FLUX SEC Filings - Flux Power Holdings, Inc.- Annual Report, Proxy Statement, Prospectus

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CIK

1083743

SEC Filings

All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis. These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Flux Power Holdings, Inc.

SEC Filings (Chronological Order)

This page provides a complete, chronological list of SEC Filings, excluding ownership filings which we provide elsewhere.

September 5, 2025	EX-10.1	AMENDMENT NO. 6 TO LOAN AND SECURITY AGREEMENT Exhibit 10.1 EXECUTION VERSION AMENDMENT NO. 6 TO LOAN AND SECURITY AGREEMENT THIS AMENDMENT NO. 6 TO LOAN AND SECURITY AGREEMENT (this “Amendment”), dated September 4, 2025, but with an effective date of August 31, 2025 (the “Amendment No. 6 Effective Date”), is by and among FLUX POWER, INC., a California corporation (“Flux”), and FLUX POWER HOLDINGS, INC., a Nevada corporation (“Holdings” and, t
September 5, 2025	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 31, 2025 FLUX POWER HOLDIN UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 31, 2025 FLUX POWER HOLDINGS, INC. (Exact name of registrant as specified in its charter) Nevada 001-31543 92-3550089 (State or Other Jurisdiction of Incorporation) (Commission
September 2, 2025	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 29, 2025 FLUX POWER HOLDIN UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 29, 2025 FLUX POWER HOLDINGS, INC. (Exact name of registrant as specified in its charter) Nevada 001-31543 92-3550089 (State or Other Jurisdiction of Incorporation) (Commission
August 14, 2025	DEF 14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.
August 6, 2025	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 1, 2025 FLUX POWER HOLDING UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 1, 2025 FLUX POWER HOLDINGS, INC. (Exact name of registrant as specified in its charter) Nevada 001-31543 92-3550089 (State or Other Jurisdiction of Incorporation) (Commission
August 4, 2025	PRE 14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.
August 1, 2025	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 31, 2025 FLUX POWER HOLDINGS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 31, 2025 FLUX POWER HOLDINGS, INC. (Exact name of registrant as specified in its charter) Nevada 001-31543 92-3550089 (State or Other Jurisdiction of Incorporation) (Commission F
July 22, 2025	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 16, 2025 FLUX POWER HOLDINGS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 16, 2025 FLUX POWER HOLDINGS, INC. (Exact name of registrant as specified in its charter) Nevada 001-31543 92-3550089 (State or Other Jurisdiction of Incorporation) (Commission F
July 22, 2025	EX-10.1	AMENDMENT NO. 5 TO LOAN AND SECURITY AGREEMENT Exhibit 10.1 AMENDMENT NO. 5 TO LOAN AND SECURITY AGREEMENT THIS AMENDMENT NO. 5 TO LOAN AND SECURITY AGREEMENT (this “Amendment”), dated as of July 16, 2025 is by and among FLUX POWER, INC., a California corporation (“Flux”), and FLUX POWER HOLDINGS, INC., a Nevada corporation (“Holdings” and, together with Flux, individually and collectively, jointly and severally, the “Borrower”), and GIBRALTAR
July 22, 2025	EX-10.2	FIRST AMENDMENT TO THE SUBORDINATED UNSECURED PROMISSORY NOTE Exhibit 10.2 FIRST AMENDMENT TO THE SUBORDINATED UNSECURED PROMISSORY NOTE THIS FIRST AMENDMENT TO THE SUBORDINATED UNSECURED PROMISSORY NOTE (this “First Amendment”), dated July 16, 2025 by and between Flux Power Holdings, Inc., a Nevada corporation (“Borrower”), and Cleveland Capital, L.P. (“Holder”). Holder and Borrower, each a “Party” and collectively, the “Parties.” RECITALS WHEREAS, the Borr
July 21, 2025	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 18, 2025 FLUX POWER HOLDINGS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 18, 2025 FLUX POWER HOLDINGS, INC. (Exact name of registrant as specified in its charter) Nevada 001-31543 92-3550089 (State or Other Jurisdiction of Incorporation) (Commission F
July 16, 2025	EX-99.1	EX-99.1 Exhibit 99.1
July 16, 2025	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 11, 2025 FLUX POWER HOLDINGS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 11, 2025 FLUX POWER HOLDINGS, INC. (Exact name of registrant as specified in its charter) Nevada 001-31543 92-3550089 (State or Other Jurisdiction of Incorporation) (Commission F
May 30, 2025	EX-3.1	EX-3.1 Exhibit 3.1
May 30, 2025	EX-10.1	FLUX POWER HOLDINGS, INC. 2025 EQUITY INCENTIVE PLAN Exhibit 10.1 FLUX POWER HOLDINGS, INC. 2025 EQUITY INCENTIVE PLAN The Board of Directors of Flux Power Holdings, Inc. (the “Company”) hereby adopts in its entirety the Flux Power Holdings, Inc. 2025 Equity Incentive Plan (the “Plan”), as of February 26, 2025 (“Plan Adoption Date”). . Unless otherwise defined, terms with initial capital letters are defined in Section 2 below. SECTION 1 BACKGROUND A
May 30, 2025	8-K	Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Submission of Matters to a Vote of Security Holders, Material Modification to Rights of Security Holders, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 28, 2025 FLUX POWER HOLDINGS, INC. (Exact name of registrant as specified in its charter) Nevada 001-31543 92-3550089 (State or Other Jurisdiction of Incorporation) (Commission Fi
May 8, 2025	8-K	Regulation FD Disclosure, Results of Operations and Financial Condition, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 8, 2025 FLUX POWER HOLDINGS, INC. (Exact name of registrant as specified in its charter) Nevada 001-31543 92-3550089 (State or Other Jurisdiction of Incorporation) (Commission Fil
May 8, 2025	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2025 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 001-31543 FLUX POWER HOLDINGS, INC. (Exact name of registrant as
May 8, 2025	EX-99.1	Flux Power Reports Fiscal Year 2025 Third Quarter Financial Results Q3 Revenue up 16% to $16.7 Million on Continued Demand Across Innovative Product Portfolio New SkyEMS Platform and Software Strategy to Create Complete Solution and Build Recurring R Exhibit 99.1 Flux Power Reports Fiscal Year 2025 Third Quarter Financial Results Q3 Revenue up 16% to $16.7 Million on Continued Demand Across Innovative Product Portfolio New SkyEMS Platform and Software Strategy to Create Complete Solution and Build Recurring Revenue Stream Vista, CA — May 8, 2025 — Flux Power Holdings, Inc. (NASDAQ: FLUX), a leading developer of advanced lithium-ion energy stor
April 9, 2025	DEF 14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.
April 9, 2025	DEFA14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.
April 2, 2025	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 31, 2025 FLUX POWER HOLDINGS, INC. (Exact name of registrant as specified in its charter) Nevada 001-31543 92-3550089 (State or Other Jurisdiction of Incorporation) (Commission
April 2, 2025	EX-10.1	Separation and Release Agreement with Ronald F. Dutt Exhibit 10.1 CONFIDENTIAL SEPARATION AND RELEASE AGREEMENT This Confidential Separation and Release Agreement (“Agreement”) is entered into by and between Ronald F. Dutt (hereinafter “EMPLOYEE”) and Flux Power Holdings, Inc., a Nevada corporation (hereinafter “EMPLOYER”). EMPLOYEE and EMPLOYER shall be referred to as the “Parties.” WHEREAS, the Parties entered into an Amended and Restated Executiv
March 27, 2025	PRE 14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.
March 20, 2025	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2024 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 001-31543 FLUX POWER HOLDINGS, INC. (Exact name of registrant
March 20, 2025	EX-99.1	Flux Power Reports Fiscal Year 2025 First and Second Quarter Financial Results Revenue and Gross Margin Growth Driven by Continued Demand Across Innovative Product Portfolio Exhibit 99.1 Flux Power Reports Fiscal Year 2025 First and Second Quarter Financial Results Revenue and Gross Margin Growth Driven by Continued Demand Across Innovative Product Portfolio Vista, CA — March 20, 2025 — Flux Power Holdings, Inc. (NASDAQ: FLUX), a developer of advanced lithium-ion energy storage solutions for electrification of commercial and industrial equipment, has reported its fina
March 20, 2025	8-K	Regulation FD Disclosure, Results of Operations and Financial Condition, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 20, 2025 FLUX POWER HOLDINGS, INC. (Exact name of registrant as specified in its charter) Nevada 001-31543 92-3550089 (State or Other Jurisdiction of Incorporation) (Commission
March 20, 2025	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2024 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 001-31543 FLUX POWER HOLDINGS, INC. (Exact name of registrant
March 10, 2025	8-K	Regulation FD Disclosure, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Entry into a Material Definitive Agreement, Other Events, Shareholder Director Nominations, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 6, 2025 FLUX POWER HOLDINGS, INC. (Exact name of registrant as specified in its charter) Nevada 001-31543 92-3550089 (State or Other Jurisdiction of Incorporation) (Commission F
March 10, 2025	EX-99.1	Flux Power Appoints Veteran Technology Leader Krishna Vanka as Chief Executive Officer New CEO Brings 18 Years of Expertise in Renewable Energy, EV Transition, Fleet Management and Telematics with a Vision to Accelerate the Company’s Growth, Innovati Exhibit 99.1 Flux Power Appoints Veteran Technology Leader Krishna Vanka as Chief Executive Officer New CEO Brings 18 Years of Expertise in Renewable Energy, EV Transition, Fleet Management and Telematics with a Vision to Accelerate the Company’s Growth, Innovation and Scale Vista, CA — March 10, 2025 — Flux Power Holdings, Inc. (NASDAQ: FLUX), a leading developer of advanced lithium-ion energy st
March 10, 2025	EX-10.2	Amendment to the Amended and Restated Employment Agreement with Ronald F. Dutt. Incorporated by reference to Exhibit 10.2 on Form 8-K filed on March 10, 2025. Exhibit 10.2 AMENDMENT TO EXECUTIVE EMPLOYMENT AGREEMENT This AMENDMENT TO EXECUTIVE EMPLOYMENT AGREEMENT (the “Amendment”), effective as of March 10, 2025 (the “Effective Date”), is by and among Flux Power Holdings, Inc.. a Nevada corporation (the “Company”) and Ronald F. Dutt (the “Employee”). Capitalized terms used in this Amendment and not otherwise defined herein shall have the meanings assig
March 10, 2025	EX-10.1	Executive Employment Agreement with Krishna Vanka. Incorporated by reference to Exhibit 10.1 on Form 8-K filed on March 10, 2025. Exhibit 10.1 EXECUTIVE EMPLOYMENT AGREEMENT This EXECUTIVE EMPLOYMENT AGREEMENT (this “Agreement”) is made and entered into as of March 10, 2025 (the “Effective Date”), by and between Flux Power Holdings, Inc., a Nevada corporation with its principal place of business at 2685 S. MELROSE DRIVE, VISTA CA 92081 (the “Company”), and Krishna Vanka, an individual residing in the state of California (“Em
March 10, 2025	EX-10.3	Separation and Release Agreement with Ronald F. Dutt. Incorporated by reference to Exhibit 10.3 on Form 8-K filed on March 10, 2025. Exhibit 10.3 CONFIDENTIAL SEPARATION AND RELEASE AGREEMENT This Confidential Separation and Release Agreement (“Agreement”) is entered into by and between Ronald F. Dutt (hereinafter “EMPLOYEE”) and Flux Power Holdings, Inc., a Nevada corporation (hereinafter “EMPLOYER”). EMPLOYEE and EMPLOYER shall be referred to as the “Parties.” WHEREAS, the Parties entered into an Amended and Restated Executiv
February 25, 2025	8-K	Regulation FD Disclosure, Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 21, 2025 FLUX POWER HOLDINGS, INC. (Exact name of registrant as specified in its charter) Nevada 001-31543 92-3550089 (State or Other Jurisdiction of Incorporation) (Commissi
February 25, 2025	EX-99.1	Flux Power Receives Non-Compliance Notice from Nasdaq Exhibit 99.1 Flux Power Receives Non-Compliance Notice from Nasdaq VISTA, CA – February 25, 2025 – Flux Power Holdings, Inc. (NASDAQ: FLUX), a developer of advanced lithium-ion energy storage solutions for electrification of commercial and industrial equipment, today announced that on February 21, 2025, it received an additional notice (the “Notice”) from the Listing Qualifications Department of t
February 14, 2025	NT 10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One): ☐ Form 10-K ☐ Form 20-F ☐ Form 11-K ☒ Form 10-Q ☐ Form 10-D ☐ Form N-CEN ☐ Form N-CSR For Period Ended: December 31, 2024 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ Transition Report on Form 10-Q For the Transition Pe
February 14, 2025	8-K	Results of Operations and Financial Condition, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 14, 2025 FLUX POWER HOLDINGS, INC. (Exact name of registrant as specified in its charter) Nevada 001-31543 92-3550089 (State or Other Jurisdiction of Incorporation) (Commissi
February 14, 2025	EX-99	JOINT FILING AGREEMENT Exhibit A JOINT FILING AGREEMENT The undersigned agree that this Schedule 13G Amendment No.
