Basic Stats
| CIK | 1828588 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Hanover Bancorp, Inc.
SEC Filings (Chronological Order)
This page provides a complete, chronological list of SEC Filings, excluding ownership filings which we provide elsewhere.
| September 4, 2025 |
Exhibit 99.1 Confidential Investor Presentation 1 2 148, 201, 61 20, 49, 89 Disclaimer (1) The acquisition is subject to applicable regulatory approvals, approval of the Minden shareholders and other customary closing conditions. The private placement is not conditional on the closing of the acquisition. This presentation has been prepared by us solely for informational purposes based on our own i |
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| September 4, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 4, 2025 HANOVER BANCORP, INC. (Exact name of registrant as specified in its charter) Maryland 001-41384 81-3324480 (State or other jurisdiction of incorporation) (Commission |
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| August 8, 2025 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-41384 HANOVER |
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| July 23, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 23, 2025 HANOVER BANCORP, INC. (Exact name of registrant as specified in its charter) Maryland 001-41384 81-3324480 (State or other jurisdiction of incorporation) (Commission Fil |
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| July 23, 2025 |
Exhibit 99.1 FOR IMMEDIATE RELEASE Investor and Press Contact: Lance P. Burke Chief Financial Officer (516) 548-8500 Hanover Bancorp, Inc. Reports Second Quarter 2025 Results Highlighted by Strong Demand Deposit Growth, Continued Margin Expansion and Its Inclusion in the Russell 2000 Index Second Quarter Performance Highlights ● Net Income: Net income for the quarter ended June 30, 2025 totaled $2 |
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| June 27, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 25, 2025 HANOVER BANCORP, INC. (Exact name of registrant as specified in its charter) Maryland 001-41384 81-3324480 (State or other jurisdiction of incorporation) (Commission Fil |
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| June 27, 2025 |
Certificate of Merger filed with the Secretary of State of the State of New York Exhibit 3.3 CERTIFICATE OF MERGER OF HANOVER BANCORP, INC. (a New York corporation) INTO HANOVER BANCORP, INC. (a Maryland corporation) Under Section 907 of the Business Corporation Law It is hereby certified, upon behalf of each of the constituent corporations herein named, as follows: FIRST: The Board of Directors of each of the constituent corporations has duly adopted an Agreement and Plan of |
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| June 27, 2025 |
Articles of Merger filed with the State Department of Assessments and Taxation of Maryland Exhibit 3.4 ARTICLES OF MERGER OF HANOVER BANCORP, INC., a Maryland corporation and HANOVER BANCORP, INC., a New York corporation Hanover Bancorp, Inc., a Maryland corporation, and Hanover Bancorp, Inc., a New York corporation, do hereby certify to the State Department of Assessments and Taxation of Maryland (the “Department”) as follows: FIRST: Hanover Bancorp, Inc., a Maryland corporation, and H |
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| June 27, 2025 |
Articles of Incorporation of Hanover Bancorp, Inc., a Maryland corporation Exhibit 3.1 ARTICLES OF INCORPORATION OF HANOVER BANCORP, INC. The undersigned, Gregory T. Krauss, whose address is c/o Windels Marx Lane & Mittendorf, LLP, 120 Albany Street Plaza, FL 6, New Brunswick, New Jersey, being at least 18 years of age, acting as incorporator, does hereby form a corporation under the General Laws of the State of Maryland having the following Articles of Incorporation: Ar |
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| June 27, 2025 |
Bylaws of Hanover Bancorp, Inc., a Maryland corporation Exhibit 3.2 BY-LAWS OF HANOVER BANCORP, INC. a Maryland Corporation ARTICLE I SHAREHOLDERS Section 1.1.Annual Meetings. The annual meeting of the shareholders for the election of directors and the transaction of other business shall be held each year on such day and at such hour as shall be fixed by the Board of Directors. Failure to hold an annual meeting does not invalidate the Corporation’s exi |
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| June 27, 2025 |
1 Exhibit 10.1 AGREEMENT AND PLAN OF MERGER BETWEEN HANOVER BANCORP, INC., A New York Corporation AND HANOVER BANCORP, INC., A Maryland Corporation This AGREEMENT AND PLAN OF MERGER (the "Plan") is entered into as of this 25th day of June, 2025, by HANOVER BANCORP, INC., a corporation organized under the of the State of New York, with its principal office at 80 E Jericho Turnpike, Mineola, NY 1150 |
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| June 18, 2025 |
Exhibit 99.1 Confidential Investor Presentation Exhibit 99.1 2 Disclaimer (1) The acquisition is subject to applicable regulatory approvals, approval of the Minden shareholders and other customary closing conditions. The private placement is not conditional on the closing of the acquisition. This presentation has been prepared by us solely for informational purposes based on our own information, a |
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| June 18, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 18, 2025 HANOVER BANCORP, INC. (Exact name of registrant as specified in its charter) New York 001-41384 81-3324480 (State or other jurisdiction of incorporation) (Commission Fil |
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| May 9, 2025 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-41384 HANOVE |
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| May 1, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 30, 2025 HANOVER BANCORP, INC. (Exact name of registrant as specified in its charter) New York 001-41384 81-3324480 (State or other jurisdiction of incorporation) (Commission Fi |
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| April 23, 2025 |
Exhibit 99.1 FOR IMMEDIATE RELEASE Investor and Press Contact: Lance P. Burke Chief Financial Officer (516) 548-8500 Hanover Bancorp, Inc. Reports First Quarter 2025 Results Highlighted by Accelerated Margin Expansion, Improved Credit Quality Metrics & Successful Core Banking System Conversion First Quarter Performance Highlights ● Net Income: Net income for the quarter ended March 31, 2025 totale |
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| April 23, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 23, 2025 HANOVER BANCORP, INC. (Exact name of registrant as specified in its charter) New York 001-41384 81-3324480 (State or other jurisdiction of incorporation) (Commission Fi |
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| March 26, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Defin |
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| March 25, 2025 |
Change in Control Agreement with Joseph Burns (filed herewith) Exhibit 10.13 CHANGE IN CONTROL AGREEMENT CHANGE IN CONTROL AGREEMENT (this “Agreement”) made as of this 20th day of December, 2023, by and between HANOVER COMMUNITY BANK, a New York state commercial bank with its principal place of business located at 80 East Jericho Turnpike, Mineola, NY 11501, (the "Employer"), and JOSEPH BURNS, an individual residing at 63 Dogwood Avenue, Malverne, NY 11565 (" |
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| March 25, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A (Amendment No. 1) (Mark One) ☑ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001- |
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| March 14, 2025 |
Exhibit 19 Insider Trading Policy Trading. No individual, regardless of position within Hanover Bancorp, Inc. (the “Company”), may transfer, acquire or engage in any transactions involving the Company’s securities or those of Competitors (as defined below) (including engaging in hedging transactions or pledging such securities as collateral, if otherwise permitted under this Policy) while in posse |
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| March 14, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☑ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-41 |
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| February 25, 2025 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 25, 2025 HANOVER BANCORP, INC. (Exact name of registrant as specified in its charter) New York 001-41384 81-3324480 (State or other jurisdiction of incorporation) (Commission |
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| February 25, 2025 |
