FUPEF / Fuchs SE - SEC Filings, Annual Report, Proxy Statement

Fuchs SE
US ˙ OTCPK ˙ DE000A3E5D56

Basic Stats
LEI 529900SNF9E1P5ZO4P98
CIK 1534043
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis. These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Fuchs SE
SEC Filings (Chronological Order)
This page provides a complete, chronological list of SEC Filings, excluding ownership filings which we provide elsewhere.
August 8, 2023 EX-99.(A)

Deutsche Bank Trust Company Americas American Depositary Receipt American Depositary Shares Representing Ordinary Shares of Fuchs SE (Incorporated under the laws of the Republic of Germany)

Exhibit (a) This revised form of American Depositary Receipt is filed to reflect that the Issuer changed its name from Fuchs Petrolub SE to Fuchs SE, effective August 7, 2023] Number Each American Depositary Share represents one-fourth (1/4) of one (1) ordinary share of Fuchs SE Deutsche Bank Trust Company Americas American Depositary Receipt Evidencing American Depositary Shares Representing Ordi

August 8, 2023 EX-99.(E)

Certification under Rule 466

Exhibit (e) Certification under Rule 466 The depositary, Deutsche Bank Trust Company Americas, represents and certifies the following: (1) That it previously had filed a registration statement on Form F-6 (Hochtief AG, 333-228091), which the U.

August 8, 2023 F-6 POS

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 2 TO FORM F-6 REGISTRATION STATEMENT THE SECURITIES ACT OF 1933 For American Depositary Shares Evidenced by American Depositary Receipts FUCHS SE (f/k/a FUCHS PETR

As filed with the Securities and Exchange Commission August 8, 2023 Registration No.

August 2, 2023 EX-99.(E)

Rule 466 Certification

Exhibit (e) Rule 466 Certification The depositary, Citibank, N.A., represents and certifies the following: 1. That it previously had filed a registration statement on Form F-6 (Registration No. 333-227277), which the U.S. Securities and Exchange Commission declared effective, with terms of deposit identical to the terms of deposit of this Form F-6 Registration Statement except for (i) the number o

August 2, 2023 F-6 POS

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 1 TO FORM F-6 REGISTRATION STATEMENT THE SECURITIES ACT OF 1933 For American Depositary Shares Evidenced by American Depositary Receipts FUCHS SE (Exact name of Is

333-211603 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 1 TO FORM F-6 REGISTRATION STATEMENT Under THE SECURITIES ACT OF 1933 For American Depositary Shares Evidenced by American Depositary Receipts FUCHS SE (Exact name of Issuer of deposited securities as specified in its charter) Federal Republic of Germany (Jurisdiction of Incorporation or organization

August 2, 2023 EX-99.(A)

JPMorgan Chase Bank, N.A. American Depositary Receipt American Depositary Shares Representing Ordinary Shares of FUCHS SE (the "Issuer") (Incorporated under the laws of the Federal Republic of Germany)

Number Each American Depositary Share represents One-Fourth of One Share JPMorgan Chase Bank, N.

August 2, 2023 EX-99.(A)

AMERICAN DEPOSITARY RECEIPT EVIDENCING AMERICAN DEPOSITARY SHARES REPRESENTING SHARES COMMON STOCK FUCHS SE (f/k/a "Fuchs Petrolub SE")

Exhibit (a) NUMBER AMERICAN DEPOSITARY SHARES CUSIP # Each American Depositary Share represents one-fourth (1/4) of one share of common stock of the Company AMERICAN DEPOSITARY RECEIPT EVIDENCING AMERICAN DEPOSITARY SHARES REPRESENTING SHARES OF COMMON STOCK OF FUCHS SE (f/k/a "Fuchs Petrolub SE") (Incorporated under the laws of the Federal Republic of Germany [hereinafter the “Company”]) CITIBANK, N.

