Basic Stats
| LEI | 549300BA76VK784VMX48 |
| CIK | 1709048 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to GLOBALFOUNDRIES Inc.
SEC Filings (Chronological Order)
This page provides a complete, chronological list of SEC Filings, excluding ownership filings which we provide elsewhere.
| August 5, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of August 2025 Commission File Number 001-40974 GLOBALFOUNDRIES Inc. 400 Stonebreak Road Extension Malta, NY 12020 Indicate by check mark whether the Registrant files or will file annual reports u |
|
| August 5, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of August 2025 Commission File Number 001-40974 GLOBALFOUNDRIES Inc. 400 Stonebreak Road Extension Malta, NY 12020 Indicate by check mark whether the Registrant files or will file annual reports u |
|
| August 5, 2025 |
GLOBALFOUNDRIES Inc. TABLE OF CONTENTS GLOBALFOUNDRIES Inc. TABLE OF CONTENTS Part 1 - Unaudited Financial Statements Page Interim Condensed Consolidated Statements of Financial Position 2 Interim Condensed Consolidated Statements of Operations 3 Interim Condensed Consolidated Statements of Comprehensive Income (Loss) 4 Interim Condensed Consolidated Statements of Cash Flows 5 Interim Condensed Consolidated Statements of Changes in Equ |
|
| August 5, 2025 |
GlobalFoundries Reports Second Quarter 2025 Financial Results GlobalFoundries Reports Second Quarter 2025 Financial Results Malta, New York, August 5, 2025 - GLOBALFOUNDRIES Inc. |
|
| August 1, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of August 2025 Commission File Number 001-40974 GLOBALFOUNDRIES Inc. 400 Stonebreak Road Extension Malta, NY 12020 Indicate by check mark whether the Registrant files or will file annual reports u |
|
| June 18, 2025 |
GLOBALFOUNDRIES Inc. NOTICE OF ANNUAL GENERAL MEETING OF SHAREHOLDERS To Be Held July 29, 2025 NOTICE IS HEREBY GIVEN that the 2025 annual general meeting of shareholders (the “AGM”) of GLOBALFOUNDRIES Inc. (the “Company”) will be held on July 29, 2025 at 8:00 a.m., Eastern Time. The AGM will be held at the offices of the Company at 140 East 45th Street, 41st Floor, New York, New York 10017, and v |
|
| June 18, 2025 | ||
| June 18, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of June 2025 Commission File Number 001-40974 GLOBALFOUNDRIES Inc. 400 Stonebreak Road Extension Malta, NY 12020 Indicate by check mark whether the Registrant files or will file annual reports und |
|
| May 27, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD Special Disclosure Report GLOBALFOUNDRIES Inc. Jurisdiction of incorporation: Cayman Islands Commission File Number 001-40974 400 Stonebreak Road Extension, Malta, NY Zip Code: 12020 John Hollister Chief Financial Officer (518) 305-9013 Check the appropriate box to indicate the rule pursuant to which this form is being |
|
| May 27, 2025 |
Exhibit 1.01 Conflict Minerals Report GlobalFoundries Inc. In accordance with Rule 13p-1 under the Securities Exchange Act of 1934 This report for the year ended December 31, 2024 (the "Conflict Minerals Report"), is presented to comply with Rule 13p-1 under the Securities Exchange Act of 1934 (the “Rule”). The Rule was adopted by the U.S. Securities and Exchange Commission ("SEC") to implement re |
|
| May 6, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of May 2025 Commission File Number 001-40974 GLOBALFOUNDRIES Inc. 400 Stonebreak Road Extension Malta, NY 12020 Indicate by check mark whether the Registrant files or will file annual reports unde |
|
| May 6, 2025 |
GLOBALFOUNDRIES Inc. TABLE OF CONTENTS GLOBALFOUNDRIES Inc. TABLE OF CONTENTS Part 1 - Unaudited Financial Statements Page Interim Condensed Consolidated Statements of Financial Position 2 Interim Condensed Consolidated Statements of Operations 3 Interim Condensed Consolidated Statements of Comprehensive Income (Loss) 4 Interim Condensed Consolidated Statements of Cash Flows 5 Interim Condensed Consolidated Statements of Changes in Equ |
|
| May 6, 2025 |
GlobalFoundries Reports First Quarter 2025 Financial Results GlobalFoundries Reports First Quarter 2025 Financial Results Malta, New York, May 6, 2025 - GLOBALFOUNDRIES Inc. |
|
| May 6, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of May 2025 Commission File Number 001-40974 GLOBALFOUNDRIES Inc. 400 Stonebreak Road Extension Malta, NY 12020 Indicate by check mark whether the Registrant files or will file annual reports unde |
|
| April 29, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of April 2025 Commission File Number 001-40974 GLOBALFOUNDRIES Inc. 400 Stonebreak Road Extension Malta, NY 12020 Indicate by check mark whether the Registrant files or will file annual reports un |
|
| March 20, 2025 |
Exhibit 12.1 CERTIFICATION I, Dr. Thomas Caulfield, certify that: 1. I have reviewed this annual report on Form 20-F of GLOBALFOUNDRIES Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with re |
|
| March 20, 2025 |
Exhibit 12.2 CERTIFICATION I, John Hollister, certify that: 1. I have reviewed this annual report on Form 20-F of GLOBALFOUNDRIES Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect |
|
| March 20, 2025 |
Consent of Independent Registered Public Accounting Firm Exhibit 15.1 Consent of Independent Registered Public Accounting Firm We consent to the incorporation by reference in the registration statement (No. 333-260674) on Form S-8 of our report dated April 29, 2024, with respect to the consolidated financial statements of GLOBALFOUNDRIES Inc. and subsidiaries. /s/ KPMG LLP Singapore March 20, 2025 |
|
| March 20, 2025 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Exhibit 15.2 CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in the Registration Statements on Form F-3 (No. 333-279625) and Form S-8 (No. 333-260674) of GLOBALFOUNDRIES Inc. of our report dated March 20, 2025 relating to the financial statements and the effectiveness of internal control over financial reporting, which appears in this Fo |
|
| March 20, 2025 |
Table 1- Products for 2024-2025 Mixed Product Addendum Exhibit 4.13 CONFIDENTIAL Execution Copy [***] = CERTAIN CONFIDENTIAL INFORMATION CONTAINED IN THIS DOCUMENT, MARKED BY BRACKETS, HAS BEEN OMITTED BECAUSE IT IS BOTH (I) NOT MATERIAL AND (II) IS THE TYPE OF INFORMATION THE REGISTRANT TREATS AS PRIVATE OR CONFIDENTIAL. 2024-2025 Addendum for 300mm RFSOI and FD Products to Materials Supply Agreement dated April 25, 2017 This 2024-2025 Addendum for 3 |
|
| March 20, 2025 |
Exhibit 11.1 Insider Trading Policy Dated as of March 2025 Policy Owner GLOBALFOUNDRIES Inc. (GF or Company) Legal Department, Finance Departments and Ethics & Compliance Office Purpose/Executive Summary U.S. federal, state and non-U.S. securities laws prohibit trading in the equity or debt securities of a company while in possession of Material Non-Public Information about the company. In order t |
|
| March 20, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 20-F o REGISTRATION STATEMENT PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR ☑ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2024 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 OR o SHELL COMPANY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of event requiring this shell company report For the transition period from to Commission file number 001-40974 GLOBALFOUNDRIES Inc. |
|
| March 20, 2025 |
Exhibit 13.1 CERTIFICATION Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 (Subsections (a) and (b) of Section 1350, Chapter 63 of Title 18, United States Code) Pursuant to section 906 of the Sarbanes-Oxley Act of 2002 (subsections (a) and (b) of section 1350, chapter 63 of title 18, United States Code), each of the undersigned officers of GLOBALFOUNDRIES Inc. (the “Company”), does hereb |
|
| February 11, 2025 |
GlobalFoundries Reports Fourth Quarter 2024 and Fiscal Year 2024 Financial Results GlobalFoundries Reports Fourth Quarter 2024 and Fiscal Year 2024 Financial Results Malta, New York, February 11, 2025 - GlobalFoundries Inc. |
|
| February 11, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of February 2025 Commission File Number 001-40974 GLOBALFOUNDRIES Inc. 400 Stonebreak Road Extension Malta, NY 12020 Indicate by check mark whether the Registrant files or will file annual reports |
|
| February 5, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of February 2025 Commission File Number 001-40974 GLOBALFOUNDRIES Inc. 400 Stonebreak Road Extension Malta, NY 12020 Indicate by check mark whether the Registrant files or will file annual reports |
|
| February 5, 2025 |
GlobalFoundries Announces Leadership Transition to Drive Next Phase of Growth Dr. Thomas Caulfield appointed Executive Chairman, Tim Breen named CEO and Niels Anderskouv named President and COO MALTA, N.Y., February 5, 2025 – GlobalFoundries (Nasdaq: GFS) (GF) today announced, following a rigorous succession planning process, its Board of Directors has appointed Dr. Thomas Caulfield as Executive C |
|
| January 17, 2025 |
