Basic Stats
| CIK | 1282224 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Dolphin Entertainment, Inc.
SEC Filings (Chronological Order)
This page provides a complete, chronological list of SEC Filings, excluding ownership filings which we provide elsewhere.
| August 29, 2025 |
Exhibit 10.1 August 26, 2025 Dolphin Entertainment, Inc. 150 Alhambra Circle Suite 1200 Coral Gables, FL 33134 Name and Address of Investor Re: Amendment to Dolphin Entertainment, Inc. Convertible Note Reference is hereby made to that certain Dolphin Entertainment, Inc. Convertible Note (the “Note”), dated [], in the aggregate principal amount of $500,000 issued by Dolphin Entertainment, Inc., a F |
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| August 29, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 26, 2025 DOLPHIN ENTERTAINMENT, INC. (Exact name of registrant as specified in its charter) Florida 001-38331 86-0787790 (State or other jurisdiction (Commission (IRS Employer |
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| August 14, 2025 |
Lincoln Park Purchase Agreement dated August 12, 2025 (filed herewith) Exhibit 10.3 PURCHASE AGREEMENT THIS PURCHASE AGREEMENT (the “Agreement”), dated as of August 12, 2025, is made by and between DOLPHIN ENTERTAINMENT, INC., a Florida corporation (the “Company”), and LINCOLN PARK CAPITAL FUND, LLC, an Illinois limited liability company (the “Investor”). Capitalized terms used herein and not otherwise defined herein are defined in Section 1 hereof. WHEREAS: Subject |
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| August 14, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 ——————— FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-38331 DOLPHIN ENTERTAINMENT, INC. |
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| August 14, 2025 |
Lincoln Park Registration Rights Agreement dated August 12, 2025 (filed herewith) Exhibit 4.2 REGISTRATION RIGHTS AGREEMENT THIS REGISTRATION RIGHTS AGREEMENT (this “Agreement”), dated as of August 12, 2025, is made by and between DOLPHIN ENTERTAINMENT, INC., a Florida corporation (the “Company”), and LINCOLN PARK CAPITAL FUND, LLC, an Illinois limited liability company (together with its permitted assigns, the “Buyer”). Capitalized terms used herein and not otherwise defined h |
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| August 13, 2025 |
DOLPHIN ENTERTAINMENT, INC. AND SUBSIDIARIES CONDENSED CONSOLIDATED BALANCE SHEETS Exhibit 99.1 Dolphin Announces Record Q2 Revenue of $14.1 Million, up 23% YoY; Deepens Investment in Women's Sports and Affiliate Marketing CEO believes Dolphin is undervalued, purchases approximately 1% of outstanding shares since April 2025 MIAMI, FLORIDA / August 13, 2025 / Dolphin (NASDAQ:DLPN), a leading entertainment marketing and content production company, today announced its financial res |
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| August 13, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 13, 2025 DOLPHIN ENTERTAINMENT, INC. (Exact name of registrant as specified in its charter) Florida 001-38331 86-0787790 (State or other jurisdiction (Commission (IRS Employer |
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| May 13, 2025 |
Form of Dolphin Entertainment LLC Convertible Not Exhibit 4.1 FORM OF CONVERTIBLE NOTE NEITHER THIS CONVERTIBLE NOTE NOR THE SHARES ISSUABLE UPON CONVERSION OF THIS NOTE HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND THEY MAY NOT BE OFFERED, SOLD, PLEDGED, HYPOTHECATED, ASSIGNED OR TRANSFERRED EXCEPT (I) PURSUANT TO A REGISTRATION STATEMENT UNDER THE SECURITIES ACT WHICH HAS BECOME EFFECTIVE AND IS C |
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| May 13, 2025 |
Bass Consulting Agreement dated May 13, 2025 Exhibit 10.1 CONSULTING AGREEMENT This Consulting Agreement (this “Agreement”), including any exhibits attached hereto, is effective as of January 1, 2025 (the “Effective Date”), by and between Dolphin Entertainment, Inc. with an address of 150 Alhambra Circle, Suite 1200, Coral Gables, FL 33134 (“Company”), and Hilarie Bass with an address of ***, Miami, Florida (the “Consultant”). For good and v |
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| May 13, 2025 |
Amended and Restated Articles of Incorporation of Dolphin Entertainment, Inc. Exhibit 3.1 EXHIBIT A AMENDED AND RESTATED ARTICLES OF INCORPORATION OF DOLPHIN DIGITAL MEDIA, INC. ARTICLE I. Name, Principal Place of Business and Registered Agent and Office The name of the Corporation is DOLPHIN ENTERTAINMENT, INC. The principal place of business and mailing address of this Corporation shall be 2151 Le Jeune Road, Suite 150-Mezzanine, Coral Gables, Florida 33134. The street ad |
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| May 13, 2025 |
Results of Operations and Financial Condition, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 13, 2025 DOLPHIN ENTERTAINMENT, INC. (Exact name of registrant as specified in its charter) Florida 001-38331 86-0787790 (State or other jurisdiction (Commission (IRS Employer of |
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| May 13, 2025 |
Dolphin Entertainment LLC Note Exchange Agreement Exhibit 10.2 EXCHANGE AGREEMENT This EXCHANGE AGREEMENT (this “Agreement”) is entered into as of May 12, 2025 (the “Effective Date”), by and between Dolphin Entertainment, Inc., a Florida corporation (the “Company”), and Dolphin Entertainment, LLC, a Florida limited liability company (the “Holder” and together with the Company, the “Parties” and each, a “Party”). RECITALS WHEREAS, the Holder is th |
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| May 13, 2025 |
Exhibit 99.1 Dolphin Reports Q1 2025 Results; Core Entertainment Publicity and Marketing Segment (EPM) Revenue Up 2% YoY to $12.1 Million, Strategic Investments and New Division Launch to Drive Long-Term Growth Highlights Talent Expansion, Women’s Sports Investment, Affiliate Marketing Launches, and Continued Industry Recognition Named 2025 Agency of the Year by Observer's PR Power List Miami, FL |
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| May 13, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 ——————— FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-38331 DOLPHIN ENTERTAINMENT, INC. |
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| May 7, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 7, 2025 (May 1, 2025) DOLPHIN ENTERTAINMENT, INC. (Exact name of registrant as specified in its charter) Florida 001-38331 86-0787790 (State or other jurisdiction (Commission (IRS |
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| April 30, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K/A (Amendment No. 1) (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 001-38331 DOLPHIN ENTERTAINMENT, INC. |
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| April 2, 2025 |
Exhibit 99.1 Dolphin Reports 20% Year-Over-Year Revenue Growth to $51.7 Million and Full-Year Positive Adjusted Operating Income for Fiscal Year 2024 Miami, FL – Dolphin (NASDAQ: DLPN), a leading entertainment marketing and content production company, today announced its financial results for the fourth quarter and full year ended December 31, 2024. "We had a very strong 2024. Our revenues went fr |
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| April 2, 2025 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 27, 2025 DOLPHIN ENTERTAINMENT, INC. (Exact name of registrant as specified in its charter) Florida 001-38331 86-0787790 (State or other jurisdiction (Commission (IRS Employer o |
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| March 27, 2025 |
Dolphin Entertainment Clawback Policy Exhibit 97.1 dolphin entertainment, Inc. NASDAQ RULE 5608 EXECUTIVE OFFICER COMPENSATION CLAWBACK Policy Effective November 20, 2023 1. Policy Purpose. The purpose of this Dolphin Entertainment, Inc. Nasdaq Rule 5608 Executive Officer Compensation Clawback Policy (this “Policy”) is to enable Dolphin Entertainment, Inc. and its subsidiaries and affiliates (the “Company”) to recover Erroneously Awar |
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| March 27, 2025 |
List of Subsidiaries of the Company. Exhibit 21.1 SUBSIDIARIES OF DOLPHIN ENTERTAINMENT, INC 42WEST, LLC THE DOOR MARKETING GROUP, LLC SHORE FIRE MEDIA, LTD BE SOCIAL PUBLIC RELATIONS, LLC CYBERGEDDON PRODUCTIONS, LLC DOLPHIN WOODSTOCK PRODUCTIONS, LLC DOLPHIN FILMS, INC DLPN PRODUCTIONS LLC DOLPHIN NFT STUDIOS, INC. THE DIGITAL DEPT., LLC formerly known as Socialyte LLC SPECIAL PROJECTS MEDIA, LLC SOCIAL MIDCO, LLC ELLE COMMUNICATIO |
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| March 27, 2025 |
Insider Trading Policies and Procedures Exhibit 19.1 DOLPHIN ENTERTAINMENT, INC. STATEMENT OF POLICIES AND PROCEDURES GOVERNING STOCK TRADING IN GENERAL, MATERIAL NON-PUBLIC INFORMATION AND THE PREVENTION OF INSIDER TRADING This Statement consists of four sections: Section I provides an overview; Section II sets forth the policies of Dolphin Entertainment Inc. (“Dolphin”), prohibiting insider trading; Section III explains insider tradin |
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| March 27, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K (Mark One) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 001-38331 DOLPHIN ENTERTAINMENT, INC. (Exact name of regis |
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| February 27, 2025 |
Unregistered Sales of Equity Securities UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 21, 2025 DOLPHIN ENTERTAINMENT, INC. (Exact name of registrant as specified in its charter) Florida 001-38331 86-0787790 (State or other jurisdiction (Commission (IRS Employe |
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| January 24, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 21, 2025 DOLPHIN ENTERTAINMENT, INC. (Exact name of registrant as specified in its charter) Florida 001-38331 86-0787790 (State or other jurisdiction (Commission (IRS Employer |
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| January 24, 2025 |
Exhibit 3.1 ARTICLES OF AMENDMENT TO AMENDED AND RESTATED ARTICLES OF INCORPORATION OF DOLPHIN ENTERTAINMENT, INC., A FLORIDA CORPORATION Pursuant to the provisions of Section 607.1006 of the Florida Business Corporation Act, Dolphin Entertainment, Inc., a Florida corporation, Florida Document Number P14000097818, hereby adopts the following amendment to its Amended and Restated Articles of Incorp |
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| January 17, 2025 |
Form of Second Amendment to Promissory Notes Exhibit 10.1 January 13, 2025 Dolphin Entertainment, Inc. 150 Alhambra Circle Suite 1200 Coral Gables, FL 33134 [Name and address of noteholder] Re: Second Amendment to Dolphin Entertainment, Inc. Convertible Note Reference is hereby made to that certain Dolphin Entertainment, Inc. Convertible Note (the “Note”), dated [ ], in the aggregate principal amount of $500,000 issued by Dolphin Entertainme |
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| January 17, 2025 |
Unregistered Sales of Equity Securities, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 13, 2025 DOLPHIN ENTERTAINMENT, INC. (Exact name of registrant as specified in its charter) Florida 001-38331 86-0787790 (State or other jurisdiction (Commission (IRS Employer |
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| December 20, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☑ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of |
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| December 10, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☑ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☑ Preliminary Proxy Statement ☐ Confidential, for Use of |
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| November 14, 2024 |
