EXA / Exa Corp - SEC Filings, Annual Report, Proxy Statement

Exa Corp
US ˙ NASDAQ
THIS SYMBOL IS NO LONGER ACTIVE

Basic Stats
CIK 890264
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis. These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Exa Corp
SEC Filings (Chronological Order)
This page provides a complete, chronological list of SEC Filings, excluding ownership filings which we provide elsewhere.
February 14, 2018 EX-99

JOINT FILING INFORMATION

JOINT FILING INFORMATION Reporting Person: SOROS FUND MANAGEMENT LLC Address: 250 WEST 55TH STREET 38TH FLOOR NEW YORK, NY 10019 Designated Filer: SOROS FUND MANAGEMENT LLC Issuer and Symbol: EXA CORPORATION [EXA] Date of Event Requiring Statement: 11/17/2017 Signature: /s/ Regan O'Neill Regan O'Neill, as Assistant General Counsel Reporting Person: GEORGE SOROS Address: 250 WEST 55TH STREET 38TH F

February 14, 2018 SC 13G/A

EXA / Exa Corp / SOROS FUND MANAGEMENT LLC Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 4)* EXA CORPORATION (Name of Issuer) Common Stock, $0.001 par value (Title of Class of Securities) 300614500 (CUSIP Number) November 17, 2017 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to

December 4, 2017 15-12B/A

EXA / Exa Corp 15-12B/A

15-12B/A 1 a17-2771111512ba.htm 15-12B/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15/A Amendment No. 1 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number 001-35584 Exa Cor

November 22, 2017 15-12B

EXA / Exa Corp 15-12B

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number 001-35584 Exa Corporation (Exact name of registrant as specified in its char

November 20, 2017 SC 13D/A

EXA / Exa Corp / GAMCO INVESTORS, INC. ET AL Activist Investment

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1) Exa Corporation (Name of Issuer) Common Stock, $0.001 par value per share (Title of Class of Securities) 300614500 (CUSIP Number) David Goldman GAMCO Investors, Inc. One Corporate Center Rye, New York 10580-1435 (914) 921-5000 (Name, Address and Telephone Number of Per

November 17, 2017 S-8 POS

EXA / Exa Corp S-8 POS

As filed with the Securities and Exchange Commission on November 17, 2017 Registration No.

November 17, 2017 S-8 POS

EXA / Exa Corp S-8 POS

S-8 POS 1 a17-264384s8pos.htm S-8 POS As filed with the Securities and Exchange Commission on November 17, 2017 Registration No. 333 - 192746 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Exa Corporation (Exact name of registrant as specified in its charter) Delaware (State

November 17, 2017 8-K

Changes in Control of Registrant, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Material Modification to Rights of Security Holders, Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing, Financial Statements and Exhibits, Completion of Acquisition or Disposition of Assets

8-K 1 a17-2643838k.htm 8-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 17, 2017 EXA CORPORATION (Exact Name of Registrant as Specified in Charter) Delaware 001-35584 04-3139906 (State or other jurisdiction of incorporation) (Commiss

November 17, 2017 EX-3.1

Amended and Restated Certificate of Incorporation of Exa Corporation.

Exhibit 3.1 THIRD AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF EXA CORPORATION ARTICLE I Name The name of the corporation is Exa Corporation (the ?Corporation?). ARTICLE II Registered Office and Registered Agent The address of the registered office of the Corporation in the State of Delaware is Corporation Service Company, 251 Little Falls Drive, in the City of Wilmington, County of New Ca

November 17, 2017 EX-3.2

Amended and Restated By-laws of Exa Corporation.

Exhibit 3.2 AMENDED AND RESTATED BYLAWS OF EXA CORPORATION ARTICLE I OFFICES Section 1.01. Registered Office. The registered office of Exa Corporation (the ?Corporation?) in the State of Delaware shall be at the office of Corporation Service Company, 2711 Centerville Road, Suite 400, in the City of Wilmington, County of New Castle, Delaware 19808 and the registered agent in charge thereof shall be

November 17, 2017 SC 14D9/A

EXA / Exa Corp SC 14D9/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14D-9 (Rule 14d-101) Solicitation/Recommendation Statement Under Section 14(d)(4) of the Securities Exchange Act of 1934 (Amendment No. 5) EXA CORPORATION (Name of Subject Company) EXA CORPORATION (Name of Person(s) Filing Statement) Common Stock, par value $0.001 per share (Title of Class of Securities) 300614500 (CU

November 17, 2017 SC TO-T/A

DASTY / Dassault Systemes SA SC TO-T/A

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO/A (Amendment No. 4) Tender Offer Statement Under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 Exa Corporation (Name of Subject Company (Issuer)) 3DS Acquisition 3 Corp., Dassault Systemes Simulia Corp. and Dassault Syst?mes S.E. (Name of Filing Persons (Offerors) Common Stock, par value $0.001 per share (T

November 17, 2017 EX-99.(A)(5)(F)

Dassault Systèmes Successfully Completes Tender Offer for Exa Corporation

Exhibit (a)(5)(F) Dassault Syst?mes Successfully Completes Tender Offer for Exa Corporation VELIZY-VILLACOUBLAY, France ? November 17, 2017 ? Dassault Syst?mes (Euronext Paris: #13065, DSY.

November 13, 2017 SC 14D9/A

EXA / Exa Corp SC 14D9/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14D-9 (Rule 14d-101) Solicitation/Recommendation Statement Under Section 14(d)(4) of the Securities Exchange Act of 1934 (Amendment No. 4) EXA CORPORATION (Name of Subject Company) EXA CORPORATION (Name of Person(s) Filing Statement) Common Stock, par value $0.001 per share (Title of Class of Securities) 300614500 (CU

November 13, 2017 SC TO-T/A

DASTY / Dassault Systemes SA SC TO-T/A

SC TO-T/A 1 a17-264381sctota.htm SC TO-T/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO/A (Amendment No. 3) Tender Offer Statement Under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 Exa Corporation (Name of Subject Company (Issuer)) 3DS Acquisition 3 Corp., Dassault Systemes Simulia Corp. and Dassault Systèmes S.E. (Name of Filing Persons (Offerors)

November 13, 2017 EX-99.(A)(5)(E)

Dassault Systèmes Announces Extension of Tender Offer for All Outstanding Shares of Exa Corporation

Exhibit 99.(a)(5)(E) Dassault Syst?mes Announces Extension of Tender Offer for All Outstanding Shares of Exa Corporation VELIZY-VILLACOUBLAY, France ? November 10, 2017 ? Dassault Syst?mes (Euronext Paris: #13065, DSY.PA) today announces that its wholly owned subsidiaries, Dassault Systemes Simulia Corp. (?Parent?) and 3DS Acquisition 3 Corp. (?Purchaser?), have extended the expiration date of the

October 30, 2017 SC 14D9/A

Exa SC 14D9/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14D-9 (Rule 14d-101) Solicitation/Recommendation Statement Under Section 14(d)(4) of the Securities Exchange Act of 1934 (Amendment No. 3) EXA CORPORATION (Name of Subject Company) EXA CORPORATION (Name of Person(s) Filing Statement) Common Stock, par value $0.001 per share (Title of Class of Securities) 300614500 (CU

October 26, 2017 SC 13D

EXA / Exa Corp / GAMCO INVESTORS, INC. ET AL Activist Investment

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 Exa Corporation (Name of Issuer) Common Stock, $0.001 par value per share (Title of Class of Securities) 300614500 (CUSIP Number) David Goldman GAMCO Investors, Inc. One Corporate Center Rye, New York 10580-1435 (914) 921-5000 (Name, Address and Telephone Number of Person Authorized to

October 25, 2017 SC TO-T/A

Dassault Systemes SC TO-T/A

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO/A (Amendment No. 2) Tender Offer Statement Under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 Exa Corporation (Name of Subject Company (Issuer)) 3DS Acquisition 3 Corp., Dassault Systemes Simulia Corp. and Dassault Syst?mes S.E. (Name of Filing Persons (Offerors) Common Stock, par value $0.001 per share (T

October 25, 2017 SC 14D9/A

Exa SC 14D9/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14D-9 (Rule 14d-101) Solicitation/Recommendation Statement Under Section 14(d)(4) of the Securities Exchange Act of 1934 (Amendment No. 2) EXA CORPORATION (Name of Subject Company) EXA CORPORATION (Name of Person(s) Filing Statement) Common Stock, par value $0.001 per share (Title of Class of Securities) 300614500 (CU

October 25, 2017 SC 13D

EXA / Exa Corp / GAMCO INVESTORS, INC. ET AL Activist Investment

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 Exa Corporation (Name of Issuer) Common Stock, $0.001 par value per share (Title of Class of Securities) 300614500 (CUSIP Number) David Goldman GAMCO Investors, Inc. One Corporate Center Rye, New York 10580-1435 (914) 921-5000 (Name, Address and Telephone Number of Person Authorized to

October 20, 2017 SC TO-T/A

DASTY / Dassault Systemes SA SC TO-T/A

SC TO-T/A 1 a17-2259011sctota.htm SC TO-T/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO/A (Amendment No. 1) Tender Offer Statement Under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 Exa Corporation (Name of Subject Company (Issuer)) 3DS Acquisition 3 Corp., Dassault Systemes Simulia Corp. and Dassault Systèmes S.E. (Name of Filing Persons (Offerors)

October 20, 2017 SC 14D9/A

EXA / Exa Corp SC 14D9/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14D-9 (Rule 14d-101) Solicitation/Recommendation Statement Under Section 14(d)(4) of the Securities Exchange Act of 1934 (Amendment No. 1) EXA CORPORATION (Name of Subject Company) EXA CORPORATION (Name of Person(s) Filing Statement) Common Stock, par value $0.001 per share (Title of Class of Securities) 300614500 (CU

October 12, 2017 EX-99.(E)(20)

June 3, 2010

Exhibit (e)(20) Date: June 3, 2010 To: Jamie Hoch Cc: Board of Directors Compensation Committee, Ed Furlong Subject: FY11 Compensation The Board of Directors of Exa would like to confirm to you a revised compensation package for the remainder of FY11.

October 12, 2017 SC 14D9

Exa SC 14D9

SC 14D9 1 a2233512zsc14d9.htm SC 14D9 Use these links to rapidly review the document Table of Contents Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14D-9 (Rule 14d-101) Solicitation/Recommendation Statement Under Section 14(d)(4) of the Securities Exchange Act of 1934 (Amendment No. ) EXA CORPORATION (Name of Subject Company) EXA CORPORATION (N

October 12, 2017 EX-99.(E)(21)

Exa Corporation EMPLOYMENT AGREEMENT Hudong Chen

Exhibit (e)(21) Exa Corporation EMPLOYMENT AGREEMENT Hudong Chen This Agreement effective the 3rd Day of December, 2014 (?Effective Date?), between Exa Corporation (?Exa? or the ?Company?) and Hudong Chen (?You?) is entered into (a) in recognition of your senior executive role at Exa and (b) to outline the terms and conditions of your continued employment with Exa.

October 12, 2017 EX-99.(A)(1)(C)

Notice of Guaranteed Delivery For Tender of Shares of Common Stock of Exa Corporation at $24.25 Per Share by 3DS Acquisition 3 Corp., Dassault Systemes Simulia Corp. and Dassault Systèmes S.E.

QuickLinks - Click here to rapidly navigate through this document EXHIBIT (a)(1)(C) Notice of Guaranteed Delivery For Tender of Shares of Common Stock of Exa Corporation at $24.

October 12, 2017 EX-99.(A)(1)(E)

Offer to Purchase for Cash All Outstanding Shares of Common Stock of Exa Corporation at $24.25 Per Share by 3DS Acquisition 3 Corp., Dassault Systemes Simulia Corp. and Dassault Systèmes S.E.

QuickLinks - Click here to rapidly navigate through this document EXHIBIT (a)(1)(E) Offer to Purchase for Cash All Outstanding Shares of Common Stock of Exa Corporation at $24.