August 2, 2023 F-6 POS

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM F-6/A POST-EFFECTIVE AMENDMENT NO. 1 TO REGISTRATION STATEMENT THE SECURITIES ACT OF 1933 FOR DEPOSITARY SHARES EVIDENCED BY AMERICAN DEPOSITARY RECEIPTS Fuchs SE (Exact name of issuer of

As filed with the Securities and Exchange Commission on August 2, 2023 Registration No.

August 2, 2023 EX-99.(E)

Certification under Rule 466

Certification under Rule 466 The depositary, JPMorgan Chase Bank, N.A., represents and certifies the following: (1) That it previously had filed a registration statement on Form F-6 (A.P. Moller-Maersk A/S, 333-256306) that the Commission declared effective, with terms of deposit identical to the terms of deposit of this registration statement. (2) That its ability to designate the date and time o

August 1, 2023 EX-1

THE BANK OF NEW YORK MELLON FORM OF AMERICAN DEPOSITARY RECEIPT STATEMENT OF TERMS AND CONDITIONS WITH RESPECT TO AMERICAN DEPOSITARY SHARES PREFERENCE SHARES OF FUCHS SE (THE “COMPANY”) (INCORPORATED UNDER THE LAWS OF GERMANY)

Note: The following Form of Receipt and Statement of Terms and Conditions is being filed to amend the company name from Fuchs Petrolub SE to FUCHS SE and to update the terms and conditions of the American Depositary Shares in various other respects.

August 1, 2023 F-6 POS

As filed with the Securities and Exchange Commission on August 1, 2023 Registration No. 333-177668 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST EFFECTIVE AMENDMENT NO. 1 TO THE FORM F-6 REGISTRATION STATEMENT THE SECURITIES ACT OF 1

As filed with the Securities and Exchange Commission on August 1, 2023 Registration No.

November 25, 2019 EX-99.(D)

Ziegler, Ziegler & Associates LLP Counselors at Law 570 Lexington Avenue, Suite 2405 New York, New York 10022 (212) 319-7600 Telecopier (212) 319-7605 October 15, 2019

Ziegler, Ziegler & Associates LLP Counselors at Law 570 Lexington Avenue, Suite 2405 New York, New York 10022 (212) 319-7600 Telecopier (212) 319-7605 October 15, 2019 JPMorgan Chase Bank, N.

November 25, 2019 EX-99.(E)

Certification under Rule 466

Certification under Rule 466 The depositary, JPMorgan Chase Bank, N.A., represents and certifies the following: (1) That it previously had filed a registration statement on Form F-6Pos (Knorr-Bremse AG 333-227925) that the Commission declared effective, with terms of deposit identical to the terms of deposit of this registration statement. (2) That its ability to designate the date and time of eff

November 25, 2019 EX-99.(A)

JPMorgan Chase Bank, N.A. American Depositary Receipt American Depositary Shares Representing Ordinary Shares of Fuchs Petrolub SE (Incorporated under the laws of Germany)

Number Each American Depositary Share represents One-Fourth of One Share JPMorgan Chase Bank, N.

November 25, 2019 F-6EF

DMLRY / Daimler AG F-6EF - -

F-6EF 1 e618941f6ef-fps.htm SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM F-6 REGISTRATION STATEMENT Under THE SECURITIES ACT OF 1933 For American Depositary Shares Evidenced by American Depositary Receipts Fuchs Petrolub SE (Exact name of Issuer of deposited securities as specified in its charter) Germany (Jurisdiction of Incorporation or organization of Issuer) JPMorgan Chase Ba

September 29, 2017 F-6 POS

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST-EFFECTIVE AMENDMENT TO FORM F-6 REGISTRATION STATEMENT THE SECURITIES ACT OF 1933 For American Depositary Shares Evidenced by American Depositary Receipts Fuchs Petrolub SE (Exact name of

