Basic Stats
| LEI | 5493009UE75VG0DU8V76 |
| CIK | 833040 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Franklin Universal Trust
SEC Filings (Chronological Order)
This page provides a complete, chronological list of SEC Filings, excluding ownership filings which we provide elsewhere.
| August 14, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-17F-2 CERTIFICATE OF ACCOUNTING OF SECURITIES AND SIMILAR INVESTMENTS IN THE CUSTODY OF MANAGEMENT INVESTMENT COMPANIES PURSUANT TO RULE N-17F-2 [17 CFR 270.17f-2] 1. Investment Company Act File Number: Date Examination completed: 811-05569 August 5, 2025 2. State Identification Number: AL AK AZ AR CA CO CT DE DC FL GA |
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| May 6, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-17F-2 CERTIFICATE OF ACCOUNTING OF SECURITIES AND SIMILAR INVESTMENTS IN THE CUSTODY OF MANAGEMENT INVESTMENT COMPANIES PURSUANT TO RULE N-17F-2 [17 CFR 270.17f-2] 1. Investment Company Act File Number: Date Examination completed: 811-05569 April 28, 2025 2. State Identification Number: AL AK AZ AR CA CO CT DE DC FL GA |
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| April 30, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-17F-2 CERTIFICATE OF ACCOUNTING OF SECURITIES AND SIMILAR INVESTMENTS IN THE CUSTODY OF MANAGEMENT INVESTMENT COMPANIES PURSUANT TO RULE N-17F-2 [17 CFR 270.17f-2] 1. Investment Company Act File Number: Date Examination completed: 811-05569 April 28, 2025 2. State Identification Number: AL AK AZ AR CA CO CT DE DC FL GA |
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| March 14, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-17F-2 CERTIFICATE OF ACCOUNTING OF SECURITIES AND SIMILAR INVESTMENTS IN THE CUSTODY OF MANAGEMENT INVESTMENT COMPANIES PURSUANT TO RULE N-17F-2 [17 CFR 270.17f-2] 1. Investment Company Act File Number: Date Examination completed: 811-05569 April 16, 2024 2. State Identification Number: AL AK AZ AR CA CO CT DE DC FL GA |
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| February 7, 2025 |
Schedule 14A Information Proxy Statement Pursuant to Section 14(A) of the Securities Exchange Act of 1934 (Amendment No. |
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| October 8, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-17F-2 CERTIFICATE OF ACCOUNTING OF SECURITIES AND SIMILAR INVESTMENTS IN THE CUSTODY OF MANAGEMENT INVESTMENT COMPANIES PURSUANT TO RULE N-17F-2 [17 CFR 270.17f-2] 1. Investment Company Act File Number: Date Examination completed: 811-05569 September 26, 2024 2. State Identification Number: AL AK AZ AR CA CO CT DE DC FL |
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| October 3, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-17F-2 CERTIFICATE OF ACCOUNTING OF SECURITIES AND SIMILAR INVESTMENTS IN THE CUSTODY OF MANAGEMENT INVESTMENT COMPANIES PURSUANT TO RULE N-17F-2 [17 CFR 270.17f-2] 1. Investment Company Act File Number: Date Examination completed: 811-05569 September 26, 2024 2. State Identification Number: AL AK AZ AR CA CO CT DE DC FL |
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| August 22, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-17F-2 CERTIFICATE OF ACCOUNTING OF SECURITIES AND SIMILAR INVESTMENTS IN THE CUSTODY OF MANAGEMENT INVESTMENT COMPANIES PURSUANT TO RULE N-17F-2 [17 CFR 270.17f-2] 1. Investment Company Act File Number: Date Examination completed: 811-05569 November 27, 2023 2. State Identification Number: AL AK AZ AR CA CO CT DE DC FL |
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| August 20, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-17F-2 CERTIFICATE OF ACCOUNTING OF SECURITIES AND SIMILAR INVESTMENTS IN THE CUSTODY OF MANAGEMENT INVESTMENT COMPANIES PURSUANT TO RULE N-17F-2 [17 CFR 270.17f-2] 1. Investment Company Act File Number: Date Examination completed: 811-05569 March 9, 2023 2. State Identification Number: AL AK AZ AR CA CO CT DE DC FL GA H |
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| August 19, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-17F-2 CERTIFICATE OF ACCOUNTING OF SECURITIES AND SIMILAR INVESTMENTS IN THE CUSTODY OF MANAGEMENT INVESTMENT COMPANIES PURSUANT TO RULE N-17F-2 [17 CFR 270.17f-2] 1. Investment Company Act File Number: Date Examination completed: 811-05569 March 9, 2023 2. State Identification Number: AL AK AZ AR CA CO CT DE DC FL GA H |
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| August 12, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-17F-2 CERTIFICATE OF ACCOUNTING OF SECURITIES AND SIMILAR INVESTMENTS IN THE CUSTODY OF MANAGEMENT INVESTMENT COMPANIES PURSUANT TO RULE N-17F-2 [17 CFR 270.17f-2] 1. Investment Company Act File Number: Date Examination completed: 811-05569 March 9, 2023 2. State Identification Number: AL AK AZ AR CA CO CT DE DC FL GA H |
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| August 8, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-17F-2 CERTIFICATE OF ACCOUNTING OF SECURITIES AND SIMILAR INVESTMENTS IN THE CUSTODY OF MANAGEMENT INVESTMENT COMPANIES PURSUANT TO RULE N-17F-2 [17 CFR 270.17f-2] 1. Investment Company Act File Number: Date Examination completed: 811-05569 November 27, 2023 2. State Identification Number: AL AK AZ AR CA CO CT DE DC FL |
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| August 5, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-17F-2 CERTIFICATE OF ACCOUNTING OF SECURITIES AND SIMILAR INVESTMENTS IN THE CUSTODY OF MANAGEMENT INVESTMENT COMPANIES PURSUANT TO RULE N-17F-2 [17 CFR 270.17f-2] 1. Investment Company Act File Number: Date Examination completed: 811-05569 November 27, 2023 2. State Identification Number: AL AK AZ AR CA CO CT DE DC FL |
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| February 6, 2024 |
Schedule 14A Information Proxy Statement Pursuant to Section 14(A) of the Securities Exchange Act of 1934 (Amendment No. |
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| February 9, 2023 |
DEF 14A 1 futproxystatement-final.htm Schedule 14A Information Proxy Statement Pursuant to Section 14(A) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission [X] Definitive Proxy Statement Only (as permitted by Rule 14a |
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| January 23, 2023 |
NPORT-EX 2 FUT.htm Not FDIC Insured May Lose Value No Bank Guarantee FUT-Q1PH 1 Schedule of Investments (unaudited) Franklin Universal Trust 2 Notes to Schedule of Investments 37 Franklin Universal Trust Schedule of Investments (unaudited), November 30, 2022 Quarterly Schedule of Investments See Notes to Schedule of Investments. 2 a a Country Shares a Value a a a a a a Common Stocks 48.6% Electric |