Exhibit 99.1 Confidential Investor Presentation Investor Presentation February 2025 Welcome To Better Banking Exhibit 99.1 2 Disclaimer (1) The acquisition is subject to applicable regulatory approvals, approval of the Minden shareholders and other customary closing conditions. The private placement is not conditional on the closing of the acquisition. This presentation has been prepared by us sol |
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| January 29, 2025 |
Exhibit 99.1 FOR IMMEDIATE RELEASE Investor and Press Contact: Lance P. Burke Chief Financial Officer (516) 548-8500 Hanover Bancorp, Inc. Reports 2024 Full Year And Fourth Quarter Results Highlighted by Fourth Quarter Robust Margin Expansion and Record Non-interest Income Fourth Quarter Performance Highlights ● Net Income: Net income for the quarter ended December 31, 2024 totaled $3.9 million or |
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| January 29, 2025 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 29, 2025 HANOVER BANCORP, INC. (Exact name of registrant as specified in its charter) New York 001-41384 81-3324480 (State or other jurisdiction of incorporation) (Commission |
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| November 13, 2024 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-41384 HA |
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| October 23, 2024 |
Exhibit 99.1 FOR IMMEDIATE RELEASE Investor and Press Contact: Lance P. Burke Chief Financial Officer (516) 548-8500 Hanover Bancorp, Inc. Reports Third Quarter 2024 Results and Declares $0.10 Quarterly Cash Dividend Third Quarter Performance Highlights ● Net Income: Net income for the quarter ended September 30, 2024 totaled $3.5 million or $0.48 per diluted share (including Series A preferred sh |
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| October 23, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 23, 2024 HANOVER BANCORP, INC. (Exact name of registrant as specified in its charter) New York 001-41384 81-3324480 (State or other jurisdiction of incorporation) (Commission |
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| September 26, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 25, 2024 HANOVER BANCORP, INC. (Exact name of registrant as specified in its charter) New York 001-41384 81-3324480 (State or other jurisdiction of (Commission File Number) |
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| August 26, 2024 |
HNVR / Hanover Bancorp, Inc. / Castle Creek Capital Partners VIII, LP - SC 13D Activist Investment SC 13D 1 tm2422674d1sc13d.htm SC 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. )* HANOVER BANCORP, INC. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 410710206 (CUSIP Number) Castle Creek Capital Partners VIII, LP 11682 El Camino Real, Suite 320 San Diego, C |
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| August 26, 2024 |
EX-99.1 2 tm2422674d1ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 JOINT FILING AGREEMENT The undersigned hereby agree that this Schedule 13D, dated August 26, 2024, with respect to the common stock, par value $0.01 per share, of Hanover Bancorp, Inc., a New York corporation, is, and any amendments hereto signed by each of the undersigned shall be, filed on behalf of each of us pursuant to and in accordanc |
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| August 13, 2024 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-41384 HANOVER |
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| July 24, 2024 |
Exhibit 99.1 FOR IMMEDIATE RELEASE Investor and Press Contact: Lance P. Burke Chief Financial Officer (516) 548-8500 Hanover Bancorp, Inc. Reports Earnings for the Second Quarter and Declares $0.10 Quarterly Cash Dividend Second Quarter Performance Highlights ● Net Income: Net income for the quarter ended June 30, 2024 totaled $0.8 million (after giving effect to an allowance for credit loss (“ACL |
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| July 24, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 24, 2024 HANOVER BANCORP, INC. (Exact name of registrant as specified in its charter) New York 001-41384 81-3324480 (State or other jurisdiction of incorporation) (Commission Fil |
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| July 22, 2024 |
EX-10.1 2 hnvr-20240718xex10d1.htm EX-10.1 Exhibit 10.1 EMPLOYMENT AGREEMENT Employment Agreement (the "Agreement") effective as of the 18th day of July, 2024 (the “Effective Date”), by and between Lance Burke, an individual (the “Employee”) and HANOVER COMMUNITY BANK, a New York state chartered commercial bank with its principal place of business located at 80 East Jericho Turnpike, Mineola, NY 1 |
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| July 22, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 18, 2024 HANOVER BANCORP, INC. (Exact name of registrant as specified in its charter) New York 001-41384 81-3324480 (State or other jurisdiction of incorporation) (Commission Fil |
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| June 20, 2024 |
Confidential Investor Presentation Investor Presentation June 2024 Welcome To Better Banking Exhibit 99. |
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| June 20, 2024 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 20, 2024 HANOVER BANCORP, INC. (Exact name of registrant as specified in its charter) New York 001-41384 81-3324480 (State or other jurisdiction of incorporation) (Commission Fil |
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| May 14, 2024 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-41384 HANOVE |
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| April 26, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 25, 2024 HANOVER BANCORP, INC. (Exact name of registrant as specified in its charter) New York 001-41384 81-3324480 (State or other jurisdiction of incorporation) (Commission Fi |
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| April 26, 2024 |
Exhibit 10.1 EXCHANGE AGREEMENT by and between HANOVER BANCORP, INC. and CASTLE CREEK CAPITAL PARTNERS VIII, LP Dated as of April 25, 2024 This EXCHANGE AGREEMENT is made and entered into as of April 25, 2024 (this “Agreement”) by and between Hanover Bancorp, Inc., a New York corporation (the “Company”), and Castle Creek Capital Partners VIII, LP, a Delaware limited partnership (the “Investor”). R |
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| April 26, 2024 |
and Exhibit 3.1 to the Registrant’s Current Report on Form 8-K filed on April 26, 2024) Exhibit 3.1 CERTIFICATE OF AMENDMENT TO THE CERTIFICATE OF INCORPORATION OF HANOVER BANCORP, INC. Under Section 805 of the New York Business Corporation Law FIRST: The name of the Corporation is Hanover Bancorp, Inc. SECOND: The date of filing of the certificate of incorporation with the Department of State is December 22, 2015. THIRD: Article FOURTH of the Certificate of Incorporation is hereby a |
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| April 17, 2024 |
Exhibit 99.1 FOR IMMEDIATE RELEASE Investor and Press Contact: Lance P. Burke Chief Financial Officer (516) 548-8500 Hanover Bancorp, Inc. Reports Earnings for the First Quarter with Increased Net Income and Net Interest Income and Strong Non-interest Income First Quarter Performance Highlights ● Net Income: Net income for the quarter ended March 31, 2024 totaled $4.1 million or $0.55 per diluted |
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| April 17, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 17, 2024 HANOVER BANCORP, INC. (Exact name of registrant as specified in its charter) New York 001-41384 81-3324480 (State or other jurisdiction of incorporation) (Commission Fi |
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| March 6, 2024 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 5, 2024 HANOVER BANCORP, INC. (Exact name of registrant as specified in its charter) New York 001-41384 81-3324480 (State or other jurisdiction of incorporation) (Commission Fil |
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| February 16, 2024 |
February 16, 2024 VIA EDGAR United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, N. |
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| February 16, 2024 |
As filed with the Securities and Exchange Commission on February 16, 2024 Registration No. |
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| February 14, 2024 |
HNVR / Hanover Bancorp, Inc. / ALLIANCEBERNSTEIN L.P. - SEC SCHEDULE 13G Passive Investment SC 13G/A 1 SEC13GFiling.htm SEC SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1 )* Hanover Bancorp Inc/NY (Name of Issuer) Common Stock (Title of Class of Securities) 410710206 (CUSIP Number) December 31, 2023 (Date of Event Which Requires Filing of this Statement) Check the appropriate box |