GlobalFoundries Announces New York Advanced Packaging and Photonics Center GlobalFoundries Announces New York Advanced Packaging and Photonics Center First of-its-kind center will offer advanced packaging and test capabilities in New York for U. |
|
| January 17, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of January 2025 Commission File Number 001-40974 GLOBALFOUNDRIES Inc. 400 Stonebreak Road Extension Malta, NY 12020 Indicate by check mark whether the Registrant files or will file annual reports |
|
| January 2, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of January 2025 Commission File Number 001-40974 GLOBALFOUNDRIES Inc. 400 Stonebreak Road Extension Malta, NY 12020 Indicate by check mark whether the Registrant files or will file annual reports |
|
| January 2, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of January 2025 Commission File Number 001-40974 GLOBALFOUNDRIES Inc. 400 Stonebreak Road Extension Malta, NY 12020 Indicate by check mark whether the Registrant files or will file annual reports |
|
| January 2, 2025 |
GlobalFoundries and IBM Announce Settlement and Resolution of All Litigation Matters Settlement paves the way for potential future collaboration MALTA, NY and ARMONK, NY, January 2, 2025 - GlobalFoundries (Nasdaq: GFS) (GF) and IBM (NYSE: IBM) today announced that the two companies have reached a settlement in their ongoing lawsuits, resolving all litigation matters, inclusive of breach of contract, trade secrets and intellectual property claims between the two companies. |
|
| November 20, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of November 2024 Commission File Number 001-40974 GLOBALFOUNDRIES Inc. 400 Stonebreak Road Extension Malta, NY 12020 Indicate by check mark whether the Registrant files or will file annual reports |
|
| November 20, 2024 |
GlobalFoundries and U.S. Department of Commerce Announce Award Agreement on CHIPS Act Funding for Essential Chip Manufacturing Up to $1.5 billion from CHIPS and Science Act to support GF’s New York expansion plans and Vermont facility modernization Additional $550 million from New York State confirmed MALTA, NY, November 20, 2024 —GlobalFoundries (Nasdaq: GFS) (GF) and the U.S. Department of Comme |
|
| November 6, 2024 |
SC 13G/A 1 globalsc13ga-093024.htm AMENDMENT TO FORM SC 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G (Amendment No. 1)* Under the Securities Exchange Act of 1934 GLOBALFOUNDRIES Inc. (Name of Issuer) Ordinary Shares, $0.02 par value per share (Title of Class of Securities) G39387108 (CUSIP Number) September 30, 2024 (Date of Event Which Requires Filing of |
|
| November 5, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of November 2024 Commission File Number 001-40974 GLOBALFOUNDRIES Inc. 400 Stonebreak Road Extension Malta, NY 12020 Indicate by check mark whether the Registrant files or will file annual reports |
|
| November 5, 2024 |
GlobalFoundries Inc. TABLE OF CONTENTS GlobalFoundries Inc. TABLE OF CONTENTS Unaudited Financial Statements Page Interim Condensed Consolidated Statements of Financial Position 2 Interim Condensed Consolidated Statements of Operations 3 Interim Condensed Consolidated Statements of Comprehensive Income (Loss) 4 Interim Condensed Consolidated Statements of Changes in Equity 5 Interim Condensed Consolidated Statements of Cash Flows 6 Not |
|
| November 5, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of November 2024 Commission File Number 001-40974 GLOBALFOUNDRIES Inc. 400 Stonebreak Road Extension Malta, NY 12020 Indicate by check mark whether the Registrant files or will file annual reports |
|
| November 5, 2024 |
GlobalFoundries Inc. MANAGEMENT’S DISCUSSION AND ANALYSIS OF FINANCIAL CONDITION AND RESULTS OF OPERATIONS Forward-looking Statements This document includes “forward-looking statements” that reflect our current expectations and views of future events. These forward-looking statements are made under the "safe harbor" provisions of the U.S. Private Securities Litigation Reform Act of 1995 and includ |
|
| November 5, 2024 |
GlobalFoundries Reports Third Quarter 2024 Financial Results GlobalFoundries Reports Third Quarter 2024 Financial Results Malta, New York, November 5, 2024 - GlobalFoundries Inc. |
|
| September 9, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of September 2024 Commission File Number 001-40974 GLOBALFOUNDRIES Inc. 400 Stonebreak Road Extension Malta, NY 12020 Indicate by check mark whether the Registrant files or will file annual report |
|
| August 6, 2024 |
GlobalFoundries Reports Second Quarter 2024 Financial Results GlobalFoundries Reports Second Quarter 2024 Financial Results Malta, New York, August 6, 2024 - GlobalFoundries Inc. |
|
| August 6, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of August 2024 Commission File Number 001-40974 GLOBALFOUNDRIES Inc. 400 Stonebreak Road Extension Malta, NY 12020 Indicate by check mark whether the Registrant files or will file annual reports u |
|
| August 6, 2024 |
GlobalFoundries Inc. TABLE OF CONTENTS GlobalFoundries Inc. TABLE OF CONTENTS Unaudited Financial Statements Page Interim Condensed Consolidated Statements of Financial Position 2 Interim Condensed Consolidated Statements of Operations 3 Interim Condensed Consolidated Statements of Comprehensive Income (Loss) 4 Interim Condensed Consolidated Statements of Changes in Equity 5 Interim Condensed Consolidated Statements of Cash Flows 6 Not |
|
| August 6, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of August 2024 Commission File Number 001-40974 GLOBALFOUNDRIES Inc. 400 Stonebreak Road Extension Malta, NY 12020 Indicate by check mark whether the Registrant files or will file annual reports u |
|
| August 6, 2024 |
GlobalFoundries Inc. Management’s Discussion and Analysis of Financial Condition and Results of Operations Forward-looking Statements This document includes “forward-looking statements” that reflect our current expectations and views of future events. These forward-looking statements are made under the "safe harbor" provisions of the U.S. Private Securities Litigation Reform Act of 1995 and includ |
|
| August 5, 2024 |
[Letterhead of GlobalFoundries] [Letterhead of GlobalFoundries] 400 Stonebreak Road Extension Malta, NY 12020 USA Tel: (518) 305-9013 www. |
|
| August 1, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of August 2024 Commission File Number 001-40974 GLOBALFOUNDRIES Inc. 400 Stonebreak Road Extension Malta, NY 12020 Indicate by check mark whether the Registrant files or will file annual reports u |
|
| June 20, 2024 |
GLOBALFOUNDRIES Inc. NOTICE OF ANNUAL GENERAL MEETING OF SHAREHOLDERS To Be Held July 30, 2024 NOTICE IS HEREBY GIVEN that the 2024 annual general meeting of shareholders (the “AGM”) of GLOBALFOUNDRIES Inc. (the “Company”) will be held on July 30, 2024 at 8:00 a.m., Eastern Time. The AGM will be held at the offices of the Company at 140 East 45th Street, 41st Floor, New York, New York 10017, and v |
|
| June 20, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of June 2024 Commission File Number 001-40974 GLOBALFOUNDRIES Inc. 400 Stonebreak Road Extension Malta, NY 12020 Indicate by check mark whether the Registrant files or will file annual reports und |
|
| June 20, 2024 |
Your Vote Counts! *Please check the meeting materials for any special requirements for meeting attendance. |
|
| May 29, 2024 |
Exhibit 1.01 Conflict Minerals Report GlobalFoundries Inc. In accordance with Rule 13p-1 under the Securities Exchange Act of 1934 This report for the year ended December 31, 2023 (the "Conflict Minerals Report"), is presented to comply with Rule 13p-1 under the Securities Exchange Act of 1934 (the “Rule”). The Rule was adopted by the U.S. Securities and Exchange Commission ("SEC") to implement re |
|
| May 29, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD Special Disclosure Report GLOBALFOUNDRIES Inc. Jurisdiction of incorporation: Cayman Islands Commission File Number 001-40974 400 Stonebreak Road Extension, Malta, NY Zip Code: 12020 John Hollister Chief Financial Officer (518) 305-9013 Check the appropriate box to indicate the rule pursuant to which this form is being |
|
| May 28, 2024 |
Exhibit 1.1 Execution Version 18,719,211 Shares GLOBALFOUNDRIES Inc. ORDINARY SHARES, PAR VALUE $0.02 PER SHARE UNDERWRITING AGREEMENT May 22, 2024 May 22, 2024 Morgan Stanley & Co. LLC BofA Securities, Inc. c/o Morgan Stanley & Co. LLC 1585 Broadway New York, New York 10036 c/o BofA Securities, Inc. One Bryant Park New York, New York 10036 Ladies and Gentlemen: Mubadala Technology Investment Comp |
|
| May 28, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of May 2024 Commission File Number 001-40974 GLOBALFOUNDRIES Inc. 400 Stonebreak Road Extension Malta, NY 12020 Indicate by check mark whether the Registrant files or will file annual reports unde |
|
| May 24, 2024 |
Exhibit 107 Calculation of Filing Fee Table 424(b)(7) (Form Type) GLOBALFOUNDRIES Inc. |
|
| May 24, 2024 |