F-6 POS 1 e616873f6pos-fps.htm 333-198246 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST-EFFECTIVE AMENDMENT TO FORM F-6 REGISTRATION STATEMENT Under THE SECURITIES ACT OF 1933 For American Depositary Shares Evidenced by American Depositary Receipts Fuchs Petrolub SE (Exact name of Issuer of deposited securities as specified in its charter) Germany (Jurisdiction of Incorporation or

September 29, 2017 EX-99.(A)

Deutsche Bank Trust Company Americas American Depositary Receipt American Depositary Shares representing Ordinary Shares of Fuchs Petrolub SE (Incorporated under the laws of Germany)

Number Each American Depositary Share represents One-Fourth of One Share Deutsche Bank Trust Company Americas American Depositary Receipt Evidencing American Depositary Shares representing Ordinary Shares of Fuchs Petrolub SE (Incorporated under the laws of Germany) Deutsche Bank Trust Company Americas, as Depositary (hereinafter referred to as the Depositary), hereby certifies that (i) at the dat

September 29, 2017 EX-99.(E)

Certification under Rule 466

Certification under Rule 466 The depositary, Deutsche Bank Trust Company Americas, represents and certifies the following: (1) That it previously had filed a registration statement on Form F-6 (Uniper SE, 333-217999) that the Commission declared effective, with terms of deposit identical to the terms of deposit of this registration statement.

May 25, 2016 EX-99.(D)

Ziegler, Ziegler & Associates LLP Counselors at Law 570 Lexington Avenue, Suite 2405 New York, New York 10022 (212) 319-7600 Telecopier (212) 319-7605 May 23, 2016

Ziegler, Ziegler & Associates LLP Counselors at Law 570 Lexington Avenue, Suite 2405 New York, New York 10022 (212) 319-7600 Telecopier (212) 319-7605 May 23, 2016 JPMorgan Chase Bank, N.

May 25, 2016 EX-99.(A)

JPMorgan Chase Bank, N.A. American Depositary Receipt American Depositary Shares For Ordinary Shares of FUCHS PETROLUB SE (Incorporated under the laws of Germany)

Number Each American Depositary Share represents One-fourth of One Share JPMorgan Chase Bank, N.

May 25, 2016 F-6EF

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM F-6 REGISTRATION STATEMENT Under THE SECURITIES ACT OF 1933 For American Depositary Shares Evidenced by American Depositary Receipts FUCHS PETROLUB SE (Exact name of Issuer of deposited s

F-6EF 1 e615073f6ef-fuchs.htm SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM F-6 REGISTRATION STATEMENT Under THE SECURITIES ACT OF 1933 For American Depositary Shares Evidenced by American Depositary Receipts FUCHS PETROLUB SE (Exact name of Issuer of deposited securities as specified in its charter) Germany (Jurisdiction of Incorporation or organization of Issuer) JPMorgan Chase

May 25, 2016 EX-99.(E)

Certification under Rule 466

Certification under Rule 466 The depositary, JPMorgan Chase Bank, N.A., represents and certifies the following: (1) That it previously had filed a registration statement on Form F-6 (Berkeley Group Holdings Plc, 333-198831) that the Commission declared effective, with terms of deposit identical to the terms of deposit of this registration statement. (2) That its ability to designate the date and t

November 10, 2014 EX-99.(A)

ConvergEx Depositary, Inc. American Depositary Receipt American Depositary Shares For Common Stock of FUCHS PETROLUB SE (Incorporated under the laws of Germany [hereinafter the “Company”])

Exhibit (a) CUSIP # XXXXXX XX X Each American Depositary Share represents one-fourth (1/4) of one Share ConvergEx Depositary, Inc.

November 10, 2014 EX-99.(E)

Rule 466 Certification

Exhibit (e) Rule 466 Certification The depositary, ConvergEx Depositary, Inc., represents and certifies the following: 1. That it previously had filed a registration statement on Form F-6 (Registration No. 333 – 197668), which the U.S. Securities and Exchange Commission declared effective, with terms of deposit identical to the terms of deposit of this Form F-6 Registration Statement except for th

November 10, 2014 F-6EF

FSGCF / First Gen Corp F-6EF - - FORM F-6EF

As filed with the Securities and Exchange Commission on November 10, 2014 Registration No.

