Basic Stats
| CIK | 1562151 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Crimson Wine Group, Ltd.
SEC Filings (Chronological Order)
This page provides a complete, chronological list of SEC Filings, excluding ownership filings which we provide elsewhere.
| August 7, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 000-54866 CRIMSON WINE GROUP, LT |
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| July 23, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): July 22, 2025 CRIMSON WINE GROUP, LTD. |
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| May 28, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use |
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| May 28, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use |
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| May 8, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 000-54866 CRIMSON WINE GROUP, L |
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| March 18, 2025 |
Insider Trading and Anti-Tipping Policy. 4871-4195-9339.7 CRIMSON WINE GROUP, LTD. Insider Trading and Anti-Tipping Policy 1. Introduction 1.1 This Insider Trading and Anti-Tipping Policy (“Policy”) describes the standards of Crimson Wine Group, Ltd. (“Crimson”) and its subsidiaries (together with Crimson, the “Company”) on trading, and causing the trading of, Crimson’s securities or securities of certain other publicly-traded companies |
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| March 18, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 000-54866 CRIMSON WINE GROUP, LTD. |
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| November 7, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 000-54866 CRIMSON WINE GROU |
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| November 1, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): October 30, 2024 CRIMSON WINE GROUP, LTD. |
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| August 12, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 000-54866 CRIMSON WINE GROUP, LT |
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| July 29, 2024 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): July 26, 2024 CRIMSON WINE GROUP, LTD. |
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| July 25, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): July 25, 2024 CRIMSON WINE GROUP, LTD. |
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| July 5, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): June 30, 2024 CRIMSON WINE GROUP, LTD. |
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| May 30, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission |
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| May 30, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission |
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| May 9, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 000-54866 CRIMSON WINE GROUP, L |
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| March 19, 2024 |
Offer Letter, dated July 18, 2023, between Crimson Wine Group, Ltd. and Kimberly A. Benson. July 18, 2023 Kimberly Benson 6612 Emmerson St Windsor, CA 95492 Dear Kim, I am pleased to offer you the interim position of Chief Financial Officer with Crimson Wine Group (the “Company”). |
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| March 19, 2024 |
CRIMSON WINE GROUP, LTD. DESCRIPTION OF CAPITAL STOCK The following description of capital stock of Crimson Wine Group, Ltd. (the “Company,” “we,” “us”, and “our”) summarizes certain provisions of our Amended and Restated Certificate of Incorporation (the “Certificate of Incorporation”), and our Amended and Restated Bylaws (the “Bylaws”), both of which are exhibits to our Annual Reports on Form 10 |
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| March 19, 2024 |
1 [3rd Amendment – Crimson Wine Group] THIRD AMENDMENT TO CREDIT AGREEMENT This Third Amendment to Credit Agreement dated as of March 7, 2023 (this “Amendment”), is made by and among American AgCredit, FLCA, in its capacity as agent under the Credit Agreement referred to below (in such capacity, “Agent”), the “Lenders” under and as defined in such Credit Agreement, Crimson Wine Group, Ltd. |
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| March 19, 2024 |
Offer Letter, dated November 17, 2023, between Crimson Wine Group, Ltd. and Adam D. Howell. 4857-7571-0093 A-1 November 17, 2023 Mr. Adam Howell Re: Employment Agreement Dear Adam: Congratulations! We are delighted to enter into this Letter Agreement (the “Agreement”) to set forth the terms under which you will serve as the Chief Financial Officer of Crimson Wine Group, Ltd. (the “Company” or “Crimson Wine Group”). The effective date of this Agreement, and your start date as an employee |
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| March 19, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 000-54866 CRIMSON WINE GROUP, LTD. |
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| December 4, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): December 4, 2023 CRIMSON WINE GROUP, LTD. |
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| December 4, 2023 |
CRIMSON WINE GROUP NAMES ADAM HOWELL CHIEF FINANCIAL OFFICER Exhibit 99.1 CRIMSON WINE GROUP NAMES ADAM HOWELL CHIEF FINANCIAL OFFICER Napa, Calif. (December 4, 2023) - Crimson Wine Group (OTCQB: CWGL) today announced it has named Adam D. Howell as Chief Financial Officer. Howell will become a member of Crimson’s executive team and will report directly to Jennifer Locke, Chief Executive Officer. Howell most recently served as Senior Vice President, Finance |
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| November 9, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 000-54866 CRIMSON WINE GROU |
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| October 11, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): October 4, 2023 CRIMSON WINE GROUP, LTD. |
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| August 11, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K/A CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): July 28, 2023 CRIMSON WINE GROUP, LTD. |
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| August 11, 2023 |
Exhibit 99.1 Jennifer Locke Chief Executive Officer Crimson Wine Group 5901 Silverado Trail Napa, CA. 94558 Re: Annual Shareholders Meeting Tabulation July 28, 2023 Dear Ms. Locke, As the appointed Inspector of Elections and Tabulation Agent for the Crimson Wine Group Ltd. (the “Company”) 2023 Annual Shareholders Meeting on July 28, 2023, please be advised that after the conclusion of the meeting |
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| August 11, 2023 |
Exhibit 99.2 Jennifer Locke Chief Executive Officer Crimson Wine Group 5901 Silverado Trail Napa, CA. 94558 Re: Annual Shareholders Meeting Tabulation July 28, 2023 Dear Ms. Locke, As the appointed Inspector of Elections and Tabulation Agent for the Crimson Wine Group, Ltd. (the “Company”) 2023 Annual Shareholders Meeting on July 28, 2023 (the “Annual Meeting”), please be advised that after the co |
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| August 9, 2023 |
Exhibit 3.1 CERTIFICATE OF AMENDMENT OF THE AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF CRIMSON WINE GROUP, LTD. Crimson Wine Group, Ltd. (the “Corporation”), a corporation organized and existing under and by virtue of the General Corporation Law of the State of Delaware, does hereby certify: FIRST: Article IX, Section 1(h) of the Amended and Restated Certificate of Incorporation of the C |
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| August 9, 2023 |
Exhibit 99.1 Jennifer Locke Chief Executive Officer Crimson Wine Group 5901 Silverado Trail Napa, CA. 94558 Re: Annual Shareholders Meeting Tabulation July 28, 2023 Dear Ms. Locke, As the appointed Inspector of Elections and Tabulation Agent for the Crimson Wine Group Ltd. (the “Company”) 2023 Annual Shareholders Meeting on July 28, 2023, please be advised that after the conclusion of the meeting |
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| August 9, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K/A CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): July 28, 2023 CRIMSON WINE GROUP, LTD. |
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| August 9, 2023 |
Separation Agreement, dated August 2, 2023, between Crimson Wine Group, Ltd. and Karen Diepholz. 4868-9983-2940 Page 1 of 11 SEPARATION AGREEMENT This Separation Agreement (“Agreement”) dated as of the last date set forth on the signature page hereof but effective as of the Effective Date defined in Paragraph 24, is made and entered into between Crimson Wine Group, Ltd. |
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| August 9, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 000-54866 CRIMSON WINE GROUP, LT |
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| August 4, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): August 2, 2023 CRIMSON WINE GROUP, LTD. |
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| July 31, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): July 28, 2023 CRIMSON WINE GROUP, LTD. |
