FMF / First Trust Exchange-Traded Fund V - First Trust Managed Futures Strategy Fund - SEC Filings, Annual Report, Proxy Statement

First Trust Exchange-Traded Fund V - First Trust Managed Futures Strategy Fund
US ˙ ARCA ˙ US33739G1031

Basic Stats
CIK 1549548
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis. These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to First Trust Exchange-Traded Fund V - First Trust Managed Futures Strategy Fund
SEC Filings (Chronological Order)
This page provides a complete, chronological list of SEC Filings, excluding ownership filings which we provide elsewhere.
July 11, 2025 DEF 14A

As filed with the Securities and Exchange Commission on July 11, 2025 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.

As filed with the Securities and Exchange Commission on July 11, 2025 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

May 13, 2025 DEFA14A

As filed with the Securities and Exchange Commission on May 13, 2025 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.

As filed with the Securities and Exchange Commission on May 13, 2025 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

November 29, 2022 NPORT-EX

First Trust Managed Futures Strategy Fund (FMF)

NPORT-EX 2 edgar.htm 9.30.22 N-PORT PART F First Trust Managed Futures Strategy Fund (FMF) Consolidated Portfolio of Investments September 30, 2022 (Unaudited) Principal Value Description Stated Coupon Stated Maturity Value U.S. TREASURY BILLS – 57.9% $15,000,000 U.S. Treasury Bill (a) 10/04/22 $14,999,081 15,000,000 U.S. Treasury Bill (a) 10/06/22 14,997,078 10,000,000 U.S. Treasury Bill (a) 10/1

May 26, 2022 NPORT-EX

First Trust Managed Futures Strategy Fund (FMF)

First Trust Managed Futures Strategy Fund (FMF) Consolidated Portfolio of Investments March 31, 2022 (Unaudited) Shares Description Value MONEY MARKET FUNDS – 0.

November 24, 2021 NPORT-EX

First Trust Managed Futures Strategy Fund (FMF)

First Trust Managed Futures Strategy Fund (FMF) Consolidated Portfolio of Investments September 30, 2021 (Unaudited) Shares Description Value MONEY MARKET FUNDS – 0.

May 21, 2021 NPORT-EX

First Trust Managed Futures Strategy Fund (FMF)

First Trust Managed Futures Strategy Fund (FMF) Consolidated Portfolio of Investments March 31, 2021 (Unaudited) Shares Description Value MONEY MARKET FUNDS – 0.

November 19, 2020 NPORT-EX

First Trust Managed Futures Strategy Fund (FMF)

First Trust Managed Futures Strategy Fund (FMF) Consolidated Portfolio of Investments September 30, 2020 (Unaudited) Shares Description Value MONEY MARKET FUNDS – 0.

October 9, 2020 CORRESP

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111 West Monroe Street Chicago, Illinois 60603-4080 T 312.845.3000 F 312.701.2361 www.chapman.com October 9, 2020 VIA EDGAR CORRESPONDENCE United States Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Filings for First Trust Funds listed in Exhibit A attached hereto Ladies and Gentlemen: This letter responds to comments, provided by Ken Ellington and Christina DiAn

May 26, 2020 NPORT-EX

First Trust Managed Futures Strategy Fund (FMF)

First Trust Managed Futures Strategy Fund (FMF) Consolidated Portfolio of Investments March 31, 2020 (Unaudited) Principal Value Description Stated Coupon Stated Maturity Value U.

November 22, 2019 NPORT-EX

FMF / First Trust Managed Futures Strategy Fund NPORT-EX - - FMF 9.30.19 N-PORT PART F

First Trust Managed Futures Strategy Fund (FMF) Consolidated Portfolio of Investments September 30, 2019 (Unaudited) Principal Value Description Stated Coupon Stated Maturity Value U.

May 22, 2019 NPORT-EX

First Trust Exchange-traded Fund V NPORT-EX - - PORTFOLIO OF HOLDINGS

First Trust Morningstar Managed Futures Strategy Fund (FMF) Consolidated Portfolio of Investments March 31, 2019 (Unaudited) Principal Value Description Stated Coupon Stated Maturity Value U.