18,719,211 Ordinary Shares GLOBALFOUNDRIES Inc. Filed Pursuant to Rule 424(b)(7) File no. 333-279625 Prospectus Supplement (To Prospectus Dated May 22, 2024) 18,719,211 Ordinary Shares GLOBALFOUNDRIES Inc. This is a public offering of the ordinary shares, US$0.02 par value per share, of GLOBALFOUNDRIES Inc., or the company. Our selling shareholder, Mubadala Technology Investment Company (“MTIC”), a wholly owned subsidiary of Mubadala Investment |
|
| May 23, 2024 |
6-K 1 may232024form6-kxpricingxc.htm 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of May 2024 Commission File Number 001-40974 GLOBALFOUNDRIES Inc. 400 Stonebreak Road Extension Malta, NY 12020 Indicate by check mark whether the Registra |
|
| May 23, 2024 |
GlobalFoundries Announces Pricing of $950 Million Secondary Offering of Ordinary Shares, Including Concurrent $200 Million Share Repurchase Malta, NY, May 22, 2024 – GlobalFoundries Inc. |
|
| May 22, 2024 |
Exhibit 99.1 GlobalFoundries Announces Launch of $950 Million Secondary Offering of Ordinary Shares, Including Concurrent $200 Million Share Repurchase Malta, NY, May 22, 2024 – GlobalFoundries Inc. (“GlobalFoundries” or “GF”) (Nasdaq: GFS) today announced the launch of a secondary public offering of $950 million of its ordinary shares (including a $200 million share repurchase, as described below |
|
| May 22, 2024 |
As filed with the Securities and Exchange Commission on May 22, 2024 As filed with the Securities and Exchange Commission on May 22, 2024 Registration No. |
|
| May 22, 2024 |
$950,000,000 of Ordinary Shares GLOBALFOUNDRIES Inc. Filed Pursuant to Rule 424(b)(7) File no. 333-279625 The information in this preliminary prospectus supplement is not complete and may be changed. A registration statement relating to these securities has been declared effective by the Securities and Exchange Commission. This preliminary prospectus supplement and the attached prospectus are not an offer to sell these securities and are not solicit |
|
| May 22, 2024 |
Exhibit 107 Calculation of Filing Fee Table FORM F-3ASR (Form Type) GLOBALFOUNDRIES Inc. |
|
| May 22, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of May 2024 Commission File Number 001-40974 GLOBALFOUNDRIES Inc. 400 Stonebreak Road Extension Malta, NY 12020 Indicate by check mark whether the Registrant files or will file annual reports unde |
|
| May 7, 2024 |
GLOBALFOUNDRIES INC. Management’s Discussion and Analysis of Financial Condition and Results of Operations Forward-looking Statements This document includes “forward-looking statements” that reflect our current expectations and views of future events. These forward-looking statements are made under the "safe harbor" provisions of the U.S. Private Securities Litigation Reform Act of 1995 and includ |
|
| May 7, 2024 |
GLOBALFOUNDRIES INC. TABLE OF CONTENTS GLOBALFOUNDRIES INC. TABLE OF CONTENTS Unaudited Statements Page Interim Condensed Consolidated Statements of Financial Position 2 Interim Condensed Consolidated Statements of Operations 3 Interim Condensed Consolidated Statements of Comprehensive Income 4 Interim Condensed Consolidated Statements of Changes in Equity 5 Interim Condensed Consolidated Statements of Cash Flows 6 Notes to Interim Con |
|
| May 7, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of May 2024 Commission File Number 001-40974 GLOBALFOUNDRIES Inc. 400 Stonebreak Road Extension Malta, NY 12020 Indicate by check mark whether the Registrant files or will file annual reports unde |
|
| May 7, 2024 |
GlobalFoundries Reports First Quarter 2024 Financial Results GlobalFoundries Reports First Quarter 2024 Financial Results Malta, New York, May 7, 2024 - GlobalFoundries Inc. |
|
| May 7, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of May 2024 Commission File Number 001-40974 GLOBALFOUNDRIES Inc. 400 Stonebreak Road Extension Malta, NY 12020 Indicate by check mark whether the Registrant files or will file annual reports unde |
|
| April 29, 2024 |
FORM OF INDEMNIFICATION AGREEMENT Exhibit 4.19 Execution Version FORM OF INDEMNIFICATION AGREEMENT This INDEMNIFICATION AGREEMENT (“Agreement”), dated as of [DATE], is by and between GLOBALFOUNDRIES Inc., an exempted company incorporated in the Cayman Islands with limited liability (the “Company”) NAME OF INDEMNITEE] (the “Indemnitee”). WHEREAS, Indemnitee is [a director/an officer/an employee with certain managerial responsibilit |
|
| April 29, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 20-F o REGISTRATION STATEMENT PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR ☑ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 OR o SHELL COMPANY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of event requiring this shell company report For the transition period from to Commission file number 001-40974 GLOBALFOUNDRIES Inc. |
|
| April 29, 2024 |
Exhibit 4.12 CONFIDENTIAL [***] = CERTAIN CONFIDENTIAL INFORMATION CONTAINED IN THIS DOCUMENT, MARKED BY BRACKETS, HAS BEEN OMITTED BECAUSE IT IS BOTH (I) NOT MATERIAL AND (II) IS THE TYPE OF INFORMATION THE REGISTRANT TREATS AS PRIVATE OR CONFIDENTIAL. Addendum for 300mm RFSOI, PDSOI, Silicon Photonics, and FD Products to Materials Supply Agreement, dated April 25, 2017 This Addendum for 300mm RF |
|
| April 29, 2024 |
Exhibit 12.1 CERTIFICATION I, Dr. Thomas Caulfield, certify that: 1. I have reviewed this annual report on Form 20-F of GLOBALFOUNDRIES Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with re |
|
| April 29, 2024 |
Exhibit 12.2 CERTIFICATION I, John Hollister, certify that: 1. I have reviewed this annual report on Form 20-F of GLOBALFOUNDRIES Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect |
|
| April 29, 2024 |
Compensation Recoupment Policy of GlobalFoundries Inc. October 2, 2023 Exhibit 97 Compensation Recoupment Policy of GlobalFoundries Inc. October 2, 2023 DB1/ 137062232.10 Article A.Purpose and General Terms Section A-1.Purpose. GlobalFoundries Inc. (the “Company”) has adopted this Compensation Recoupment Policy (this “Policy”) to: (a)implement a mandatory Clawback Policy in the event of a Restatement in compliance with the applicable rules of the Nasdaq Global Market |
|
| April 29, 2024 |
Exhibit 4.17 EXECUTION VERSION Date 28 June 2023 GLOBALFOUNDRIES INC. as the Company - and - CITIBANK EUROPE PLC, UK BRANCH as Facility Agent AMENDMENT AGREEMENT relating to the Revolving and L/C Facilities Agreement originally dated 18 October 2019 CONTENTS 1. DEFINITIONS AND INTERPRETATION 1 2. REPRESENTATIONS 2 3. AMENDMENTS TO ORIGINAL FACILITIES AGREEMENT 2 4. FACILITY AGENT 2 5. MISCELLANEOU |
|
| April 29, 2024 |
Consent of Independent Registered Public Accounting Firm Consent of Independent Registered Public Accounting Firm We consent to the incorporation by reference in the registration statement (No. 333-260674) on Form S-8 of our reports dated April 29, 2024, with respect to the consolidated financial statements of GLOBALFOUNDRIES Inc. and subsidiaries and the effectiveness of internal control over financial reporting. /s/ KPMG LLP Singapore April 29, 2024 |
|
| April 29, 2024 |
KPMG LLP 12 Marina View, #15-01 Asia Square Tower 2 Singapore 018961 Telephone Fax Website +65 6213 3388 +65 6225 0984 kpmg. |
|
| April 29, 2024 |
Exhibit 13.1 CERTIFICATION Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 (Subsections (a) and (b) of Section 1350, Chapter 63 of Title 18, United States Code) Pursuant to section 906 of the Sarbanes-Oxley Act of 2002 (subsections (a) and (b) of section 1350, chapter 63 of title 18, United States Code), each of the undersigned officers of GLOBALFOUNDRIES Inc. (the “Company”), does hereb |
|
| February 13, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of February 2024 Commission File Number 001-40974 GLOBALFOUNDRIES Inc. 400 Stonebreak Road Extension Malta, NY 12020 Indicate by check mark whether the Registrant files or will file annual reports |
|
| February 13, 2024 |
GlobalFoundries Reports Fourth Quarter 2023 and Fiscal Year 2023 Financial Results GlobalFoundries Reports Fourth Quarter 2023 and Fiscal Year 2023 Financial Results Malta, New York, February 13, 2024 - GlobalFoundries Inc. |
|
| January 24, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of January 2024 Commission File Number 001-40974 GLOBALFOUNDRIES Inc. 400 Stonebreak Road Extension Malta, NY 12020 Indicate by check mark whether the Registrant files or will file annual reports |
|
| December 11, 2023 |
GlobalFoundries Names John Hollister as Chief Financial Officer NEWS RELEASE GlobalFoundries Names John Hollister as Chief Financial Officer MALTA, N. |
|
| December 11, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of December 2023 Commission File Number 001-40974 GLOBALFOUNDRIES Inc. 400 Stonebreak Road Extension Malta, NY 12020 (Address of principal executive offices) Indicate by check mark whether the reg |
|
| November 7, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of November 2023 Commission File Number 001-40974 GLOBALFOUNDRIES Inc. 400 Stonebreak Road Extension Malta, NY 12020 (Address of principal executive offices) Indicate by check mark whether the reg |