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| July 31, 2023 |
Exhibit 3.1 CERTIFICATE OF AMENDMENT OF THE AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF CRIMSON WINE GROUP, LTD. Crimson Wine Group, Ltd. (the “Corporation”), a corporation organized and existing under and by virtue of the General Corporation Law of the State of Delaware, does hereby certify: FIRST: Article IX, Section 1(h) of the Amended and Restated Certificate of Incorporation of the C |
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| July 20, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): July 19, 2023 CRIMSON WINE GROUP, LTD. |
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| June 16, 2023 |
a5thamendmenttocreditagr 1 [5th Amendment – Crimson Wine Group] FIFTH AMENDMENT TO CREDIT AGREEMENT This Fifth Amendment to Credit Agreement, dated as of June 15, 2023 (this “Amendment”), is made by and among American AgCredit, FLCA, in its capacity as agent under the Credit Agreement referred to below (in such capacity, “Agent”), the “Lenders” under and as defined in such Credit Agreement, Crimson Wine Group, Ltd. |
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| June 16, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): June 15, 2023 CRIMSON WINE GROUP, LTD. |
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| June 5, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 31, 2023 CRIMSON WINE GROUP, LTD. |
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| June 5, 2023 |
FOURTH AMENDMENT TO CREDIT AGREEMENT This Fourth Amendment to Credit Agreement, dated as of May 31, 2023 (this “Amendment”), is made by and among American AgCredit, FLCA, in its capacity as agent under the Credit Agreement referred to below (in such capacity, “Agent”), the “Lenders” under and as defined in such Credit Agreement, Crimson Wine Group, Ltd. |
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| June 1, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission |
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| June 1, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission |
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| May 11, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 000-54866 CRIMSON WINE GROUP, L |
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| April 18, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: x Preliminary Proxy Statement ¨ Confidential, for Use of the Commission |
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| April 12, 2023 |
As filed with the Securities and Exchange Commission on April 12, 2023 As filed with the Securities and Exchange Commission on April 12, 2023 Registration No. |
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| April 12, 2023 |
Exhibit 107.1 CALCULATION OF FILING FEE TABLES FORM S-8 (Form Type) Crimson Wine Group, Ltd. (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount Registered(1) Proposed Maximum Offering Price Per Share Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Equity Common Stock, par va |
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| March 17, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): March 16, 2023 CRIMSON WINE GROUP, LTD. |
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| March 13, 2023 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 000-54866 CRIMSON WINE GROUP, LTD. (Exact Name of |
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| March 13, 2023 |
Exhibit 10.28 CRIMSON WINE GROUP, LTD. 2022 OMNIBUS INCENTIVE PLAN NOTICE OF GRANT OF NONQUALIFIED STOCK OPTIONS This Nonqualified Stock Option Agreement consists of this Notice of Grant of Nonqualified Stock Options (the “Grant Notice”) and the Nonqualified Stock Option Award Agreement immediately following. The Nonqualified Stock Option Agreement sets forth the specific terms and conditions gove |
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| March 13, 2023 |
crimsonwinegroupltdcodeo 4888-4748-7019 CRIMSON WINE GROUP, LTD. CODE OF BUSINESS PRACTICE 1. Introduction 1.1 The Board of Directors of Crimson Wine Group, Ltd. and all of its subsidiaries (collectively, the “Company”) has adopted this Code of Business Practice (this “Code”) and it applies to the Company and the Company’s employees, officers and directors. In adopting this Code, the Company has r |
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| March 13, 2023 |
codeofpracticeforpeoands 4888-4748-7019 CRIMSON WINE GROUP, LTD. CODE OF PRACTICE FOR THE PRINCIPAL EXECUTIVE OFFICER AND SENIOR FINANCIAL OFFICER 1. Introduction 1.1 This Code of Practice is applicable to the Chief Executive Officer and/or President (the “President”) and the Principal Financial and Accounting Officer and such other senior financial officers of Crimson Wine Group, Ltd. (the “Compa |
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| November 18, 2022 |
CWGL / Crimson Wine Group Ltd / Cumming John D. - SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. |
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| November 18, 2022 |
CWGL / Crimson Wine Group Ltd / STEINBERG JOSEPH S - SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. |
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| November 16, 2022 |
CUSIP No. 22662X100 Exhibit 1 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k) promulgated under the Securities Exchange Act of 1934, as amended, the undersigned hereby agree to the joint filing with all other Reporting Persons (as such term is defined in the Schedule 13G) on behalf of each of them of a statement on Schedule 13G (including amendments thereto) with respect to the stock of th |
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| November 16, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): November 14, 2022 CRIMSON WINE GROUP, LTD. |
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| November 16, 2022 |
CWGL / Crimson Wine Group Ltd / MFP INVESTORS LLC - AMENDMENT NO. 1 TO SC 13G Passive Investment SC 13G/A 1 sc13ga1.htm AMENDMENT NO. 1 TO SC 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 1) Crimson Wine Group, Ltd. (Name of Issuer) Common Stock, par value $0.01 (Title of Class of Securities) 22662X100 (CUSIP Number) November 14, 2022 (Date of Event Which Requires Filing of this Statement) Ch |
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| November 16, 2022 |
CWGL / Crimson Wine Group Ltd / MFP INVESTORS LLC - SCHEDULE 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. ) Crimson Wine Group, Ltd. (Name of Issuer) Common Stock, par value $0.01 (Title of Class of Securities) 22662X100 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursua |
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| November 9, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 000-54866 CRIMSON WINE GROU |
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| August 10, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 000-54866 CRIMSON WINE GROUP, LT |
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| July 27, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): July 22, 2022 CRIMSON WINE GROUP, LTD. |
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| July 27, 2022 |
EXHIBIT 10.1: Crimson Wine Group, Ltd. 2022 Omnibus Incentive Plan Effective Date: July 22, 2022 Approved by Shareholders: July 22, 2022 Expiration Date: July 22, 2032 Article 1. Establishment & Purpose; Effective Date & Expiration Date 1.1 Establishment. Crimson Wine Group, Ltd., a Delaware corporation (the ?Company?), hereby establishes the Crimson Wine Group 2022 Omnibus Incentive Plan (the ?Pl |
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| May 26, 2022 |
DEF 14A 1 cwgproxy2022.htm DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Conf |
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| May 26, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission |
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| May 11, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 000-54866 CRIMSON WINE GROUP, L |
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| April 12, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): February 9, 2022 CRIMSON WINE GROUP, LTD. |
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| April 12, 2022 |
Exhibit 10.1 March 11, 2022 Re: First Amendment to Employment Agreement Dear Jen: Reference is made to the Employment Agreement by and between you and Crimson Wine Group, Ltd. (the ?Company? or ?Crimson Wine Group?), effective December 2, 2019 (the ?Employment Agreement?). This letter (this ?First Amendment?) amends the terms and conditions of the Employment Agreement and shall become effective as |
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| March 28, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): March 28, 2022 CRIMSON WINE GROUP, LTD. |
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| March 10, 2022 |
CRIMSON WINE GROUP, LTD. DESCRIPTION OF CAPITAL STOCK The following description of capital stock of Crimson Wine Group, Ltd. (the ?Company,? ?we,? ?us?, and ?our?) summarizes certain provisions of our Amended and Restated Certificate of Incorporation (the ?Certificate of Incorporation?), and our Amended and Restated Bylaws (the ?Bylaws?), both of which are exhibits to our Annual Reports on Form 10 |
