COL SEC Filings - Rockwell Collins, Inc.- Annual Report, Proxy Statement, Prospectus

Basic Stats

LEI	XO75O7GICH1NPWLBRL05
CIK	1137411

SEC Filings

All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis. These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Rockwell Collins, Inc.

SEC Filings (Chronological Order)

This page provides a complete, chronological list of SEC Filings, excluding ownership filings which we provide elsewhere.

December 7, 2018	15-12B	COL / Rockwell Collins, Inc. 15-12B 15-12B 1 d663739d1512b.htm 15-12B UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number: 001-16445 ROCKWELL COLLINS, INC. (Exact n
November 27, 2018	EX-99.25	EX-99.25 EX-99.25 2 ruleprovisionnotice.htm NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The New York Stock Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on December 10, 2018, pursuant to the provisions of Rule 12d2-2 (a). [ X ] 17 CFR 240.12
November 27, 2018	S-8 POS	COL / Rockwell Collins, Inc. S-8 POS S-8 POS As filed with the Securities and Exchange Commission on November 26, 2018 Registration Nos.
November 27, 2018	S-8 POS	COL / Rockwell Collins, Inc. S-8 POS S-8 POS As filed with the Securities and Exchange Commission on November 26, 2018 Registration Nos.
November 27, 2018	S-8 POS	COL / Rockwell Collins, Inc. S-8 POS S-8 POS As filed with the Securities and Exchange Commission on November 26, 2018 Registration Nos.
November 27, 2018	S-8 POS	COL / Rockwell Collins, Inc. S-8 POS S-8 POS As filed with the Securities and Exchange Commission on November 26, 2018 Registration Nos.
November 27, 2018	S-8 POS	COL / Rockwell Collins, Inc. S-8 POS S-8 POS As filed with the Securities and Exchange Commission on November 26, 2018 Registration Nos.
November 27, 2018	S-8 POS	COL / Rockwell Collins, Inc. S-8 POS S-8 POS As filed with the Securities and Exchange Commission on November 26, 2018 Registration Nos.
November 27, 2018	S-8 POS	COL / Rockwell Collins, Inc. S-8 POS S-8 POS As filed with the Securities and Exchange Commission on November 26, 2018 Registration Nos.
November 27, 2018	S-8 POS	COL / Rockwell Collins, Inc. S-8 POS S-8 POS As filed with the Securities and Exchange Commission on November 26, 2018 Registration Nos.
November 27, 2018	S-8 POS	COL / Rockwell Collins, Inc. S-8 POS S-8 POS As filed with the Securities and Exchange Commission on November 26, 2018 Registration Nos.
November 27, 2018	POS AM	COL / Rockwell Collins, Inc. POS AM POS AM As filed with the Securities and Exchange Commission on November 26, 2018 Registration No.
November 27, 2018	POS AM	COL / Rockwell Collins, Inc. POS AM POS AM As filed with the Securities and Exchange Commission on November 26, 2018 Registration No.
November 27, 2018	POSASR	COL / Rockwell Collins, Inc. POSASR POSASR 1 d595958dposasr.htm POSASR As filed with the Securities and Exchange Commission on November 26, 2018 Registration No. 333-216736 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Post-Effective Amendment No. 1 to FORM S-3 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 ROCKWELL COLLINS, INC. (Exact name of registrant as specified in its charter) Delaware 52-2314
November 27, 2018	POS AM	COL / Rockwell Collins, Inc. POS AM POS AM As filed with the Securities and Exchange Commission on November 26, 2018 Registration No.