October 12, 2017 EX-99.(A)(1)(F)

Notice of Offer to Purchase for Cash All Outstanding Shares of Common Stock of Exa Corporation at $24.25 Per Share by 3DS Acquisition 3 Corp., Dassault Systemes Simulia Corp. and Dassault Systèmes S.E.

QuickLinks - Click here to rapidly navigate through this document EXHIBIT (a)(1)(F) This announcement is neither an offer to purchase nor a solicitation of an offer to sell Shares (as defined below).

October 12, 2017 EX-99.(A)(1)(B)

Letter of Transmittal To Tender Shares of Common Stock of Exa Corporation Pursuant to the Offer to Purchase Dated October 12, 2017 by 3DS Acquisition 3 Corp., Dassault Systemes Simulia Corp. and Dassault Systèmes S.E.

QuickLinks - Click here to rapidly navigate through this document EXHIBIT (a)(1)(B) Letter of Transmittal To Tender Shares of Common Stock of Exa Corporation Pursuant to the Offer to Purchase Dated October 12, 2017 by 3DS Acquisition 3 Corp.

October 12, 2017 EX-99.(D)(2)

* * * * *

QuickLinks - Click here to rapidly navigate through this document EXHIBIT (d)(2) CONFIDENTIAL July 1, 2017 Dassault Syst?mes S.

October 12, 2017 EX-99.(A)(1)(A)

Offer To Purchase For Cash All Outstanding Shares Of Common Stock of Exa Corporation at $24.25 Per Share by 3DS Acquisition 3 Corp., Dassault Systemes Simulia Corp. and Dassault Systèmes S.E.

QuickLinks - Click here to rapidly navigate through this document EXHIBIT (a)(1)(A) Offer To Purchase For Cash All Outstanding Shares Of Common Stock of Exa Corporation at $24.

October 12, 2017 EX-99.(D)(3)

[Signature Page Follows]

QuickLinks - Click here to rapidly navigate through this document EXHIBIT (d)(3) Exa Corporation Mr.

October 12, 2017 EX-99.(A)(5)(D)

Dassault Systèmes' Tender Offer for Exa Corporation Commences

QuickLinks - Click here to rapidly navigate through this document EXHIBIT (a)(5)(D) Dassault Syst?mes' Tender Offer for Exa Corporation Commences VELIZY-VILLACOUBLAY, France?October 12, 2017?Dassault Syst?mes (Euronext Paris: #13065, DSY.

October 12, 2017 SC TO-T

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO Tender Offer Statement Under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 Exa Corporation (Name of Subject Company (Issuer)) 3DS Acquisition 3 Corp., Dassaul

QuickLinks - Click here to rapidly navigate through this document SECURITIES AND EXCHANGE COMMISSION Washington, D.

October 12, 2017 EX-99.(A)(1)(D)

Offer to Purchase for Cash All Outstanding Shares of Common Stock of Exa Corporation at $24.25 Per Share by 3DS Acquisition 3 Corp., Dassault Systemes Simulia Corp. and Dassault Systèmes S.E.

QuickLinks - Click here to rapidly navigate through this document EXHIBIT (a)(1)(D) Offer to Purchase for Cash All Outstanding Shares of Common Stock of Exa Corporation at $24.

October 2, 2017 EX-99.1

DASSAULT SYSTEMES and EXA Corporation EXA Definitive Purchase Agreement Joint Conference Call September 28, 2017 Operator: Thank you for standing by and welcome to the Dassault Systèmes and Exa Corporation September 28, 2017 conference call. At this

EX-99.1 Exhibit 99.1 DASSAULT SYSTEMES and EXA Corporation EXA Definitive Purchase Agreement Joint Conference Call September 28, 2017 Operator: Thank you for standing by and welcome to the Dassault Syst?mes and Exa Corporation September 28, 2017 conference call. At this time, all participants are listening on remote. A short overview will be given, followed by question and answer session. If you w

October 2, 2017 SC14D9C

Exa SC14D9C

SC14D9C 1 d316656dsc14d9c.htm SC14D9C UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14D-9 (RULE 14d-101) SOLICITATION/RECOMMENDATION STATEMENT UNDER SECTION 14(d)(4) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. ) EXA CORPORATION (Name of Subject Company) EXA CORPORATION (Name of Person Filing) Common Stock, $0.001 par value per share (Title Class of Secu

October 2, 2017 EX-99.(A)(5)(C)

DASSAULT SYSTEMES and EXA Corporation EXA Definitive Purchase Agreement Joint Conference Call September 28, 2017

Exhibit (a)(5)(c) DASSAULT SYSTEMES and EXA Corporation EXA Definitive Purchase Agreement Joint Conference Call September 28, 2017 Operator: Thank you for standing by and welcome to the Dassault Syst?mes and Exa Corporation September 28, 2017 conference call.

October 2, 2017 SC TO-C

Dassault Systemes SC TO-C

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO Tender Offer Statement Under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 Exa Corporation (Name of Subject Company) 3DS Acquisition 3 Corp., Dassault Systemes Simulia Corp. and Dassault Syst?mes S.E. (Name of Filing Persons (Offerors)) Common Stock, par value $0.001 per share (Title of Class of Securities)

September 28, 2017 SC14D9C

Exa SC14D9C

SC14D9C 1 d463666dsc14d9c.htm SC14D9C UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14D-9 (RULE 14d-101) SOLICITATION/RECOMMENDATION STATEMENT UNDER SECTION 14(D)(4) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. ) EXA CORPORATION (Name of Subject Company) EXA CORPORATION (Name of Person Filing) Common Stock, $0.001 par value per share (Title Class of Secu

September 28, 2017 8-K

Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events

8-K 1 d463953d8k.htm 8-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 27, 2017 EXA CORPORATION (Exact Name of Registrant as Specified in Charter) Delaware 001-35584 04-3139906 (State or other jurisdiction of incorporation) (Commissi

September 28, 2017 EX-99.3

I The Deal II The Timeline III Exa Perspective V Q&A Agenda IV Dassault Systemes Introduction & Perspective © Exa Corporation - Highly Confidential

EX-99.3 Exa company meeting Steve Remondi | September 28, 2017 Exhibit 99.3 I The Deal II The Timeline III Exa Perspective V Q&A Agenda IV Dassault Systemes Introduction & Perspective ? Exa Corporation - Highly Confidential I The Deal II The Timeline III Exa Perspective V Q&A Agenda IV Dassault Systemes Introduction & Perspective ? Exa Corporation - Highly Confidential Dassault Systemes (DS) Agree

September 28, 2017 EX-2.1

Agreement and Plan of Merger dated September 27, 2017, by and among Dassault Systemes Simulia Corp., 3DS Acquisition 3 Corp. and Exa Corporation.

EX-2.1 Exhibit 2.1 Confidential Execution Version AGREEMENT AND PLAN OF MERGER among DASSAULT SYSTEMES SIMULIA CORP., 3DS ACQUISITION 3 CORP. and EXA CORPORATION Dated as of September 27, 2017 TABLE OF CONTENTS Page ARTICLE I THE OFFER AND THE MERGER 2 SECTION 1.01 The Offer 2 SECTION 1.02 Company Actions 5 SECTION 1.03 The Merger 6 SECTION 1.04 Closing 7 SECTION 1.05 Effective Time 7 SECTION 1.06

September 28, 2017 EX-99.2

ANNOUNCEMENT

EX-99.2 Exhibit 99.2 ANNOUNCEMENT Date: September 28, 2017 Subject: Our Next Chapter Dear Exa Team Members, I?m writing to you today to share with you exciting news about the future of Exa. Early this morning the company issued a press release (see attachment) announcing that we have reached an agreement to be acquired by Dassault Syst?mes. Dassault has agreed to pay $24.25 per share of Exa stock

September 28, 2017 EX-3.1

Amendment to Amended and Restated By-laws of Exa Corporation.

EX-3.1 Exhibit 3.1 Amendment to Amended and Restated By-laws of EXA CORPORATION RESOLVED: That the Amended and Restated By-laws of the Corporation are hereby further amended, pursuant to Article XIII thereof, to add the following new Article XV at the end thereof, as follows: ARTICLE XV FORUM SELECTION Section 48. Forum Selection. Unless the corporation consents in writing to the selection of an a

September 28, 2017 EX-99.1

Exa Corporation to be Acquired by Dassault Systèmes

EX-99.1 Exhibit 99.1 Exa Corporation to be Acquired by Dassault Syst?mes ? Transaction valued at approximately $400 million or $24.25 per share ? Proven Technology and Industrialized Solutions Will Be Available to Customers in All Industries BURLINGTON, MA, USA [September 28, 2017] Exa? Corporation (NASDAQ:EXA), a global innovator in simulation software for product engineering, today announced tha

September 28, 2017 EX-99.(A)(5)(A)

Dassault Systèmes to Acquire Exa Corporation

Exhibit 99.(a)(5)(A) Dassault Syst?mes to Acquire Exa Corporation ? Strengthens Simulation Portfolio with Next Generation Fluid Dynamics Capabilities on the 3DEXPERIENCE Platform ? Proven Technology and Industrialized Solutions Available to Customers in All Industries ? Companies? Complementary Strengths Expand Power of Digital Engineering Throughout Value-Chain VELIZY-VILLACOUBLAY, France ? Septe

September 28, 2017 SC TO-C

Dassault Systemes SC TO-C

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO Tender Offer Statement Under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 Exa Corporation (Name of Subject Company) 3DS Acquisition 3 Corp., Dassault Systemes Simulia Corp. and Dassault Syst?mes S.E. (Name of Filing Persons (Offerors)) Common Stock, par value $0.001 per share (Title of Class of Securities)

September 28, 2017 EX-99.(A)(5)(B)

DASSAULT SYSTEMES and EXA Corporation EXA Definitive Purchase Agreement Joint Conference Call September 28, 2017

Exhibit (a)(5)(B) DASSAULT SYSTEMES and EXA Corporation EXA Definitive Purchase Agreement Joint Conference Call September 28, 2017 Final Beatrix Martinez Dassault Syst?mes Director, Investor Relations Thank you for participating in this conference call regarding the proposed acquisition of Exa Corporation.