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| March 10, 2022 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 000-54866 CRIMSON WINE GROUP, LTD. (Exact Name of |
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| November 4, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 000-54866 CRIMSON WINE GROU |
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| August 10, 2021 |
As filed with the Securities and Exchange Commission on August 10, 2021 As filed with the Securities and Exchange Commission on August 10, 2021 Registration No. |
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| August 5, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 000-54866 CRIMSON WINE GROUP, LT |
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| August 5, 2021 |
Exhibit 10.1 CRIMSON WINE GROUP, LTD. 2013 OMNIBUS INCENTIVE PLAN NOTICE OF GRANT OF NONQUALIFIED STOCK OPTIONS This Nonqualified Stock Option Agreement consists of this Notice of Grant of Nonqualified Stock Options (the ?Grant Notice?) and the Nonqualified Stock Option Award Agreement immediately following. The Nonqualified Stock Option Award Agreement sets forth the specific terms and conditions |
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| August 4, 2021 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): July 30, 2021 CRIMSON WINE GROUP, LTD. |
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| July 15, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): June 14, 2021 CRIMSON WINE GROUP, LTD. |
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| July 7, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): June 30, 2021 CRIMSON WINE GROUP, LTD. |
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| June 4, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission |
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| June 4, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission |
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| June 1, 2021 |
CWGL / Crimson Wine Group Ltd / STEINBERG JOSEPH S - SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. |
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| May 28, 2021 |
CWGL / Crimson Wine Group Ltd / Cumming John D. - SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. |
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| May 25, 2021 |
CWGL / Crimson Wine Group Ltd / NOLAN PETER J - SC 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Crimson Wine Group, Ltd. (Name of Issuer) Common Stock, $0.01 Par Value (Title of Class of Securities) 22662X100 (CUSIP Number) May 20, 2021 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant |
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| May 24, 2021 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 24, 2021 CRIMSON WINE GROUP, LTD. |
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| May 13, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 000-54866 CRIMSON WINE GROUP, L |
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| May 6, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 5, 2021 CRIMSON WINE GROUP, LTD. |
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| May 5, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): April 29, 2021 CRIMSON WINE GROUP, LTD. |
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| April 13, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q/A Amendment No. 1 ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2020 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 000-54866 |
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| April 13, 2021 |
CRIMSON WINE GROUP, LTD. DESCRIPTION OF CAPITAL STOCK The following description of capital stock of Crimson Wine Group, Ltd. (the ?Company,? ?we,? ?us?, and ?our?) summarizes certain provisions of our Amended and Restated Certificate of Incorporation (the ?Certificate of Incorporation?), and our Amended and Restated Bylaws (the ?Bylaws?), both of which are exhibits to our Annual Reports on Form 10 |
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| April 13, 2021 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K/A (Amendment No. 1) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2019 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 000-54866 CRIMSON WINE GROUP, |
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| April 13, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q/A Amendment No. 1 ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2020 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 000-54866 CRIM |
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| April 13, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q/A Amendment No. 1 [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2020 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 000-54866 |
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| April 13, 2021 |
CRIMSON WINE GROUP, LTD. DESCRIPTION OF CAPITAL STOCK The following description of capital stock of Crimson Wine Group, Ltd. (the ?Company,? ?we,? ?us?, and ?our?) summarizes certain provisions of our Amended and Restated Certificate of Incorporation (the ?Certificate of Incorporation?), and our Amended and Restated Bylaws (the ?Bylaws?), both of which are exhibits to our Annual Reports on Form 10 |
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| April 13, 2021 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2020 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 000-54866 CRIMSON WINE GROUP, LTD. (Exact Name of |
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| March 30, 2021 |
NT 10-K 1 cwgl-xformx12bx25xnoticex.htm NT 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check one): ☒ Form 10-K ☐ Form 20-F ☐ Form 11-K ☐ Form 10-Q ☐ Form 10-D ☐ Form N-SAR ☐ Form N-CSR For Period Ended: December 31, 2020 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ Transi |
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| January 13, 2021 |
SC 13G 1 d110440dsc13g.htm SC 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Crimson Wine Group, Ltd. (Name of Issuer) Common Stock, $0.01 Par Value (Title of Class of Securities) 22662X100 (CUSIP Number) January 4, 2021 (Date of Event which Requires Filing of this Statement) Check the appropriate |
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| December 22, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): December 22, 2020 CRIMSON WINE GROUP, LTD. |
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| November 6, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2020 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 000-54866 CRIMSON WINE GROU |
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| September 21, 2020 |
CWGL / Crimson Wine Group Ltd. / Cumming John D. - SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. |
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| August 27, 2020 |
Financial Statements and Exhibits, Other Events, Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): August 25, 2020 CRIMSON WINE GROUP, LTD. |
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| August 7, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2020 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 000-54866 CRIMSON WINE GROUP, LT |
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| July 1, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission |
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| May 8, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2020 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 000-54866 CRIMSON WINE GROU |
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| April 24, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): April 20, 2020 CRIMSON WINE GROUP, LTD. |
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| April 24, 2020 |
executedsbapppdocument DocuSign Envelope ID: F7BD87B5-1F95-4C2B-855B-514503F34A41 April 20, 2020 Crimson Wine Group 2700 Napa Valley Corporate Drive Suite B Napa, CA 94558 RE: Loan No. |
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| March 12, 2020 |
CRIMSON WINE GROUP, LTD. DESCRIPTION OF CAPITAL STOCK The following description of capital stock of Crimson Wine Group, Ltd. (the “Company,” “we,” “us”, and “our”) summarizes certain provisions of our Amended and Restated Certificate of Incorporation (the “Certificate of Incorporation”), and our Amended and Restated Bylaws (the “Bylaws”), both of which are exhibits to our Annual Reports on Form 10 |
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| March 12, 2020 |
CWGL / Crimson Wine Group Ltd. 10-K - Annual Report - 10-K 10-K 1 cwgl-123119x10k.htm 10-K SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K [x] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2019 OR [] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 000-54866 CRIM |
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| February 7, 2020 |