Dolphin Entertainment Regains Compliance with NASDAQ $1.00 Minimum Bid Price Listing Requirement Exhibit 99.1 Dolphin Entertainment Regains Compliance with NASDAQ $1.00 Minimum Bid Price Listing Requirement MIAMI, FL / ACCESSWIRE / November 14, 2024 / Dolphin (NASDAQ:DLPN), an independent leader in content production, entertainment marketing, and related ventures, announced today the Company received a letter from the Listing Qualifications Department of The NASDAQ Stock Market on November 13 |
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| November 14, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 14, 2024 DOLPHIN ENTERTAINMENT, INC. (Exact name of registrant as specified in its charter) Florida 001-38331 86-0787790 (State or other jurisdiction (Commission (IRS Employe |
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| November 14, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 13, 2024 DOLPHIN ENTERTAINMENT, INC. (Exact name of registrant as specified in its charter) Florida 001-38331 86-0787790 (State or other jurisdiction (Commission (IRS Employe |
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| November 14, 2024 |
Exhibit 3.1 EXHIBIT A AMENDED AND RESTATED ARTICLES OF INCORPORATION OF DOLPHIN DIGITAL MEDIA, INC. ARTICLE I. Name, Principal Place of Business and Registered Agent and Office The name of the Corporation is DOLPHIN ENTERTAINMENT, INC. The principal place of business and mailing address of this Corporation shall be 2151 Le Jeune Road, Suite 150-Mezzanine, Coral Gables, Florida 33134. The street ad |
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| November 14, 2024 |
Exhibit 99.1 Dolphin Q3 Revenue Increases 24.5% YoY to $12.7M, Reports Adjusted Operating Income of $0.5M and Highlights Market Valuation Disconnect · Q3 2024 Revenue grew 24.5% to $12.7M from $10.2M in Q3 2023 · Q3 2024 Adjusted Operating Income of $0.5M as opposed to Adjusted Operating Loss of $(0.8M) in Q3 2023 · Nine-Month 2024 Revenue increased 26.6% to $39.4M · Nine-Month 2024 Adjusted Opera |
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| November 14, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 ——————— FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-38331 DOLPHIN ENTERTAINMENT, INC. |
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| November 8, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 6, 2024 DOLPHIN ENTERTAINMENT, INC. (Exact name of registrant as specified in its charter) Florida 001-38331 86-0787790 (State or other jurisdiction (Commission (IRS Employer |
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| October 17, 2024 |
Exhibit 99.1 Dolphin Issues Letter to Shareholders: Highlights Launch into Multibillion Dollar Women’s Sports Market; FY 2024 Expects Revenue to Exceed $50M, +20% YoY, and to Record Positive Adjusted Operating Income; CEO Doubles Down on Buying DLPN Stock MIAMI, FL / Dolphin (NASDAQ:DLPN), an independent leader in content production, entertainment marketing, and related ventures, announced the rel |
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| October 17, 2024 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 16, 2024 DOLPHIN ENTERTAINMENT, INC. (Exact name of registrant as specified in its charter) Florida 001-38331 86-0787790 (State or other jurisdiction (Commission (IRS Employer |
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| October 16, 2024 |
Dolphin Entertainment, Inc. Announces 1-for-2 Reverse Stock Split Exhibit 99.1 Dolphin Entertainment, Inc. Announces 1-for-2 Reverse Stock Split MIAMI, FL, October 14, 2024 / Dolphin Entertainment, Inc. (NASDAQ:DLPN), a leading entertainment marketing and premium content production company, today announced that the company will effect a 1-for-2 reverse split of its issued and outstanding shares of common stock. The reverse stock split will become effective Octob |
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| October 16, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 16, 2024 DOLPHIN ENTERTAINMENT, INC. (Exact name of registrant as specified in its charter) Florida 001-38331 86-0787790 (State or other jurisdiction (Commission (IRS Employer |
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| October 16, 2024 |
Exhibit 3.1 ARTICLES OF AMENDMENT TO AMENDED AND RESTATED ARTICLES OF INCORPORATION OF DOLPHIN ENTERTAINMENT, INC., A FLORIDA CORPORATION Pursuant to the provisions of Section 607.1006 of the Florida Business Corporation Act, Dolphin Entertainment, Inc., a Florida corporation, Florida Document Number P14000097818, hereby adopts the following amendment to its Amended and Restated Articles of Incorp |
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| September 27, 2024 |
Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A (Amendment No. 1) Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 15, 2024 DOLPHIN ENTERTAINMENT, INC. (Exact name of registrant as specified in its charter) Florida 001-38331 86-0787790 (State or other jurisdiction (Commiss |
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| September 27, 2024 |
EXHIBIT 3.1 ARTICLES OF AMENDMENT TO AMENDED AND RESTATED ARTICLES OF INCORPORATION OF DOLPHIN ENTERTAINMENT, INC., A FLORIDA CORPORATION Pursuant to the provisions of Section 607.1006 of the Florida Business Corporation Act, Dolphin Entertainment, Inc., a Florida corporation, Florida Document Number P14000097818, hereby adopts the following amendment to its Amended and Restated Articles of Incorp |
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| September 27, 2024 |
INDEX TO FINANCIAL STATEMENTS ELLE COMMUNICATIONS, LLC AUDITED FINANCIAL STATEMENTS Exhibit 99.1 INDEX TO FINANCIAL STATEMENTS ELLE COMMUNICATIONS, LLC AUDITED FINANCIAL STATEMENTS Page Report of Independent Certified Public Accountants 1 Balance Sheet as of December 31, 2023 3 Statement of Income for the Year Ended December 31, 2023 4 Statement of Cash Flows for the Year Ended December 31, 2023 5 Statement of changes in Member's Equity for the Year Ended December 31, 2023 6 Note |
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| September 27, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 24, 2024 DOLPHIN ENTERTAINMENT, INC. (Exact name of registrant as specified in its charter) Florida 001-38331 86-0787790 (State or other jurisdiction (Commission (IRS Employ |
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| September 27, 2024 |
DOLPHIN ENTERTAINMENT, INC UNAUDITED PRO FORMA CONDENSED COMBINED FINANCIAL INFORMATION Exhibit 99.2 DOLPHIN ENTERTAINMENT, INC UNAUDITED PRO FORMA CONDENSED COMBINED FINANCIAL INFORMATION The following unaudited pro forma condensed combined financial information and related notes present the historical condensed combined financial information of Dolphin Entertainment, Inc. and its wholly owned subsidiaries (hereinafter referred to as “Dolphin” or “the Company”) and Elle Communicatio |
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| September 18, 2024 |
DLPN / Dolphin Entertainment, Inc. / NSL Ventures, LLC Passive Investment SC 13G 1 formsc13g.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Dolphin Entertainment, Inc. (DLPN) (Name of Issuer) Common Stock (Title of Class of Securities) 2568H209 (CUSIP Number) Marc L. Luzzatto 310 261 8777 7718 Wood Hollow Drive, Suite G-1 Austin Tx 7873 (Name, Address and Telephone Numb |
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| August 15, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☑ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of |
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| August 14, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 14, 2024 DOLPHIN ENTERTAINMENT, INC. (Exact name of registrant as specified in its charter) Florida 001-38331 86-0787790 (State or other jurisdiction (Commission (IRS Employer |
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| August 14, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 12, 2024 DOLPHIN ENTERTAINMENT, INC. (Exact name of registrant as specified in its charter) Florida 001-38331 86-0787790 (State or other jurisdiction (Commission (IRS Employer |
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| August 14, 2024 |
DOLPHIN ENTERTAINMENT, INC. AND SUBSIDIARIES CONDENSED CONSOLIDATED BALANCE SHEETS Exhibit 99.1 Dolphin Reports Record Q2 Revenue of $11.4 Million; H1 2024 Delivers $26.7 Million Revenue and $0.9 Million Adjusted Operating Income MIAMI, FL / Dolphin (NASDAQ:DLPN), a leading entertainment marketing and premium content production company, announces its financial results for the second quarter ended June 30, 2024. Bill O'Dowd, CEO of Dolphin Entertainment commented: “Dolphin achiev |
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| August 14, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 ——————— FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-38331 DOLPHIN ENTERTAINMENT, INC. |
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| August 12, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☑ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of |
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| August 12, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☑ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of |
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| August 2, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☑ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☑ Preliminary Proxy Statement ☐ Confidential, for Use of |
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| July 19, 2024 |
EX-99.1 3 ex99x1.htm PRESS RELEASE Exhibit 99.1 EMBARGO: 8 AM ET, MONDAY JULY 15, 2024 DOLPHIN ENTERTAINMENT ACQUIRES LEADING IMPACT PR AGENCY ELLE COMMUNICATIONS Social and environmental impact PR firm joins Dolphin Entertainment’s publicity and marketing group as a division of 42West NEW YORK, NY and LOS ANGELES, CA, July 15, 2024 - Dolphin Entertainment, Inc. (NASDAQ:DLPN), a leading independen |
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| July 19, 2024 |
Exhibit 2.1 MEMBERSHIP interest PURCHASE AGREEMENT DATED EFFECTIVE AS OF JULY 1, 2024 BY AND BETWEEN dOLPHIN ENTERTAINMENT, INC., AND DANIELLE FINCK Table of Contents Article I. Defined Terms 1 Section 1.1 Definitions 1 Section 1.2 Glossary of Other Defined Terms 9 Section 1.3 Rules of Construction 11 Article II. Purchase and Sale of the Membership Interests 12 Section 2.1 Purchase and Sale of the |
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| July 19, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 15, 2024 DOLPHIN ENTERTAINMENT, INC. (Exact name of registrant as specified in its charter) Florida 001-38331 86-0787790 (State or other jurisdiction (Commission (IRS Employer of |
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| July 11, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 9, 2024 DOLPHIN ENTERTAINMENT, INC. (Exact name of registrant as specified in its charter) Florida 001-38331 86-0787790 (State or other jurisdiction (Commission (IRS Employer of |
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| July 1, 2024 |
DOLPHIN ENTERTAINMENT, INC. 150 Alhambra Circle, Suite 1200 Coral Gables, Florida 33134 July 1, 2024 Correspondence DOLPHIN ENTERTAINMENT, INC. 150 Alhambra Circle, Suite 1200 Coral Gables, Florida 33134 July 1, 2024 VIA EDGAR United States Securities and Exchange Commission Division of Corporation Finance Office of Trade & Services 100 F. Street, N.E. Washington, DC 20549 Attention: Suying Li Angela Lumley Re: Dolphin Entertainment, Inc. Form 10-K for Fiscal Year Ended December 31, 2023 File No. |
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| May 15, 2024 |
Amendment to Share Purchase Agreement Exhibit 2.1 AMENDMENT TO SHARE PURCHASE AGREEMENT THIS AMENDMENT TO MEMBERSHIP INTEREST PURCHASE AGREEMENT (this “Amendment”) is entered into as of May 14, 2024, by and among Dolphin Entertainment, Inc., a Florida corporation (“Purchaser”), Nicole Vecchiarelli (“Seller 1”), Andrea Oliveri (“Seller 2”), Foxglove Corp., a New York corporation (“Seller 3”), and Alexandra Alonso (“Seller 4”, and toget |
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| May 15, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 ——————— FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-38331 DOLPHIN ENTERTAINMENT, INC. |