September 13, 2017 EX-99

EX-99

JOINT FILING INFORMATION Reporting Person: SOROS FUND MANAGEMENT LLC Address: 250 WEST 55TH STREET 38TH FLOOR NEW YORK, NY 10019 Designated Filer: SOROS FUND MANAGEMENT LLC Issuer and Symbol: EXA CORPORATION [ EXA ] Date of Event Requiring Statement: 9/11/2017 Signature: /s/ Regan O'Neill - Regan O'Neill, as Assistant General Counsel Reporting Person: GEORGE SOROS Address: 250 WEST 55TH STREET 38T

September 13, 2017 EX-99.C

POWER OF ATTORNEY

EX-99.C CUSIP NO. 300614500 Page 1 2 of 12 Pages EXHIBIT C POWER OF ATTORNEY KNOW ALL MEN BY THESE PRESENT, that I, ROBERT SOROS, hereby make, constitute and appoint each of MARYANN CANFIELD, JODYE ANZALOTTA, JAY SCHOENFARBER, THOMAS O’GRADY and REGAN O’NEILL, acting individually, as my agent and attorney-in-fact for the purpose of executing in my name, (a) in my personal capacity or (b) in my cap

September 13, 2017 EX-99.A

JOINT FILING AGREEMENT

EX-99.A CUSIP NO. 300614500 Page 1 0 of 12 Pages EXHIBIT A JOINT FILING AGREEMENT The undersigned hereby agree that the Schedule 13G with respect to the Common Stock, $0.001 par value, of Exa Corporation, dated as of September 13, 2017, is, and any amendments thereto (including amendments on Schedule 13D) signed by each of the undersigned shall be, filed on behalf of each of us pursuant to and in

September 13, 2017 EX-99.B

POWER OF ATTORNEY

EX-99.B CUSIP NO. 300614500 Page 1 1 of 12 Pages EXHIBIT B POWER OF ATTORNEY KNOW ALL MEN BY THESE PRESENT, that I, GEORGE SOROS, hereby make, constitute and appoint each of MARYANN CANFIELD, JODYE ANZALOTTA, JAY SCHOENFARBER THOMAS O’GRADY, REGAN O’NEILL and ROBERT SOROS, acting individually, as my agent and attorney-in-fact for the purpose of executing in my name, (a) in my personal capacity or

September 13, 2017 SC 13G/A

EXA / Exa Corp / SOROS FUND MANAGEMENT LLC - SC 13G/A Passive Investment

SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3)* EXA CORPORATION (Name of Issuer) Common Stock, $0.001 par value (Title of Class of Securities) 300614500 (CUSIP Number) September 11, 2017 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pu

August 28, 2017 EX-99.1

Exa Reports Second Quarter Fiscal 2018 Financial Results Second Quarter Total Revenue and Profitability Metrics In-Line with Guidance

EX-99.1 Exhibit 99.1 Exa Reports Second Quarter Fiscal 2018 Financial Results Second Quarter Total Revenue and Profitability Metrics In-Line with Guidance Burlington, Mass., August 28, 2017 ? Exa? Corporation (NASDAQ: EXA), a global innovator in simulation software for product engineering, today announced financial results for the second quarter fiscal 2018, which ended July 31, 2017. Revenue Summ

August 28, 2017 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

8-K 1 d420473d8k.htm 8-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 28, 2017 EXA CORPORATION (Exact Name of Registrant as Specified in Charter) Delaware 001-35584 04-3139906 (State or other jurisdiction of incorporation) (Commission

August 28, 2017 10-Q

EXA / Exa Corp Q2 FY18 10-Q (Quarterly Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended July 31, 2017 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 001-35584 EXA CORPORATION (Exact Name of Registrant as Specified in Its Charter) Delaware 04-3139906 (State or Other Jurisdiction of Incorporation or Organization) (I.

August 10, 2017 SC 13G/A

EXA / Exa Corp / Arrowpoint Asset Management, LLC - 13G/A Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No.

June 30, 2017 EX-99.1

RESTRICTED STOCK UNIT AGREEMENT (Time Based French RSU Award) Granted by Exa Corporation Under the 2017 Stock Incentive Plan French Sub-plan

EX-99.1 2 d419128dex991.htm EX-99.1 Exhibit 99.1 RESTRICTED STOCK UNIT AGREEMENT (Time Based French RSU Award) Granted by Exa Corporation Under the 2017 Stock Incentive Plan French Sub-plan Exa Corporation (the “Company”) hereby grants to the person named below (the “Recipient”) restricted stock units (“Restricted Stock Units”), with each such unit representing the right to receive one share of St

June 30, 2017 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits, Other Events

8-K 1 d419128d8k.htm 8-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 29, 2017 EXA CORPORATION (Exact Name of Registrant as Specified in Charter) Delaware 001-35584 04-3139906 (State or other jurisdiction of incorporation) (Commission Fi

June 30, 2017 EX-99.2

RESTRICTED STOCK UNIT AGREEMENT (Time Based Award) Granted by Exa Corporation Under the 2017 Stock Incentive Plan

EX-99.2 Exhibit 99.2 RESTRICTED STOCK UNIT AGREEMENT (Time Based Award) Granted by Exa Corporation Under the 2017 Stock Incentive Plan Exa Corporation (the ?Company?) hereby grants to the person named below (the ?Recipient?) restricted stock units (?Restricted Stock Units?), with each such unit representing the right to receive one share of Stock, pursuant to the terms set forth below (the ?Award?

June 21, 2017 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Submission of Matters to a Vote of Security Holders

8-K 1 d412043d8k.htm FORM 8-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 15, 2017 EXA CORPORATION (Exact Name of Registrant as Specified in Charter) Delaware 001-35584 04-3139906 (State or other jurisdiction of incorporation) (Commissi

June 8, 2017 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

8-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 8, 2017 EXA CORPORATION (Exact Name of Registrant as Specified in Charter) Delaware 001-35584 04-3139906 (State or other jurisdiction of incorporation) (Commission File Number) (IRS Employ

June 8, 2017 EX-99.1

EXA INVESTOR PRESENTATION

EX-99.1 2 d410051dex991.htm EX-99.1 Exhibit 99.1 EXA INVESTOR PRESENTATION June 2017 Safe Harbor Statement Today’s presentation includes forward-looking statements intended to qualify for the Safe Harbor from liability established by the Private Securities Litigation Reform Act of 1995. These forward-looking statements, including statements regarding our financial expectations, demand for our solu

May 24, 2017 10-Q

Exa 10-Q (Quarterly Report)

exa-10q20170430.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended April 30, 2017 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 001-35584 EXA CORPORATION (Exact Na

May 24, 2017 EX-99.1

Exa Reports First Quarter Fiscal 2018 Financial Results First Quarter Total Revenue In-Line with Guidance and Profitability Metrics Above Guidance Range FY 18 Business Visibility Improves

EX-99.1 2 d374503dex991.htm EX-99.1 Exhibit 99.1 Exa Reports First Quarter Fiscal 2018 Financial Results First Quarter Total Revenue In-Line with Guidance and Profitability Metrics Above Guidance Range FY 18 Business Visibility Improves Burlington, Mass., May 24, 2017 – Exa® Corporation (NASDAQ: EXA), a global innovator in simulation software for product engineering, today announced financial resu

May 24, 2017 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

8-K 1 d374503d8k.htm FORM 8-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 24, 2017 EXA CORPORATION (Exact Name of Registrant as Specified in Charter) Delaware 001-35584 04-3139906 (State or other jurisdiction of incorporation) (Commissio

May 4, 2017 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

Form 8-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 4, 2017 EXA CORPORATION (Exact Name of Registrant as Specified in Charter) Delaware 001-35584 04-3139906 (State or other jurisdiction of incorporation) (Commission File Number) (IRS Em

May 4, 2017 EX-99.1

Safe Harbor Statement Today’s presentation includes forward-looking statements intended to qualify for the Safe Harbor from liability established by the Private Securities Litigation Reform Act of 1995. These forward-looking statements, including sta

EX-99.1 Exa investor PRESENTATION May 2017 Exhibit 99.1 Safe Harbor Statement Today?s presentation includes forward-looking statements intended to qualify for the Safe Harbor from liability established by the Private Securities Litigation Reform Act of 1995. These forward-looking statements, including statements regarding our financial expectations, demand for our solutions and growth in our marke

April 28, 2017 DEF 14A

French Sub-plan of Exa Corporation 2017 Stock Incentive Plan (incorporated by reference to Appendix B to the Company’s Proxy Statement filed on Schedule 14A, as filed with the Securities and Exchange Commission on April 28, 2017)

DEF 14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

March 22, 2017 10-K

Exa 10-K (Annual Report)

exa-10k20170131.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-K (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended January 31, 2017 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 001-35584 EXA CORPORATION (Exact Name of

March 22, 2017 EX-21.1

SUBSIDIARIES OF EXA CORPORATION

Exhibit 21.1 SUBSIDIARIES OF EXA CORPORATION NAME OF ORGANIZATION JURISDICTION Exa GmbH Germany EUROXA S.a.r.l. France Exa Italy S.r.l. Italy Exa Japan Inc. Japan Exa UK Limited United Kingdom Exa Korea, Inc. Korea Exa (Shanghai) Simulation Software Technology, Co., Ltd. China Exa International, Inc. Delaware

March 21, 2017 EX-99.2

RESTRICTED STOCK UNIT AGREEMENT (Time Based Award) Granted by Exa Corporation Under the Amended and Restated 2011 Stock Incentive Plan

EX-99.2 Exhibit 99.2 RESTRICTED STOCK UNIT AGREEMENT (Time Based Award) Granted by Exa Corporation Under the Amended and Restated 2011 Stock Incentive Plan Exa Corporation (the ?Company?) hereby grants to the person named below (the ?Recipient?) restricted stock units (?Restricted Stock Units?), with each such unit representing the right to receive one share of Stock, pursuant to the terms set for

March 21, 2017 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

8-K 1 d319542d8k.htm FORM 8-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 15, 2017 EXA Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-35584 04-3139906 (State or other jurisdiction of incorporation) (Commiss

March 21, 2017 EX-99.1

EXA CORPORATION Policy Governing the Recovery of Certain Compensation

EX-99.1 Exhibit 99.1 EXA CORPORATION Policy Governing the Recovery of Certain Compensation The Board of Directors (the ?Board?) of Exa Corporation (the ?Company?) has approved and adopted this Incentive and Equity Compensation Recovery Policy (the ?Policy?), which sets forth the terms pursuant to which the Company may recover certain incentive and equity compensation from certain of its executive

March 16, 2017 EX-99.1

Exa Reports Fourth Quarter and Full Year Fiscal 2017 Financial Results Fourth Quarter Recurring License Revenue Increases 12% Fourth Quarter Profitability Metrics Above Guidance Ranges Full Year Fiscal 2017 License Revenue Increases 14%

EX-99.1 Exhibit 99.1 Exa Reports Fourth Quarter and Full Year Fiscal 2017 Financial Results Fourth Quarter Recurring License Revenue Increases 12% Fourth Quarter Profitability Metrics Above Guidance Ranges Full Year Fiscal 2017 License Revenue Increases 14% Burlington, Mass., March 16, 2017 ? Exa? Corporation (NASDAQ: EXA), a global innovator in simulation software for product engineering, today a

March 16, 2017 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

8-K 1 d535067d8k.htm 8-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 16, 2017 EXA CORPORATION (Exact Name of Registrant as Specified in Charter) Delaware 001-35584 04-3139906 (State or other jurisdiction of incorporation) (Commission F

February 13, 2017 SC 13G

Exa 13G (Passive Acquisition of More Than 5% of Shares)

SC 13G 1 exa123116.htm 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* EXA CORPORATION (Name of Issuer) Common Stock, $0.001 par value per share (Title of Class of Securities) 300614500 (CUSIP Number) December 31, 2016 (Date of Event Which Requires Filing of this Statement) Check the appropriate box

February 13, 2017 SC 13G/A

EXA / Exa Corp / SOROS FUND MANAGEMENT LLC Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* EXA CORPORATION (Name of Issuer) Common Stock, $0.001 par value (Title of Class of Securities) 300614500 (CUSIP Number) December 31, 2016 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to

January 5, 2017 SC 13G/A

EXA / Exa Corp / Conestoga Capital Advisors, LLC - CONESTOGA CAPITAL ADVISORS Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* EXA Corporation (Name of Issuer) Common Stock, $0.01 Par Value (Title of Class of Securities) 300614500 (CUSIP Number) December 31, 2016 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to w

January 3, 2017 RW

EXA RW

RW Exa Corporation 55 Network Drive Burlington, Massachusetts 01803 January 3, 2017 Securities and Exchange Commission Division of Corporate Finance 100 F Street, N.