SEVERANCE AGREEMENT AND RELEASE This Severance Agreement and Release (this “Agreement”), dated as of the last date set forth on the signature page hereof but effective as of the Effective Date defined in Section 3 below, is hereby made and entered into by and between Crimson Wine Group, Ltd. |
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| February 7, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): February 4, 2020 CRIMSON WINE GROUP, LTD. |
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| November 7, 2019 |
CWGL / Crimson Wine Group Ltd. 10-Q - Quarterly Report - CWGL-9-30-2019 10-Q 10-Q 1 cwgl-9x30x201910xq.htm CWGL-9-30-2019 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2019 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from |
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| November 7, 2019 |
Exhibit 99.1 Crimson Wine Group Appoints Jennifer Locke as New Chief Executive Officer Locke Joins Crimson following Senior Sales/Marketing Career at Global Wine Giant Treasury Wine Estates NAPA, Calif. (November 7, 2019) - Crimson Wine Group, Ltd. (OTCQB: CWGL) today announced that Jennifer Locke has been appointed chief executive officer, effective December 2, 2019. Locke brings to Crimson more |
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| November 7, 2019 |
Regulation FD Disclosure, Financial Statements and Exhibits 8-K 1 cwgl-xformx8xkxxhiringxof.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): November 4, 2019 CRIMSON WINE GROUP, LTD. (Exact Name of Registrant as Specified in Charter) Delaware 000-54866 13-3607383 (State or Other Jurisd |
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| November 7, 2019 |
Exhibit 10.1 November 4, 2019 Ms. Jennifer Locke 2112 Lone Oak Avenue Napa, Ca 94558 Re: Employment Agreement Dear Jen: Congratulations! We are delighted to enter into this Letter Agreement (the “Agreement”) to set forth the terms under which you will serve as the Chief Executive Offer of Crimson Wine Group, Ltd. (the “Company” or “Crimson Wine Group”). Your start date as an employee of the Compan |
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| September 3, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): August 29, 2019 CRIMSON WINE GROUP, LTD. |
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| August 9, 2019 |
CWGL / Crimson Wine Group Ltd. 10-Q - Quarterly Report - 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2019 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 000-54866 CRIMSON WINE GROUP |
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| July 30, 2019 |
Submission of Matters to a Vote of Security Holders 8-K 1 a2019annualmeeting.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): July 26, 2019 CRIMSON WINE GROUP, LTD. (Exact Name of Registrant as Specified in Charter) Delaware 000-54866 13-3607383 (State or Other Jurisdiction of |
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| July 23, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) July 23, 2019 CRIMSON WINE GROUP, LTD. |
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| June 11, 2019 |
EXHIBIT 10.1 SEVERANCE AGREEMENT This Severance Agreement (“Agreement”) dated as of the last date set forth on the signature page hereof but effective as of the Effective Date defined in Paragraph 25, is made and entered into between Crimson Wine Group, Ltd., a Delaware corporation, on behalf of itself, its parent and its subsidiaries, (collectively the “Company”), and Patrick DeLong (“Employee”). |
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| June 11, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): June 9, 2019 CRIMSON WINE GROUP, LTD. |
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| June 5, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): June 3, 2019 CRIMSON WINE GROUP, LTD. |
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| June 5, 2019 |
Crimson Wine Group Appoints Interim President and CEO Crimson Wine Group Appoints Interim President and CEO NAPA, Calif. (June 5, 2019) – Crimson Wine Group, Ltd. (OTCBB: CWGL) today announced the appointment of Nicolas M.E. Quillé as interim president and chief executive officer of the company, effective June 3, 2019. Quillé succeeds Patrick DeLong, who is resigning from the position he has held since December 2014. Quillé will continue to serve as |
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| May 30, 2019 |
CWGL / Crimson Wine Group Ltd. DEF 14A - - DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission |
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| May 8, 2019 |
CWGL / Crimson Wine Group Ltd. 10-Q Quarterly Report 10-Q 10-Q 1 cwgl-3x31x201910xq2.htm 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2019 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission Fil |
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| March 12, 2019 |
CWGL / Crimson Wine Group Ltd. 10-K (Annual Report) 10-K 1 cwgl-123118x10k.htm 10-K SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K [x] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2018 OR [] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 000-54866 CRIM |
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| March 12, 2019 |
Exhibit 10.22 March 14, 2018 Nicolas Quillé 3249 NE Thompson Street Portland, OR 97212 Re: Offer Letter – Chief Winemaking & Operations Officer Dear Nicolas, I am delighted to offer you a Chief Winemaking & Operations Officer position with Crimson Wine Group (the “Company” or “Crimson Wine Group”). This letter sets forth the terms of the offer, which, if you accept, will govern your employment. Yo |
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| March 12, 2019 |
Exhibit 10.23 CONSULTING AGREEMENT This Consulting Agreement (the “Agreement”) is entered into on June 1, 2018 (the “Effective Date”) by and between Craig Williams, an independent consultant (“Williams”) and Crimson Wine Group, Ltd., a Delaware corporation (the “Company”). Williams is engaged in the business of providing advice and consultation to the wine industry. The Company now wishes to engag |
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| November 29, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) November 29, 2018 CRIMSON WINE GROUP, LTD. |
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| November 9, 2018 |
Regulation FD Disclosure, Financial Statements and Exhibits 8-K 1 form8-kappointdirectorxlua.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): November 5, 2018 CRIMSON WINE GROUP, LTD. (Exact Name of Registrant as Specified in Charter) Delaware 000-54866 13-3607383 (State or Other Juris |
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| November 9, 2018 |
Luanne Tierney Joins Board of Directors for Crimson Wine Group Luanne Tierney Joins Board of Directors for Crimson Wine Group NAPA, Calif. (November 9, 2018) – Crimson Wine Group, Ltd. (OTCBB: CWGL) is pleased to announce that Silicon Valley executive Luanne Tierney will join the Board of Directors. A marketing executive with extensive experience integrating marketing and sales, Tierney is a complementary addition to the Crimson Wine Group Board to help guide |
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| November 8, 2018 |
CWGL / Crimson Wine Group Ltd. 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2018 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 000-54866 CRIMSON WINE |
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| August 21, 2018 |
8-K 1 a8-kdepartureofdirector2.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) August 20, 2018 CRIMSON WINE GROUP, LTD. (Exact Name of Registrant as Specified in Charter) Delaware 000-54866 13-3607383 (State or Other Jurisdict |
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| August 8, 2018 |
CWGL / Crimson Wine Group Ltd. 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2018 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 000-54866 CRIMSON WINE GROUP |
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| August 8, 2018 |
Exhibit 10.2 May 31, 2018 Karen Diepholz 967 Jasmine Court Healdsburg, CA 95448 Re: Offer Letter – Chief Financial Officer Dear Karen, I am delighted to offer you a Chief Financial Officer position with Crimson Wine Group (the “Company” or “Crimson Wine Group”). This letter sets forth the terms of the offer, which, if you accept, will govern your employment. You will report to me, Patrick DeLong, |
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| July 25, 2018 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): July 20, 2018 CRIMSON WINE GROUP, LTD. |
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| June 22, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): June 22, 2018 CRIMSON WINE GROUP, LTD. |
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| June 22, 2018 |
Crimson Wine Group Announces Karen Diepholz As Chief Financial Officer Exhibit 99.1 Crimson Wine Group Announces Karen Diepholz As Chief Financial Officer NAPA, Calif. (June 22, 2018) – Crimson Wine Group, Ltd. (OTCBB: CWGL) today announced that Karen Diepholz has been named Chief Financial Officer, reporting directly to President and CEO Patrick DeLong. Her role will encompass oversight of all financial and business service functions, ensuring the highest level of q |
