

November 21, 2017 EX-3.2

Amended and Restated By-laws of the Company (marked to show the amendments adopted on November 16, 2017)

Exhibit 3.2 AMENDED AND RESTATED BY-LAWS OF HURCO COMPANIES, INC. AS AMENDED THROUGH July 8, 2009 NOVEMBER 16, 2017 TABLE OF CONTENTS ARTICLE I Identification 1 Section 1. Name 1 Section 2. Registered Office and Registered Agent 1 Section 3. Principal Office 1 Section 4. Other Offices 1 Section 5. Seal 1 Section 6. Fiscal Year 1 ARTICLE II Shareholders 2 Section 1. Place of Meeting 2 Section 2. An

November 21, 2017 8-K/A

Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K/A (Amendment No.

November 17, 2017 8-K

Regulation FD Disclosure, Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): November 16, 2017 Hurco Companies, Inc.

November 17, 2017 EX-99.1

Hurco Companies, Inc. Announces Quarterly Cash Dividend

Exhibit 99.1 Contact: Sonja K. McClelland Executive Vice President, Secretary, Treasurer & Chief Financial Officer 317-293-5309 Hurco Companies, Inc. Announces Quarterly Cash Dividend (INDIANAPOLIS, IN) November 17, 2017 ? Hurco Companies, Inc. (Nasdaq Global Select Market: HURC), an international industrial technology company, announced today that its Board of Directors approved the payment of a

November 17, 2017 EX-3.1

Amended and Restated By-Laws of the Registrant as amended through November 16, 2017, incorporated by reference to Exhibit 3.1 to the Registrant’s Current Report on Form 8-K filed on November 17, 2017.

Exhibit 3.1 AMENDED AND RESTATED BY-LAWS OF HURCO COMPANIES, INC. AS AMENDED THROUGH NOVEMBER 16, 2017 TABLE OF CONTENTS ARTICLE I Identification 1 Section 1. Name 1 Section 2. Registered Office and Registered Agent 1 Section 3. Principal Office 1 Section 4. Other Offices 1 Section 5. Seal 1 Section 6. Fiscal Year 1 ARTICLE II Shareholders 2 Section 1. Place of Meeting 2 Section 2. Annual Meetings

November 17, 2017 EX-3.2

Amended and Restated By-laws of the Company (marked to show the amendments adopted on November 16, 2017)

EX-3.2 3 tv479849ex3-2.htm EXHIBIT 3.2 Exhibit 3.2 AMENDED AND RESTATED BY-LAWS OF HURCO COMPANIES, INC. AS AMENDED THROUGH NOVEMBER 16, 2017 TABLE OF CONTENTS ARTICLE I Identification 1 Section 1. Name 1 Section 2. Registered Office and Registered Agent 1 Section 3. Principal Office 1 Section 4. Other Offices 1 Section 5. Seal 1 Section 6. Fiscal Year 1 ARTICLE II Shareholders 2 Section 1. Place

September 8, 2017 EX-99.1

Hurco Companies, Inc. CONDENSED CONSOLIDATED STATEMENTS OF INCOME (Dollars in thousands, except per-share data)

EX-99.1 2 v474813ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 FOR IMMEDIATE RELEASE FRIDAY, SEPTEMBER 8, 2017 HURCO REPORTS FISCAL 2017 THIRD QUARTER RESULTS INDIANAPOLIS, INDIANA – September 8, 2017, Hurco Companies, Inc. (Nasdaq Global Select Market: HURC) today reported results for the third fiscal quarter ended July 31, 2017. Hurco recorded net income of $3,888,000, or $0.58 per diluted share, for the

September 8, 2017 8-K

Hurco Companies FORM 8-K (Current Report/Significant Event)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): September 8, 2017 Hurco Companies, Inc.

September 8, 2017 10-Q

HURC / Hurco Companies, Inc. FORM 10-Q (Quarterly Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x Quarterly report pursuant to section 13 or 15(d) of the Securities Exchange Act of 1934 for the quarterly period ended July 31, 2017 or ¨ Transition report pursuant to section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from to . Commission File No. 0-9143 HURCO COMPANIES

June 9, 2017 EX-99.1

Hurco Companies, Inc. Announces Quarterly Cash Dividend

Exhibit 99.1 Contact: Sonja K. McClelland Executive Vice President, Secretary, Treasurer & Chief Financial Officer 317-293-5309 Hurco Companies, Inc. Announces Quarterly Cash Dividend (INDIANAPOLIS, IN) June 9, 2017 ? Hurco Companies, Inc. (Nasdaq Global Select Market: HURC), an international industrial technology company, announced today that its Board of Directors approved the payment of a cash

June 9, 2017 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): June 9, 2017 Hurco Companies, Inc.

June 2, 2017 10-Q

Hurco Companies FORM 10-Q (Quarterly Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x Quarterly report pursuant to section 13 or 15(d) of the Securities Exchange Act of 1934 for the quarterly period ended April 30, 2017 or ? Transition report pursuant to section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from to . Commission File No. 0-9143 HURCO COMPANIE

June 2, 2017 EX-99.1

Hurco Companies, Inc. CONDENSED CONSOLIDATED STATEMENTS OF INCOME (Dollars in thousands, except per-share data)

EX-99.1 2 v468134ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 FOR IMMEDIATE RELEASE FRIDAY, JUNE 2, 2017 HURCO REPORTS FISCAL 2017 SECOND QUARTER RESULTS INDIANAPOLIS, INDIANA – June 2, 2017, Hurco Companies, Inc. (Nasdaq Global Select Market: HURC) today reported results for the second fiscal quarter ended April 30, 2017. Hurco recorded net income of $3,646,000, or $0.54 per diluted share, for the second

June 2, 2017 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): June 2, 2017 Hurco Companies, Inc.

May 31, 2017 EX-1.01

Hurco Companies, Inc. Conflict Minerals Report For the Year Ended December 31, 2016

Exhibit 1.01 Hurco Companies, Inc. Conflict Minerals Report For the Year Ended December 31, 2016 Overview This conflict minerals report for the year ended December 31, 2016 is presented to comply with Rule 13p-1 under the Securities Exchange Act of 1934, as amended (the ?Rule?). The Rule was adopted by the Securities and Exchange Commission (the ?SEC?) to implement reporting and disclosure require

May 31, 2017 SD

Hurco Companies SD

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD Specialized Disclosure Report HURCO COMPANIES, INC. (Exact name of registrant as specified in its charter) Indiana 000-09143 35-1150732 (State or other (Commission (IRS Employer jurisdiction of File Number) Identification No.) incorporation) One Technology Way Indianapolis, IN 46268 (Address of principal executive offi

May 8, 2017 8-K

Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 3, 2017 Hurco Companies, Inc.

May 8, 2017 EX-16.1

May 8, 2017

EXHIBIT 16.1 May 8, 2017 Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Ladies and Gentlemen: We have read Item 4.01 of Form 8-K dated May 8, 2017, of Hurco Companies, Inc. and are in agreement with the statements contained in the second and third paragraphs therein and the statement concerning notification to us in the first paragraph therein. We have no basis to agree

March 10, 2017 10-Q

Hurco Companies 10-Q (Quarterly Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x Quarterly report pursuant to section 13 or 15(d) of the Securities Exchange Act of 1934 for the quarterly period ended January 31, 2017 or ? Transition report pursuant to section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from to . Commission File No. 0-9143 HURCO COMPAN

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