November 27, 2018	EX-3.1	Amended and Restated Certificate of Incorporation of Rockwell Collins, Inc. EX-3.1 Exhibit 3.1 CERTIFICATE OF INCORPORATION OF ROCKWELL COLLINS, INC. ARTICLE I The name of the corporation (which is hereinafter referred to as the “Corporation”) is: Rockwell Collins, Inc. ARTICLE II The address of the Corporation’s registered office in the State of Delaware is c/o The Corporation Trust Company, The Corporation Trust Center, 1209 Orange Street in the City of Wilmington, Coun
November 27, 2018	8-K	Changes in Control of Registrant, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Material Modification to Rights of Security Holders, Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing, Financial Statements and Exhibits, Completion of Acquisition or Disposition of Assets 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 26, 2018 Rockwell Collins, Inc. (Exact name of Registrant as specified in its charter) Delaware 52-2314475 (State or other jurisdiction of incorporation) (I.R.S. Employer
November 27, 2018	EX-3.2	Amended and Restated Bylaws of Rockwell Collins, Inc. EX-3.2 Exhibit 3.2 AMENDED AND RESTATED BYLAWS OF ROCKWELL COLLINS, INC. EFFECTIVE NOVEMBER, 26 2018 ARTICLE I OFFICES SECTION 1.01 REGISTERED OFFICE — The registered office of Rockwell Collins, Inc. (the “Corporation”) and the registered agent of the Corporation in charge thereof shall be determined by resolution of the Board of Directors of the Corporation. SECTION 1.02 OTHER OFFICES — The Corpo
November 27, 2018	10-K/A	Annual Report - 10-K/A 10-K/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-K/A (Amendment No.
November 26, 2018	EX-10.J-2	Rockwell Collins’ Short-term Relocation Benefit to Rockwell Collin’s CEO, CFO and two other executive officers, incorporated by reference to Exhibit 10-e-1 to Rockwell Collins’ Quarterly Report on Form 10-Q (Commission file number 0001-16445) for the quarterly period ended March 31, 2018; Description of the Extension to the Short-Term Relocation Benefit for the Company’s CEO, CFO and two other executive officers, incorporated by referenced to Exhibit 10-j-2 to Rockwell Collins’ Annual Report on Form 10-K/A (Commission file number 0001-16445) for the fiscal year ended September 30, 2018. Exhibit 10.j.2 Description of Short-Term Relocation Benefit Extension The Short-Term Relocation Benefit for the Company’s CEO, CFO and Two Other Executive Officers, which was filed as an Exhibit to the Company’s Form 10-Q for the period ending March 31, 2018, was extended in August for the CEO, CFO and one other executive officer. The extension covered up to an additional 4 months of relocation to
November 26, 2018	10-K	Annual Report - FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) þ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE FISCAL YEAR ENDED SEPTEMBER 30, 2018 o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number 001-16445 Rockwell Collins, Inc. (Exact name of registrant as
November 26, 2018	EX-10.F-2	Rockwell Collins’ Deferred Compensation Plan, as amended, incorporated by referenced to Exhibit 10-f-2 to Rockwell Collins’ Annual Report on Form 10-K (Commission file number 0001-16445) for the fiscal year ended September 30, 2007; Amendment No. 1 to Rockwell Collins’ Deferred Compensation Plan, as amended, incorporated by reference to Exhibit 10-f-2 to Rockwell Collins’ Annual Report on Form 10-K/A (Commission file number 0001-16445) for the fiscal year ended September 30, 2018. Exhibit 10.f.2 ROCKWELL COLLINS, INC. APPROVAL OF AMENDMENT #1 to the ROCKWELL COLLINS DEFERRED COMPENSATION PLAN (as Amended and Restated effective January 1, 2005) The undersigned, Laura A. Patterson, Vice President, Global Total Rewards & Labor Strategy, Rockwell Collins, Inc. (the “Company”), for and on behalf of the Company and pursuant to the authority provided to me by the Company’s Senior