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| February 13, 2024 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☐ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 OR ☒ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from October 1, 2023 to December 31, 2023 Commission File No. 001-41384 HANOVER BANCORP, I |
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| February 9, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Defin |
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| January 24, 2024 |
Exhibit 99.1 FOR IMMEDIATE RELEASE Investor and Press Contact: Lance P. Burke Chief Financial Officer (516) 548-8500 Hanover Bancorp, Inc. Reports Earnings for the Fourth Calendar Quarter highlighted by Increased Net Income and Net Interest Income and Strong Non-interest Income Fourth Calendar Quarter Performance Highlights ● Net Income: Net income for the quarter ended December 31, 2023 totaled $ |
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| January 24, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: x Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Defin |
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| January 24, 2024 |
Exhibit 4.9 TRUST INDENTURE HANOVER BANCORP, INC. and [●] as Trustee INDENTURE Dated as of [●] Providing for the Issuance of Debt Securities CROSS-REFERENCE TABLE* Trust Indenture Act Section Indenture Section 310 (a)(1) N.A. (a)(2) 6.13 (a)(3) 6.13 (a)(4) N.A. (a)(5) 7.01 (b) 7.02 (c) 7.02 311 (a) 7.03 (b) 7.03 (c) 7.03 312 (a) 7.03 (b) 7.04; 1.02 (c) 1.02 313 (a) 1.02 (b)(2) N.A. (c) 1.02 (d) N. |
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| January 24, 2024 |
Form of Senior Debt Indenture** Exhibit 4.10 HANOVER Bancorp, Inc. SENIOR DEBT INDENTURE DATED AS OF , 20 , TRUSTEE TABLE OF CONTENTS Page Number ARTICLE I DEFINITIONS AND INCORPORATION BY REFERENCE 1 Section 1.1 Definitions 1 Section 1.2 Other Definitions 4 Section 1.3 Incorporation by Reference of Trust Indenture Act 4 Section 1.4 Rules of Construction 4 ARTICLE II THE SECURITIES 5 Section 2.1 Issuable in Series 5 Section 2.2 |
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| January 24, 2024 |
EX-FILING FEES Calculation of Filing Fee Tables S-3 (Form Type) HANOVER BANCORP, INC. |
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| January 24, 2024 |
As filed with the Securities and Exchange Commission on January 24, 2024 Registration No. |
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| January 24, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 24, 2024 HANOVER BANCORP, INC. (Exact name of registrant as specified in its charter) New York 001-41384 81-3324480 (State or other jurisdiction of incorporation) (Commission |
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| January 24, 2024 |
Exhibit 24.1 POWER OF ATTORNEY Each person whose signature appears below hereby makes, constitutes and appoints Michael P. Puorro, and Lance P. Burke, each of them with full power to act without the other, his or her true and lawful attorney-in-fact and agent, with full power of substitution and resubstitution, for him or her and in his or her name, place and stead, in any and all capacities to si |
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| December 22, 2023 |
Exhibit 3.2 BY-LAWS OF HANOVER BANCORP, Inc. ARTICLE I SHAREHOLDERS Section 1.1.Annual Meetings. The annual meeting of the shareholders for the election of directors and the transaction of other business shall be held each year on such day and at such hour as shall be fixed by the Board of Directors. Section 1.2.Special Meetings. A special meeting of the shareholders may be called at any time by t |
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| December 22, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 20, 2023 HANOVER BANCORP, INC. (Exact name of registrant as specified in its charter) New York 001-41384 81-3324480 (State or other jurisdiction of incorporation) (Commission |
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| December 21, 2023 |
Exhibit 97 Compensation Recoupment Policy Effective December 1, 2023 The Board of Directors (the “Board”) of Hanover Bancorp, Inc. |
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| December 21, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☑ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended September 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-4 |
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| October 26, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 26, 2023 HANOVER BANCORP, INC. (Exact name of registrant as specified in its charter) New York 001-41384 81-3324480 (State or other jurisdiction of incorporation) (Commission |
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| October 26, 2023 |
Exhibit 99.1 FOR IMMEDIATE RELEASE Investor and Press Contact: Lance P. Burke Chief Financial Officer (516) 548-8500 Hanover Bancorp, Inc. Reports Earnings for the Third Calendar Quarter and Fiscal Year 2023 and Declares $0.10 Quarterly Cash Dividend Third Calendar Quarter and Fiscal Year Performance Highlights ● Net Income: Net income for the quarter ended September 30, 2023 totaled $3.5 million |
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| October 5, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 5, 2023 HANOVER BANCORP, INC. (Exact name of registrant as specified in its charter) New York 001-41384 81-3324480 (State or other jurisdiction of incorporation) (Commission F |
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| October 5, 2023 |
Hanover Bancorp Approves New Share Repurchase Program Exhibit 99.1 FOR IMMEDIATE RELEASE Investor and Press Contact: Lance P. Burke Chief Financial Officer (516) 548-8500 Hanover Bancorp Approves New Share Repurchase Program Mineola, NY – October 5, 2023 – Hanover Bancorp, Inc. (NASDAQ: HNVR) (the “Company”), parent company of Hanover Community Bank (the “Bank”), announced that its Board of Directors has approved a Share Repurchase Program. Under thi |
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| August 11, 2023 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-41384 HANOVER |
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| July 27, 2023 |
Exhibit 99.1 FOR IMMEDIATE RELEASE Investor and Press Contact: Lance P. Burke Chief Financial Officer (516) 548-8500 Hanover Bancorp, Inc. Reports Earnings for the Third Fiscal Quarter and Declares $0.10 Quarterly Cash Dividend Third Fiscal Quarter Performance Highlights ● Net Income: Net income for the quarter ended June 30, 2023 totaled $3.1 million or $0.42 per diluted share (including Series A |
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| July 27, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 27, 2023 HANOVER BANCORP, INC. (Exact name of registrant as specified in its charter) New York 001-41384 81-3324480 (State or other jurisdiction of incorporation) (Commission Fil |
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| June 21, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 21, 2023 HANOVER BANCORP, INC. (Exact name of registrant as specified in its charter) New York 001-41384 81-3324480 (State or other jurisdiction of incorporation) (Commission Fil |
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| June 21, 2023 |
Exhibit 99.1 Confidential Investor Presentation Investor Presentation June 2023 2 Disclaimer (1) The acquisition is subject to applicable regulatory approvals, approval of the Minden shareholders and other customary closing conditions. The private placement is not conditional on the closing of the acquisition. This presentation has been prepared by us solely for informational purposes based on our |
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| May 12, 2023 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-41384 HANOVE |
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| April 27, 2023 |
Exhibit 99.1 FOR IMMEDIATE RELEASE Investor and Press Contact: Lance P. Burke Chief Financial Officer (516) 548-8500 Hanover Bancorp, Inc. Reports Earnings for the Second Fiscal Quarter and Declares $0.10 Quarterly Cash Dividend Second Fiscal Quarter Performance Highlights ● Net Income: Net income for the quarter ended March 31, 2023 totaled $3.2 million or $0.43 per diluted share (including Serie |
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| April 27, 2023 |
