Basic Stats
| CIK | 921547 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Heritage Oaks Bancorp
SEC Filings (Chronological Order)
This page provides a complete, chronological list of SEC Filings, excluding ownership filings which we provide elsewhere.
| April 4, 2017 |
Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0167 Expires: March 31, 2018 Estimated average burden hours per response 1.50 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCH |
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| March 29, 2017 |
99.1 Press release, dated March 29, 2017. EdgarFiling |
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| March 29, 2017 |
Financial Statements and Exhibits, Other Events, Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): March 27, 2017 Heritage Oaks Bancorp (Exact Name of Registrant as Specified in Charter) California 000-25020 77-0388249 (State or Other Jurisdiction of Incorporation) (Commission File |
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| March 28, 2017 |
Heritage Oaks Bancorp Announces Voluntary Delisting from NASDAQ EX-99.1 2 a17-99701ex99d1.htm EX-99.1 EXHIBIT 99.1 Heritage Oaks Bancorp Announces Voluntary Delisting from NASDAQ PASO ROBLES, Calif., March 28, 2017 (GLOBE NEWSWIRE) — Heritage Oaks Bancorp (the “Company”) (Nasdaq: HEOP), a bank holding company and the parent of Heritage Oaks Bank (“Bank”), announced today that it has notified The NASDAQ Stock Market (“NASDAQ”) of its intent to delist its common |
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| March 28, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): March 28, 2017 Heritage Oaks Bancorp (Exact Name of Registrant as Specified in Charter) CALIFORNIA 000-25020 77-0388249 (State or Other Jurisdiction of Incorporation) (Commission File |
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| March 25, 2017 |
Special Shareholders Meeting March 27, 2017 Exhibit 99.1 Special Shareholders Meeting March 27, 2017 2 Forward Looking Statements Certain statements contained in this Presentation, including, without limitation, statements containing the words believes, anticipates, intends, expects, and words of similar impact, constitute forward-looking statements within the meaning of Section 27A of the Securities Act of 1933 and Section 21E of |
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| March 25, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) March 27, 2017 Heritage Oaks Bancorp (Exact Name of Registrant as Specified in Its Charter) California (State or Other Jurisdiction of Incorporation) 000-25020 77-0388249 (Commission File Number) (IRS Employer Identification No. |
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| March 25, 2017 |
Heritage Oaks Bancorp 8-K (Prospectus) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) March 27, 2017 Heritage Oaks Bancorp (Exact Name of Registrant as Specified in Its Charter) California (State or Other Jurisdiction of Incorporation) 000-25020 77-0388249 (Commission File Number) (IRS Employer Identification No. |
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| March 25, 2017 |
Special Shareholders Meeting March 27, 2017 Exhibit 99.1 Special Shareholders Meeting March 27, 2017 2 Forward Looking Statements Certain statements contained in this Presentation, including, without limitation, statements containing the words ?believes?, ?anticipates?, ?intends?, ?expects?, and words of similar impact, constitute ?forward-looking statements? within the meaning of Section 27A of the Securities Act of 1933 and Section 21E of |
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| March 23, 2017 |
Pacific Premier Bancorp 8-K (Prospectus) Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) March 23, 2017 PACIFIC PREMIER BANCORP, INC. (Exact name of registrant as specified in its charter) DELAWARE 0-22193 33-0743196 (State or other jurisdiction of incorporation) |
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| March 23, 2017 |
Pacific Premier Bancorp Ranked as a Top Performing Community Bank by S&P Global Market Intelligence Exhibit Exhibit 99.1 Filed by Pacific Premier Bancorp, Inc. Pursuant to Rule 425 under the Securities Act of 1933 Subject Company: Heritage Oaks Bancorp SEC Registration Statement No.: 333-215620 This filing relates to a press release dated March 23, 2017 issued by Pacific Premier Bancorp, Inc. The following is a copy of the press release. Pacific Premier Bancorp Ranked as a Top Performing Communi |
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| March 22, 2017 |
Pacific Premier Bancorp Named Recipient of 2016 Raymond James Community Bankers Cup Exhibit 99.1 Filed by Pacific Premier Bancorp, Inc. Pursuant to Rule 425 under the Securities Act of 1933 Subject Company: Heritage Oaks Bancorp SEC Registration Statement No.: 333-215620 This filing relates to a press release dated March 22, 2017 issued by Pacific Premier Bancorp, Inc. The following is a copy of the press release. Pacific Premier Bancorp Named Recipient of 2016 Raymond James Comm |
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| March 22, 2017 |
Pacific Premier Bancorp 8-K (Prospectus) Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) March 22, 2017 PACIFIC PREMIER BANCORP, INC. (Exact name of registrant as specified in its charter) DELAWARE 0-22193 33-0743196 (State or other jurisdiction of incorporation) |
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| March 21, 2017 |
Pacific Premier Bancorp 8-K (Prospectus) Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) March 21, 2017 PACIFIC PREMIER BANCORP, INC. (Exact name of registrant as specified in its charter) DELAWARE 0-22193 33-0743196 (State or other jurisdiction of incorporation) |
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| March 21, 2017 |
Exhibit Exhibit 99.1 Filed by Pacific Premier Bancorp, Inc. Pursuant to Rule 425 under the Securities Act of 1933 Subject Company: Heritage Oaks Bancorp SEC Registration Statement No.: 333-215620 This filing relates to a press release dated March 21, 2017 issued by Pacific Premier Bancorp, Inc. The following is a copy of the press release. Pacific Premier Bancorp Announces Receipt of Regulatory Ap |
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| March 4, 2017 |
Pacific Premier Bancorp Announces Upcoming Investor Conferences Exhibit Exhibit 99.1 Pacific Premier Bancorp Announces Upcoming Investor Conferences Irvine, Calif., March 6, 2017 - Pacific Premier Bancorp, Inc. (NASDAQ: PPBI), the holding company of Pacific Premier Bank, announced today that Steven R. Gardner, Chairman, President and Chief Executive Officer, will participate in the Raymond James 38 th Annual Institutional Investors Conference on March 7, 2017 |
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| March 4, 2017 |
Heritage Oaks Bancorp 8-K (Prospectus) Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) March 6, 2017 PACIFIC PREMIER BANCORP, INC. (Exact name of registrant as specified in its charter) DELAWARE 0-22193 33-0743196 (State or other jurisdiction of incorporation) ( |
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| March 4, 2017 |
ppbi2016q4finalv022217 Investor Presentation Fourth Quarter 2016 Steve Gardner Chairman & Chief Executive Officer sgardner@ppbi. |
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| March 3, 2017 |
Heritage Oaks Bancorp 10-K (Annual Report) Use these links to rapidly review the document TABLE OF CONTENTS Item 8. Consolidated Financial Statements and Supplementary Data Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2016. Commission file number: 000-25020 (Exact |
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| March 3, 2017 |
HERITAGE OAKS BANCORP SEVERANCE POLICY DECEMBER 11, 2016 Exhibit 10.16 HERITAGE OAKS BANCORP SEVERANCE POLICY DECEMBER 11, 2016 Heritage Oaks Bancorp (“Heritage Oaks” or the “Bank”) has adopted this severance policy (the “Policy”) to assist employees in the event that the Bank is involved in a corporate transaction and is not the surviving entity (a “Transaction”). When these types of corporate transactions occur, restructuring and job redundancies ofte |
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| February 28, 2017 |
Use these links to rapidly review the document TABLE OF CONTENTS TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| February 14, 2017 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 6)* Heritage Oaks Bancorp (Name of Issuer) Common Stock (Title of Class of Securities) 42724R107 (CUSIP Number) December 31, 2016 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is fil |
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| February 8, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 2)* Heritage Oaks Bancorp (Name of Issuer) Common Stock (Title of Class of Securities) 42724R107 (CUSIP Number) December 31, 2016 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this |
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| February 3, 2017 |
Regulation FD Disclosure, Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) January 31, 2017 Heritage Oaks Bancorp (Exact Name of Registrant as Specified in Its Charter) California (State or Other Jurisdiction of Incorporation) 000-25020 77-0388249 (Commission |
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| February 3, 2017 |
Exhibit 99.1 THOMSON REUTERS STREETEVENTS EDITED TRANSCRIPT HEOP - Q4 2016 Heritage Oaks Bancorp Earnings Call EVENT DATE/TIME: JANUARY 31, 2017 / 04:00PM GMT 1 JANUARY 31, 2017 / 04:00PM GMT, HEOP - Q4 2016 Heritage Oaks Bancorp Earnings Call CORPORATE PARTICIPANTS Bryon Layes Heritage Oaks Bancorp - First VP Simone Lagomarsino Heritage Oaks Bancorp - President & CEO Jason Castle Heritage Oaks Ba |
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| February 3, 2017 |
Heritage Oaks Bancorp FORM 8-K (Prospectus) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) January 31, 2017 Heritage Oaks Bancorp (Exact Name of Registrant as Specified in Its Charter) California (State or Other Jurisdiction of Incorporation) 000-25020 77-0388249 (Commission |
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| February 3, 2017 |
Exhibit 99.1 THOMSON REUTERS STREETEVENTS EDITED TRANSCRIPT HEOP - Q4 2016 Heritage Oaks Bancorp Earnings Call EVENT DATE/TIME: JANUARY 31, 2017 / 04:00PM GMT 1 JANUARY 31, 2017 / 04:00PM GMT, HEOP - Q4 2016 Heritage Oaks Bancorp Earnings Call CORPORATE PARTICIPANTS Bryon Layes Heritage Oaks Bancorp - First VP Simone Lagomarsino Heritage Oaks Bancorp - President & CEO Jason Castle Heritage Oaks Ba |
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| February 1, 2017 |
Pacific Premier Bancorp to Participate in FIG Partners’ 8th Annual West Coast CEO Forum Exhibit Exhibit 99.1 Filed by Pacific Premier Bancorp, Inc. Pursuant to Rule 425 under the Securities Act of 1933 Subject Company: Heritage Oaks Bancorp SEC Registration Statement No.: 333-215620 This filing relates to a press release dated February 1, 2017 issued by Pacific Premier Bancorp, Inc. The following is a copy of the press release. Pacific Premier Bancorp to Participate in FIG Partners? |
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| February 1, 2017 |
ppbi2016q4final1 Investor Presentation Fourth Quarter 2016 Steve Gardner Chairman & Chief Executive Officer sgardner@ppbi. |
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| February 1, 2017 |
Heritage Oaks Bancorp 8-K (Prospectus) Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) February 1, 2017 PACIFIC PREMIER BANCORP, INC. (Exact name of registrant as specified in its charter) DELAWARE 0-22193 33-0743196 (State or other jurisdiction of incorporation |
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| January 30, 2017 |
EdgarFiling EXHIBIT 99.1 Heritage Oaks Bancorp Reports Fourth Quarter Results Declares Quarterly Dividend of $0.06 per Common Share PASO ROBLES, Calif., Jan. 30, 2017 (GLOBE NEWSWIRE) - Heritage Oaks Bancorp (?Heritage Oaks? or the ?Company?) (NASDAQ:HEOP), a bank holding company and parent of Heritage Oaks Bank (the ?Bank?), reported net income available to common shareholders of $4.6 million, or |