|
| November 7, 2023 |
GlobalFoundries Reports Third Quarter 2023 Financial Results GlobalFoundries Reports Third Quarter 2023 Financial Results Malta, New York, November 7, 2023 - GlobalFoundries Inc. |
|
| November 7, 2023 |
GLOBALFOUNDRIES INC. TABLE OF CONTENTS GLOBALFOUNDRIES INC. TABLE OF CONTENTS Unaudited Statements Page Interim Condensed Consolidated Statements of Financial Position 2 Interim Condensed Consolidated Statements of Operations 3 Interim Condensed Consolidated Statements of Comprehensive Income 4 Interim Condensed Consolidated Statements of Changes in Equity 5 Interim Condensed Consolidated Statements of Cash Flows 6 Notes to Interim Con |
|
| November 7, 2023 |
GLOBALFOUNDRIES INC. Management’s Discussion and Analysis of Financial Condition and Results of Operations Forward-looking Statements This document includes “forward-looking statements” that reflect our current expectations and views of future events. These forward-looking statements are made under the "safe harbor" provisions of the U.S. Private Securities Litigation Reform Act of 1995 and includ |
|
| November 7, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of November 2023 Commission File Number 001-40974 GLOBALFOUNDRIES Inc. 400 Stonebreak Road Extension Malta, NY 12020 (Address of principal executive offices) Indicate by check mark whether the reg |
|
| August 9, 2023 |
GLOBALFOUNDRIES INC. TABLE OF CONTENTS GLOBALFOUNDRIES INC. TABLE OF CONTENTS Unaudited Statements Page Interim Condensed Consolidated Statements of Financial Position 2 Interim Condensed Consolidated Statements of Operations 3 Interim Condensed Consolidated Statements of Comprehensive Income 4 Interim Condensed Consolidated Statements of Changes in Equity 5 Interim Condensed Consolidated Statements of Cash Flows 6 Notes to Interim Con |
|
| August 9, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of August 2023 Commission File Number 001-40974 GLOBALFOUNDRIES Inc. 400 Stonebreak Road Extension Malta, NY 12020 (Address of principal executive offices) Indicate by check mark whether the regis |
|
| August 9, 2023 |
GLOBALFOUNDRIES INC. Management’s Discussion and Analysis of Financial Condition and Results of Operations Forward-looking Statements This document includes “forward-looking statements” that reflect our current expectations and views of future events. These forward-looking statements are made under the "safe harbor" provisions of the U.S. Private Securities Litigation Reform Act of 1995 and includ |
|
| August 8, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of August 2023 Commission File Number 001-40974 GLOBALFOUNDRIES Inc. 400 Stonebreak Road Extension Malta, NY 12020 (Address of principal executive offices) Indicate by check mark whether the regis |
|
| August 8, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of August 2023 Commission File Number 001-40974 GLOBALFOUNDRIES Inc. 400 Stonebreak Road Extension Malta, NY 12020 (Address of principal executive offices) Indicate by check mark whether the regis |
|
| August 8, 2023 |
GlobalFoundries Reports Second Quarter 2023 Financial Results GlobalFoundries Reports Second Quarter 2023 Financial Results Malta, New York, August 8, 2023 - GlobalFoundries Inc. |
|
| July 11, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of July 2023 Commission File Number 001-40974 GLOBALFOUNDRIES Inc. 400 Stonebreak Road Extension Malta, NY 12020 (Address of principal executive offices) Indicate by check mark whether the registr |
|
| July 11, 2023 |
GlobalFoundries Announces CFO Update GlobalFoundries Announces CFO Update NEWS RELEASE MALTA, N.Y., July 11, 2023 – GlobalFoundries (NASDAQ: GFS) today announced that Tim Stone and GF have agreed that he will not assume his duties as CFO for GF and will depart the company effective July 11th. David Reeder will remain as GF’s CFO through the end of the year, to support the selection of a new CFO and ensure an orderly transition to new |
|
| June 23, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of June 2023 Commission File Number 001-40974 GLOBALFOUNDRIES Inc. 400 Stonebreak Road Extension Malta, NY 12020 (Address of principal executive offices) Indicate by check mark whether the registr |
|
| June 23, 2023 |
a230605aform6-kmngmtchan GLOBALFOUNDRIES Inc. NOTICE OF ANNUAL GENERAL MEETING OF SHAREHOLDERS To Be Held August 2, 2023 NOTICE IS HEREBY GIVEN that the 2023 annual general meeting of shareholders (the “AGM”) of GLOBALFOUNDRIES Inc. (the “Company”) will be held on August 2, 2023 at 8:00 a.m., Eastern Time. The AGM will be held at the offices of Greenberg Traurig LLP, One Vanderbilt Avenue, 29th Fl |
|
| June 23, 2023 |
globalfoundriesincvhxna GLOBALFOUNDRIES INC. 400 STONEBREAK ROAD EXTENSION MALTA, NY 12020 Your Vote Counts! GLOBALFOUNDRIES INC. 2023 Annual General Meeting Vote by August 1, 2023 11:59 PM ET V19315-P95283 You invested in GLOBALFOUNDRIES INC. and it’s time to vote! You have the right to vote on proposals being presented at the Annual General Meeting. This is an important notice regarding the avai |
|
| May 18, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of May 2023 Commission File Number 001-40974 GLOBALFOUNDRIES Inc. 400 Stonebreak Road Extension Malta, NY 12020 (Address of principal executive offices) Indicate by check mark whether the registra |
|
| May 18, 2023 |
GLOBALFOUNDRIES INC. TABLE OF CONTENTS GLOBALFOUNDRIES INC. TABLE OF CONTENTS Unaudited Statements Page Interim Condensed Consolidated Statements of Financial Position 2 Interim Condensed Consolidated Statements of Operations 3 Interim Condensed Consolidated Statements of Comprehensive Income 4 Interim Condensed Consolidated Statements of Changes in Equity 5 Interim Condensed Consolidated Statements of Cash Flows 6 Notes to Interim Con |
|
| May 18, 2023 |
GLOBALFOUNDRIES INC. Management’s Discussion and Analysis of Financial Condition and Results of Operations Forward-looking Statements This document includes “forward-looking statements” that reflect our current expectations and views of future events. These forward-looking statements are made under the "safe harbor" provisions of the U.S. Private Securities Litigation Reform Act of 1995 and includ |
|
| May 9, 2023 |
GlobalFoundries Reports First Quarter 2023 Financial Results GlobalFoundries Reports First Quarter 2023 Financial Results Malta, New York, May 9, 2023 - GlobalFoundries Inc. |
|
| May 9, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of May 2023 Commission File Number 001-40974 GLOBALFOUNDRIES Inc. 400 Stonebreak Road Extension Malta, NY 12020 (Address of principal executive offices) Indicate by check mark whether the registra |
|
| May 9, 2023 |
NEWS RELEASE GlobalFoundries Announces Chief Financial Officer Transition and Names New Chief Business Officer Tim Stone to join GF as CFO and Niels Anderskouv joins as CBO to accelerate market leadership in differentiated technologies MALTA, N. |
|
| May 9, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of May 2023 Commission File Number 001-40974 GLOBALFOUNDRIES Inc. 400 Stonebreak Road Extension Malta, NY 12020 (Address of principal executive offices) Indicate by check mark whether the registra |
|
| April 14, 2023 |
Consent of Ernst & Young LLP, Independent Registered Public Accounting Firm Exhibit 15.2 Consent of Independent Registered Public Accounting Firm We consent to the incorporation by reference in the Registration Statement (Form S-8 No. 333-260674) pertaining to the 2021 Equity Compensation Plan, 2021 Employee Stock Purchase Plan, 2018 Share Incentive Plan, and 2017 Share Incentive Plan of our report dated August 6, 2021 (except for the effects of the 1-for-2 reserve share |
|
| April 14, 2023 |
Certification pursuant to Rule 13a-14(b)/15d-14(b) and 18 U.S.C. §1350 Exhibit 13.1 CERTIFICATION Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 (Subsections (a) and (b) of Section 1350, Chapter 63 of Title 18, United States Code) Pursuant to section 906 of the Sarbanes-Oxley Act of 2002 (subsections (a) and (b) of section 1350, chapter 63 of title 18, United States Code), each of the undersigned officers of GLOBALFOUNDRIES Inc. (the “Company”), does hereb |
|
| April 14, 2023 |
CFO Certification pursuant to Rule 13a-14(a)/15d-14(a) Exhibit 12.2 CERTIFICATION I, David Reeder, certify that: 1. I have reviewed this annual report on Form 20-F of GLOBALFOUNDRIES Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to |
|
| April 14, 2023 |
CEO Certification pursuant to Rule 13a-14(a)/15d-14(a) Exhibit 12.1 CERTIFICATION I, Thomas Caulfield, certify that: 1. I have reviewed this annual report on Form 20-F of GLOBALFOUNDRIES Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respec |
|
| April 14, 2023 |