Exhibit 10.1 SECOND AMENDED AND RESTATED EMPLOYMENT AGREEMENT Second Amended and Restated Employment Agreement (the “Employment Agreement”) executed as of this 27th day of April, 2023 and originally effective as of the 27th day of August, 2020 (the “Effective Date”), by and between McClelland W. Wilcox an individual residing at 77 7th Avenue, 12M, New York, New York (the “Employee”) and HANOVER CO |
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| April 27, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 27, 2023 HANOVER BANCORP, INC. (Exact name of registrant as specified in its charter) New York 001-41384 81-3324480 (State or other jurisdiction of incorporation) (Commission Fi |
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| April 27, 2023 |
HANOVER BANK ANNOUNCES APPOINTMENT OF NEW PRESIDENT Exhibit 99.1 FOR IMMEDIATE RELEASE Investor and Press Contact: Lance P. Burke Chief Financial Officer (516) 548-8500 HANOVER BANK ANNOUNCES APPOINTMENT OF NEW PRESIDENT MINEOLA, N.Y., April 27, 2023 (GLOBE NEWSWIRE) – Hanover Bancorp, Inc., (NASDAQ: HNVR) the holding company for Hanover Community Bank, today announced that effective immediately McClelland (Mac) Wilcox will assume the role of Presi |
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| April 27, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 26, 2023 HANOVER BANCORP, INC. (Exact name of registrant as specified in its charter) New York 001-41384 81-3324480 (State or other jurisdiction of incorporation) (Commission Fi |
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| February 22, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 21, 2023 HANOVER BANCORP, INC. (Exact name of registrant as specified in its charter) New York 001-41384 81-3324480 (State or other jurisdiction of incorporation) (Commission |
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| February 14, 2023 |
HNVR / Hanover Bancorp Inc / ALLIANCEBERNSTEIN L.P. - SEC SCHEDULE 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Hanover Bancorp Inc/NY (Name of Issuer) Common Stock (Title of Class of Securities) 410710206 (CUSIP Number) December 31, 2022 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this S |
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| February 13, 2023 |
HNVR / Hanover Bancorp Inc / Castle Creek Capital Partners VIII, LP - SC 13G/A Passive Investment SC 13G/A 1 tm235912d1sc13ga.htm SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Hanover Bancorp, Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 410710206 (CUSIP Number) December 31, 2022 (Date of Event Which Requires Filing of this Statement) Chec |
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| February 13, 2023 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-41384 HAN |
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| February 10, 2023 |
HNVR / Hanover Bancorp Inc / Aurum Holdings Inc Passive Investment SC 13G 1 d26232sc13g.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* HANOVER BANCORP INC (Name of Issuer) COMMON STOCK $ 0.01 PAR VALUE (Title of Class of Securities) 410710206 (CUSIP Number) 12/31/2022 (Date of Event Which Requires Filing of This Statement) Check the appropriate box to designate t |
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| January 31, 2023 |
HNVR / Hanover Bancorp Inc / Golden Robert - SC 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Amendment No.)* Under the Securities Exchange Act of 1934 Hanover Bancorp, Inc. (Name of Issuer) Common Stock, $0.01 par value (Title of Class of Securities) 410710 206 (CUSIP Number) May 9, 2022 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to wh |
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| January 27, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Defin |
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| January 25, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 25, 2023 HANOVER BANCORP, INC. (Exact name of registrant as specified in its charter) New York 001-41384 81-3324480 (State or other jurisdiction of incorporation) (Commission |
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| January 25, 2023 |
Exhibit 99.1 FOR IMMEDIATE RELEASE Investor and Press Contacts: Brian K. Finneran President Lance P. Burke Chief Financial Officer (516) 548-8500 Hanover Bancorp, Inc. Reports Earnings for the Fourth Calendar Quarter, Strong Net Loan Growth and Declares $0.10 Quarterly Cash Dividend Fourth Calendar Quarter Performance Highlights ● Net Income: Net income for the quarter ended December 31, 2022 tota |
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| December 23, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K Table of Contents ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| November 9, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 9, 2022 HANOVER BANCORP, INC. (Exact name of registrant as specified in its charter) New York 001-41384 81-3324480 (State or other jurisdiction of incorporation) (Commission |
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| November 9, 2022 |
EX-99.1 2 hovb-20221109xex99d1.htm EX-99.1 Exhibit 99.1 Confidential Investor Presentation Investor Presentation November 2022 2 Disclaimer (1) The acquisition is subject to applicable regulatory approvals, approval of the Minden shareholders and other customary closing conditions. The private placement is not conditional on the closing of the acquisition. This presentation has been prepared by us |
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| October 31, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 27, 2022 HANOVER BANCORP, INC. (Exact name of registrant as specified in its charter) New York 001-41384 81-3324480 (State or other jurisdiction of (Commission File Number) (I |
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| October 31, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 25, 2022 HANOVER BANCORP, INC. (Exact name of registrant as specified in its charter) New York 001-41384 81-3324480 (State or other jurisdiction of (Commission File Number) (I |
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| October 31, 2022 |
By-Laws of Hanover Bancorp, Inc. Exhibit 3.2 BY-LAWS OF HANOVER COMMUNITY BANK Article I STOCKHOLDERS’ MEETING Section 1. Annual Meeting. The annual meeting of the stockholders of the Corporation shall be held each year in the first 120 days of the calendar year at such day and such time as is set by the Board of Directors, at its main office in Nassau County, New York, or any other convenient place in New York state a |
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| October 31, 2022 |
Exhibit 10.2 BOARD OBSERVATION AGREEMENT This Board Observation Agreement (this “Agreement”), dated October 28, 2022, is entered into by and between Castle Creek CAPITAL PARTNERS VIII, L.P. (the “Holder”), and Hanover Bancorp, Inc. a New York corporation (the “Company”). Each of the Holder and the Company are referred to in this Agreement individually as a “Party” and collectively as the “Part |
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| October 31, 2022 |
Exhibit 10.1 EXCHANGE AGREEMENT by and between HANOVER BANCORP, INC. and CASTLE CREEK CAPITAL PARTNERS VIII, LP Dated as of October 28, 2022 This EXCHANGE AGREEMENT is made and entered into as of October 28, 2022 (this “Agreement”) by and between Hanover Bancorp, Inc., a New York corporation (the “Company”), and Castle Creek Capital Partners VIII, LP, a Delaware limited partnership ( |
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| October 31, 2022 |
Exhibit 3.1 CERTIFICATE OF AMENDMENT TO THE CERTIFICATE OF INCORPORATION OF HANOVER BANCORP, INC. DESIGNATING THE SERIES A CONVERTIBLE PERPETUAL PREFERRED STOCK Under Section 805 of the New York Business Corporation Law FIRST: The name of the Corporation is Hanover Bancorp, Inc. SECOND: The date of filing of the certificate of incorporation with the |
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| October 26, 2022 |
? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K ? CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 26, 2022 ? HANOVER BANCORP, INC. (Exact name of registrant as specified in its charter) ? ? ? ? New York 001-41384 81-3324480 (State or other jurisdiction of incorporati |
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| October 26, 2022 |
Exhibit 99.1 FOR IMMEDIATE RELEASE Investor and Press Contacts: Brian K. Finneran President Lance P. Burke Chief Financial Officer (516) 548-8500 Hanover Bancorp, Inc. Reports Earnings for the Third Calendar Quarter and Fiscal Year 2022 and Declares $0.10 Quarterly Cash Dividend Third Calendar Quarter and Fiscal Year Performance Highlights ● Net Income: Net income for the quarter ended September 3 |