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| January 30, 2017 |
Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): January 30, 2017 Heritage Oaks Bancorp (Exact Name of Registrant as Specified in Charter) California 000-25020 77-0388249 (State or Other Jurisdiction of Incorporation) (Commission Fi |
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| January 30, 2017 |
EdgarFiling EXHIBIT 99.1 Heritage Oaks Bancorp Reports Fourth Quarter Results Declares Quarterly Dividend of $0.06 per Common Share PASO ROBLES, Calif., Jan. 30, 2017 (GLOBE NEWSWIRE) - Heritage Oaks Bancorp (?Heritage Oaks? or the ?Company?) (NASDAQ:HEOP), a bank holding company and parent of Heritage Oaks Bank (the ?Bank?), reported net income available to common shareholders of $4.6 million, or |
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| January 30, 2017 |
Heritage Oaks Bancorp FORM 8-K (Prospectus) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): January 30, 2017 Heritage Oaks Bancorp (Exact Name of Registrant as Specified in Charter) California 000-25020 77-0388249 (State or Other Jurisdiction of Incorporation) (Commission Fi |
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| January 27, 2017 |
Heritage Oaks Bancorp 8-K (Prospectus) Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) January 27, 2017 (January 24, 2017) PACIFIC PREMIER BANCORP, INC. (Exact name of registrant as specified in its charter) DELAWARE 0-22193 33-0743196 (State or other jurisdicti |
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| January 27, 2017 |
Exhibit Exhibit 99.1 Filed by Pacific Premier Bancorp, Inc. Pursuant to Rule 425 under the Securities Act of 1933 Subject Company: Heritage Oaks Bancorp SEC Registration Statement No.: 333-215620 Pacific Premier Bancorp Fourth Quarter 2016 Conference Call January 24, 2017 at 12:00 p.m. Eastern CORPORATE PARTICIPANTS Steven Gardner, Chairman and CEO Ron Nicolas, Chief Financial Officer PRESENTATION |
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| January 4, 2017 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): January 4, 2017 Heritage Oaks Bancorp (Exact Name of Registrant as Specified in Charter) CALIFORNIA 000-25020 77-0388249 (State or Other Jurisdiction of Incorporation) (Commission Fil |
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| January 4, 2017 |
Heritage Oaks Bancorp Schedules Fourth Quarter Conference Call EX-99.1 2 exh991.htm PRESS RELEASE EXHIBIT 99.1 Heritage Oaks Bancorp Schedules Fourth Quarter Conference Call PASO ROBLES, Calif., Jan. 04, 2017 (GLOBE NEWSWIRE) - Heritage Oaks Bancorp, (Nasdaq:HEOP), the holding company of Heritage Oaks Bank, will host a conference call on Tuesday, January 31, 2017 at 8:00 a.m. Pacific Time to discuss its operating results for the fourth quarter and year ending |
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| December 13, 2016 | ||
| December 13, 2016 |
Pacific Premier Bancorp, Inc. to Acquire Heritage Oaks Bancorp EdgarFiling EXHIBIT 99.1 Pacific Premier Bancorp, Inc. to Acquire Heritage Oaks Bancorp Highlights of the Announced Transaction: Strengthens Pacific Premier?s position as one of the leading commercial banks in California with $6.0 billion in total assets on a pro forma basis Extends Pacific Premier?s geographic footprint into the Central Coast of California with Heritage Oaks? 12 branches and $2.0 |
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| December 13, 2016 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): December 12, 2016 Heritage Oaks Bancorp (Exact Name of Registrant as Specified in Charter) CALIFORNIA 000-25020 77-0388249 (State or Other Jurisdiction of Incorporation) (Commission F |
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| December 13, 2016 |
Heritage Oaks Bancorp FORM 8-K (Prospectus) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): December 12, 2016 Heritage Oaks Bancorp (Exact Name of Registrant as Specified in Charter) CALIFORNIA 000-25020 77-0388249 (State or Other Jurisdiction of Incorporation) (Commission F |
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| December 13, 2016 |
Pacific Premier Bancorp, Inc. to Acquire Heritage Oaks Bancorp EdgarFiling EXHIBIT 99.1 Pacific Premier Bancorp, Inc. to Acquire Heritage Oaks Bancorp Highlights of the Announced Transaction: Strengthens Pacific Premier?s position as one of the leading commercial banks in California with $6.0 billion in total assets on a pro forma basis Extends Pacific Premier?s geographic footprint into the Central Coast of California with Heritage Oaks? 12 branches and $2.0 |
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| December 13, 2016 | ||
| November 29, 2016 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): November 29, 2016 Heritage Oaks Bancorp (Exact Name of Registrant as Specified in Charter) CALIFORNIA 000-25020 77-0388249 (State or Other Jurisdiction of Incorporation) (Commission F |
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| November 29, 2016 |
Heritage Oaks Bank Announces Termination of Regulatory Order Regarding BSA Matters EdgarFiling EXHIBIT 99.1 Heritage Oaks Bank Announces Termination of Regulatory Order Regarding BSA Matters PASO ROBLES, Calif., Nov. 29, 2016 (GLOBE NEWSWIRE) - Heritage Oaks Bank, the wholly owned subsidiary of Heritage Oaks Bancorp, (Nasdaq:HEOP), today announced the termination of its Consent Order issued by the Federal Deposit Insurance Corporation (FDIC) and the California Department of Busi |
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| November 4, 2016 |
Heritage Oaks Bancorp 10-Q (Quarterly Report) Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) [ X ] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2016. Or [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission F |
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| October 27, 2016 |
Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): October 26, 2016 Heritage Oaks Bancorp (Exact Name of Registrant as Specified in Charter) CALIFORNIA 000-25020 77-0388249 (State or Other Jurisdiction of Incorporation) (Commission Fi |
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| October 27, 2016 |
EdgarFiling EXHIBIT 99.1 Heritage Oaks Bancorp Reports Third Quarter Results Declares Quarterly Dividend of $0.06 per Common Share PASO ROBLES, Calif., Oct. 27, 2016 (GLOBE NEWSWIRE) - Heritage Oaks Bancorp (?Heritage Oaks? or the ?Company?) (NASDAQ:HEOP), a bank holding company and parent of Heritage Oaks Bank (the ?Bank?), reported net income available to common shareholders of $4.2 million, or |
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| September 22, 2016 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) September 22, 2016 Heritage Oaks Bancorp (Exact Name of Registrant as Specified in Its Charter) California (State or Other Jurisdiction of Incorporation) 000-25020 77-0388249 (Commission File Number) (IRS Employer Identification No. |
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| September 22, 2016 |
Heritage Oaks Bancorp Schedules Third Quarter Conference Call EdgarFiling EXHIBIT 99.1 Heritage Oaks Bancorp Schedules Third Quarter Conference Call PASO ROBLES, Calif., Sept. 22, 2016 (GLOBE NEWSWIRE) - Heritage Oaks Bancorp (Nasdaq:HEOP), the holding company of Heritage Oaks Bank, will host a conference call on Friday, October 28, 2016 at 8:00 a.m. Pacific Time to discuss its operating results for the third quarter ending September 30, 2016, which will be |
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| August 5, 2016 |
Heritage Oaks Bancorp 10-Q (Quarterly Report) Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) [ X ] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2016. Or [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File N |
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| August 5, 2016 |
HERITAGE OAKS BANCORP 2015 EQUITY INCENTIVE PLAN RESTRICTED STOCK AWARD AGREEMENT EXHIBIT 10.2 HERITAGE OAKS BANCORP 2015 EQUITY INCENTIVE PLAN RESTRICTED STOCK AWARD AGREEMENT Heritage Oaks Bancorp, a California corporation (“Company”), hereby grants an Award of Restricted Stock, subject to the terms, conditions, and restrictions of the Company’s 2015 Equity Incentive Plan (the “Plan”), and this Restricted Stock Award Agreement, including Appendix A attached hereto (the Restri |
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| August 5, 2016 |
EXHIBIT 10.1 HERITAGE OAKS BANCORP 2015 EQUITY INCENTIVE PLAN PERFORMANCE-BASED RESTRICTED STOCK UNIT AWARD AGREEMENT Heritage Oaks Bancorp, a California corporation (“Company”), hereby grants an Award of Performance Restricted Stock Units (“RSUs”), subject to the terms, conditions, and restrictions of the Company’s 2015 Equity Incentive Plan (the “Plan”), and this Restricted Stock Unit Award Agre |
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| August 1, 2016 |
Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): August 1, 2016 Heritage Oaks Bancorp (Exact Name of Registrant as Specified in Charter) CALIFORNIA 000-25020 77-0388249 (State or Other Jurisdiction of Incorporation) (Commission File |
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| August 1, 2016 |
EdgarFiling EXHIBIT 99.1 Heritage Oaks Bancorp Reports Second Quarter Results Declares Quarterly Dividend of $0.06 per Common Share PASO ROBLES, Calif., Aug. 01, 2016 (GLOBE NEWSWIRE) - Heritage Oaks Bancorp (?Heritage Oaks? or the ?Company?) (NASDAQ:HEOP), a bank holding company and parent of Heritage Oaks Bank (the ?Bank?), reported net income available to common shareholders of $4.2 million, or |
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| July 22, 2016 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): July 22, 2016 Heritage Oaks Bancorp (Exact Name of Registrant as Specified in Charter) CALIFORNIA 000-25020 77-0388249 (State or Other Jurisdiction of Incorporation) (Commission File |
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| July 22, 2016 |
Heritage Oaks Bancorp Announces Amendment to Share Repurchase Program EdgarFiling EXHIBIT 99.1 Heritage Oaks Bancorp Announces Amendment to Share Repurchase Program PASO ROBLES, Calif., July 22, 2016 (GLOBE NEWSWIRE) - Heritage Oaks Bancorp (the "Company") (Nasdaq:HEOP), a bank holding company and the parent of Heritage Oaks Bank, announced today that it has amended its stock repurchase program to, among other things, extend the program beyond its originally disclos |
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| June 29, 2016 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): June 29, 2016 Heritage Oaks Bancorp (Exact Name of Registrant as Specified in Charter) CALIFORNIA 000-25020 77-0388249 (State or Other Jurisdiction of Incorporation) (Commission File |
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| June 29, 2016 |
Heritage Oaks Bancorp Schedules Second Quarter Conference Call EdgarFiling EXHIBIT 99.1 Heritage Oaks Bancorp Schedules Second Quarter Conference Call PASO ROBLES, Calif., June 29, 2016 (GLOBE NEWSWIRE) - Heritage Oaks Bancorp, (Nasdaq:HEOP), the holding company of Heritage Oaks Bank, will host a conference call on Tuesday, August 2, 2016 at 8:00 a.m. Pacific Time to discuss its operating results for the second quarter ending June 30, 2016, which will be rele |
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| June 1, 2016 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) May 25, 2016 Heritage Oaks Bancorp (Exact Name of Registrant as Specified in Its Charter) California (State or Other Jurisdiction of Incorporation) 000-25020 77-0388249 (Commission File Number) (IRS Employer Identification No. |
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| May 6, 2016 |
HEOP / Heritage Oaks Bancorp 10-Q - Quarterly Report - 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) [ X ] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2016. Or [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File |
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| April 28, 2016 |
Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): April 27, 2016 Heritage Oaks Bancorp (Exact Name of Registrant as Specified in Charter) CALIFORNIA 000-25020 77-0388249 (State or Other Jurisdiction of Incorporation) (Commission File |
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| April 28, 2016 |
EdgarFiling EXHIBIT 99.1 Heritage Oaks Bancorp Reports First Quarter Results Declares Quarterly Dividend of $0.06 per Common Share PASO ROBLES, Calif., April 28, 2016 (GLOBE NEWSWIRE) - Heritage Oaks Bancorp (?Heritage Oaks? or the ?Company?) (NASDAQ:HEOP), a bank holding company and parent of Heritage Oaks Bank (the ?Bank?), reported net income available to common shareholders of $4.0 million, or |
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| April 26, 2016 |
Use these links to rapidly review the document TABLE OF CONTENTS SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy Statement o Definitive Additional Materials o Soliciting Material under ?240. |
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| April 14, 2016 |
Table of Contents As filed with the Securities and Exchange Commission on April 14, 2016 Registration No. |
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| April 14, 2016 |
Heritage Oaks Bancorp Computation of Ratio of Earnings to Fixed Charges Exhibit 12.1 Heritage Oaks Bancorp Computation of Ratio of Earnings to Fixed Charges The ratio of earnings to fixed charges inclusive and exclusive of preferred stock dividends, as well as any applicable deficiency of earnings are determined using the following applicable factors: Earnings available for fixed charges are calculated first by determining the sum of: (a) income (loss) from continuing |
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| March 29, 2016 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): March 29, 2016 Heritage Oaks Bancorp (Exact Name of Registrant as Specified in Charter) CALIFORNIA 000-25020 77-0388249 (State or Other Jurisdiction of Incorporation) (Commission File |
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| March 29, 2016 |
Heritage Oaks Bancorp Schedules First Quarter Conference Call EdgarFiling EXHIBIT 99.1 Heritage Oaks Bancorp Schedules First Quarter Conference Call PASO ROBLES, Calif., March 29, 2016 (GLOBE NEWSWIRE) - Heritage Oaks Bancorp, (Nasdaq:HEOP), the holding company of Heritage Oaks Bank, will host a conference call on Friday, April 29, 2016 at 8:00 a.m. Pacific Time to discuss its operating results for the first quarter ending March 31, 2016, which will be relea |
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| March 28, 2016 |
EdgarFiling |
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| March 28, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): March 28, 2016 Heritage Oaks Bancorp (Exact Name of Registrant as Specified in Charter) CALIFORNIA 000-25020 77-0388249 (State or Other Jurisdiction of Incorporation) (Commission File |
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| March 10, 2016 |
Exhibit 4.8 FORM OF STOCK OPTION AGREEMENT HERITAGE OAKS BANCORP STOCK OPTION AGREEMENT 2015 EQUITY INCENTIVE PLAN Optionee: Award Date: Exercise Price per Share (1): Number of Shares (1): Expiration Date (2): NSO or ISO (3): Exercise/Vesting Schedule (2): [e.g., One-fourth (1/4) on the day of , 20 , and an additional one-forty-eighth (1/48) on the day of each month thereafter, until fully vested |
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| March 10, 2016 |
As filed with the Securities and Exchange Commission on March 10, 2016 REGISTRATION NO. |
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| March 10, 2016 |
HERITAGE OAKS BANCORP 2015 EQUITY INCENTIVE PLAN RESTRICTED STOCK AWARD AGREEMENT Exhibit 4.9 HERITAGE OAKS BANCORP 2015 EQUITY INCENTIVE PLAN RESTRICTED STOCK AWARD AGREEMENT Heritage Oaks Bancorp, a California corporation (?Company?), hereby grants an Award of Restricted Stock, subject to the terms, conditions, and restrictions of the Company?s 2015 Equity Incentive Plan (the ?Plan?), and this Restricted Stock Award Agreement, including Appendix A attached hereto (the Restric |
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| March 7, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) March 7, 2016 Heritage Oaks Bancorp (Exact Name of Registrant as Specified in Its Charter) California (State or Other Jurisdiction of Incorporation) 000-25020 77-0388249 (Commission File Number) (IRS Employer Identification No. |
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| March 7, 2016 |
EXHIBIT 99.1 |
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| March 4, 2016 |
Heritage Oaks Bancorp 10-K (Annual Report) Use these links to rapidly review the document Table of Contents Item 8. Consolidated Financial Statements and Supplementary Data Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2015. Commission file number: 000-25020 (Exact |
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| February 16, 2016 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 4)* Heritage Oaks Bancorp (Name of Issuer) Common Stock (Title of Class of Securities) 42724R107 (CUSIP Number) December 31, 2015 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is fil |
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| February 11, 2016 |
HEOP / Heritage Oaks Bancorp / BASSWOOD CAPITAL MANAGEMENT, L.L.C. - SC 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 1)* Heritage Oaks Bancorp (Name of Issuer) Common Stock (Title of Class of Securities) 42724R107 (CUSIP Number) December 31, 2015 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this |
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| February 11, 2016 |
AGREEMENT OF REPORTING PERSONS EXHIBIT 99.1 AGREEMENT OF REPORTING PERSONS The undersigned acknowledge and agree that the foregoing statement on Schedule 13G is filed on behalf of each of the undersigned and that all subsequent amendments to this statement on Schedule 13G shall be filed on behalf of each of the undersigned without the necessity of filing additional joint filing agreements. The undersigned acknowledge that each |
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| February 3, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) February 3, 2016 Heritage Oaks Bancorp (Exact Name of Registrant as Specified in Its Charter) California (State or Other Jurisdiction of Incorporation) 000-25020 77-0388249 (Commission File Number) (IRS Employer Identification No. |
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| February 3, 2016 |
Exhibit 99.1 |
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| February 1, 2016 |
EdgarFiling EXHIBIT 99.1 Heritage Oaks Bancorp Reports Fourth Quarter Results Declares Quarterly Dividend of $0.06 Per Common Share PASO ROBLES, Calif., Feb. 01, 2016 (GLOBE NEWSWIRE) - Heritage Oaks Bancorp (?Heritage Oaks? or the ?Company?) (NASDAQ:HEOP), a bank holding company and parent of Heritage Oaks Bank (the ?Bank?), reported net income available to common shareholders of $3.5 million, or |
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| February 1, 2016 |
Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) February 1, 2016 Heritage Oaks Bancorp (Exact Name of Registrant as Specified in Its Charter) California (State or Other Jurisdiction of Incorporation) 000-25020 77-0388249 (Commission File Number) (IRS Employer Identification No. |
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| January 6, 2016 |
Heritage Oaks Bancorp FORM 8-K (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) January 6, 2016 Heritage Oaks Bancorp (Exact Name of Registrant as Specified in Its Charter) California (State or Other Jurisdiction of Incorporation) 000-25020 77-0388249 (Commission File Number) (IRS Employer Identification No. |
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| January 6, 2016 |
Heritage Oaks Bancorp Announces Amendment to Share Repurchase Program EXHIBIT 99.1 Heritage Oaks Bancorp Announces Amendment to Share Repurchase Program PASO ROBLES, Calif., Jan. 06, 2016 (GLOBE NEWSWIRE) - Heritage Oaks Bancorp (the "Company") (Nasdaq:HEOP), a bank holding company and the parent of Heritage Oaks Bank, announced today that it has amended its stock repurchase program to, among other things, extend the program beyond its originally disclosed January 3 |
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| January 4, 2016 |
Heritage Oaks Bancorp Schedules Fourth Quarter Conference Call Exhibit 99.1 Heritage Oaks Bancorp Schedules Fourth Quarter Conference Call PASO ROBLES, Calif., Jan. 04, 2016 (GLOBE NEWSWIRE) - Heritage Oaks Bancorp, (Nasdaq:HEOP), the holding company of Heritage Oaks Bank, will host a conference call on Tuesday, February 2, 2016 at 8:00 a.m. Pacific Standard Time to discuss its operating results for the fourth quarter and year ending December 31, 2015, which |
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| January 4, 2016 |
Heritage Oaks Bancorp FORM 8-K (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) January 4, 2016 Heritage Oaks Bancorp (Exact Name of Registrant as Specified in Its Charter) California (State or Other Jurisdiction of Incorporation) 000-25020 77-0388249 (Commission File Number) (IRS Employer Identification No. |
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| November 19, 2015 |
Exhibit 1 JOINT FILING AGREEMENT The undersigned hereby agree that this Amendment No. |
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| November 19, 2015 |
HEOP / Heritage Oaks Bancorp / CASTLE CREEK CAPITAL PARTNERS IV, LP - SC 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 6)* Heritage Oaks Bancorp (Name of Issuer) Common Stock (Title of Class of Securities) 42724R107 (CUSIP Number) November 17, 2015 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this S |
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| November 9, 2015 |
Exhibit 1 JOINT FILING AGREEMENT The undersigned hereby agree that this Amendment No. |
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| November 9, 2015 |
HEOP / Heritage Oaks Bancorp / CASTLE CREEK CAPITAL PARTNERS IV, LP - SC 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 5)* Heritage Oaks Bancorp (Name of Issuer) Common Stock (Title of Class of Securities) 42724R107 (CUSIP Number) April 13, 2015 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Sche |
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| October 29, 2015 |
Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) October 28, 2015 Heritage Oaks Bancorp (Exact name of registrant as specified in its charter) California (State or other jurisdiction of incorporation) 000-25020 77-0388249 (Commission |
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| October 29, 2015 |
Heritage Oaks Bancorp Reports Third Quarter Results Heritage Oaks Bancorp Reports Third Quarter Results EXHIBIT 99.1 Heritage Oaks Bancorp Reports Third Quarter Results Declares Quarterly Dividend of $0.06 per Common Share PASO ROBLES, Calif., Oct. 29, 2015 (GLOBE NEWSWIRE) - Heritage Oaks Bancorp ("Heritage Oaks" or the "Company") (NASDAQ:HEOP), a bank holding company and parent of Heritage Oaks Bank (the "Bank"), reported net income available to |
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| September 28, 2015 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) September 28, 2015 Heritage Oaks Bancorp (Exact name of registrant as specified in its charter) California (State or other jurisdiction of incorporation) 000-25020 77-0388249 (Commissi |
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| September 28, 2015 |
Heritage Oaks Bancorp Schedules Third Quarter Conference Call EXHIBIT 99.1 Heritage Oaks Bancorp Schedules Third Quarter Conference Call PASO ROBLES, Calif., Sept. 28, 2015 (GLOBE NEWSWIRE) - Heritage Oaks Bancorp, (Nasdaq:HEOP), the holding company of Heritage Oaks Bank, will host a conference call on Friday, October 30, 2015 at 8:00 a.m. Pacific Standard Time to discuss its operating results for the third quarter ending September 30, 2015, which will be re |
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| August 19, 2015 |