November 26, 2018	EX-10.F-6	Amendment No. 2 to Rockwell Collins’ 2005 Deferred Compensation Plan, as amended, incorporated by reference to Exhibit 10-f-6 to Rockwell Collins’ Annual Report on Form 10-K/A (Commission file number 0001-16445) for the fiscal year ended September 30, 2018 Exhibit 10.f.6 ROCKWELL COLLINS, INC. APPROVAL OF AMENDMENT #2 to the ROCKWELL COLLINS 2005 DEFERRED COMPENSATION PLAN (as Amended and Restated effective June 27, 2017) The undersigned, Laura A. Patterson, Vice President, Global Total Rewards & Labor Strategy, Rockwell Collins, Inc. (the “Company”), for and on behalf of the Company and pursuant to the authority provided to me by the Company’s Seni
November 26, 2018	EX-10.H-6	Amendment No.2 to the Company’s Non-Qualified Pension Plan, as amended. Exhibit 10.h.6 ROCKWELL COLLINS, INC. APPROVAL OF AMENDMENT #2 to the ROCKWELL COLLINS NON-QUALIFIED PENSION PLAN (as Amended and Restated effective January 1, 2005) The undersigned, Laura A. Patterson, Vice President, Global Total Rewards & Labor Strategy, Rockwell Collins, Inc. (the “Company”), for and on behalf of the Company and pursuant to the authority provided to me by the Company’s Senior
November 26, 2018	EX-10.G-2	Rockwell Collins’ Non-Qualified Savings Plan, as amended, incorporated by referenced to Exhibit 10-g-2 to Rockwell Collins’ Annual Report on Form 10-K (Commission file number 0001-16445) for the fiscal year ended September 30, 2007; Amendment No. 1 to Rockwell Collins’ Non-Qualified Savings Plan, incorporated by reference to Exhibit 10-g-2 Rockwell Collins’ Annual Report on Form 10-K/A (Commission file number 0001-16445) for the fiscal year ended September 30, 2018. Exhibit 10.g.2 ROCKWELL COLLINS, INC. APPROVAL OF AMENDMENT #1 to the ROCKWELL COLLINS NON-QUALIFIED SAVINGS PLAN (as Amended and Restated effective January 1, 2005) The undersigned, Laura A. Patterson, Vice President, Global Total Rewards & Labor Strategy, Rockwell Collins, Inc. (the “Company”), for and on behalf of the Company and pursuant to the authority provided to me by the Company’s Senior
November 26, 2018	EX-10.G-6	Rockwell Collins’ 2005 Non-Qualified Retirement Savings Plan, as amended and restated as of July 17, 2018, incorporated by referenced to Exhibit 10-g-6 to Rockwell Collins’ Annual Report on Form 10-K/A (Commission file number 0001-16445) for the fiscal year ended September 30, 2018. Exhibit 10.g.6 ROCKWELL COLLINS, INC. APPROVAL OF AMENDED AND RESTATED ROCKWELL COLLINS 2005 NON-QUALIFIED RETIREMENT SAVINGS PLAN (as Amended and Restated effective July 17, 2018) The undersigned, Laura A. Patterson, Vice President, Global Total Rewards & Labor Strategy, Rockwell Collins, Inc. (the “Company”), for and on behalf of the Company and pursuant to the authority provided to me by the Co
November 26, 2018	EX-21	List of subsidiaries of the Company. Exhibit 21 List of Subsidiaries of Rockwell Collins, Inc. State/Country of Name Incorporation ACCEL (Tianjin) Flight Simulation Co. Ltd. China ADARI Aviation Technology Company Limited China ADB Industries California Advanced Thermal Sciences Corporation Delaware Advanced Thermal Sciences Taiwan Corp. Taiwan Aeronautical Radio, Inc. Delaware Aerospace Lighting Corporation New York Air Routing Inte
November 26, 2018	EX-10.I-2	Rockwell Collins’ Master Trust, as amended, incorporated by reference to Exhibit 10-i-2 to Rockwell Collins’ Annual Report on Form 10-K (Commission file number 0001-16445) for the fiscal year ended September 30, 2007; Amendment No. 1 to Rockwell Collins’ Master Trust, as amended, incorporated by reference to Exhibit 10-i-2 to Rockwell Collins’ Annual Report on Form 10-K/A (Commission file number 0001-16445) for the fiscal year ended September 30, 2018; Amendment No. 2 to Rockwell Collins’ Master Trust, as amended; and Amendment No.3 to Rockwell Collins’ Master Trus Exhibit 10.i.2 ROCKWELL COLLINS, INC. APPROVAL OF AMENDMENT #1 to the ROCKWELL COLLINS MASTER TRUST - DEFERRED COMPENSATION AND NON-QUALIFIED SAVINGS AND NON-QUALIFIED PENSION PLANS (as Amended and Restated effective October 11, 2007) The undersigned, Laura A. Patterson, Vice President, Global Total Rewards & Labor Strategy, Rockwell Collins, Inc. (the “Company”), for and on behalf of the Company