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| April 29, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K/A (Amendment No. 1) (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 001-38331 DOLPHIN ENTERTAINMENT, INC. |
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| April 1, 2024 |
List of Subsidiaries of the Company. Exhibit 21.1 SUBSIDIARIES OF DOLPHIN ENTERTAINMENT, INC 42WEST, LLC THE DOOR MARKETING GROUP, LLC VIEWPOINT COMPUTER ANIMATION, INCORPORATED SHORE FIRE MEDIA, LTD BE SOCIAL PUBLIC RELATIONS, LLC CYBERGEDDON PRODUCTIONS, LLC DOLPHIN WOODSTOCK PRODUCTIONS, LLC DOLPHIN FILMS, INC B/HI COMMUNICATIONS, INC. DLPN PRODUCTIONS LLC DOLPHIN NFT STUDIOS, INC. THE DIGITAL DEPT., LLC formerly known as Socialyt |
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| April 1, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K (Mark One) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 001-38331 DOLPHIN ENTERTAINMENT, INC. (Exact name of regis |
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| December 18, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A (Amendment No. 1) Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 2, 2023 DOLPHIN ENTERTAINMENT, INC. (Exact name of registrant as specified in its charter) Florida 001-38331 86-0787790 (State or other jurisdiction (Commi |
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| December 18, 2023 |
INDEX TO FINANCIAL STATEMENTS SPECIAL PROJECTS MEDIA, LLC AUDITED FINANCIAL STATEMENTS Exhibit 99.1 Special Projects Media, LLC fINANCIAL STATEMENTS AS OF AND FOR THE YEARS ENDED December 31, 2022 AND 2021 INDEX TO FINANCIAL STATEMENTS SPECIAL PROJECTS MEDIA, LLC AUDITED FINANCIAL STATEMENTS Page Report of Independent Certified Public Accountants 1 Balance sheets as of December 31, 2022 and 2021 3 Statements of operations for the years ended December 31, 2022 and 2021 4 Statements o |
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| December 18, 2023 |
DOLPHIN ENTERTAINMENT, INC UNAUDITED PRO FORMA CONDENSED COMBINED FINANCIAL INFORMATION Exhibit 99.2 DOLPHIN ENTERTAINMENT, INC UNAUDITED PRO FORMA CONDENSED COMBINED FINANCIAL INFORMATION The following unaudited pro forma condensed combined financial information and related notes present the historical condensed combined financial information of Dolphin Entertainment, Inc. and its wholly owned subsidiaries (hereinafter referred to as “Dolphin” or “the Company”) and Special Projects |
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| November 21, 2023 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 20, 2023 DOLPHIN ENTERTAINMENT, INC. (Exact name of registrant as specified in its charter) Florida 001-38331 86-0787790 (State or other jurisdiction (Commission (IRS Employe |
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| November 14, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 ——————— FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-38331 DOLPHIN ENTERTAINMENT, INC. |
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| November 2, 2023 |
Underwriting Agreement, dated October 31, 2023 Exhibit 1.1 1,400,000 SHARES of Common Stock Dolphin Entertainment, Inc. UNDERWRITING AGREEMENT October 31, 2023 Maxim Group LLC As the Representative of the Several underwriters, if any, named in Schedule I hereto c/o Maxim Group LLC 300 Park Avenue New York, NY 10022 Ladies and Gentlemen: The undersigned, Dolphin Entertainment, Inc., a company incorporated under the laws of Florida (collectively |
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| November 2, 2023 |
Dolphin Entertainment, Inc. Announces Proposed Public Offering of Common Stock Exhibit 99.1 Dolphin Entertainment, Inc. Announces Proposed Public Offering of Common Stock MIAMI, FL / ACCESSWIRE / October 30, 2023 / Dolphin Entertainment (“Dolphin Entertainment” or the “Company”) (NASDAQ:DLPN), the leader in entertainment marketing, today announced that it has commenced an underwritten public offering of shares of its common stock (the “Offering”), which it expects to price a |
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| November 2, 2023 |
Dolphin Entertainment, Inc. Announces Pricing of $2.3 Million Public Offering of Common Stock Exhibit 99.2 Dolphin Entertainment, Inc. Announces Pricing of $2.3 Million Public Offering of Common Stock MIAMI, FL / ACCESSWIRE / October 31, 2023 / Dolphin Entertainment (“Dolphin Entertainment” or the “Company”) (NASDAQ:DLPN), a leader in entertainment marketing, today announced the pricing of its previously announced underwritten public offering of 1,400,000 shares of its common stock (the “O |
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| November 2, 2023 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 31, 2023 DOLPHIN ENTERTAINMENT, INC. (Exact name of registrant as specified in its charter) Florida 001-38331 86-0787790 (State or other jurisdiction (Commission (IRS Employer |
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| November 1, 2023 |
1,400,000 Shares Dolphin Entertainment, Inc. Common Stock Filed Pursuant to Rule 424(b)(5) Registration No. 333-273431 Prospectus Supplement (To Prospectus dated August 3, 2023) 1,400,000 Shares Dolphin Entertainment, Inc. Common Stock ———————————————————— We are offering 1,400,000 shares of our common stock, par value $0.015 per share, at a public offering price of $1.65 per share pursuant to this prospectus supplement and the accompanying prospectus. O |
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| October 30, 2023 |
Shares Dolphin Entertainment, Inc. Common Stock The information in this preliminary prospectus supplement and the accompanying prospectus is not complete and may be changed. |
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| October 10, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☑ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of |
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| October 10, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☑ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of |
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| October 6, 2023 |
Exhibit 4.1 REGISTRATION RIGHTS AGREEMENT This REGISTRATION RIGHTS AGREEMENT, dated as of October 2, 2023 (this “Agreement”), is entered into by and among Dolphin Entertainment, Inc., a Florida corporation (the “Company”) and the persons identified on Schedule A hereto (collectively, the “Shareholders” and, each individually, a “Shareholder”). WHEREAS, the Company and the Shareholders have entered |
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| October 6, 2023 |
Exhibit 2.1 Membership Interest PURCHASE AGREEMENT DATED AS OF OCTOBER 2, 2023 BY AND Among dOLPHIN ENTERTAINMENT, INC., Nicole Vecchiarelli, Andrea Oliveri, FOXGLOVE CORP., AND ALEXANDRA ALONSO Table of Contents Page Article I 1 Defined Terms 1 Section 1.1 Definitions 1 Section 1.2 Glossary of Other Defined Terms 9 Section 1.3 Rules of Construction. 11 Article II 11 Purchase and Sale of the Membe |
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| October 6, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 2, 2023 DOLPHIN ENTERTAINMENT, INC. (Exact name of registrant as specified in its charter) Florida 001-38331 86-0787790 (State or other jurisdiction (Commission (IRS Employer |
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| October 6, 2023 |
Exhibit 99.1 Dolphin Entertainment Acquires Premiere Talent Booking, Creative Content, and Event Agency SPECIAL PROJECTS Special Projects Co-Founders Nicole Vecchiarelli and Andrea Oliveri (CREDIT: Jeff Henrikson) High-res version available to download HERE NEW YORK (October 3, 2023) – Dolphin Entertainment, Inc. (NASDAQ:DLPN) has acquired Special Projects, the leading agency in talent booking, cr |
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| August 14, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 ——————— FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-38331 DOLPHIN ENTERTAINMENT, INC. |
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| August 1, 2023 |
DOLPHIN ENTERTAINMENT, INC. 150 Alhambra Circle, Suite 1200 Coral Gables, FL 33134 Correspondence DOLPHIN ENTERTAINMENT, INC. 150 Alhambra Circle, Suite 1200 Coral Gables, FL 33134 August 1, 2023 VIA EDGAR United States Securities and Exchange Commission 100 F Street N.E. Washington, D.C. 20549 Attn: Rucha Pandit Re: Dolphin Entertainment, Inc. Request for Acceleration of Registration Statement on Form S-3 Filed on July 25, 2023 File No. 333-273431 Ladies and Gentlemen: Pursuant |
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| July 28, 2023 |
DOLPHIN ENTERTAINMENT, INC. 150 Alhambra Circle, Suite 1200 Coral Gables, FL DOLPHIN ENTERTAINMENT, INC. 150 Alhambra Circle, Suite 1200 Coral Gables, FL July 28, 2023 VIA EDGAR United States Securities and Exchange Commission 100 F Street N.E. Washington, D.C. 20549 Re: Delaying Amendment for Dolphin Entertainment, Inc. Ladies and Gentlemen: Reference is made to the Registration Statement on Form S-3 (File No. 333-273431) filed by Dolphin Entertainment, Inc. (the “Company |
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| July 25, 2023 |
As filed with the Securities and Exchange Commission on July 25, 2023 As filed with the Securities and Exchange Commission on July 25, 2023 Registration No. |
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| July 25, 2023 |
Exhibit 107 Calculation of Filing Fee Tables Form S-3 (Form Type) Dolphin Entertainment, Inc. |
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| May 15, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 ——————— FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-38331 DOLPHIN ENTERTAINMENT, INC. |
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| May 1, 2023 |
10-K/A 1 dlpn10ka.htm FORM 10-K/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A (Amendment No. 1) (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended: December 31, 2022 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 001-38 |
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| March 31, 2023 |
List of Subsidiaries of the Company. EXHIBIT 21.1 SUBSIDIARIES OF DOLPHIN ENTERTAINMENT, INC 42WEST, LLC THE DOOR MARKETING GROUP, LLC VIEWPOINT COMPUTER ANIMATION, INCORPORATED SHORE FIRE MEDIA, LTD BE SOCIAL PUBLIC RELATIONS, LLC CYBERGEDDON PRODUCTIONS, LLC DOLPHIN WOODSTOCK PRODUCTIONS, LLC DOLPHIN FILMS, INC B/HI Communications, Inc. dlpn productions llc dolphin nft studios, inc SOCIALYTE, LLC The following are subsidiaries of D |
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| March 31, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 001-38331 DOLPHIN ENTERTAINMENT, INC. (Exact name of regis |
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| March 31, 2023 |
EXHIBIT |
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| January 30, 2023 |
Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 14, 2022 DOLPHIN ENTERTAINMENT, INC. (Exact name of registrant as specified in its charter) Florida 001-38331 86-0787790 (State or other jurisdiction (Commission (IRS Employe |
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| January 30, 2023 |
DOLPHIN ENTERTAINMENT, INC UNAUDITED PRO FORMA CONDENSED COMBINED FINANCIAL INFORMATION EXHIBIT 99.2 DOLPHIN ENTERTAINMENT, INC UNAUDITED PRO FORMA CONDENSED COMBINED FINANCIAL INFORMATION The following unaudited pro forma condensed combined financial information and related notes present the historical condensed combined financial information of Dolphin Entertainment, Inc. and its wholly owned subsidiaries (hereinafter referred to as “Dolphin” or “the Company”) and Socialyte, LLC (“ |
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| January 30, 2023 |