Heritage Oaks Bancorp 8-K (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) August 17, 2015 Heritage Oaks Bancorp (Exact name of registrant as specified in its charter) California (State or other jurisdiction of incorporation) 000-25020 77-0388249 (Commission |
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| August 19, 2015 |
Exhibit 99.1 Heritage Oaks Bancorp Announces Resignation of Lonny Robinson from the Positions of Executive Vice President & Chief Financial Officer and Appointment of Jason Castle PASO ROBLES, Calif., Aug. 19, 2015 (GLOBE NEWSWIRE) ? Heritage Oaks Bancorp (the ?Company?), the holding company for Heritage Oaks Bank (the ?Bank?) (Nasdaq:HEOP), announced that the Company?s and the Bank?s Executive Vi |
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| August 18, 2015 |
HERITAGE OAKS BANCORP 1222 VINE STREET PASO ROBLES, CALIFORNIA 93446 August 18, 2015 VIA EDGAR Michael R. |
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| August 7, 2015 |
Exhibit 24.1 POWERS OF ATTORNEY KNOW ALL MEN BY THESE PRESENTS, that each of the undersigned directors of Heritage Oaks Bancorp, a California corporation (the ?Company?), does hereby constitute and appoint Simone F. Lagomarsino, Lonny D. Robinson and Gregory A. Gehlmann and each of them (with full power to each of them to act alone), his/her true and lawful attorneys in fact and agents for him/her |
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| August 7, 2015 |
Heritage Oaks Bancorp Computation of Ratio of Earnings to Fixed Charges Exhibit 12.1 Heritage Oaks Bancorp Computation of Ratio of Earnings to Fixed Charges The ratio of earnings to fixed charges inclusive and exclusive of preferred stock dividends, as well as any applicable deficiency of earnings are determined using the following applicable factors: Earnings available for fixed charges are calculated first by determining the sum of: (a) income (loss) from continuing |
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| August 7, 2015 |
Table of Contents As filed with the Securities and Exchange Commission on August 7, 2015 REGISTRATION NO. |
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| August 4, 2015 |
Heritage Oaks Bancorp FORM 8-K (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) August 4, 2015 Heritage Oaks Bancorp (Exact Name of Registrant as Specified in Its Charter) California (State or Other Jurisdiction of Incorporation) 000-25020 77-0388249 (Commission File Number) (IRS Employer Identification No. |
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| July 30, 2015 |
July 30, 2015 VIA EDGAR Era Anagnosti Legal Branch Chief U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, DC 20549 Re: Heritage Oaks Bancorp Post-Effective Amendment No 7 to Registration Statement on Form S-1 Filed July 2, 2015 File No. 333-166015 Dear Ms. Anagnosti, On behalf of Heritage Oaks Bancorp, a California corporation (the ?Company?), |
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| July 23, 2015 |
Heritage Oaks Bancorp Reports Second Quarter Results Heritage Oaks Bancorp Reports Second Quarter Results EXHIBIT 99.1 Heritage Oaks Bancorp Reports Second Quarter Results PASO ROBLES, Calif., July 23, 2015 (GLOBE NEWSWIRE) - Heritage Oaks Bancorp ("Heritage Oaks" or the "Company") (NASDAQ:HEOP), a bank holding company and parent of Heritage Oaks Bank (the "Bank"), reported net income available to common shareholders of $3.7 million, or $0.11 per di |
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| July 23, 2015 |
Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) July 22, 2015 Heritage Oaks Bancorp (Exact name of registrant as specified in its charter) California (State or other jurisdiction of incorporation) 000-25020 77-0388249 (Commission Fi |
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| July 2, 2015 |
Heritage Oaks Bancorp Computation of Ratio of Earnings to Fixed Charges Exhibit 12.1 Heritage Oaks Bancorp Computation of Ratio of Earnings to Fixed Charges The ratio of earnings to fixed charges inclusive and exclusive of preferred stock dividends, as well as any applicable deficiency of earnings are determined using the following applicable factors: Earnings available for fixed charges are calculated first by determining the sum of: (a) income (loss) from continuing |
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| July 2, 2015 |
Table of Contents As filed with the Securities and Exchange Commission on July 2, 2015 REGISTRATION NO. |
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| July 2, 2015 |
Exhibit 24.1 POWERS OF ATTORNEY KNOW ALL MEN BY THESE PRESENTS, that each of the undersigned directors of Heritage Oaks Bancorp, a California corporation (the ?Company?), does hereby constitute and appoint Simone F. Lagomarsino, Lonny D. Robinson and Gregory A. Gehlmann and each of them (with full power to each of them to act alone), his/her true and lawful attorneys in fact and agents for him/her |
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| July 1, 2015 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) July 1, 2015 Heritage Oaks Bancorp (Exact name of registrant as specified in its charter) California (State or other jurisdiction of incorporation) 000-25020 77-0388249 (Commission Fil |
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| July 1, 2015 |
Heritage Oaks Bancorp Schedules Second Quarter Conference Call Heritage Oaks Bancorp Schedules Second Quarter Conference Call EXHIBIT 99.1 Heritage Oaks Bancorp Schedules Second Quarter Conference Call PASO ROBLES, Calif., July 1, 2015 (GLOBE NEWSWIRE) - Heritage Oaks Bancorp, (Nasdaq:HEOP), the holding company of Heritage Oaks Bank, will host a conference call on Friday, July 24, 2015 at 8:00 a.m. Pacific Standard Time to discuss its operating results for th |
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| June 8, 2015 |
Heritage Oaks Bancorp FORM 8-K (Current Report/Significant Event) f8k060515.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) June 4, 2015 Heritage Oaks Bancorp (Exact Name of Registrant as Specified in Its Charter) California (State or Other Jurisdiction of Incorporation) 000-25020 77-0388249 (Co |
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| June 8, 2015 |
HEOP / Heritage Oaks Bancorp / CASTLE CREEK CAPITAL PARTNERS IV, LP - SC 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 4)* Heritage Oaks Bancorp (Name of Issuer) Common Stock (Title of Class of Securities) 42724R107 (CUSIP Number) June 8, 2015 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedu |
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| June 4, 2015 |
Heritage Oaks Bancorp Announces Share Repurchase Program Heritage Oaks Bancorp Announces Share Repurchase Program EXHIBIT 99.1 Heritage Oaks Bancorp Announces Share Repurchase Program PASO ROBLES, Calif., June 4, 2015 (GLOBE NEWSWIRE) - Heritage Oaks Bancorp (the "Company") (Nasdaq:HEOP), a bank holding company and the parent of Heritage Oaks Bank, announced today that it has amended its stock repurchase program to, among other things, extend the progra |
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| June 4, 2015 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) June 4, 2015 Heritage Oaks Bancorp (Exact name of registrant as specified in its charter) California (State or other jurisdiction of incorporation) 000-25020 77-0388249 (Commission Fil |
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| June 2, 2015 |
Submission of Matters to a Vote of Security Holders f8k060215.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) May 27, 2015 Heritage Oaks Bancorp (Exact Name of Registrant as Specified in Its Charter) California (State or Other Jurisdiction of Incorporation) 000-25020 77-0388249 (Co |
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| May 13, 2015 |
SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Definitive Proxy Statement x Definitive Additional Materials o Soliciting Material under ?240. |
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| May 1, 2015 |
Heritage Oaks Bancorp Reports First Quarter Results Heritage Oaks Bancorp Reports First Quarter Results EXHIBIT 99.1 Heritage Oaks Bancorp Reports First Quarter Results PASO ROBLES, Calif., April 30, 2015 (GLOBE NEWSWIRE) - Heritage Oaks Bancorp ("Heritage Oaks" or the "Company") (Nasdaq:HEOP), a bank holding company and parent of Heritage Oaks Bank (the "Bank"), reported net income available to common shareholders of $4.1 million, or $0.12 per dil |
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| May 1, 2015 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) April 30, 2015 Heritage Oaks Bancorp (Exact name of registrant as specified in its charter) California (State or other jurisdiction of incorporation) 000-25020 77-0388249 (Commission F |
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| April 30, 2015 |
Use these links to rapidly review the document TABLE OF CONTENTS Contents Table of Contents SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy Statement o Definitive Additional Materials o Soliciting Material under ?240. |
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| April 9, 2015 |
SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ý Filed by a Party other than the Registrant o Check the appropriate box: ý Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Definitive Proxy Statement o Definitive Additional Materials o Soliciting Material under §240. |
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| April 3, 2015 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) April 2, 2015 Heritage Oaks Bancorp (Exact name of registrant as specified in its charter) California (State or other jurisdiction of incorporation) 000-25020 77-0388249 (Commission Fi |
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| April 3, 2015 |
Heritage Oaks Bancorp Schedules First Quarter Conference Call Heritage Oaks Bancorp Schedules First Quarter Conference Call EXHIBIT 99.1 Heritage Oaks Bancorp Schedules First Quarter Conference Call PASO ROBLES, Calif., April 2, 2015 (GLOBE NEWSWIRE) - Heritage Oaks Bancorp, (Nasdaq:HEOP), the holding company of Heritage Oaks Bank, will host a conference call on Friday, May 1, 2015 at 8:00 a.m. Pacific Standard Time to discuss its operating results for the f |
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| March 10, 2015 |
Exhibit 99.1 |
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| March 10, 2015 |
Heritage Oaks Bancorp FORM 8-K (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) March 10, 2015 Heritage Oaks Bancorp (Exact Name of Registrant as Specified in Its Charter) California (State or Other Jurisdiction of Incorporation) 000-25020 77-0388249 (Commission File Number) (IRS Employer Identification No. |
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| March 4, 2015 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K/A CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) May 28, 2014 Heritage Oaks Bancorp (Exact Name of Registrant as Specified in Its Charter) California (State or Other Jurisdiction of Incorporation) 000-25020 77-0388249 (Commission File Number) (IRS Employer Identification No. |
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| February 17, 2015 |
HEOP / Heritage Oaks Bancorp / BASSWOOD CAPITAL MANAGEMENT, L.L.C. - SCHEDULE 13G Passive Investment Schedule 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Heritage Oaks Bancorp (Name of Issuer) Common Stock (Title of Class of Securities) 42724R107 (CUSIP Number) December 31, 2014 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to |
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| February 12, 2015 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3)* Heritage Oaks Bancorp (Name of Issuer) Common Stock (Title of Class of Securities) 42724R107 (CUSIP Number) December 31, 2014 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is fil |
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| February 12, 2015 |