ex410soitec EXHIBIT 4.10 [***] = CERTAIN CONFIDENTIAL INFORMATION CONTAINED IN THIS DOCUMENT, MARKED BY BRACKETS, HAS BEEN OMITTED BECAUSE IT IS BOTH (I) NOT MATERIAL AND (II) IS THE TYPE OF INFORMATION THE REGISTRANT TREATS AS PRIVATE OR CONFIDENTIAL. Amendment #1 to the Amended and Restated Exhibit 3 to the Long Term Addendum, with Commencement Date of July 1, 2017 Product Purchase and Supply Co |
|
| April 14, 2023 |
ex411soitec Exhibit 4.11 [***] = CERTAIN CONFIDENTIAL INFORMATION CONTAINED IN THIS DOCUMENT, MARKED BY BRACKETS, HAS BEEN OMITTED BECAUSE IT IS BOTH (I) NOT MATERIAL AND (II) IS THE TYPE OF INFORMATION THE REGISTRANT TREATS AS PRIVATE OR CONFIDENTIAL. 2023 Addendum for FDSOI Products to Materials Supply Agreement, dated April 25th, 2017 This 2023 Addendum for FDSOI Products to GLOBALFOUNDRIES’ co |
|
| April 14, 2023 |
Consent of KPMG LLP, Independent Registered Public Accounting Firm Exhibit 15.1 Consent of Independent Registered Public Accounting Firm We consent to the incorporation by reference in the registration statement (No. 333-260674) on Form S-8 of our report dated April 14, 2023, with respect to the consolidated financial statements of GLOBALFOUNDRIES Inc. and subsidiaries and the effectiveness of internal control over financial reporting. /s/ KPMG LLP Singapore Apri |
|
| April 14, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 20-F UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 20-F o REGISTRATION STATEMENT PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR ☑ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 OR o SHELL COMPANY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of event requiring this shell company report For the transition period from to Commission file number 001-40974 GLOBALFOUNDRIES Inc. |
|
| February 14, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of February 2023 Commission File Number 001-40974 GLOBALFOUNDRIES Inc. 400 Stonebreak Road Extension Malta, NY 12020 (Address of principal executive offices) Indicate by check mark whether the reg |
|
| February 14, 2023 |
GlobalFoundries Reports Fourth Quarter and Fiscal Year 2022 Financial Results Record Revenue, Gross Margin, Adjusted EBITDA, and Net Income Malta, New York, February 14, 2023 - GlobalFoundries Inc. |
|
| November 22, 2022 |
Management Discussion and Analysis of Financial Condition and Results of Operations Forward-looking Statements This document includes “forward-looking statements” that reflect our current expectations and views of future events. |
|
| November 22, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of November 2022 Commission File Number 001-40974 GLOBALFOUNDRIES Inc. 400 Stonebreak Road Extension Malta, NY 12020 (Address of principal executive offices) Indicate by check mark whether the reg |
|
| November 22, 2022 |
GLOBALFOUNDRIES INC. TABLE OF CONTENTS GLOBALFOUNDRIES INC. TABLE OF CONTENTS Unaudited Statements Page Interim Condensed Consolidated Statements of Financial Position as of September 30, 2022 and December 31, 2021 2 Interim Condensed Consolidated Statements of Operations for the Three and Nine Months Ended September 30, 2022 and 2021 3 Interim Condensed Consolidated Statements of Comprehensive Income (Loss) for the Three and Nine Mont |
|
| November 22, 2022 |
Other Information The information presented below updates, and should be read in conjunction with, the risks described under Item 3. |
|
| November 8, 2022 |
GlobalFoundries Reports Third Quarter 2022 Financial Results Record Revenue, Gross Profit, and Net Income Malta, New York, November 8, 2022 - GlobalFoundries Inc. |
|
| November 8, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of November 2022 Commission File Number 001-40974 GLOBALFOUNDRIES Inc. 400 Stonebreak Road Extension Malta, NY 12020 (Address of principal executive offices) Indicate by check mark whether the reg |
|
| August 19, 2022 |
GLOBALFOUNDRIES INC. TABLE OF CONTENTS GLOBALFOUNDRIES INC. TABLE OF CONTENTS Unaudited Statements Page Interim Condensed Consolidated Statements of Financial Position as of June 30, 2022 and December 31, 2021 2 Interim Condensed Consolidated Statements of Operations for the Three and Six Months Ended June 30, 2022 and 2021 3 Interim Condensed Consolidated Statements of Comprehensive Income (Loss) for the Three and Six Months Ended Jun |
|
| August 19, 2022 |
Management Discussion and Analysis of Financial Condition and Results of Operations Forward-looking Statements This document includes ?forward-looking statements? that reflect our current expectations and views of future events. |
|
| August 19, 2022 |
Other Information The information presented below updates, and should be read in conjunction with, the risks described under Item 3. |
|
| August 19, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of August 2022 Commission File Number 001-40974 GLOBALFOUNDRIES Inc. 400 Stonebreak Road Extension Malta, NY 12020 (Address of principal executive offices) Indicate by check mark whether the regis |
|
| August 9, 2022 |
GlobalFoundries Reports Second Quarter 2022 Financial Results Record Revenue, Gross Profit, and Net Income Malta, New York, August 9, 2022 - GlobalFoundries Inc. |
|
| August 9, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of August 2022 Commission File Number 001-40974 GLOBALFOUNDRIES Inc. 400 Stonebreak Road Extension Malta, NY 12020 (Address of principal executive offices) Indicate by check mark whether the regis |
|
| August 8, 2022 |
Exhibit 99.1 GlobalFoundries and Qualcomm Announce Extension of Long-term Agreement to Secure U.S. Supply through 2028 Multi-billion dollar revenue agreement increases global supply capacity reservation to cover multiple technologies Washington DC August 8, 2022? Following the recent passage of the U.S. CHIPS and Science Act last week, GlobalFoundries (Nasdaq: GFS) (GF), a global leader in feature |
|
| August 8, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of August 2022 Commission File Number 001-40974 GLOBALFOUNDRIES Inc. 400 Stonebreak Road Extension Malta, NY 12020 (Address of principal executive offices) Indicate by check mark whether the regis |
|
| August 4, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of August 2022 Commission File Number 001-40974 GLOBALFOUNDRIES Inc. 400 Stonebreak Road Extension Malta, NY 12020 (Address of principal executive offices) Indicate by check mark whether the regis |
|
| July 11, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of July 2022 Commission File Number 001-40974 GLOBALFOUNDRIES Inc. 400 Stonebreak Road Extension Malta, NY 12020 (Address of principal executive offices) Indicate by check mark whether the registr |
|
| July 11, 2022 |
Exhibit 99.1 STMicroelectronics and GlobalFoundries to advance FD-SOI ecosystem with new 300mm manufacturing facility in France ? New jointly-operated, high-volume manufacturing facility to support European and global customers? demand as the world transitions to digitalization and decarbonization ? New facility to support a broad range of technologies including GF?s market leading FDX? technology |
|
| June 21, 2022 |
GLOBALFOUNDRIES Inc. NOTICE OF ANNUAL GENERAL MEETING OF SHAREHOLDERS To Be Held July 25, 2022 Exhibit 99.1 GLOBALFOUNDRIES Inc. NOTICE OF ANNUAL GENERAL MEETING OF SHAREHOLDERS To Be Held July 25, 2022 NOTICE IS HEREBY GIVEN that the 2022 annual general meeting of shareholders (the ?AGM?) of GLOBALFOUNDRIES Inc. (the ?Company?) will be held on July 25, 2022 at 8:00 a.m., Eastern Time. The AGM will be held at the offices of Shearman & Sterling LLP, 599 Lexington Avenue, New York, New York 1 |
|
| June 21, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of June 2022 Commission File Number 001-40974 GLOBALFOUNDRIES Inc. 400 Stonebreak Road Extension Malta, NY 12020 (Address of principal executive offices) Indicate by check mark whether the registr |
|
| June 21, 2022 |
EX-99.2 Exhibit 99.2 GLOBALFOUNDRIES INC. 400 STONEBREAK ROAD EXT. MALTA, NY 12020 Your Vote Counts! GLOBALFOUNDRIES INC. 2022 Annual General Meeting Vote by July 24, 2022 11:59 PM ET You invested in GLOBALFOUNDRIES INC. and it’s time to vote! You have the right to vote on proposals being presented at the Annual General Meeting. This is an important notice regarding the availability of proxy mater |
|
| June 13, 2022 |
BUSINESS UPDATE Some of the information contained in this business update includes forward-looking statements that involve risks and uncertainties. |
|
| June 13, 2022 |
Management Discussion and Analysis Forward-looking Statements This document includes ?forward-looking statements? that reflect our current expectations and views of future events. |
|
| June 13, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of June 2022 Commission File Number 001-40974 GLOBALFOUNDRIES Inc. 400 Stonebreak Road Extension Malta, NY 12020 (Address of principal executive offices) Indicate by check mark whether the registr |
|
| June 13, 2022 |
GLOBALFOUNDRIES INC. Interim Condensed Consolidated Financial Statements as of December 31, 2021 and March 31, 2022, and for the Three Months Ended March 31, 2021 and 2022 GLOBALFOUNDRIES INC. TABLE OF CONTENTS Page Interim Statements of Financial Position as of December 31, 2021 and March 31, 2022 3 Interim Condensed Consolidated Statements of Operations for the Three Months Ended March 31, 2021 |