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| May 23, 2018 |
CWGL / Crimson Wine Group Ltd. DEF 14A DEF 14A 1 cwgproxy2018.htm DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy S |
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| May 23, 2018 |
CWGL / Crimson Wine Group Ltd. / Crimson Wine Group, Ltd - SC 13D Activist Investment SC 13D 1 crimsonwine-schedule13djoh.htm SC 13D SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 Crimson Wine Group, Ltd. (Name of Issuer) Common Stock, $0.01 par value (Title of Class of Securities) 22662X100 (CUSIP Number) John D. Cumming, individually and as Personal Representative of the Estate of Ian M. Cumming c/o Crimson Wine Grou |
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| May 23, 2018 |
Exhibit 1 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k)(1) promulgated under the Securities Exchange Act of 1934, as amended (the “Exchange Act”), each of the undersigned parties hereby agrees to file jointly the Schedule 13D (including any amendments thereto) (the “Statement”) with respect to the acquisition or disposition of common stock, $0. |
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| May 23, 2018 |
CWGL / Crimson Wine Group Ltd. / Crimson Wine Group, Ltd - SC 13D/A Activist Investment SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. |
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| May 9, 2018 |
CWGL / Crimson Wine Group Ltd. 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2018 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 000-54866 CRIMSON WINE GROU |
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| May 1, 2018 |
8-K 1 form8-kappointdirectorxcol.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): April 25, 2018 CRIMSON WINE GROUP, LTD. (Exact Name of Registrant as Specified in Charter) Delaware 000-54866 13-3607383 (State or Other Jurisdi |
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| April 27, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): April 23, 2018 CRIMSON WINE GROUP, LTD. |
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| April 13, 2018 |
Exhibit 99.1 Crimson Wine Group Announces Nicolas Quillé As Chief Winemaking and Operations Officer Craig Williams to become consulting winegrower and remain on the company’s Board of Directors NAPA, Calif. (April 9, 2018) – Crimson Wine Group, Ltd. (OTCBB: CWGL) today named Nicolas Quillé Chief Winemaking and Operations Officer, allowing Craig Williams to pursue his interest in spending more time |
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| April 13, 2018 |
8-K 1 a8-kxitem502.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): April 9, 2018 CRIMSON WINE GROUP, LTD. (Exact Name of Registrant as Specified in Charter) Delaware 000-54866 13-3607383 (State or Other Jurisdiction of Incorp |
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| April 4, 2018 |
Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): April 2, 2018 CRIMSON WINE GROUP, LTD. |
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| April 4, 2018 |
Letter, dated April 2, 2018 from Moss Adams LLP Exhibit 16.1 April 2, 2018 U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Ladies and Gentlemen: We have read Crimson Wine Group, Ltd.’s statements included under Item 4.01 of its Current Report on Form 8-K dated April 2, 2018, to be filed with the Securities and Exchange Commission. We agree with the statements concerning our Firm contained therein. Very truly your |
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| April 2, 2018 |
8-K 1 a501-bplan3.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) March 27, 2018 CRIMSON WINE GROUP, LTD. (Exact Name of Registrant as Specified in Charter) Delaware 000-54866 13-3607383 (State or Other Jurisdiction of Incorpo |
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| March 27, 2018 |
SECOND AMENDMENT TO CREDIT AGREEMENT This Second Amendment to Credit Agreement dated as of March 21, 2018 (this “Amendment”), is made by and among American AgCredit, FLCA, in its capacity as agent under the Credit Agreement referred to below (in such capacity, “Agent”), the “Lenders” under and as defined in such Credit Agreement, Crimson Wine Group, Ltd. |
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| March 27, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) March 21, 2018 CRIMSON WINE GROUP, LTD. |
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| March 14, 2018 |
CWGL / Crimson Wine Group Ltd. 10-K (Annual Report) 10-K 1 cwgl-123117x10k.htm 10-K SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K [x] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2017 OR [] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 000-54866 CRIM |
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| January 10, 2018 |
Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) January 5, 2018 CRIMSON WINE GROUP, LTD. |
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| November 9, 2017 |
CWGL / Crimson Wine Group Ltd. 10-Q (Quarterly Report) 10-Q 1 cwgl-93017x10q.htm 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2017 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File |
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| August 8, 2017 |
CWGL / Crimson Wine Group Ltd. 10-Q (Quarterly Report) 10-Q 1 cwgl-63017x10q.htm 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2017 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Numb |
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| August 3, 2017 |
Submission of Matters to a Vote of Security Holders Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) July 28, 2017 CRIMSON WINE GROUP, LTD. |
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| July 3, 2017 |
Exhibit Exhibit 10.5 Recording Requested by and after Recording Return to: Winston & Strawn LLP 101 California Street, 34 th Floor San Francisco, CA 94111 Attn: Loren Kessler Higgins SPACE ABOVE THIS LINE FOR RECORDER?S USE TITLE OF DOCUMENT: Deed of Trust, Assignment of Rents, Security Agreement and Fixture Filing NAME OF GRANTOR: A FINE OLD BUILDING, LLC, a Washington limited liability company N |
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| July 3, 2017 |
Exhibit Exhibit 10.3 GUARANTY This Guaranty (? Guaranty ?), dated as of June 29, 2017, is executed by Crimson Wine Group, LTD, a Delaware corporation (? Guarantor ?) in favor of American AgCredit, FLCA (? Lender ?), with reference to the following facts: RECITALS A. Pursuant to a Loan Agreement of even date herewith by and among Double Canyon Vineyards, LLC, a Delaware limited liability company, a |
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| July 3, 2017 |
EX-10.4 5 ex104.htm EXHIBIT 10.4 Exhibit 10.4 Recording Requested by and after Recording Return to: Winston & Strawn LLP 101 California Street, 34th Floor San Francisco, CA 94111 Attn: Loren Kessler Higgins SPACE ABOVE THIS LINE RESERVED FOR RECORDER'S USE TRUST DEED, ASSIGNMENT OF RENTS, SECURITY AGREEMENT AND FIXTURE FILING DOUBLE CANYON VINEYARDS, LLC, as grantor, (Grantor) to FIRST AMERICAN TI |
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| July 3, 2017 |
Exhibit Exhibit 10.1 LOAN AGREEMENT Dated as of June 29, 2017 among Double Canyon Vineyards, LLC, a Delaware limited liability company, and A Fine Old Building, LLC, a Washington limited liability company, Individually and collectively, as borrower and American AgCredit, FLCA, as lender $10,000,000 Term Loan This Loan Agreement (this ? Agreement ?), dated as of June 29, 2017, is entered into by an |
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| July 3, 2017 |
EX-10.6 7 ex106.htm EXHIBIT 10.6 Exhibit 10.6 Recording Requested by and after Recording Return to: Winston & Strawn LLP 101 California Street, 34th Floor San Francisco, CA 94111 Attn: Loren Kessler Higgins SPACE ABOVE THIS LINE FOR RECORDER’S USE TITLE OF DOCUMENT: Deed of Trust, Assignment of Rents, Security Agreement and Fixture Filing NAME OF GRANTOR: DOUBLE CANYON VINEYARDS, LLC, a Delaware l |
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| July 3, 2017 |
Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) June 29, 2017 CRIMSON WINE GROUP, LTD. |
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| July 3, 2017 |
EX-10.2 3 ex102.htm EXHIBIT 10.2 Exhibit 10.2 TERM LOAN PROMISSORY NOTE $10,000,000.00 June 29, 2017 FOR VALUE RECEIVED, Double Canyon Vineyards, LLC, a Delaware limited liability company, and A Fine Old Building, LLC, a Washington limited liability company (individually and collectively, "Borrower"), hereby promise, on a joint and several basis, to pay to the order of American AgCredit, FLCA ("Le |
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| June 5, 2017 |
Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, f |
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| May 8, 2017 |
Crimson Wine Group 10-Q (Quarterly Report) Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2017 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 000-54866 CRIMSON |
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| March 15, 2017 |