November 10, 2014 EX-99.(D)

LETTERHEAD OF THOMPSON HINE LLP

Exhibit (d) LETTERHEAD OF THOMPSON HINE LLP November 10, 2014 ConvergEx Depositary, Inc.

August 19, 2014 F-6EF

AUKUF / AMS AG F-6EF - -

F-6EF 1 e612643f6ef-fp.htm SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM F-6 REGISTRATION STATEMENT Under THE SECURITIES ACT OF 1933 For American Depositary Shares Evidenced by American Depositary Receipts Fuchs Petrolub SE (Exact name of Issuer of deposited securities as specified in its charter) Germany (Jurisdiction of Incorporation or organization of Issuer) DEUTSCHE BANK TRUS

August 19, 2014 EX-99.(E)

Certification under Rule 466

Certification under Rule 466 The depositary, Deutsche Bank Trust Company Americas, represents and certifies the following: (1) That it previously had filed a registration statement on Form F-6 (RIB Software AG 333-194007) that the Commission declared effective, with terms of deposit identical to the terms of deposit of this registration statement.

August 19, 2014 EX-99.(D)

Ziegler, Ziegler & Associates LLP Counselors at Law 570 Lexington Avenue, 44th Floor New York, New York 10022 (212) 319-7600 Telecopier (212) 319-7605 August 19, 2014

Ziegler, Ziegler & Associates LLP Counselors at Law 570 Lexington Avenue, 44th Floor New York, New York 10022 (212) 319-7600 Telecopier (212) 319-7605 August 19, 2014 Deutsche Bank Trust Company Americas, as Depositary 60 Wall Street New York, New York 10005 American Depositary Shares evidenced by American Depositary Receipts for deposited shares of the foreign private issuer whose name appears on

August 19, 2014 EX-99.(A)

Each American Depositary Share represents One-Fourth of One Share Deutsche Bank Trust Company Americas American Depositary Receipt Evidencing American Depositary Shares representing Shares of Common Stock of Fuchs Petrolub SE (Incorporated under the

Number Each American Depositary Share represents One-Fourth of One Share Deutsche Bank Trust Company Americas American Depositary Receipt Evidencing American Depositary Shares representing Shares of Common Stock of Fuchs Petrolub SE (Incorporated under the laws of the Federal Republic of Germany) Deutsche Bank Trust Company Americas, as Depositary (hereinafter referred to as the Depositary), hereb

December 11, 2013 EX-99.(A)

AMERICAN DEPOSITARY SHARES

Exhibit (a) NUMBER AMERICAN DEPOSITARY SHARES CUSIP # Each American Depositary Share represents one-fourth (1/4) of one share of common stock of the Company AMERICAN DEPOSITARY RECEIPT EVIDENCING AMERICAN DEPOSITARY SHARES REPRESENTING SHARES OF COMMON STOCK OF FUCHS PETROLUB SE (Incorporated under the laws of the Federal Republic of Germany [hereinafter the “Company”]) CITIBANK, N.

December 11, 2013 F-6EF

-

F-6EF 1 e611634f6ef-fuchs.htm As filed with the Securities and Exchange Commission on December 11, 2013 Registration No. 333- SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM F-6 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 FOR DEPOSITARY SHARES EVIDENCED BY AMERICAN DEPOSITARY RECEIPTS FUCHS PETROLUB SE (Exact name of issuer of deposited securities as specified in its cha

December 11, 2013 EX-99.(E)

Rule 466 Certification

Exhibit (e) Rule 466 Certification The depositary, Citibank, N.A., represents and certifies the following: 1. That it previously had filed a registration statement on Form F-6 (Registration No. 333-160982), which the U.S. Securities and Exchange Commission declared effective, with terms of deposit identical to the terms of deposit of this Form F-6 Registration Statement except for the shares repre

December 11, 2013 EX-99.(D)

LETTERHEAD OF PATTERSON BELKNAP WEBB & TYLER LLP

Exhibit (d) LETTERHEAD OF PATTERSON BELKNAP WEBB & TYLER LLP December 11, 2013 Citibank, N.