February 3, 2025	8-K	Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 31, 2025 FLUX POWER HOLDINGS, INC. (Exact name of registrant as specified in its charter) Nevada 001-31543 92-3550089 (State or Other Jurisdiction of Incorporation) (Commissio
January 31, 2025	8-K/A	Changes in Registrant's Certifying Accountant, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 6, 2025 FLUX POWER HOLDINGS, INC. (Exact name of registrant as specified in its charter) Nevada 001-31543 92-3550089 (State or Other Jurisdiction of Incorp
January 30, 2025	8-K	Regulation FD Disclosure, Results of Operations and Financial Condition, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 29, 2025 FLUX POWER HOLDINGS, INC. (Exact name of registrant as specified in its charter) Nevada 001-31543 92-3550089 (State or Other Jurisdiction of Incorporation) (Commissio
January 30, 2025	EX-99.1	Flux Power Reports Fiscal Full Year 2024 Financial Results Continued Demand Across the Portfolio as Flux Diligently Follows Growth and Profitability Roadmap Restatement of Previously Filed Financial Statements Complete. No Impact to Cashflow Manageme Exhibit 99.1 Flux Power Reports Fiscal Full Year 2024 Financial Results Continued Demand Across the Portfolio as Flux Diligently Follows Growth and Profitability Roadmap Restatement of Previously Filed Financial Statements Complete. No Impact to Cashflow Management to Host Conference Call in Conjunction with Q1 & Q2 FY2025 Financial Results Upon Filing Related Forms 10-Q with the Securities and Ex
January 29, 2025	EX-97.1	Policy for the Recovery of Erroneously Awarded Compensation Exhibit 97.1 FLUX POWER HOLDINGS, INC. POLICY FOR THE RECOVERY OF ERRONEOUSLY AWARDED COMPENSATION The Board of Directors (the “Board”) of Flux Power Holdings, Inc. (the “Company”), acting in the best interest of the Company and its shareholders, has adopted this Policy for the Recovery of Erroneously Awarded Compensation (the “Policy”), which provides for the recovery of certain Incentive-Based C
January 29, 2025	EX-10.30	Waiver to Loan and Security Agreement dated August 30, 2024. Exhibit 10.30 WAIVER TO LOAN AND SECURITY AGREEMENT THIS WAIVER TO LOAN AND SECURITY AGREEMENT (this “Waiver”), dated as of August 30, 2024, is by and among FLUX POWER, INC., a California corporation (“Flux”), and FLUX POWER HOLDINGS, INC., a Nevada corporation (“Holdings” and, together with Flux, individually and collectively, jointly and severally, the “Borrower”), and GIBRALTAR BUSINESS CAPITAL
January 29, 2025	EX-10.31	Waiver to Loan and Security Agreement dated January 17, 2025. Exhibit 10.31 WAIVER TO LOAN AND SECURITY AGREEMENT THIS WAIVER TO LOAN AND SECURITY AGREEMENT (this “Waiver”), dated as of January 17, 2025, is by and among FLUX POWER, INC., a California corporation (“Flux”), and FLUX POWER HOLDINGS, INC., a Nevada corporation (“Holdings” and, together with Flux, individually and collectively, jointly and severally, the “Borrower”), and GIBRALTAR BUSINESS CAPITA
January 29, 2025	10-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended June 30, 2024 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 001-31543 FLUX POWER HOLDINGS, INC. (Exact name of registrant as specified
January 29, 2025	EX-19.1	Insider Trading Compliance Program Policy. Exhibit 19.1 CERTIFICATION FLUX POWER HOLDINGS, INC. Insider Trading Compliance Policy Acknowledgement Page I have received, read, understand and agree to comply with the Flux Power Holdings, Inc. Insider Trading Compliance Program including the Insider Trading Policy, which is attached thereto as Attachment I. Name Signature Date Insider Trading Reminders Before trading in the securities of Flux
January 28, 2025	EX-10.1	Amendment No. 4 to Loan and Security Agreement (GBC). Incorporated by reference to Exhibit 10.1 on Form 8-K filed on January 28, 2025. Exhibit 10.1 AMENDMENT NO. 4 TO LOAN AND SECURITY AGREEMENT THIS AMENDMENT NO. 4 TO LOAN AND SECURITY AGREEMENT (this “Amendment”), dated as of January 22, 2025, is by and among FLUX POWER, INC., a California corporation (“Flux”), and FLUX POWER HOLDINGS, INC., a Nevada corporation (“Holdings” and, together with Flux, individually and collectively, jointly and severally, the “Borrower”), and GIBRA
January 28, 2025	8-K	Entry into a Material Definitive Agreement, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 22, 2025 FLUX POWER HOLDINGS, INC. (Exact name of registrant as specified in its charter) Nevada 001-31543 92-3550089 (State or Other Jurisdiction of Incorporation) (Commissio
January 8, 2025	EX-16.1	Letter from Baker Tilly US LLP Exhibit 16.1
January 8, 2025	8-K	Changes in Registrant's Certifying Accountant, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 6, 2025 FLUX POWER HOLDINGS, INC. (Exact name of registrant as specified in its charter) Nevada 001-31543 92-3550089 (State or Other Jurisdiction of Incorporation) (Commission
November 25, 2024	EX-99.1	Flux Power Receives Non-Compliance Letter from Nasdaq Exhibit 99.1 Flux Power Receives Non-Compliance Letter from Nasdaq VISTA, Calif. – November 25, 2024 – Flux Power Holdings, Inc. (NASDAQ: FLUX), a developer of advanced lithium-ion energy storage solutions for electrification of commercial and industrial equipment, today announced that on November 20, 2024, it received a letter from the Listing Qualifications Department of the Nasdaq Stock Market
November 25, 2024	8-K	Regulation FD Disclosure, Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 20, 2024 FLUX POWER HOLDINGS, INC. (Exact name of registrant as specified in its charter) Nevada 001-31543 92-3550089 (State or Other Jurisdiction of Incorporation) (Commissi
November 21, 2024	8-K	Regulation FD Disclosure, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Other Events, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 20, 2024 FLUX POWER HOLDINGS, INC. (Exact name of registrant as specified in its charter) Nevada 001-31543 92-3550089 (State or Other Jurisdiction of Incorporation) (Commissi
November 21, 2024	EX-99.1	Flux Power Announces Planned Retirement of Chairman & Chief Executive Officer Ron Dutt Mr. Dutt to Retire Upon Appointment of Successor, and Remain with the Company through the Search and Transition Period Exhibit 99.1 Flux Power Announces Planned Retirement of Chairman & Chief Executive Officer Ron Dutt Mr. Dutt to Retire Upon Appointment of Successor, and Remain with the Company through the Search and Transition Period VISTA, Calif. – November 21, 2024 – Flux Power Holdings, Inc. (NASDAQ: FLUX), a developer of advanced lithium-ion energy storage solutions for electrification of commercial and indu
November 15, 2024	NT 10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One): ☐ Form 10-K ☐ Form 20-F ☐ Form 11-K ☒ Form 10-Q ☐ Form 10-D ☐ Form N-CEN ☐ Form N-CSR For Period Ended: September 30, 2024 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ Transition Report on Form 10-Q For the Transition P
November 15, 2024	EX-99.1	Flux Power Provides Update on Inventory Restatement and Timeline to Report Fiscal FY 2024 and Q1 2025 Financial Results Exhibit 99.1 Flux Power Provides Update on Inventory Restatement and Timeline to Report Fiscal FY 2024 and Q1 2025 Financial Results VISTA, Calif. – November 15, 2024 – Flux Power Holdings, Inc. (NASDAQ: FLUX), a developer of advanced lithium-ion energy storage solutions for electrification of commercial and industrial equipment, today provided an update regarding its previously discussed restatem
November 15, 2024	8-K	Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 15, 2024 FLUX POWER HOLDINGS, INC. (Exact name of registrant as specified in its charter) Nevada 001-31543 92-3550089 (State or Other Jurisdiction of Incorporation) (Commissi
October 18, 2024	8-K	Regulation FD Disclosure, Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 16, 2024 FLUX POWER HOLDINGS, INC. (Exact name of registrant as specified in its charter) Nevada 001-31543 92-3550089 (State or Other Jurisdiction of Incorporation) (Commissio
October 18, 2024	EX-99.1	Flux Power Receives Non-Compliance Letter from Nasdaq Exhibit 99.1 Flux Power Receives Non-Compliance Letter from Nasdaq VISTA, Calif. – October 18, 2024 – Flux Power Holdings, Inc. (NASDAQ: FLUX), a developer of advanced lithium-ion energy storage solutions for electrification of commercial and industrial equipment today announced that on October 16, 2024, it received a letter from the Listing Qualifications Department of the Nasdaq Stock Market LLC
September 30, 2024	NT 10-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One): ☒ Form 10-K ☐ Form 20-F ☐ Form 11-K ☐ Form 10-Q ☐ Form 10-D ☐ Form N-CEN ☐ Form N-CSR For Period Ended: June 30, 2024 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ Transition Report on Form 10-Q For the Transition Period
September 5, 2024	EX-99.1	Flux Power to Write Down $1.7 Million in Obsolete Inventory, Requiring Restatement of Certain Previously Issued Financial Statements Exhibit 99.1 Flux Power to Write Down $1.7 Million in Obsolete Inventory, Requiring Restatement of Certain Previously Issued Financial Statements VISTA, Calif. – September 5, 2024 – Flux Power Holdings, Inc. (NASDAQ: FLUX), a developer of advanced lithium-ion energy storage solutions for electrification of commercial and industrial equipment today announced that it has identified $1.7 million of e
September 5, 2024	8-K	Regulation FD Disclosure, Financial Statements and Exhibits, Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 30, 2024 FLUX POWER HOLDINGS, INC. (Exact name of registrant as specified in its charter) Nevada 001-31543 92-3550089 (State or Other Jurisdiction of Incorporation) (Commission
August 14, 2024	EX-10.1	Amendment No. 3 to Loan and Security Agreement (GBC) Exhibit 10.1 AMENDMENT NO. 3 TO LOAN AND SECURITY AGREEMENT THIS AMENDMENT NO. 3 TO LOAN AND SECURITY AGREEMENT (this “Amendment”), dated as of May 31, 2024, is by and among FLUX POWER, INC., a California corporation (“Flux”), and FLUX POWER HOLDINGS, INC., a Nevada corporation (“Holdings” and, together with Flux, individually and collectively, jointly and severally, the “Borrower”), and GIBRALTAR
August 14, 2024	8-K	Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 31, 2024 FLUX POWER HOLDINGS, INC. (Exact name of registrant as specified in its charter) Nevada 001-31543 92-3550089 (State or Other Jurisdiction of Incorporation) (Commission Fi
May 13, 2024	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2024 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 001-31543 FLUX POWER HOLDINGS, INC. (Exact name of registrant as
May 13, 2024	EX-10.5	Waiver Agreement dated May 8, 2024 Exhibit 10.5 WAIVER TO LOAN AND SECURITY AGREEMENT THIS WAIVER TO LOAN AND SECURITY AGREEMENT (this “Waiver”), dated as of May 8, 2024, is by and among FLUX POWER, INC., a California corporation (“Flux”), and FLUX POWER HOLDINGS, INC., a Nevada corporation (“Holdings” and, together with Flux, individually and collectively, jointly and severally, the “Borrower”), and GIBRALTAR BUSINESS CAPITAL, LLC
May 9, 2024	EX-99.1	Flux Power Reports Fiscal Year 2024 Third Quarter Financial Results Acceleration of Initiatives to Address Market Trends Board of Directors Appointments Strengthen Leadership and Governance Management to Host Conference Call Today at 4:30 p.m. Easter Exhibit 99.1 Flux Power Reports Fiscal Year 2024 Third Quarter Financial Results Acceleration of Initiatives to Address Market Trends Board of Directors Appointments Strengthen Leadership and Governance Management to Host Conference Call Today at 4:30 p.m. Eastern Time Vista, CA — May 9, 2024 — Flux Power Holdings, Inc. (NASDAQ: FLUX), a developer of advanced lithium-ion energy storage solutions f
May 9, 2024	8-K	Regulation FD Disclosure, Results of Operations and Financial Condition, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 9, 2024 FLUX POWER HOLDINGS, INC. (Exact name of registrant as specified in its charter) Nevada 001-31543 92-3550089 (State or Other Jurisdiction of Incorporation) (Commission Fil
April 24, 2024	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Submission of Matters to a Vote of Security Holders, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 18, 2024 FLUX POWER HOLDINGS, INC. (Exact name of registrant as specified in its charter) Nevada 001-31543 92-3550089 (State or Other Jurisdiction of Incorporation) (Commission
March 5, 2024	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 1, 2024 FLUX POWER HOLDINGS, INC. (Exact name of registrant as specified in its charter) Nevada 001-31543 92-3550089 (State or Other Jurisdiction of Incorporation) (Commission F
February 29, 2024	DEFA14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.