EXHIBIT 99.1 SOCIALYTE, LLC AND ITS SUBSIDIARY (Delaware Limited Liability Companies) CONSOLIDATED FINANCIAL STATEMENTS SEPTEMBER 30, 2022 SOCIALYTE LLC, AND ITS SUBSIDIARY TABLE OF CONTENTS SEPTEMBER 30, 2022 Page(s) Independent accountants' review report 2 Consolidated balance sheet 3 Consolidated statement of income 4 Consolidated statement of members ' equity 5 Consolidated statement of cash f |
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| January 13, 2023 |
Form of Subscription Agreement Exhibit 10.1 THE SECURITIES BEING SUBSCRIBED FOR PURSUANT TO THIS SUBSCRIPTION AGREEMENT HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), OR THE SECURITIES LAWS OF ANY STATE. THE SECURITIES MAY NOT BE SOLD OR OFFERED FOR SALE IN THE ABSENCE OF AN EFFECTIVE REGISTRATION STATEMENT FOR THE SECURITIES UNDER THE SECURITIES ACT AND SUCH STATE LAWS AS MAY BE A |
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| January 13, 2023 |
Form of Convertible Promissory Note Exhibit 4.1 CONVERTIBLE NOTE NEITHER THIS CONVERTIBLE NOTE NOR THE SHARES ISSUABLE UPON CONVERSION OF THIS NOTE HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND THEY MAY NOT BE OFFERED, SOLD, PLEDGED, HYPOTHECATED, ASSIGNED OR TRANSFERRED EXCEPT (I) PURSUANT TO A REGISTRATION STATEMENT UNDER THE SECURITIES ACT WHICH HAS BECOME EFFECTIVE AND IS CURRENT W |
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| January 13, 2023 |
Unregistered Sales of Equity Securities, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 9, 2023 DOLPHIN ENTERTAINMENT, INC. (Exact name of registrant as specified in its charter) Florida 001-38331 86-0787790 (State or other jurisdiction (Commission (IRS Employer |
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| November 14, 2022 |
EXHIBIT 10.1 MEMBERSHIP interest PURCHASE AGREEMENT DATED AS OF NOVEMBER 14, 2022 BY AND BETWEEN dOLPHIN ENTERTAINMENT, INC., SOCIAL MIDCO, LLC, NSL VENTURES, LLC And solely with respect to the provisions noted herein, NSL MEDIA, INC. and SAWYER MEDIA LLC Table of Contents Article I. Defined Terms 1 Section 1.1 Definitions 1 Section 1.2 Glossary of Other Defined Terms 9 Section 1.3 Rules of Constr |
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| November 14, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 ——————— FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-38331 DOLPHIN ENTERTAINMENT, INC. |
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| November 14, 2022 |
Other Events, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 14, 2022 DOLPHIN ENTERTAINMENT, INC. (Exact name of registrant as specified in its charter) Florida 001-38331 86-0787790 (State or other jurisdiction (Commission (IRS Employe |
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| September 29, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 27, 2022 DOLPHIN ENTERTAINMENT, INC. (Exact name of registrant as specified in its charter) Florida 001-38331 86-0787790 (State or other jurisdiction (Commission (IRS Employ |
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| September 29, 2022 |
Exhibit 3.1 ARTICLES OF AMENDMENT TO AMENDED AND RESTATED ARTICLES OF INCORPORATION OF DOLPHIN ENTERTAINMENT, INC., A FLORIDA CORPORATION Pursuant to the provisions of Section 607.1006 of the Florida Business Corporation Act, Dolphin Entertainment, Inc., a Florida corporation, Florida Document Number P14000097818, hereby adopts the following amendment to its Amended and Restated Articles of Incorp |
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| September 20, 2022 |
Up to 3,057,313 Shares of Common Stock 424B3 1 dlpn424b3.htm 424B3 Filed Pursuant to Rule424(b)(3) Registration No. 333-267336 PROSPECTUS Up to 3,057,313 Shares of Common Stock —————————— This prospectus relates to the issuance by us of an aggregate of up to 3,057,313 shares of our common stock, $0.015 par value per share (the “Common Stock”), by Lincoln Park Capital Fund, LLC (the “Selling Securityholder”) (including 57,313 shares of |
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| September 13, 2022 |
DOLPHIN ENTERTAINMENT, INC. 150 Alhambra Circle, Suite 1200 Coral Gables, FL 33134 DOLPHIN ENTERTAINMENT, INC. 150 Alhambra Circle, Suite 1200 Coral Gables, FL 33134 September 13, 2022 VIA EDGAR United States Securities and Exchange Commission 100 F Street N.E. Washington, D.C. 20549 Attn: Janice Adeloye and Taylor Beech Re: Dolphin Entertainment, Inc. Request for Acceleration of Registration Statement on Form S-1 Filed on September 8, 2022 File No. 333-267336 Ladies and Gentlem |
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| September 8, 2022 |
Exhibit 107 Calculation of Filing Fee Tables Form S-1 (Form Type) DOLPHIN ENTERTAINMENT, INC. |
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| September 8, 2022 |
As filed with the U.S. Securities and Exchange Commission on September 8, 2022. As filed with the U.S. Securities and Exchange Commission on September 8, 2022. Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ?????????? FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 ?????????? DOLPHIN ENTERTAINMENT, INC. (Exact name of registrant as specified in its charter) ?????????? Florida 000-50621 86-0787790 (State or other |
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| September 1, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☑ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of |
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| August 22, 2022 |
PRE 14A 1 dlpn14a.htm PRELIMINARY PROXY STATEMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☑ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☑ Prel |
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| August 15, 2022 |
Purchase agreement dated August 10, 2022 with Lincoln Park Capital Fund LLC EXHIBIT 10.1 PURCHASE AGREEMENT THIS PURCHASE AGREEMENT (the ?Agreement?), dated as of August 10, 2022, is made by and between DOLPHIN ENTERTAINMENT, INC., a Florida corporation (the ?Company?), and LINCOLN PARK CAPITAL FUND, LLC, an Illinois limited liability company (the ?Investor?). Capitalized terms used herein and not otherwise defined herein are defined in Section 1 hereof. WHEREAS: Subject |
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| August 15, 2022 |
Registration Rights Agreement dated August 10, 2022 with Lincoln Park Capital Fund LLC EXHIBIT 10.2 REGISTRATION RIGHTS AGREEMENT THIS REGISTRATION RIGHTS AGREEMENT (this ?Agreement?), dated as of August 10, 2022, is made by and between DOLPHIN ENTERTAINMENT, INC., a Florida corporation (the ?Company?), and LINCOLN PARK CAPITAL FUND, LLC, an Illinois limited liability company (together with its permitted assigns, the ?Buyer?). Capitalized terms used herein and not otherwise defined |
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| August 15, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 ——————— FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-38331 DOLPHIN ENTERTAINMENT, INC. |
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| July 18, 2022 |
\ UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 ??????? FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-38331 DOLPHIN ENTERTAINMENT, INC. |
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| June 6, 2022 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 1)* DOLPHIN ENTERTAINMENT, INC. (Name of Issuer) Common Stock, $0.015 par value per share (Title of Class of Securities) 25686H100 (CUSIP Number) April 15, 2022 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursu |
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| June 3, 2022 |
Letter from BDO USA LLP, dated June 3, 2022 to the Securities and Exchange Commission EXHIBIT 16.1 Tel: 404-688-6841 Fax: 404-688-1075 www.bdo.corn 1100 Peachtree Street NE, Suite 700 Atlanta, GA 30309 June 3, 2022 Securities and Exchange Commission 100 F Street N.E. Washington, D.C. 20549 We have been furnished with a copy of the response to Item 4.01 of Form 8-K for the event that occurred on May 27, 2022, to be filed by our former client, Dolphin Entertainment, Inc. We agree wit |
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| June 3, 2022 |
Changes in Registrant's Certifying Accountant, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 27, 2022 DOLPHIN ENTERTAINMENT, INC. (Exact name of registrant as specified in its charter) Florida 001-38331 86-0787790 (State or other jurisdiction (Commission (IRS Employer of |
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| May 26, 2022 |
List of Subsidiaries of the Company EXHIBIT 21.1 SUBSIDIARIES OF DOLPHIN ENTERTAINMENT, INC 42WEST, LLC THE DOOR MARKETING GROUP, LLC VIEWPOINT COMPUTER ANIMATION, INCORPORATED SHORE FIRE MEDIA, LTD BE SOCIAL PUBLIC RELATIONS, LLC CYBERGEDDON PRODUCTIONS, LLC DOLPHIN WOODSTOCK PRODUCTIONS, LLC DOLPHIN JOAT PRODUCTIONS, LLC DOLPHIN FILMS, INC B/HI Communications, Inc. dlpn productions llc dolphinsobe, inc dolphin nft studios, inc The |
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| May 26, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K (Mark One) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 001-38331 DOLPHIN ENTERTAINMENT, INC. (Exact name of regis |
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| May 24, 2022 |
Exhibit 99.1 Dolphin Entertainment Announces Receipt of Notice from Nasdaq Regarding Delayed Filing of Quarterly Report on Form 10-Q NEW YORK, NY and LOS ANGELES, CA Dolphin Entertainment (NASDAQ:DLPN) a leading entertainment marketing and premium content production company, announced today that on May 18, 2022, it received a notice (the ?Notice?) from the Nasdaq Listing Qualifications staff of Th |
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| May 24, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 18, 2022 DOLPHIN ENTERTAINMENT, INC. (Exact name of registrant as specified in its charter) Florida 001-38331 86-0787790 (State or other jurisdiction (Commission (IRS Employer of |
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| May 10, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 4, 2022 DOLPHIN ENTERTAINMENT, INC. (Exact name of registrant as specified in its charter) Florida 001-38331 86-0787790 (State or other jurisdiction (Commission (IRS Employer of i |
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| April 25, 2022 |
EXHIBIT 99.1 Dolphin Entertainment Announces Receipt of Notice from Nasdaq Regarding Delayed Filing of Annual Report on Form 10-K MIAMI, FL Dolphin Entertainment (NASDAQ:DLPN), a leading entertainment marketing and premium content production company, filed a Notification of Late Filing on Form 12b-25 indicating that the filing of its Annual Report on Form 10-K for the fiscal year ended December 31 |
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| April 25, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 19, 2022 DOLPHIN ENTERTAINMENT, INC. (Exact name of registrant as specified in its charter) Florida 001-38331 86-0787790 (State or other jurisdiction (Commission (IRS Employer o |
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| April 1, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 SEC FILE NUMBER 001-38331 NOTIFICATION OF LATE FILING CUSIP NUMBER 25686H209 (Check one): ? Form 10-K Form 20-F Form 11-K Form 10-Q Form 10-D Form N-CEN Form N-CSR For Period Ended: December 31, 2021 Transition Report on Form 10-K Transition Report on Form 20-F Transition Report on Form 11-K Transition Report on Fo |
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| February 11, 2022 |
DLPN / Dolphin Entertainment Inc / EJF Capital LLC Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1) Dolphin Entertainment, Inc. (Name of Issuer) Common Stock, par value $0.015 per share (Title of Class of Securities) 25686H209 (CUSIP Number) December 31, 2021 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate |
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| February 8, 2022 |
Other Events, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 8, 2022 DOLPHIN ENTERTAINMENT, INC. (Exact name of registrant as specified in its charter) Florida 001-38331 86-0787790 (State or other jurisdiction (Commission (IRS Employer |