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| October 17, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 17, 2022 HANOVER BANCORP, INC. (Exact name of registrant as specified in its charter) New York 001-41384 81-3324480 (State or other jurisdiction of (Commission File Number) (I |
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| October 17, 2022 |
EX-10.1 2 tm2228318d1ex10-1.htm EXHIBIT 10.1 Exhibit 10.1 RETIREMENT AND TRANSITION AGREEMENT This Retirement and Transition Agreement ("Agreement") is made as of this 17th day of October, 2022 by and among Brian K. Finneran ("Employee"), Hanover Bancorp, Inc., a New York corporation (“HBI”) and Hanover Community Bank, a New York chartered commercial bank (“Bank”, and with HBI, collectively the "E |
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| September 15, 2022 |
? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K ? CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 15, 2022 ? HANOVER BANCORP, INC. (Exact name of registrant as specified in its charter) ? ? ? ? New York 001-41384 81-3324480 (State or other jurisdiction of incorpora |
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| September 15, 2022 |
Exhibit 99.1 Confidential Investor Presentation Investor Presentation September 2022 2 I. Overview of Hanover Bancorp, Inc. II. Hanover?s Attractive Market III. Financial Overview Table of Contents 3 Disclaimer (1) The acquisition is subject to applicable regulatory approvals, approval of the Minden shareholders and other customary closing conditions. The private placement is not conditional on th |
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| August 12, 2022 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-41384 HANOVER |
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| July 27, 2022 |
Exhibit 99.1 ? ? FOR IMMEDIATE RELEASE Investor and Press Contacts: Brian K. Finneran President ? Lance P. Burke Chief Financial Officer (516) 548-8500 ? Hanover Bancorp, Inc. Reports Third Fiscal Quarter Net Income of $5.3 million, Announces New Jersey Expansion and Plans for Long Island Expansion and Declares $0.10 Quarterly Cash Dividend ? Third Fiscal Quarter Highlights ? ? Initial Public Offe |
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| July 27, 2022 |
? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K ? CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 27, 2022 ? HANOVER BANCORP, INC. (Exact name of registrant as specified in its charter) ? ? ? ? New York 001-41384 81-3324480 (State or other jurisdiction of incorporation) |
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| June 6, 2022 |
? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K ? CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 6, 2022 ? HANOVER BANCORP, INC. (Exact name of registrant as specified in its charter) ? ? ? ? New York 001-41384 81-3324480 (State or other jurisdiction of incorporation) |
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| June 6, 2022 |
? FOR IMMEDIATE RELEASE Investor and Press Contacts: Brian K. Finneran President ? Lance P. Burke Chief Financial Officer (516) 548-8500 ? ? Hanover Bancorp, Inc. Announces Closing on Overallotment Option and Issuance of 191,250 Shares of Common Stock ? MINEOLA, NY ? June 6, 2022 - Hanover Bancorp, Inc. (Nasdaq: HNVR) (the "Company"), parent company of Hanover Community Bank, today announced that |
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| June 1, 2022 |
? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K ? CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 1, 2022 ? HANOVER BANCORP, INC. (Exact name of registrant as specified in its charter) ? ? ? ? New York 001-41384 81-3324480 (State or other jurisdiction of incorporation) |
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| June 1, 2022 |
HANOVER BANCORP, INC. ANNOUNCES $0.10 PER SHARE QUARTERLY CASH DIVIDEND ? FOR IMMEDIATE RELEASE Investor and Press Contacts: Brian K. Finneran President ? Lance P. Burke Chief Financial Officer (516) 548-8500 ? ? HANOVER BANCORP, INC. ANNOUNCES $0.10 PER SHARE QUARTERLY CASH DIVIDEND ? Mineola, NY ? June 1, 2022 ? Hanover Bancorp, Inc. (NASDAQ ?HNVR?), the holding company for Hanover Community Bank (?the Bank?), today announced that its Board of Directors had declared |
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| May 20, 2022 |
Exhibit 99.1 JOINT FILING AGREEMENT The undersigned hereby agree that this Schedule 13G, dated May 20, 2022, with respect to the common stock, par value $0.01 per share, of Hanover Bancorp, Inc., a New York corporation, is, and any amendments hereto signed by each of the undersigned shall be, filed on behalf of each of us pursuant to and in accordance with the provisions of Rule 13d-1(k) under the |
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| May 20, 2022 |
HNVR / Hanover Bancorp Inc / Castle Creek Capital Partners VIII, LP - SC 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Hanover Bancorp, Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 410710206 (CUSIP Number) May 11, 2022 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pur |
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| May 16, 2022 |
EX-99.1 2 hovb-20220516xex99d1.htm EX-99.1 Exhibit 99.1 FOR IMMEDIATE RELEASE Investor and Press Contacts: Brian K. Finneran President Lance P. Burke Chief Financial Officer (516) 548-8500 Hanover Bancorp, Inc. Completes Initial Public Offering and Reports Second Fiscal Quarter Net Income of $5.9 million Second Fiscal Quarter Performance Highlights ● Initial Public Offering: The Company completed |
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| May 16, 2022 |
Table of Contents ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| May 16, 2022 |
? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K ? CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 16, 2022 ? HANOVER BANCORP, INC. (Exact name of registrant as specified in its charter) ? ? ? ? New York 001-41384 81-3324480 (State or other jurisdiction of incorporation) |
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| May 13, 2022 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 10, 2022 HANOVER BANCORP, INC. (Exact name of Company as specified in its charter) New York 001-41384 81-3324480 (State or other jurisdiction (Commission (IRS Employer of incorpor |
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| May 13, 2022 |
Hanover Bancorp, Inc. Announces Closing of Initial Public Offering of Common Stock Exhibit 99.2 Hanover Bancorp, Inc. Announces Closing of Initial Public Offering of Common Stock Investor and Press Contacts: Brian K. Finneran President Lance P. Burke Chief Financial Officer (516) 548-8500 MINEOLA, NY - May 13, 2022 - Hanover Bancorp, Inc. (Nasdaq: HNVR) (the "Company"), parent company of Hanover Community Bank, today announced the closing of its initial public offering of common |
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| May 13, 2022 |
Hanover Bancorp, Inc. Announces Pricing of Initial Public Offering of Common Stock EX-99.1 2 tm2215466d1ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 Hanover Bancorp, Inc. Announces Pricing of Initial Public Offering of Common Stock 05/10/2022 MINEOLA, N.Y., May 10, 2022 (GLOBE NEWSWIRE) - Hanover Bancorp, Inc. (the “Company”), parent company of Hanover Community Bank, today announced the pricing of its initial public offering of 1,275,000 shares of its common stock at a public offering |
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| May 11, 2022 |
HANOVER BANCORP, INC. 1,275,000 shares of common stock TABLE OF CONTENTS ?Filed Pursuant to Rule 424(b)(4) ??Registration No. 333-262920? HANOVER BANCORP, INC. 1,275,000 shares of common stock This prospectus describes the initial public offering of 1,275,000 shares of common stock of Hanover Bancorp, Inc., a New York corporation and bank holding company headquartered in Mineola, New York. Prior to this offering, there has been no public market for th |
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| May 9, 2022 |
our Registration Statement on Form 8-A, filed with the SEC on May 9, 2022 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(B) OR 12(G) OF THE SECURITIES EXCHANGE ACT OF 1934 HANOVER BANCORP, INC. |
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| May 6, 2022 |
CORRESP 1 filename1.htm May 6, 2022 VIA EDGAR United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Re: Hanover Bancorp, Inc. Registration Statement on Form S-1 (File No. 333-262920) Joinder in Request for Acceleration of Effectiveness Dear Ladies and Gentlemen: Pursuant to Rule 461 of the General Rules and Regulations under the |
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| May 6, 2022 |