February 29, 2024	DEF 14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.
February 23, 2024	EX-10.1	Form of Separation and Release Agreement (Charles Scheiwe) Exhibit 10.1 SEPARATION AND RELEASE This Separation and Release (“Release”) confirms the terms of your separation from employment with Flux Power Holdings, Inc., a Nevada corporation and Flux Power, Inc., a California corporation (collectively, the “Company”) and Insperity PEO Services, L.P. (“Insperity”). You agree that you have been paid all wages, salary, bonuses, commissions, expense reimburse
February 23, 2024	EX-10.2	Form of Consulting Agreement (Charles Scheiwe) Exhibit 10.2 CONSULTING AGREEMENT THIS CONSULTING AGREEMENT (this “Agreement”) is made and entered into as of February 22, 2024, by and between Flux Power Holding, Inc., a Nevada corporation (the “Company”), and Charles A. Scheiwe (“Scheiwe”). WHEREAS, the Company and Scheiwe have previously entered into that certain Executive Employment Agreement, effective as of February 12, 2021 (the “Employmen
February 23, 2024	EX-10.3	Employment Agreement (Kevin S. Royal) Exhibit 10.3 EXECUTIVE EMPLOYMENT AGREEMENT This EXECUTIVE EMPLOYMENT AGREEMENT (this “Agreement”) is made and entered into as of February 22, 2024 with an employment date of March 4, 2024 (the “Effective Date”), by and between Flux Power Holdings, Inc., a Nevada corporation with its principal place of business at 2685 S. MELROSE DRIVE, VISTA CA 92081 (the “Company”), and Kevin S. Royal, an indivi
February 23, 2024	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 16, 2024 FLUX POWER HOLDINGS, INC. (Exact name of registrant as specified in its charter) Nevada 001-31543 92-3550089 (State or Other Jurisdiction of Incorporation) (Commissi
February 8, 2024	8-K	Regulation FD Disclosure, Results of Operations and Financial Condition, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 8, 2024 FLUX POWER HOLDINGS, INC. (Exact name of registrant as specified in its charter) Nevada 001-31543 92-3550089 (State or Other Jurisdiction of Incorporation) (Commissio
February 8, 2024	EX-99.1	Flux Power Reports Fiscal Year 2024 Second Quarter Financial Results Operational Initiatives Result in Improvement in Gross Margins to 31% Revenue Increased 7% to Quarterly Record of $18.3 Million Adjusted EBITDA Improved to Positive $0.3M Moving Tow Exhibit 99.1 Flux Power Reports Fiscal Year 2024 Second Quarter Financial Results Operational Initiatives Result in Improvement in Gross Margins to 31% Revenue Increased 7% to Quarterly Record of $18.3 Million Adjusted EBITDA Improved to Positive $0.3M Moving Toward Cash Flow Breakeven Backlog was $29.7M as of February 1, 2024 Management to Host Conference Call Today at 4:30 p.m. Eastern Time Vist
February 8, 2024	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2023 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 001-31543 FLUX POWER HOLDINGS, INC. (Exact name of registrant
February 7, 2024	SC 13G/A	FLUX / Flux Power Holdings, Inc. / Cleveland Capital Management, L.l.c. Passive Investment SC 13G/A 1 d1096640413g-a.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 7)* Flux Power Holdings, Inc. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 344057203 (CUSIP Number) December 31, 2023 (Date of Event Which Requires Filing of this Statement) Check the ap
February 1, 2024	8-K	Entry into a Material Definitive Agreement, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 30, 2024 FLUX POWER HOLDINGS, INC. (Exact name of registrant as specified in its charter) Nevada 001-31543 92-3550089 (State or Other Jurisdiction of Incorporation) (Commissio
February 1, 2024	EX-10.1	Amendment No. 2 to Loan and Security Agreement (GBC) Exhibit 10.1 AMENDMENT NO. 2 TO LOAN AND SECURITY AGREEMENT THIS AMENDMENT NO. 2 TO LOAN AND SECURITY AGREEMENT (this “Amendment”), dated as of January 30, 2024, is by and among FLUX POWER, INC., a California corporation (“Flux”), and FLUX POWER HOLDINGS, INC., a Nevada corporation (“Holdings” and, together with Flux, individually and collectively, jointly and severally, the “Borrower”), and GIBRA
December 5, 2023	EX-99.1	Flux Power Holdings, Inc. Presentation dated December 4, 2023 Exhibit 99.1
December 5, 2023	8-K	Regulation FD Disclosure UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 4, 2023 FLUX POWER HOLDINGS, INC. (Exact name of registrant as specified in its charter) Nevada 001-31543 92-3550089 (State or Other Jurisdiction of Incorporation) (Commissio
November 9, 2023	EX-99.1	Flux Power Fiscal Year 2024 First Quarter Financial Results Ongoing Gross Margin Initiatives Result in 700BP Improvement in Gross Margins Backlog Increased to $31M as of November 2, 2023 Partnering with Fortune 100 Customer on Industry’s First Telema Exhibit 99.1 Flux Power Fiscal Year 2024 First Quarter Financial Results Ongoing Gross Margin Initiatives Result in 700BP Improvement in Gross Margins Backlog Increased to $31M as of November 2, 2023 Partnering with Fortune 100 Customer on Industry’s First Telematics Integration for Entire Fleet Management to Host Conference Call Today at 4:30 p.m. Eastern Time Vista, CA — November 9, 2023 — Flux
November 9, 2023	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2023 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 001-31543 FLUX POWER HOLDINGS, INC. (Exact name of registrant
November 9, 2023	8-K	Regulation FD Disclosure, Results of Operations and Financial Condition, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 9, 2023 FLUX POWER HOLDINGS, INC. (Exact name of registrant as specified in its charter) Nevada 001-31543 92-3550089 (State or Other Jurisdiction of Incorporation) (Commissio
November 3, 2023	EX-4.1	Form of Warrant Exhibit 4.1 THIS WARRANT CERTIFICATE AND THE SECURITIES ISSUABLE UPON EXERCISE HEREOF HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), OR ANY STATE SECURITIES LAWS AND MAY NOT BE SOLD, TRANSFERRED OR OTHERWISE DISPOSED OF UNLESS REGISTERED UNDER THE SECURITIES ACT AND UNDER APPLICABLE STATE SECURITIES LAWS OR THE ISSUER SHALL HAVE RECEIVED AN OPINION OF
November 3, 2023	EX-10.1	Credit Facility Agreement (Cleveland) Agreement(1) Exhibit 10.1 CREDIT FACILITY AGREEMENT CREDIT FACILITY AGREEMENT (this “Agreement”), dated as of November 2, 2023 (“Effective Date”), by and among Flux Power Holdings, Inc., a Nevada corporation (the “Borrower”), and Cleveland Capital, L.P., a Delaware limited partnership (“Cleveland” or the “Lender”). RECITALS WHEREAS, the Borrower has requested that the Lender make available to the Borrower a li
November 3, 2023	EX-99.1	Flux Power Announces Capital Structure Update Including New Credit Facility with Cleveland Capital Exhibit 99.1 Flux Power Announces Capital Structure Update Including New Credit Facility with Cleveland Capital VISTA, Calif. – November 3, 2023 – Flux Power Holdings, Inc. (NASDAQ: FLUX), a developer of advanced lithium-ion energy storage solutions for electrification of commercial and industrial equipment, today announced a new credit facility with Cleveland Capital L.P. (“CCLP”) and provided an
November 3, 2023	EX-10.2	Form of Subordinated Unsecured Promissory Note (Cleveland) Exhibit 10.2 IN ACCORDANCE WITH THE TERMS OF A SUBORDINATION AGREEMENT, DATED AS OF NOVEMBER 2, 2023 (THE “SUBORDINATION AGREEMENT”), BY AND AMONG THE COMPANY (AS DEFINED HEREIN), THE LENDER (AS DEFINED HEREIN), CERTAIN OTHER PARTIES TO THE SUBORDINATION AGREEMENT, AND GIBRALTAR BUSINESS CAPITAL, LLC (THE “SENIOR LENDER”), THE LENDER HAS SUBORDINATED THE INDEBTEDNESS EVIDENCED BY THIS SUBORDINATED
November 3, 2023	8-K	Regulation FD Disclosure, Entry into a Material Definitive Agreement, Unregistered Sales of Equity Securities, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant, Termination of a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 2, 2023 FLUX POWER HOLDINGS, INC. (Exact name of registrant as specified in its charter) Nevada 001-31543 92-3550089 (State or Other Jurisdiction of Incorporation) (Commissio
October 31, 2023	SC 13D	FLUX / Flux Power Holdings inc / Formidable Asset Management, LLC Activist Investment SC 13D 1 fp0085802-1sc13d.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. )* Flux Power Holdings, INC. (Name of Issuer) Common Stock (Title of Class of Securities) 344057302 (CUSIP Number) William B. Brown, Managing Member and CEO 513-655-5561 Formidable Asset Management, LLC 221 E. Fourth Street, Sui
October 24, 2023	EX-10.1	Amended and Restated Annual Bonus Plan Exhibit 10.1 FLUX POWER HOLDINGS, INC. AMENDED AND RESTATED ANNUAL CASH BONUS PLAN as Amended for Fiscal Year 2024 1. Background. Your Board of Directors (“Board”) believes that the long-term success of Flux Power Holdings, Inc. (the “Company”) depends, in part, on its ability to recruit and retain outstanding individuals as employees and to furnish these employees maximum incentive to improve ope
October 24, 2023	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 20, 2023 FLUX POWER HOLDINGS, INC. (Exact name of registrant as specified in its charter) Nevada 001-31543 92-3550089 (State or Other Jurisdiction of Incorporation) (Commissio
October 2, 2023	CORRESP	October 2, 2023 October 2, 2023 VIA EDGAR Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.