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| October 12, 2022 |
Report of Independent Registered Public Accounting Firm 40-17F2 1 fut17f2-pe33121.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-17F-2 CERTIFICATE OF ACCOUNTING OF SECURITIES AND SIMILAR INVESTMENTS IN THE CUSTODY OF MANAGEMENT INVESTMENT COMPANIES PURSUANT TO RULE N-17F-2 [17 CFR 270.17F-2] 1. Investment Company Act File Number: Date Examination completed: 811 -05569 September 29, 2022 2. State Identification Number |
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| July 15, 2022 |
Not FDIC Insured May Lose Value No Bank Guarantee FUT-Q3PH 1 Schedule of Investments (unaudited) Franklin Universal Trust 2 Notes to Schedule of Investments 41 Franklin Universal Trust Schedule of Investments (unaudited), May 31, 2022 Quarterly Schedule of Investments See Notes to Schedule of Investments. |
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| June 3, 2022 |
CORRESP 1 filename1.htm One Franklin Parkway San Mateo, CA 94403-1906 tel 800.632.2350 franklintempleton.com June 3, 2022 VIA EDGAR Christina DiAngelo Fettig U.S. Securities and Exchange Commission Division of Investment Management 100 F Street, NE Washington, DC 20549-8626 Subject: Franklin Templeton Funds (the “Funds”) (as listed on the attached Appendix) Dear Ms. Fettig: On behalf of the Funds, |
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| February 7, 2022 |
Schedule 14A Information Proxy Statement Pursuant to Section 14(A) of the Securities Exchange Act of 1934 (Amendment No. |
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| February 3, 2022 |
Report of Independent Accountants UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-17F-2 CERTIFICATE OF ACCOUNTING OF SECURITIES AND SIMILAR INVESTMENTS IN THE CUSTODY OF MANAGEMENT INVESTMENT COMPANIES PURSUANT TO RULE N-17F-2 [17 CFR 270.17F-2] 1. Investment Company Act File Number: Date Examination completed: 811 -05569 April 12, 2019 2. State Identification Number: AL AK AZ AR CA CO CT DE DC FL GA |
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| January 14, 2022 |
Not FDIC Insured May Lose Value No Bank Guarantee FUT-Q1PH 1 Statement of Investments (unaudited) Franklin Universal Trust 2 Notes to Statement of Investments 15 Franklin Universal Trust Statement of Investments (unaudited), November 30, 2021 Quarterly Statement of Investments See Notes to Statement of Investments. |
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| December 29, 2021 |
Report of Independent Accountants UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-17F-2 CERTIFICATE OF ACCOUNTING OF SECURITIES AND SIMILAR INVESTMENTS IN THE CUSTODY OF MANAGEMENT INVESTMENT COMPANIES PURSUANT TO RULE N-17F-2 [17 CFR 270.17F-2] 1. Investment Company Act File Number: Date Examination completed: 811 -05569 December 23, 2021 2. State Identification Number: AL AK AZ AR CA CO CT DE DC FL |
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| October 19, 2021 |
Report of Independent Accountants 40-17F2 1 f2-futpe103120.htm FUT 17F2 103120 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-17F-2 CERTIFICATE OF ACCOUNTING OF SECURITIES AND SIMILAR INVESTMENTS IN THE CUSTODY OF MANAGEMENT INVESTMENT COMPANIES PURSUANT TO RULE N-17F-2 [17 CFR 270.17F-2] 1. Investment Company Act File Number: Date Examination completed: 811 -05569 October 5, 2021 2. State Identific |
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| July 23, 2021 |
Not FDIC Insured May Lose Value No Bank Guarantee FUT-Q3PH 1 Statements of Investments (unaudited) Franklin Universal Trust 2 Notes to Financial Statements 15 Franklin Universal Trust Statement of Investments (unaudited), May 31, 2021 Quarterly Statement of Investments See Notes to Statement of Investments. |
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| May 13, 2021 |
Report of Independent Accountants UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-17F-2 CERTIFICATE OF ACCOUNTING OF SECURITIES AND SIMILAR INVESTMENTS IN THE CUSTODY OF MANAGEMENT INVESTMENT COMPANIES PURSUANT TO RULE N-17F-2 [17 CFR 270.17F-2] 1. Investment Company Act File Number: Date Examination completed: 811 -05569 April 21, 2021 2. State Identification Number: AL AK AZ AR CA CO CT DE DC FL GA |
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| February 3, 2021 |
franklinproxy2021.htm - Generated by SEC Publisher for SEC Filing Schedule 14A Information Proxy Statement Pursuant to Section 14(A) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission [X] Definitive Proxy Statement On |
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| January 25, 2021 |
Franklin Universal Trust Statement of Investments (unaudited), November 30, 2020 See Notes to Statement of Investments. |
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| December 30, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-17F-2 CERTIFICATE OF ACCOUNTING OF SECURITIES AND SIMILAR INVESTMENTS IN THE CUSTODY OF MANAGEMENT INVESTMENT COMPANIES PURSUANT TO RULE N-17F-2 [17 CFR 270.17F-2] 1. Investment Company Act File Number: Date Examination completed: 811 -05569 December 18, 2020 2. State Identification Number: AL AK AZ AR CA CO CT DE DC FL |
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| November 27, 2020 |
fut17f2-113019.htm - Generated by SEC Publisher for SEC Filing UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-17F-2 CERTIFICATE OF ACCOUNTING OF SECURITIES AND SIMILAR INVESTMENTS IN THE CUSTODY OF MANAGEMENT INVESTMENT COMPANIES PURSUANT TO RULE N-17F-2 [17 CFR 270.17F-2] 1. Investment Company Act File Number: Date Examination completed: 811 -05569 November 19, 202 |
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| October 22, 2020 |
Franklin Universal Trust Statement of Investments, November 30, 2019 (unaudited) Country Shares/Warrants Value Common Stocks and Other Equity Interests 41. |
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| July 28, 2020 |
Franklin Universal Trust Statement of Investments (unaudited), May 31, 2020 See Notes to Statement of Investments. |
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| May 28, 2020 |
fut17f2-053119.htm - Generated by SEC Publisher for SEC Filing UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-17F-2 CERTIFICATE OF ACCOUNTING OF SECURITIES AND SIMILAR INVESTMENTS IN THE CUSTODY OF MANAGEMENT INVESTMENT COMPANIES PURSUANT TO RULE N-17F-2 [17 CFR 270.17F-2] 1. Investment Company Act File Number: Date Examination completed: 811 -05569 May 20, 2020 2. |