|
| May 10, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of May 2022 Commission File Number 001-40974 GLOBALFOUNDRIES Inc. 400 Stonebreak Road Extension Malta, NY 12020 (Address of principal executive offices) Indicate by check mark whether the registra |
|
| May 10, 2022 |
GlobalFoundries Reports First Quarter 2022 Financial Results May 10, 2022 Revenue up 37% year-over-year, Record Gross Margin and Net Income MALTA, N. |
|
| April 22, 2022 |
Exhibit 99.1 NEWS RELEASE GlobalFoundries Announces Expiration of the Hart-Scott-Rodino Waiting Period for Transfer of Ownership of East Fishkill, NY Facility to onsemi Malta, New York, April 22, 2022 ? GlobalFoundries Inc. (Nasdaq: GFS) (GF) today announced the expiration of the waiting period under the Hart-Scott-Rodino Antitrust Improvements Act of 1976, as amended (?HSR?), for onsemi?s propose |
|
| April 22, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of April 2022 Commission File Number 001-40974 GLOBALFOUNDRIES Inc. 400 Stonebreak Road Extension Malta, NY 12020 (Address of principal executive offices) Indicate by check mark whether the regist |
|
| March 31, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 20-F Table of contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 20-F o REGISTRATION STATEMENT PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2021 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 OR o SHELL COMPANY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of event requiring this shell company report For the transition period from to Commission file number 001-40974 GLOBALFOUNDRIES Inc. |
|
| March 31, 2022 |
CEO Certification pursuant to Rule 13a-14(a)/15d-14(a) Exhibit 12.1 CERTIFICATION I, Thomas Caulfield, certify that: 1. I have reviewed this annual report on Form 20-F of GLOBALFOUNDRIES Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respec |
|
| March 31, 2022 |
Exhibit 4.13 Execution Version Dated 13 October 2021 GLOBALFOUNDRIES INC. as the Company THE COMPANIES LISTED IN SCHEDULE 1 together with the Company, as Obligors THE FINANCIAL INSTITUTIONS LISTED IN SCHEDULE 2 as New Lenders THE FINANCIAL INSTITUTIONS LISTED IN SCHEDULE 2 as Increasing Lenders HSBC SECURITIES (USA), INC. as Sustainability Structuring Agent - and - CITIBANK EUROPE PLC, UK BRANCH a |
|
| March 31, 2022 |
Certification pursuant to Rule 13a-14(b)/15d-14(b) and 18 U.S.C. §1350 Exhibit 13.1 CERTIFICATION Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 (Subsections (a) and (b) of Section 1350, Chapter 63 of Title 18, United States Code) Pursuant to section 906 of the Sarbanes-Oxley Act of 2002 (subsections (a) and (b) of section 1350, chapter 63 of title 18, United States Code), each of the undersigned officers of GLOBALFOUNDRIES Inc. (the “Company”), does hereb |
|
| March 31, 2022 |
Exhibit 4.12 Dated 11 NOVEMBER 2020 GLOBALFOUNDRIES INC. as the Company THE COMPANIES LISTED IN SCHEDULE 1 together with the Company, as Obligors THE FINANCIAL INSTITUTIONS LISTED IN SCHEDULE 2 as New Lenders - and - CITIBANK EUROPE PLC, UK BRANCH as Agent AMENDMENT AGREEMENT relating to a Revolving and L/C Facilities Agreement dated 18 October 2019 WE OPERATE IN THE UK AND ITALY AS SHEARMAN & STE |
|
| March 31, 2022 |
Exhibit 2.1 SHAREHOLDER’S AGREEMENT by and among GLOBALFOUNDRIES Inc., Mubadala Technology Investment Company and MTI International Investment Company LLC Dated November 1, 2021 TABLE OF CONTENTS Page Article I INTRODUCTORY MATTERS. 1 1.1 Defined Terms 1 1.2 Construction 4 Article II BOARD OF DIRECTORS 5 2.1 Appointment of Directors. 5 Article III INFORMATION 6 3.1 Books and Records 6 3.2 Certain |
|
| March 31, 2022 |
Exhibit 2.3 DESCRIPTION OF SECURITIES REGISTERED UNDER SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 The following is a description of our outstanding securities registered under Section 12 of the Securities Exchange Act of 1934, as amended (the ?Exchange Act?), as required pursuant to the relevant Items under Form 20-F. GLOBALFOUNDRIES Inc. (?GF,? ?we,? ?us,? and ?our?) has the following seri |
|
| March 31, 2022 |
Exhibit 4.11 EXECUTION VERSION Dated 18 October 2019 among GLOBALFOUNDRIES INC. as the Company GLOBALFOUNDRIES INC. GLOBALFOUNDRIES SINGAPORE PTE. LTD. - and - GLOBALFOUNDRIES U.S. INC. as the Original Borrowers THE ENTITIES NAMED AS GUARANTORS CITIBANK, N.A., LONDON BRANCH - and - DBS BANK LTD. as Arrangers and Bookrunners - and - CITIBANK EUROPE PLC, UK BRANCH as Facility Agent REVOLVING AND L/C |
|
| March 31, 2022 |
CFO Certification pursuant to Rule 13a-14(a)/15d-14(a) Exhibit 12.2 CERTIFICATION I, David Reeder, certify that: 1. I have reviewed this annual report on Form 20-F of GLOBALFOUNDRIES Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to |
|
| March 31, 2022 |
Exhibit 2.2 REGISTRATION RIGHTS AGREEMENT BY AND AMONG MUBADALA TECHNOLOGY INVESTMENT COMPANY, MTI INTERNATIONAL INVESTMENT COMPANY LLC, AND GLOBALFOUNDRIES INC. Dated as of November 1, 2021 TABLE OF CONTENTS Page Article I DEFINITIONS 1 SECTION 1.01. Defined Terms 1 SECTION 1.02. Other Interpretive Provisions 6 Article II REGISTRATION RIGHTS 7 SECTION 2.01. Demand Registration 7 SECTION 2.02. She |
|
| March 3, 2022 |
Exhibit 99.1 NEWS RELEASE Microsoft Executive Bobby Yerramilli-Rao Joins GlobalFoundries Board of Directors Executive with deep understanding of technology strategy brings experience leading corporate growth Malta, New York, March 3, 2021 ? GlobalFoundries Inc. (Nasdaq: GFS) (GF) today announced the appointment of Bobby Yerramilli-Rao as an independent director of the company?s board of directors. |
|
| March 3, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of March 2022 Commission File Number 001-40974 GLOBALFOUNDRIES Inc. 400 Stonebreak Road Extension Malta, NY 12020 (Address of principal executive offices) Indicate by check mark whether the regist |
|
| February 11, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 GLOBALFOUNDRIES Inc. |
|
| February 8, 2022 |
GlobalFoundries Reports Fourth Quarter and Fiscal Year 2021 Financial Results Record Revenue, Gross, and Operating Margins Malta, New York, February 8, 2022 - GlobalFoundries Inc. |
|
| February 8, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the Year Ended December 31, 2021 Commission File Number 001-40974 GLOBALFOUNDRIES Inc. 400 Stonebreak Road Extension Malta, NY 12020 (Address of principal executive offices) Indicate by check mark whether t |
|
| November 30, 2021 |
6-K 1 d173703d6k.htm 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of November 2021 Commission File Number 001-40974 GLOBALFOUNDRIES Inc. 400 Stonebreak Road Extension Malta, NY 12020 (Address of principal executive offices) Indicate by c |
|
| November 30, 2021 |
Exhibit 99.1 GlobalFoundries Reports Third Quarter 2021 Financial Results Record Adjusted Gross and Adjusted EBITDA Margins Malta, New York, November 30, 2021 - GlobalFoundries Inc. (GF) (Nasdaq: GFS) today announced financial results for the third quarter ended September 30, 2021. Key Third Quarter Financial Highlights ? Revenue of $1.7 billion, up 5% sequentially, reflecting ongoing demand for o |
|
| November 2, 2021 |
As filed with the Securities and Exchange Commission on November 2, 2021 As filed with the Securities and Exchange Commission on November 2, 2021 Registration No. |
|
| November 2, 2021 |
Second Amended and Restated Memorandum and Articles of Association of the Registrant. Exhibit 4.1 THE COMPANIES ACT (AS REVISED) OF THE CAYMAN ISLANDS COMPANY LIMITED BY SHARES AMENDED AND RESTATED MEMORANDUM AND ARTICLES OF ASSOCIATION OF GLOBALFOUNDRIES INC. (ADOPTED BY SPECIAL RESOLUTION DATED 19 OCTOBER 2021 AND EFFECTIVE ON 1 NOVEMBER 2021) THE COMPANIES ACT (AS REVISED) OF THE CAYMAN ISLANDS COMPANY LIMITED BY SHARES AMENDED AND RESTATED MEMORANDUM OF ASSOCIATION OF GLOBALFOU |
|
| October 29, 2021 |
55,000,000 Ordinary Shares GLOBALFOUNDRIES Inc. Table of Contents Filed Pursuant to Rule 424(b)(4) Registration No. 333-260003 55,000,000 Ordinary Shares GLOBALFOUNDRIES Inc. This is an initial public offering of the ordinary shares, US$0.02 par value per share, of GLOBALFOUNDRIES Inc., or the company. We are offering 30,250,000 of the ordinary shares to be sold in this offering. Mubadala Investment Company PJSC (?Mubadala?) is offering 24,750, |
|
| October 27, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 GLOBALFOUNDRIES Inc. (Exact name of registrant as specified in its charter) Cayman Islands 98-0604079 (State or other jurisdiction of incorporation or organization) (I.R.S. Employer Identification |
|
| October 26, 2021 |
As filed with the Securities and Exchange Commission on October 26, 2021. As filed with the Securities and Exchange Commission on October 26, 2021. Registration No. 333-260003 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Amendment No. 2 to Form F-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 GLOBALFOUNDRIES Inc. (Exact Name of Registrant as Specified in Its Charter) Cayman Islands 3674 98-0604079 (State or Other Jurisdiction of Inc |