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| January 24, 2022 |
Other Events, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 21, 2022 DOLPHIN ENTERTAINMENT, INC. (Exact name of registrant as specified in its charter) Florida 001-38331 86-0787790 (State or other jurisdiction (Commission (IRS Employer |
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| January 21, 2022 |
Dolphin Entertainment, Inc. Up to $25,820,049 of Shares of Common Stock PROSPECTUS SUPPLEMENT Filed Pursuant to Rule 424(b)(5) (To Prospectus Dated September 7, 2021) Registration No. |
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| December 30, 2021 |
Registration Rights Agreement dated December 29, 2021 with Lincoln Park Capital Fund LLC EXHIBIT 10.2 REGISTRATION RIGHTS AGREEMENT THIS REGISTRATION RIGHTS AGREEMENT (this ?Agreement?), dated as of December 29, 2021, is entered into by and between DOLPHIN ENTERTAINMENT, INC., a Florida corporation (the ?Company?), and LINCOLN PARK CAPITAL FUND, LLC, an Illinois limited liability company (together with its permitted assigns, the ?Investor?). Capitalized terms used herein and not other |
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| December 30, 2021 |
Purchase agreement dated December 29, 2021 with Lincoln Park Capital Fund LLC. EX-10.1 2 dlpnex10z1.htm PURCHASE AGREEMENT EXHIBIT 10.1 PURCHASE AGREEMENT THIS PURCHASE AGREEMENT (the “Agreement”), dated as of December 29, 2021 is made by and between DOLPHIN ENTERTAINMENT, INC., a Florida corporation (the “Company”), and LINCOLN PARK CAPITAL FUND, LLC, an Illinois limited liability company (the “Investor”). WHEREAS: Subject to the terms and conditions set forth in this Agree |
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| December 30, 2021 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 29, 2021 DOLPHIN ENTERTAINMENT, INC. (Exact name of registrant as specified in its charter) Florida 001-38331 86-0787790 (State or other jurisdiction (Commission (IRS Employe |
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| November 19, 2021 |
EXHIBIT 3.1 |
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| November 19, 2021 |
\ UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 ——————— FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2021 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-38331 DOLPHIN ENTERTAINMENT, INC. |
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| November 16, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 NT 10-Q 1 dlpn12b25.htm NOTIFICATION OF LATE FILING UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 SEC FILE NUMBER NOTIFICATION OF LATE FILING CUSIP NUMBER (Check one): Form 10-K Form 20-F Form 11-K ü Form 10-Q Form 10-D Form N-CEN Form N-CSR For Period Ended: September 30, 2021 Transition Report on Form 10-K Transition Report on Form 20-F Transition Report on |
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| September 24, 2021 |
Exhibit 3.1 ARTICLES OF AMENDMENT TO AMENDED AND RESTATED ARTICLES OF INCORPORATION OF DOLPHIN ENTERTAINMENT, INC. A FLORIDA CORPORATION Pursuant to the provisions of Sections 607.1003 and 607.1006 of the Florida Business Corporation Act, Statutes, Dolphin Entertainment, Inc., a Florida corporation (the ?Corporation), Florida Document Number P14000097818, adopts the following amendment (the ?Amend |
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| September 24, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 23, 2021 DOLPHIN ENTERTAINMENT, INC. (Exact name of registrant as specified in its charter) Florida 001-38331 86-0787790 (State or other jurisdiction (Commission (IRS Employ |
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| September 2, 2021 |
DOLPHIN ENTERTAINMENT, INC. 150 Alhambra Circle, Suite 1200 Coral Gables, FL 33134 CORRESP 1 filename1.htm DOLPHIN ENTERTAINMENT, INC. 150 Alhambra Circle, Suite 1200 Coral Gables, FL 33134 September 2, 2021 VIA EDGAR United States Securities and Exchange Commission 100 F Street N.E. Washington, D.C. 20549 Attn: Ms. Jacqueline Kaufman Re: Dolphin Entertainment, Inc. Request for Acceleration of Registration Statement on Form S-3 File No. 333-259132 Ladies and Gentlemen: Pursuant |
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| August 30, 2021 |
DLPN / Dolphin Entertainment Inc / EJF Capital LLC Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Dolphin Entertainment, Inc. (Name of Issuer) Common Stock, par value $0.015 per share (Title of Class of Securities) 25686H209 (CUSIP Number) August 27, 2021 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to |
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| August 27, 2021 |
As filed with the Securities and Exchange Commission on August 27, 2021 As filed with the Securities and Exchange Commission on August 27, 2021 Registration No. |
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| August 16, 2021 |
\ UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 ??????? FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-38331 DOLPHIN ENTERTAINMENT, INC. |
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| August 10, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of |
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| August 10, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of |
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| July 30, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of |
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| May 18, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 ??????? FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-38331 DOLPHIN ENTERTAINMENT, INC. |
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| May 18, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 SEC FILE NUMBER 001-38331 NOTIFICATION OF LATE FILING CUSIP NUMBER 25686H209 (Check one): Form 10-K Form 20-F Form 11-K ? Form 10-Q Form 10-D Form N-CEN Form N-CSR For Period Ended: March 31, 2021 Transition Report on Form 10-K Transition Report on Form 20-F Transition Report on Form 11-K Transition Report on Form |
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| April 30, 2021 |
Annual Report - AMENDED ANNUAL REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A (Amendment No. 1) (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended: December 31, 2020 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 001-38331 DOLPHIN ENTERTAINMENT, INC. (E |
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| April 15, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2020 Or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 001-38331 DOLPHIN ENTERTAINMENT, INC. (Exact name of regis |
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| April 15, 2021 |
SUBSIDIARIES OF DOLPHIN ENTERTAINMENT, INC EXHIBIT 21.1 SUBSIDIARIES OF DOLPHIN ENTERTAINMENT, INC 42WEST, LLC THE DOOR MARKETING GROUP, LCC VIEWPOINT COMPUTER ANIMATION, INCORPORATED SHORE FIRE MEDIA, LTD BE SOCIAL PUBLIC RELATIONS, LLC CYBERGEDDON PRODUCTIONS, LLC DOLPHIN WOODSTOCK PRODUCTIONS, LLC 10KW PRODUCTIONS, LLC DOLPHIN JOAT PRODUCTIONS, LLC DOLPHIN FILMS, INC B/HI COMMUNICATIONS, INC. The following are subsidiaries of Dolphin Fi |
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| April 8, 2021 |
8-K 1 dlpn8k.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): April 8, 2021 Dolphin Entertainment, Inc. (Exact Name of Registrant as Specified in its Charter) Florida 001-38331 86-0787790 (State or Other Jurisdict |
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| April 1, 2021 |
NT 10-K 1 dlpn12b25.htm NOTIFICATION OF LATE FILING UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 SEC FILE NUMBER 001-38331 NOTIFICATION OF LATE FILING CUSIP NUMBER 25686H209 (Check one): ü Form 10-K Form 20-F Form 11-K Form 10-Q Form 10-D Form N-CEN Form N-CSR For Period Ended: December 31, 2020 Transition Report on Form 10-K Transition Report on Form 20-F Tr |
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| January 13, 2021 |
Regulation FD Disclosure, Financial Statements and Exhibits - CURRENT REPORT Current Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): January 12, 2021 Dolphin Entertainment, Inc. (Exact Name of Registrant as Specified in its Charter) Florida 001-38331 86-0787790 (State or Other Jurisdiction (Commissio |
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| January 13, 2021 |
Press Release EXHIBIT 99.1 Dolphin Entertainment Acquires B/HI (formerly Bender/Helper Impact) Leading Entertainment Content, Gaming and Esports PR Firm Will Join 42West, Be Social, The Door, Shore Fire Media and Viewpoint in Dolphin's Entertainment Publicity and Marketing Group B/HI to Operate as a Division of 42West NEW YORK, NY and LOS ANGELES, CA / ACCESSWIRE / January 12, 2021 / Dolphin Enter |
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| December 14, 2020 |
Financial Statements and Exhibits, Other Events 8-K 1 dlpn8k.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): December 11, 2020 Dolphin Entertainment, Inc. (Exact Name of Registrant as Specified in its Charter) Florida 001-38331 86-0787790 (State or Other Juris |
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| December 14, 2020 |
Dolphin Entertainment Regains Compliance with NASDAQ Listing Requirements Press Release EXHIBIT 99.1 Dolphin Entertainment Regains Compliance with NASDAQ Listing Requirements NEW YORK, NY and LOS ANGELES, CA / ACCESSWIRE / December 14, 2020 / Dolphin Entertainment, Inc. (NASDAQ:DLPN), a leading independent entertainment marketing and premium content production company, today announced the Company received a letter from the Listing Qualifications Department of The NASDAQ |
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| November 25, 2020 |
Dolphin Entertainment Announces 1-for-5 Reverse Stock Split EX-99.1 3 dlpnex99z1.htm PRESS RELEASE EXHIBIT 99.1 Dolphin Entertainment Announces 1-for-5 Reverse Stock Split NEW YORK, NY and LOS ANGELES, CA / ACCESSWIRE / November 25, 2020 / Dolphin Entertainment, Inc. (NASDAQ:DLPN), a leading independent entertainment marketing and premium content production company, today announced that the company will effect a 1-for-5 reverse split of its issued and outs |
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| November 25, 2020 |
ARTICLES OF AMENDMENT TO AMENDED AND RESTATED ARTICLES OF INCORPORATION EXHIBIT 3. |
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| November 25, 2020 |
8-K 1 dlpn8k.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): November 23, 2020 Dolphin Entertainment, Inc. (Exact Name of Registrant as Specified in its Charter) Florida 001-38331 86-0787790 (State or Other Juris |
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| November 16, 2020 |
Quarterly Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 ——————— FORM 10-Q þ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2020 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-38331 DOLPHIN ENTERTAINMENT, INC. |
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| November 16, 2020 |
EXHIBIT 10.2 STOCK RESTRICTION AGREEMENT This Stock Restriction Agreement (this ?Agreement?) is made and entered into as of November 16, 2020 (the ?Effective Date?) by and between Dolphin Entertainment, Inc., a Florida corporation (the ?Company?), and Dolphin Entertainment, LLC (?Stockholder?). R E C I T A L S WHEREAS, Stockholder is the owner of 50,000 shares of the Company?s Series C Convertible |
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| August 26, 2020 |
Press Release EXHIBIT 99.1 Dolphin Entertainment Acquires Be Social Top Influencer Marketing Firm Joins 42West, The Door, Shore Fire Media and Viewpoint in Dolphin's Entertainment Publicity and Marketing Group NEW YORK, NY and LOS ANGELES, CA / ACCESSWIRE / August 17, 2020 / Dolphin Entertainment, Inc. (NASDAQ: DLPN), a leading independent entertainment marketing and production company, today anno |
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| August 26, 2020 |