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| January 31, 2020 |
FT / Franklin Universal Trust DEF 14A - - futproxystatement-final.htm - Generated by SEC Publisher for SEC Filing Schedule 14A Information Proxy Statement Pursuant to Section 14(A) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission [X] Definitive Proxy Statem |
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| January 29, 2020 |
Franklin Universal Trust Statement of Investments, November 30, 2019 (unaudited) Country Shares/Warrants Value Common Stocks and Other Equity Interests 41. |
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| January 8, 2020 |
FT / Franklin Universal Trust 40-17F2 - - UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-17F-2 CERTIFICATE OF ACCOUNTING OF SECURITIES AND SIMILAR INVESTMENTS IN THE CUSTODY OF MANAGEMENT INVESTMENT COMPANIES PURSUANT TO RULE N-17F-2 [17 CFR 270.17F-2] 1. Investment Company Act File Number: Date Examination completed: 811 -05569 October 17, 2019 2. State Identification Number: AL AK AZ AR CA CO CT DE DC FL |
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| December 27, 2019 |
FT / Franklin Universal Trust 40-17F2 - - UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-17F-2 CERTIFICATE OF ACCOUNTING OF SECURITIES AND SIMILAR INVESTMENTS IN THE CUSTODY OF MANAGEMENT INVESTMENT COMPANIES PURSUANT TO RULE N-17F-2 [17 CFR 270.17F-2] 1. Investment Company Act File Number: Date Examination completed: 811 -05569 August 30, 2018 2. State Identification Number: AL AK AZ AR CA CO CT DE DC FL G |
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| December 18, 2019 |
FT / Franklin Universal Trust 40-17F2 - - UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-17F-2 CERTIFICATE OF ACCOUNTING OF SECURITIES AND SIMILAR INVESTMENTS IN THE CUSTODY OF MANAGEMENT INVESTMENT COMPANIES PURSUANT TO RULE N-17F-2 [17 CFR 270.17F-2] 1. Investment Company Act File Number: Date Examination completed: 811 -05569 August 30, 2018 2. State Identification Number: AL AK AZ AR CA CO CT DE DC FL G |
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| December 13, 2019 |
FT / Franklin Universal Trust 40-17F2 - - UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-17F-2 CERTIFICATE OF ACCOUNTING OF SECURITIES AND SIMILAR INVESTMENTS IN THE CUSTODY OF MANAGEMENT INVESTMENT COMPANIES PURSUANT TO RULE N-17F-2 [17 CFR 270.17F-2] 1. Investment Company Act File Number: Date Examination completed: 811 -05569 August 30, 2018 2. State Identification Number: AL AK AZ AR CA CO CT DE DC FL G |
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| July 29, 2019 |
FT / Franklin Universal Trust NPORT-EX - - Franklin Universal Trust Statement of Investments, May 31, 2019 (unaudited) Country Shares/Warrants Value Common Stocks and Other Equity Interests 41. |
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| March 15, 2019 |
SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| January 31, 2019 |
FT / Franklin Universal Trust DEF 14A SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| January 25, 2019 |
FT / Franklin Universal Trust N-Q (Quarterly Schedule of Portfolio Holdings) n-qfut113018sec.htm - Generated by SEC Publisher for SEC Filing UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-05569 Franklin Universal Trust (Exact name of registrant as specified in charter) One Franklin Parkway, San Mateo, CA 94403-1906 (Add |
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| January 25, 2019 |
I, Matthew T. Hinkle, certify that: EX-99.CERT 2 fut-302certs.htm 302 CERTS Exhibit 3 (a) I, Matthew T. Hinkle, certify that: 1. I have reviewed this report on Form N-Q of Franklin Universal Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, no |
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| January 15, 2019 |
FT / Franklin Universal Trust PRE 14A SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| July 27, 2018 |
I, Matthew T. Hinkle, certify that: EX-99.CERT 2 fut302certs.htm 302 CERTS Exhibit 3(a) I, Matthew T. Hinkle, certify that: 1. I have reviewed this report on Form N-Q of Franklin Universal Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not |
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| July 27, 2018 |
FT / Franklin Universal Trust FUT NQ PE:05-31-18 (Quarterly Schedule of Portfolio Holdings) n-qfutpe053118sec.htm - Generated by SEC Publisher for SEC Filing UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-05569 Franklin Universal Trust (Exact name of registrant as specified in charter) One Franklin Parkway, San Mateo, CA 94403-1906 (A |
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| March 21, 2018 |
FT / Franklin Universal Trust 40-17F2 fut17f2-073117.htm - Generated by SEC Publisher for SEC Filing UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-17F-2 CERTIFICATE OF ACCOUNTING OF SECURITIES AND SIMILAR INVESTMENTS IN THE CUSTODY OF MANAGEMENT INVESTMENT COMPANIES PURSUANT TO RULE N-17F-2 [17 CFR 270.17F-2] 1. Investment Company Act File Number: Date Examination completed: 811 -05569 February 23, 201 |
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| March 20, 2018 |
FT / Franklin Universal Trust 40-17F2 fut17f2-053117.htm - Generated by SEC Publisher for SEC Filing UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-17F-2 CERTIFICATE OF ACCOUNTING OF SECURITIES AND SIMILAR INVESTMENTS IN THE CUSTODY OF MANAGEMENT INVESTMENT COMPANIES PURSUANT TO RULE N-17F-2 [17 CFR 270.17F-2] 1. Investment Company Act File Number: Date Examination completed: 811 -05569 February 23, 201 |
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| February 2, 2018 |
FT / Franklin Universal Trust 14A futproxystatementfinal.htm - Generated by SEC Publisher for SEC Filing SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant [X] Filed by a party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [X] Definitive Proxy Statement [ ] Definitive Additional Materials [ ] So |
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| January 26, 2018 |
n-qfutwrappage.htm - Generated by SEC Publisher for SEC Filing UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-05569 Franklin Universal Trust (Exact name of registrant as specified in charter) One Franklin Parkway, San Mateo, CA 94403-1906 (Addr |
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| January 26, 2018 |
I, Matthew T. Hinkle, certify that: EX-99.CERT 2 futcerts113017.htm Exhibit 3(a) I, Matthew T. Hinkle, certify that: 1. I have reviewed this report on Form N-Q of Franklin Universal Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not mislead |
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| November 6, 2017 |