HEOP / Heritage Oaks Bancorp / Wellington Management Group LLP - SEC SCHEDULE 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 4 )* Heritage Oaks Bancorp (Name of Issuer) Common Stock (Title of Class of Securities) 42724R107 (CUSIP Number) December 31, 2014 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this |
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| February 4, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) February 4, 2015 Heritage Oaks Bancorp (Exact Name of Registrant as Specified in Its Charter) California (State or Other Jurisdiction of Incorporation) 000-25020 77-0388249 (Commission File Number) (IRS Employer Identification No. |
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| February 4, 2015 |
EX-99.1 2 exh991.htm EXHIBIT 99.1 Exhibit 99.1 |
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| February 2, 2015 |
Heritage Oaks Bancorp Reports Fourth Quarter Results EXHIBIT 99.1 Heritage Oaks Bancorp Reports Fourth Quarter Results Declares Quarterly Dividend of $0.05 per Common Share PASO ROBLES, Calif., Feb. 2, 2015 (GLOBE NEWSWIRE) - Heritage Oaks Bancorp ("Heritage Oaks" or the "Company") (Nasdaq:HEOP), a bank holding company and the parent of Heritage Oaks Bank (the "Bank"), reported net income available to common shareholders of $4.2 million, or $0.13 pe |
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| February 2, 2015 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) February 2, 2015 Heritage Oaks Bancorp (Exact name of registrant as specified in its charter) California (State or other jurisdiction of incorporation) 000-25020 77-0388249 (Commission |
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| January 22, 2015 |
HEOP / Heritage Oaks Bancorp / CASTLE CREEK CAPITAL PARTNERS IV, LP - SC 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3)* Heritage Oaks Bancorp (Name of Issuer) Common Stock (Title of Class of Securities) 42724R107 (CUSIP Number) December 31, 2014 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this S |
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| January 22, 2015 |
Exhibit 1 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended, the undersigned agree to the joint filing on behalf of each of them of a Statement on Schedule 13G (including any and all amendments thereto) with respect to shares of Common Stock of Heritage Oaks Bancorp and that this Joint Filing Agreement shall be included as an Exhibit to such filing. |
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| January 8, 2015 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) January 7, 2015 Heritage Oaks Bancorp (Exact name of registrant as specified in its charter) California (State or other jurisdiction of incorporation) 000-25020 77-0388249 (Commission |
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| January 8, 2015 |
Heritage Oaks Bancorp Schedules Fourth Quarter Conference Call EXHIBIT 99.1 Heritage Oaks Bancorp Schedules Fourth Quarter Conference Call PASO ROBLES, Calif., Jan. 7, 2015 (GLOBE NEWSWIRE) - Heritage Oaks Bancorp, (Nasdaq:HEOP), the holding company of Heritage Oaks Bank, will host a conference call on Tuesday, February 3, 2015 at 8:00 a.m. Pacific Standard Time to discuss its operating results for the fourth quarter and year ending December 31, 2014, which w |
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| January 7, 2015 |
EXHIBIT 99.1 Heritage Oaks Bancorp Announces That Rick C. Arredondo Has Joined Heritage Oaks Bank as the President and Chief Banking Officer PASO ROBLES, Calif., Jan. 6, 2015 (GLOBE NEWSWIRE) - Simone F. Lagomarsino, President and CEO of Heritage Oaks Bancorp (Nasdaq:HEOP), announced the appointment of Rick C. Arredondo as President and Chief Banking Officer of Heritage Oaks Bank. Arredondo joined |
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| January 7, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) January 5, 2015 Heritage Oaks Bancorp (Exact name of registrant as specified in its charter) California (State or other jurisdiction of incorporation) 000-25020 77-0388249 (Commission |
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| December 24, 2014 |
FIRST AMENDMENT TO EXCHANGE AGREEMENT Exhibit 10.1 FIRST AMENDMENT TO EXCHANGE AGREEMENT FIRST Amendment to EXCHANGE AGREEMENT (this “Amendment”) dated as of December 22, 2014, by and between Heritage Oaks Bancorp, a California corporation (the “Company”), and Castle Creek Capital Partners IV, LP, a Delaware limited liability partnership (the “Investor”). Except where otherwise provided herein, the capitalized terms used in this Amend |
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| December 24, 2014 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) December 22, 2014 Heritage Oaks Bancorp (Exact Name of Registrant as Specified in Its Charter) California (State or Other Jurisdiction of Incorporation) 000-25020 77-0388249 (Commission File Number) (IRS Employer Identification No. |
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| November 13, 2014 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) November 12, 2014 Heritage Oaks Bancorp (Exact name of registrant as specified in its charter) California (State or other jurisdiction of incorporation) 000-25020 77-0388249 (Commissio |
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| November 13, 2014 |
Heritage Oaks Bancorp Announces Share Repurchase Program EXHIBIT 99.1 Heritage Oaks Bancorp Announces Share Repurchase Program PASO ROBLES, Calif., Nov. 12, 2014 (GLOBE NEWSWIRE) - Heritage Oaks Bancorp ("Heritage Oaks" or the "Company") (Nasdaq:HEOP), a bank holding company and the parent of Heritage Oaks Bank, announced today that it has entered into an agreement for the repurchase of up to $5,000,000 of its outstanding common stock pursuant to a writ |
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| October 31, 2014 |
EXHIBIT 10.1 EXCHANGE AGREEMENT by and between HERITAGE OAKS BANCORP and CASTLE CREEK CAPITAL PARTNERS IV, LP Dated as of October 29, 2014 EXCHANGE AGREEMENT, dated as of October 29, 2014 (this “Agreement”) by and between Heritage Oaks Bancorp, a California corporation (the “Company”), and Castle Creek Capital Partners IV, LP, a Delaware limited liability partnership (the “Investor”). BACKGROUND W |
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| October 31, 2014 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K/A (Amendment No. |
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| October 30, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) October 29, 2014 Heritage Oaks Bancorp (Exact name of registrant as specified in its charter) California (State or other jurisdiction of incorporation) 000-25020 77-0388249 (Commission |
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| October 30, 2014 |
Exhibit 10.3 |
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| October 30, 2014 |
Exhibit 10.1 EXCHANGE AGREEMENT by and between HERITAGE OAKS BANCORP and CASTLE CREEK CAPITAL PARTNERS IV, LP Dated as of October 29, 2014 EXCHANGE AGREEMENT, dated as of October 29, 2014 (this “Agreement”) by and between Heritage Oaks Bancorp, a California corporation (the “Company”), and Castle Creek Capital Partners IV, LP, a Delaware limited liability partnership (the “Investor”). BACKGROUND W |
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| October 30, 2014 |
Heritage Oaks Bancorp Reports Third Quarter Results EXHIBIT 99.1 Heritage Oaks Bancorp Reports Third Quarter Results Declares Quarterly Dividend of $0.05 per Common Share PASO ROBLES, Calif., Oct. 30, 2014 (GLOBE NEWSWIRE) - Heritage Oaks Bancorp ("Heritage Oaks" or the "Company") (Nasdaq:HEOP), a bank holding company and the parent of Heritage Oaks Bank (the "Bank"), reported net income available to common shareholders of $3.4 million, or $0.10 pe |
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| October 30, 2014 |
Exhibit 10.2 Employment Agreement This Employment Agreement (the "Agreement") is made and entered into as of October 29, 2014, on the terms and conditions set forth herein, by and between Simone Lagomarsino (the "Executive") and HERITAGE OAKS BANK, a California chartered bank (the "Bank") and HERITAGE OAKS BANCORP, A California Corporation, (”the Bancorp”), (collectively referred to as the “Compan |
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| October 29, 2014 |
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) October 23, 2014 Heritage Oaks Bancorp (Exact name of registrant as specified in its charter) California (State or other jurisdiction of incorporation) 000-25020 77-0388249 (Commission |
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| October 2, 2014 |
Heritage Oaks Bancorp Schedules Third Quarter Conference Call EXHIBIT 99.1 Heritage Oaks Bancorp Schedules Third Quarter Conference Call PASO ROBLES, Calif., Oct. 2, 2014 (GLOBE NEWSWIRE) - Heritage Oaks Bancorp, (Nasdaq:HEOP), the holding company of Heritage Oaks Bank, will host a conference call on Friday, October 31, 2014 at 8:00 a.m. Pacific Daylight Time to discuss its operating results for the quarter ending September 30, 2014, which will be released a |
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| October 2, 2014 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) October 1, 2014 Heritage Oaks Bancorp (Exact name of registrant as specified in its charter) California (State or other jurisdiction of incorporation) 000-25020 77-0388249 (Commission |
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| September 10, 2014 |
8-K 1 document.htm FORM 8-K FILING DOCUMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) September 4, 2014 Heritage Oaks Bancorp (Exact name of registrant as specified in its charter) California (State or other jurisdiction of in |
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| September 10, 2014 |
EXHIBIT 99.1 Heritage Oaks Bancorp Announces the Retirement of Executive Vice President and General Counsel William Raver PASO ROBLES, Calif., Sept. 10, 2014 (GLOBE NEWSWIRE) - Heritage Oaks Bancorp (Nasdaq:HEOP) (the "Company"), parent company of Heritage Oaks Bank (the "Bank"), announced that the Company's and the Bank's Executive Vice President and General Counsel, William Raver, will retire fr |
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| August 5, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) August 1, 2014 Heritage Oaks Bancorp (Exact Name of Registrant as Specified in Its Charter) California (State or Other Jurisdiction of Incorporation) 000-25020 77-0388249 (Commission File Number) (IRS Employer Identification No. |
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| July 29, 2014 |
Heritage Oaks Bancorp Reports Second Quarter Results EXHIBIT 99.1 Heritage Oaks Bancorp Reports Second Quarter Results Declares Quarterly Dividend of $0.03 per Common Share PASO ROBLES, Calif., July 28, 2014 (GLOBE NEWSWIRE) - Heritage Oaks Bancorp ("Heritage Oaks" or the "Company") (Nasdaq:HEOP), a bank holding company and the parent of Heritage Oaks Bank (the "Bank"), reported net income available to common shareholders of $2.9 million, or $0.09 p |
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| July 29, 2014 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) July 28, 2014 Heritage Oaks Bancorp (Exact name of registrant as specified in its charter) California (State or other jurisdiction of incorporation) 000-25020 77-0388249 (Commission Fi |
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| July 24, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) July 23, 2014 Heritage Oaks Bancorp (Exact Name of Registrant as Specified in Its Charter) California (State or Other Jurisdiction of Incorporation) 000-25020 77-0388249 (Commission File Number) (IRS Employer Identification No. |
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| July 1, 2014 |
Heritage Oaks Bancorp Schedules Second Quarter Conference Call EX-99 2 newsrelease.htm PRESS RELEASE EXHIBIT 99.1 Heritage Oaks Bancorp Schedules Second Quarter Conference Call PASO ROBLES, Calif., July 1, 2014 (GLOBE NEWSWIRE) - Heritage Oaks Bancorp, (Nasdaq:HEOP), the holding company of Heritage Oaks Bank, will host a conference call on Tuesday, July 29, 2014 at 8:00 a.m. Pacific Daylight Savings Time to discuss its operating results for the quarter ending |