MEMBERSHIP INTEREST PURCHASE AGREEMENT EXHIBIT 2.1 MEMBERSHIP INTEREST PURCHASE AGREEMENT DATED AS OF AUGUST 17, 2020 BY AND BETWEEN DOLPHIN ENTERTAINMENT, INC., AND ALISON GRANT TABLE OF CONTENTS Article I. Defined Terms 1 Section 1.1 Definitions 1 Section 1.2 Glossary of Other Defined Terms 11 Section 1.3 Rules of Construction 12 Article II. Purchase and Sale of the Membership Interests 13 Secti |
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| August 26, 2020 |
8-K 1 dlpn8k.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): August 17, 2020 Dolphin Entertainment, Inc. (Exact Name of Registrant as Specified in its Charter) Florida 001-38331 86-0787790 (State or Other Jurisdi |
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| August 17, 2020 |
Quarterly Report - QUARTERLY REPORT 10-Q 1 dlpn10q.htm QUARTERLY REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 ——————— FORM 10-Q þ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2020 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission fi |
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| August 17, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 SEC FILE NUMBER 001-38331 NOTIFICATION OF LATE FILING CUSIP NUMBER 25686H100 (Check one): Form 10-K Form 20-F Form 11-K ü Form 10-Q Form 10-D Form N-CEN Form N-CSR For Period Ended: June 30, 2020 Transition Report on Form 10-K Transition Report on Form 20-F Transition Report on Form 11-K Transition Report on Form 1 |
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| July 15, 2020 |
8-K 1 dlpn8k.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): July 9, 2020 Dolphin Entertainment, Inc. (Exact Name of Registrant as Specified in its Charter) Florida 001-38331 86-0787790 (State or Other Jurisdicti |
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| July 15, 2020 |
Dolphin Entertainment Regains Compliance with Nasdaq Listing Rule 5250(c)(1) Press Release EXHIBIT 99.1 Dolphin Entertainment Regains Compliance with Nasdaq Listing Rule 5250(c)(1) NEW YORK, NY and LOS ANGELES, CA / ACCESSWIRE / July 14, 2020 / Dolphin Entertainment, Inc. (NASDAQ: DLPN), a leading independent entertainment marketing and production company, regains compliance with Nasdaq Rule regarding the filing of its 10-Q for the quarter ended March 31, 2020. On July 14, |
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| July 14, 2020 |
8-K 1 dlpn8k.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): July 13, 2020 Dolphin Entertainment, Inc. (Exact Name of Registrant as Specified in its Charter) Florida 001-38331 86-0787790 (State or Other Jurisdict |
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| July 14, 2020 |
Press Release EXHIBIT 99.1 Dolphin Entertainment Reports First Quarter 2020 Results Company Reports $6.6 million of Revenue and $2.1 million of Net Income NEW YORK, NY and LOS ANGELES, CA / ACCESSWIRE / July 13, 2020 / Dolphin Entertainment, Inc. (NASDAQ: DLPN), a leading independent entertainment marketing and production company, reports its operating results for the three months ended March 31, |
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| July 13, 2020 |
Quarterly Report - QUARTERLY REPORT 10-Q 1 dlpn10q.htm QUARTERLY REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 ——————— FORM 10-Q þ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2020 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission f |
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| July 1, 2020 |
- AMENDMENT TO NOTIFICATION OF LATE FILING Notification of Late Filing UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| June 30, 2020 |
NT 10-Q 1 dlpn12b25.htm NOTIFICATION OF LATE FILING UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 SEC FILE NUMBER 001-38331 NOTIFICATION OF LATE FILING CUSIP NUMBER 25686H100 (Check one): Form 10-K Form 20-F Form 11-K ü Form 10-Q Form 10-D Form N-CEN Form N-CSR For Period Ended: March 31, 2020 Transition Report on Form 10-K Transition Report on Form 20-F Trans |
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| June 22, 2020 |
8-K 1 dlpn8k.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): June 19, 2020 Dolphin Entertainment, Inc. (Exact Name of Registrant as Specified in its Charter) Florida 001-38331 86-0787790 (State or Other Jurisdict |
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| June 15, 2020 |
DLPN / Dolphin Entertainment, Inc. / INTRACOASTAL CAPITAL, LLC - SCHEDULE 13G Passive Investment SC 13G 1 ea123036-sc13gintradolphin.htm SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Dolphin Entertainment, Inc. (Name of Issuer) Common Stock, $0.015 par value per share (Title of Class of Securities) 25686H100 (CUSIP Number) June 5, 2020 (Date of Event Which Requires Filing of this St |
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| June 9, 2020 |
Press Release EXHIBIT 99.1 Dolphin Entertainment, Inc. Announces Pricing of $8.3 Million Common Stock Registered Direct Offering Priced At-The-Market June 5, 2020 | Source: Dolphin Entertainment, Inc. MIAMI, FLORIDA / ACCESSWIRE / June 5, 2019 / Dolphin Entertainment, Inc. (NASDAQ: DLPN), a leading independent entertainment marketing and production company, today announced that on June 5, 2020 it |
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| June 9, 2020 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits 8-K 1 dlpn8k.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): June 5, 2020 Dolphin Entertainment, Inc. (Exact Name of Registrant as Specified in its Charter) Florida 001-38331 86-0787790 (State or Other Jurisdicti |
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| June 9, 2020 |
Letter Agreement, dated June 5, 2020, between Dolphin Entertainment, Inc. and Maxim Group LLC. Letter Agreement EXHIBIT 10.1 June 5, 2020 Mr. William O’Dowd IV Chief Executive Officer Dolphin Entertainment, Inc. 2151 S. LeJeune Road, Suite 150 Coral Gables, Florida 33134 Mr. O’Dowd: This letter (the “Agreement”) constitutes the agreement between Dolphin Entertainment, Inc. (the “Company”) and Maxim Group LLC (“Maxim” or the “Lead Manager”), that Maxim shall serve as the exclusive lead (i) P |
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| June 9, 2020 |
EX-10.2 4 dlpnex10z2.htm FORM OF SHARE PURCHASE AGREEMENT EXHIBIT 10.2 SHARE PURCHASE AGREEMENT This Share Purchase Agreement (this “Agreement”) is dated as of June 5, 2020, between Dolphin Entertainment, Inc., a Florida corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively the “Purchaser |
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| June 9, 2020 |
DOLPHIN ENTERTAINMENT, INC. 7,900,000 Shares of Common Stock 424B5 1 dlpn424b.htm PROSPECTUS SUPPLEMENT Filed Pursuant to Rule 424(b)(5) Registration No. 333-222847 PROSPECTUS SUPPLEMENT (To the Prospectus dated February 12, 2018) DOLPHIN ENTERTAINMENT, INC. 7,900,000 Shares of Common Stock We are offering 7,900,000 shares of our common stock, $0.015 par value per share, directly to the investors in this offering at a price of $1.05 per share pursuant to th |
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| May 21, 2020 |
DLPN / Dolphin Entertainment, Inc. / Shanken Marvin - SC 13G Passive Investment SC 13G 1 tm2020224d1sc13g.htm SC 13G SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* DOLPHIN ENTERTAINMENT, INC. (Name of Issuer) Common Stock, $0.015 par value per share (Title of Class of Securities) 25686H100 (CUSIP Number) May 13, 2020 (Date of Event Which Requires Filing of this Statement) Check the appropriate |
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| May 15, 2020 |
8-K 1 dlpn8k.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): May 15, 2020 Dolphin Entertainment, Inc. (Exact Name of Registrant as Specified in its Charter) Florida 001-38331 86-0787790 (State or Other Jurisdicti |
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| April 28, 2020 |
- DEFINITIVE ADDITIONAL MATERIALS DEFA14A 1 dlpn14a.htm DEFINITIVE ADDITIONAL MATERIALS UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant þ Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as p |
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| April 27, 2020 |
Definitive Proxy Statement on Schedule 14A DEF 14A 1 dlpn14a.htm DEFINITIVE PROXY STATEMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant þ Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permit |
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| April 27, 2020 |
Form of Paycheck Protection Program Term Note in favor of BankUnited, N.A. Form of Loan Agreement EXHIBIT 10.1 LOAN NUMBER: SBA LOAN NUMBER: THIS PROMISSORY NOTE IS NOT SUBJECT TO STATE OF FLORIDA DOCUMENTARY STAMP TAX BECAUSE IT IS BEING ISSUE PURSUANT TO A PAYROLL PROTECTION PROGRAM LOAN UNDER TITLE 1 OF THE CORONAVIRUS AID, RELIEF AND ECONOMIC SECURITY ACT. EXECUTIVE ORDER NUMBER 20-95 SUSPENDS THE ASSESSMENT AND COLLECTION OF DOCUMENTARY STAMP TAX IN CONNECTION WITH |
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| April 27, 2020 |
8-K 1 dlpn8k.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): April 23, 2020 Dolphin Entertainment, Inc. (Exact Name of Registrant as Specified in its Charter) Florida 001-38331 86-0787790 (State or Other Jurisdic |
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| April 21, 2020 |
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 8-K 1 dlpn8k.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A (Amendment No.1) CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): April 15, 2020 Dolphin Entertainment, Inc. (Exact Name of Registrant as Specified in its Charter) Florida 001-38331 86-0787790 (Stat |
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| April 15, 2020 |
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 8-K 1 dlpn8k.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): April 15, 2020 Dolphin Entertainment, Inc. (Exact Name of Registrant as Specified in its Charter) Florida 001-38331 86-0787790 (State or Other Jurisdic |
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| March 31, 2020 |
8-K 1 dlpn8k.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): March 30, 2020 Dolphin Entertainment, Inc. (Exact Name of Registrant as Specified in its Charter) Florida 001-38331 86-0787790 (State or Other Jurisdic |
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| March 31, 2020 |
Press Release EXHIBIT 99.1 Dolphin Entertainment 2019 Revenue Increases 11% to $25 Million NEW YORK, NY and LOS ANGELES, CA / ACCESSWIRE / March 30, 2020 / Dolphin Entertainment, Inc. (NASDAQ:DLPN), a leading entertainment marketing and premium content production company, announces its financial results for the period ended December 31, 2019. Bill O'Dowd, CEO of Dolphin Entertainment, commented: " |
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| March 30, 2020 |
DOLPHIN ENTERTAINMENT, INC. WARRANT TO PURCHASE COMMON STOCK WARRANT TO PURCHASE COMMON STOCK EXHIBIT 4.15 NEITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE U.S. SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURS |
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| March 30, 2020 |
DOLPHIN ENTERTAINMENT, INC. SENIOR CONVERTIBLE NOTE EX-4.14 3 dlpnexseniornote.htm SENIOR NOTE EXHIBIT 4.14 NEITHER THIS SECURITY NOR THE SECURITIES INTO WHICH THIS SECURITY IS CONVERTIBLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEP |
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| March 30, 2020 |
SUBSIDIARIES OF DOLPHIN ENTERTAINMENT, INC. Subsidiaries EXHIBIT 21.1 SUBSIDIARIES OF DOLPHIN ENTERTAINMENT, INC. 42WEST LLC THE DOOR MARKETING GROUP LLC VIEWPOINT COMPUTER ANIMATION INCORPORATED SHORE FIRE MEDIA, LTD CYBERGEDDON PRODUCTIONS LLC DOLPHIN WOODSTOCK PRODUCTIONS, LLC DOLPHIN 10KW PRODUCTIONS LLC DOLPHIN JOAT PRODUCTIONS LLC DOLPHIN FILMS INC (The following are subsidiaries of Dolphin Films, Inc.) YOUNGBLOOD PRODUCTIONS LLC DOLP |
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| March 30, 2020 |