September 25, 2023	S-3	As filed with the Securities and Exchange Commission on September 25, 2023 As filed with the Securities and Exchange Commission on September 25, 2023 Registration No.
September 25, 2023	EX-FILING FEES	Filing fee table Exhibit 107 CALCULATION OF FILING FEE TABLE Form S-3 (Form Type) Flux Power Holdings, Inc.
September 25, 2023	EX-FILING FEES	Filing Fee Table Exhibit 107 CALCULATION OF FILING FEE TABLE Form S-8 (Form Type) Flux Power Holdings, Inc.
September 25, 2023	S-8	As filed with the Securities and Exchange Commission on September 25, 2023 As filed with the Securities and Exchange Commission on September 25, 2023 Registration No.
September 21, 2023	EX-99.1	Flux Power Reports Fiscal Full Year 2023 Financial Results Fiscal Full Year 2023 Revenue Increased 57% to $66.3 Million Fiscal Full Year 2023 Gross Profit Increased 134% to $17.1 Million Fiscal Full Year 2023 Net Cash Used in Operating Activities Dec Exhibit 99.1 Flux Power Reports Fiscal Full Year 2023 Financial Results Fiscal Full Year 2023 Revenue Increased 57% to $66.3 Million Fiscal Full Year 2023 Gross Profit Increased 134% to $17.1 Million Fiscal Full Year 2023 Net Cash Used in Operating Activities Decreased 85% Strong Fortune 500 Customer Order Backlog Management to Host Conference Call Today at 4:30 p.m. Eastern Time Vista, CA — Septe
September 21, 2023	8-K	Regulation FD Disclosure, Results of Operations and Financial Condition, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 21, 2023 FLUX POWER HOLDINGS, INC. (Exact name of registrant as specified in its charter) Nevada 001-31543 92-3550089 (State or Other Jurisdiction of Incorporation) (Commiss
September 21, 2023	10-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended June 30, 2023 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 001-31543 FLUX POWER HOLDINGS, INC. (Exact name of registrant as specified
August 3, 2023	EX-10.3	Form of Revolving Note. Incorporated by reference to Exhibit 10.3 on Form 8-K filed with the SEC on August 3, 2023. Exhibit 10.3 EXECUTION VERSION REVOLVING NOTE $15,000,000 Date: as of July 28, 2023 Northbrook, Illinois FOR VALUE RECEIVED, FLUX POWER HOLDINGS, INC., a Nevada corporation (“Holdings”) and FLUX POWER, INC., a California corporation (“Flux” and, together with Holdings, individually and collectively, jointly and severally, “Borrower”), whose address is 2685 S. Melrose Drive, Vista, California 92081
August 3, 2023	EX-10.1	Loan and Security Agreement. Incorporated by reference to Exhibit 10.1 on Form 8-K filed with the SEC on August 3, 2023. Exhibit 10.1 [Execution Version] LOAN AND SECURITY AGREEMENT This LOAN AND SECURITY AGREEMENT dated as of July 28, 2023 (the “Agreement”), is executed by and among FLUX POWER HOLDINGS, INC., a Nevada corporation (“Holdings”), whose address is 2685 S. Melrose Drive, Vista, California 92081, FLUX POWER, INC., a California corporation (“Flux” and, together with Holdings, individually and collectively
August 3, 2023	8-K	Regulation FD Disclosure, Entry into a Material Definitive Agreement, Termination of a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 28, 2023 FLUX POWER HOLDINGS, INC. (Exact name of registrant as specified in its charter) Nevada 001-31543 92-3550089 (State or Other Jurisdiction of Incorporation) (Commission F
August 3, 2023	EX-10.2	Intellectual Property Security Agreement. Incorporated by reference to Exhibit 10.2 on Form 8-K filed with the SEC on August 3, 2023. Exhibit 10.2 INTELLECTUAL PROPERTY SECURITY AGREEMENT This INTELLECTUAL PROPERTY SECURITY AGREEMENT (“Agreement”), dated as of July 28, 2023, is executed by and among FLUX POWER HOLDINGS, INC., a Nevada corporation (“Holdings”), FLUX POWER, INC., a California corporation (“Flux” and, together with Holdings, individually and collectively, jointly and severally, “Debtor”), and GIBRALTAR BUSINESS CAP
August 3, 2023	EX-99.1	Flux Power Closes New $15 Million Credit Facility with Gibraltar Business Capital New Facility Lowers Interest Expense, Expands Term & Provides Additional Capital Based on Company Milestone Achievements Exhibit 99.1 Flux Power Closes New $15 Million Credit Facility with Gibraltar Business Capital New Facility Lowers Interest Expense, Expands Term & Provides Additional Capital Based on Company Milestone Achievements VISTA, CA —August 3, 2023 — Flux Power Holdings, Inc. (NASDAQ: FLUX), a developer of advanced lithium-ion energy storage solutions for electrification of commercial and industrial equi
May 11, 2023	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2023 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 001-31543 FLUX POWER HOLDINGS, INC. (Exact name of registrant as
May 11, 2023	EX-99.1	Flux Power Reports 3rd Quarter Fiscal 2023 Financial Results Third Quarter Fiscal 2023 Revenue Increased 14% to $15.1 Million Third Quarter Fiscal 2023 Gross Profit Increased 146% to $4.7 Million Management to Host Conference Call Today at 4:30 p.m. Exhibit 99.1 Flux Power Reports 3rd Quarter Fiscal 2023 Financial Results Third Quarter Fiscal 2023 Revenue Increased 14% to $15.1 Million Third Quarter Fiscal 2023 Gross Profit Increased 146% to $4.7 Million Management to Host Conference Call Today at 4:30 p.m. Eastern Time Vista, CA — May 11, 2023 — Flux Power Holdings, Inc. (NASDAQ: FLUX), a developer of advanced lithium-ion energy storage solu
May 11, 2023	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 11, 2023 FLUX POWER HOLDINGS, UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 11, 2023 FLUX POWER HOLDINGS, INC. (Exact name of registrant as specified in its charter) Nevada 001-31543 92-3550089 (State or Other Jurisdiction of Incorporation) (Commission Fi
May 8, 2023	SC 13G/A	FLUX / Flux Power Holdings inc / Formidable Asset Management, LLC Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (AMENDMENT NO. 1)* Flux Power Holdings, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 344057302 (CUSIP Number) Jason Wainscott, 513-655-5561 221 E Fourth
May 4, 2023	SC 13G/A	FLUX / Flux Power Holdings inc / Formidable Asset Management, LLC Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (AMENDMENT NO. 2)* Flux Power Holdings, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 344057302 (CUSIP Number) Jason Wainscott, 513-655-5561 221 E Fourth
May 4, 2023	SC 13G/A	FLUX / Flux Power Holdings inc / Formidable Asset Management, LLC Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (AMENDMENT NO. 1)* Flux Power Holdings, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 344057302 (CUSIP Number) Jason Wainscott, 513-655-5561 221 E Fourth
May 4, 2023	SC 13G/A	FLUX / Flux Power Holdings inc / Formidable Asset Management, LLC Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (AMENDMENT NO. 3)* Flux Power Holdings, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 344057302 (CUSIP Number) Jason Wainscott, 513-655-5561 221 E Fourth
April 27, 2023	EX-99.1	Flux Power Renews $14 Million Credit Facility with First Citizens Bank Exhibit 99.1 Flux Power Renews $14 Million Credit Facility with First Citizens Bank VISTA, CA — April 27, 2023 — Flux Power Holdings, Inc. (NASDAQ: FLUX), a developer of advanced lithium-ion energy storage solutions for electrification of commercial and industrial equipment, has renewed the available credit under its existing facility with Silicon Valley Bank, a division of First Citizens Bank (“S
April 27, 2023	EX-10.1	Fifth Amendment to Loan and Security Agreement, dated April 27, 2023 Exhibit 10.1
April 27, 2023	8-K	Regulation FD Disclosure, Entry into a Material Definitive Agreement, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 27, 2023 FLUX POWER HOLDINGS, INC. (Exact name of registrant as specified in its charter) Nevada 001-31543 92-3550089 (State or Other Jurisdiction of Incorporation) (Commission
April 21, 2023	EX-10.1	Flux Power Holdings, Inc. 2023 Employee Stock Purchase Plan Exhibit 10.1 FLUX POWER HOLDINGS, INC. 2023 EMPLOYEE STOCK PURCHASE PLAN 1. Purpose. This Flux Power Holdings, Inc. Employee Stock Purchase Plan (the “Plan”) is intended to provide employees of the Company and its Participating Subsidiaries with an opportunity to acquire a proprietary interest in the Company through the purchase of shares of Common Stock. The Company intends that the Plan qualify
April 21, 2023	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 20, 2023 FLUX POWER HOLDING UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 20, 2023 FLUX POWER HOLDINGS, INC. (Exact name of registrant as specified in its charter) Nevada 001-31543 92-3550089 (State or Other Jurisdiction of Incorporation) (Commission
March 15, 2023	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 15, 2023 FLUX POWER HOLDING UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 15, 2023 FLUX POWER HOLDINGS, INC. (Exact name of registrant as specified in its charter) Nevada 001-31543 86-0931332 (State or Other Jurisdiction of Incorporation) (Commission
March 7, 2023	DEF 14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by Registrant ☒ Filed by a Party other than the Registrant ☐ ☐ Preliminary Proxy Statement ☐ Confidential, for use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Definitive Proxy Statement ☐ Definitive Additional Materials ☐ Soliciting Material Pursuant to §240.