May 6, 2022 VIA EDGAR United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, N. |
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| May 5, 2022 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 5, 2022 HANOVER BANCORP, INC. (Exact name of Company as specified in its charter) New York 333-252262 81-3324480 (State or other jurisdiction (Commission (IRS Employer of incorpor |
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| May 5, 2022 |
Hanover Bancorp, Inc. Launches Initial Public Offering of Common Stock Exhibit 99.1 FOR IMMEDIATE RELEASE Investor and Press Contacts: Brian K. Finneran President Lance P. Burke Chief Financial Officer (516) 548-8500 Hanover Bancorp, Inc. Launches Initial Public Offering of Common Stock Mineola, N.Y. ? May 5, 2022 ? Hanover Bancorp, Inc. (the ?Company?), parent company of Hanover Community Bank, today announced the launch of its initial public offering of common stoc |
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| May 4, 2022 |
Form of Underwriting Agreement (filed herewith) Exhibit 1.1 HANOVER BANCORP, INC. (a New York corporation) [?] Shares of Common Stock UNDERWRITING AGREEMENT Dated: [?], 2022 [?] Shares HANOVER BANCORP, INC. Common Stock UNDERWRITING AGREEMENT [?], 2022 STEPHENS INC. (As representative of Underwriters listed in Annex A hereto) c/o Stephens Inc. 111 Center Street Little Rock, Arkansas 72201 Ladies and Gentlemen: Hanover Bancorp, Inc., a New York |
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| May 4, 2022 |
Free Writing Prospectus Filed Pursuant to Rule 433 Registration Statement: 333- 262920 Dated May 4, 2022 Confidential Investor Presentation Hanover Bancorp, Inc. |
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| May 4, 2022 |
TABLE OF CONTENTS As filed with the U.S. Securities and Exchange Commission on May 4, 2022 ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 PRE - EFFECTIVE AMENDMENT NO. 1 TO FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 HANOVER BANCORP, INC. (Exact Name of Registrant as specified in its Charter) ? New York ? ? 6022 ? ? 81-3324480 ? ? (State or other j |
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| March 17, 2022 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 16, 2022 HANOVER BANCORP, INC. (Exact name of Company as specified in its charter) New York 333-252262 81-3324480 (State or other jurisdiction (Commission (IRS Employer of incor |
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| February 23, 2022 |
windelsmarx.com Robert A. Schwartz 120 Albany Street Plaza, | New Brunswick, NJ 08901 732.448.2548 T. 732.846.7600 | F. 732.846.8877 [email protected] February 23, 2022 VIA EDGAR United States Securities and Exchange Commission Washington, DC 20549 Re:???????????Hanover Bancorp, Inc. Draft Registration Statement on Form S-1 Submitted October 6, 2021 CIK No. 0001828588 Dear Sir or Madam: Tr |
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| February 23, 2022 |
Exhibit 107 Calculation of Registration Fee Title of Each Class of Securities to be Registered Proposed Maximum Aggregate Offering Price(1)(2) Amount of Registration Fee Common stock, par value $0. |
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| February 23, 2022 |
Powers of Attorney (previously filed) TABLE OF CONTENTS As filed with the U.S. Securities and Exchange Commission on February 23, 2022 ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 HANOVER BANCORP, INC. (Exact Name of Registrant as specified in its Charter) ? New York ? ? 6022 ? ? 81-3324480 ? ? (State or other jurisdiction of incorporation |
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| February 7, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2021 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 333-252262 HANOVER BANCORP, INC |
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| January 25, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 25, 2022 HANOVER BANCORP, INC. (Exact name of registrant as specified in its charter) New York 333-252262 81-3324480 (State or other jurisdiction (Commission (IRS Employer of |
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| January 25, 2022 |
Exhibit 99.1 FOR IMMEDIATE RELEASE Investor and Press Contact: Brian K. Finneran President (516) 548-8500 Hanover Bancorp, Inc. Reports Fourth Calendar Quarter Net Income of $6.5 million ($1.16 Per Share) and Announces Initiation of $0.10 Quarterly Cash Dividend Fourth Calendar Quarter Performance Highlights ? Net Income: Net income for the quarter ended December 31, 2021, totaled $6.5 million or |
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| December 23, 2021 |
Exhibit 23(a) CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the incorporation by reference in this Registration Statement on Form S-8 of Hanover Bancorp, Inc. |
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| December 23, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☑ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended September 30, 2021 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 333-252262 HANOVER BANC |
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| December 23, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 S-8 1 tm2136198d1s8.htm FORM S-8 Registration Statement No. 333- Filed December 23, 2021 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 HANOVER BANCORP, INC. (Exact name of Registrant as specified in its charter) New York 81-3324480 (State or other jurisdiction of incorporation or organization) (IRS Employer |
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| November 22, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 19, 2021 HANOVER BANCORP, INC. (Exact name of Company as specified in its charter) New York 333-252262 81-3324480 (State or other jurisdiction of incorporation) (Commission F |
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| October 28, 2021 |
Exhibit 99.1 FOR IMMEDIATE RELEASE Investor and Press Contact: Brian K. Finneran President (516) 548-8500 Hanover Bancorp, Inc. Reports Third Calendar Quarter and Fiscal Year 2021 Results highlighted by Record Levels of Net Income, Net Interest Income and Net Interest Margin Third Calendar Quarter and Fiscal Year Performance Highlights ? Net Income: Net income for the quarter ended September 30, 2 |
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| October 28, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 28, 2021 HANOVER BANCORP, INC. (Exact name of registrant as specified in its charter) New York 333-252262 81-3324480 (State or other jurisdiction of incorporation) (Commission |
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| October 6, 2021 |
Confidential Treatment Requested by Hanover Bancorp, Inc. Pursuant to 17 C.F.R. Section 200.83 This draft registration statement has not been publicly filed with the Securities and Exchange Commission and all information herein remains strictly confidential As confidentially submitted with the Securities and Exchange Commission on October 6, 2021 Registration No.333- UNITED STATES SECURITIES AND E |
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| September 17, 2021 |
Exhibit 10.1 AMENDED AND RESTATED CHANGE IN CONTROL AGREEMENT AMENDED AND RESTATED CHANGE IN CONTROL AGREEMENT (this ?Agreement?) originally effective as of the 3rd day of May, 2021 by and between HANOVER COMMUNITY BANK, a New York state commercial bank with its principal place of business located at 80 East Jericho Turnpike, Mineola, NY 11501, (the "Employer"), and LANCE BURKE, an individual resi |
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| September 17, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 13, 2021 HANOVER BANCORP, INC. (Exact name of Company as specified in its charter) New York 333-252262 81-3324480 (State or other jurisdiction (Commission (IRS Employer of i |
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| September 17, 2021 |
HANOVER BANCORP, INC. ANNOUNCES MANAGEMENT REORGANIZATION Exhibit 99.1 FOR IMMEDIATE RELEASE Investor and Press Contact: Brian K. Finneran President (516) 548-8500 HANOVER BANCORP, INC. ANNOUNCES MANAGEMENT REORGANIZATION Mineola, NY ? September 15, 2021 - Hanover Bancorp, Inc., the holding company for Hanover Community Bank, today announced that Lance P. Burke was appointed Executive Vice President & Chief Financial Officer of the Company and the Bank. |
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| August 18, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: June 30, 2021 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 333-252262 HANOVER BANCORP, INC. ( |