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| July 1, 2014 |
Regulation FD Disclosure, Financial Statements and Exhibits 8-K 1 document.htm FORM 8-K FILING DOCUMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) July 1, 2014 Heritage Oaks Bancorp (Exact name of registrant as specified in its charter) California (State or other jurisdiction of incorpo |
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| May 30, 2014 |
Submission of Matters to a Vote of Security Holders - FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) May 28, 2014 Heritage Oaks Bancorp (Exact Name of Registrant as Specified in Its Charter) California (State or Other Jurisdiction of Incorporation) 000-25020 77-0388249 (Commission File Number) (IRS Employer Identification No. |
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| May 15, 2014 |
Exhibit 99.1 MISSION COMMUNITY BANCORP AND SUBSIDIARIES CONSOLIDATED FINANCIAL STATEMENTS WITH INDEPENDENT AUDITOR’S REPORT December 31, 2013 and 2012 CONTENTS REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM ON THE CONSOLIDATED FINANCIAL STATEMENTS F-2 CONSOLIDATED FINANCIAL STATEMENTS Consolidated Balance Sheets F-3 – F-4 Consolidated Statements of Operations F-5 Consolidated Statements o |
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| May 15, 2014 |
UNAUDITED PRO FORMA COMBINED CONDENSED CONSOLIDATED FINANCIAL INFORMATION Exhibit 99.2 UNAUDITED PRO FORMA COMBINED CONDENSED CONSOLIDATED FINANCIAL INFORMATION The following pro forma information has been derived from and should be read in conjunction with the Companys and MISNs audited consolidated financial statements as of and for the year ended December 31, 2013. This information is presented for illustrative purposes only. You should not rely on the pro forma co |
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| May 15, 2014 |
Financial Statements and Exhibits, Completion of Acquisition or Disposition of Assets 8-K/A 1 a14-1235218ka.htm 8-K/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K/A CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) February 28, 2014 Heritage Oaks Bancorp (Exact Name of Registrant as Specified in Its Charter) California (State or Other Jurisdiction of Incorporation) |
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| May 13, 2014 |
RW 1 a14-127291rw.htm RW Heritage Oaks Bancorp 1222 Vine Street Paso Robles, CA 93446 May 13, 2014 VIA EDGAR AND OVERNIGHT COURIER Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Attention: David Lin Re: Heritage Oaks Bancorp Withdrawal of Registration Statement on Form S-1 Filed on May 23, 2012 File No. 333-181628 Ladies and Gentlemen: |
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| April 30, 2014 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) April 29, 2014 Heritage Oaks Bancorp (Exact name of registrant as specified in its charter) California (State or other jurisdiction of incorporation) 000-25020 77-0388249 (Commission F |
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| April 30, 2014 |
Heritage Oaks Bancorp Reports First Quarter Results EXHIBIT 99.1 Heritage Oaks Bancorp Reports First Quarter Results PASO ROBLES, Calif., April 29, 2014 (GLOBE NEWSWIRE) - Heritage Oaks Bancorp ("Heritage Oaks" or the "Company") (Nasdaq:HEOP), a bank holding company and parent of Heritage Oaks Bank (the "Bank"), reported a net loss available to common shareholders of $1.8 million, or $0.06 per dilutive common share, for the first quarter of 2014 co |
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| April 29, 2014 |
Heritage Oaks Bancorp Computation of Ratio of Earnings to Fixed Charges Exhibit 12 Heritage Oaks Bancorp Computation of Ratio of Earnings to Fixed Charges The ratio of earnings to fixed charges inclusive and exclusive of preferred stock dividends, as well as any applicable deficiency of earnings are determined using the following applicable factors: Earnings available for fixed charges are calculated first by determining the sum of: (a) income (loss) from continuing operations before income taxes, and (b) fixed charges as defined below. |
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| April 29, 2014 |
Table of Contents As filed with the Securities and Exchange Commission on April 29, 2014 Registration No: 333-166015 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| April 17, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ý Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ý Definitive Proxy State |
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| April 1, 2014 |
Regulation FD Disclosure, Financial Statements and Exhibits - FORM 8-K FILING DOCUMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) March 31, 2014 Heritage Oaks Bancorp (Exact name of registrant as specified in its charter) California (State or other jurisdiction of incorporation) 000-25020 77-0388249 (Commission F |
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| April 1, 2014 |
Heritage Oaks Bancorp Schedules First Quarter Conference Call EXHIBIT 99.1 Heritage Oaks Bancorp Schedules First Quarter Conference Call PASO ROBLES, Calif., April 1, 2014 (GLOBE NEWSWIRE) - Heritage Oaks Bancorp, (Nasdaq:HEOP), the holding company of Heritage Oaks Bank, will host a conference call on Wednesday, April 30, 2014 at 8:00 a.m. Pacific Standard Time to discuss its operating results for the quarter ending March 31, 2013, which will be released aft |
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| March 13, 2014 |
HEOP / Heritage Oaks Bancorp / Carpenter Community BancFund-A, L.P. - SC 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 HERITAGE OAKS BANCORP (Name of Issuer) COMMON STOCK (Title of Class of Securities) 42724R107 (CUSIP Number) February 28, 2014 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: |
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| March 12, 2014 |
Heritage Oaks Announces New Chief Financial Officer EXHIBIT 99.1 Heritage Oaks Announces New Chief Financial Officer Lonny D. Robinson to Join Heritage Oaks PASO ROBLES, Calif., March 12, 2014 (GLOBE NEWSWIRE) - Simone F. Lagomarsino, President and CEO of Heritage Oaks Bancorp (Nasdaq:HEOP), announced the appointment of Lonny D. Robinson as Executive Vice President and Chief Financial Officer of the Company and Heritage Oaks Bank. Mr. Robinson will |
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| March 12, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) March 12, 2014 Heritage Oaks Bancorp (Exact name of registrant as specified in its charter) California (State or other jurisdiction of incorporation) 000-25020 77-0388249 (Commission F |
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| March 11, 2014 |
EXHIBIT 99.1 |
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| March 11, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) March 11, 2014 Heritage Oaks Bancorp (Exact Name of Registrant as Specified in Its Charter) California (State or Other Jurisdiction of Incorporation) 000-25020 77-0388249 (Commission File Number) (IRS Employer Identification No. |
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| March 7, 2014 |
HEOP / Heritage Oaks Bancorp / Carpenter Community BancFund-A, L.P. - SC 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 HERITAGE OAKS BANCORP (Name of Issuer) COMMON STOCK (Title of Class of Securities) 42724R107 (CUSIP Number) February 28, 2014 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: o |
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| March 7, 2014 |
Exhibit 99.2 POWER OF ATTORNEY Each of the undersigned hereby constitutes and appoints each of James B. Jones and Brett Lawrence his true and lawful attorney-in-fact and agent, with full power of substitution and resubstitution, for him and in his name, place and stead, in any and all capacities, to sign any and all instruments, certificates and documents required to be executed on behalf of the u |
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| March 7, 2014 |
Schedule 13G Joint Filing Agreement Exhibit 99.1 Schedule 13G Joint Filing Agreement The undersigned and each other person executing this joint filing agreement (this “Agreement”) agree as follows: The undersigned is eligible to file a statement or statements on Schedule 13G pertaining to the common stock of Heritage Oaks Bancorp, a California corporation, to which this Agreement is an exhibit. The undersigned and each other person |
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| March 6, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) February 28, 2014 Heritage Oaks Bancorp (Exact name of registrant as specified in its charter) California (State or other jurisdiction of incorporation) 000-25020 77-0388249 (Commissio |
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| March 4, 2014 |
Heritage Oaks Bancorp Completes Acquisition of Mission Community Bancorp EXHIBIT 99.1 Heritage Oaks Bancorp Completes Acquisition of Mission Community Bancorp PASO ROBLES, Calif., March 4, 2014 (GLOBE NEWSWIRE) - Heritage Oaks Bancorp (Nasdaq:HEOP) (the "Company"), the holding company for Heritage Oaks Bank (the "Bank"), announced that it completed the acquisition of Mission Community Bancorp ("Mission Community") on February 28, 2014 as planned. With the completion of |
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| March 4, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) February 26, 2014 Heritage Oaks Bancorp (Exact name of registrant as specified in its charter) California (State or other jurisdiction of incorporation) 000-25020 77-0388249 (Commissio |
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| March 4, 2014 |
Heritage Oaks Bancorp 10-K (Annual Report) Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2013. Commission file number: 000-25020 (Exact name of registrant as specified in its charter) California 77-0388249 (State or other jurisdiction of (I.R.S. Employer incorporat |
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| February 20, 2014 |
Heritage Oaks Bancorp's Acquisition of Mission Community Bank to be Final February 28, 2014 EXHIBIT 99.1 Heritage Oaks Bancorp's Acquisition of Mission Community Bank to be Final February 28, 2014 PASO ROBLES, Calif., Feb. 20, 2014 (GLOBE NEWSWIRE) - Heritage Oaks Bancorp (Nasdaq:HEOP) announced that effective at the close of business on February 28, 2014, it will complete its previously announced acquisition of Mission Community Bank, a subsidiary of Mission Community Bancorp, headquart |
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| February 20, 2014 |
Other Events, Submission of Matters to a Vote of Security Holders - FORM 8-K FILING DOCUMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) February 19, 2014 Heritage Oaks Bancorp (Exact name of registrant as specified in its charter) California (State or other jurisdiction of incorporation) 000-25020 77-0388249 (Commissio |
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| February 14, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3)* Heritage Oaks Bancorp (Name of Issuer) Common Stock (Title of Class of Securities) 42724R107 (CUSIP Number) December 31, 2013 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this S |
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| February 13, 2014 |
HEOP / Heritage Oaks Bancorp / MANULIFE FINANCIAL CORP - SC 13G/A Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* Heritage Oaks Bancorp (Name of Issuer) Common Stock (Title of Class of Securities) 42724R107 (CUSIP Number) December 31, 2013 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is fil |
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| February 12, 2014 |
HEOP / Heritage Oaks Bancorp / MALTESE CAPITAL MANAGEMENT LLC Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 4)* Heritage Oaks Bancorp (Name of issuer) Common Stock (Title of class of securities) 42724R107 (CUSIP number) December 31, 2013 (Date of event which requires filing of this statement) Check the appropriate box to designate the rule pursuant to which this |