December 14, 2016 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

8-K 1 d311571d8k.htm 8-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 14, 2016 EXA CORPORATION (Exact Name of Registrant as Specified in Charter) Delaware 001-35584 04-3139906 (State or other jurisdiction of incorporation) (Commissio

December 14, 2016 EX-99.1

EXA INVESTOR DAY

EX-99.1 Exhibit 99.1 EXA INVESTOR DAY Steve Remondi | December 2016 EXA CORPORATE VIDEO Safe Harbor Statement Today’s presentation includes forward-looking statements intended to qualify for the Safe Harbor from liability established by the Private Securities Litigation Reform Act of 1995. These forward-looking statements, including statements regarding our financial expectations, demand for our s

November 30, 2016 10-Q

EXA 10-Q (Quarterly Report)

exa-10q20161031.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended October 31, 2016 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 001-35584 EXA CORPORATION (Exact

November 30, 2016 EX-99.1

Exa Reports Third Quarter Fiscal 2017 Financial Results License Revenue Increases 14% Profitability Metrics Continue to Strengthen

EX-99.1 2 d298958dex991.htm EX-99.1 Exhibit 99.1 Exa Reports Third Quarter Fiscal 2017 Financial Results License Revenue Increases 14% Profitability Metrics Continue to Strengthen Burlington, Mass., November 30, 2016 – Exa® Corporation (NASDAQ: EXA), a global innovator in simulation software for product engineering, today announced financial results for the third quarter fiscal 2017, which ended O

November 30, 2016 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

Form 8-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 30, 2016 EXA CORPORATION (Exact Name of Registrant as Specified in Charter) Delaware 001-35584 04-3139906 (State or other jurisdiction of incorporation) (Commission File Number) (

November 30, 2016 EX-10.2

Exa Corporation EMPLOYMENT AGREEMENT Suresh Sundaram

Exhibit 10.2 Exa Corporation EMPLOYMENT AGREEMENT Suresh Sundaram This Agreement effective the 8th Day of August 2016 ("Effective Date"), between Exa Corporation ("Exa'' or the "Company") and Suresh Sundaram ("You") is entered into (a) in recognition of your senior executive role at Exa and (b) to outline the terms and conditions of your continued employment with Exa. 1. Duties: You are currently

November 30, 2016 EX-10.1

Exa Corporation EMPLOYMENT AGREEMENT Joel Dube

Exhibit 10.1 Exa Corporation EMPLOYMENT AGREEMENT Joel Dube This Agreement effective the 1st Day of August 2016 ("Effective Date"), between Exa Corporation ("Exa" or the “Company”) and Joel Dube ("You") is entered into (a) in recognition of your senior executive role at Exa and (b) to outline the terms and conditions of your continued employment with Exa. 1. Duties: You are currently employed by E

October 7, 2016 SC 13G

EXA / Exa Corp / Fidelity Non-Profit Management Foundation - SC 13G Passive Investment

SC 13G OMB APPROVAL OMB Number: 3235-0145 Expires: February 28, 2009 Estimated average burden hours per response…… 10.

August 29, 2016 10-Q

Exa 10-Q (Quarterly Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended July 31, 2016 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 001-35584 EXA CORPORATION (Exact Name of Registrant as Specified in Its Charter) Delaware 04-3139906 (State or Other Jurisdiction of Incorporation or Organization) (I.

August 29, 2016 EX-99.1

Exa Reports Second Quarter Fiscal 2017 Financial Results License Revenue Increases 14%, Operating Leverage Continues to Improve

EX-99.1 Exhibit 99.1 Exa Reports Second Quarter Fiscal 2017 Financial Results License Revenue Increases 14%, Operating Leverage Continues to Improve Burlington, Mass., August 29, 2016 ? Exa? Corporation (NASDAQ: EXA), a global innovator in simulation software for product engineering, today announced financial results for the second quarter fiscal 2017, which ended July 31, 2016. Revenue Summary Se

August 29, 2016 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

8-K 1 d237213d8k.htm 8-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 29, 2016 EXA CORPORATION (Exact Name of Registrant as Specified in Charter) Delaware 001-35584 04-3139906 (State or other jurisdiction of incorporation) (Commission

August 1, 2016 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

8-K 1 d218369d8k.htm 8-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 1, 2016 EXA CORPORATION (Exact Name of Registrant as Specified in Charter) Delaware 001-35584 04-3139906 (State or other jurisdiction of incorporation) (Commission F

August 1, 2016 EX-99.1

August 1, 2016

EX-99.1 Exhibit 99.1 August 1, 2016 Exa Appoints Joel Dube as Vice President of Finance, Principal Accounting Officer BURLINGTON, Mass., August 1, 2016 (GLOBE NEWSWIRE) ? Exa? Corporation (Nasdaq:EXA), a global innovator in simulation software for product engineering, announced the appointment of Joel Dube as Vice President of Finance and Principal Accounting Officer effective today. In this role,

June 20, 2016 8-K

Submission of Matters to a Vote of Security Holders

8-K 1 d206025d8k.htm FORM 8-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 14, 2016 EXA CORPORATION (Exact Name of Registrant as Specified in Charter) Delaware 001-35584 04-3139906 (State or other jurisdiction of incorporation) (Commissi

May 25, 2016 10-Q

Exa 10-Q (Quarterly Report)

10-Q 1 d153997d10q.htm 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended April 30, 2016 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 001-35584

May 25, 2016 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

8-K 1 d187931d8k.htm 8-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 25, 2016 EXA CORPORATION (Exact Name of Registrant as Specified in Charter) Delaware 001-35584 04-3139906 (State or other jurisdiction of incorporation) (Commission Fil

May 25, 2016 EX-99.1

Exa Reports First Quarter Fiscal 2017 Financial Results Revenue Increases 14%, License Revenue Increases 15%

EX-99.1 2 d187931dex991.htm EX-99.1 Exhibit 99.1 Exa Reports First Quarter Fiscal 2017 Financial Results Revenue Increases 14%, License Revenue Increases 15% Burlington, Mass., May 25, 2016 – Exa® Corporation (NASDAQ: EXA), a leading innovator of simulation software for product engineering, today announced financial results for the first quarter fiscal 2017, which ended April 30, 2016. Revenue Sum

April 29, 2016 DEF 14A

Exa DEF 14A

DEF 14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

March 21, 2016 10-K

EXA 10-K (Annual Report)

10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended January 31, 2016 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 001-35584 EXA CORPORATION (Exact Name of Registrant as Specified in Its Charter) Delaware 04-3139906 (State or Other Jurisdiction of Incorporation or Organization) (I.

March 21, 2016 EX-21.1

SUBSIDIARIES OF EXA CORPORATION NAME OF ORGANIZATION JURISDICTION Exa GmbH Germany EUROXA S.a.r.l. France Exa Italy S.r.l. Italy Exa Japan Inc. Japan Exa UK Limited United Kingdom Exa Korea, Inc. Korea Exa (Shanghai) Simulation Software Technology, C

EX-21.1 3 d118879dex211.htm EX-21.1 Exhibit 21.1 SUBSIDIARIES OF EXA CORPORATION NAME OF ORGANIZATION JURISDICTION Exa GmbH Germany EUROXA S.a.r.l. France Exa Italy S.r.l. Italy Exa Japan Inc. Japan Exa UK Limited United Kingdom Exa Korea, Inc. Korea Exa (Shanghai) Simulation Software Technology, Co., Ltd. China Exa International, Inc. Delaware

March 21, 2016 EX-10.4

THIRD AMENDMENT TO OEM LICENSE AGREEMENT

EX-10.4 Exhibit 10.4 THIRD AMENDMENT TO OEM LICENSE AGREEMENT This Third Amendment to the OEM License Agreement (hereinafter referred to as the “Third Amendment”), effective as of December 1st, 2015, by and between THERMOANALYTICS, INC. (the “Company”) located at 23440 Airpark Boulevard, Calumet, Michigan 49913 and EXA CORPORATION, located at 55 Network Drive, Burlington, Massachusetts 01803 (the

March 16, 2016 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

8-K 1 d124589d8k.htm FORM 8-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 10, 2016 EXA CORPORATION (Exact Name of Registrant as Specified in Charter) Delaware 001-35584 04-3139906 (State or other jurisdiction of incorporation) (Commiss

March 10, 2016 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

8-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 10, 2016 EXA CORPORATION (Exact Name of Registrant as Specified in Charter) Delaware 001-35584 04-3139906 (State or other jurisdiction of incorporation) (Commission File Number) (IRS Empl

March 10, 2016 EX-99.1

Exa Reports Fourth Quarter and Full Year Fiscal 2016 Financial Results Fourth Quarter Revenue at high end of guidance range, Adjusted EBITDA above guidance range Full Year Fiscal 2016 Revenue Increases 15% on a Constant Currency Basis

EX-99.1 Exhibit 99.1 Exa Reports Fourth Quarter and Full Year Fiscal 2016 Financial Results Fourth Quarter Revenue at high end of guidance range, Adjusted EBITDA above guidance range Full Year Fiscal 2016 Revenue Increases 15% on a Constant Currency Basis Burlington, Mass., March 10, 2016 – Exa® Corporation (NASDAQ: EXA), a leading innovator of simulation software for product engineering, today an

February 16, 2016 SC 13G/A

Exa 3G/A (Passive Acquisition of More Than 5% of Shares)

SC 13G/A 1 formsc13ga-exa.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* EXA CORPORATION (Name of Issuer) Common Stock, $0.001 par value (Title of Class of Securities) 300614500 (CUSIP Number) December 31, 2015 (Date of Event which Requires Filing of this Statement) Check the appropriate box to d

February 8, 2016 SC 13G/A

EXA / Exa Corp / MASSACHUSETTS FINANCIAL SERVICES CO /MA/ - EXA CORPORATION Passive Investment

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2 (AMENDMENT NO. 3)* Exa Corporation (Name of Issuer) Common Stock (Title of Class of Securities) 300614500 (CUSIP Number) 12/31/2015 (Date of Event Which Requires Filing of this Statement) C

January 5, 2016 SC 13G/A

EXA / Exa Corp / Conestoga Capital Advisors, LLC - CONESTOGA CAPITAL ADVISORS Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* EXA Corporation (Name of Issuer) Common Stock, $0.01 Par Value (Title of Class of Securities) 300614500 (CUSIP Number) December 31, 2015 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to w

December 15, 2015 EX-99.1

Exa Analyst and Investor Day

EX-99.1 Exhibit 99.1 Exa Analyst and Investor Day 2015 ? Exa Corporation. All rights reserved. OUR MISSION Enabling better products through simulation driven design ? Exa Corporation. All rights reserved. ? Exa Corporation. All rights reserved. ? Exa Corporation. All rights reserved. ? Exa Corporation. All rights reserved. ? Exa Corporation. All rights reserved. ? Exa Corporation. All rights reser

December 15, 2015 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

8-K 1 d101199d8k.htm 8-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 15, 2015 EXA CORPORATION (Exact Name of Registrant as Specified in Charter) Delaware 001-35584 04-3139906 (State or other jurisdiction of incorporation) (Commissio

December 3, 2015 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended October 31, 2015 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 001-35584 EXA CORPORATION (Exact Name of Registrant as Specified in Its Charter) Delaware 04-3139906 (State or Other Jurisdiction of Incorporation or Organization) (I.