November 26, 2018	EX-10.H-3	Rockwell Collins’ 2005 Non-Qualified Pension Plan, as amended, incorporated by reference to Exhibit 10-h-1 to Rockwell Collins’ Quarterly Report on Form 10-Q (Commission file number 0001-16445) for the quarterly period ended June 30, 2012; Amendment No. 1 to Rockwell Collins’ Non-Qualified Pension Plan, as amended, incorporated by reference to Exhibit 10-h-1 to Rockwell Collins’ Quarterly Report on Form 10-Q (Commission file number 0001-16445) for the quarterly period ended December 31, 2015; Amendment No. 2 to Rockwell Collins’ 2005 Non-Qualified Pension Plan, as amended, incorporated by reference to Exhibit 10-h-3 to Rockwell Collins’ Annual Report on Form 10-K/A (Commission file number 0001-16445) for the fiscal year ended September 30, 2018. Exhibit 10.h.3 ROCKWELL COLLINS, INC. APPROVAL OF AMENDMENT #2 to the ROCKWELL COLLINS 2005 NON-QUALIFIED PENSION PLAN (as Amended and Restated on May 18, 2012) The undersigned, Laura A. Patterson, Vice President, Global Total Rewards & Labor Strategy, Rockwell Collins, Inc. (the “Company”), for and on behalf of the Company and pursuant to the authority provided to me by the Company’s Senior Vice
November 26, 2018	EX-24	Powers of Attorney authorizing certain persons to sign this Annual Report on Form 10-K on behalf of certain directors and officers of the Company. Exhibit 24 POWER OF ATTORNEY I, the undersigned Director of Rockwell Collins, Inc.
November 9, 2018	425	UTX / United Technologies Corp. 425 (Prospectus) 425 1 d662352d425.htm 425 Filed by United Technologies Corporation Pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: Rockwell Collins, Inc. Commission File No. 001-16445 Date: November 9, 2018 THOMSON REUTERS STREETEVENTS \| www.streetevents.com \| Contact Us ©2018 Thomson Reuters. All rights rese
October 31, 2018	EX-99.1	### Exhibit 99.1 Rockwell Collins announces executive changes in Interior Systems, Information Management Services businesses • Dave Nieuwsma named executive vice president and chief operating officer, Interior Systems • LeAnn Ridgeway named vice president and general manager, Information Management Services • Information Management Services to be integrated into Commercial Systems business unit CEDAR
October 31, 2018	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 29, 2018 Rockwell Collins, Inc. (Exact name of registrant as specified in its charter) Delaware 001-16445 52-2314475 (State or other jurisdiction (Commission File Number) (I.R
October 24, 2018	425	UTX / United Technologies Corp. 425 (Prospectus) Filed by United Technologies Corporation Pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: Rockwell Collins, Inc.
September 18, 2018	425	UTX / United Technologies Corp. 425 (Prospectus) 425 Filed by United Technologies Corporation Pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: Rockwell Collins, Inc.
July 27, 2018	EX-99.1	Q3 FY 18 Exhibit 99.1 News Release Rockwell Collins reports 48% increase in third quarter earnings per share CEDAR RAPIDS, Iowa (July 27, 2018) - Rockwell Collins, Inc. (NYSE: COL) today reported sales for the third quarter of fiscal year 2018 of $2.208 billion, a 5% increase from the same period in fiscal year 2017. Third quarter fiscal year 2018 earnings per share were $1.66 compared to $1.12 in the prio
July 27, 2018	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 27, 2018 Rockwell Collins, Inc. (Exact name of registrant as specified in its charter) Delaware 001-16445 52-2314475 (State or other jurisdiction (Commission File Number) (I.R.S.