Registration Rights Agreement EXHIBIT 10.16 REGISTRATION RIGHTS AGREEMENT THIS REGISTRATION RIGHTS AGREEMENT (this “Agreement”) is made and entered into as of March 4, 2020, between by and among Dolphin Entertainment, Inc., a Florida corporation (the “Company”), and M. Shanken Communications, Inc., a New York corporation (the “Investor”). In connection with the Securities Purchase Agreement, dated |
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| March 30, 2020 |
10-K 1 dlpn10k.htm ANNUAL REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K (Mark One) þ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2019 Or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 001-38331 DOLPHIN ENTERTA |
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| March 30, 2020 |
EX-10.15 5 dlpnexspa.htm SECURITIES PURCHASE AGREEMENT EXHIBIT 10.15 SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (the “Agreement”), effective as of March 4, 2020, is by and between Dolphin Entertainment, Inc., a Florida corporation (the “Company”), and M. Shanken Communications, Inc., a New York corporation (the “Investor”). RECITALS A. The Company and the Investor are executi |
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| March 30, 2020 |
Description of Securities EXHIBIT 4.1 DESCRIPTION OF THE REGISTRANT’S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 Dolphin Entertainment, Inc. (the “Company”) has two classes of securities registered under Section 12 of the Securities Exchange Act of 1934, as amended: the Company’s common stock, par value $0.0001 per share (the “Common Stock”) and certain war |
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| January 6, 2020 |
Current Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): January 3, 2020 Dolphin Entertainment, Inc. (Exact Name of Registrant as Specified in its Charter) Florida 001-38331 86-0787790 (State or Other Jurisdiction (Commission |
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| January 6, 2020 |
SECURITIES PURCHASE AGREEMENT EXHIBIT 10.1 SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (the “Agreement”), dated as of January 3, 2020, is by and between Dolphin Entertainment, Inc., a Florida corporation (the “Company”), and Lincoln Park Capital Fund, LLC, an Illinois limited liability company (the “Investor”). RECITALS A. The Company and the Investor are executing and deliver |
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| January 6, 2020 |
Form of Warrant issued to Lincoln Park Capital Fund, LLC EX-4.2 3 dlpnex4z2.htm FORM OF WARRANT EXHIBIT 4.2 [FORM OF WARRANT] NEITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE U.S. SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “ACT”), AND, ACCORDINGLY, MAY NOT BE OFFE |
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| January 6, 2020 |
Dolphin Entertainment, Inc. Senior Convertible Note SENIOR CONVERTIBLE NOTE EXHIBIT 4.1 NEITHER THIS SECURITY NOR THE SECURITIES INTO WHICH THIS SECURITY IS CONVERTIBLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFF |
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| January 6, 2020 |
Registration Rights Agreement EXHIBIT 10.2 REGISTRATION RIGHTS AGREEMENT THIS REGISTRATION RIGHTS AGREEMENT (this “Agreement”) is made and entered into as of January 3, 2020, between by and among Dolphin Entertainment, Inc., a Florida corporation (the “Company”), and Lincoln Park Capital Fund, LLC, an Illinois limited liability company (the “Investor”). In connection with the Securities Purchase A |
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| December 4, 2019 |
DOLPHIN ENTERTAINMENT ACQUIRES SHORE FIRE MEDIA EX-99.1 3 dlpnpr.htm PRESS RELEASE DOLPHIN ENTERTAINMENT ACQUIRES SHORE FIRE MEDIA Top Music and Entertainment PR Agency Joins 42West, The Door and Viewpoint Creative In Dolphin's Entertainment Publicity and Marketing Group NEW YORK and LOS ANGELES, December 3, 2019 - Dolphin Entertainment, Inc. (NASDAQ: DLPN), today announced a major expansion of its entertainment marketing capabilities through i |
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| December 4, 2019 |
8-K 1 dlpn8k.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): December 3, 2019 Dolphin Entertainment, Inc. (Exact Name of Registrant as Specified in its Charter) Florida 001-38331 86-0787790 (State or Other Jurisd |
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| December 4, 2019 |
EX-2.1 2 dlpnspa.htm SECURITIES PURCHASE AGREEMENT SHARE PURCHASE AGREEMENT DATED AS OF December 3, 2019 BY AND BETWEEN dOLPHIN ENTERTAINMENT, INC., AND MARILYN LAVERTY Table of Contents Article I. Defined Terms 1 Section 1.1 Definitions 1 Section 1.2 Glossary of Other Defined Terms 9 Section 1.3 Rules of Construction 11 Article II. Purchase and Sale of the Shares 11 Section 2.1 Purchase and Sale |
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| November 14, 2019 |
EX-10.1 2 dlpnex10z1.htm REVENUE PARTICIPATION AGREEMENT EXHIBIT 10.1 “MAX STEEL” REVENUE PARTICIPATION AGREEMENT This Revenue Participation Agreement (this “Agreement”), dated effective as of August 23, 2019 (the “Effective Date”), is entered into by and between Dolphin Max Steel Holdings LLC, a Florida limited liability company (“Dolphin”), on the one hand, and ORF MS, LLC, a Delaware limited li |
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| November 14, 2019 |
DLPN / Dolphin Entertainment, Inc. 10-Q - Quarterly Report - QUARTERLY REPORT Quarterly Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 ——————— FORM 10-Q þ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2019 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-38331 DOLPHIN ENTERTAINMENT, INC. |
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| November 14, 2019 |
8-K 1 dlpn8k.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): November 14, 2019 Dolphin Entertainment, Inc. (Exact Name of Registrant as Specified in its Charter) Florida 001-38331 86-0787790 (State or Other Juris |
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| November 14, 2019 |
Dolphin Entertainment Reports Third Quarter Financial Results EX-99.1 2 dlpnex99z1.htm PRESS RELEASE EXHIBIT 99.1 Dolphin Entertainment Reports Third Quarter Financial Results MIAMI, FL / ACCESSWIRE / November 14, 2019 / Dolphin Entertainment, Inc. (NASDAQ:DLPN), a leading independent entertainment marketing and premium content development company, announces its financial results for the period ended September 30, 2019. Bill O'Dowd, CEO of Dolphin Entertainm |
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| October 23, 2019 |
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 8-K 1 dlpn8k.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): October 17, 2019 Dolphin Entertainment, Inc. (Exact Name of Registrant as Specified in its Charter) Florida 001-38331 86-0787790 (State or Other Jurisd |
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| October 21, 2019 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits 8-K 1 dlpn8k.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): October 17, 2019 Dolphin Entertainment, Inc. (Exact Name of Registrant as Specified in its Charter) Florida 001-38331 86-0787790 (State or Other Jurisd |
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| October 21, 2019 |
Underwriting Agreement, dated October 1, 2019, by and between the Company and Maxim Group LLC Underwriting Agreement Exhibit 1.1 2,700,000 SHARES OF COMMON STOCK OF DOLPHIN ENTERTAINMENT, INC. UNDERWRITING AGREEMENT October 17, 2019 Maxim Group LLC As the Representative of the Several underwriters, if any, named in Schedule I hereto c/o Maxim Group LLC Investment Banking 405 Lexington Avenue, 2nd Fl. New York, NY 10174 (212) 895-3511 Ladies and Gentlemen: The undersigned, DOLPHIN ENTERTAIN |
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| October 21, 2019 |
DOLPHIN ENTERTAINMENT, INC. Shares of Common Stock 424B5 1 dlpn424b.htm PROSPECTUS SUPPLEMENT Filed Pursuant to Rule 424(b)(5) Registration No. 333-222847 PROSPECTUS SUPPLEMENT (To the Prospectus dated February 12, 2018) DOLPHIN ENTERTAINMENT, INC. 2,700,000 Shares of Common Stock We are offering 2,700,000 shares of our common stock, $0.015 par value per share. Our shares of common stock are listed on the Nasdaq Capital Market under the symbol “DL |
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| October 16, 2019 |
SUBJECT TO COMPLETION, DATED OCTOBER 16, 2019 424B5 1 dlpn424b.htm PRELIMINARY PROSPECTUS SUPPLEMENT Filed Pursuant to Rule 424(b)(5) Registration No. 333-222847 The information contained in this preliminary prospectus supplement is not complete and may be changed. This preliminary prospectus supplement and the accompanying prospectus are not an offer to sell these securities and are not soliciting an offer to buy these securities in any juri |
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| August 14, 2019 |
DOLPHIN ENTERTAINMENT, INC. AND SUBSIDIARIES CONDENSED CONSOLIDATED BALANCE SHEETS Press Release EXHIBIT 99.1 Dolphin Entertainment Q2 Revenue Increases 20% Year-Over-Year to $6.3 Million Entertainment Publicity and Marketing revenue increases 23% year-over-year to a record $6.3 million NEW YORK, NY, LOS ANGELES, CA and MIAMI, FL / ACCESSWIRE / August 13, 2019 / Dolphin Entertainment, Inc. (NASDAQ:DLPN), a leading independent entertainment marketing and premium content developme |
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| August 14, 2019 |
8-K 1 dlpn8k.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): August 13, 2019 Dolphin Entertainment, Inc. (Exact Name of Registrant as Specified in its Charter) Florida 001-38331 86-0787790 (State or Other Jurisdi |
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| August 13, 2019 |
AMENDMENT, WAIVER AND EXCHANGE AGREEMENT EXHIBIT 10.3 AMENDMENT, WAIVER AND EXCHANGE AGREEMENT This Amendment, Waiver and Exchange Agreement is dated as of August 12, 2019 (this “Agreement”) by and among Dolphin Entertainment, Inc., a Florida corporation (the “Company”), Leslee Dart (the “Holder”), William O’Dowd IV (“O’Dowd”) and 42West, LLC, a Delaware limited liability company (“42West”, and to |
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| August 13, 2019 |
AMENDMENT, WAIVER AND EXCHANGE AGREEMENT EXHIBIT 10.4 AMENDMENT, WAIVER AND EXCHANGE AGREEMENT This Amendment, Waiver and Exchange Agreement is dated as of August 12, 2019 (this “Agreement”) by and among Dolphin Entertainment, Inc., a Florida corporation (the “Company”), Allan Mayer (the “Holder”), William O’Dowd IV (“O’Dowd”) and 42West, LLC, a Delaware limited liability company (“42West”). WHERE |
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| August 13, 2019 |
10-Q 1 dlpn10q.htm QUARTERLY REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 ——————— FORM 10-Q þ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2019 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission fi |
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| August 13, 2019 |
Convertible Note, dated as of August 12, 2019 (Leslee Dart) Convertible Note EXHIBIT 4.3 CONVERTIBLE NOTE NEITHER THIS CONVERTIBLE NOTE NOR THE SHARES ISSUABLE UPON ANY CONVERSION OF THIS NOTE HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND THEY MAY NOT BE OFFERED, SOLD, PLEDGED, HYPOTHECATED, ASSIGNED OR TRANSFERRED EXCEPT (I) PURSUANT TO A REGISTRATION STATEMENT UNDER THE SECURITIES ACT WHICH HAS BECOME EFFEC |
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| June 7, 2019 |
8-K 1 dlpn8k.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): June 6, 2019 Dolphin Entertainment, Inc. (Exact Name of Registrant as Specified in Its Charter) Florida 001-38331 86-0787790 (State or Other Jurisdicti |
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| May 22, 2019 |
Dolphin Entertainment, Inc. Senior Convertible Note EX-4.1 2 dlpnex4z1.htm SENIOR CONVERTIBLE NOTE EXHIBIT 4.1 NEITHER THIS SECURITY NOR THE SECURITIES INTO WHICH THIS SECURITY IS CONVERTIBLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EX |
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| May 22, 2019 |