December 3, 2015 EX-99.1

Exa Reports Third Quarter Fiscal 2016 Financial Results Revenue Increases 14% on a Constant Currency Basis

EX-99.1 Exhibit 99.1 Exa Reports Third Quarter Fiscal 2016 Financial Results Revenue Increases 14% on a Constant Currency Basis Burlington, Mass., December 3, 2015 ? Exa? Corporation (NASDAQ: EXA), a leading innovator of simulation software for product engineering, today announced financial results for the third quarter of fiscal 2016, which ended October 31, 2015. Revenue Summary 3Q16 (in million

December 3, 2015 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

Form 8-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 3, 2015 EXA CORPORATION (Exact Name of Registrant as Specified in Charter) Delaware 001-35584 04-3139906 (State or other jurisdiction of incorporation) (Commission File Number) (I

September 1, 2015 EX-99.1

Exa Reports Second Quarter Fiscal 2016 Financial Results Revenue Increases 15% on a Constant Currency Basis

EX-99.1 2 d74944dex991.htm EX-99.1 Exhibit 99.1 Exa Reports Second Quarter Fiscal 2016 Financial Results Revenue Increases 15% on a Constant Currency Basis Burlington, Mass., September 1, 2015 – Exa® Corporation (NASDAQ: EXA), a leading innovator of simulation software for product design and engineering, today announced financial results for the second quarter of fiscal 2016, which ended July 31,

September 1, 2015 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

8-K 1 d74944d8k.htm FORM 8-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 1, 2015 EXA CORPORATION (Exact Name of Registrant as Specified in Charter) Delaware 001-35584 04-3139906 (State or other jurisdiction of incorporation) (Commi

September 1, 2015 EX-10.1

FIRST AMENDMENT AND PARTIAL TERMINATION AGREEMENT

EX-10.1 2 d84472dex101.htm EX-10.1 Exhibit 10.1 FIRST AMENDMENT AND PARTIAL TERMINATION AGREEMENT THIS FIRST AMENDMENT AND PARTIAL TERMINATION AGREEMENT (this “Amendment”) is made and entered into as of this 31st day of July, 2015, by and between NETWORK DRIVE OWNER LLC, a Delaware limited liability company (hereinafter called “Landlord”) and EXA CORPORATION (hereinafter called “Tenant”). BACKGROU

September 1, 2015 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q

10-Q 1 d84472d10q.htm 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended July 31, 2015 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 001-35584 E

August 28, 2015 SC 13G/A

EXA / Exa Corp / BOSTON CAPITAL VENTURES IV LTD - SC 13G/A Passive Investment

SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* EXA CORPORATION (Name of Issuer) COMMON STOCK (Title of Class of Securities) 300614500 (CUSIP Number) July 21, 2015 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Sc

August 28, 2015 EX-24.1

POWER OF ATTORNEY

EX-24.1 Exhibit 24.1 POWER OF ATTORNEY Know all by these presents, that the undersigned hereby constitutes and appoints Michael J. Anderson, the undersigned’s true and lawful attorney-in-fact to: 1. prepare, execute in the undersigned’s name and on the undersigned’s behalf, acknowledge and submit to the U.S. Securities and Exchange Commission (the “SEC”) a Form ID, including amendments thereto, an

August 28, 2015 EX-99.1

EXHIBIT 99.1 - JOINT FILING AGREEMENT

EX-99.1 Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the

August 19, 2015 EX-99.1

EXA ANNOUNCES THE ADDITION OF MARK FUSCO TO ITS BOARD OF DIRECTORS

EX-99.1 Exhibit 99.1 PRESS RELEASE EXA ANNOUNCES THE ADDITION OF MARK FUSCO TO ITS BOARD OF DIRECTORS BURLINGTON, MA, USA [DATE August 19, 2015] Exa Corporation, a global innovator of simulation software for product engineering, today announced the appointment of Mark Fusco to its Board of Directors. Jack Shields, Exa?s Chairman of the Board commented, ?We are pleased to welcome Mark to our Board

August 19, 2015 8-K

Exa FORM 8-K (Current Report/Significant Event)

Form 8-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 17, 2015 EXA CORPORATION (Exact Name of Registrant as Specified in Charter) Delaware 001-35584 04-3139906 (State or other jurisdiction of incorporation) (Commission File Number) (IR

August 7, 2015 EX-1

TRANSACTIONS DURING PAST 60 DAYS

EXHIBIT 1 TRANSACTIONS DURING PAST 60 DAYS The Reporting Persons engaged in the following transactions in shares of Common Stock of the Company since those reported in Amendment No.

August 7, 2015 EX-4

POWER OF ATTORNEY

EXHIBIT 4 POWER OF ATTORNEY The undersigned, Michael R. Murphy, hereby appoints Mark Buckley his true and lawful attorney-in-fact and agent, with full power to execute and file with the United States Securities and Exchange Commission and any stock exchange or similar authority, for and on his behalf in any and all capacities, any and all reports required to be filed pursuant to Section 13 of the

August 7, 2015 SC 13D/A

EXA / Exa Corp / Discovery Group I, LLC - SCHEDULE 13D (AMENDMENT NO. 5) Activist Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 5)* Exa Corporation (Name of Issuer) Common Stock, $0.001 par value per share (Title of Class of Securities) 3006

August 7, 2015 EX-2

JOINT FILING AGREEMENT

EXHIBIT 2 JOINT FILING AGREEMENT The undersigned hereby agree to the joint filing of the Amendment No.

August 7, 2015 EX-3

POWER OF ATTORNEY

EXHIBIT 3 POWER OF ATTORNEY The undersigned, Daniel J. Donoghue, hereby appoints Mark Buckley his true and lawful attorney-in-fact and agent, with full power to execute and file with the United States Securities and Exchange Commission and any stock exchange or similar authority, for and on his behalf in any and all capacities, any and all reports required to be filed pursuant to Section 13 of the

July 22, 2015 SC 13D/A

EXA / Exa Corp / Discovery Group I, LLC - SCHEDULE 13D (AMENDMENT NO. 4) Activist Investment

SC 13D/A 1 t82810sc13da.htm SCHEDULE 13D (AMENDMENT NO. 4) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 4)* Exa Corporation (Name of Issuer) Common Stock, $0.

July 22, 2015 EX-3

POWER OF ATTORNEY

EXHIBIT 3 POWER OF ATTORNEY The undersigned, Daniel J. Donoghue, hereby appoints Mark Buckley his true and lawful attorney-in-fact and agent, with full power to execute and file with the United States Securities and Exchange Commission and any stock exchange or similar authority, for and on his behalf in any and all capacities, any and all reports required to be filed pursuant to Section 13 of the

July 22, 2015 EX-2

JOINT FILING AGREEMENT

EXHIBIT 2 JOINT FILING AGREEMENT The undersigned hereby agree to the joint filing of the Amendment No.

July 22, 2015 EX-1

TRANSACTIONS DURING PAST 60 DAYS

EXHIBIT 1 TRANSACTIONS DURING PAST 60 DAYS The Reporting Persons engaged in the following transactions in shares of Common Stock of the Company during the past 60 days.

July 22, 2015 EX-4

POWER OF ATTORNEY

EXHIBIT 4 POWER OF ATTORNEY The undersigned, Michael R. Murphy, hereby appoints Mark Buckley his true and lawful attorney-in-fact and agent, with full power to execute and file with the United States Securities and Exchange Commission and any stock exchange or similar authority, for and on his behalf in any and all capacities, any and all reports required to be filed pursuant to Section 13 of the

June 15, 2015 8-K

Exa FORM 8-K (Current Report/Significant Event)

Form 8-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 9, 2015 EXA CORPORATION (Exact Name of Registrant as Specified in Charter) Delaware 001-35584 04-3139906 (State or other jurisdiction of incorporation) (Commission File Number) (IRS E

May 28, 2015 EX-10.1

Exa Corporation EMPLOYMENT AGREEMENT Stephen Remondi

Exhibit 10.1 Exa Corporation EMPLOYMENT AGREEMENT Stephen Remondi This Agreement effective the 22nd day of April, 2015 (?Effective Date?), between Exa Corporation (?Exa? or the ?Company?) and Stephen Remondi (?You?) is entered into (a) in recognition of your senior executive role at Exa and (b) to outline the terms and conditions of your continued employment with Exa. 1. Duties: You are currently

May 28, 2015 EX-99.1

Exa Reports First Quarter Fiscal 2016 Financial Results Solid Start to Fiscal 2016 with 18% Revenue Growth on a Constant Currency Basis

EX-99.1 2 d933502dex991.htm EX-99.1 Exhibit 99.1 Exa Reports First Quarter Fiscal 2016 Financial Results Solid Start to Fiscal 2016 with 18% Revenue Growth on a Constant Currency Basis Burlington, Mass., May 28, 2015 – Exa® Corporation (NASDAQ: EXA), a global innovator of fluids simulation solutions for product engineering, today announced financial results for the first quarter of fiscal 2016, wh

May 28, 2015 EX-10.2

Exa Corporation EMPLOYMENT AGREEMENT Richard F. Gilbody

EX-10.2 3 d912736dex102.htm EX-10.2 Exhibit 10.2 Exa Corporation EMPLOYMENT AGREEMENT Richard F. Gilbody This Agreement effective the 22nd day of April, 2015 (“Effective Date”), between Exa Corporation (“Exa” or the “Company”) and Richard F. Gilbody (“You”) is entered into (a) in recognition of your senior executive role at Exa and (b) to outline the terms and conditions of your continued employme

May 28, 2015 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q

10-Q 1 d912736d10q.htm 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended April 30, 2015 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 001-35584

May 28, 2015 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

8-K 1 d933502d8k.htm FORM 8-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 28, 2015 EXA CORPORATION (Exact Name of Registrant as Specified in Charter) Delaware 001-35584 04-3139906 (State or other jurisdiction of incorporation) (Commissio

May 1, 2015 DEF 14A

Exa DEF 14A

DEF 14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

April 28, 2015 8-K

Exa FORM 8-K (Current Report/Significant Event)

Form 8-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 22, 2015 EXA CORPORATION (Exact Name of Registrant as Specified in Charter) Delaware 001-35584 04-3139906 (State or other jurisdiction of incorporation) (Commission File Number) (IRS

April 10, 2015 SC 13G/A

EXA / Exa Corp / COLUMBIA WANGER ASSET MANAGEMENT LLC - SC 13G/A Passive Investment

SC 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 4)* EXA CORPORATION (Name of Issuer) COMMON STOCK (Title of Class of Securities) 300614500 (CUSIP Number) March 31, 2015 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the Rule pursuant to which this Schedule is fil

April 9, 2015 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

8-K 1 d908116d8k.htm FORM 8-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 9, 2015 EXA CORPORATION (Exact Name of Registrant as Specified in Charter) Delaware 001-35584 04-3139906 (State or other jurisdiction of incorporation) (Commissi

April 9, 2015 EX-99.1

Exa Corporation. All rights reserved.

EX-99.1 ? Exa Corporation. All rights reserved. Investor Presentation April 2015 1 Exhibit 99.1 Safe Harbor Statement Today?s presentation includes forward-looking statements intended to qualify for the Safe Harbor from liability established by the Private Securities Litigation Reform Act of 1995.These forward-looking statements, including statements regarding our financial expectations, demand fo

March 24, 2015 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-K

10-K 1 d846615d10k.htm 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended January 31, 2015 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 001-35584 EXA C

March 24, 2015 EX-10.17

1

Exhibit 10.17 December 29, 2014 Stephen P. Sarno 11 Memory Lane North Reading, MA 01864 Dear Steve: As we have discussed, the purpose of this letter agreement (the ?Agreement?) is to confirm the terms regarding your transition services and separation of employment from Exa Corporation (the ?Company?). As more fully set forth below, the Company desires to provide you with the opportunity to transit

March 24, 2015 EX-10.8

WORK AGREEMENT

EX-10.8 2 d846615dex108.htm EX-10.8 Exhibit 10.8 WORK AGREEMENT BETWEEN THE UNDERSIGNED: The company EUROXA, a French company with limited liability, with a registered capital of 25 000 euros, the registered office of which is located 78, avenue Anatole France, 92700 Colombes, registered with the Registry of Commerce and Companies under the number 480 619 022 RCS Nanterre. Here represented by Mr.