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| August 17, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One): ? Form 10-K ? Form 20-F ? Form 11-K ? Form 10-Q ? Form 10-D ? Form N-CEN ? Form N-CSR For Period Ended: June 30, 2021 ? Transition Report on Form 10-K ? Transition Report on Form 20-F ? Transition Report on Form 11-K ? Transition Report on Form 10-Q For the Transition Period |
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| July 30, 2021 |
Exhibit 10.2 THIRD AMENDED AND RESTATED EMPLOYMENT AGREEMENT Third Amended and Restated Employment Agreement (the "Employment Agreement") originally effective as of the 24th day of July, 2017, by and between Brian Finneran, an individual residing at 42 Claydon Road, Garden City, NY 11530 (the "Employee") and HANOVER COMMUNITY BANK, a New York state chartered commercial bank with its principal plac |
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| July 30, 2021 |
Exhibit 10.1 SECOND AMENDED AND RESTATED EMPLOYMENT AGREEMENT Second Amended and Restated Employment Agreement (the "Employment Agreement") originally effective as of the 1st day of January, 2015, by and between Michael P. Puorro an individual residing at 25 Davison Lane West, West Islip, New York 11795 (the "Employee") and HANOVER COMMUNITY BANK, a New York state chartered commercial bank with it |
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| July 30, 2021 |
8-K 1 tm2123687d18k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 28, 2021 HANOVER BANCORP, INC. (Exact name of Company as specified in its charter) New York 333-252262 81-3324480 (State or other jurisdiction (C |
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| July 30, 2021 |
EX-10.5 6 tm2123687d1ex10-5.htm EXHIBIT 10.5 Exhibit 10.5 2021 EQUITY COMPENSATION PLAN Section 1. Purpose The 2021 Equity Compensation Plan (the "Plan") is hereby established to foster and promote the long-term success of Hanover Bancorp, Inc. (the "Company"), the holding company of Hanover Community Bank (the “Bank”), and its shareholders by providing members of management, including employees a |
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| July 30, 2021 |
Exhibit 10.3 AMENDED AND RESTATED CHANGE IN CONTROL AGREEMENT AMENDED AND RESTATED CHANGE IN CONTROL AGREEMENT (this ?Agreement?) originally effective as of the 2nd day of January, 2020 by and between HANOVER COMMUNITY BANK, a New York state commercial bank with its principal place of business located at 80 East Jericho Turnpike, Mineola, NY 11501 (the "Employer"), and KEVIN CORBETT, an individual |
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| July 30, 2021 |
Exhibit 10.4 Execution Version AMENDED AND RESTATED EMPLOYMENT AGREEMENT Amended and Restated Employment Agreement (the ?Employment Agreement?) originally effective as of the 27th day of August, 2020, by and between McClelland W. Wilcox an individual residing at 77 7th Avenue, 12M, New York, New York (the ?Employee?) and HANOVER COMMUNITY BANK, a New York state chartered commercial bank with its p |
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| June 17, 2021 |
S-8 1 brhc10025964s8.htm S-8 Registration Statement No. 333‑ Filed June 17, 2021 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM S‑8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 HANOVER BANCORP, INC. (Exact name of Registrant as specified in its charter) New York 81-3324480 (State or other jurisdiction of incorporation or organization) (IRS Employer Identifi |
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| June 17, 2021 |
Exhibit 23(a) CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the incorporation by reference in this Registration Statement on Form S-8 of Hanover Bancorp, Inc. of our report dated January 13, 2021 relating to the consolidated financial statements appearing in the Registration Statement on Form S-4 of Hanover Bancorp, Inc. Crowe LLP Livingston, New Jersey June 17, 2021 1 |
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| June 17, 2021 |
Exhibit 4.2 SAVOY BANK 2013 STOCK OPTION PLAN Section 1. Purpose The Savoy Bank 2013 Stock Option Plan (the ?Plan?) is hereby established to foster and promote the long-term success of Savoy Bank (the ?Bank?) and its shareholders by providing members of management, including employees and management officials, with an equity interest in the Bank. The Plan will assist the Bank in attracting and ret |
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| June 17, 2021 |
2020 Savoy Bank Equity Compensation Plan Exhibit 4.5 SAVOY BANK 2020 EQUITY COMPENSATION PLAN Section 1. Purpose The 2020 Equity Compensation Plan (the ?Plan?) is hereby established to foster and promote the long-term success of Savoy Financial Corp. (the ?Company?), the holding company of Savoy Bank (the ?Bank?), and its shareholders by providing members of management, including employees and management officials, with an equity interes |
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| June 2, 2021 |
10-Q 1 brhc1002484510q.htm 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: March 31, 2021 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 3 |
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| May 27, 2021 |
HANOVER BANCORP ANNOUNCES COMPLETION OF ACQUISITION OF SAVOY BANK EX-99.1 2 brhc10025253ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 FOR IMMEDIATE RELEASE Investor and Press Contact: Brian K. Finneran President & Chief Financial Officer (516) 548-8500 HANOVER BANCORP ANNOUNCES COMPLETION OF ACQUISITION OF SAVOY BANK Mineola, NY – May 27, 2021 - Hanover Bancorp, Inc. (“Hanover”) announced today that its previously announced acquisition of Savoy Bank (“Savoy”) of New York |
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| May 27, 2021 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 26, 2021 HANOVER BANCORP, INC. (Exact name of Company as specified in its charter) New York 333-252262 81-3324480 (State or other jurisdiction of incorporation) (Commission File N |
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| April 27, 2021 |
EX-99.1 2 brhc10023689ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 FOR IMMEDIATE RELEASE Investor and Press Contact: Brian K. Finneran President & Chief Financial Officer (516) 548-8500 Hanover Bancorp, Inc. Reports Second Fiscal Quarter 2021 Results highlighted by Record Net Interest Income and Record Net Interest Margin Second Fiscal Quarter Performance Highlights • Net Income: Net income for the calend |
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| April 27, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 27, 2021 HANOVER BANCORP, INC. (Exact name of registrant as specified in its charter) New York 333-252262 81-3324480 (State or other jurisdiction of incorporation) (Commission F |
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| April 16, 2021 |
April 16, 2021 VIA EDGAR United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, N. |
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| April 13, 2021 |
S-4/A 1 tm2037794-6s4a.htm S-4/A TABLE OF CONTENTS Registration Statement No. 333-252262 Filed April 13, 2021 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM S-4/A PRE-EFFECTIVE AMENDMENT NO. 2 TO THE REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 HANOVER BANCORP, INC. (Exact name of Registrant as specified in its charter) New York (State or other jurisdiction |
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| April 13, 2021 |
windelsmarx.com Robert A. Schwartz 120 Albany Street Plaza, | New Brunswick, NJ 08901 732.448.2548 T. 732.846.7600 | F. 732.846.8877 [email protected] April 13, 2021 VIA EDGAR United States Securities and Exchange Commission Washington, DC 20549 Re: Hanover Bancorp, Inc. Registration Statement on Form S-4 Filed January 20, 2021, as amended on March 19, 2021 File No. 333-252262 Dear Sir or |
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| March 19, 2021 |
windelsmarx.com Robert A. Schwartz 120 Albany Street Plaza, | New Brunswick, NJ 08901 732.448.2548 T. 732.846.7600 | F. 732.846.8877 [email protected] March 19, 2021 VIA EDGAR United States Securities and Exchange Commission Washington, DC 20549 Re: Hanover Bancorp, Inc. Registration Statement on Form S-4 Filed January 20, 2021 File No. 333-252262 Dear Sir or Madam: Transmitted along with |
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| March 19, 2021 |
TABLE OF CONTENTS Registration Statement No. 333-252262 Filed March 19, 2021? ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ? FORM S-4/A PRE-EFFECTIVE AMENDMENT NO. 1 TO THE REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 ? HANOVER BANCORP, INC. (Exact name of Registrant as specified in its charter) ? ? New York (State or other jurisdiction of incorporation or |