|
| October 26, 2021 |
Form of Underwriting Agreement EX-1.1 Exhibit 1.1 [•] Shares GLOBALFOUNDRIES Inc. ORDINARY SHARES, PAR VALUE $0.02 PER SHARE UNDERWRITING AGREEMENT [•], 2021 [•], 2021 Morgan Stanley & Co. LLC BofA Securities, Inc. J.P. Morgan Securities LLC c/o Morgan Stanley & Co. LLC 1585 Broadway New York, New York 10036 c/o BofA Securities, Inc. One Bryant Park New York, New York 10036 c/o J.P. Morgan Securities LLC 383 Madison Avenue New |
|
| October 25, 2021 |
October 25, 2021 VIA EDGAR Ms. Sherry Haywood Mr. Geoffrey Kruczek Ms. Effie Simpson Mr. Mark Rakip Division of Corporation Finance Office of Manufacturing U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: GLOBALFOUNDRIES INC. Registration Statement on Form F-1 (File No. 333-260003) Acceleration Request Requested Date: October 27, 2021 Requested Time: 4:00 P.M. |
|
| October 25, 2021 |
October 25, 2021 VIA EDGAR Ms. Sherry Haywood Mr. Geoffrey Kruczek Ms. Effie Simpson Mr. Mark Rakip Division of Corporation Finance Office of Manufacturing U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: GLOBALFOUNDRIES Inc. Registration Statement on Form F-1 (File No. 333-260003) Dear Ms. Haywood, Mr. Kruczek, Ms. Simpson and Mr. Rakip: Pursuant to Rule 461 u |
|
| October 19, 2021 |
As filed with the Securities and Exchange Commission on October 19, 2021. Table of Contents As filed with the Securities and Exchange Commission on October 19, 2021. |
|
| October 19, 2021 |
Share Purchase Agreement by and between the Company and Silver Lake, dated as of October 18, 2021 Exhibit 10.15 GLOBALFOUNDRIES INC. SHARE PURCHASE AGREEMENT October 18, 2021 TABLE OF CONTENTS Page 1. Purchase and Sale of Shares 1 1.1 Sale and Issuance of Ordinary Shares 1 1.2 Closing 1 2. Representations, Warranties and Covenants of the Company 1 2.1 Organization, Good Standing and Qualification 1 2.2 Authorization 2 2.3 Valid Issuance of Ordinary Shares; No Consent 2 2.4 Compliance with Othe |
|
| October 19, 2021 |
Exhibit 10.12 EXECUTION VERSION Dated 18 October 2019 among GLOBALFOUNDRIES INC. as the Company GLOBALFOUNDRIES INC. GLOBALFOUNDRIES SINGAPORE PTE. LTD. - and - GLOBALFOUNDRIES U.S. INC. as the Original Borrowers THE ENTITIES NAMED AS GUARANTORS CITIBANK, N.A., LONDON BRANCH - and - DBS BANK LTD. as Arrangers and Bookrunners - and - CITIBANK EUROPE PLC, UK BRANCH as Facility Agent REVOLVING AND L/ |
|
| October 19, 2021 |
Exhibit 10.14 Execution Version Dated October 13, 2021 GLOBALFOUNDRIES INC. as the Company THE COMPANIES LISTED IN SCHEDULE 1 together with the Company, as Obligors THE FINANCIAL INSTITUTIONS LISTED IN SCHEDULE 2 as New Lenders THE FINANCIAL INSTITUTIONS LISTED IN SCHEDULE 2 as Increasing Lenders HSBC SECURITIES (USA), INC. as Sustainability Structuring Agent - and - CITIBANK EUROPE PLC, UK BRANCH |
|
| October 19, 2021 |
Exhibit 10.13 Dated 11 NOVEMBER 2020 GLOBALFOUNDRIES INC. as the Company THE COMPANIES LISTED IN SCHEDULE 1 together with the Company, as Obligors THE FINANCIAL INSTITUTIONS LISTED IN SCHEDULE 2 as New Lenders - and - CITIBANK EUROPE PLC, UK BRANCH as Agent AMENDMENT AGREEMENT relating to a Revolving and L/C Facilities Agreement dated 18 October 2019 WE OPERATE IN THE UK AND ITALY AS SHEARMAN & ST |
|
| October 4, 2021 |
Exhibit 10.8 GLOBALFOUNDRIES, INC. 2018 SHARE INCENTIVE PLAN TABLE OF CONTENTS PAGE 1. PURPOSE OF THE PLAN 1 2. ADMINISTRATION 1 2.1 Administrator 1 2.2 Plan Awards; Interpretation; Powers of Administrator 1 2.3 Binding Determinations 2 2.4 Reliance on Experts 2 2.5 Delegation 2 3. ELIGIBILITY 2 4. SHARES SUBJECT TO THE PLAN 3 4.1 Shares Available 3 4.2 Share Limits 3 4.3 Replenishment and Reissue |
|
| October 4, 2021 |
Powers of Attorney (included on signature page) Table of Contents As filed with the Securities and Exchange Commission on October 4, 2021. |
|
| October 4, 2021 |
List of subsidiaries of the Registrant EXHIBIT 21.1 Subsidiaries of GLOBALFOUNDRIES Inc. Name of Subsidiary Jurisdiction of Incorporation Ownership by GlobalFoundries Inc. GF Asia Investments Pte. Ltd. Singapore 100% GF Asia Sales Pte. Ltd. Singapore 100% GlobalFoundries Borrower LLC Delaware 100% GlobalFoundries Investments LLC Delaware 100% GlobalFoundries Netherlands Cooperatief U.A. Netherlands 99% GlobalFoundries Singapore Pte. Lt |
|
| October 4, 2021 |
GLOBALFOUNDRIES Inc. 400 Stonebreak Road Extension Malta, NY 12020 GLOBALFOUNDRIES Inc. 400 Stonebreak Road Extension Malta, NY 12020 October 4, 2021 BY EDGAR Ms. Sherry Haywood Mr. Geoffrey Kruczek Ms. Effie Simpson Mr. Mark Rakip Division of Corporation Finance Office of Manufacturing U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: GLOBALFOUNDRIES Inc. Amendment No. 1 to Draft Registration Statement on Form F-1 Submitted Se |
|
| October 4, 2021 |
Exhibit 10.6 Dated September 3, 2021 GLOBALFOUNDRIES SINGAPORE PTE. LTD. as Company GLOBALFOUNDRIES INC. as Guarantor - and - ECONOMIC DEVELOPMENT BOARD as the Board TERM LOAN FACILITY AGREEMENT Table of Contents Page 1. DEFINITIONS 1 2. TERM LOAN FACILITY 28 3. CONDITIONS PRECEDENT AND AVAILABILITY 28 4. PURPOSE OF THE TERM LOAN FACILITY 31 5. DRAWINGS OF THE TERM LOAN FACILITY 31 6. AVAILABILITY |
|
| October 4, 2021 |
Materials Supply Agreement, dated April 25, 2017, between the Company and Soitec S.A. Exhibit 10.3 EXECUTION COPY [***] = CERTAIN CONFIDENTIAL INFORMATION CONTAINED IN THIS DOCUMENT, MARKED BY BRACKETS, HAS BEEN OMITTED BECAUSE IT IS BOTH (I) NOT MATERIAL AND (II) IS THE TYPE OF INFORMATION THE REGISTRANT TREATS AS PRIVATE OR CONFIDENTIAL. MATERIALS SUPPLY AGREEMENT Parties: Full Legal Name: GLOBALFOUNDRIES U.S. Inc. -hereinafter GLOBALFOUNDRIES- SOITEC S.A. -hereinafter Supplier- |
|
| October 4, 2021 |
Form of Registration Rights Agreement among the Registrant and other parties thereto Exhibit 4.2 REGISTRATION RIGHTS AGREEMENT BY AND AMONG MUBADALA TECHNOLOGY INVESTMENT COMPANY, MTI INTERNATIONAL INVESTMENT COMPANY LLC, AND GLOBALFOUNDRIES INC. Dated as of [?], 2021 TABLE OF CONTENTS Page ARTICLE I DEFINITIONS 1 SECTION 1.01. Defined Terms 1 SECTION 1.02. Other Interpretive Provisions 6 ARTICLE II REGISTRATION RIGHTS 7 SECTION 2.01. Demand Registration 7 SECTION 2.02. Shelf Regi |
|
| October 4, 2021 |
Exhibit 3.1 THE COMPANIES ACT (AS REVISED) OF THE CAYMAN ISLANDS COMPANY LIMITED BY SHARES AMENDED AND RESTATED MEMORANDUM AND ARTICLES OF ASSOCIATION OF GLOBALFOUNDRIES INC. (ADOPTED BY SPECIAL RESOLUTION DATED 2021 AND EFFECTIVE ON 2021) THE COMPANIES ACT (AS REVISED) OF THE CAYMAN ISLANDS COMPANY LIMITED BY SHARES AMENDED AND RESTATED MEMORANDUM OF ASSOCIATION OF GLOBALFOUNDRIES INC. (ADOPTED B |
|
| October 4, 2021 |
2021 Amendment of the GLOBALFOUNDRIES Inc. 2018 Share Incentive Plan Exhibit 10.10 2021 AMENDMENT OF THE GLOBALFOUNDRIES, INC. 2018 SHARE INCENTIVE PLAN THIS 2021 AMENDMENT to the GLOBALFOUNDRIES, Inc. 2018 Share Incentive Plan (the ?Plan?) is entered into by GLOBALFOUNDRIES, Inc. (the ?Company?) as of August 4, 2021. The Company decided to amend certain Share Option Agreements granted under the Plan (the ?Option Agreements?). The Company has determined that a tech |
|
| October 4, 2021 |
Form of Shareholder’s Agreement among the Registrant and other parties thereto Exhibit 4.1 SHAREHOLDER?S AGREEMENT by and among GLOBALFOUNDRIES Inc., Mubadala Technology Investment Company and MTI International Investment Company LLC Dated [?], 2021 TABLE OF CONTENTS Page ARTICLE I INTRODUCTORY MATTERS 1 1.1 Defined Terms 1 1.2 Construction 4 ARTICLE II BOARD OF DIRECTORS 5 2.1 Appointment of Directors 5 ARTICLE III INFORMATION 6 3.1 Books and Records 6 3.2 Certain Reports 6 |
|
| October 4, 2021 |
Exhibit 10.7 GLOBALFOUNDRIES, INC. 2017 SHARE INCENTIVE PLAN TABLE OF CONTENTS PAGE 1. PURPOSE OF THE PLAN 1 2. ADMINISTRATION 1 2.1 Administrator 1 2.2 Plan Awards; Interpretation; Powers of Administrator 1 2.3 Binding Determinations 2 2.4 Reliance on Experts 2 2.5 Delegation 2 3. ELIGIBILITY 2 4. SHARES SUBJECT TO THE PLAN 3 4.1 Shares Available 3 4.2 Share Limits 3 4.3 Replenishment and Reissue |
|
| October 4, 2021 |
Addendum to Materials Supply Agreement, dated November 2, 2020, between the Company and Soitec S.A. Exhibit 10.4 CONFIDENTIAL [ *** ] = CERTAIN CONFIDENTIAL INFORMATION CONTAINED IN THIS DOCUMENT, MARKED BY BRACKETS, HAS BEEN OMITTED BECAUSE IT IS BOTH (I) NOT MATERIAL AND (II) IS THE TYPE OF INFORMATION THE REGISTRANT TREATS AS PRIVATE OR CONFIDENTIAL. Addendum for 300mm RFSOI, PDSOI & Silicon Photonics Products to Materials Supply Agreement, dated April 25, 2017 This Addendum for 300mm RFSOI, |
|
| October 4, 2021 |