July 27, 2018	10-Q	COL / Rockwell Collins, Inc. 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) þ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED JUNE 30, 2018 o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number 001-16445 Rockwell Collins, Inc. (Exact name of registrant
July 25, 2018	425	UTX / United Technologies Corp. 425 (Prospectus) 425 Filed by United Technologies Corporation Pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: Rockwell Collins, Inc.
June 27, 2018	11-K	COL / Rockwell Collins, Inc. ROCKWELL COLLINS RETIREMENT SAVINGS PLAN UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 11-K ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended December 31, 2017 ROCKWELL COLLINS Retirement Savings Plan Rockwell Collins, Inc. (Exact name of registrant as specified in its charter) Delaware 52-2314475 (State or other jurisdiction (I.R.S. Employer of incorpo
June 16, 2018	425	UTX / United Technologies Corp. 425 (Prospectus) Filed by United Technologies Corporation Pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: Rockwell Collins, Inc.
May 25, 2018	SD	COL / Rockwell Collins, Inc. FORM SD SD 1 colconflictminerals5252018.htm FORM SD UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD SPECIALIZED DISCLOSURE REPORT Rockwell Collins, Inc. (Exact name of registrant as specified in its charter) Delaware 001-16445 52-2314475 (State or other jurisdiction (Commission File Number) (I.R.S. Employer of incorporation or organization) Identification No.) 400 Collins R
May 25, 2018	EX-1.01	Conflict Minerals Report as required by Items 1.01 and 1.02 of this Form Exhibit 1.01 Rockwell Collins, Inc. Conflict Minerals Report For The Year Ended December 31, 2017 1. Overview This report (the "Report"), for the calendar year ended December 31, 2017, has been prepared by Rockwell Collins (herein after referred to as "Rockwell Collins," the "Company," "we," "us" or "our") pursuant to Rule 13p-1 (the Rule) under the Securities Exchange Act of 1934. The Rule was ad
May 24, 2018	425	UTX / United Technologies Corp. 425 (Prospectus) 425 Filed by United Technologies Corporation Pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: Rockwell Collins, Inc.
April 30, 2018	CORRESP	COL / Rockwell Collins, Inc. CORRESP April 30, 2018 VIA EDGAR SUBMISSION Ms. Cecilia Blye, Chief Office of Global Security Risk U.S. Securities and Exchange Commission Washington, D.C. 20549 Re: Rockwell Collins, Inc. Form 10-K for the Fiscal Year Ended September 30, 2017 Filed November 14, 2017 File No. 1-16445 Dear Ms. Blye, We are writing in response to your letter, dated March 29, 2018, regarding the Annual Report on Form 10-K fi
April 27, 2018	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 27, 2018 Rockwell Collins, Inc. (Exact name of registrant as specified in its charter) Delaware 001-16445 52-2314475 (State or other jurisdiction (Commission File Number) (I.R.S
April 27, 2018	EX-99.1	Q2 FY 18 Exhibit 99.1 News Release Rockwell Collins reports second quarter financial results • Sales increase 62% year-over-year (5% organically) • Earnings per share increase 13% CEDAR RAPIDS, Iowa (April 27, 2018) - Rockwell Collins, Inc. (NYSE: COL) today reported sales for the second quarter of fiscal year 2018 of $2.180 billion, a 62% increase from the same period in fiscal year 2017, or 5% organic gr
April 27, 2018	EX-10.E-1	Rockwell Collins’ Short-term Relocation Benefit to Rockwell Collin’s CEO, CFO and two other executive officers, incorporated by reference to Exhibit 10-e-1 to Rockwell Collins’ Quarterly Report on Form 10-Q (Commission file number 0001-16445) for the quarterly period ended March 31, 2018 Exhibit 10.e.1 Form of Short-term Relocation Benefit provided to and executed by the Chief Executive Officer, Chief Financial Officer and Two Other Executive Officers March 19, 2018 Dear [ ]: Concurrent with the move of the integration planning office and your assignment to the Company’s Wellington, Florida office, I am pleased to provide you the following short-term assignment provisions for up t
April 27, 2018	10-Q	COL / Rockwell Collins, Inc. 10-Q (Quarterly Report) 10-Q 1 col3312018x10q.htm 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) þ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED MARCH 31, 2018 o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number 001-16445 Rockwell Collins
April 26, 2018	425	UTX / United Technologies Corp. 425 (Prospectus) 425 Filed by United Technologies Corporation Pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: Rockwell Collins, Inc.