December 10, 2013 424B3

Filed pursuant to Rule 424(b)(3) Registration Statement on Form F-6 Registration No. 333-192411 AMERICAN DEPOSITARY SHARES NUMBER CUSIP # Each American Depositary Share represents one-fourth (1/4) of one preference share of the Company

Filed pursuant to Rule 424(b)(3) Registration Statement on Form F-6 Registration No.

November 19, 2013 EX-99.(E)

Rule 466 Certification

Exhibit (e) Rule 466 Certification The depositary, Citibank, N.A., represents and certifies the following: 1. That it previously had filed a registration statement on Form F-6 (Registration No. 333-192212), which the U.S. Securities and Exchange Commission declared effective, with terms of deposit identical to the terms of deposit of this Form F-6 Registration Statement except for the shares repre

November 19, 2013 EX-99.(A)

AMERICAN DEPOSITARY SHARES

Exhibit (a) NUMBER AMERICAN DEPOSITARY SHARES CUSIP # Each American Depositary Share represents one-fourth (1/4) of one ordinary share of the Company AMERICAN DEPOSITARY RECEIPT EVIDENCING AMERICAN DEPOSITARY SHARES REPRESENTING ORDINARY SHARES OF FUCHS PETROLUB SE (Incorporated under the laws of the Federal Republic of Germany [hereinafter the “Company”]) CITIBANK, N.

November 19, 2013 EX-99.(D)

LETTERHEAD OF PATTERSON BELKNAP WEBB & TYLER LLP

Exhibit (d) LETTERHEAD OF PATTERSON BELKNAP WEBB & TYLER LLP November 19, 2013 Citibank, N.

November 19, 2013 F-6EF

-

As filed with the Securities and Exchange Commission on November 19, 2013 Registration No.

November 2, 2011 EX-4

EMMET, MARVIN & MARTIN, LLP

Writer?s Direct Dial EXHIBIT 4 EMMET, MARVIN & MARTIN, LLP COUNSELLORS AT LAW 120 Broadway New York, New York 10271 (212) 238-3000 (212) 653-1760 Fax: (212) 238-3100 Fax: (212) 653-1730 http://www.

November 2, 2011 EX-1

THE BANK OF NEW YORK MELLON AMERICAN DEPOSITARY RECEIPT FOR PREFERENCE SHARES, OF FUCHS PETROLUB AG (INCORPORATED UNDER THE LAWS OF GERMANY)

AMERICAN DEPOSITARY SHARES (One (1) American Depositary Share represents One-fourth (1/4) of a Share) THE BANK OF NEW YORK MELLON AMERICAN DEPOSITARY RECEIPT FOR PREFERENCE SHARES, OF FUCHS PETROLUB AG (INCORPORATED UNDER THE LAWS OF GERMANY) The Bank of New York Mellon, as depositary (hereinafter called the ?Depositary?), hereby certifies (i) that there have been deposited with the Depositary or

November 2, 2011 F-6EF

As filed with the Securities and Exchange Commission on November 2, 2011 Registration No. 333- SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM F-6 REGISTRATION STATEMENT THE SECURITIES ACT OF 1933 For Depositary Shares Evidenced by Ame

F-6EF 1 fuchsf6.htm FORM F-6 As filed with the Securities and Exchange Commission on November 2, 2011 Registration No. 333- SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM F-6 REGISTRATION STATEMENT under THE SECURITIES ACT OF 1933 For Depositary Shares Evidenced by American Depositary Receipts of FUCHS PETROLUB AG (Exact name of issuer of deposited securities as specified in its ch

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