Crimson Wine Group 10-K (Annual Report) 10-K 1 cwgl-20161231x10k.htm 10-K SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K [x] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2016 OR [] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 000-5486 |
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| November 9, 2016 |
Crimson Wine Group 10-Q (Quarterly Report) 20160930 10Q Q3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2016 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 ? For the transition period from to ? Commission File Number 000 |
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| August 29, 2016 |
8K - 82316 10b5-1 Plan ? ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 ? ? FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) August 23, 2016 ? ? ? CRIMSON WINE GROUP, LTD. |
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| August 29, 2016 |
8K - 82316 10b5-1 Plan ? ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 ? ? FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) August 23, 2016 ? ? ? CRIMSON WINE GROUP, LTD. |
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| August 9, 2016 |
CWGL / Crimson Wine Group Ltd. 10-Q - Quarterly Report - 10-Q 10-Q 1 c151-20160630x10q.htm 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2016 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission Fi |
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| August 4, 2016 |
CWGL / Crimson Wine Group Ltd. / Crimson Wine Group, Ltd Activist Investment SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. |
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| July 27, 2016 |
Submission of Matters to a Vote of Security Holders 8K - 72216 Annual Shareholder Meeting ? ? ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 ? ? FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) July 22, 2016 ? ? ? CRIMSON WINE GROUP, LTD. |
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| July 7, 2016 |
Financial Statements and Exhibits, Other Events 8K - 772016 Double Canyon Facility ? ? ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 ? ? FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) July 7, 2016 ? ? ? CRIMSON WINE GROUP, LTD. |
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| July 7, 2016 |
8K- 772016 Double Canyon Facility Exhibit Exhibit 99.1 ? Double Canyon to Build New Winemaking Facility New Winery Will Enable Focus on Quality and Growth For Washington Wine Brand ? PROSSER, Wash. (July 7, 2016) ? Double Canyon, a wine brand focused on producing Cabernet Sauvignon from Washington?s Horse Heaven Hills appellation, is pleased to announce that it will soon break ground on a new wine |
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| June 2, 2016 |
2016 Proxy UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ? SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 ? Filed by the Registrant ? Filed by a Party other than the Registrant ? ? Check the appropriate box: ? ? ? Preliminary Proxy Statement ? Con |
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| May 10, 2016 |
CWGL / Crimson Wine Group Ltd. 10-Q - Quarterly Report - 10-Q 10-Q 1 c151-20160331x10q.htm 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2016 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission F |
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| April 4, 2016 |
8K - 32816 10b5-1 Plans UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) March 29, 2016 CRIMSON WINE GROUP, LTD. |
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| March 17, 2016 |
8-K 1 c151-20160317x8k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) March 11, 2016 CRIMSON WINE GROUP, LTD. (Exact Name of Registrant as Specified in Charter) Delaware 000-54866 13-3607383 (State or Other Jurisdiction of In |
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| March 15, 2016 |
EX-10.12 2 c151-20151231ex101287d95.htm EX-10.12 Exhibit 10.12 SEVEN HILLS WINERY, LLC as Seller - and - DOUBLE CANYON VINEYARDS, LLC as Purchaser January 27, 2016 TABLE OF CONTENTS Page Article 1 INTERPRETATION 1.1 Definitions 1 1.2 Construction 1 1.3 Certain Rules of Interpretation 1 1.4 Knowledge 2 1.5 Computation of Time 2 1.6 Performance on Business Days 2 1.7 Calculation of Interest 2 1.8 Cu |
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| March 15, 2016 |
CWGL / Crimson Wine Group Ltd. 10-K - Annual Report - 10-K 10-K 1 c151-20151231x10k.htm 10-K SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K [x] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2015 OR [] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 000-54866 CR |
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| March 15, 2016 |
EX-10.13 3 c151-20151231ex10137a9b6.htm EX-10.13 Exhibit 10.13 December 23, 2014 Craig Williams Re: Offer Letter – Chief Operating Officer and Chief Winegrower Dear Craig, I am delighted to offer you a Chief Operating Officer and Chief Winegrower position with Crimson Wine Group (the “Company” or “Crimson Wine Group”). This letter sets forth the terms of the offer, which, if you accept, will gover |
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| March 11, 2016 |
8K - 31116 Election of Director UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) March 11, 2016 CRIMSON WINE GROUP, LTD. |
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| March 8, 2016 |
8KA - 322016 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K/A Amendment No. |
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| March 8, 2016 |
SEVERANCE AGREEMENT AND GENERAL RELEASE OF ALL CLAIMS EX-10.1 2 c151-20160308ex10120e88e.htm EX-10.1 SEVERANCE AGREEMENT AND GENERAL RELEASE OF ALL CLAIMS This Severance Agreement and General Release of All Claims (“Agreement”) is made as a compromise between Crimson Wine Group, Ltd., a Delaware corporation, on behalf of itself, its parent and its subsidiaries, (collectively the “Company”), and Natasha Hayes (“Employee”). RECITALS AND ACKNOWLEDGMENTS |
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| March 3, 2016 |
CWGL / Crimson Wine Group Ltd. / GAMCO INVESTORS, INC. ET AL Activist Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 Crimson Wine Group, Ltd. (Name of Issuer) Common Stock, $.01 par value per share (Title of Class of Securities) 22662X100 (CUSIP Number) David Goldman GAMCO Investors, Inc. One Corporate Center Rye, New York 10580-1435 (914) 921-5000 (Name, Address and Telephone Number of Person Authori |
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| February 22, 2016 |
8K - 21616 Departure of Officer UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) February 16, 2016 CRIMSON WINE GROUP, LTD. |
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| January 28, 2016 |
Exhibit 99.1Press Release8-K Exhibit 99.1 Crimson Wine Group Acquires Seven Hills Winery Benchmark Walla Walla Valley Producer Is Latest Addition to Portfolio of Luxury Winery Estates NAPA, Calif. (Jan. 27, 2016) ? Crimson Wine Group (OTCQB: CWGL) today announced the acquisition of Seven Hills Winery, a benchmark Washington winery that has played an important role in defining the Walla Walla Valle |
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| January 28, 2016 |
8K - 12716 Entry into material agreement UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) January 27, 2016 CRIMSON WINE GROUP, LTD. |
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| November 17, 2015 |
EX-10.1 2 c151-20151117ex1018096f7.htm EX-10.1 Exhibit 10.1 LOAN AGREEMENT Dated as of November 10, 2015 among Pine Ridge Winery, LLC, a Delaware limited liability company as borrower and American AgCredit, FLCA, as lender $16,000,000 Term Loan This Loan Agreement (this “Agreement”), dated as of November 10, 2015, is entered into by and between by Pine Ridge Winery, LLC a Delaware limited liabilit |
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| November 17, 2015 |
Crimson Wine Group 8-K (Current Report/Significant Event) 8K - 11102015 Entry into material agreement UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) November 10, 2015 CRIMSON WINE GROUP, LTD. |
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| November 17, 2015 |
EX-10.3 4 c151-20151117ex1039447cd.htm EX-10.3 GUARANTY This Guaranty (“Guaranty”), dated as of November 10, 2015, is executed by Crimson Wine Group, LTD, a Delaware corporation (“Guarantor”) in favor of American AgCredit, FLCA (“Lender”), with reference to the following facts: RECITALS A. Pursuant to a Loan Agreement of even date herewith by and among Pine Ridge Winery, LLC, a Delaware limited li |
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| November 17, 2015 |
EX-10.4 5 c151-20151117ex1045fef7d.htm EX-10.4 Exhibit 10.4 Attn: Randy Rogers RECORDING REQUESTED BY: Winston & Strawn LLP AND WHEN RECORDED MAIL TO: Winston & Strawn LLP 101 California Street San Francisco, CA 94111 Attn: Randy Rogers SPACE ABOVE THIS LINE RESERVED FOR RECORDER'S USE DEED OF TRUST, ASSIGNMENT OF RENTS, SECURITY AGREEMENT AND FIXTURE FILING from Pine Ridge Winery, LLC, a Delaware |
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| November 17, 2015 |