March 24, 2015 EX-21.1

SUBSIDIARIES OF EXA CORPORATION NAME OF ORGANIZATION JURISDICTION Exa GmbH Germany EUROXA S.a.r.l. France Exa Italy S.r.l. Italy Exa Japan Inc. Japan Exa UK Limited United Kingdom Exa Korea, Inc. Korea Exa (Shanghai) Simulation Software Technology, C

Exhibit 21.1 SUBSIDIARIES OF EXA CORPORATION NAME OF ORGANIZATION JURISDICTION Exa GmbH Germany EUROXA S.a.r.l. France Exa Italy S.r.l. Italy Exa Japan Inc. Japan Exa UK Limited United Kingdom Exa Korea, Inc. Korea Exa (Shanghai) Simulation Software Technology, Co., Ltd. China Exa International, Inc. Delaware

March 19, 2015 EX-99.1

Exa Reports Fourth Quarter and Fiscal 2015 Financial Results Full Year Fiscal 2015 Revenue Increases 13% Year-over-Year, or 15% on a Constant Currency Basis

EX-99.1 Exhibit 99.1 Exa Reports Fourth Quarter and Fiscal 2015 Financial Results Full Year Fiscal 2015 Revenue Increases 13% Year-over-Year, or 15% on a Constant Currency Basis Burlington, Mass., March 19, 2015 ? Exa? Corporation (NASDAQ: EXA), a leading innovator of simulation software for product engineering, today announced financial results for the fourth quarter and full year fiscal 2015, wh

March 19, 2015 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

8-K 1 d893821d8k.htm FORM 8-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 19, 2015 EXA CORPORATION (Exact Name of Registrant as Specified in Charter) Delaware 001-35584 04-3139906 (State or other jurisdiction of incorporation) (Commiss

March 19, 2015 SC 13G

EXA / Exa Corp / SOROS FUND MANAGEMENT LLC Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* EXA CORPORATION (Name of Issuer) Common Stock, $0.001 par value (Title of Class of Securities) 300614500 (CUSIP Number) March 9, 2015 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which

February 12, 2015 SC 13G

EXA / Exa Corp / BOSTON CAPITAL VENTURES IV LTD - SC 13G Passive Investment

SC 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* EXA CORPORATION (Name of Issuer) COMMON STOCK (Title of Class of Securities) 300614500 (CUSIP Number) December 31, 2014 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this S

February 11, 2015 SC 13G/A

EXA / Exa Corp / COLUMBIA WANGER ASSET MANAGEMENT LLC - SC 13G/A Passive Investment

SC 13G/A 1 d866437dsc13ga.htm SC 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 3)* EXA CORPORATION (Name of Issuer) COMMON STOCK (Title of Class of Securities) 300614500 (CUSIP Number) December 31, 2014 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the Rule pursu

February 6, 2015 SC 13G/A

EXA / Exa Corp / MASSACHUSETTS FINANCIAL SERVICES CO /MA/ - EXA CORPORATION Passive Investment

SC 13G/A 1 exa2.htm EXA CORPORATION SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2 (AMENDMENT NO. 2)* Exa Corporation (Name of Issuer) Common Stock (Title of Class of Securities) 300614500 (CUSIP Number) 12/31/2014 (Date of Event Which

January 14, 2015 SC 13G

EXA / Exa Corp / Conestoga Capital Advisors, LLC Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* EXA Corporation (Name of Issuer) Common Stock, $0.01 Par Value (Title of Class of Securities) 300614500 (CUSIP Number) December 31, 2014 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to wh

January 14, 2015 SC 13G

EXA / Exa Corp / Conestoga Capital Advisors, LLC Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* EXA Corporation (Name of Issuer) Common Stock, $0.01 Par Value (Title of Class of Securities) 300614500 (CUSIP Number) December 31, 2014 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to wh

December 29, 2014 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

Form 8-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 19, 2014 EXA CORPORATION (Exact Name of Registrant as Specified in Charter) Delaware 001-35584 04-3139906 (State or other jurisdiction of incorporation) (Commission File Number) (

December 16, 2014 EX-2

JOINT FILING AGREEMENT

EXHIBIT 2 JOINT FILING AGREEMENT The undersigned hereby agree to the joint filing of the Amendment No.

December 16, 2014 EX-4

POWER OF ATTORNEY

EXHIBIT 4 POWER OF ATTORNEY The undersigned, Michael R. Murphy, hereby appoints Mark Buckley his true and lawful attorney-in-fact and agent, with full power to execute and file with the United States Securities and Exchange Commission and any stock exchange or similar authority, for and on his behalf in any and all capacities, any and all reports required to be filed pursuant to Section 13 of the

December 16, 2014 EX-3

POWER OF ATTORNEY

EXHIBIT 3 POWER OF ATTORNEY The undersigned, Daniel J. Donoghue, hereby appoints Mark Buckley his true and lawful attorney-in-fact and agent, with full power to execute and file with the United States Securities and Exchange Commission and any stock exchange or similar authority, for and on his behalf in any and all capacities, any and all reports required to be filed pursuant to Section 13 of the

December 16, 2014 SC 13D/A

EXA / Exa Corp / Discovery Group I, LLC - SCHEDULE 13D (AMENDMENT NO. 3) Activist Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 3)* Exa Corporation (Name of Issuer) Common Stock, $0.001 par value per share (Title of Class of Securities) 3006

December 16, 2014 EX-1

, that the stockholders of Exa Corporation (“Exa”) request that the Board of Directors approve amendments to Exa’s certificate of incorporation and bylaws to declassify the Board and thereby require that all directors stand for election on an annual

EXHIBIT 1 RESOLVED, that the stockholders of Exa Corporation (“Exa”) request that the Board of Directors approve amendments to Exa’s certificate of incorporation and bylaws to declassify the Board and thereby require that all directors stand for election on an annual basis rather than once every three years.

December 8, 2014 SC 13G/A

EXA / Exa Corp / COLUMBIA WANGER ASSET MANAGEMENT LLC - SC 13G/A Passive Investment

SC 13G/A 1 d834231dsc13ga.htm SC 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 2)* EXA CORPORATION (Name of Issuer) COMMON STOCK (Title of Class of Securities) 300614500 (CUSIP Number) November 30, 2014 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the Rule pursu

December 4, 2014 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q

10-Q 1 d821268d10q.htm FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended October 31, 2014 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 00

December 4, 2014 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

Form 8-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 4, 2014 EXA CORPORATION (Exact Name of Registrant as Specified in Charter) Delaware 001-35584 04-3139906 (State or other jurisdiction of incorporation) (Commission File Number) (I

December 4, 2014 EX-99.1

Exa Reports Third Quarter Fiscal 2015 Financial Results Reports Strong Year-over-Year Revenue and License Growth Expects Business Momentum to Continue

EX-99.1 Exhibit 99.1 Exa Reports Third Quarter Fiscal 2015 Financial Results Reports Strong Year-over-Year Revenue and License Growth Expects Business Momentum to Continue Burlington, Mass., December 4, 2014 – Exa® Corporation (NASDAQ: EXA), a global innovator of fluids simulation solutions for product engineering, today announced financial results for the third quarter of fiscal 2015, which ended

October 1, 2014 EX-99.1

September 29, 2014

EX-99.1 2 d796486dex991.htm EX-99.1 Exhibit 99.1 September 29, 2014 Mr. Michael R. Murphy Managing Partner Discovery Group 191 North Wacker Drive Suite 1685 Chicago, IL 60606 Dear Mr. Murphy: This letter is in response to Discovery Group’s September 24 communication to the Exa Board of Directors filed as an amended 13 D exhibit. Exa Corporation’s Board periodically reviews, discusses and deliberat

October 1, 2014 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

Form 8-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 1, 2014 EXA CORPORATION (Exact Name of Registrant as Specified in Charter) Delaware 001-35584 04-3139906 (State or other jurisdiction of incorporation) (Commission File Number) (IR

September 24, 2014 EX-4

POWER OF ATTORNEY

EX-4 5 ex4.htm EXHIBIT 4 EXHIBIT 4 POWER OF ATTORNEY The undersigned, Daniel J. Donoghue, hereby appoints Mark Buckley his true and lawful attorney-in-fact and agent, with full power to execute and file with the United States Securities and Exchange Commission and any stock exchange or similar authority, for and on his behalf in any and all capacities, any and all reports required to be filed purs

September 24, 2014 EX-2

TRANSACTIONS DURING PAST 60 DAYS

EXHIBIT 2 TRANSACTIONS DURING PAST 60 DAYS The Reporting Persons engaged in the following transactions in shares of Common Stock of the Company during the past 60 days.

September 24, 2014 EX-3

JOINT FILING AGREEMENT

EX-3 4 ex3.htm EXHIBIT 3 EXHIBIT 3 JOINT FILING AGREEMENT The undersigned hereby agree to the joint filing of the Amendment No. 2 to Schedule 13D to which this Agreement is attached. Dated: September 24, 2014 DISCOVERY GROUP I, LLC, for itself and as general partner of DISCOVERY EQUITY PARTNERS, L.P. By Michael R. Murphy* Michael R. Murphy Managing Member Daniel J. Donoghue* Daniel J. Donoghue Mic

September 24, 2014 SC 13D/A

EXA / Exa Corp / Discovery Group I, LLC - SCHEDULE 13D (AMENDMENT NO. 2) Activist Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 2)* Exa Corporation (Name of Issuer) Common Stock, $0.001 par value per share (Title of Class of Securities) 3006

September 24, 2014 EX-1

191 N. Wacker Drive, Suite 1685, Chicago, IL 60606

EX-1 2 ex1.htm EXHIBIT 1 EXHIBIT 1 September 24, 2014 Board of Directors Exa Corporation 55 Network Drive Burlington, MA 01803 Dear Directors: Discovery Group owns approximately 7.0% of the outstanding shares of Exa Corporation. We have followed the Company closely since its IPO in June 2012 and our initial investment in January 2013. Over the last two years, we have engaged in numerous discussion

August 27, 2014 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

8-K 1 d781227d8k.htm FORM 8-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 27, 2014 EXA CORPORATION (Exact Name of Registrant as Specified in Charter) Delaware 001-35584 04-3139906 (State or other jurisdiction of incorporation) (Commis

August 27, 2014 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q

10-Q 1 d773476d10q.htm 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended July 31, 2014 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 001-35584

August 27, 2014 S-8

EXA / Exa Corp S-8 - - S-8

S-8 1 d779186ds8.htm S-8 As filed with the Securities and Exchange Commission on August 27, 2014 Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Exa Corporation (Exact name of registrant as specified in its charter) Delaware 04-3139906 (State or other jurisdiction of incorporation or orga

August 27, 2014 EX-99.1

Exa Reports Second Quarter Fiscal 2015 Financial Results Reports 17% Year-over-Year Revenue Growth and Increases Full Year Revenue Guidance

EX-99.1 2 d781227dex991.htm EX-99.1 Exhibit 99.1 Exa Reports Second Quarter Fiscal 2015 Financial Results Reports 17% Year-over-Year Revenue Growth and Increases Full Year Revenue Guidance Burlington, Mass., August 27, 2014 – Exa® Corporation (NASDAQ: EXA), a global innovator of fluids simulation solutions for product engineering, today announced financial results for the second quarter of fiscal

June 16, 2014 EX-99.1

Exa Announces Robert Burke as New Board of Directors Member

EX-99.1 2 d741452dex991.htm EX-99.1 Exhibit 99.1 PRESS RELEASE Exa Announces Robert Burke as New Board of Directors Member BURLINGTON, MA, USA [June 16, 2014] Exa® Corporation (NASDAQ:EXA), today announced the appointment of Robert Burke to its Board of Directors. Mr. Burke will take the seat recently vacated by a retiring John Smith Jr. Jack Shields, Exa’s Chairman of the Board remarked, “Bob is

June 16, 2014 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders

8-K 1 d741452d8k.htm FORM 8-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 10, 2014 EXA CORPORATION (Exact Name of Registrant as Specified in Charter) Delaware 001-35584 04-3139906 (State or other jurisdiction of incorporation) (Commissi

June 6, 2014 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

Form 8-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 4, 2014 EXA CORPORATION (Exact Name of Registrant as Specified in Charter) Delaware 001-35584 04-3139906 (State or other jurisdiction of incorporation) (Commission File Number) (IRS E

June 6, 2014 EX-10.1

EXA CORPORATION CHIEF FINANCIAL OFFICER ADDITIONAL EMPLOYMENT TERMINATION AND CONDITIONS

EX-10.1 Exhibit 10.1 June 4, 2014 Mr. Richard F. Gilbody Dear Rick: This is to formally offer you the position of Chief Financial Officer at Exa Corporation (the “Company”). You will report to Stephen Remondi, the Company’s President and Chief Executive Officer. Your start date is expected to be June 1, 2014 (the “Start Date”). The details of your offer are as follows: 1. Base Salary. Your annual

June 5, 2014 EX-1

TRANSACTIONS DURING PAST 60 DAYS

EXHIBIT 1 TRANSACTIONS DURING PAST 60 DAYS The Reporting Persons engaged in the following transactions in shares of Common Stock of the Company during the past 60 days.