EX-10.1 4 dlpnex10z1.htm SECURITIES PURCHASE AGREEMENT EXHIBIT 10.1 SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (the “Agreement”), dated as of May 20, 2019, is by and between Dolphin Entertainment, Inc., a Florida corporation (the “Company”), and Lincoln Park Capital Fund, LLC, an Illinois limited liability company (the “Investor”). RECITALS A. The Company and the Investor are |
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| May 22, 2019 |
Form of Warrant issued to Lincoln Park Capital Fund, LLC EX-4.2 3 dlpnex4z2.htm FORM OF WARRANT EXHIBIT 4.2 [FORM OF SERIES A WARRANT] NEITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE U.S. SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “ACT”), AND, ACCORDINGLY, MAY NO |
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| May 22, 2019 |
EX-10.2 5 dlpnex10z2.htm REGISTRATION RIGHTS AGREEMENT EXHIBIT 10.2 REGISTRATION RIGHTS AGREEMENT THIS REGISTRATION RIGHTS AGREEMENT (this “Agreement”) is made and entered into as of May 20, 2019, between by and among Dolphin Entertainment, Inc., a Florida corporation (the “Company”), and Lincoln Park Capital Fund, LLC, an Illinois limited liability company (the “Investor”). In connection with the |
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| May 22, 2019 |
8-K 1 dlpn8k.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 20, 2019 Dolphin Entertainment, Inc. (Exact Name of Registrant as Specified in Its Charter) Florida 001-38331 86-0787790 (State or Other Jurisdicti |
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| May 15, 2019 |
8-K 1 dlpn8k.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): May 15, 2019 Dolphin Entertainment, Inc. (Exact Name of Registrant as Specified in its Charter) Florida 001-38331 86-0787790 (State or Other Jurisdicti |
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| May 15, 2019 |
Press Release EXHIBIT 99.1 Dolphin Entertainment Reports Q1 Revenue of $6.3M, up 9% Year over Year; Entertainment Publicity and Marketing Revenue of $6.2 Million, up 14% Year over Year, to its Highest Revenue Level in Company History NEW YORK, NY and LOS ANGELES, CA / ACCESSWIRE / May 15, 2019 / Dolphin Entertainment (NASDAQ: DLPN), a leading independent entertainment marketing and premium content |
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| May 15, 2019 |
10-Q 1 dlpn10q.htm QUARTERLY REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 ——————— FORM 10-Q þ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2019 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission f |
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| April 26, 2019 |
DEF 14A 1 dlpn14a.htm DEFINITIVE PROXY STATEMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant þ Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permit |
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| April 15, 2019 |
Dolphin Entertainment 2018 Revenue Increases to $22.6 million Press Release EXHIBIT 99.1 Dolphin Entertainment 2018 Revenue Increases to $22.6 million NEW YORK, NY and LOS ANGELES, CA / ACCESSWIRE / April 15, 2019 / Dolphin Entertainment (NASDAQ: DLPN), a leading independent entertainment marketing and premium content production company, announces its financial results for the year ended December 31, 2018. FY 2018 Highlights · Total Revenue for 2018 increase |
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| April 15, 2019 |
Current Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): April 15, 2019 Dolphin Entertainment, Inc. (Exact Name of Registrant as Specified in its Charter) Florida 001-38331 86-0787790 (State or Other Jurisdiction (Commission |
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| April 15, 2019 |
SUBSIDIARIES OF DOLPHIN ENTERTAINMENT, INC. EX-21.1 2 dlpnex21z1.htm SUBSIDIARIES OF DOLPHIN ENTERTAINMENT, INC. EXHIBIT 21.1 SUBSIDIARIES OF DOLPHIN ENTERTAINMENT, INC. 42WEST LLC THE DOOR MARKETING GROUP LLC VIEWPOINT COMPUTER ANIMATION INCORPORATED CYBERGEDDON PRODUCTIONS LLC DOPHIN SB PRODUCTIONS LLC DDM MUSIC PUBLISHING LLC DOLPHIN JOAT PRODUCTIONS LLC DOLPHIN FILMS INC (The following are subsidiaries of Dolphin Films, Inc.) YOUNGBLOOD |
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| April 15, 2019 |
Annual Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K (Mark One) þ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2018 Or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 001-38331 DOLPHIN ENTERTAINMENT, INC. (Exact |
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| April 2, 2019 |
DLPN / Dolphin Entertainment, Inc. NOTIFICATION OF LATE FILING NT 10-K 1 dlpn12b25.htm NOTIFICATION OF LATE FILING UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 SEC FILE NUMBER 001-38331 NOTIFICATION OF LATE FILING CUSIP NUMBER 25686H100 (Check one): ü Form 10-K Form 20-F Form 11-K Form 10-Q Form 10-D Form N-SAR Form N-CSR For Period Ended: December 31, 2018 Transition Report on Form 10-K Transition Report on Form 20-F Tr |
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| November 19, 2018 |
Dolphin Entertainment Reports Third Quarter Financial Results Press Release EXHIBIT 99.1 Dolphin Entertainment Reports Third Quarter Financial Results NEW YORK and LOS ANGELES, Nov. 19, 2018 /PRNewswire/ - Dolphin Entertainment, Inc. (NASDAQ: DLPN), a leading independent entertainment marketing and premium content production company, announces its financial results for the quarter ended September 30, 2018. Quarterly and Recent Highlights · Revenue for the th |
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| November 19, 2018 |
8-K 1 dlpn8k.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): November 19, 2018 Dolphin Entertainment, Inc. (Exact Name of Registrant as Specified in its Charter) Florida 001-38331 86-0787790 (State or Other Juris |
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| November 19, 2018 |
DLPN / Dolphin Entertainment, Inc. QUARTERLY REPORT (Quarterly Report) 10-Q 1 dlpn10q.htm QUARTERLY REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 ——————— FORM 10-Q þ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2018 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commissi |
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| November 15, 2018 |
DLPN / Dolphin Entertainment, Inc. NOTIFICATION OF LATE FILING UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 SEC FILE NUMBER 001-38331 NOTIFICATION OF LATE FILING CUSIP NUMBER 25686H100 (Check one): Form 10-K Form 20-F Form 11-K ü Form 10-Q Form 10-D Form N-SAR Form N-CSR For Period Ended: September 30, 2018 Transition Report on Form 10-K Transition Report on Form 20-F Transition Report on Form 11-K Transition Report on F |
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| November 1, 2018 |
SHARE PURCHASE AGREEMENT EXHIBIT 2.1 SHARE PURCHASE AGREEMENT DATED AS OF OCTOBER 31, 2018 BY AND AMONG DOLPHIN ENTERTAINMENT, INC., CARLO DIPERSIO, DAVID SHILALE, MICHAEL MIDDELEER, GLENN ROBBINS AND CARLO DIPERSIO, AS SELLERS’ REPRESENTATIVE TABLE OF CONTENTS Article I. Defined Terms 1 Section 1.1 Definitions 1 Section 1.2 Glossary of Other Defined Terms 8 Section 1.3 Rules of Construction 10 Ar |
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| November 1, 2018 |
8-K 1 dlpn8k.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): October 31, 2018 Dolphin Entertainment, Inc. (Exact Name of Registrant as Specified in its Charter) Florida 001-38331 86-0787790 (State or Other Jurisd |
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| September 19, 2018 |
$750,000 Dolphin Entertainment, Inc. Common Stock 424B2 1 dlpn424b.htm PROSPECTUS SUPPLEMENT Filed Pursuant to Rule 424(b)(2) Registration No. 333-222847 Prospectus Supplement to Prospectus dated February 12, 2018 $750,000 Dolphin Entertainment, Inc. Common Stock ———————————————————— We are offering $750,000 of shares of our common stock, par value $0.015 per share, at an offering price per share of $3.00. Our common stock is listed on the Nasdaq |
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| September 19, 2018 |
Financial Statements and Exhibits, Other Events 8-K 1 dlpn8k.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): September 19, 2018 Dolphin Entertainment, Inc. (Exact Name of Registrant as Specified in its Charter) Florida 001-38331 86-0787790 (State or Other Juri |
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| September 11, 2018 |
8-K 1 dlpn8k.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): September 5, 2018 Dolphin Entertainment, Inc. (Exact Name of Registrant as Specified in its Charter) Florida 001-38331 86-0787790 (State or Other Juris |
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| August 22, 2018 |
8-K 1 dlpn8k.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): August 22, 2018 Dolphin Entertainment, Inc. (Exact Name of Registrant as Specified in its Charter) Florida 001-38331 86-0787790 (State or Other Jurisdi |
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| August 14, 2018 |
8-K 1 dlpn8k.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): August 14, 2018 Dolphin Entertainment, Inc. (Exact Name of Registrant as Specified in its Charter) Florida 001-38331 86-0787790 (State or Other Jurisdi |
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| August 14, 2018 |
DOLPHIN ENTERTAINMENT, INC. AND SUBSIDIARIES CONDENSED CONSOLIDATED BALANCE SHEETS Press Release EXHIBIT 99.1 Dolphin Entertainment Reports Second Quarter Financial Results NEW YORK and LOS ANGELES, Aug. 14, 2018 /PRNewswire/ - Dolphin Entertainment, Inc. (NASDAQ: DLPN), a leading independent entertainment marketing and premium content production company announces its financial results for the quarter ended June 30, 2018. Quarterly Highlights · Revenue for Q2 2018 was $5.2 milli |
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| August 14, 2018 |
DLPN / Dolphin Entertainment, Inc. QUARTERLY REPORT (Quarterly Report) 10-Q 1 dlpn10q.htm QUARTERLY REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 ——————— FORM 10-Q þ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2018 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission fi |
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| July 24, 2018 |
Underwriting Agreement, dated July 20, 2018, by and between the Company and Maxim Group LLC UNDERWRITING AGREEMENT EXHIBIT 1.1 2,000,000 SHARES OF COMMON STOCK OF DOLPHIN ENTERTAINMENT, INC. UNDERWRITING AGREEMENT July 20, 2018 Maxim Group LLC As the Representative of the Several underwriters, if any, named in Schedule I hereto c/o Maxim Group LLC Investment Banking 405 Lexington Avenue, 2nd Fl. New York, NY 10174 (212) 895-3511 Ladies and Gentlemen: The undersigned, DOLPHIN ENTERTAINMEN |
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| July 24, 2018 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits Current Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): July 20, 2018 Dolphin Entertainment, Inc. (Exact Name of Registrant as Specified in its Charter) Florida 001-38331 86-0787790 (State or Other Jurisdiction (Commission ( |
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| July 24, 2018 |
DOLPHIN ENTERTAINMENT, INC. Shares of Common Stock 424B2 1 dlpn424b.htm PROSPECTUS SUPPLEMENT Filed Pursuant to Rule 424(b)(2) Registration No. 333-222847 Prospectus Supplement (To the Prospectus Dated February 12, 2018) DOLPHIN ENTERTAINMENT, INC. 2,000,000 Shares of Common Stock We are offering 2,000,000 shares of our common stock, $0.015 par value per share. Our shares of common stock are listed on the Nasdaq Capital Market under the symbol “DL |
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| July 19, 2018 |
424B5 1 dlpn424b.htm PRELIMINARY PROSPECTUS SUPPLEMENT Filed Pursuant to Rule 424(b)(5) Registration No. 333-222847 The information contained in this preliminary prospectus supplement is not complete and may be changed. This preliminary prospectus supplement and the accompanying prospectus are not an offer to sell these securities and are not soliciting an offer to buy these securities in any juri |