Exhibit 1028-K Exhibit 10.2 TERM LOAN PROMISSORY NOTE November 10, 2015 $16,000,000.00 FOR VALUE RECEIVED, Pine Ridge Winery, LLC, a Delaware limited liability company ("Borrower"), hereby promises to pay to the order of American AgCredit, FLCA ("Lender"), in lawful money of the United States of America, the principal sum of Sixteen Million Dollars ($16,000,000.00) with interest on the unpaid prin |
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| November 9, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q 10-Q 1 c151-20150930x10q.htm 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2015 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission F |
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| August 19, 2015 |
8K - 08192015 - Share Repurchase UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) August 17, 2015 CRIMSON WINE GROUP, LTD. |
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| August 7, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q 10-Q 1 c151-20150630x10q.htm 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2015 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File N |
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| August 5, 2015 |
Crimson Wine Group 8-K (Current Report/Significant Event) 8K - 08042015 - UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) July 31, 2015 CRIMSON WINE GROUP, LTD. |
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| June 19, 2015 |
DEF 14A 1 c81543def14a.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement |
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| June 15, 2015 |
Crimson Wine Group 8-K (Current Report/Significant Event) 8K - 06152015 - Appt new Chairman of BOD UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) June 11, 2015 CRIMSON WINE GROUP, LTD. |
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| May 8, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q 10-Q 1 c151-20150331x10q.htm 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2015 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File |
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| May 4, 2015 |
Crimson Wine Group Announces Nathan Stern As Vice President Direct to Consumer Sales 8K - 05042015 - Exhibit 991 Crimson Wine Group Announces Nathan Stern As Vice President Direct to Consumer Sales NAPA, Calif. |
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| May 4, 2015 |
Regulation FD Disclosure, Financial Statements and Exhibits 8-K 1 c151-20150504x8k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) May 4, 2015 CRIMSON WINE GROUP, LTD. (Exact Name of Registrant as Specified in Charter) Delaware 000-54866 13-3607383 (State or Other Jurisdiction of Incor |
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| April 15, 2015 |
Crimson Wine Group Announces Shannon McLaren As Chief Financial Officer EX-99.1 2 c151-20150415ex991ab5c6b.htm EX-99.1 FOR IMMEDIATE RELEASE: Crimson Wine Group Announces Shannon McLaren As Chief Financial Officer NAPA, Calif. (April 15, 2015) – Crimson Wine Group, Ltd. (OTCBB: CWGL) today announced the appointment of Shannon McLaren to the position of Chief Financial Officer. McLaren will report directly to President and CEO Patrick DeLong. Her role will encompass ov |
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| April 15, 2015 |
8K - 04152015 - Executive New Hire UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) April 15, 2015 CRIMSON WINE GROUP, LTD. |
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| April 1, 2015 |
Crimson Wine Group 8-K (Current Report/Significant Event) 8K - 03312015 - 10b5-1 Trading Plan UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) March 30, 2015 CRIMSON WINE GROUP, LTD. |
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| March 16, 2015 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K 10-K 1 c151-20141231x10k.htm 10-K SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K [x] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2014 OR [] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 000-54866 CR |
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| December 22, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) December 17, 2014 CRIMSON WINE GROUP, LTD. |
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| December 22, 2014 |
EX-9.01 2 c151-20141222ex9019cc186.htm EX-9.01 FOR IMMEDIATE RELEASE: Crimson Wine Group Promotes Patrick DeLong to President and CEO; Names Craig Williams Chief Winegrower and COO NAPA, Calif. (Dec. 22, 2014) – Crimson Wine Group, Ltd. (OTCBB: CWGL) today announced the promotion of Patrick DeLong as President and Chief Executive Officer and named Craig Williams as Chief Operating Officer and to t |
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| November 7, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2014 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 000-54866 CRIMSON WINE |
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| November 6, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) November 4, 2014 CRIMSON WINE GROUP, LTD. |
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| November 6, 2014 |
November 4, 2014 Mr. Ian M. Cumming Chairman Crimson Wine Group Ltd. 2700 Napa Valley Corporate Drive, Suite B Napa, CA 94558 Dear Ian: Please be advised that effective immediately I resign from the board of directors of Crimson Wine Group Ltd. to pursue other opportunities. I extend my best wishes to Crimson Wine Group, its directors, officers and staff. Regards, /s/ Erle Martin Erle Martin |
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| November 6, 2014 |
SEVERANCE AGREEMENT AND GENERAL RELEASE OF ALL CLAIMS This Severance Agreement and General Release of All Claims (“Agreement”) is made as a compromise between Crimson Wine Group, Ltd. |
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| November 6, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K/A Amendment No. |
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| November 3, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) November 3, 2014 CRIMSON WINE GROUP, LTD. |
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| October 31, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) October 27, 2014 CRIMSON WINE GROUP, LTD. |
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| August 29, 2014 |
EX-10.1 2 c151-20140829ex101bf3510.htm EX-10.1 PURCHASE AND SALE AGREEMENT This PURCHASE AND SALE AGREEMENT (this “Agreement”), dated and effective as of August 25, 2014 (“Effective Date”), is made by and between SILVERADO SONOMA VINEYARDS, LLC, a California limited liability company (“Seller”), and PINE RIDGE WINERY, LLC, a Delaware limited liability company, doing business as Crimson Wine Group, |
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| August 29, 2014 |
8-K 1 c151-20140829x8k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) August 25, 2014 CRIMSON WINE GROUP, LTD. (Exact Name of Registrant as Specified in Charter) Delaware 000-54866 13-3607383 (State or Other Jurisdiction of I |
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| August 8, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2014 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 000-54866 CRIMSON WINE GROUP |
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| August 7, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) August 1, 2014 CRIMSON WINE GROUP, LTD. |
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| August 7, 2014 |
2014 Annual Meeting of Shareholders Presentation by Erle Martin, President and CEO 2014 Annual Meeting of Shareholders Presentation by Erle Martin, President and CEO Caution: Forward Looking Statements Please be advised that information presented today may contain “forward looking statements” within the meaning of the safe harbor provisions of the securities laws. |
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| July 29, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K/A Amendment No. |
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| July 29, 2014 |
SEVERANCE AGREEMENT AND GENERAL RELEASE OF ALL CLAIMS SEVERANCE AGREEMENT AND GENERAL RELEASE OF ALL CLAIMS This Severance Agreement and General Release of All Claims (“Agreement”) is made as a compromise between Crimson Wine Group, Ltd. |
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| June 18, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) June 13, 2014 CRIMSON WINE GROUP, LTD. |
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| June 13, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of |
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| May 9, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q 10-Q 1 c151-20140331x10q.htm 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2014 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File |
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| March 28, 2014 |
8-K 1 c151-20140328x8k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) March 25, 2014 CRIMSON WINE GROUP, LTD. (Exact Name of Registrant as Specified in Charter) Delaware 000-54866 13-3607383 (State or Other Jurisdiction of In |