June 5, 2014 SC 13D/A

EXA / Exa Corp / Discovery Group I, LLC - SCHEDULE 13D (AMENDMENT NO. 1) Activist Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 1)* Exa Corporation (Name of Issuer) Common Stock, $0.001 par value per share (Title of Class of Securities) 3006

June 5, 2014 EX-4

POWER OF ATTORNEY

EXHIBIT 4 POWER OF ATTORNEY The undersigned, Michael R. Murphy, hereby appoints Mark Buckley his true and lawful attorney-in-fact and agent, with full power to execute and file with the United States Securities and Exchange Commission and any stock exchange or similar authority, for and on his behalf in any and all capacities, any and all reports required to be filed pursuant to Section 13 of the

June 5, 2014 EX-3

POWER OF ATTORNEY

EXHIBIT 3 POWER OF ATTORNEY The undersigned, Daniel J. Donoghue, hereby appoints Mark Buckley his true and lawful attorney-in-fact and agent, with full power to execute and file with the United States Securities and Exchange Commission and any stock exchange or similar authority, for and on his behalf in any and all capacities, any and all reports required to be filed pursuant to Section 13 of the

June 5, 2014 EX-2

JOINT FILING AGREEMENT

EXHIBIT 2 JOINT FILING AGREEMENT The undersigned hereby agree to the joint filing of the Amendment No.

May 29, 2014 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits, Results of Operations and Financial Condition

8-K 1 d735543d8k.htm FORM 8-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 29, 2014 EXA CORPORATION (Exact Name of Registrant as Specified in Charter) Delaware 001-35584 04-3139906 (State or other jurisdiction of incorporation) (Commissio

May 29, 2014 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended April 30, 2014 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 001-35584 EXA CORPORATION (Exact Name of Registrant as Specified in Its Charter) Delaware 04-3139906 (State or Other Jurisdiction of Incorporation or Organization) (I.

May 29, 2014 EX-99.1

Exa Reports First Quarter Fiscal 2015 Financial Results Reports 10% Year-over-Year Revenue Growth and Increases Full Year Revenue Guidance Appoints Richard Gilbody as Chief Financial Officer

EX-99.1 2 d735543dex991.htm EX-99.1 Exhibit 99.1 Exa Reports First Quarter Fiscal 2015 Financial Results Reports 10% Year-over-Year Revenue Growth and Increases Full Year Revenue Guidance Appoints Richard Gilbody as Chief Financial Officer Burlington, Mass., May 29, 2014 – Exa® Corporation (NASDAQ: EXA), a global innovator of fluids simulation solutions for product engineering, today announced fin

May 29, 2014 EX-99.2

Exa Appoints Richard Gilbody as Chief Financial Officer

EX-99.2 3 d735543dex992.htm EX-99.2 Exhibit 99.2 PRESS RELEASE Exa Appoints Richard Gilbody as Chief Financial Officer BURLINGTON, MA, USA May 29, 2014 Exa® Corporation (NASDAQ:EXA), a global innovator of fluid simulation solutions for product engineering, announced today the appointment of Richard F. Gilbody as Chief Financial Officer. Exa anticipates Mr. Gilbody will assume his position with the

May 20, 2014 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers - FORM 8-K

Form 8-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 14, 2014 EXA CORPORATION (Exact Name of Registrant as Specified in Charter) Delaware 001-35584 04-3139906 (State or other jurisdiction of incorporation) (Commission File Number) (IRS E

May 2, 2014 DEF 14A

- DEF 14A

DEF 14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

April 29, 2014 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers - FORM 8-K

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 23, 2014 EXA CORPORATION (Exact Name of Registrant as Specified in Charter) Delaware 001-35584 04-3139906 (State or other jurisdiction of incorporation) (Commission Fil

April 3, 2014 EX-99.1

Exa Corporation Confidential

EX-99.1 2 d706941dex991.htm EX-99.1 © Exa Corporation Confidential Investor Presentation Investor Presentation April 2014 April 2014 Exhibit 99.1 Safe Harbor Statement © Exa Corporation Confidential 2 Today’s presentation includes forward-looking statements intended to qualify for the Safe Harbor from liability established by the Private Securities Litigation Reform Act of 1995.These forward-looki

April 3, 2014 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

8-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 3, 2014 EXA CORPORATION (Exact Name of Registrant as Specified in Charter) Delaware 001-35584 04-3139906 (State or other jurisdiction of incorporation) (Commission File Number) (IRS Emplo

March 26, 2014 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-K

10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended January 31, 2014 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 001-35584 EXA CORPORATION (Exact Name of Registrant as Specified in Its Charter) Delaware 04-3139906 (State or Other Jurisdiction of Incorporation or Organization) (I.

March 26, 2014 EX-21.1

SUBSIDIARIES OF EXA CORPORATION NAME OF ORGANIZATION JURISDICTION Exa GmbH Germany EUROXA S.a.r.l. France Exa Italy S.r.l. Italy Exa Japan Inc. Japan Exa UK Limited United Kingdom Exa Korea, Inc. Korea Exa (Shanghai) Simulation Software Technology, C

Exhibit 21.1 SUBSIDIARIES OF EXA CORPORATION NAME OF ORGANIZATION JURISDICTION Exa GmbH Germany EUROXA S.a.r.l. France Exa Italy S.r.l. Italy Exa Japan Inc. Japan Exa UK Limited United Kingdom Exa Korea, Inc. Korea Exa (Shanghai) Simulation Software Technology, Co., Ltd. China Exa International, Inc. Delaware

March 26, 2014 EX-10.16

EXA CORPORATION

Exhibit 10.16 EXA CORPORATION November 7, 2013 Edmond L. Furlong 172 Valley Road Needham, MA 02492 Dear Ed: As we have discussed, the purpose of this letter agreement (the ?Agreement?) is to confirm the terms regarding your transition services and separation of employment from Exa Corporation (the ?Company?). As more fully set forth below, the Company desires to provide you with the opportunity to

March 24, 2014 EX-99.1

Exa Reports Fourth Quarter Fiscal 2014 Financial Results Fourth Quarter Revenue Increases 16% Year-over-Year, or 18% on a Constant Currency Basis

EX-99.1 Exhibit 99.1 Exa Reports Fourth Quarter Fiscal 2014 Financial Results Fourth Quarter Revenue Increases 16% Year-over-Year, or 18% on a Constant Currency Basis Burlington, Mass., March 24, 2014 – Exa® Corporation (NASDAQ: EXA), a global innovator of fluids simulation solutions for product engineering, today announced financial results for the fourth quarter and full year fiscal 2014, which

March 24, 2014 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition - FORM 8-K

Form 8-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 24, 2014 EXA CORPORATION (Exact Name of Registrant as Specified in Charter) Delaware 001-35584 04-3139906 (State or other jurisdiction of incorporation) (Commission File Number) (IRS

March 18, 2014 EX-99.1

Exa Corporation Announces John F. Smith, Jr. to Retire as a Director

EX-99.1 2 d694753dex991.htm EX-99.1 Exhibit 99.1 Exa Corporation Announces John F. Smith, Jr. to Retire as a Director BURLINGTON, Mass., Mar. 18, 2014 (GLOBE NEWSWIRE) — Exa® Corporation (Nasdaq:EXA), a global innovator of fluids simulation solutions for product engineering, announced that John F. Smith, Jr., has notified the company that he intends to retire as a member of the company’s Board of

March 18, 2014 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

8-K 1 d694753d8k.htm FORM 8-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 12, 2014 EXA CORPORATION (Exact Name of Registrant as Specified in Charter) Delaware 001-35584 04-3139906 (State or other jurisdiction of incorporation) (Commiss

February 13, 2014 SC 13G

EXA / Exa Corp / BOSTON CAPITAL VENTURES IV LTD - SC 13G Passive Investment

SC 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* EXA CORPORATION (Name of Issuer) COMMON STOCK (Title of Class of Securities) 300614500 (CUSIP Number) December 31, 2013 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this S

February 13, 2014 SC 13G/A

EXA / Exa Corp / MASSACHUSETTS FINANCIAL SERVICES CO /MA/ - EXA CORPORATION Passive Investment

SC 13G/A 1 exa1.htm EXA CORPORATION SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2 (AMENDMENT NO. 1)* Exa Corporation (Name of Issuer) Common Stock (Title of Class of Securities) 300614500 (CUSIP Number) 12/31/2013 (Date of Event Which

February 6, 2014 SC 13G/A

EXA / Exa Corp / COLUMBIA WANGER ASSET MANAGEMENT LLC - SC 13G/A Passive Investment

SC 13G/A 1 d669514dsc13ga.htm SC 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 1)* EXA CORPORATION (Name of Issuer) COMMON STOCK (Title of Class of Securities) 300614500 (CUSIP Number) December 31, 2013 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the Rule pursu

February 6, 2014 EX-99.1

EXHIBIT 99.1 - JOINT FILING AGREEMENT

EX-99.1 2 d669514dex991.htm EX-99.1 Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of

January 15, 2014 8-K

Regulation FD Disclosure, Financial Statements and Exhibits - 8-K

8-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 15, 2014 EXA CORPORATION (Exact Name of Registrant as Specified in Charter) Delaware 001-35584 04-3139906 (State or other jurisdiction of incorporation) (Commission File Number) (IRS Em

January 15, 2014 EX-99.1

Investor Presentation

EX-99.1 Investor Presentation January 2014 Exhibit 99.1 Safe Harbor Statement © Exa Corporation Confidential 2 Today’s presentation includes forward-looking statements intended to qualify for the Safe Harbor from liability established by the Private Securities Litigation Reform Act of 1995.These forward-looking statements, including statements regarding our financial expectations, demand for our s

December 30, 2013 424B3

$75,000,000 Common Stock

424B3 1 d651677d424b3.htm 424B3 Table of Contents Filed pursuant to Rule 424(b)(3) Registration No. 333-192745 Prospectus $75,000,000 Common Stock This prospectus provides you with a general description of securities that we or the selling stockholders named herein or their respective donees or transferees may offer and sell from time to time. Each time we sell securities we will provide a prospec

December 10, 2013 S-3

- S-3

S-3 1 d640688ds3.htm S-3 Table of Contents As filed with the Securities and Exchange Commission on December 10, 2013 Registration Statement No. 333- SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-3 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 EXA CORPORATION (Exact name of registrant as specified in its charter) Delaware 04-3139906 (State or other jurisdiction of incor

December 10, 2013 S-8

- FORM S-8

S-8 1 d642057ds8.htm FORM S-8 As filed with the Securities and Exchange Commission on December 10, 2013 Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Exa Corporation (Exact name of registrant as specified in its charter) Delaware 04-3139906 (State or other jurisdiction of incorporation

December 10, 2013 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended October 31, 2013 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 001-35584 EXA CORPORATION (Exact Name of Registrant as Specified in Its Charter) Delaware 04-3139906 (State or Other Jurisdiction of Incorporation or Organization) (I.