FT / Franklin Universal Trust FUT 17F-2 PE:01-31-17 fut17f2-013117.htm - Generated by SEC Publisher for SEC Filing UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-17F-2 CERTIFICATE OF ACCOUNTING OF SECURITIES AND SIMILAR INVESTMENTS IN THE CUSTODY OF MANAGEMENT INVESTMENT COMPANIES PURSUANT TO RULE N-17F-2 [17 CFR 270.17F-2] 1. Investment Company Act File Number: Date Examination completed: 811 -05569 October 31, 2017 |
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| October 10, 2017 |
Franklin Universal Trust 17F-2 PE:08-31-16 fut17f2-083116.htm - Generated by SEC Publisher for SEC Filing UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-17F-2 CERTIFICATE OF ACCOUNTING OF SECURITIES AND SIMILAR INVESTMENTS IN THE CUSTODY OF MANAGEMENT INVESTMENT COMPANIES PURSUANT TO RULE N-17F-2 [17 CFR 270.17F-2] 1. Investment Company Act File Number: Date Examination completed: 811 -05569 August 24, 2017 |
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| October 5, 2017 |
Franklin Universal Trust FUT PE:05-31-16 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-17F-2 CERTIFICATE OF ACCOUNTING OF SECURITIES AND SIMILAR INVESTMENTS IN THE CUSTODY OF MANAGEMENT INVESTMENT COMPANIES PURSUANT TO RULE N-17F-2 [17 CFR 270.17F-2] 1. Investment Company Act File Number: Date Examination completed: 811 -05569 August 24, 2017 2. State Identification Number: AL AK AZ AR CA CO CT DE DC FL G |
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| July 28, 2017 |
Franklin Universal Trust - FUT NQ PE:05-31-2017 n-qfutpe053117sec.htm - Generated by SEC Publisher for SEC Filing UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-05569 Franklin Universal Trust (Exact name of registrant as specified in charter) One Franklin Parkway, San Mateo, CA 94403-1906 (A |
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| July 28, 2017 |
I, Matthew T. Hinkle, certify that: EX-99.CERT 2 fut302certs.htm 302 CERTS Exhibit 3(a) I, Matthew T. Hinkle, certify that: 1. I have reviewed this report on Form N-Q of Franklin Universal Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not |
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| February 8, 2017 |
Franklin Universal Trust FUT PROXY futproxystatementsec.htm - Generated by SEC Publisher for SEC Filing SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant [X] Filed by a party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [X] Definitive Proxy Statement [ ] Definitive Additional Materials [ ] Soli |
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| January 27, 2017 |
I, Laura F. Fergerson, certify that: EX-99.CERT 2 fut302certs.htm 302 CERTS Exhibit 3(a) I, Laura F. Fergerson, certify that: 1. I have reviewed this report on Form N-Q of Franklin Universal Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not |
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| January 27, 2017 |
Franklin Universal Trust FUT NQ PE: 11-30-2016 (Quarterly Schedule of Portfolio Holdings) n-qfutpe113016sec.htm - Generated by SEC Publisher for SEC Filing UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-05569 Franklin Universal Trust (Exact name of registrant as specified in charter) One Franklin Parkway, San Mateo, CA 94403-1906 (A |
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| November 15, 2016 |
Franklin Universal Trust FUT 17F-2 PE 3-31-16 fut17f2-033116.htm - Generated by SEC Publisher for SEC Filing UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-17F-2 CERTIFICATE OF ACCOUNTING OF SECURITIES AND SIMILAR INVESTMENTS IN THE CUSTODY OF MANAGEMENT INVESTMENT COMPANIES PURSUANT TO RULE N-17F-2 [17 CFR 270.17F-2] 1. Investment Company Act File Number: Date Examination completed: 811 -05569 September 21, 20 |
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| November 9, 2016 |
Franklin Universal Trust FUT 17-F2 PE 7-1-15 - 12-31-15 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-17F-2 CERTIFICATE OF ACCOUNTING OF SECURITIES AND SIMILAR INVESTMENTS IN THE CUSTODY OF MANAGEMENT INVESTMENT COMPANIES PURSUANT TO RULE N-17F-2 [17 CFR 270.17F-2] 1. Investment Company Act File Number: Date Examination completed: 811 -05569 September 21, 2016 2. State Identification Number: AL AK AZ AR CA CO CT DE DC F |
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| July 28, 2016 |
I, Laura F. Fergerson, certify that: fut302certs.htm - Generated by SEC Publisher for SEC Filing Exhibit 3(a) I, Laura F. Fergerson, certify that: 1. I have reviewed this report on Form N-Q of Franklin Universal Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such stat |
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| July 28, 2016 |
Franklin Universal Trust FUT NQ PE:05-31-16 (Quarterly Schedule of Portfolio Holdings) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-05569 Franklin Universal Trust (Exact name of registrant as specified in charter) One Franklin Parkway, San Mateo, CA 94403-1906 (Address of principal executive offices) (Zip code) Craig S. |
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| February 8, 2016 |
Franklin Universal Trust FUT DEF 14A futproxystatement-finalsec.htm - Generated by SEC Publisher for SEC Filing SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant [X] Filed by a party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [X] Definitive Proxy Statement [ ] Definitive Additional Materials [ |
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| February 3, 2016 |
FRANKLIN TEMPLETON INVESTMENTS ONE FRANKLIN PARKWAY SAN MATEO, CA 94403-1906 February 3, 2016 FRANKLIN TEMPLETON INVESTMENTS ONE FRANKLIN PARKWAY SAN MATEO, CA 94403-1906 February 3, 2016 VIA EDGAR Ms. |
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| January 27, 2016 |
I, Laura F. Fergerson, certify that: fut302certs1115.htm - Generated by SEC Publisher for SEC Filing Exhibit 3(a) I, Laura F. Fergerson, certify that: 1. I have reviewed this report on Form N-Q of Franklin Universal Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such |
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| January 27, 2016 |
Franklin Universal Trust (Quarterly Schedule of Portfolio Holdings) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-05569 Franklin Universal Trust (Exact name of registrant as specified in charter) One Franklin Parkway, San Mateo, CA 94403-1906 (Address of principal executive offices) (Zip code) Craig S. |
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| January 22, 2016 |
Franklin Universal Trust FUT PE: 04-01-15 TO 06-30-15 fut17f2-63015.htm - Generated by SEC Publisher for SEC Filing UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-17F-2 CERTIFICATE OF ACCOUNTING OF SECURITIES AND SIMILAR INVESTMENTS IN THE CUSTODY OF MANAGEMENT INVESTMENT COMPANIES PURSUANT TO RULE N-17F-2 [17 CFR 270.17F-2] 1. Investment Company Act File Number: Date Examination completed: 811 -05569 October 23, 2015 |
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| July 28, 2015 |
I, Laura F. Fergerson, certify that: fut302certs.htm - Generated by SEC Publisher for SEC Filing Exhibit 3(a) I, Laura F. Fergerson, certify that: 1. I have reviewed this report on Form N-Q of Franklin Universal Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such stat |
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| July 28, 2015 |
Franklin Universal Trust FUT NQ (Quarterly Schedule of Portfolio Holdings) n-qfutpe053115sec.htm - Generated by SEC Publisher for SEC Filing UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-05569 Franklin Universal Trust (Exact name of registrant as specified in charter) One Franklin Parkway, San Mateo, CA 94403-1906 (A |
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| June 16, 2015 |
fut17f2-33115.htm - Generated by SEC Publisher for SEC Filing UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-17F-2 CERTIFICATE OF ACCOUNTING OF SECURITIES AND SIMILAR INVESTMENTS IN THE CUSTODY OF MANAGEMENT INVESTMENT COMPANIES PURSUANT TO RULE N-17F-2 [17 CFR 270.17F-2] 1. Investment Company Act File Number: Date Examination completed: 811 -05569 May 29, 2015 2. S |
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| June 11, 2015 |
fut17f2-13115.htm - Generated by SEC Publisher for SEC Filing UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-17F-2 CERTIFICATE OF ACCOUNTING OF SECURITIES AND SIMILAR INVESTMENTS IN THE CUSTODY OF MANAGEMENT INVESTMENT COMPANIES PURSUANT TO RULE N-17F-2 [17 CFR 270.17F-2] 1. Investment Company Act File Number: Date Examination completed: 811 -05569 May 29, 2015 2. S |
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| February 12, 2015 |
FT / Franklin Universal Trust DEF 14A - - FUT fut2015proxysec.htm - Generated by SEC Publisher for SEC Filing SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant [X] Filed by a party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [X] Definitive Proxy Statement [ ] Definitive Additional Materials [ ] Solicitin |
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| January 28, 2015 |
nq-fut113014.htm - Generated by SEC Publisher for SEC Filing UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-05569 Franklin Universal Trust (Exact name of registrant as specified in charter) One Franklin Parkway, San Mateo, CA 94403-1906 (Addres |
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| January 28, 2015 |
I, Laura F. Fergerson, certify that: fut-302certs.htm - Generated by SEC Publisher for SEC Filing Exhibit 3 (a) I, Laura F. Fergerson, certify that: 1. I have reviewed this report on Form N-Q of Franklin Universal Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such st |
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| November 14, 2014 |
FT / Franklin Universal Trust 40-17F2 - - fut17f2-63014.htm - Generated by SEC Publisher for SEC Filing UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-17F-2 CERTIFICATE OF ACCOUNTING OF SECURITIES AND SIMILAR INVESTMENTS IN THE CUSTODY OF MANAGEMENT INVESTMENT COMPANIES PURSUANT TO RULE N-17F-2 [17 CFR 270.17F-2] 1. Investment Company Act File Number: Date Examination completed: 811 -05569 October 29, 2014 |
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| October 9, 2014 |
FT / Franklin Universal Trust 40-17F2 - - fut17f2-33114.htm - Generated by SEC Publisher for SEC Filing UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-17F-2 CERTIFICATE OF ACCOUNTING OF SECURITIES AND SIMILAR INVESTMENTS IN THE CUSTODY OF MANAGEMENT INVESTMENT COMPANIES PURSUANT TO RULE N-17F-2 [17 CFR 270.17F-2] 1. Investment Company Act File Number: Date Examination completed: 811 -05569 August 14, 2014 2 |
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| July 29, 2014 |
FT / Franklin Universal Trust N-Q - Quarterly Schedule of Portfolio Holdings - NQ FUT PE 5-31-14 n-qfutpe053114sec.htm - Generated by SEC Publisher for SEC Filing UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-05569 Franklin Universal Trust (Exact name of registrant as specified in charter) One Franklin Parkway, San Mateo, CA 94403-1906 (A |
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| July 29, 2014 |
I, Laura F. Fergerson, certify that: certs302sec.htm - Generated by SEC Publisher for SEC Filing Exhibit 3(a) I, Laura F. Fergerson, certify that: 1. I have reviewed this report on Form N-Q of Franklin Universal Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such stat |
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| June 27, 2014 |
FT / Franklin Universal Trust 40-17F2 - - FUT 17F2 PE 8/1/13 TO 1/31/14 fut17f2-13114.htm - Generated by SEC Publisher for SEC Filing UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-17F-2 CERTIFICATE OF ACCOUNTING OF SECURITIES AND SIMILAR INVESTMENTS IN THE CUSTODY OF MANAGEMENT INVESTMENT COMPANIES PURSUANT TO RULE N-17F-2 1. Investment Company Act File Number: Date Examination completed: 811 -05569 June 6, 2014 2. State Identification |
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| February 24, 2014 |
futproxy0214-final.htm - Generated by SEC Publisher for SEC Filing Schedule 14A Information Proxy Statement Pursuant to Section 14(A) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission [X] Definitive Proxy Statement O |
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| January 28, 2014 |
Quarterly Schedule of Portfolio Holdings - nq-fut113013.htm - Generated by SEC Publisher for SEC Filing UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-05569 Franklin Universal Trust (Exact name of registrant as specified in charter) One Franklin Parkway, San Mateo, CA 94403-1906 (Addres |
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| January 28, 2014 |
I, Laura F. Fergerson, certify that: fut-302certs.htm - Generated by SEC Publisher for SEC Filing Exhibit 3 (a) I, Laura F. Fergerson, certify that: 1. I have reviewed this report on Form N-Q of Franklin Universal Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such st |
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| December 9, 2013 |
fut17f2-73113.htm - Generated by SEC Publisher for SEC Filing UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-17F-2 CERTIFICATE OF ACCOUNTING OF SECURITIES AND SIMILAR INVESTMENTS IN THE CUSTODY OF MANAGEMENT INVESTMENT COMPANIES PURSUANT TO RULE N-17F-2 1. Investment Company Act File Number: Date Examination completed: 811 -05569 November 22, 2013 2. State Identific |
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| July 29, 2013 |
Quarterly Schedule of Portfolio Holdings - nqfut-pe053113.htm - Generated by SEC Publisher for SEC Filing UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-05569 Franklin Universal Trust (Exact name of registrant as specified in charter) One Franklin Parkway, San Mateo, CA 94403-1906 (Addr |
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| July 29, 2013 |
I, Laura F. Fergerson, certify that: fut-302certs.htm - Generated by SEC Publisher for SEC Filing Exhibit 3 (a) I, Laura F. Fergerson, certify that: 1. I have reviewed this report on Form N-Q of Franklin Universal Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such st |
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| July 15, 2013 |
franklinsecsoxcomment6-2013r.htm - Generated by SEC Publisher for SEC Filing FRANKLIN TEMPLETON INVESTMENTS ONE FRANKLIN PARKWAY SAN MATEO, CA 94403-1906 July 15, 2013 VIA EDGAR Ms. Christina DiAngelo Mr. Jeffrey Long U.S. Securities and Exchange Commission Division of Investment Management Office of Disclosure and Review 100 F Street, NE Washington, DC 20549-8626 Subject: Franklin, Templeton, and |
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| July 11, 2013 |
fut17f2-33113.htm - Generated by SEC Publisher for SEC Filing UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-17F-2 CERTIFICATE OF ACCOUNTING OF SECURITIES AND SIMILAR INVESTMENTS IN THE CUSTODY OF MANAGEMENT INVESTMENT COMPANIES PURSUANT TO RULE N-17F-2 1. Investment Company Act File Number: Date Examination completed: 811 -05569 June 18, 2013 2. State Identificatio |
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| June 18, 2013 |
fut17f2-013111.htm - Generated by SEC Publisher for SEC Filing U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-17F-2 CERTIFICATE OF ACCOUNTING OF SECURITIES AND SIMILAR INVESTMENTS IN THE CUSTODY OF MANAGEMENT INVESTMENT COMPANIES PURSUANT TO RULE N-17F-2 1. Investment Company Act File Number: Date Examination completed: 811 -05569 May 26, 2011 2. State Identification Number: |
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| June 13, 2013 |
fut17f2-93010.htm - Generated by SEC Publisher for SEC Filing U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-17F-2 CERTIFICATE OF ACCOUNTING OF SECURITIES AND SIMILAR INVESTMENTS IN THE CUSTODY OF MANAGEMENT INVESTMENT COMPANIES PURSUANT TO RULE N-17F-2 1. Investment Company Act File Number: Date Examination completed: 811 -05569 May 26, 2011 2. State Identification Number: |
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| June 12, 2013 |
fut17f2-53110.htm - Generated by SEC Publisher for SEC Filing U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-17F-2 CERTIFICATE OF ACCOUNTING OF SECURITIES AND SIMILAR INVESTMENTS IN THE CUSTODY OF MANAGEMENT INVESTMENT COMPANIES PURSUANT TO RULE N-17F-2 1. Investment Company Act File Number: Date Examination completed: 811 -05569 May 26, 2011 2. State Identification Number: |
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| April 5, 2013 |
fut17f2123112.htm - Generated by SEC Publisher for SEC Filing U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-17F-2 CERTIFICATE OF ACCOUNTING OF SECURITIES AND SIMILAR INVESTMENTS IN THE CUSTODY OF MANAGEMENT INVESTMENT COMPANIES PURSUANT TO RULE N-17F-2 1. Investment Company Act File Number: Date Examination completed: 811 -05569 March 8, 2013 2. State Identification Number: |
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| February 20, 2013 |
futproxyfinal0213.htm - Generated by SEC Publisher for SEC Filing SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant [X] Filed by a party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [X] Definitive Proxy Statement [ ] Definitive Additional Materials [ ] Solicit |
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| January 28, 2013 |
Quarterly Schedule of Portfolio Holdings - nq-fut113012.htm - Generated by SEC Publisher for SEC Filing Quarterly Statement ofInvestments I See Notes to Statement ofInvestments. Franklin Universal Trust Notes to Statement of Investments (unaudited) 1. ORGANIZATION Franklin Universal Trust (Fund) is registered under the Investment Company Act of 1940, as amended, as a closed-end investment company. 2. FINANCIAL INSTRUMENT VALUATION The Fund |
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| January 28, 2013 |
I, Laura F. Fergerson, certify that: fut-302certs1112.htm - Generated by SEC Publisher for SEC Filing Exhibit 3 (a) I, Laura F. Fergerson, certify that: 1. I have reviewed this report on Form N-Q of Franklin Universal Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which suc |
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| October 10, 2012 |
fut17f2073112.htm - Generated by SEC Publisher for SEC Filing U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-17F-2 CERTIFICATE OF ACCOUNTING OF SECURITIES AND SIMILAR INVESTMENTS IN THE CUSTODY OF MANAGEMENT INVESTMENT COMPANIES PURSUANT TO RULE N-17F-2 1. Investment Company Act File Number: Date Examination completed: 811 -05569 September 28, 2012 2. State Identification Nu |
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| September 5, 2012 |
fut17f2053112.htm - Generated by SEC Publisher for SEC Filing U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-17F-2 CERTIFICATE OF ACCOUNTING OF SECURITIES AND SIMILAR INVESTMENTS IN THE CUSTODY OF MANAGEMENT INVESTMENT COMPANIES PURSUANT TO RULE N-17F-2 1. Investment Company Act File Number: Date Examination completed: 811 -05569 July 23, 2012 2. State Identification Number: |
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| July 27, 2012 |
Quarterly Schedule of Portfolio Holdings - fut-nq053112.htm - Generated by SEC Publisher for SEC Filing Item 2. Controls and Procedures. (a) Evaluation of Disclosure Controls and Procedures. The Registrant maintains disclosure controls and procedures that are designed to ensure that information required to be disclosed in the Registrant’s filings under the Securities Exchange Act of 1934 and the Investment Company Act of 1940 is recorded, |
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| July 27, 2012 |
I, Laura F. Fergerson, certify that: fut302certs.htm - Generated by SEC Publisher for SEC Filing Exhibit 3 (a) I, Laura F. Fergerson, certify that: 1. I have reviewed this report on Form N-Q of Franklin Universal Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such sta |
|
| March 21, 2012 |
fut17f2123111.htm - Generated by SEC Publisher for SEC Filing U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-17F-2 CERTIFICATE OF ACCOUNTING OF SECURITIES AND SIMILAR INVESTMENTS IN THE CUSTODY OF MANAGEMENT INVESTMENT COMPANIES PURSUANT TO RULE N-17F-2 1. Investment Company Act File Number: Date Examination completed: 811 -05569 March 15, 2012 2. State Identification Number |
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| February 22, 2012 |
futproxystatementv6-final.htm - Generated by SEC Publisher for SEC Filing SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant [X] Filed by a party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [X] Definitive Proxy Statement [ ] Definitive Additional Materials [ ] |
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| January 26, 2012 |
Quarterly Schedule of Portfolio Holdings - fut-nq1111.htm - Generated by SEC Publisher for SEC Filing tRounds to less than 0.1% of net assets. 'The principal amount is stated in U.S. dollars unless otherwise indicated. aNon-income producing. bSecurity was purchased pursuant to Rule 144A under the Securities Act of 1933 and may be sold in transactions exempt from registration only to qualified institutional buyers or in a public offering re |
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| January 26, 2012 |
I, Laura F. Fergerson, certify that: EX-99.CERT 2 fut302certs.htm Exhibit 3(a) I, Laura F. Fergerson, certify that: 1. I have reviewed this report on Form N-Q of Franklin Universal Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleadin |
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| January 9, 2012 |
- FUT 17F-2 REPT PE 6/1/11-8/31/11 fut17f2112211.htm - Generated by SEC Publisher for SEC Filing U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-17F-2 CERTIFICATE OF ACCOUNTING OF SECURITIES AND SIMILAR INVESTMENTS IN THE CUSTODY OF MANAGEMENT INVESTMENT COMPANIES PURSUANT TO RULE N-17F-2 1. Investment Company Act File Number: Date Examination completed: 811 -05569 November 22, 2011 2. State Identification Num |
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| October 12, 2011 |
Report of Independent Registered Public Accounting Firm U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-17F-2 CERTIFICATE OF ACCOUNTING OF SECURITIES AND SIMILAR INVESTMENTS IN THE CUSTODY OF MANAGEMENT INVESTMENT COMPANIES PURSUANT TO RULE N-17F-2 1. Investment Company Act File Number: Date Examination completed: 811 -05569 September 9, 2011 2. State Identification Number: AL AK AZ AR CA CO CT DE DC FL GA HI ID IL IN IA KS KY LA |
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| July 28, 2011 |
I, Laura F. Fergerson, certify that: EX-99.CERT 10 fut302cert711.htm Exhibit 3 (a) I, Laura F. Fergerson, certify that: 1. I have reviewed this report on Form N-Q of Franklin Universal Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misle |
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| July 28, 2011 |
FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-05569 Franklin Universal Trust (Exact name of registrant as specified in charter) One Franklin Parkway, San Mateo, CA 94403-1906 (Address of principal executive offices) (Zip code) Craig S. |
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| February 17, 2011 |
SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| January 28, 2011 |
I, Laura F. Fergerson, certify that: EX-99.CERT 2 fut302-certs1130.htm FUT 302 CERTS Exhibit 3 (a) I, Laura F. Fergerson, certify that: 1. I have reviewed this report on Form N-Q of Franklin Universal Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were |
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| January 28, 2011 |
Quarterly Statement ofInvestments nqfut-113010.htm - Generated by SEC Publisher for SEC Filing Quarterly Statement ofInvestments See Notes to Statements ofInvestments. Franklin Universal Trust Notes to Statement of Investments (unaudited) 1. ORGANIZATION Franklin Universal Trust (Fund) is registered under the Investment Company Act of 1940, as amended, as a closed-end investment company. 2. FINANCIAL INSTRUMENT VALUATION The Fund |
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| November 10, 2010 |
fut17f200110.htm - Generated by SEC Publisher for SEC Filing U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-17F-2 CERTIFICATE OF ACCOUNTING OF SECURITIES AND SIMILAR INVESTMENTS IN THE CUSTODY OF MANAGEMENT INVESTMENT COMPANIES PURSUANT TO RULE N-17F-2 1. Investment Company Act File Number: Date Examination completed: 811-05569 July 20, 2010 2. State Identification Number: A |
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| July 28, 2010 |
I, Laura F. Fergerson, certify that: EX-99.CERT 2 fut302cert053110.htm SECTION 302 CERTIFICATION Exhibit 3(a) I, Laura F. Fergerson, certify that: 1. I have reviewed this report on Form N-Q of Franklin Universal Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such stat |
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| July 28, 2010 |
FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-05569 Franklin Universal Trust (Exact name of registrant as specified in charter) One Franklin Parkway, San Mateo, CA 94403-1906 (Address of principal executive offices) (Zip code) Craig S. |
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| February 23, 2010 |
SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| February 16, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G/A (Rule 13d-102) Under the Securities Exchange Act of 1934 (Amendment No. 1) Franklin Universal Trust (Name of Issuer) Shares of Beneficial Interest (Title of Class of Securities) 355145103 (CUSIP Number) December 31, 2009 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designa |
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| June 8, 2009 |
U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-17F-2 CERTIFICATE OF ACCOUNTING OF SECURITIES AND SIMILAR INVESTMENTS IN THE CUSTODY OF MANAGEMENT INVESTMENT COMPANIES PURSUANT TO RULE N-17F-2 1. Investment Company Act File Number: 811- 05569 Date Examination completed: May 29, 2009 2. State Identification Number: AL AK AZ AR CA CO CT DE DC FL GA HI ID IL IN IA KS KY LA ME MD |
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| February 25, 2009 |
U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-17F-2 CERTIFICATE OF ACCOUNTING OF SECURITIES AND SIMILAR INVESTMENTS IN THE CUSTODY OF MANAGEMENT INVESTMENT COMPANIES PURSUANT TO RULE N-17F-2 1. Investment Company Act File Number: 811- 05569 Date Examination completed: January 23, 2009 2. State Identification Number: AL AK AZ AR CA CO CT DE DC FL GA HI ID IL IN IA KS KY LA M |
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| October 14, 2008 |
U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-17F-2 CERTIFICATE OF ACCOUNTING OF SECURITIES AND SIMILAR INVESTMENTS IN THE CUSTODY OF MANAGEMENT INVESTMENT COMPANIES PURSUANT TO RULE N-17F-2 1. Investment Company Act File Number: 811- 05569 Date Examination completed: September 15, 2008 2. State Identification Number: AL AK AZ AR CA CO CT DE DC FL GA HI ID IL IN IA KS KY LA |
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| October 9, 2008 |
U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-17F-2 CERTIFICATE OF ACCOUNTING OF SECURITIES AND SIMILAR INVESTMENTS IN THE CUSTODY OF MANAGEMENT INVESTMENT COMPANIES PURSUANT TO RULE N-17F-2 1. Investment Company Act File Number: 811- 05569 Date Examination completed: April 23, 2008 2. State Identification Number: AL AK AZ AR CA CO CT DE DC FL GA HI ID IL IN IA KS KY LA ME |
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| October 7, 2008 |
U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-17F-2 CERTIFICATE OF ACCOUNTING OF SECURITIES AND SIMILAR INVESTMENTS IN THE CUSTODY OF MANAGEMENT INVESTMENT COMPANIES PURSUANT TO RULE N-17F-2 1. Investment Company Act File Number: 811-05569 Date Examination completed: January 24, 2008 2. State Identification Number: AL AK AZ AR CA CO CT DE DC FL GA HI ID IL IN IA KS KY LA ME |
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| March 28, 2008 |
OMB APPROVAL OMB Number: 3235-0145 Expires: February 28, 2009 Estimated average burden Hours per response 10. |
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| March 28, 2008 |
Exhibit (a)(1)(J) FOR IMMEDIATE RELEASE For more information, contact Bulldog Investors General Partnership at (201) 556-0092 BULLDOG INVESTORS GENERAL PARTNERSHIP TERMINATES ITS TENDER OFFER FOR FRANKLIN UNIVERSAL TRUST SHARES March 28, 2008 ?Bulldog Investors General Partnership (?BIGP?) has terminated its amended tender offer to purchase up to 5,000,000 shares of beneficial interest, $0. |
|
| March 7, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ¨ Filed by a Party other than the Registrant x Check the appropriate box: o Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule14a-6( |
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| March 6, 2008 |
EXHIBIT (a)(1)(I) FOR IMMEDIATE RELEASE For more information, contact Bulldog Investors General Partnership at (201) 556-0092 BULLDOG INVESTORS GENERAL PARTNERSHIP AMENDS ITS TENDER OFFER FOR SHARES OF BENEFICIAL INTEREST OF FT TO INCREASE THE PRICE TO 100% OF NAV AND EXTEND THE EXPIRATION DATE March 6, 2008 ? (New York) ? Bulldog Investors General Partnership (?BIGP?) is amending its offer to purchase shares of beneficial interest, $0. |
|
| March 6, 2008 |
OMB APPROVAL OMB Number: 3235-0145 Expires: February 28, 2009 Estimated average burden Hours per response 10. |
|
| February 15, 2008 |
EX-99.(A)(1)(G) 8 ex99a1g.htm PRESS RELEASE Exhibit (a)(1)(G) FOR IMMEDIATE RELEASE For more information, contact Bulldog Investors General Partnership at (201) 556-0092 BULLDOG INVESTORS GENERAL PARTNERSHIP COMMENCES TENDER OFFER TO PURCHASE UP TO 5,000,000 SHARES OF BENEFICIAL INTEREST OF FT AT 95% OF NET ASSET VALUE PER SHARE February 15, 2008 — Bulldog Investors General Partnership (“BIGP”) is |
|
| February 15, 2008 |
EX-99.(A)(1)(A) 2 ex99a1a.htm OFFER TO PURCHASE Exhibit (a)(1)(A) Offer to Purchase for Cash Up To 5,000,000 Shares of Beneficial Interest of Franklin Universal Trust at 95% of Net Asset Value Per Share by Bulldog Investors General Partnership THE OFFER AND WITHDRAWAL RIGHTS WILL EXPIRE AT 5:00 P.M., NEW YORK CITY TIME, ON MARCH 21, 2008, UNLESS THE OFFER IS EXTENDED (THE “EXPIRATION DATE”). Bulld |
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| February 15, 2008 |
GUIDELINES FOR CERTIFICATION OF TAXPAYER IDENTIFICATION NUMBER ON SUBSTITUTE FORM W-9 EXHIBIT (a)(1)(F) GUIDELINES FOR CERTIFICATION OF TAXPAYER IDENTIFICATION NUMBER ON SUBSTITUTE FORM W-9 GUIDELINES FOR DETERMINING THE PROPER IDENTIFICATION NUMBER TO GIVE THE PAYER. |
|
| February 15, 2008 |
OMB APPROVAL OMB Number: 3235-0145 Expires: February 28, 2009 Estimated average burden Hours per response 10. |
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| February 15, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant x Check the appropriate box: o Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule14a-6( |
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| February 15, 2008 |
EX-99.(A)(1)(C) 4 ex99a1c.htm NOTICE OF GUARANTEED DELIVERY EXHIBIT (a)(1)(C) Notice of Guaranteed Delivery to Tender Shares of Beneficial Interest of FRANKLIN UNIVERSAL TRUST to BULLDOG INVESTORS GENERAL PARTNERSHIP THE OFFER AND WITHDRAWAL RIGHTS EXPIRE AT 5:00 P.M., NEW YORK CITY TIME, ON MARCH 21, 2008, UNLESS THE OFFER IS EXTENDED. (Not to be used for Signature Guarantees) This Notice of Guar |
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| February 15, 2008 |
EXHIBIT (a)(1)(B) Letter of Transmittal to Tender Shares of Beneficial Interest of FRANKLIN UNIVERSAL TRUST PURSUANT TO THE OFFER TO PURCHASE DATED FEBRUARY 15, 2008 AT 95% of Net Asset Value Per Share (CUSIP Number of Class of Securities: 355145103) by BULLDOG INVESTORS GENERAL PARTNERSHIP THE OFFER AND WITHDRAWAL RIGHTS EXPIRE AT 5:00 P. |
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| February 15, 2008 |
EX-99.(A)(1)(E) 6 ex99a1e.htm LETTER TO CLIENTS EXHIBIT (a)(1)(E) Offer to Purchase for Cash Up To 5,000,000 Shares of Beneficial Interest of Franklin Universal Trust at 95% of Net Asset Value Per Share by Bulldog Investors General Partnership THE OFFER AND WITHDRAWAL RIGHTS WILL EXPIRE AT 5:00 P.M., NEW YORK CITY TIME, ON MARCH 21, 2008, UNLESS THE OFFER IS EXTENDED (THE “EXPIRATION DATE”). To Ou |
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| February 15, 2008 |
Bulldog Investors General Partnership EXHIBIT (a)(1)(H) Bulldog Investors General Partnership Park 80 West - Plaza Two, Suite 750, Saddle Brook, NJ 07663 Phone: 201-556-0092 / Fax: 201-556-0097 / info@bulldoginvestors. |
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| February 15, 2008 |
EX-99.(A)(1)(D) 5 ex99a1d.htm LETTER TO BROKERS EXHIBIT (a)(1)(D) Offer to Purchase for Cash Up To 5,000,000 Shares of Beneficial Interest Of Franklin Universal Trust At 95% of Net Asset Value Per Share By Bulldog Investors General Partnership February 15, 2008 To Brokers, Dealers, Commercial Banks, Trust Companies and Other Nominees: Bulldog Investors General Partnership, a New York general partn |