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| March 28, 2014 |
AGREEMENT TO PURCHASE LAND THIS AGREEMENT TO PURCHASE LAND (“Agreement”) is made this 25th day of March, 2014 (the “Effective Date”), by and between Double Canyon Vineyards, LLC, a Delaware limited liability company (“Seller”), and Winemakers, L. |
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| March 18, 2014 |
8-K 1 c151-20140318x8k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) March 17, 2014 CRIMSON WINE GROUP, LTD. (Exact Name of Registrant as Specified in Charter) Delaware 000-54866 13-3607383 (State or Other Jurisdiction of In |
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| March 14, 2014 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K 10-K 1 c151-20131231x10k.htm 10-K SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K [x] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2013 OR [] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 000-54866 CR |
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| November 8, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2013 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 000-54866 CRIMSON WINE |
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| August 9, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2013 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 000-54866 CRIMSON WINE GROUP |
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| August 2, 2013 |
FIRST AMENDMENT TO ADMINISTRATIVE SERVICES AGREEMENT This First Amendment (“Amendment”), dated effective August 1, 2013 (the “Effective Date”), to that certain Administrative Services Agreement (the “Original Agreement” and as amended by this Amendment, the “Agreement”), dated effective as of February 25, 2013, by and between Crimson Wine Group, Ltd. |
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| August 2, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) August 1, 2013 CRIMSON WINE GROUP, LTD. |
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| June 14, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) June 11, 2013 CRIMSON WINE GROUP, LTD. |
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| May 10, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2013 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 1-10153 CRIMSON WINE GROUP, |
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| April 24, 2013 |
8-K 1 c151-20130424x8k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) April 22, 2013 CRIMSON WINE GROUP, LTD. (Exact Name of Registrant as Specified in Charter) Delaware 000-54866 13-3607383 (State or Other Jurisdiction of In |
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| March 28, 2013 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K [x] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2012 OR [] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 1-10153 CRIMSON WINE GROUP, LTD. (Exact Name o |
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| March 28, 2013 |
EX-10.6 2 creditagreement.htm CREDIT AGREEMENT DATED AS OF MARCH 22, 2013 Exhibit 10.6 EXECUTION VERSION CREDIT AGREEMENT Dated as of March 22, 2013 among CRIMSON WINE GROUP, LTD, PINE RIDGE WINERY, LLC, CHAMISAL VINEYARDS, LLC, and DOUBLE CANYON VINEYARDS, LLC, as Borrowers, THE OTHER PERSONS PARTY HERETO THAT ARE DESIGNATED AS CREDIT PARTIES, AMERICAN AGCREDIT, FLCA, for itself, as a Lender and |
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| March 5, 2013 |
CWGL / Crimson Wine Group Ltd. / CUMMING IAN M. - SCHEDULE 13D Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 Crimson Wine Group, Ltd. (Name of Issuer) Common Stock, $0.01 par value (Title of Class of Securities) 22662X100 (CUSIP Number) Andrea A. Bernstein, Esq. Weil, Gotshal & Manges LLP 767 Fifth Avenue New York, New York 10153 (212) 310-8000 (Name, Address and Telephone Number |
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| March 5, 2013 |
EXHIBIT 1 AGREEMENT This will confirm the agreement by and among all the undersigned that the Schedule 13D filed on or about this date with respect to the beneficial ownership of the undersigned of shares of common stock of Crimson Wine Group, Ltd. |
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| February 26, 2013 |
Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): February 25, 2013 CRIMSON WINE GROUP, LTD. |
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| February 25, 2013 |
Exhibit 2.1 SEPARATION AGREEMENT BY AND BETWEEN LEUCADIA NATIONAL CORPORATION AND CRIMSON WINE GROUP, LTD. Dated February 1, 2013 ARTICLE I DEFINITIONS 2 1.1 Certain Definitions 2 1.2 Other Terms 5 ARTICLE II THE CONTRIBUTION 6 2.1 Contributed Assets 6 2.2 Transfer of Contributed Assets 6 2.3 Termination of Agreements and Arrangements 6 2.4 Bank Accounts; Cash Balances 7 ARTICLE III THE DISTRIBUTI |
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| February 25, 2013 |
EX-3.2 4 c72829ex3-2.htm Exhibit 3.2 AMENDED AND RESTATED BYLAWS OF CRIMSON WINE GROUP, LTD. (Adopted February 1, 2013) ARTICLE I STOCKHOLDERS SECTION 1. Stockholder Meetings. (a) Annual Meetings. The annual meeting of stockholders of Crimson Wine Group, Ltd. (the “Corporation”) for the election of directors and for the transaction of such other business as may properly come before the meeting sha |
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| February 25, 2013 |
Exhibit 10.1 TAX MATTERS AGREEMENT BY AND BETWEEN LEUCADIA NATIONAL CORPORATION AND CRIMSON WINE GROUP, LTD. DATED FEBRUARY 1, 2013 TAX MATTERS AGREEMENT THIS TAX MATTERS AGREEMENT (this “Agreement”), dated as of February 1, 2013, is by and between Leucadia National Corporation, a New York corporation, (“Leucadia”), and Crimson Wine Group, Ltd., a Delaware corporation (“Crimson”). Each of Leucadia |
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| February 25, 2013 |
Exhibit 10.3 Crimson Wine Group, Ltd. 2013 Omnibus Incentive Plan Article 1. Establishment & Purpose 1.1 Establishment. Crimson Wine Group, Ltd., a corporation registered in Delaware, hereby establishes the Crimson Wine Group 2013 Omnibus Incentive Plan (hereinafter referred to as the “Plan”) as set forth in this document. 1.2 Purpose of the Plan. The purpose of this Plan is to attract, retain and |
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| February 25, 2013 |
8-K 1 c728298k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): February 25, 2013 CRIMSON WINE GROUP, LTD. (Exact Name of Registrant as Specified in Its Charter) DELAWARE (State or Other Jurisdiction of Incorporation) 000-54866 13 |
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| February 25, 2013 |
Exhibit 3.1 AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF CRIMSON WINE GROUP, LTD. The present name of the corporation is Crimson Wine Group, Ltd. (the “Corporation”). The Corporation was incorporated under the name “Leucadia Cellars, Ltd.” by the filing of its original Certificate of Incorporation with the Secretary of State of the State of Delaware on February 28, 1991. The name of the Co |
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| February 25, 2013 |
EX-10.2 6 c72829ex10-2.htm Exhibit 10.2 ADMINISTRATIVE SERVICES AGREEMENT BY AND BETWEEN LEUCADIA NATIONAL CORPORATION AND CRIMSON WINE GROUP, LTD. Dated February 1, 2013 ADMINISTRATIVE SERVICES AGREEMENT THIS ADMINISTRATIVE SERVICES AGREEMENT (“Agreement”) is entered into as of the 1st day of February, 2013 between Leucadia National Corporation, a New York corporation (“Leucadia”) and Crimson Win |
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| February 13, 2013 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): February 12, 2013 CRIMSON WINE GROUP, LTD. |
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| February 13, 2013 |
INFORMATION STATEMENT Crimson Wine Group, Ltd. EX-99.1 2 c72661ex99-1.htm INFORMATION STATEMENT Exhibit 99.1 INFORMATION STATEMENT Crimson Wine Group, Ltd. This information statement is being furnished in connection with the distribution by Leucadia National Corporation (“Leucadia”) to its shareholders of all of the outstanding shares of common stock of Crimson Wine Group, Ltd. (“Crimson”), a wholly-owned subsidiary of Leucadia that is engaged |
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| January 30, 2013 |
Crimson Wine Group, Ltd. 5901 Silverado Trail Napa, CA 94558 January 30, 2013 Via EDGAR Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Attn: Mr. David Link Re: Crimson Wine Group, Ltd. Registration Statement on Form 10-12G Initially Filed December 7, 2012 File No. 000-54866 Dear Mr. Link: In connection with the review by the staff (the |
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| January 28, 2013 |
Crimson Wine Group, Ltd. 2013 Omnibus Incentive Plan Exhibit 10.5 Crimson Wine Group, Ltd. 2013 Omnibus Incentive Plan Article 1. Establishment & Purpose 1.1 Establishment. Crimson Wine Group, Ltd., a corporation registered in Delaware, hereby establishes the Crimson Wine Group 2013 Omnibus Incentive Plan (hereinafter referred to as the “Plan”) as set forth in this document. 1.2 Purpose of the Plan. The purpose of this Plan is to attract, retain and |