2021 Employee Stock Purchase Plan Exhibit 10.11 GLOBALFOUNDRIES INC. 2021 EMPLOYEE STOCK PURCHASE PLAN ARTICLE I. PURPOSE The purpose of this Plan is to assist Eligible Employees of the Company and its Designated Entities in acquiring a share ownership interest in the Company. The Plan permits two types of Offerings: a Section 423 Offering and a Non-Section 423 Offering. It is the intention of the Company to have each Section 423 |
|
| October 4, 2021 |
Exhibit 10.1 GlobalFoundries Inc. 2021 EQUITY COMPENSATION PLAN Effective October 1, 2021 The purpose of the GlobalFoundries Inc. 2021 Equity Compensation Plan (the ?Plan?) is to provide employees of GlobalFoundries Inc., an exempted company incorporated in the Cayman Islands with limited liability (the ?Company?), and its Subsidiaries (as defined below), certain consultants and advisors who perfo |
|
| October 4, 2021 |
Form of Director and Officer Indemnification Agreement Exhibit 10.2 FORM OF INDEMNIFICATION AGREEMENT This INDEMNIFICATION AGREEMENT (?Agreement?), dated as of [DATE], is by and between GLOBALFOUNDRIES Inc., an exempted company incorporated in the Cayman Islands with limited liability (the ?Company?) and [NAME OF INDEMNITEE] (the ?Indemnitee?). WHEREAS, Indemnitee is [a director/an officer] of the Company; WHEREAS, both the Company and Indemnitee reco |
|
| October 4, 2021 |
Exhibit 10.5 CONFIDENTIAL [***] = CERTAIN CONFIDENTIAL INFORMATION CONTAINED IN THIS DOCUMENT, MARKED BY BRACKETS, HAS BEEN OMITTED BECAUSE IT IS BOTH (I) NOT MATERIAL AND (II) IS THE TYPE OF INFORMATION THE REGISTRANT TREATS AS PRIVATE OR CONFIDENTIAL. Amended and Restated Exhibit 3 to the Long Term Addendum, with Commencement Date of July 1, 2017 Product Purchase and Supply Commitment ? 2021 & 2 |
|
| October 4, 2021 |
Letter from Ernst & Young LLP Regarding Change in Registrant’s Certifying Accountant Exhibit 16.1 September 13, 2021 Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Ladies and Gentlemen: We have read the section titled Change in Registrant?s Certifying Accountant included in GLOBALFOUNDRIES Inc.?s Form F-1 confidentially submitted to the Securities and Exchange Commission on September 13, 2021 and are in agreement with the statements contained in the sec |
|
| October 4, 2021 |
2021 Amendment of the GLOBALFOUNDRIES Inc. 2018 Share Incentive Plan Share Option Agreement Exhibit 10.9 2021 AMENDMENT OF THE GLOBALFOUNDRIES INC. 2018 SHARE INCENTIVE PLAN SHARE OPTION AGREEMENT THIS 2021 AMENDMENT to Share Option Agreements, including the Terms and Conditions of Share Options (?Option Agreements?), issued under the GLOBALFOUNDRIES Inc. 2018 Share Incentive Plan (the ?Plan?) is entered into by GLOBALFOUNDRIES Inc. (the ?Company?) as of September 2, 2021. Participants i |
|
| September 13, 2021 |
Table of Contents As confidentially submitted to the Securities and Exchange Commission on September 13, 2021, as Amendment No. |
|
| September 13, 2021 |
GLOBALFOUNDRIES Inc. 400 Stonebreak Road Extension Malta, NY 12020 GLOBALFOUNDRIES Inc. 400 Stonebreak Road Extension Malta, NY 12020 September 13, 2021 BY EDGAR Ms. Sherry Haywood Mr. Geoffrey Kruczek Ms. Effie Simpson Mr. Mark Rakip Division of Corporation Finance Office of Manufacturing U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: GLOBALFOUNDRIES Inc. Draft Registration Statement on Form F-1 Submitted August 9, 2021 CIK |
|
| September 13, 2021 |
FORM OF INDEMNIFICATION AGREEMENT Exhibit 10.2 FORM OF INDEMNIFICATION AGREEMENT This INDEMNIFICATION AGREEMENT (?Agreement?), dated as of [DATE], is by and between GLOBALFOUNDRIES Inc., an exempted company incorporated in the Cayman Islands with limited liability (the ?Company?) and [NAME OF INDEMNITEE] (the ?Indemnitee?). WHEREAS, Indemnitee is [a director/an officer] of the Company; WHEREAS, both the Company and Indemnitee reco |
|
| September 13, 2021 |
Exhibit 16.1 September 13, 2021 Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Ladies and Gentlemen: We have read the section titled Change in Registrant?s Certifying Accountant included in GLOBALFOUNDRIES Inc.?s Form F-1 confidentially submitted to the Securities and Exchange Commission on September 13, 2021 and are in agreement with the statements contained in the sec |
|
| September 13, 2021 |
Exhibit 10.6 Dated September 3, 2021 GLOBALFOUNDRIES SINGAPORE PTE. LTD. as Company GLOBALFOUNDRIES INC. as Guarantor - and - ECONOMIC DEVELOPMENT BOARD as the Board TERM LOAN FACILITY AGREEMENT Table of Contents Page 1. DEFINITIONS 1 2. TERM LOAN FACILITY 28 3. CONDITIONS PRECEDENT AND AVAILABILITY 28 4. PURPOSE OF THE TERM LOAN FACILITY 31 5. DRAWINGS OF THE TERM LOAN FACILITY 31 6. AVAILABILITY |
|
| September 13, 2021 |
Amended and Restated Product Purchase and Supply Commitment – 2021 & 2022 Exhibit 10.5 CONFIDENTIAL [***] = CERTAIN CONFIDENTIAL INFORMATION CONTAINED IN THIS DOCUMENT, MARKED BY BRACKETS, HAS BEEN OMITTED BECAUSE IT IS BOTH (I) NOT MATERIAL AND (II) IS THE TYPE OF INFORMATION THE REGISTRANT BOTH CUSTOMARILY AND ACTUALLY TREATS AS PRIVATE AND CONFIDENTIAL. Amended and Restated Exhibit 3 to the Long Term Addendum, with Commencement Date of July 1, 2017 Product Purchase a |
|
| September 13, 2021 |
Exhibit 10.3 EXECUTION COPY [***] = CERTAIN CONFIDENTIAL INFORMATION CONTAINED IN THIS DOCUMENT, MARKED BY BRACKETS, HAS BEEN OMITTED BECAUSE IT IS BOTH (I) NOT MATERIAL AND (II) IS THE TYPE OF INFORMATION THE REGISTRANT BOTH CUSTOMARILY AND ACTUALLY TREATS AS PRIVATE AND CONFIDENTIAL. MATERIALS SUPPLY AGREEMENT Parties: Full Legal Name: GLOBALFOUNDRIES U.S. Inc. -hereinafter GLOBALFOUNDRIES- SOIT |
|
| September 13, 2021 |
Exhibit 4.2 REGISTRATION RIGHTS AGREEMENT BY AND AMONG MUBADALA TECHNOLOGY INVESTMENT COMPANY, MTI INTERNATIONAL INVESTMENT COMPANY LLC, AND GLOBALFOUNDRIES INC. Dated as of [?], 2021 TABLE OF CONTENTS Page ARTICLE I DEFINITIONS 1 SECTION 1.01. Defined Terms 1 SECTION 1.02. Other Interpretive Provisions 6 ARTICLE II REGISTRATION RIGHTS 7 SECTION 2.01. Demand Registration 7 SECTION 2.02. Shelf Regi |
|
| September 13, 2021 |
GLOBALFOUNDRIES, INC. SHARE INCENTIVE PLAN Exhibit 10.7 GLOBALFOUNDRIES, INC. SHARE INCENTIVE PLAN TABLE OF CONTENTS PAGE 1. PURPOSE OF THE PLAN 1 2. ADMINISTRATION 1 2.1 Administrator 1 2.2 Plan Awards; Interpretation; Powers of Administrator 1 2.3 Binding Determinations 2 2.4 Reliance on Experts 2 2.5 Delegation 2 3. ELIGIBILITY 2 4. SHARES SUBJECT TO THE PLAN 3 4.1 Shares Available 3 4.2 Share Limits 3 4.3 Replenishment and Reissue of U |
|
| September 13, 2021 |
EXHIBIT 21.1 Subsidiaries of GLOBALFOUNDRIES Inc. Name of Subsidiary Jurisdiction of Incorporation Ownership by GlobalFoundries Inc. GF Asia Investments Pte. Ltd. Singapore 100% GF Asia Sales Pte. Ltd. Singapore 100% GlobalFoundries Borrower LLC Delaware 100% GlobalFoundries Investments LLC Delaware 100% GlobalFoundries Netherlands Cooperatief U.A. Netherlands 99% GlobalFoundries Singapore Pte. Lt |
|
| September 13, 2021 |
Exhibit 4.1 SHAREHOLDER?S AGREEMENT by and among GLOBALFOUNDRIES Inc., Mubadala Technology Investment Company and MTI International Investment Company LLC Dated [?], 2021 TABLE OF CONTENTS Page ARTICLE I INTRODUCTORY MATTERS 1 1.1 Defined Terms 1 1.2 Construction 4 ARTICLE II BOARD OF DIRECTORS 5 2.1 Appointment of Directors 5 ARTICLE III INFORMATION 6 3.1 Books and Records 6 3.2 Certain Reports 6 |
|
| September 13, 2021 |
GLOBALFOUNDRIES, INC. 2018 SHARE INCENTIVE PLAN Exhibit 10.8 GLOBALFOUNDRIES, INC. 2018 SHARE INCENTIVE PLAN TABLE OF CONTENTS PAGE 1. PURPOSE OF THE PLAN 1 2. ADMINISTRATION 1 2.1 Administrator 1 2.2 Plan Awards; Interpretation; Powers of Administrator 1 2.3 Binding Determinations 2 2.4 Reliance on Experts 2 2.5 Delegation 2 3. ELIGIBILITY 2 4. SHARES SUBJECT TO THE PLAN 3 4.1 Shares Available 3 4.2 Share Limits 3 4.3 Replenishment and Reissue |
|
| September 13, 2021 |
Exhibit 10.4 CONFIDENTIAL [ *** ] = CERTAIN CONFIDENTIAL INFORMATION CONTAINED IN THIS DOCUMENT, MARKED BY BRACKETS, HAS BEEN OMITTED BECAUSE IT IS BOTH (I) NOT MATERIAL AND (II) IS THE TYPE OF INFORMATION THE REGISTRANT BOTH CUSTOMARILY AND ACTUALLY TREATS AS PRIVATE AND CONFIDENTIAL. Addendum for 300mm RFSOI, PDSOI & Silicon Photonics Products to Materials Supply Agreement, dated April 25, 2017 |
|
| August 9, 2021 |
Table of Contents As confidentially submitted to the Securities and Exchange Commission on August 9, 2021 This draft registration statement has not been publicly filed with the Securities and Exchange Commission and all information herein remains strictly confidential. |
|
| August 30, 2018 |
MRAM / Everspin Technologies, Inc. / GLOBALFOUNDRIES Inc. - AMENDMENT NO. 1 Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G/A (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2 UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 1)* Everspin Technologies, Inc. (Name of Issuer) Common Stock, par value US$0.0001 per share (Title o |
|
| June 12, 2017 |
MRAM / Everspin Technologies, Inc. / GLOBALFOUNDRIES Inc. - SCHEDULE 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2 UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. )* Everspin Technologies, Inc. (Name of Issuer) Common Stock, par value US$0.0001 per share (Title of C |