March 7, 2023	DEFA14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 DEFA14A 1 formdefa14a.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by Registrant ☒ Filed by a Party other than the Registrant ☐ ☐ Preliminary Proxy Statement ☐ Confidential, for use of the Commission Only (
February 27, 2023	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 16, 2023 FLUX POWER HOLD UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 16, 2023 FLUX POWER HOLDINGS, INC. (Exact name of registrant as specified in its charter) Nevada 001-31543 86-0931332 (State or Other Jurisdiction of Incorporation) (Commissi
February 13, 2023	SC 13G/A	FLUX / Flux Power Holdings Inc / Cleveland Capital Management, L.l.c. Passive Investment SC 13G/A 1 d992380313g-a.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 6)* Flux Power Holdings, Inc. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 344057203 (CUSIP Number) December 31, 2022 (Date of Event Which Requires Filing of this Statement) Check the app
February 9, 2023	8-K	Regulation FD Disclosure, Results of Operations and Financial Condition, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 9, 2023 FLUX POWER HOLDINGS, INC. (Exact name of registrant as specified in its charter) Nevada 001-31543 86-0931332 (State or Other Jurisdiction of Incorporation) (Commissio
February 9, 2023	EX-99.1	Flux Power Reports 2nd Quarter Fiscal 2023 Financial Results Second Quarter Fiscal 2023 Revenue Increased 123% to $17.2 Million Second Quarter Fiscal 2023 Gross Profit Increased 294% to $4.1 Million Management to Host Conference Call Today at 4:30 p. Exhibit 99.1 Flux Power Reports 2nd Quarter Fiscal 2023 Financial Results Second Quarter Fiscal 2023 Revenue Increased 123% to $17.2 Million Second Quarter Fiscal 2023 Gross Profit Increased 294% to $4.1 Million Management to Host Conference Call Today at 4:30 p.m. Eastern Time Vista, CA — February 9, 2023 — Flux Power Holdings, Inc. (NASDAQ: FLUX), a developer of advanced lithium-ion energy stora
February 9, 2023	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2022 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 001-31543 FLUX POWER HOLDINGS, INC. (Exact name of registrant
January 13, 2023	EX-10.1	Fourth Amendment to Loan and Security Agreement, dated January 10, 2023 Exhibit 10.1
January 13, 2023	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 10, 2023 FLUX POWER HOLDI UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 10, 2023 FLUX POWER HOLDINGS, INC. (Exact name of registrant as specified in its charter) Nevada 001-31543 86-0931332 (State or Other Jurisdiction of Incorporation) (Commissio
January 13, 2023	EX-99.1	Flux Power Announces Expanded $14 Million Credit Facility with Silicon Valley Bank Increased Credit Capacity Provides Ample Capital Resources to Meet Targeted Fiscal 2023 Growth & Profitability Objectives Exhibit 99.1 Flux Power Announces Expanded $14 Million Credit Facility with Silicon Valley Bank Increased Credit Capacity Provides Ample Capital Resources to Meet Targeted Fiscal 2023 Growth & Profitability Objectives VISTA, CA — January 13, 2023 — Flux Power Holdings, Inc. (NASDAQ: FLUX), a developer of advanced lithium-ion energy storage solutions for electrification of commercial and industrial
January 4, 2023	8-K	Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 4, 2023 FLUX POWER HOLDINGS, INC. (Exact name of registrant as specified in its charter) Nevada 001-31543 86-0931332 (State or Other Jurisdiction of Incorporation) (Commission
January 4, 2023	EX-99.1	Flux Power Issues Shareholder Letter and Corporate Update Exhibit 99.1 Flux Power Issues Shareholder Letter and Corporate Update VISTA, Calif.?January 4, 2023 ? Flux Power Holdings, Inc. (NASDAQ: FLUX), a developer of advanced lithium-ion energy storage solutions for electrification of commercial and industrial equipment, today issued a letter to shareholders from Ron Dutt, CEO of Flux Power. Dear Fellow Shareholders, On behalf of the entire team at Flux
December 19, 2022	8-K	Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 19, 2022 FLUX POWER HOLDINGS, INC. (Exact name of registrant as specified in its charter) Nevada 001-31543 86-0931332 (State or Other Jurisdiction of Incorporation) (Commissi
November 15, 2022	8-K	Financial Statements and Exhibits, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 7, 2022 FLUX POWER HOLDINGS, INC. (Exact name of registrant as specified in its charter) Nevada 001-31543 86-0931332 (State or Other Jurisdiction of Incorporation) (Commissio
November 15, 2022	EX-99.1	Flux Power Announces Expanded Executive Role Exhibit 99.1 Flux Power Announces Expanded Executive Role VISTA, CA — November 15, 2022 — Flux Power Holdings, Inc. (NASDAQ: FLUX), a developer of advanced lithium-ion energy storage solutions for electrification of commercial and industrial equipment, has expanded the role of Jeff Mason, Vice President of Operations, to include additional Company authority and delegation. In this role, Jeff will
November 10, 2022	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2022 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 001-31543 FLUX POWER HOLDINGS, INC. (Exact name of registrant
November 10, 2022	8-K	Entry into a Material Definitive Agreement, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 7, 2022 FLUX POWER HOLDINGS, INC. (Exact name of registrant as specified in its charter) Nevada 001-31543 86-0931332 (State or Other Jurisdiction of Incorporation) (Commissio
November 10, 2022	EX-10.1	Third Amendment to Loan and Security Agreement, dated November 7, 2022 Exhibit 10.1 THIRD Amendment to Loan and security agreement This Third Amendment to Loan and Security Agreement (this ?Amendment?) is entered into this 7th day of November, 2022, by and between (i) SILICON VALLEY BANK, a California corporation (?Bank?), (ii) FLUX POWER, INC., a California corporation (?Flux?), and (iii) FLUX POWER HOLDINGS, INC., a Nevada corporation (?Holdings? and together with
November 10, 2022	EX-99.1	Flux Power Reports First Quarter Fiscal 2023 Financial Results First Quarter Fiscal 2023 Revenue Increased 184% to a Record $17.8 Million First Quarter Fiscal 2023 Gross Profit Increased 195% to $3.9 Million Management to Host Conference Call Today a Exhibit 99.1 Flux Power Reports First Quarter Fiscal 2023 Financial Results First Quarter Fiscal 2023 Revenue Increased 184% to a Record $17.8 Million First Quarter Fiscal 2023 Gross Profit Increased 195% to $3.9 Million Management to Host Conference Call Today at 4:30 p.m. Eastern Time Vista, CA ? November 10, 2022 ? Flux Power Holdings, Inc. (NASDAQ: FLUX), a developer of advanced lithium-ion en
November 10, 2022	8-K	Regulation FD Disclosure, Results of Operations and Financial Condition, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 10, 2022 FLUX POWER HOLDINGS, INC. (Exact name of registrant as specified in its charter) Nevada 001-31543 86-0931332 (State or Other Jurisdiction of Incorporation) (Commissi
November 4, 2022	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 31, 2022 FLUX POWER HOLDINGS, INC. (Exact name of registrant as specified in its charter) Nevada 001-31543 86-0931332 (State or Other Jurisdiction of Incorporation) (Commissio
October 21, 2022	EX-4.7	Flux Power Holdings, Inc. 2021 Equity Incentive Plan: Form of Non-Qualified Stock Option Agreement Exhibit 4.7 FLUX POWER HOLDINGS, INC. FORM OF NON-QUALIFIED STOCK OPTION AGREEMENT , 202 [NAME OF PARTICIPANT] [Address of Participant] Dear Participant: Pursuant to the terms and conditions of the Flux Power Holdings, Inc. 2021 Equity Incentive Plan (the ?Plan?) and this Non-Qualified Stock Option Agreement, together with the attached Terms and Conditions, which are incorporated herein by referen
October 21, 2022	EX-4.9	Flux Power Holdings, Inc. 2021 Equity Incentive Plan: Form of Restricted Stock Unit Award Agreement (Non Executive Director) Exhibit 4.9 FLUX POWER HOLDINGS, INC. FORM OF RESTRICTED STOCK UNIT AWARD AGREEMENT UNDER THE FLUX POWER HOLDINGS, INC. 2021 EQUITY INCENTIVE PLAN (Non-Executive Director) TO: To encourage your continued service as of Flux Power Holdings, Inc. (the ?Company?) or its subsidiary, you have been granted this restricted stock unit award (the ?Award?) pursuant to the Company?s 2021 Equity Incentive Plan
October 21, 2022	EX-4.8	Flux Power Holdings, Inc. 2021 Equity Incentive Plan: Form of Restricted Stock Unit Award Agreement Exhibit 4.8 FLUX POWER HOLDINGS, INC. FORM OF RESTRICTED STOCK UNIT AWARD AGREEMENT UNDER THE FLUX POWER HOLDINGS, INC. 2021 EQUITY INCENTIVE PLAN TO: To encourage your continued service as of Flux Power Holdings, Inc. (the ?Company?) or its subsidiary, you have been granted this restricted stock unit award (the ?Award?) pursuant to the Company?s 2021 Equity Incentive Plan (the ?Plan?). The Award
October 21, 2022	S-8	As filed with the Securities and Exchange Commission on October 21, 2022 As filed with the Securities and Exchange Commission on October 21, 2022 Registration No.
October 21, 2022	EX-FILING FEES	Filing Fee Table Exhibit 107 CALCULATION OF FILING FEE TABLE Form S-8 (Form Type) Flux Power Holdings, Inc.
October 21, 2022	EX-4.10	Flux Power Holdings, Inc. 2021 Equity Incentive Plan: Form of Performance Restricted Stock Unit Award Agreement Exhibit 4.10 FLUX POWER HOLDINGS, INC. FORM OF PERFORMANCE RESTRICTED STOCK UNIT AWARD AGREEMENT UNDER THE FLUX POWER HOLDINGS, INC. 2021 EQUITY INCENTIVE PLAN TO: To encourage your continued service as of Flux Power Holdings, Inc. (the ?Company?) or its subsidiary, you have been granted this Performance Restricted Stock Unit Award (the ?Award?) pursuant to the Company?s 2021 Equity Incentive Plan
October 21, 2022	EX-4.6	Flux Power Holdings, Inc. 2021 Equity Incentive Plan: Form of Incentive Stock Option Agreement Exhibit 4.6 FLUX POWER HOLDINGS, INC. FORM OF INCENTIVE STOCK OPTION AGREEMENT , 202 [NAME OF PARTICIPANT] [Address of Participant] Dear Participant: Pursuant to the terms and conditions of the Flux Power Holdings, Inc. 2021 Equity Incentive Plan (the ?Plan?) and this Incentive Stock Option Agreement, together with the attached Terms and Conditions, which are incorporated herein by reference (the
September 28, 2022	10-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended June 30, 2022 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 001-31543 FLUX POWER HOLDINGS, INC. (Exact name of registrant as specified
September 22, 2022	EX-99.1	Flux Power Reports Fiscal Fourth Quarter and Full Year 2022 Financial Results Fiscal Full Year 2022 Revenue Increased 61% to a Record $42.3M Strategic Initiatives Drive Increased Backlog Conversion, Higher Inventory Turns & Improved Gross Margins Res Exhibit 99.1 Flux Power Reports Fiscal Fourth Quarter and Full Year 2022 Financial Results Fiscal Full Year 2022 Revenue Increased 61% to a Record $42.3M Strategic Initiatives Drive Increased Backlog Conversion, Higher Inventory Turns & Improved Gross Margins Resulting in Progress to Profitability Management to Host Conference Call Today at 4:30 p.m. Eastern Time Vista, CA ? September 22, 2022 ? F
September 22, 2022	8-K	Regulation FD Disclosure, Results of Operations and Financial Condition, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 22, 2022 FLUX POWER HOLDINGS, INC. (Exact name of registrant as specified in its charter) Nevada 001-31543 86-0931332 (State or Other Jurisdiction of Incorporation) (Commiss
September 6, 2022	EX-99.1	Flux Power Announces Record New Purchase Orders of $64 Million in Fiscal Year 2022 Exhibit 99.1 Flux Power Announces Record New Purchase Orders of $64 Million in Fiscal Year 2022 September 06, 2022 8:31am EDT VISTA, Calif.?(BUSINESS WIRE)? Flux Power Holdings, Inc. (NASDAQ: FLUX), a developer of advanced lithium-ion energy storage solutions for electrification of commercial and industrial equipment, today announced combined purchase orders from new and existing customers in exce
September 6, 2022	8-K	Regulation FD Disclosure, Results of Operations and Financial Condition, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 6, 2022 FLUX POWER HOLDINGS, INC. (Exact name of registrant as specified in its charter) Nevada 001-31543 86-0931332 (State or Other Jurisdiction of Incorporation) (Commissi
August 26, 2022	EX-10.1	Employee Separation and Release with Jonathan Berry dated August 24, 2022. Incorporated by reference to Exhibit 10.1 on Form 8-K/A filed with the SEC on August 26, 2022. Exhibit 10.1 EMPLOYEE SEPARATION AND RELEASE This Employee Separation and Release (?Release?) confirms the terms of your separation from employment with Flux Power, Inc. (the ?Company?) and Insperity PEO Services, L.P. (?Insperity?). This Release supersedes and replaces in full any previous Employee Separation and Release presented to you. You agree that you have been paid all wages, salary, bonus
August 26, 2022	8-K/A	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 12, 2022 FLUX POWER HOLDINGS, INC. (Exact name of registrant as specified in its charter) Nevada 001-31543 86-0931332 (State or Other Jurisdiction of Incorporation) (Commissi
August 18, 2022	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 12, 2022 FLUX POWER HOLDINGS, INC. (Exact name of registrant as specified in its charter) Nevada 001-31543 86-0931332 (State or Other Jurisdiction of Incorporation) (Commission
June 28, 2022	EX-10.1	Second Amendment to Loan and Security Agreement, dated June 23, 2022 Exhibit 10.1 SECOND Amendment to Loan and security agreement This Second Amendment to Loan and Security Agreement (this ?Amendment?) is entered into this 23rd day of June, 2022, by and between (i) SILICON VALLEY BANK, a California corporation (?Bank?), (ii) FLUX POWER, INC., a California corporation (?Flux?), and (iii) FLUX POWER HOLDINGS, INC., a Nevada corporation (?Holdings? and together with F