April 30, 2019 AW

First Trust Exchange-traded Fund V AW WITHDRAWAL OF AMENDMENT

April 30, 2019 Division of Investment Management Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: Form AW - Request for Withdrawal First Trust Exchange-Traded Fund V Registration on Form N-1A Post-Effective Amendment No.

November 28, 2018 N-Q

First Trust Exchange-traded Fund V QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS (Quarterly Schedule of Portfolio Holdings)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22709 First Trust Exchange-Traded Fund V (Exact name of registrant as specified in charter) 120 East Liberty Drive, Suite 400 Wheaton, IL 60187 (Address of principal executive offices) W. Scott J

November 28, 2018 EX-99.CERT

Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act

Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, James M.

March 21, 2017 SC 13G/A

FMF / First Trust Morningstar Managed Futures Strategy Fund / BANK OF MONTREAL /CAN/ - SC 13G/A Passive Investment

SC 13G/A UNITED STATES Securities and Exchange Commission Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3)* FIRST TR EXCHANGE TRADED FD (Name of Issuer) FIRST TR MNGSTR (Title of Class of Securities) 33739G103 (CUSIP Number) Dec 31, 2016 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to

February 17, 2016 SC 13G/A

FMF / First Trust Morningstar Managed Futures Strategy Fund / BANK OF MONTREAL /CAN/ - SC 13G/A Passive Investment

UNITED STATES Securities and Exchange Commission Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* FIRST TRUST EXCHANGE-TRADED FUNDS V (Name of Issuer) FIRST TR MNGSTR (Title of Class of Securities) 33739G103 (CUSIP Number) Dec 31, 2015 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to

February 17, 2016 EX-1

JOINT FILING AGREEMENT

Exhibit 1 JOINT FILING AGREEMENT In accordance with rule 13d-1(k) under the Securities Act of 1934, as amended, each of the undersigned entities, as applicable, pursuant to a duly executed power of attorney, hereby agrees to this and any future joint filing of Schedule 13G (including any and all amendments thereto) to be made on their behalf and further agrees to the filing of this Agreement as an Exhibit thereto.

February 13, 2015 EX-2

POWER OF ATTORNEY For executing Schedules 13G and 13D, 13G/D Joint Filing Agreement and Form 13F

EX-2 Exhibit 2 POWER OF ATTORNEY For executing Schedules 13G and 13D, 13G/D Joint Filing Agreement and Form 13F Each of the undersigned entities represents that the individuals signing on behalf of the entity is duly authorized to do so and hereby constitutes and appoints Blair Morrison, Senior Vice-President, Deputy General Counsel, and Chief Compliance Officer of Bank of Montreal, Barbara Muir,

February 13, 2015 SC 13G/A

FMF / First Trust Morningstar Managed Futures Strategy Fund / BANK OF MONTREAL /CAN/ - SC 13G/A Passive Investment

SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* FIRST TRUST EXCHANGE-TRADED FUND V (Name of Issuer) First Trust Morningstar Managed Futures Strategy Fund (Title of Class of Securities) 33739G103 (CUSIP Number) December 31, 2014 (Date of Event Which Requires Filing of this Statement) Check the

February 13, 2015 EX-1

JOINT FILING AGREEMENT

EX-1 Exhibit 1 JOINT FILING AGREEMENT In accordance with rule 13d-1(k) under the Securities Act of 1934, as amended, each of the undersigned entities, as applicable, pursuant to a duly executed power of attorney, hereby agrees to this and any future joint filing of Schedule 13G (including any and all amendments thereto) to be made on their behalf and further agrees to the filing of this Agreement as an Exhibit thereto.

August 8, 2014 SC 13G

FMF / First Trust Managed Futures Strategy Fund / BANK OF MONTREAL /CAN/ - SC 13G Passive Investment

SC 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* FIRST TRUST EXCHANGE-TRADED FUND V (Name of Issuer) First Trust Morningstar Managed Futures Strategy Fund (Title of Class of Securities) 33739G103 (CUSIP Number) December 31, 2013 (Date of Event Which Requires Filing of this Statement) Check the ap

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