April 5, 2018	CORRESP	COL / Rockwell Collins, Inc. CORRESP CORRESP 1 filename1.htm April 5, 2018 VIA EDGAR SUBMISSION U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Attention: Cecilia Blye, Chief Office of Global Security Risk Re: Rockwell Collins, Inc. 10-K for Fiscal Year Ended September 30, 2017 Filed November 14, 2017 File No. 1-16445 Dear Ms. Blye: This letter acknowledges your commen
March 22, 2018	425	UTX / United Technologies Corp. 425 (Prospectus) 425 1 d553270d425.htm 425 Filed by United Technologies Corporation Pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: Rockwell Collins, Inc. Commission File No. 001-16445 Date: March 22, 2018 THOMSON REUTERS STREETEVENTS \| www.streetevents.com \| Contact Us ©2018 Thomson Reuters. All rights reserv
March 12, 2018	SC 13G/A	COL / Rockwell Collins, Inc. / VANGUARD GROUP INC Passive Investment rockwellcollinsinc.htm - Generated by SEC Publisher for SEC Filing SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 6 )* Name of issuer: Rockwell Collins Inc Title of Class of Securities: Common Stock CUSIP Number: 774341101 Date of Event Which Requires Filing of this Statement: February 28, 2018 Check the appropriate
February 23, 2018	425	UTX / United Technologies Corp. 425 (Prospectus) 425 Filed by United Technologies Corporation Pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: Rockwell Collins, Inc.
February 12, 2018	SC 13G/A	COL / Rockwell Collins, Inc. / VANGUARD GROUP INC Passive Investment rockwellcollinsinc.htm - Generated by SEC Publisher for SEC Filing SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 5 )* Name of issuer: Rockwell Collins Inc Title of Class of Securities: Common Stock CUSIP Number: 774341101 Date of Event Which Requires Filing of this Statement: December 31, 2017 Check the appropriate
February 2, 2018	8-K	Submission of Matters to a Vote of Security Holders Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 2, 2018 (February 1, 2018) Rockwell Collins, Inc. (Exact name of registrant as specified in its charter) Delaware 001-16445 52-2314475 (State or other jurisdiction (
February 2, 2018	S-8	COL / Rockwell Collins, Inc. S-8 Document As filed with the Securities and Exchange Commission on February 2, 2018.
January 26, 2018	425	COL / Rockwell Collins, Inc. 425 (Prospectus) Document Filed by Rockwell Collins, Inc. pursuant to Rule 425 under the Securities Act of 1933 Filer: Rockwell Collins, Inc. Subject Company: Rockwell Collins, Inc. SEC File No.: 001-16445 Date: January 26, 2018 Explanatory Note: The January 24, 2018 CNBC interview with Greg Hayes, UTC Chairman and CEO was posted on the Rockwell Collins Online / UTC Acquisition internal website on January 26, 2018
January 26, 2018	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 26, 2018 Rockwell Collins, Inc . (Exact name of registrant as specified in its charter) Delaware 001-16445 52-2314475 (State or other jurisdiction (Commission File Nu
January 26, 2018	EX-99.1	Q1 FY 18 Exhibit Exhibit 99.1 News Release Rockwell Collins reports first quarter financial results ? Sales increase 69% year-over-year (9% organically) CEDAR RAPIDS, Iowa (January 26, 2018) - Rockwell Collins, Inc. (NYSE: COL) today reported sales for the first quarter of fiscal year 2018 of $2.011 billion, a 69% increase from the same period in fiscal year 2017, or 9% organic growth excluding $716 millio
January 26, 2018	425	UTX / United Technologies Corp. 425 (Prospectus) Filed by United Technologies Corporation Pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: Rockwell Collins, Inc.