June 28, 2022	8-K	Entry into a Material Definitive Agreement, Unregistered Sales of Equity Securities, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 23, 2022 FLUX POWER HOLDINGS, INC. (Exact name of registrant as specified in its charter) Nevada 001-31543 86-0931332 (State or Other Jurisdiction of Incorporation) (Commission F
June 28, 2022	EX-4.1	Warrant to Purchase Stock issued to Silicon Valley Bank, dated June 23, 2022. Incorporated by reference to Exhibit 4.1 on Form 8-K filed with the SEC on June 28, 2022. Exhibit 4.1 THIS WARRANT AND THE SHARES ISSUABLE HEREUNDER HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE ?ACT?), OR THE SECURITIES LAWS OF ANY STATE AND, EXCEPT AS SET FORTH IN SECTIONS 6.3 AND 6.4 BELOW, MAY NOT BE OFFERED, SOLD, PLEDGED OR OTHERWISE TRANSFERRED UNLESS AND UNTIL REGISTERED UNDER SAID ACT AND LAWS OR, IN THE OPINION OF LEGAL COUNSEL IN FORM AND SUBSTAN
May 13, 2022	EX-10.1	Credit Facility Agreement dated May 11, 2022. Incorporated by reference to Exhibit 10.1 on Form 8-K filed with the SEC on May 13, 2022. Exhibit 10.1 CREDIT FACILITY AGREEMENT CREDIT FACILITY AGREEMENT (this ?Agreement?), dated as of May 11, 2022 (?Effective Date?), by and among Flux Power Holdings, Inc., a Nevada corporation (the ?Borrower?), Cleveland Capital, L.P., a Delaware limited partnership (?Cleveland?), Herndon Plant Oakley, Ltd.(?HPO?), and additional parties who may subsequently become a party to this Agreement as a len
May 13, 2022	EX-4.1	Form of Warrant Certificate. Incorporated by reference to Exhibit 4.1 on Form 8-K filed with the SEC on May 13, 2022. Exhibit 4.1 THIS WARRANT CERTIFICATE AND THE SECURITIES ISSUABLE UPON EXERCISE HEREOF HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE ?SECURITIES ACT?), OR ANY STATE SECURITIES LAWS AND MAY NOT BE SOLD, TRANSFERRED OR OTHERWISE DISPOSED OF UNLESS REGISTERED UNDER THE SECURITIES ACT AND UNDER APPLICABLE STATE SECURITIES LAWS OR THE ISSUER SHALL HAVE RECEIVED AN OPINION OF
May 13, 2022	8-K	Entry into a Material Definitive Agreement, Unregistered Sales of Equity Securities, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 11, 2022 FLUX POWER HOLDINGS, INC. (Exact name of registrant as specified in its charter) Nevada 001-31543 86-0931332 (State or Other Jurisdiction of Incorporation) (Commission Fi
May 13, 2022	EX-10.2	Form of Subordinated Unsecured Promissory Note. Incorporated by reference to Exhibit 10.2 on Form 8-K filed with the SEC on May 13, 2022. Exhibit 10.2 IN ACCORDANCE WITH THE TERMS OF A SUBORDINATION AGREEMENT, DATED AS OF MAY 11, 2022 (THE ?SUBORDINATION AGREEMENT?), BY AND AMONG THE COMPANY (AS DEFINED HEREIN), THE LENDER (AS DFEINED HEREIN), CERTAIN OTHER PARTIES TO THE SUBORDINATION AGREEMENT, AND SILICON VALLEY BANK (THE ?SENIOR LENDER?), THE LENDER HAS SUBORDINATED THE INDEBTEDNESS EVIDENCED BY THIS SUBORDINATED UNSECURED PROMI
May 12, 2022	EX-99.2	Flux Power Holdings, Inc. Presentation dated May 12, 2022 Exhibit 99.2
May 12, 2022	EX-99.1	Flux Power Reports Fiscal Third Quarter 2022 Financial Results Third Quarter 2022 Revenue Increased 89% to $13.2 Million Representing 15th Consecutive Quarter of Year-Over-Year Revenue Growth Received $20.5 Million in New Purchase Orders During Third Exhibit 99.1 Flux Power Reports Fiscal Third Quarter 2022 Financial Results Third Quarter 2022 Revenue Increased 89% to $13.2 Million Representing 15th Consecutive Quarter of Year-Over-Year Revenue Growth Received $20.5 Million in New Purchase Orders During Third Quarter with Customer Order Backlog at Record $38.6 Million Strategic Initiatives Drive Increased Backlog Conversion, Higher Inventory T
May 12, 2022	8-K	Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 12, 2022 FLUX POWER HOLDINGS, INC. (Exact name of registrant as specified in its charter) Nevada 001-31543 86-0931332 (State or Other Jurisdiction of Incorporation) (Commission Fi
May 12, 2022	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2022 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 001-31543 FLUX POWER HOLDINGS, INC. (Exact name of registrant as
May 3, 2022	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 28, 2022 FLUX POWER HOLDINGS, INC. (Exact name of registrant as specified in its charter) Nevada 001-31543 86-0931332 (State or Other Jurisdiction of Incorporation) (Commission
March 14, 2022	DEFA14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by Registrant ? Filed by a Party other than the Registrant ? ? Preliminary Proxy Statement ? Confidential, for use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy Statement ? Definitive Additional Materials ? Soliciting Material Pursuant to ?240.
March 14, 2022	DEF 14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by Registrant ? Filed by a Party other than the Registrant ? ? Preliminary Proxy Statement ? Confidential, for use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy Statement ? Definitive Additional Materials ? Soliciting Material Pursuant to ?240.
March 4, 2022	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 1, 2022 FLUX POWER HOLDINGS, INC. (Exact name of registrant as specified in its charter) Nevada 001-31543 86-0931332 (State or Other Jurisdiction of Incorporation) (Commission F
February 28, 2022	8-K	Regulation FD Disclosure UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 28, 2022 FLUX POWER HOLDINGS, INC. (Exact name of registrant as specified in its charter) Nevada 001-31543 86-0931332 (State or Other Jurisdiction of Incorporation) (Commissi
February 28, 2022	EX-99.1	Flux Power Holdings, Inc. Presentation date February 28, 2022 Exhibit 99.1
February 14, 2022	SC 13G/A	FLUX / Flux Power Holdings Inc / Cleveland Capital, L.P. Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.
February 10, 2022	8-K	Results of Operations and Financial Condition, Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 10, 2022 FLUX POWER HOLDINGS, INC. (Exact name of registrant as specified in its charter) Nevada 001-31543 86-0931332 (State or Other Jurisdiction of Incorporation) (Commissi
February 10, 2022	EX-99.2	Flux Power Holdings, Inc. Presentation dated February 10, 2022 Exhibit 99.2
February 10, 2022	EX-99.1	Flux Power Reports Fiscal Second Quarter 2022 Financial Results Second Quarter 2022 Revenue Increased 19% to $7.7 Million Representing 14th Consecutive Quarter of Year-Over-Year Revenue Growth Received $19.8 Million in New Purchase Orders During Seco Exhibit 99.1 Flux Power Reports Fiscal Second Quarter 2022 Financial Results Second Quarter 2022 Revenue Increased 19% to $7.7 Million Representing 14th Consecutive Quarter of Year-Over-Year Revenue Growth Received $19.8 Million in New Purchase Orders During Second Quarter with Customer Order Backlog at Record $31.4 Million Initiated New Strategic Initiatives to Mitigate Global Supply Chain Disrup
February 10, 2022	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2021 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 001-31543 FLUX POWER HOLDINGS, INC. (Exact name of registrant
January 31, 2022	SC 13G/A	FLUX / Flux Power Holdings Inc / Invesco Ltd. - SEC SCHEDULE 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1 )* Flux Power Holdings Inc (Name of Issuer) Common Stock (Title of Class of Securities) 344057302 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which thi
January 21, 2022	8-K	Other Events, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 14, 2022 FLUX POWER HOLDINGS, INC. (Exact name of registrant as specified in its charter) Nevada 001-31543 86-0931332 (State or Other Jurisdiction of Incorporation) (Commissio
January 21, 2022	EX-99.1	Flux Power Appoints Cheemin Bo-Linn to its Board of Directors 25-Year Global Technology Veteran’s Appointment to Advance Commercial Rollout of Flux Power’s Sustainable Lithium-Ion Energy Storage Solutions for Fortune 500 Fleets Exhibit 99.1 Flux Power Appoints Cheemin Bo-Linn to its Board of Directors 25-Year Global Technology Veteran?s Appointment to Advance Commercial Rollout of Flux Power?s Sustainable Lithium-Ion Energy Storage Solutions for Fortune 500 Fleets VISTA, Calif.?January 19, 2022 ? Flux Power Holdings, Inc. (NASDAQ: FLUX), a developer of advanced lithium-ion battery packs for electrification of commercial
January 21, 2022	EX-99.2	NOMINATING AND CORPORATE GOVERNANCE COMMITTEE CHARTER FLUX POWER HOLDINGS, INC. ADOPTED: June 28, 2019 AMENDED: January 14, 2022 Exhibit 99.2 NOMINATING AND CORPORATE GOVERNANCE COMMITTEE CHARTER OF FLUX POWER HOLDINGS, INC. ADOPTED: June 28, 2019 AMENDED: January 14, 2022 1. Membership. 1.1 The Nominations Committee (the ?Committee?) of the Board of Directors (the ?Board?) of Flux Power Holdings, Inc. (the ?Company?) shall consist of at least three (3) directors. Each member of the Committee shall be governed by the indepe
January 18, 2022	SC 13D/A	FLUX / Flux Power Holdings Inc / Johnson Michael Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 12)* FLUX POWER HOLDINGS, INC. (Name of Issuer) Common Stock, par value $0.001 (Title of Class of Securities) 344057203 (CUSIP Number) Michael Johnson 2685 S. Melrose Drive Vista, California 92081 877-505-3589 (Name, Address and Telephone Number of Person
November 16, 2021	EX-99.1	Flux Power Holdings, Inc. Presentation date November 12, 2021 Exhibit 99.1
November 16, 2021	8-K	Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 15, 2021 FLUX POWER HOLDINGS, INC. (Exact name of registrant as specified in its charter) Nevada 001-31543 86-0931332 (State or Other Jurisdiction of Incorporation) (Commissi
November 12, 2021	EX-99.1	Flux Power Announces Financial Results for First Quarter of FY 2022; Revenue of $6.3M, an Increase of 39% YOY Investor Conference Call on Friday at 4:30 PM ET EX-99.1 2 ex99-1.htm Exhibit 99.1 Flux Power Announces Financial Results for First Quarter of FY 2022; Revenue of $6.3M, an Increase of 39% YOY Investor Conference Call on Friday at 4:30 PM ET Vista, CA – November 12, 2021 – Flux Power Holdings, Inc. (NASDAQ: FLUX), a developer of advanced lithium-ion battery packs for commercial and industrial equipment, today reported financial results for its f
November 12, 2021	8-K	Results of Operations and Financial Condition, Regulation FD Disclosure UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 12, 2021 FLUX POWER HOLDINGS, INC. (Exact name of registrant as specified in its charter) Nevada 001-31543 86-0931332 (State or Other Jurisdiction of Incorporation) (Commissi
November 12, 2021	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2021 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 001-31543 FLUX POWER HOLDINGS, INC. (Exact name of registrant
November 3, 2021	8-K	Entry into a Material Definitive Agreement, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 29, 2021 FLUX POWER HOLDINGS, INC. (Exact name of registrant as specified in its charter) Nevada 001-31543 86-0931332 (State or Other Jurisdiction of Incorporation) (Commissio
November 3, 2021	EX-10.1	First Amendment to Loan and Security Agreement dated October 29, 2021 with Silicon Valley Bank(2) Exhibit 10.1
November 2, 2021	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 29, 2021 FLUX POWER HOLDINGS, INC. (Exact name of registrant as specified in its charter) Nevada 001-31543 86-0931332 (State or Other Jurisdiction of Incorporation) (Commissio
November 2, 2021	EX-10.3	Form of Performance Restricted Stock Unit Award. Incorporated by reference to Exhibit 10.3 on Form 8-K filed with the SEC on November 2, 2021 Exhibit 10.3 FLUX POWER HOLDINGS, INC. PERFORMANCE RESTRICTED STOCK UNIT AWARD AGREEMENT UNDER THE FLUX POWER HOLDINGS, INC. 2014 EQUITY INCENTIVE PLAN TO: To encourage your continued service as of Flux Power Holdings, Inc. (the ?Company?) or its subsidiary, you have been granted this Performance Restricted Stock Unit Award (the ?Award?) pursuant to the Company?s 2014 Equity Incentive Plan (the ?P
October 5, 2021	8-K	Regulation FD Disclosure UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 5, 2021 FLUX POWER HOLDINGS, INC. (Exact name of registrant as specified in its charter) Nevada 001-31543 86-0931332 (State or Other Jurisdiction of Incorporation) (Commission
October 5, 2021	EX-99.1	Flux Power Holdings, Inc. Presentation dated October 4, 2021. Exhibit 99.1
September 27, 2021	8-K	Regulation FD Disclosure UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 27, 2021 FLUX POWER HOLDINGS, INC. (Exact name of registrant as specified in its charter) Nevada 001-31543 86-0931332 (State or Other Jurisdiction of Incorporation) (Commiss
September 27, 2021	EX-99.1	Flux Power Announces Closing of $15 Million Registered Direct Offering Priced at a Premium to Market Exhibit 99.1 Flux Power Announces Closing of $15 Million Registered Direct Offering Priced at a Premium to Market Vista, CA ? September 27, 2021 ? Flux Power Holdings, Inc. (Nasdaq: FLUX), a developer of advanced lithium-ion battery packs for commercial and industrial equipment, today announced that it has closed on its previously announced registered direct offering, priced at-the-market under Na
September 27, 2021	10-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended June 30, 2021 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 001-31543 FLUX POWER HOLDINGS, INC. (Exact name of registrant as specified
September 23, 2021	EX-99.2	Flux Power Announces $15 Million Registered Direct Offering Priced at a Premium to Market Exhibit 99.2 Flux Power Announces $15 Million Registered Direct Offering Priced at a Premium to Market Vista, CA ? September 23, 2021 ? Flux Power Holdings, Inc. (NASDAQ: FLUX), a developer of advanced lithium-ion industrial batteries for commercial and industrial equipment, today announced that it has entered into securities purchase agreements with several institutional investors, for the purcha
September 23, 2021	424B5	2,142,860 Shares of Common Stock Warrants to Purchase Up to 1,071,430 Shares of Common Stock Prospectus Supplement Filed Pursuant to Rule 424(b)(5) (To Prospectus Dated October 26, 2020) Registration No.
September 23, 2021	EX-4.1	Form of Warrant. Incorporated by reference to Exhibit 4.1 on Form 8-K filed with the SEC on September 23, 2021. Exhibit 4.1 COMMON STOCK PURCHASE WARRANT FLUX POWER HOLDINGS, INC. Warrant Shares: Issue Date:, 2021 Initial Exercise Date: , 2021 THIS COMMON STOCK PURCHASE WARRANT (the ?Warrant?) certifies that, for value received, or its assigns (the ?Holder?) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date set f
September 23, 2021	8-K	Results of Operations and Financial Condition, Regulation FD Disclosure UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 22, 2021 FLUX POWER HOLDINGS, INC. (Exact name of registrant as specified in its charter) Nevada 001-31543 86-0931332 (State or Other Jurisdiction of Incorporation) (Commiss
September 23, 2021	EX-99.1	Flux Power’s FY 2021 Revenue Increased By 56% to $26.3M; Gross Margins improved to 22.1% Exhibit 99.1 Flux Power?s FY 2021 Revenue Increased By 56% to $26.3M; Gross Margins improved to 22.1% Vista, CA ? September 22, 2021 ? Flux Power Holdings, Inc. (Nasdaq: FLUX), a developer of advanced lithium-ion battery packs for commercial and industrial equipment, today reported financial results for its fourth quarter (Q4?21) and fiscal year (FY?21) ended June 30, 2021. Financial Highlights: ?
September 23, 2021	EX-10.1	Form of Securities Purchase Agreement. Incorporated by reference to Exhibit 10.1 on Form 8-K filed with the SEC on September 23, 2021. Exhibit 10.1 SECURITIES PURCHASE AGREEMENT This Securities Purchase Agreement (this ?Agreement?) is dated as of September 22, 2021, between Flux Power Holdings, Inc., a Nevada corporation (the ?Company?), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a ?Purchaser? and collectively the ?Purchasers?). WHEREAS, subject to the terms and condit
September 23, 2021	8-K	Entry into a Material Definitive Agreement UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 22, 2021 FLUX POWER HOLDINGS, INC. (Exact name of registrant as specified in its charter) Nevada 001-31543 86-0931332 (State or Other Jurisdiction of Incorporation) (Commiss
September 14, 2021	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 10, 2021 FLUX POWER HOLDINGS, INC. (Exact name of registrant as specified in its charter) Nevada 001-31543 86-0931332 (State or Other Jurisdiction of Incorporation) (Commiss
August 2, 2021	8-K	Regulation FD Disclosure UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 30, 2021 FLUX POWER HOLDINGS, INC. (Exact name of registrant as specified in its charter) Nevada 001-31543 86-0931332 (State or Other Jurisdiction of Incorporation) (Commission F
July 22, 2021	EX-99.1	Flux Power Announces Sales Order Backlog of $13.7M For Lithium-ion Battery Packs Exhibit 99.1 Flux Power Announces Sales Order Backlog of $13.7M For Lithium-ion Battery Packs Vista, CA ? July 22, 2021 ? Flux Power Holdings, Inc. (NASDAQ: FLUX), a developer of advanced lithium-ion industrial batteries for commercial and industrial equipment, today announced that on July 20, 2021, its sales order backlog reached $13.7M. These battery packs, to be delivered to customers in the cu
July 22, 2021	8-K	Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 22, 2021 FLUX POWER HOLDINGS, INC. (Exact name of registrant as specified in its charter) Nevada 001-31543 86-0931332 (State or Other Jurisdiction of Incorporation) (Commission F
July 16, 2021	EX-10.1	Amendment No. 2. to the Flux Power Holdings Inc. 2014 Equity Incentive Plan Exhibit 10.1 AMENDMENT NO. 2 TO THE FLUX POWER HOLDINGS, INC. 2014 EQUITY INCENTIVE PLAN THIS AMENDMENT No. 2 (this ?Amendment?) to the Flux Power Holdings, Inc. 2014 Equity Incentive Plan (as may be amended from time to time, the ?Plan?), is dated November 5, 2020. Capitalized terms used herein without definition shall have the meanings ascribed to such terms in the Plan. WHEREAS, Section 23 of t
July 16, 2021	EX-10.2	Form of Restricted Stock Unit Award Agreement Exhibit 10.2 FLUX POWER HOLDINGS, INC. RESTRICTED STOCK UNIT AWARD AGREEMENT UNDER THE FLUX POWER HOLDINGS, INC. 2014 EQUITY INCENTIVE PLAN TO: To encourage your continued service as of Flux Power Holdings, Inc. (the ?Company?) or its subsidiary, you have been granted this restricted stock unit award (the ?Award?) pursuant to the Company?s 2014 Equity Incentive Plan (the ?Plan?). The Award represe
July 16, 2021	EX-10.3	Form of Performance Restricted Stock Unit Award Agreement Exhibit 10.3 FLUX POWER HOLDINGS, INC. PERFORMANCE RESTRICTED STOCK UNIT AWARD AGREEMENT UNDER THE FLUX POWER HOLDINGS, INC. 2014 EQUITY INCENTIVE PLAN TO: To encourage your continued service as of Flux Power Holdings, Inc. (the ?Company?) or its subsidiary, you have been granted this Performance Restricted Stock Unit Award (the ?Award?) pursuant to the Company?s 2014 Equity Incentive Plan (the ?P
July 16, 2021	EX-10.4	Annual Cash Bonus Plan Exhibit 10.4 FLUX POWER HOLDINGS, INC. ANNUAL CASH BONUS PLAN (Adopted November 5, 2020) 1. Background. Your Board of Directors (?Board?) believes that the long-term success of Flux Power Holdings, Inc. (the ?Company?) depends, in part, on its ability to recruit and retain outstanding individuals as employees and to furnish these employees maximum incentive to improve operations and increase profi
July 16, 2021	8-K/A	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 5, 2020 FLUX POWER HOLDINGS, INC. (Exact name of registrant as specified in its charter) Nevada 001-31543 86-0931332 (State or Other Jurisdiction of Incorporation) (Commiss
July 1, 2021	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 30, 2021 FLUX POWER HOLDINGS, INC. (Exact name of registrant as specified in its charter) Nevada 001-31543 86-0931332 (State or Other Jurisdiction of Incorporation) (Commission F
June 14, 2021	8-K	Termination of a Material Definitive Agreement UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 10, 2021 FLUX POWER HOLDINGS, INC. (Exact name of registrant as specified in its charter) Nevada 001-31543 86-0931332 (State or Other Jurisdiction of Incorporation) (Commission F
May 27, 2021	424B5	Up to $20,000,000 Common Stock Amendment No. 1 Dated May 27, 2021 Filed Pursuant to Rule 424(b)(5) To Prospectus Supplement Dated December 21, 2020 Registration No. 333-249521 (To Prospectus Dated October 26, 2020) Up to $20,000,000 Common Stock This Amendment No. 1 to Prospectus Supplement, or amendment, updates, amends and supplements certain information contained in the Prospectus Supplement dated December 21, 2020, or the p
May 27, 2021	8-K	Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 27, 2021 FLUX POWER HOLDINGS, INC. (Exact name of registrant as specified in its charter) Nevada 001-31543 86-0931332 (State or Other Jurisdiction of Incorporation) (Commission Fi
May 13, 2021	EX-99.1	Flux Power Announces Record Quarterly Revenue of $7.0M for Third Quarter of FY 2021; Increase of 38% YOY Investor Conference Call at 4:30 PM ET Exhibit 99.1 Flux Power Announces Record Quarterly Revenue of $7.0M for Third Quarter of FY 2021; Increase of 38% YOY Investor Conference Call at 4:30 PM ET Vista, CA ? May 13, 2021 ? Flux Power Holdings, Inc. (NASDAQ: FLUX), a developer of advanced lithium-ion industrial batteries for commercial and industrial equipment, today reported financial results for its third quarter of fiscal year 2021 (
May 13, 2021	8-K	Results of Operations and Financial Condition, Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 13, 2021 FLUX POWER HOLDINGS, INC. (Exact name of registrant as specified in its charter) Nevada 001-31543 86-0931332 (State or Other Jurisdiction of Incorporation) (Commission Fi
May 13, 2021	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2021 [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 001-31543 FLUX POWER HOLDINGS, INC. (Exact name of registrant
May 4, 2021	8-K	Submission of Matters to a Vote of Security Holders, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 29, 2021 FLUX POWER HOLDINGS, INC. (Exact name of registrant as specified in its charter) Nevada 001-31543 86-0931332 (State or Other Jurisdiction of Incorporation) (Commission
May 4, 2021	EX-10.2	Form of Restricted Stock Unit Award Agreement – Non-Executive Director. Incorporated by reference to Exhibit 10.2 on Form 8-K filed with the SEC on May 4, 2021. Exhibit 10.2 FLUX POWER HOLDINGS, INC. RESTRICTED STOCK UNIT AWARD AGREEMENT UNDER THE FLUX POWER HOLDINGS, INC. 2014 EQUITY INCENTIVE PLAN TO: To encourage your continued service as of Flux Power Holdings, Inc. (the ?Company?) or its subsidiary, you have been granted this restricted stock unit award (the ?Award?) pursuant to the Company?s 2014 Equity Incentive Plan (the ?Plan?). The Award represe
May 4, 2021	EX-10.1	2021 Equity Incentive Plan. Incorporated by reference to Exhibit 10.1 on Form 8-K filed with the SEC on May 4, 2021. Exhibit 10.1 FLUX POWER HOLDINGS, INC. 2021 EQUITY INCENTIVE PLAN Effective February 24, 2021 The Board of Directors of Flux Power Holdings, Inc. (the ?Company?) hereby adopts in its entirety the Flux Power Holdings, Inc. 2021 Equity Incentive Plan (the ?Plan?), as of February 24, 2021 (?Plan Adoption Date?). Unless otherwise defined, terms with initial capital letters are defined in Section 2 bel
April 19, 2021	DEFA14A	- UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by Registrant [X] Filed by a Party other than the Registrant [ ] [ ] Preliminary Proxy Statement [ ] Confidential, for use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [ ] Definitive Proxy Statement [X] Definitive Additional Materials [ ] Soliciting Material Pursuant to ?240.