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| March 19, 2021 |
Consent of Janney Montgomery Scott Exhibit 99.2 Consent of Janney Montgomery Scott LLC Janney Montgomery Scott consents to the inclusion and description of our opinion letter dated August 26, 2020 to the Board of Directors of Savoy Bank included as Annex B to the proxy statement-prospectus of Hanover Bancorp, Inc., which forms a part of the Registration Statement on Form S-4 of Hanover Bancorp, Inc., as amended, (the “Registration |
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| January 20, 2021 |
EX-21 15 tm2037794d1ex21.htm EXHIBIT 21 Exhibit 21 Exhibit 21 Subsidiaries of the Registrant Hanover Bancorp, Inc. has one subsidiary, Hanover Community Bank, a New York state chartered commercial bank. |
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| January 20, 2021 |
EX-10.4 9 tm2037794d1ex10-4.htm EXHIBIT 10.4 Exhibit 10.4 HANOVER COMMUNITY BANK 2013 STOCK OPTION PLAN Section 1. Purpose The Hanover Community Bank 2013 Stock Option Plan (the "Plan") is hereby established to foster and promote the long-term success of Hanover Community Bank (the "Bank") and its shareholders by providing members of management, including employees and management officials, with a |
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| January 20, 2021 |
Hanover Community Bank 2015 Restricted Stock Plan EX-10.5 10 tm2037794d1ex10-5.htm EXHIBIT 10.5 Exhibit 10.5 Hanover COmmunity Bank 2015 RESTRICTED STOCK PLAN Section 1. Purpose The Hanover Community Bank 2015 Restricted Stock Plan (the "Plan") is hereby established to foster and promote the long-term success of Hanover Community Bank (the “Bank”), and its shareholders by providing members of management, including employees and management officia |
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| January 20, 2021 |
Exhibit 3.1 RESTATED CERTIFICATE OF INCORPORATION OF Hanover Bancorp, INC. Under Section 807 of the Business Corporation Law 1. The name of the corporation is Hanover Bancorp, Inc. The original Certificate of Incorporation (as amended, the “Certificate of Incorporation”) of the Corporation was filed with the Secretary of State of the State of New York on December 22, 2015. 2. The Certificate of In |
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| January 20, 2021 |
2017, by and between Brian Finneran and EX-10.2 7 tm2037794d1ex10-2.htm EXHIBIT 10.2 Exhibit 10.2 SECOND AMENDED AND RESTATED EMPLOYMENT AGREEMENT Second Amended and Restated Employment Agreement (the "Employment Agreement") effective as of the 24th day of July, 2017, by and between Brian Finneran, (the "Employee") and HANOVER COMMUNTY BANK, a New York state chartered commercial bank with its principal place of business located at 2131 |
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| January 20, 2021 |
Exhibit 99.4 Consent to Serve as Director Hanover Bancorp, Inc. is filing a Registration Statement on Form S-4 (the “Registration Statement”) with the Securities and Exchange Commission under the Securities Act of 1933, as amended (the “Securities Act”) in connection with the registration of shares of Hanover Bancorp, Inc. to be issued to shareholders of Savoy Bank in connection with the proposed |
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| January 20, 2021 |
EX-10.9 14 tm2037794d1ex10-9.htm EXHIBIT 10.9 * Exhibit 10.9 HANOVER BANCORP, INC. and U.S. Bank National Association as Trustee, Paying Agent and Registrar FIRST SUPPLEMENTAL INDENTURE Dated as of October 7, 2020 to INDENTURE Dated as of October 7, 2020 5.00% Fixed-to-Floating Rate Subordinated Notes due 2030 FIRST SUPPLEMENTAL INDENTURE (this “First Supplemental Indenture”), dated as of October |
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| January 20, 2021 |
EX-10.7 12 tm2037794d1ex10-7.htm EXHIBIT 10.7 Exhibit 10.7 2018 EQUITY COMPENSATION PLAN Section 1. Purpose The 2018 Equity Compensation Plan (the "Plan") is hereby established to foster and promote the long-term success of Hanover Bancorp, Inc. (the "Company"), the holding company of Hanover Community Bank (the “Bank”), and its shareholders by providing members of management, including employees |
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| January 20, 2021 |
EX-10.1 6 tm2037794d1ex10-1.htm EXHIBIT 10.1 Exhibit 10.1 AMENDED AND RESTATED EMPLOYMENT AGREEMENT Amended and Restated Employment Agreement (the "Employment Agreement") effective as of the 1st day of January, 2015, by and between Michael P. Puorro (the "Employee") and HANOVER COMMUNTY BANK, a New York state chartered commercial bank with its principal place of business located at 2131 Jericho Tu |
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| January 20, 2021 |
TABLE OF CONTENTS Registration Statement No. 333- Filed January 20, 2021 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM S-4 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 HANOVER BANCORP, INC. (Exact name of Registrant as specified in its charter) New York (State or other jurisdiction of incorporation or organization) 6022 (Primary Standard Industr |
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| January 20, 2021 |
Exhibit 99.3 Consent to Serve as Director Hanover Bancorp, Inc. is filing a Registration Statement on Form S-4 (the “Registration Statement”) with the Securities and Exchange Commission under the Securities Act of 1933, as amended (the “Securities Act”) in connection with the registration of shares of Hanover Bancorp, Inc. to be issued to shareholders of Savoy Bank in connection with the proposed |
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| January 20, 2021 |
Consent of Janney Montgomery Scott EX-99.2 19 tm2037794d2ex99-2.htm EXHIBIT 99.2 Exhibit 99.2 Consent of Janney Montgomery Scott LLC Janney Montgomery Scott consents to the inclusion and description of our opinion letter dated August 26, 2020 to the Board of Directors of Savoy Bank included as Annex B to the proxy statement-prospectus of Hanover Bancorp, Inc., which forms a part of the Registration Statement on Form S-4 of Hanover |
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| January 20, 2021 |
Exhibit 3.1(ii) BY-LAWS OF HANOVER BANCORP, Inc. ARTICLE I SHAREHOLDERS Section 1.1. Annual Meetings. The annual meeting of the shareholders for the election of directors and the transaction of other business shall be held each year on such day and at such hour as shall be fixed by the Board of Directors. Section 1.2. Special Meetings. A special meeting of the shareholders may be called at any tim |
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| January 20, 2021 |
Alice Rouse, Lisa DiIorio, Kevin Corbett, and Exhibit 10.3 CHANGE IN CONTROL AGREEMENT CHANGE IN CONTROL AGREEMENT (this “Agreement”) made as of this day of , 2020 by and between HANOVER COMMUNITY BANK, a New York state commercial bank with its principal place of business located at 80 East Jericho Turnpike, Mineola, N.Y. 11501, (the "Employer"), and , an individual residing at ("Employee"). W I T N E S S E T H: WHEREAS, Employer wishes to re |
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| January 20, 2021 |
Form of Proxy Card for Special Meeting of Shareholders of Savoy Bank Exhibit 99.1 000004 ENDORSEMENTLINE SACKPACK 000000000.000000 ext 000000000.000000 ext 000000000.000000 ext C123456789 000000000.000000 ext 000000000.000000 ext 000000000.000000 ext MR A SAMPLE DESIGNATION (IF ANY) ADD 1 ADD 2 ADD 3 ADD 4 ADD 5 ADD 6 Using a black ink pen, mark your votes with an X as shown in this example. Please do not write outside the designated areas. If no electronic voting, |
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| January 20, 2021 |
EX-10.8 13 tm2037794d1ex10-8.htm EXHIBIT 10.8 Exhibit 10.8 TRUST INDENTURE HANOVER BANCORP, INC. and U.S. BANK NATIONAL ASSOCIATION as Trustee INDENTURE Dated as of October 7, 2020 Providing for the Issuance of Debt Securities CROSS-REFERENCE TABLE* Trust Indenture Act Section Indenture Section 310 (a)(1) N.A. (a)(2) 6.13 (a)(3) 6.13 (a)(4) N.A. (a)(5) 7.01 (b) 7.02 (c) 7.02 311 (a) 7.03 (b) 7.03 |
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| January 20, 2021 |
EX-10.6 11 tm2037794d1ex10-6.htm EXHIBIT 10.6 Exhibit 10.6 HANOVER COMMUNITY BANK 2016 STOCK OPTION PLAN Section 1. Purpose The Hanover Community Bank 2016 Stock Option Plan (the "Plan") is hereby established to foster and promote the long-term success of Hanover Community Bank (the "Bank") and its shareholders by providing members of management, including employees and management officials, with |