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| February 3, 2014 |
Exhibit 1 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended, the undersigned agree to the joint filing on behalf of each of them of a Statement on Schedule 13G (including any and all amendments thereto) with respect to shares of Common Stock of Heritage Oaks Bancorp and that this Joint Filing Agreement shall be included as an Exhibit to such filing. |
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| February 3, 2014 |
HEOP / Heritage Oaks Bancorp / EGGEMEYER JOHN M III - SC 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* Heritage Oaks Bancorp (Name of Issuer) Common Stock (Title of Class of Securities) 42724R107 (CUSIP Number) December 31, 2013 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this S |
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| January 23, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) January 23, 2014 Heritage Oaks Bancorp (Exact name of registrant as specified in its charter) California (State or other jurisdiction of incorporation) 000-25020 77-0388249 (Commission |
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| January 23, 2014 |
Heritage Oaks Bancorp Reports Fourth Quarter and Full Year 2013 Results EXHIBIT 99.1 Heritage Oaks Bancorp Reports Fourth Quarter and Full Year 2013 Results PASO ROBLES, Calif., Jan. 23, 2014 (GLOBE NEWSWIRE) - Heritage Oaks Bancorp ("Heritage Oaks" or the "Company") (Nasdaq:HEOP), a bank holding company and parent of Heritage Oaks Bank (the "Bank"), reported net income of $1.6 million, or $0.06 per dilutive common share, for the fourth quarter of 2013 compared with $ |
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| January 17, 2014 |
Regulation FD Disclosure, Financial Statements and Exhibits - FORM 8-K FILING DOCUMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) January 17, 2014 Heritage Oaks Bancorp (Exact name of registrant as specified in its charter) California (State or other jurisdiction of incorporation) 000-25020 77-0388249 (Commission |
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| January 17, 2014 |
Heritage Oaks Bancorp Schedules Fourth Quarter Conference Call EXHIBIT 99.1 Heritage Oaks Bancorp Schedules Fourth Quarter Conference Call PASO ROBLES, Calif., Jan. 17, 2014 (GLOBE NEWSWIRE) - Heritage Oaks Bancorp, (Nasdaq:HEOP), the holding company of Heritage Oaks Bank, will host a conference call on Friday, January 24, 2014 at 8:00 a.m. Pacific Standard Time to discuss its operating results for the quarter ending December 31, 2013, which will be released |
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| January 14, 2014 |
EXHIBIT 99.1 Heritage Oaks Bancorp Announces Resignation of Executive Vice President, Chief Financial Officer, Mark Olson PASO ROBLES, Calif., Jan. 14, 2014 (GLOBE NEWSWIRE) - Heritage Oaks Bancorp (the "Company"), the holding company for Heritage Oaks Bank (the "Bank") (Nasdaq:HEOP), announced that the Company's and the Bank's Executive Vice President and Chief Financial Officer, Mark Olson, has |
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| January 14, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) January 8, 2014 Heritage Oaks Bancorp (Exact name of registrant as specified in its charter) California (State or other jurisdiction of incorporation) 000-25020 77-0388249 (Commission |
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| January 13, 2014 |
WHERE YOU CAN FIND MORE INFORMATION Use these links to rapidly review the document TABLE OF CONTENTS Appendix E CONTENTS Table of Contents Filed Pursuant to Rule 424(b)(3) Registration Statement No. |
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| January 10, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8K-A CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) January 10, 2014 Heritage Oaks Bancorp (Exact Name of Registrant as Specified in Its Charter) California (State or Other Jurisdiction of Incorporation) 000-25020 77-0388249 (Commission File Number) (IRS Employer Identification No. |
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| January 8, 2014 |
Exhibit 99.3 Signature [PLEASE SIGN WITHIN BOX] Date Signature (Joint Owners) Date THIS PROXY CARD IS VALID ONLY WHEN SIGNED AND DATED. KEEP THIS PORTION FOR YOUR RECORDS DETACH AND RETURN THIS PORTION ONLY TO VOTE, MARK BLOCKS BELOW IN BLUE OR BLACK INK AS FOLLOWS: HERITAGE OAKS BANCORP M65236-S14347 HERITAGE OAKS BANCORP 1222 VINE STREET PASO ROBLES, CA 93446 ATTN: INVESTOR RELATIONS DEPT. 1. To |
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| January 8, 2014 |
MISSION COMMUNITY BANCORP WRITTEN CONSENT SOLICITED BY AND ON BEHALF OF THE BOARD OF DIRECTORS QuickLinks - Click here to rapidly navigate through this document Exhibit 99.4 MISSION COMMUNITY BANCORP WRITTEN CONSENT SOLICITED BY AND ON BEHALF OF THE BOARD OF DIRECTORS The undersigned hereby acknowledges receipt of a copy of the accompanying proxy statement/prospectus/ consent solicitation. This Written Consent when properly executed and delivered will be voted as directed on the reverse sid |
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| January 8, 2014 |
Heritage Oaks Bancorp 1222 Vine Street Paso Robles, California 93446 January 8, 2014 VIA EDGAR United States Securities and Exchange Commission Division of Corporation Finance 100 F. |
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| January 8, 2014 |
January 8, 2014 VIA FACSIMILE AND EDGAR United States Securities and Exchange Commission Division of Corporate Finance 100 F Street, N. |
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| January 8, 2014 |
Use these links to rapidly review the document TABLE OF CONTENTS Appendix E CONTENTS Table of Contents As filed with the Securities and Exchange Commission on January 8, 2014 Registration No. |
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| December 27, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) December 27, 2013 Heritage Oaks Bancorp (Exact Name of Registrant as Specified in Its Charter) California (State or Other Jurisdiction of Incorporation) 000-25020 77-0388249 (Commission File Number) (IRS Employer Identification No. |
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| December 20, 2013 |
HERITAGE OAKS BANCORP 1222 Vine Street Paso Robles, California 93446 December 20, 2013 VIA EDGAR United States Securities and Exchange Commission Division of Corporate Finance 100 F Street, N. |
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| November 20, 2013 |
CONSENT OF SANDLER O' NEILL & PARTNERS, L.P. QuickLinks - Click here to rapidly navigate through this document Exhibit 99.1 CONSENT OF SANDLER O' NEILL & PARTNERS, L.P. We hereby consent to the inclusion of our opinion letter to the Board of Directors of Heritage Oaks Bancorp (the "Company") as an Appendix to the Proxy Statement/Prospectus relating to the proposed merger of the Company with Mission Community Bancorp contained in the Proxy St |
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| November 20, 2013 |
QuickLinks - Click here to rapidly navigate through this document Exhibit 99.2 November 19, 2013 Board of Directors Mission Community Bancorp 3380 South Higuera Street San Luis Obispo, CA 93401 Members of the Board: We hereby consent to the inclusion of our opinion letter to the Board of Directors of Mission Community Bancorp (the "Company") as an Appendix to the Proxy Statement/Prospectus/Consent |
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| November 20, 2013 |
Use these links to rapidly review the document TABLE OF CONTENTS Appendix E CONTENTS Table of Contents As filed with the Securities and Exchange Commission on November 20, 2013 Registration No. |
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| November 8, 2013 |
Insider Trading Pre-Clearance Procedure Heritage Oaks Bancorp Expect More Insider Trading Pre-Clearance Procedure Power of Attorney Know all by these presents that the undersigned hereby constitutes and appoints each of Vickie Bengard, Greg Cravens, Ryan Alvord and William Raver, signing singly, the undersigned's true and lawful attorney-in-fact to: (1) execute for and on behalf of the undersigned, in the undersigned's capacity as an of |
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| October 25, 2013 |
Heritage Oaks Bancorp Reports Third Quarter 2013 Results EXHIBIT 99.1 Heritage Oaks Bancorp Reports Third Quarter 2013 Results PASO ROBLES, Calif., Oct. 24, 2013 (GLOBE NEWSWIRE) - Heritage Oaks Bancorp ("Heritage Oaks" or the "Company") (Nasdaq:HEOP), a bank holding company and parent of Heritage Oaks Bank (the "Bank"), reported net income of $2.8 million for the third quarter of 2013, compared with $6.4 million for the third quarter of 2012, and $2.7 |
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| October 25, 2013 |
Heritage Oaks Bancorp Reports Third Quarter 2013 Results EXHIBIT 99.1 Heritage Oaks Bancorp Reports Third Quarter 2013 Results PASO ROBLES, Calif., Oct. 24, 2013 (GLOBE NEWSWIRE) - Heritage Oaks Bancorp ("Heritage Oaks" or the "Company") (Nasdaq:HEOP), a bank holding company and parent of Heritage Oaks Bank (the "Bank"), reported net income of $2.8 million for the third quarter of 2013, compared with $6.4 million for the third quarter of 2012, and $2.7 |
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| October 25, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) October 24, 2013 Heritage Oaks Bancorp (Exact Name of Registrant as Specified in Its Charter) California (State or Other Jurisdiction of Incorporation) 000-25020 77-0388249 (Commission File Number) (IRS Employer Identification No. |
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| October 25, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) October 24, 2013 Heritage Oaks Bancorp (Exact Name of Registrant as Specified in Its Charter) California (State or Other Jurisdiction of Incorporation) 000-25020 77-0388249 (Commission File Number) (IRS Employer Identification No. |
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| October 24, 2013 |
Exhibit 24.1 POWERS OF ATTORNEY KNOW ALL MEN BY THESE PRESENTS, that each of the undersigned directors of Heritage Oaks Bancorp, a California corporation (the “Company”), does hereby constitute and appoint Simone F. Lagomarsino and Mark K. Olson and each of them (with full power to each of them to act alone), his/her true and lawful attorneys in fact and agents for him/her and on his/her behalf an |
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| October 24, 2013 |
Table of Contents As filed with the Securities and Exchange Commission on October 24, 2013 Registration No: 333-166015 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| October 24, 2013 |
Heritage Oaks Bancorp Computation of Ratio of Earnings to Fixed Charges Exhibit 12 Heritage Oaks Bancorp Computation of Ratio of Earnings to Fixed Charges The ratio of earnings to fixed charges inclusive and exclusive of preferred stock dividends, as well as any applicable deficiency of earnings are determined using the following applicable factors: Earnings available for fixed charges are calculated first, by determining the sum of: (a) income (loss) from continuing operations before income taxes, and (b) fixed charges, as defined below. |
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| October 22, 2013 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits - FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) October 21, 2013 Heritage Oaks Bancorp (Exact Name of Registrant as Specified in Its Charter) California (State or Other Jurisdiction of Incorporation) 000-25020 77-0388249 (Commission File Number) (IRS Employer Identification No. |
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| October 22, 2013 |
EXHIBIT 99.2 |
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| October 22, 2013 |
Heritage Oaks Bank & Mission Community Bank Announce Merger EX-99.3 5 exh993.htm EXHIBIT 99.3 EXHIBIT 99.3 Heritage Oaks Bank & Mission Community Bank Announce Merger PASO ROBLES and SAN LUIS OBISPO, Calif., Oct. 21, 2013 (GLOBE NEWSWIRE) - Mission Community Bank and Heritage Oaks Bank have announced plans to merge their two operations, creating the largest community bank headquartered on the Central Coast. Heritage Oaks Bancorp, holding company for Herita |
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| October 22, 2013 |
Heritage Oaks Bancorp and Mission Community Bancorp Agree to Merger EXHIBIT 99.1 Heritage Oaks Bancorp and Mission Community Bancorp Agree to Merger PASO ROBLES and SAN LUIS OBISPO, Calif., Oct. 21, 2013 (GLOBE NEWSWIRE) - Heritage Oaks Bancorp (Nasdaq:HEOP) ("Heritage Oaks") and Mission Community Bancorp (OTCQB:MISN) ("Mission Community") today announced that they have signed a definitive agreement and plan of merger ("Agreement") whereby Heritage Oaks will acqui |
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| October 22, 2013 |
Exhibit 2.1 EXECUTION VERSION AGREEMENT AND PLAN OF MERGER DATED AS OF OCTOBER 21, 2013 BY AND BETWEEN HERITAGE OAKS BANCORP AND MISSION COMMUNITY BANCORP EXECUTION VERSION AGREEMENT AND PLAN OF MERGER This Agreement and Plan of Merger, dated as of October 21, 2013, is made and entered into by, between and among Heritage Oaks Bancorp, a California corporation (“HEOP”), and Mission Community Bancor |
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| October 22, 2013 |
Heritage Oaks Bancorp and Mission Community Bancorp Agree to Merger EXHIBIT 99.1 Heritage Oaks Bancorp and Mission Community Bancorp Agree to Merger PASO ROBLES and SAN LUIS OBISPO, Calif., Oct. 21, 2013 (GLOBE NEWSWIRE) - Heritage Oaks Bancorp (Nasdaq:HEOP) ("Heritage Oaks") and Mission Community Bancorp (OTCQB:MISN) ("Mission Community") today announced that they have signed a definitive agreement and plan of merger ("Agreement") whereby Heritage Oaks will acqui |
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| October 22, 2013 |
Heritage Oaks Bank & Mission Community Bank Announce Merger EXHIBIT 99.3 Heritage Oaks Bank & Mission Community Bank Announce Merger PASO ROBLES and SAN LUIS OBISPO, Calif., Oct. 21, 2013 (GLOBE NEWSWIRE) - Mission Community Bank and Heritage Oaks Bank have announced plans to merge their two operations, creating the largest community bank headquartered on the Central Coast. Heritage Oaks Bancorp, holding company for Heritage Oaks Bank, will acquire Mission |
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| October 22, 2013 |
EXHIBIT 99.2 |
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| October 22, 2013 |
Exhibit 2.1 EXECUTION VERSION AGREEMENT AND PLAN OF MERGER DATED AS OF OCTOBER 21, 2013 BY AND BETWEEN HERITAGE OAKS BANCORP AND MISSION COMMUNITY BANCORP EXECUTION VERSION AGREEMENT AND PLAN OF MERGER This Agreement and Plan of Merger, dated as of October 21, 2013, is made and entered into by, between and among Heritage Oaks Bancorp, a California corporation (“HEOP”), and Mission Community Bancor |
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| October 22, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) October 21, 2013 Heritage Oaks Bancorp (Exact Name of Registrant as Specified in Its Charter) California (State or Other Jurisdiction of Incorporation) 000-25020 77-0388249 (Commission File Number) (IRS Employer Identification No. |
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| September 26, 2013 |
Heritage Oaks Bancorp Schedules Third Quarter Conference Call EXHIBIT 99.1 Heritage Oaks Bancorp Schedules Third Quarter Conference Call PASO ROBLES, Calif., Sept. 26, 2013 (GLOBE NEWSWIRE) - Heritage Oaks Bancorp, (Nasdaq:HEOP), the holding company of Heritage Oaks Bank, will host a conference call on Friday, October 25, 2013, at 8:00 a.m. Pacific Daylight Time to discuss its operating results for the quarter ending September 30, 2013. The operating results |
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| September 26, 2013 |
Regulation FD Disclosure, Financial Statements and Exhibits - FORM 8-K FILING DOCUMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) September 26, 2013 Heritage Oaks Bancorp (Exact name of registrant as specified in its charter) California (State or other jurisdiction of incorporation) 000-25020 77-0388249 (Commissi |
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| September 13, 2013 |
UNITED STATES OMB APPROVAL SECURITIES AND EXCHANGE COMMISSION OMB Number: 3235-0101 Washington, D. |
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| September 4, 2013 |
EXHIBIT 99.1 Heritage Oaks Bancorp Announces Termination of Memorandum of Understanding with the Federal Reserve Bank PASO ROBLES, Calif., Sept. 4, 2013 (GLOBE NEWSWIRE) - Heritage Oaks Bancorp ("Heritage Oaks" or the "Company") (Nasdaq:HEOP), a bank holding company and parent of Heritage Oaks Bank (the "Bank"), announced that the Federal Reserve Bank of San Francisco ("FRB") has terminated its Me |
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| September 4, 2013 |
Financial Statements and Exhibits, Other Events - FORM 8-K FILING DOCUMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) August 30, 2013 Heritage Oaks Bancorp (Exact name of registrant as specified in its charter) California 000-25020 77-0388249 (State or other jurisdiction of incorporation) (Commission |
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| August 2, 2013 |
Heritage Oaks Bancorp to Repurchase Warrants EXHIBIT 99.1 Heritage Oaks Bancorp to Repurchase Warrants PASO ROBLES, Calif., Aug. 2, 2013 (GLOBE NEWSWIRE) - Heritage Oaks Bancorp ("Heritage Oaks" or the "Company") (Nasdaq:HEOP), a bank holding company and parent of Heritage Oaks Bank (the "Bank"), announced that the Company reached agreement with the United States Department of Treasury ("UST") regarding the Company's repurchase of warrants w |
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| August 2, 2013 |
Financial Statements and Exhibits, Other Events - FORM 8-K FILING DOCUMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) August 2, 2013 Heritage Oaks Bancorp (Exact name of registrant as specified in its charter) California 000-25020 77-0388249 (State or other jurisdiction of incorporation) (Commission F |
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| July 29, 2013 |
Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) July 26, 2013 Heritage Oaks Bancorp (Exact name of registrant as specified in its charter) California (State or other jurisdiction of incorporation) 000-25020 77-0388249 (Commission Fi |
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| July 29, 2013 |
Heritage Oaks Bancorp Reports Second Quarter 2013 Results EXHIBIT 99.1 Heritage Oaks Bancorp Reports Second Quarter 2013 Results PASO ROBLES, Calif., July 29, 2013 (GLOBE NEWSWIRE) - Heritage Oaks Bancorp ("Heritage Oaks" or the "Company") (Nasdaq:HEOP), a bank holding company and parent of Heritage Oaks Bank (the "Bank"), reported net income of $2.7 million for the second quarter of 2013, compared with $1.9 million for the second quarter of 2012, and $3 |
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| July 18, 2013 |
Heritage Oaks Bancorp Repurchases Preferred Shares Issued to the U.S. Department of the Treasury EXHIBIT 99.1 Heritage Oaks Bancorp Repurchases Preferred Shares Issued to the U.S. Department of the Treasury PASO ROBLES, Calif., July 17, 2013 (GLOBE NEWSWIRE) - Heritage Oaks Bancorp ("Heritage Oaks" or the "Company") (Nasdaq:HEOP), a bank holding company and parent of Heritage Oaks Bank (the "Bank"), announced that it has repurchased all shares of the Series A Senior Preferred Stock issued to |
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| July 18, 2013 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) July 17, 2013 Heritage Oaks Bancorp (Exact name of registrant as specified in its charter) California (State or other jurisdiction of incorporation) 000-25020 77-0388249 (Commission Fi |
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| June 27, 2013 |
Heritage Oaks Bancorp Schedules Second Quarter Conference Call EXHIBIT 99.1 Heritage Oaks Bancorp Schedules Second Quarter Conference Call PASO ROBLES, Calif., June 27, 2013 (GLOBE NEWSWIRE) - Heritage Oaks Bancorp, (Nasdaq:HEOP), the holding company of Heritage Oaks Bank, will host a conference call on Tuesday, July 30, 2013, at 8:00 a.m. Pacific Daylight Time to discuss its operating results for the quarter ending June 30, 2013. The operating results will b |
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| June 27, 2013 |
Regulation FD Disclosure, Financial Statements and Exhibits - FORM 8-K FILING DOCUMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) June 27, 2013 Heritage Oaks Bancorp (Exact name of registrant as specified in its charter) California (State or other jurisdiction of incorporation) 000-25020 77-0388249 (Commission Fi |
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| June 4, 2013 |
EXHIBIT 99.1 Heritage Oaks Bancorp Announces Resignation of Its Subsidiary's Executive Vice President/Chief Credit Officer William Yarbenet and the Appointment of New Executive Vice President/Chief Credit Officer William Schack PASO ROBLES, Calif., June 4, 2013 (GLOBE NEWSWIRE) - Heritage Oaks Bancorp (the "Company"), the holding company for Heritage Oaks Bank (the "Bank") (Nasdaq:HEOP), announced |
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| June 4, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) May 31, 2013 Heritage Oaks Bancorp (Exact name of registrant as specified in its charter) California (State or other jurisdiction of incorporation) 000-25020 77-0388249 (Commission Fil |
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| May 24, 2013 |
Exhibit 99.1 Amended Article 3.3 of the Bylaws of Heritage Oaks Bancorp. Approved and effective as of May 22, 2013. 3.3 Election And Term Of Office Of Directors. Directors shall be elected at each annual meeting of the shareholders to hold office until the next annual meeting. Each director, including a director elected to fill a vacancy, shall hold office until the expiration of the term for whic |
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| May 24, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) May 22, 2013 Heritage Oaks Bancorp (Exact Name of Registrant as Specified in Its Charter) California (State or Other Jurisdiction of Incorporation) 000-25020 77-0388249 (Commission File Number) (IRS Employer Identification No. |
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| April 25, 2013 |
QuickLinks - Click here to rapidly navigate through this document Exhibit 24.1 POWERS OF ATTORNEY KNOW ALL MEN BY THESE PRESENTS, that each of the undersigned directors of Heritage Oaks Bancorp, a California corporation (the "Company"), does hereby constitute and appoint Simone F. Lagomarsino and Mark K. Olson and each of them (with full power to each of them to act alone), his/her true and lawful |
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| April 25, 2013 |
QuickLinks - Click here to rapidly navigate through this document As filed with the Securities and Exchange Commission on April 25, 2013 Registration No: 333-166015 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| April 25, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) April 25, 2013 Heritage Oaks Bancorp (Exact name of registrant as specified in its charter) California 000-25020 77-0388249 (State or other jurisdiction of incorporation) (Commission F |
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| April 25, 2013 |
EXHIBIT 99.1 Heritage Oaks Bancorp Reports First Quarter 2013 Results; Termination of Memorandum of Understanding; Request to Approve Repurchase of Shares From the U.S. Treasury PASO ROBLES, Calif., April 25, 2013 (GLOBE NEWSWIRE) - Heritage Oaks Bancorp (the "Company") (Nasdaq:HEOP), a bank holding company and parent of Heritage Oaks Bank (the "Bank"), reported net income of $3.7 million for the |
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| April 16, 2013 |
SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ý Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ý Definitive Proxy Statement ¨ Definitive Additional Materials ¨ Soliciting Material under §240. |