December 4, 2013 EX-99.1

Exa Reports Third Quarter Fiscal 2014 Financial Results Revenue Increases 12%, or 15% on a Constant Currency Basis, From a Year Ago

EX-99.1 2 d638677dex991.htm EX-99.1 Exhibit 99.1 Exa Reports Third Quarter Fiscal 2014 Financial Results Revenue Increases 12%, or 15% on a Constant Currency Basis, From a Year Ago Burlington, Mass., December 4, 2013 – Exa® Corporation (NASDAQ: EXA), a global innovator of fluids simulation solutions for product engineering, today announced financial results for the third quarter of fiscal 2014, wh

December 4, 2013 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

8-K 1 d638677d8k.htm FORM 8-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 4, 2013 EXA CORPORATION (Exact Name of Registrant as Specified in Charter) Delaware 001-35584 04-3139906 (State or other jurisdiction of incorporation) (Commi

November 8, 2013 8-K/A

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 1, 2013 EXA CORPORATION (Exact Name of Registrant as Specified in Charter) Delaware 001-35584 04-3139906 (State or other jurisdiction of incorporation) (Commission File Number) (IRS Empl

November 7, 2013 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers - 8-K

8-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 1, 2013 EXA CORPORATION (Exact Name of Registrant as Specified in Charter) Delaware 001-35584 04-3139906 (State or other jurisdiction of incorporation) (Commission File Number) (IRS Em

October 1, 2013 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers - FORM 8-K

Form 8-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 25, 2013 EXA CORPORATION (Exact Name of Registrant as Specified in Charter) Delaware 001-35584 04-3139906 (State or other jurisdiction of incorporation) (Commission File Number)

September 4, 2013 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q

10-Q 1 d557992d10q.htm FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended July 31, 2013 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 001-3

September 4, 2013 EX-3.3

Amendment to Amended and Restated Certificate of Incorporation (incorporated by reference to Exhibit 3.3 to the Company’s Quarterly Report on Form 10-Q for the fiscal quarter ended July 31, 2013).

EX-3.3 2 d557992dex33.htm EX-3.3 Exhibit 3.3 CERTIFICATE OF AMENDMENT OF AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF EXA CORPORATION Exa Corporation, a Delaware corporation, does hereby certify that this Amendment to Amended and Restated Certificate of Incorporation has been duly proposed by the Board of Directors of the corporation and adopted by its stockholders in the manner and by the

September 4, 2013 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

8-K 1 d593125d8k.htm FORM 8-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 4, 2013 EXA CORPORATION (Exact Name of Registrant as Specified in Charter) Delaware 001-35584 04-3139906 (State or other jurisdiction of incorporation) (Comm

September 4, 2013 EX-99.1

Exa Reports Second Quarter Fiscal 2014 Financial Results Revenue increases 7%, or 10% on a constant currency basis, from a year ago

EX-99.1 2 d593125dex991.htm EX-99.1 Exhibit 99.1 Exa Reports Second Quarter Fiscal 2014 Financial Results Revenue increases 7%, or 10% on a constant currency basis, from a year ago Burlington, Mass., September 4, 2013 – Exa® Corporation (NASDAQ: EXA), a global innovator of fluids simulation solutions for product engineering, today announced financial results for the second quarter of fiscal 2014,

August 29, 2013 8-K

Submission of Matters to a Vote of Security Holders - FORM 8-K

Form 8-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 28, 2013 EXA CORPORATION (Exact Name of Registrant as Specified in Charter) Delaware 001-35584 04-3139906 (State or other jurisdiction of incorporation) (Commission File Number) (IR

July 26, 2013 DEF 14A

- DEF 14A

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14

July 10, 2013 PRE 14A

- SCHEDULE 14A

SCHEDULE 14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

July 8, 2013 8-K

Regulation FD Disclosure, Financial Statements and Exhibits - FORM 8-K

Form 8-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 8, 2013 EXA CORPORATION (Exact Name of Registrant as Specified in Charter) Delaware 001-35584 04-3139906 (State or other jurisdiction of incorporation) (Commission File Number) (IRS E

July 8, 2013 EX-99.1

Exa Corporation Confidential

EX-99.1 2 d565365dex991.htm EX-99.1 © Exa Corporation Confidential Investor Presentation July 2013 Exhibit 99.1 Safe Harbor Statement © Exa Corporation Confidential 2 Today’s presentation includes forward-looking statements intended to qualify for the Safe Harbor from liability established by the Private Securities Litigation Reform Act of 1995.These forward-looking statements, including statement

June 13, 2013 8-K

Submission of Matters to a Vote of Security Holders - FORM 8-K

Form 8-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 11, 2013 EXA CORPORATION (Exact Name of Registrant as Specified in Charter) Delaware 001-35584 04-3139906 (State or other jurisdiction of incorporation) (Commission File Number) (IRS

June 5, 2013 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q

10-Q 1 d521493d10q.htm FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended April 30, 2013 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 001-

June 4, 2013 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

8-K 1 d549833d8k.htm FORM 8-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 4, 2013 EXA CORPORATION (Exact Name of Registrant as Specified in Charter) Delaware 001-35584 04-3139906 (State or other jurisdiction of incorporation) (Commissio

June 4, 2013 EX-99.1

Exa Reports First Quarter Fiscal 2014 Financial Results Revenue at high end of guidance range increased 11%, or 14% on a constant currency basis, from a year ago Profitability metrics above guidance

EX-99.1 Exhibit 99.1 Exa Reports First Quarter Fiscal 2014 Financial Results Revenue at high end of guidance range increased 11%, or 14% on a constant currency basis, from a year ago Profitability metrics above guidance Burlington, Mass., June 4, 2013 – Exa® Corporation (NASDAQ: EXA), a global innovator of fluids simulation solutions for product engineering, today announced financial results for t

May 29, 2013 EX-2

JOINT FILING AGREEMENT

EXHIBIT 2 JOINT FILING AGREEMENT The undersigned hereby agree to the joint filing of the Schedule 13D to which this Agreement is attached.

May 29, 2013 SC 13D

EXA / Exa Corp / Discovery Group I, LLC - SCHEDULE 13D Activist Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. )* Exa Corporation (Name of Issuer) Common Stock, $0.001 par value per share (Title of Class of Securities) 30061

May 29, 2013 EX-3

POWER OF ATTORNEY

EXHIBIT 3 POWER OF ATTORNEY The undersigned, Daniel J. Donoghue, hereby appoints Mark Buckley his true and lawful attorney-in-fact and agent, with full power to execute and file with the United States Securities and Exchange Commission and any stock exchange or similar authority, for and on his behalf in any and all capacities, any and all reports required to be filed pursuant to Section 13 of the

May 29, 2013 EX-1

TRANSACTIONS DURING PAST 60 DAYS

EX-1 2 ex1.htm EXHIBIT 1 EXHIBIT 1 TRANSACTIONS DURING PAST 60 DAYS The Reporting Persons engaged in the following transactions in shares of Common Stock of the Company during the past 60 days. Such transactions involved the purchase of shares on the NASDAQ Global Market. The prices reported below reflect the weighted average purchase price of the shares of Common Stock purchased on the relevant d

May 29, 2013 EX-4

POWER OF ATTORNEY

EXHIBIT 4 POWER OF ATTORNEY The undersigned, Michael R. Murphy, hereby appoints Mark Buckley his true and lawful attorney-in-fact and agent, with full power to execute and file with the United States Securities and Exchange Commission and any stock exchange or similar authority, for and on his behalf in any and all capacities, any and all reports required to be filed pursuant to Section 13 of the

May 8, 2013 DEF 14A

- DEF 14A

DEF 14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

May 7, 2013 EX-99.1

Investor Presentation

EX-99.1 2 d533072dex991.htm EXHIBIT 99.1 Investor Presentation May 2013 © Exa Corporation Confidential Exhibit 99.1 Safe Harbor Statement © Exa Corporation Confidential 2 Today’s presentation includes forward-looking statements intended to qualify for the Safe Harbor from liability established by the Private Securities Litigation Reform Act of 1995.These forward-looking statements, including state

May 7, 2013 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

8-K 1 d533072d8k.htm FORM 8-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 7, 2013 EXA CORPORATION (Exact Name of Registrant as Specified in Charter) Delaware 001-35584 04-3139906 (State or other jurisdiction of incorporation) (Commission

April 9, 2013 EX-10.15

SECOND AMENDMENT TO OEM LICENSE AGREEMENT

EX-10.15 2 d462682dex1015.htm EX-10.15 Exhibit 10.15 SECOND AMENDMENT TO OEM LICENSE AGREEMENT This Second Amendment to the OEM License Agreement (hereinafter referred to as the “Second Amendment”), effective as of February 1st, 2013, by and between THERMOANALYTICS, INC. (the “Company”) located at 23440 Airpark Boulevard, Calumet, Michigan 49913 and EXA CORPORATION, located at 55 Network Drive, Bu

April 9, 2013 EX-21.1

SUBSIDIARIES OF EXA CORPORATION NAME OF ORGANIZATION JURISDICTION Exa GmbH Germany EUROXA S.a.r.l. France Exa Italy S.r.l. Italy Exa Japan Inc. Japan Exa UK Limited United Kingdom Exa Korea, Inc. Korea Exa (Shanghai) Simulation Software Technology, C

Exhibit 21.1 SUBSIDIARIES OF EXA CORPORATION NAME OF ORGANIZATION JURISDICTION Exa GmbH Germany EUROXA S.a.r.l. France Exa Italy S.r.l. Italy Exa Japan Inc. Japan Exa UK Limited United Kingdom Exa Korea, Inc. Korea Exa (Shanghai) Simulation Software Technology, Co., Ltd. China Exa International, Inc. Delaware

April 9, 2013 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-K

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended January 31, 2013 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 001-35584 EXA CORPORATION (Exact Name of Registrant as Specified in Its Charter) Delaware 04-3139906 (State or Other Jurisdiction of Incorporation or Organization) (I.

March 27, 2013 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

8-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 27, 2013 EXA CORPORATION (Exact Name of Registrant as Specified in Charter) Delaware 001-35584 04-3139906 (State or other jurisdiction of incorporation) (Commission File Number) (IRS Empl

March 27, 2013 EX-99.1

Exa Reports Fourth Quarter and Fiscal 2013 Financial Results Fiscal 2013 revenue increases 6% from fiscal 2012 and 10% on a constant currency basis

EX-99.1 2 d511522dex991.htm EX-99.1 Exhibit 99.1 Exa Reports Fourth Quarter and Fiscal 2013 Financial Results Fiscal 2013 revenue increases 6% from fiscal 2012 and 10% on a constant currency basis Burlington, Mass., March 27, 2013 – Exa® Corporation (NASDAQ: EXA), a global innovator of fluids simulation solutions for product engineering, today announced financial results for the fourth quarter and

February 14, 2013 SC 13G

EXA / Exa Corp / BOSTON CAPITAL VENTURES IV LTD - SCHEDULE 13G Passive Investment

Schedule 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* EXA CORPORATION (Name of Issuer) COMMON STOCK (Title of Class of Securities) 300614500 (CUSIP Number) December 31, 2012 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which

February 12, 2013 SC 13G

EXA / Exa Corp / MASSACHUSETTS FINANCIAL SERVICES CO /MA/ - EXA CORPORATION Passive Investment

SC 13G 1 exa.htm EXA CORPORATION SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2 (AMENDMENT NO. )* Exa Corporation (Name of Issuer) Common Stock (Title of Class of Securities) 300614500 (CUSIP Number) 12/31/2012 (Date of Event Which Requ

January 15, 2013 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

8-K 1 d468129d8k.htm FORM 8-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 15, 2013 EXA CORPORATION (Exact Name of Registrant as Specified in Charter) Delaware 001-35584 04-3139906 (State or other jurisdiction of incorporation) (Commi

January 15, 2013 EX-99.1

Investor Presentation

Investor Presentation Investor Presentation January 2013 © Exa Corporation Confidential Exhibit 99.

January 9, 2013 EX-99.1

EXHIBIT 99.1 - JOINT FILING AGREEMENT

EX-99.1 Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the

January 9, 2013 SC 13G

EXA / Exa Corp / COLUMBIA WANGER ASSET MANAGEMENT LLC - SC 13G Passive Investment

SC 13G 1 d462439dsc13g.htm SC 13G SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. )* EXA CORPORATION (Name of Issuer) COMMON STOCK (Title of Class of Securities) 300614500 (CUSIP Number) December 31, 2012 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the Rule pursuant to

December 26, 2012 8-K

Regulation FD Disclosure

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 25, 2012 EXA CORPORATION (Exact Name of Registrant as Specified in Charter) Delaware 001-35584 04-3139906 (State or other jurisdiction of incorporation) (Commission File Number) (IRS Emplo

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