January 26, 2018	EX-10.A-1	Form of Performance Share Agreement under Rockwell Collins’ 2015 Long-Term Incentives Plan (referred to above in Exhibit 10.26), incorporated by reference to Exhibit 10-a-1 to Rockwell Collins’ Quarterly Report on Form 10-Q (Commission file number 0001-16445) for the quarterly period ended December 31, 2017. Exhibit 10-a-1 ROCKWELL COLLINS, INC. 2015 LONG-TERM INCENTIVES PLAN PERFORMANCE SHARE AGREEMENT (2018-2020) Grant Date: November 13, 2017 We are pleased to confirm that, as a key employee of Rockwell Collins, Inc. (“Rockwell Collins” or the “Company”) or one of its subsidiaries, you have been granted performance shares denominated in shares of the Company’s common stock. You have been granted the
January 26, 2018	EX-10.A-2	Form of Restricted Stock Unit Agreement under Rockwell Collins’ 2015 Long-Term Incentives Plan (referred to above in Exhibit 10.26), incorporated by reference to Exhibit 10-a-2 to Rockwell Collins’ Quarterly Report on Form 10-Q (Commission file number 0001-16445) for the quarterly period ended December 31, 2017. Exhibit 10-a-2 ROCKWELL COLLINS, INC. 2015 LONG-TERM INCENTIVES PLAN RESTRICTED STOCK UNIT AWARD AGREEMENT Date: November 13, 2017 (the “Grant Date”) Rockwell Collins, Inc. (the “Company”) hereby grants you an award of Restricted Stock Units (“RSUs”) subject to the Company’s 2015 Long-Term Incentives Plan (the “Plan”) in accordance with Section 4(d) and Section 6 of the Plan. The number of RSUs gr
January 26, 2018	EX-10.F-1	Rockwell Collins’ 2005 Deferred Compensation Plan, as amended and restated as of June 27, 2017, incorporated by reference to Exhibit 10-f-1 to Rockwell Collins’ Quarterly Report on Form 10-Q (Commission file number 0001-16445) for the quarterly period ended June 30, 2017; Amendment No. 1 to Rockwell Collins’ 2005 Deferred Compensation Plan, incorporated by reference to Exhibit 10-f-1 to Rockwell Collins’ Quarterly Report on Form 10-Q (Commission file number 0001-16445) for the quarterly period ended December 31, 2017; Amendment No. 2 to Rockwell Collins’ 2005 Deferred Compensation Plan, as amended, incorporated by reference to Exhibit 10-f-6 to Rockwell Collins’ Annual Report on Form 10-K/A (Commission file number 0001-16445) for the fiscal year ended September 30, 2018. Exhibit 10-f-1 ROCKWELL COLLINS, INC. APPROVAL OF AMENDMENT #1 to the ROCKWELL COLLINS 2005 DEFERRED COMPENSATION PLAN (as Amended and Restated effective June 27, 2017) The undersigned, Laura A. Patterson, Vice President, Total Rewards & Labor Strategy, Rockwell Collins, Inc. (the “Company”), for and on behalf of the Company and pursuant to the authority provided to me by the Senior Vice President
January 26, 2018	EX-10.G-1	Amendment No. 2 to the Company's 2005 Non-Qualified Retirement Savings Plan Exhibit 10-g-1 ROCKWELL COLLINS, INC. APPROVAL OF AMENDMENT #2 to the ROCKWELL COLLINS 2005 NON-QUALIFIED RETIREMENT SAVINGS PLAN (as Amended and Restated effective December 17, 2010) The undersigned, Laura A. Patterson, Vice President, Total Rewards, Rockwell Collins, Inc. (the “Company”), for and on behalf of the Company and pursuant to the authority provided to me by the Company’s Senior Vice P
January 26, 2018	10-Q	COL / Rockwell Collins, Inc. 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) þ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED DECEMBER 31, 2017 o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number 001-16445 Rockwell Collins, Inc. (Exact name of regist
January 12, 2018	425	COL / Rockwell Collins, Inc. 425 (Prospectus) