Basic Stats
CIK | 1616736 |
SEC Filings
SEC Filings (Chronological Order)
September 2, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 1, 2025 Alpha Investment Inc. |
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September 2, 2025 |
Alpha Investment Inc. Announces Change in Leadership and Strategic Growth Initiatives Exhibit 99.1 Exhibit 99.1 Alpha Investment Inc. Announces Change in Leadership and Strategic Growth Initiatives Cincinnati, Ohio, September 2, 2025: Alpha Investment Inc. (OTC: ALPC) (the “Company”) today announced that Jon S. Cummings IV was appointed as the CEO and Chairman of Alpha Investment Inc., replacing Todd C. Buxton. The Company and its Board of Directors wish to thank Mr. Buxton for his |
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August 14, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 SEC FILE NUMBER 333-198772 NOTIFICATION OF LATE FILING CUSIP NUMBER (Check one): o Form 10-K o Form 20-F o Form 11-K x Form 10-Q o Form 10-D o Form N-SAR o Form N-CSR For period ended: June 30, 2024 o Transition Report on Form 10-K o Transition Report on Form 20-F o Transition Report on Form 11-K o Transition Repor |
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May 20, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 333-198772 (Exact na |
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May 15, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 SEC FILE NUMBER 333-198772 NOTIFICATION OF LATE FILING CUSIP NUMBER (Check one): o Form 10-K o Form 20-F o Form 11-K x Form 10-Q o Form 10-D o Form N-SAR o Form N-CSR For period ended: March 31, 2024 o Transition Report on Form 10-K o Transition Report on Form 20-F o Transition Report on Form 11-K o Transition Repo |
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May 14, 2024 |
Changes in Registrant's Certifying Accountant UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 5, 2024 Alpha Investment Inc. |
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April 17, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K/A ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number 333-198772 Alpha Investment Inc. (Exact Name of Registrant as Specified |
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April 16, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number 333-198772 Alpha Investment Inc. (Exact Name of Registrant as Specified i |
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April 1, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 SEC FILE NUMBER 333-198772 NOTIFICATION OF LATE FILING (Check one): x Form 10-K o Form 20-F o Form 11-K o Form 10-Q o Form 10-D o Form N-SAR o Form N-CSR For period ended: December 31, 2023 o Transition Report on Form 10-K o Transition Report on Form 20-F o Transition Report on Form 11-K o Transition Report on Form |
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December 11, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q/A (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 333-198772 (Ex |
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December 8, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q/A (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 333-198772 (Exact n |
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November 20, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2023 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 333-198772 (Exac |
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November 14, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 SEC FILE NUMBER 333-198772 NOTIFICATION OF LATE FILING CUSIP NUMBER (Check one): o Form 10-K o Form 20-F o Form 11-K x Form 10-Q o Form 10-D o Form N-SAR o Form N-CSR For period ended: September 30, 2023 o Transition Report on Form 10-K o Transition Report on Form 20-F o Transition Report on Form 11-K o Transition |
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October 30, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 Alpha Investment Inc. (Exact name of registrant as specified in its charter) Delaware 90-0998139 (State of incorporation or organization) (I.R.S. Employer Identification No.) 200 East Campus View B |
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August 22, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2023 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 333-198772 (Exact nam |
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August 15, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 SEC FILE NUMBER 333-198772 NOTIFICATION OF LATE FILING CUSIP NUMBER (Check one): o Form 10-K o Form 20-F o Form 11-K x Form 10-Q o Form 10-D o Form N-SAR o Form N-CSR For period ended: June 30, 2023 o Transition Report on Form 10-K o Transition Report on Form 20-F o Transition Report on Form 11-K o Transition Repor |
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August 7, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2023 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 333-198772 (Exact na |
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June 20, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022 ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number 333-198772 Alpha Investment Inc.(Exact Name of Registrant as Specified in |
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March 21, 2023 |
Alpha Investment Inc. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 SEC FILE NUMBER 333-198772 NOTIFICATION OF LATE FILING (Check one): x Form 10-K o Form 20-F o Form 11-K o Form 10-Q o Form 10-D o Form N-SAR o Form N-CSR For period ended: December 31, 2022 o Transition Report on Form 10-K o Transition Report on Form 20-F o Transition Report on Form 11-K o Tra |
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December 19, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2022 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 333-198772 Alpha |
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December 7, 2022 |
Alpha Investment Inc. 200 East Campus View Blvd., Suite 200 Columbus, OH 43235 RW 1 alpcrw120622.htm RW Alpha Investment Inc. 200 East Campus View Blvd., Suite 200 Columbus, OH 43235 Via EDGAR December 7, 2022 Securities and Exchange Commission Division of Corporation Finance Mail Stop 3030 100 “F” Street, N.E. Washington, D.C. 20549-3629 Attention: Ms. Stacie Gorman Re: Alpha Investment Inc. Form S-1 Registration Statement File No. 333-236371 Ladies and Gentlemen: In respon |
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December 1, 2022 |
Alpha Investment Inc. 200 East Campus View Blvd., Suite 200 Columbus, OH 43235 Alpha Investment Inc. 200 East Campus View Blvd., Suite 200 Columbus, OH 43235 Via EDGAR November 30, 2022 Securities and Exchange Commission Division of Corporation Finance Mail Stop 3030 100 ?F? Street, N.E. Washington, D.C. 20549-3629 Attention: Ms. Stacie Gorman Re: Alpha Investment Inc. Amendment No. 2 to Form S-1 Registration Statement Filed January 14, 2021 File No. 333-236371 Ladies and Ge |
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November 22, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2022 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 333-198772 Alpha Inve |
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September 21, 2022 |
Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 14, 2022 Alpha Investment Inc. |
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September 21, 2022 | ||
August 19, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2022 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 333-198772 Alpha Inv |
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August 8, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2021 p TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number 333-198772 Alpha Investment Inc. (Exact Name of Registrant as Specified i |
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April 1, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 SEC FILE NUMBER 333-198772 NOTIFICATION OF LATE FILING (Check one): x Form 10-K o Form 20-F o Form 11-K o Form 10-Q o Form 10-D o Form N-SAR o Form N-CSR For period ended: December 31, 2021 o Transition Report on Form 10-K o Transition Report on Form 20-F o Transition Report on Form 11-K o Transition Report on Form |
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December 20, 2021 |
As filed with the Securities and Exchange Commission on December 20, 2021 S-1/A 1 alpcs1a3121521.htm S-1/A #3 As filed with the Securities and Exchange Commission on December 20, 2021 Registration No. 333-236371 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-1/A AMENDMENT NO. 3 TO FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 ALPHA INVESTMENT INC. (Exact name of registrant as specified in its charter) Delaware 6162 90-0 |
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November 22, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2021 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 333-198772 Alpha |
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November 22, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2021 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 333-198772 Alpha Inve |
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November 19, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2021 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 333-198772 (Exact na |
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October 13, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q/A (Mark One) x QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2020 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 333-198772 (Exact na |
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October 13, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2020 Commission file number 333-198772 (Exact Name of Registrant as Specified in Its Charter) Delaware 90-0998139 (State or Other Jurisdiction of Incorporation or Organization) (I.R.S. Employer |
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October 13, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q/A (Mark One) x QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2020 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 333-198772 (Exact name of |
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July 30, 2021 |
8-K 1 alpc8k073021.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 14, 2021 (Exact name of registrant as specified in charter) Delaware 333-198772 90-0998139 (State or other Jurisdiction of Incorporation) (Commission Fil |
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July 30, 2021 |
Letter from Sadler Gibb & Associates, LLC Exhibit 16.1 July 30, 2021 Office of the Chief Accountant Securities and Exchange Commission 100 F Street, N.W. Washington, D.C. 20549-7561 We have read the statements of Alpha Investment Inc. relating to the event described under Item 4.01 of Form 8-K dated July 30, 2020 and we agree with such statements as they pertain to our firm. /s/ Sadler, Gibb & Associates, LLC Sadler, Gibb & Associates, LL |
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July 30, 2021 |
Unwinding Agreement with Parsons Energy Group LLC Exhibit 10.1 |
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May 17, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 SEC FILE NUMBER 333-198772 NOTIFICATION OF LATE FILING CUSIP NUMBER (Check one): o Form 10-K o Form 20-F o Form 11-K x Form 10-Q o Form 10-D o Form N-SAR o Form N-CSR For period ended: March 31, 2021 o Transition Report on Form 10-K o Transition Report on Form 20-F o Transition Report on Form 11-K o Transition Repo |
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May 14, 2021 |
Changes in Registrant's Certifying Accountant 8-K 1 alpc8k051421.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 14, 2021 (Exact name of registrant as specified in charter) Delaware 333-198772 90-0998139 (State or other Jurisdiction of Incorporation) (Commission File |
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April 22, 2021 |
EX-16 2 exhibit161.htm EXHIBIT 16.1 Exhibit 16.1 April 22, 2021 Office of the Chief Accountant Securities and Exchange Commission 100 F Street NE Washington, DC 20549 We have read the statements under item 4.01 in the Form 8-K dated April 22, 2021 of Alpha Investment Inc. to be filed with the Securities and Exchange Commission and we concur with such statements made regarding our firm. /s/ Turner, |
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April 22, 2021 |
Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 16, 2021 (Exact name of registrant as specified in charter) Delaware 333-198772 90-0998139 (State or other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No. |
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March 31, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 SEC FILE NUMBER 333-198772 NOTIFICATION OF LATE FILING CUSIP NUMBER (Check one): x Form 10-K o Form 20-F o Form 11-K o Form 10-Q o Form 10-D o Form N-SAR o Form N-CSR For period ended: December 31, 2020 o Transition Report on Form 10-K o Transition Report on Form 20-F o Transition Report on Form 11-K o Transition R |
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January 14, 2021 |
Form of Underwriting Agreement with Boustead Securities, LLC Exhibit 1.1 Exhibit 1.1 UNDERWRITING AGREEMENT [●], 2021 Boustead Securities, LLC 6 Venture, Suite 395 Irvine, CA 92618 As Representative of the several Underwriters named on Schedule 1 attached hereto Ladies and Gentlemen: The undersigned, Alpha Investment Inc., a Delaware corporation (the “Company”), hereby confirms its agreement (this “Agreement”) with Boustead Securities, LLC (hereinafter refe |
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January 14, 2021 |
Form of Certificate of Designation of Series AA Convertible Preferred Stock Exhibit 3.6 Exhibit 3.6 ALPHA INVESTMENT INC. CERTIFICATE OF DESIGNATION OF SERIES AA CONVERTIBLE PREFERRED STOCK ALPHA INVESTMENT INC., a Delaware corporation (the “Corporation” or the “Company”), acting pursuant to Section 151 of the Delaware General Corporation Law, does hereby submit the following Certificate of Designation of Series and Determination of Rights and Preferences of Series AA Con |
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January 14, 2021 |
Form of Amended and Restated Certificate of Designation of Series 2020 Convertible Preferred Stock Exhibit 3.5 Exhibit 3.5 AMENDED AND RESTATED CERTIFICATE OF DESIGNATION OF NONCUMULATIVE PREFERRED STOCK, SERIES 2020 (Stated Value $10,000 Per Share) FOR ALPHA INVESTMENT INC. ALPHA INVESTMENT INC., a corporation organized and existing under the General Corporation Law of the State of Delaware (the “Company”), in accordance with the provisions of Sections 103 and 151 thereof, DOES HEREBY CERTIFY: |
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January 14, 2021 |
Alpha Investment Inc. As filed with the Securities and Exchange Commission on January 14, 2021 Registration No. 333-236371 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-1/A AMENDMENT NO. 2 TO FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 ALPHA INVESTMENT INC. (Exact name of registrant as specified in its charter) Delaware 6162 90-0998139 (State o |
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January 14, 2021 |
Certificate of Designation of Series 2020 Convertible Preferred Stock Exhibit 3.4 Exhibit 3.4 CERTIFICATE OF DESIGNATION OF NONCUMULATIVE PREFERRED STOCK, SERIES 2020 (Stated Value $10,000 Per Share) FOR ALPHA INVESTMENT INC. ALPHA INVESTMENT INC., a corporation organized and existing under the General Corporation Law of the State of Delaware (the “Company”), in accordance with the provisions of Sections 103 and 151 thereof, DOES HEREBY CERTIFY: The Board of Directo |
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December 21, 2020 |
Alpha Investment Inc. 200 East Campus View Blvd., Suite 200 Columbus, OH 43235 Alpha Investment Inc. 200 East Campus View Blvd., Suite 200 Columbus, OH 43235 December 21, 2020 Via EDGAR Securities and Exchange Commission Division of Corporation Finance Mail Stop 3030 100 ?F? Street, N.E. Attention: Mr. Frank Knapp Mr. Robert Telewicz Ms. Stacey Gorman Re: Alpha Investment Inc. (the ?Company?) Form 10-K for the Fiscal Year Ended December 31, 2019 Filed March 18, 2020 Form 10- |
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November 30, 2020 |
Alpha Investment Inc. As filed with the Securities and Exchange Commission on November 30 , 2020 Registration No. 333- 236371 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-1/A AMENDMENT NO. 1 TO FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 ALPHA INVESTMENT INC. (Exact name of registrant as specified in its charter) Delaware 6162 90-0998139 (Stat |
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November 23, 2020 |
Alpha Investment Inc. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2020 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file n |
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November 16, 2020 |
Alpha Investment Inc. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 SEC FILE NUMBER 333-198772 NOTIFICATION OF LATE FILING CUSIP NUMBER (Check one): o Form 10-K o Form 20-F o Form 11-K x Form 10-Q o Form 10-D o Form N-SAR o Form N-CSR For period ended: September 30, 2020 o Transition Report on Form 10-K o Transition Report on Form 20-F o Transition Report on F |
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August 27, 2020 |
Alpha Investment Inc. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 25, 2020 (Exact name of registrant as specified in charter) Delaware 333-198772 90-0998139 (State or other Jurisdiction of Incorporation) (Commission File N |
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August 19, 2020 |
Alpha Investment Inc. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2020 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number |
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August 14, 2020 |
Alpha Investment Inc. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 SEC FILE NUMBER 333-198772 NOTIFICATION OF LATE FILING CUSIP NUMBER (Check one): o Form 10-K o Form 20-F o Form 11-K x Form 10-Q o Form 10-D o Form N-SAR o Form N-CSR For period ended: June 30, 2020 o Transition Report on Form 10-K o Transition Report on Form 20-F o Transition Report on Form 1 |
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August 5, 2020 |
Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant Alpha Investment Inc. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 1st, 2020 (Exact name of registrant as specified in charter) Delaware 333-198772 90-0998139 (State or other Jurisdiction of Incorporation) (Commission File |
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August 5, 2020 |
Letter from Assurance Dimensions, Inc. Exhibit 16.1 |
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July 22, 2020 |
First Amendment to Purchase Agreement with Parsons Energy Group LLC EX-10 4 exhibit102.htm EXHIBIT 10.2 |
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July 22, 2020 |
Alpha Investment, Inc. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 30, 2020 (Exact name of registrant as specified in charter) Delaware 333-198772 90-0998139 (State or other Jurisdiction of Incorporation) (Commission File Nu |
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July 22, 2020 |
Certificate of Designation of Series 2020 Convertible Preferred Stock Exhibit 3.1 (iv) |
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July 22, 2020 |
Purchase Agreement with Parsons Energy Group LLC Exhibit 10.1 |
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May 14, 2020 |
Alpha Investment Inc. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2020 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file numbe |
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March 18, 2020 |
GGBY / GoGo Baby Inc 10-K - Annual Report - 10-K 10-K 1 alpc10k123119.htm 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2019 Commission file number 333-198772 (Exact Name of Registrant as Specified in Its Charter) Delaware 90-0998139 (State or Other Jurisdiction of Incorporation or O |
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February 11, 2020 |
GGBY / GoGo Baby Inc S-1 - Registration Statement - S-1 S-1 1 alpcs1021020.htm S-1 As filed with the Securities and Exchange Commission on February 11, 2020 Registration No. 333-[•] UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 ALPHA INVESTMENT INC. (Exact name of registrant as specified in its charter) Delaware 6162 90-0998139 (State or other jurisdiction of inc |
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February 11, 2020 |
Certificate of Designation of Series A Convertible Preferred Stock Exhibit 3.1(ii) |
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February 11, 2020 |
Certificate of Designation of Series 2018 Convertible Preferred Stock Exhibit 3.1(iii) |
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November 12, 2019 |
ALPC / Alpha Investment Inc. 10-Q - Quarterly Report - 10-Q Alpha Investment Inc. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2019 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file n |
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August 14, 2019 |
ALPC / Alpha Investment Inc. 10-Q - Quarterly Report - 10-Q Alpha Investment Inc. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2019 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number |
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July 18, 2019 |
Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 15, 2019 (Exact name of registrant as specified in charter) Delaware 333-198772 90-0998139 (State or other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No. |
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July 18, 2019 |
Letter from Soles, Heyn & Company, LLP Exhibit 16.1 |
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July 18, 2019 |
Alpha Investment Inc. 200 East Campus View Blvd., Suite 200 Columbus, OH 43235 Alpha Investment Inc. 200 East Campus View Blvd., Suite 200 Columbus, OH 43235 July 18, 2019 Via EDGAR Securities and Exchange Commission Division of Corporation Finance Mail Stop 3030 100 ?F? Street, N.E. Washington, D.C. 20549-3629 Attention: Ms. Stacey Gorman Re: Alpha Investment Inc. (the ?Company?) Post-Effective Amendment No. 1 to Registration Statement on Form S-1 (the ?Registration Stateme |
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July 18, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 2 TO FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation or organization) 6162 (Primary Standard Industrial Classification Code Number) 90-0998139 (I.R.S. Employer Identificati |
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June 25, 2019 |
ALPC / Alpha Investment Inc. POS AM - - POS AM UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation or organization) 6162 (Primary Standard Industrial Classification Code Number) 90-0998139 (I.R.S. Employer Identificati |
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June 7, 2019 |
Entry into a Material Definitive Agreement, Completion of Acquisition or Disposition of Assets Alpha Investment Inc. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 7, 2019 (Exact name of registrant as specified in charter) Delaware 333-198772 90-0998139 (State or other Jurisdiction of Incorporation) (Commission File Numb |
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May 15, 2019 |
ALPC / Alpha Investment Inc. 10-Q Quarterly Report 10-Q Alpha Investment Inc. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2019 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 333- |
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April 15, 2019 |
ALPC / Alpha Investment Inc. 10-K (Annual Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURUTIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2018 Commission file number 333-198772 (Exact Name of Registrant as Specified in Its Charter) Delaware 90-0998139 (State or Other Jurisdiction of Incorporation or Organization) (I.R.S. Employer |
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April 3, 2019 |
Sale of Membership Interest Agreement dated January 31, 2019 EX-10 2 exhibit101.htm EXHIBIT 10.1 Exhibit 10.1 |
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April 3, 2019 |
EX-10 4 exhibit103.htm EXHIBIT 10.3 Exhibit 10.3 Exhibit 1 Legal Description of Property Parcel I All that (those) certain lot(s), tract(s) or parcel(s) of land, with the buildings and improvements thereon erected, situate, lying and being in Elizabeth City, County of Union and State of New Jersey and is bounded and described as follows: BEING known and designated as Unit No. 3 situated in Jersey |
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April 3, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K/A AMENDMENT NO. |
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April 3, 2019 |
Copy of The Mortgage & Security Agreement of Note From TBG Funding EX-10 3 exhibit102.htm EXHIBIT 10.2 Exhibit 10.2 |
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April 1, 2019 |
ALPC / Alpha Investment Inc. NT 10-K Alpha Investment, Inc. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 SEC FILE NUMBER 333-198772 NOTIFICATION OF LATE FILING CUSIP NUMBER (Check one): x Form 10-K o Form 20-F o Form 11-K o Form 10-Q o Form 10-D o Form N-SAR o Form N-CSR For period ended: December 31, 2018 o Transition Report on Form 10-K o Transition Report on Form 20-F o Transition Report on F |
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March 11, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 11, 2019 (Exact name of registrant as specified in charter) Delaware 333-198772 90-0998139 (State or other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No. |
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February 5, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 31, 2019 (Exact name of registrant as specified in charter) Delaware 333-198772 90-0998139 (State or other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No. |
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February 5, 2019 |
Sale of Membership Interest Agreement dated January 31, 2019 Exhibit 10.1 MEMBERSHIP INTERESTS SALE AGREEMENT (JERSEY WALK PHASE I, LLC) DATED AS OF January 30th, 2019 JERSEY WALK PHASE I, LLC a New Jersey Limited Liability Company and CMT Developers, LLC a Company TABLE OF CONTENTS Page I. THE SALE 2 Section 1.01 Sale of the Subject Property 2 Section 1.02 Consideration by the BUYER 3 Section 1.03 Charter Documents 3 Section 1.04 Directors and Officers 3 S |
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November 14, 2018 |
ALPC / Alpha Investment Inc. 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2018 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 333-198772 (Exact name |
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October 10, 2018 |
Filed Pursuant to Rule 424(b)(3) PROSPECTUS 34,384,200 Shares of Common Stock 200 East Campus View Blvd. |
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August 22, 2018 |
ALPC / Alpha Investment Inc. / Hasty Erika R. - SC 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. ) * Alpha Investment Inc. (Name of Issuer) Common Stock, par value $0.0001 (Title of Class of Securities) 02075V 10 7 (CUSIP Number) December 31, 2017 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pur |
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August 15, 2018 |
ALPC / Alpha Investment Inc. 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2018 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 333-198772 (Exact name of r |
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August 14, 2018 |
ALPC / Alpha Investment Inc. NT 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 SEC FILE NUMBER 333-221183 NOTIFICATION OF LATE FILING CUSIP NUMBER (Check one): o Form 10-K o Form 20-F o Form 11-K x Form 10-Q o Form 10-D o Form N-SAR o Form N-CSR For period ended: June 30, 2018 o Transition Report on Form 10-K o Transition Report on Form 20-F o Transition Report on Form 11-K o Transition Repor |
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July 31, 2018 |
ALPC / Alpha Investment Inc. CORRESP Alpha Investment Inc. 200 East Campus View Blvd., Suite 200 Columbus, OH 43235 July 31, 2018 VIA EDGAR Securities and Exchange Commission Division of Corporation Finance 100 “F” Street, N.E. Washington, D.C. 20549-3629 Attention: Erin E. Martin, Esq. Stacie Gorman, Esq. Ms. Becky Chow Ms. Kristi Marrone Re: Alpha Investment, Inc. (the “Company”) Registration Statement on Form S-1, as amended, File |
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July 13, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 AMENDMENT NO. 5 TO FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation or organization) 6162 (Primary Standard Industrial Classification Code Number) 90-0998139 (I.R.S. Employer Identification No.) 200 Eas |
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July 13, 2018 |
Alpha Investment Inc. 200 East Campus View Blvd., Suite 200 Columbus, OH 43235 Alpha Investment Inc. 200 East Campus View Blvd., Suite 200 Columbus, OH 43235 July 13, 2018 Via EDGAR Securities and Exchange Commission Division of Corporation Finance Mail Stop 3030 100 ?F? Street, N.E. Washington, D.C. 20549-3629 Attention: Tom Kluck, Esq. Joshua Lobert, Esq. Ms. Becky Chow Ms. Kristi Marrone Re: Alpha Investment Inc. Amendment No. 4 to Registration Statement on Form S-1 (the |
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June 20, 2018 |
Alpha Investment Inc. 200 East Campus View Blvd., Suite 200 Columbus, OH 43235 Alpha Investment Inc. 200 East Campus View Blvd., Suite 200 Columbus, OH 43235 June 20, 2018 Via EDGAR Securities and Exchange Commission Division of Corporation Finance Mail Stop 3030 100 ?F? Street, N.E. Washington, D.C. 20549-3629 Attention: Tom Kluck, Esq. Joshua Lobert, Esq. Ms. Becky Chow Ms. Kristi Marrone Re: Alpha Investment Inc. Amendment No. 3 to Registration Statement on Form S-1 (the |
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June 20, 2018 |
ALPC / Alpha Investment Inc. 10-K/A (Annual Report) 10-K/A 1 alpc10ka123117.htm 10-K/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K/A Amendment No.1 to Form 10-K ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2017 Commission file number 333-198772 (Exact Name of Registrant as Specified in Its Charter) Delaware 90-0998139 (State or Other |
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June 20, 2018 |
Corporate Governance Management Agreement with Omega Commercial Finance Corporation Exhibit 10.9 |
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June 20, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 AMENDMENT NO. 4 TO FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation or organization) 6162 (Primary Standard Industrial Classification Code Number) 90-0998139 (I.R.S. Employer Identification No.) 200 Eas |
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June 20, 2018 |
ALPC / Alpha Investment Inc. 10-Q/A (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q/A AMENDMENT NO. 1 TO FORM 10-Q (Mark One) x QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2018 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file nu |
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June 20, 2018 |
Subscription Agreement with Inn Properties, LLC Exhibit 10.8 |
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May 17, 2018 |
Letter from PLS CPA, A Professional Corp. Exhibit 16.1 PLS CPA, A PROFESSIONAL CORP. t 4725 MERCURY STREET #210 t SAN DIEGO t CALIFORNIA 92111t t TELEPHONE (858)722-5953 t FAX (858) 761-0341 t FAX (858) 433-2979 t E-MAIL [email protected] t May 17, 2018 Securities and Exchange Commission 100 F Street, NE Washington, DC 20549-7561 Re: Alpha Investment Inc. Dear Madame or Sir On February 8, 2018 our appointment as auditor for Alpha Inves |
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May 17, 2018 |
Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 8, 2018 (Exact name of registrant as specified in charter) Delaware 333-198772 90-0998139 (State or other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No. |
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May 15, 2018 |
ALPC / Alpha Investment Inc. 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2018 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 333-198772 (Exact name of |
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April 25, 2018 |
ALPC / Alpha Investment Inc. CORRESP Alpha Investment Inc. 200 East Campus View Blvd., Suite 200 Columbus, OH 43235 April 25, 2018 Via EDGAR Securities and Exchange Commission Division of Corporation Finance Mail Stop 3030 100 “F” Street, N.E. Washington, D.C. 20549-3629 Attention: Tom Kluck, Esq. Joshua Lobert, Esq. Ms. Becky Chow Ms. Kristi Marrone Re: Alpha Investment Inc. Amendment No. 2 to Registration Statement on Form S-1 (the |
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April 24, 2018 |
Exhibit 10.9 PLEDGE AND SECURITY AGREEMENT THIS PLEDGE AND SECURITY AGREEMENT (this “Pledge Agreement”), is made effective as of the 31st day of August, 2017 (the “Effective Date”), by and between 2016 Timothy R. Fussell Revocable Trust, a Florida Trust (“Pledgor”) and Alpha Investment Inc. a Delaware Corporation (“Secured Party”). RECITALS WHEREAS, Secured Party has afforded Partners South Proper |
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April 24, 2018 |
ALPC / Alpha Investment Inc. S-1/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 AMENDMENT NO. 3 TO FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation or organization) 6162 (Primary Standard Industrial Classification Code Number) 90-0998139 (I.R.S. Employer Identification No.) 200 Eas |
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April 24, 2018 |
Pledge and Security Agreement with 2016 Timothy R. Fussell Trust re Partners South Holdings, LLC (6) Exhibit 10.8 PLEDGE AND SECURITY AGREEMENT THIS PLEDGE AND SECURITY AGREEMENT (this “Pledge Agreement”), is made effective as of the 31st day of August, 2017 (the “Effective Date”), by and between 2016 Timothy R. Fussell Irrevocable Trust, a Florida Trust (“Pledgor”) and Alpha Investment Inc., a Delaware corporation (“Secured Party”). RECITALS WHEREAS, Secured Party has afforded Partners South Hol |
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April 5, 2018 |
ALPC / Alpha Investment Inc. 10-K (Annual Report) 10-K 1 alpc10k123117.htm 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURUTIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2017 Commission file number 333-198772 (Exact Name of Registrant as Specified in Its Charter) Delaware 90-0998139 (State or Other Jurisdiction of Incorporation or O |
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April 2, 2018 |
ALPC / Alpha Investment Inc. NT 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 SEC FILE NUMBER 333-198772 NOTIFICATION OF LATE FILING CUSIP NUMBER (Check one): x Form 10-K o Form 20-F o Form 11-K o Form 10-Q o Form 10-D o Form N-SAR o Form N-CSR For period ended: December 31, 2017 o Transition Report on Form 10-K o Transition Report on Form 20-F o Transition Report on Form 11-K o Transition R |
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February 15, 2018 |
Pledge and Security Agreement with 2016 Timothy R. Fussell Trust re Partners South Holdings, LLC (6) Exhibit 10.8 PLEDGE AND SECURITY AGREEMENT THIS PLEDGE AND SECURITY AGREEMENT (this “Pledge Agreement”), is made effective as of the 31st day of August, 2017 (the “Effective Date”), by and between 2016 Timothy R. Fussell Irrevocable Trust, a Florida Trust (“Pledgor”) and Alpha Investment Inc., a Delaware corporation (“Secured Party”). RECITALS WHEREAS, Secured Party has afforded Partners South Hol |
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February 15, 2018 |
Corporate Governance Management Agreement with Omega Commercial Finance Corporation (3) Exhibit 10.9 Exhibit 10.9 PLEDGE AND SECURITY AGREEMENT THIS PLEDGE AND SECURITY AGREEMENT (this ?Pledge Agreement?), is made effective as of the 31st day of August, 2017 (the ?Effective Date?), by and between 2016 Timothy R. Fussell Revocable Trust, a Florida Trust (?Pledgor?) and Alpha Investment Inc. a Delaware Corporation (?Secured Party?). RECITALS WHEREAS, Secured Party has afforded Partners |
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February 15, 2018 |
Alpha Investment Inc. 200 East Campus View Blvd., Suite 200 Columbus, OH 43235 Alpha Investment Inc. 200 East Campus View Blvd., Suite 200 Columbus, OH 43235 February 14, 2018 Via EDGAR Securities and Exchange Commission Division of Corporation Finance Mail Stop 3030 100 “F” Street, N.E. Washington, D.C. 20549-3629 Attention: Tom Kluck, Esq. Joshua Lobert, Esq. Ms. Becky Chow Ms. Kristi Marrone Re: Alpha Investment Inc. Amendment No. 1 to Registration Statement on Form S-1 ( |
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February 15, 2018 |
ALPC / Alpha Investment Inc. 10-K/A (Annual Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K/A AMENDMENT NO. 2 TO FORM 10-K ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURUTIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2016 Commission file number 333-198772 Alpha Investment Inc. F/K/A Gogo Baby, Inc. (Exact Name of Registrant as Specified in Its Charter) Delaware 90-0998139 (Stat |
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February 15, 2018 |
Alpha Investment Inc. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 AMENDMENT NO. 2 TO FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation or organization) 6162 (Primary Standard Industrial Classification Code Number) 90-0998139 (I.R.S. Employer Ident |
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January 3, 2018 |
ALPC / Alpha Investment Inc. 10-K/A (Annual Report) Alpha Investment Inc. F/K/A Gogo Baby, Inc. UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K/A AMENDMENT NO. 1 TO FORM 10-K ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURUTIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2016 Commission file number 333-198772 Alpha Investment Inc. F/K/A Gogo Baby, Inc. (Exact Name of Registrant as Specifi |
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January 3, 2018 |
Alpha Investment Inc. 200 East Campus View Blvd., Suite 200 Columbus, OH 43235 Alpha Investment Inc. 200 East Campus View Blvd., Suite 200 Columbus, OH 43235 January 3, 2018 Via EDGAR Securities and Exchange Commission Division of Corporation Finance Mail Stop 3030 100 ?F? Street, N.E. Washington, D.C. 20549-3629 Attention: Tom Kluck, Esq. Sandra B. Hunter, Esq. Ms. Becky Chow Ms. Kristi Marrone Re: Alpha Investment Inc. Registration Statement on Form S-1 (the ?Registration |
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January 3, 2018 |
Loan Agreement with Partners South Holdings, LLC Exhibit 10.5 LOAN AGREEMENT (Revolving Line of Credit) This Loan Agreement (the “Agreement”) is made as of the 28th Day of August 2017, by and between Partners South Holdings LLC who’s address is 1007 N Federal Highway, Suite 292 Fort Lauderdale, FL 33304 (“Borrower”), and Alpha Investment, Inc who’s address is 150 SE 2nd Ave, PH4, Miami, FL 33131 (“Lender”). RECITALS A. Borrower has applied to Le |
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January 3, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 AMENDMENT NO. 1 TO FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation or organization) 6162 (Primary Standard Industrial Classification Code Number) 90-0998139 (I.R.S. Employer Identification No.) 200 Eas |
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January 3, 2018 |
Loan Agreement with Partners South Properties Corporation Exhibit 10.6 LOAN AGREEMENT (Revolving Line of Credit) This Loan Agreement (the “Agreement”) is made as of the 28th Day of August 2017, by and between Partners South Properties Corp who’s address is 1007 N Federal Highway, Suite 292 Fort Lauderdale, FL 33304 (“Borrower”), and Alpha Investment, Inc who’s address is 150 SE 2nd Ave, PH4, Miami, FL 33131 (“Lender”). RECITALS A. Borrower has applied to |
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November 16, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED SEPTEMBER 30, 2017 Commission file number 333-198772 (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation or organization) 200 East Campus View Bl |
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November 15, 2017 |
Alpha Investment Inc. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 SEC FILE NUMBER 333-198772 NOTIFICATION OF LATE FILING CUSIP NUMBER (Check one): o Form 10-K o Form 20-F o Form 11-K x Form 10-Q o Form 10-D o Form N-SAR o Form N-CSR For period ended: September 30, 2017 o Transition Report on Form 10-K o Transition Report on Form 20-F o Transition Report on F |
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October 27, 2017 |
Alpha Investment Inc. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation or organization) 6162 (Primary Standard Industrial Classification Code Number) 90-0998139 (I.R.S. Employer Identification No.) 200 |
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October 27, 2017 |
Form of Direct Offering Subscription Agreement Exhibit 10.2 Exhibit 10.2 DIRECT OFFERING SUBSCRIPTION AGREEMENT The undersigned (the ?Subscriber?), desires to become a holder of shares of common stock (the ?Shares?) of ALPHA INVESTMENT, INC., a Delaware corporation (the ?Company?), having its principal place of business located at 200 East Campus View Blvd., Suite 200, Columbus, OH 43235. Accordingly, the Subscriber hereby agrees as follows: 1 |
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October 27, 2017 |
Subscription Agreement with Hoosier Real Estate Investors, LLC EX-10 4 exhibit104.htm EXHIBIT 10.4 Exhibit 10.4 ALPHA INVESTMENT INC. $2,500,000 SUBSCRIPTION AGREEMENT Alpha Investment Inc. 200 Campus View Suite 200 Columbus, OH 43235 Ladies and Gentlemen: Hoosier Real Estate Investors, LLC (“Purchaser”) and Alpha Investment Inc. a Delaware corporation (the “Company”) hereby agree as follows: 1. Sale and Purchase. Purchaser hereby purchases from the Company a |
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October 27, 2017 |
Exhibit 10.7 Exhibit 10.7 April 17, 2017 ALPHA INVESTMENT INC. Code of Business Conduct and Ethics For Directors, Officers and Employees Introduction This is the Code of Business Conduct and Ethics (the ?Code?) for directors, officers and employees of ALPHA INVESTMENT, INC., a Delaware corporation (the ?Company?). This Code sets out ten important rules that the Company?s Board of Directors (the ?B |
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October 27, 2017 |
Exhibit 10.1 Exhibit 10.1 ALPHA INVESTMENT INC. 2017 STOCK INCENTIVE PLAN 1. Purposes of the Plan. The purposes of this Plan are to attract and retain the best available personnel, to provide additional incentives to Employees, Directors and Consultants and to promote the success of the Company?s business. 2. Definitions. The following definitions shall apply as used herein and in the individual A |
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September 25, 2017 |
Entry into a Material Definitive Agreement, Completion of Acquisition or Disposition of Assets Alpha Investment Inc. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 25, 2017 (Exact name of registrant as specified in charter) Delaware 333-198772 90-0998139 (State or other Jurisdiction of Incorporation) (Commission Fil |
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September 5, 2017 |
Subscription Agreement with Dr. Assia Benhacene Exhibit 10.1 Exhibit 10.1 ALPHA INVESTMENT INC. $850,000 SUBSCRIPTION AGREEMENT Alpha Investment Inc. 200 Campus View Suite 200 Columbus, OH 43235 Ladies and Gentlemen: Dr. Assia Benhacene (?Purchaser?) and Alpha Investment Inc. a Delaware corporation (the ?Company?) hereby agree as follows: 1. Sale and Purchase. Purchaser hereby purchases from the Company and the Company hereby agrees to sell to |
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September 5, 2017 |
Alpha Investment Inc. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 5, 2017 Alpha Investment Inc. (Exact name of registrant as specified in charter) Delaware 333-198772 90-0998139 (State or other Jurisdiction of Incorpora |
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August 15, 2017 |
ALPC / Alpha Investment Inc. 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q [X] QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED JUNE 30, 2017 Commission file number 333-198772 Alpha Investment Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation or organization) 200 |
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August 14, 2017 |
ALPC / Alpha Investment Inc. 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q [X] QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED JUNE 30, 2017 Commission file number 333-198772 Alpha Investment Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation or organization) 200 |
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June 21, 2017 |
ALPHA INVESTMENT INC. As filed with the Securities and Exchange Commission on June 21, 2017 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 ALPHA INVESTMENT INC. (Exact name of registrant as specified in its charter) Delaware 90-0998139 (State or other jurisdiction of incorporation or organization) (I.R.S. Emp |
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June 21, 2017 |
Exhibit 10.1 Exhibit 10.1 ALPHA INVESTMENT INC. 2017 STOCK INCENTIVE PLAN 1. Purposes of the Plan. The purposes of this Plan are to attract and retain the best available personnel, to provide additional incentives to Employees, Directors and Consultants and to promote the success of the Company?s business. 2. Definitions. The following definitions shall apply as used herein and in the individual A |
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May 15, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q [X] QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED MARCH 31, 2017 Commission file number 333-198772 Alpha Investment Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation or organization) 200 |
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May 10, 2017 |
8-K 1 alpc8k051017.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 9, 2017 Alpha Investment Inc. (Exact name of registrant as specified in charter) Delaware 333-198772 90-0998139 (State or other Jurisdiction of Incorporat |
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April 19, 2017 |
Certificate of Incorporation, as amended Exhibit 3.1 Exhibit 3.1 |
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April 19, 2017 |
GoGo Baby 8-K (Current Report/Significant Event) Alpha Investment Inc. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 19, 2017 Alpha Investment Inc. (Exact name of registrant as specified in charter) Delaware 333-198772 90-0998139 (State or other Jurisdiction of Incorporatio |
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March 20, 2017 |
GoGo Baby 8-K (Current Report/Significant Event) GoGo Baby, Inc. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 17, 2017 GoGo Baby, Inc. (Exact name of registrant as specified in charter) Delaware 333-198772 90-0998139 (State or other Jurisdiction of Incorporation) (Commissi |
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March 16, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURUTIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2016 Commission file number 333-198772 Gogo Baby, Inc. (Exact Name of Registrant as Specified in Its Charter) Delaware 90-0998139 (State or Other Jurisdiction of Incorporation or Organization) ( |
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April 24, 2015 |
GOGO BABY, INC. 5745 Kearny Villa Road #102 San Diego CA 619 247 9630 April 24, 2015 Re: Registration Statement S-1 File Number 333-198772 Your comment letter dated April 6, 2015 John Dana Brown Attorney-Advisor United States Securities and Exchange Commission 100 F Street N.E. Washington, D. C. 20549 Dear Mr. Brown, Thank you for your very helpful comments. I will number my responses to correspon |
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April 24, 2015 |
g7832.htm As filed with the Securities and Exchange Commission on April 24, 2015 Registration No. 333-198772 ================================================================================ SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S1/A4 REGISTRATION STATEMENT Under the SECURITIES ACT OF 1933 Gogo Baby, Inc. (Name of Small Business Issuer in its Charter) Delaware 3944 90-09981 |
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April 24, 2015 |
ex10-2.htm Exhibit 10.2 |
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March 3, 2015 |
Exhibit 10.2 |
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March 3, 2015 |
ALPC / Alpha Investment Inc. CORRESP - - GOGO BABY, INC. 5745 Kearny Villa Road #102 San Diego CA 619 247 9630 March 3, 2015 Re: Registration statement S-1 File Number 333-198772 Your comment letter dated February 18, 2015 John Dana Brown Attorney-Advisor United States Securities and Exchange Commission 100 F Street N.E. Washington, D. C. 20549 Dear Mr. Brown, Thank you for your very helpful comments. I will number my responses to corres |
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March 3, 2015 |
ALPC / Alpha Investment Inc. S-1/A - - As filed with the Securities and Exchange Commission on March 3, 2015 Registration No. |
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September 16, 2014 |
Exhibit 10.1 |
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September 16, 2014 |
Exhibit 3.2 BYLAWS OF GOGO BABY, INC. ARTICLE I STOCKHOLDERS 1. CERTIFICATES REPRESENTING STOCK. Certificates representing stock in the corporation shall be signed by, or in the name of, the corporation by the Chairperson or Vice- Chairperson of the Board of Directors, if any, or by the President or a Vice-President and by the Treasurer or an Assistant Treasurer or the Secretary or an Assistant Se |
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September 16, 2014 |
Certificate of Incorporation, as amended Exhibit 3.1 State of Delaware Secretary of State Division of Corporations Delivered 04:17 Pm 02/22/2013 FILED 04:05 PM 02/22/2013 SRV 130216074 - 5293002 FILE CERTIFICATE OF INCORPORATION OF GOGO BABY INC. FIRST: The name of the corporation is: GOGO BABY INC. SECOND: Its registered office in the State of Delaware is located at 16192 Coastal Highway, Lewes, Delaware 19958-9776, County of Sussex. Th |
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September 16, 2014 |
ALPC / Alpha Investment Inc. S-1 - Registration Statement - FORM S-1 OF GOGO BABY, INC. As filed with the Securities and Exchange Commission on September 16, 2014 Registration No. |