April 7, 2021	SC 13D/A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 11)* FLUX POWER HOLDINGS, INC. (Name of Issuer) Common Stock, par value $0.001 (Title of Class of Securiti UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 11)* FLUX POWER HOLDINGS, INC. (Name of Issuer) Common Stock, par value $0.001 (Title of Class of Securities) 344057203 (CUSIP Number) Michael Johnson 2685 S. Melrose Drive Vista, California 92081 877-505-3589 (Name, Address and Telephone Number of Person
March 31, 2021	8-K	Unregistered Sales of Equity Securities UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 26, 2021 FLUX POWER HOLDINGS, INC. (Exact name of registrant as specified in its charter) Nevada 001-31543 86-0931332 (State or Other Jurisdiction of Incorporation) (Commission
March 15, 2021	DEF 14A	- UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by Registrant [X] Filed by a Party other than the Registrant [ ] [ ] Preliminary Proxy Statement [ ] Confidential, for use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [X] Definitive Proxy Statement [ ] Definitive Additional Materials [ ] Soliciting Material Pursuant to ?240.
March 15, 2021	DEFA14A	- UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by Registrant [X] Filed by a Party other than the Registrant [ ] [ ] Preliminary Proxy Statement [ ] Confidential, for use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [ ] Definitive Proxy Statement [X] Definitive Additional Materials [ ] Soliciting Material Pursuant to ?240.
February 25, 2021	8-K	Other Events, Shareholder Director Nominations UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 24, 2021 FLUX POWER HOLDINGS, INC. (Exact name of registrant as specified in its charter) Nevada 001-31543 86-0931332 (State or Other Jurisdiction of Incorporation) (Commissi
February 17, 2021	8-K	Entry into a Material Definitive Agreement, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 12, 2021 FLUX POWER HOLDINGS, INC. (Exact name of registrant as specified in its charter) Nevada 001-31543 86-0931332 (State or Other Jurisdiction of Incorporation) (Commissi
February 17, 2021	EX-10.3	Employment Agreement by and between Flux Power, Inc. and Jonathan Berry EX-10.3 4 ex10-3.htm Exhibit 10.3 EMPLOYMENT AGREEMENT This EMPLOYMENT AGREEMENT (this “Agreement”) is made and entered into as of February 12, 2021 (the “Effective Date”), by and between Flux Power, Inc., a California corporation with its principal place of business at 2685 S. MELROSE DRIVE, VISTA CA 92081 (the “Company”), and Jonathan A. Berry, an individual residing in the state of California (
February 17, 2021	EX-10.1	Amended and Restated Employment Agreement by and between Flux Power Holdings, Inc. and Ronald F. Dutt. Incorporated by reference to Exhibit 10.1 on Form 8-K filed with the SEC on February 17, 2021. Exhibit 10.1 AMENDED AND RESTATED EXECUTIVE EMPLOYMENT AGREEMENT This AMENDED AND RESTATED EXECUTIVE EMPLOYMENT AGREEMENT (this ?Agreement?) is made and entered into as of February 12, 2021 (the ?Effective Date?), by and between Flux Power Holdings, Inc., a Nevada corporation with its principal place of business at 2685 S. MELROSE DRIVE, VISTA CA 92081 (the ?Company?), and Ronald F. Dutt, an indiv
February 17, 2021	EX-10.2	Employment Agreement by and between Flux Power Holdings, Inc. and Charles A. Scheiwe. Incorporated by reference to Exhibit 10.2 on Form 8-K filed with the SEC on February 17, 2021. Exhibit 10.2 EXECUTIVE EMPLOYMENT AGREEMENT This EXECUTIVE EMPLOYMENT AGREEMENT (this ?Agreement?) is made and entered into as of February 21, 2021 (the ?Effective Date?), by and between Flux Power Holdings, Inc., a Nevada corporation with its principal place of business at 2685 S. MELROSE DRIVE, VISTA CA 92081 (the ?Company?), and Charles A. Scheiwe, an individual residing in the state of Califor
February 16, 2021	SC 13G/A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 4)* UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.
February 16, 2021	SC 13G	SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Flux Power Holdings Inc (Name of Issuer) Common Stock (Title of Class of Securities) 344057302 (CUSIP Number) December 31, 2020 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this
February 16, 2021	EX-99	JOINT FILING AGREEMENT EX-99 2 Rule13DJointFilingAgreement.htm JOINT FILING AGREEMENT JOINT FILING AGREEMENT In accordance with Rule 13d-1(k) (l) under the Securities Exchange Act of 1934, as amended, the undersigned hereby agree to the joint filing of the attached Schedule 13G, and any and all amendments thereto, and expressly authorize Invesco Ltd., as the ultimate parent company of each of its undersigned subsidiarie
February 11, 2021	10-Q	Quarterly Report - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2020 [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 001-31543 FLUX POWER HOLDINGS, INC. (Exact name of registr
February 11, 2021	8-K	Results of Operations and Financial Condition, Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 11, 2021 FLUX POWER HOLDINGS, INC. (Exact name of registrant as specified in its charter) Nevada 001-31543 86-0931332 (State or Other Jurisdiction of Incorporation) (Commissi
February 11, 2021	EX-99.1	Flux Power Announces Record Quarterly Revenue of $6.5M for Second Quarter of FY 2021; Increase of 79% YOY Investor Conference Call at 4:30 PM ET Exhibit 99.1 Flux Power Announces Record Quarterly Revenue of $6.5M for Second Quarter of FY 2021; Increase of 79% YOY Investor Conference Call at 4:30 PM ET Vista, CA – February 11, 2021 – Flux Power Holdings, Inc. (NASDAQ: FLUX), a developer of advanced lithium-ion industrial batteries for commercial and industrial equipment, today reported financial results for its second quarter of fiscal year
January 6, 2021	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 31, 2020 FLUX POWER HOLDINGS, INC. (Exact name of registrant as specified in its charter) Nevada 001-31543 86-0931332 (State or Other Jurisdiction of Incorporation) (Commissi
December 21, 2020	424B5	Up to $10,000,000 Common Stock Filed Pursuant to Rule 424(b)(5) Registration No. 333-249521 PROSPECTUS SUPPLEMENT (to prospectus dated OCTOBER 26, 2020) Up to $10,000,000 Common Stock We have entered into a common stock sales agreement, or the Sales Agreement, with H.C. Wainwright & Co., LLC, or HCW, relating to shares of our common stock offered by this prospectus supplement and the accompanying prospectus. In accordance with
December 21, 2020	8-K	Entry into a Material Definitive Agreement, Financial Statements and Exhibits - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 21, 2020 FLUX POWER HOLDINGS, INC. (Exact name of registrant as specified in its charter) Nevada 001-31543 86-0931332 (State or Other Jurisdiction of Incorporation) (Commissi
December 21, 2020	EX-10.1	Sales Agreement with H.C. Wainwright & Co., LLC Exhibit 10.1 FLUX POWER HOLDINGS, INC. cOMMON STOCK SALES AGREEMENT December 21, 2020 H.C. Wainwright & Co., LLC 430 Park Avenue New York, NY 10022 Ladies and Gentlemen: Flux Power Holdings, Inc., a Nevada corporation (the “Company”), confirms its agreement (this “Agreement”) with H.C. Wainwright & Co., LLC (“HCW”), as follows: 1. Issuance and Sale of Placement Shares. The Company agrees that, fro
November 12, 2020	EX-10.1	Form of Representative Warrant. Incorporated by reference to Exhibit 10.1 on Form 10-Q filed with the SEC on November 12, 2020. Exhibit 10.1 THE HOLDER OF THIS WARRANT BY ITS ACCEPTANCE HEREOF, AGREES THAT IT WILL NOT SELL, TRANSFER OR ASSIGN THIS WARRANT EXCEPT AS HEREIN PROVIDED AND THE HOLDER OF THIS WARRANT AGREES THAT IT WILL NOT SELL, TRANSFER, ASSIGN, PLEDGE OR HYPOTHECATE THIS WARRANT FOR A PERIOD OF ONE HUNDRED EIGHTY DAYS FOLLOWING THE LATER OF THE DATE THAT THE REGISTRATION STATEMENT (AS DEFINED BELOW) IS DECLAR
November 12, 2020	10-Q	Quarterly Report - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2020 [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 001-31543 FLUX POWER HOLDINGS, INC. (Exact name of regist
November 12, 2020	EX-99.1	Flux Power’s FY 2021 Q1 Revenue Increased By 135% Investor Conference Call at 4:30 PM ET Exhibit 99.1 Flux Power?s FY 2021 Q1 Revenue Increased By 135% Investor Conference Call at 4:30 PM ET Vista, CA ? November 12, 2020 ? Flux Power Holdings, Inc. (Nasdaq: FLUX), a developer of advanced lithium-ion industrial batteries for commercial and industrial equipment, today reported financial results for its first quarter of fiscal year 2021 (Q1?21). Financial Highlights: ? Q1?21 revenue grew
November 12, 2020	EX-10.1	Loan and Security Agreement with Silicon Valley Bank. Incorporated by reference to Exhibit 10.1 on Form 8-K filed with the SEC on November 12, 2020. Exhibit 10.1 LOAN AND SECURITY AGREEMENT THIS LOAN AND SECURITY AGREEMENT (this ?Agreement?) dated as of November 9, 2020 (the ?Effective Date?) by and among (i) SILICON VALLEY BANK, a California corporation (?Bank?), (ii) FLUX POWER, INC., a California corporation (?Flux?), and (iii) FLUX POWER HOLDINGS, INC., a Nevada corporation (?Holdings?, and together with Flux, individually and collectively
November 12, 2020	8-K	Results of Operations and Financial Condition, Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 12, 2020 FLUX POWER HOLDINGS, INC. (Exact name of registrant as specified in its charter) Nevada 001-31543 86-0931332 (State or Other Jurisdiction of Incorporation) (Commissi

FLUX / Flux Power Holdings, Inc. - SEC Filings, Annual Report, Proxy Statement

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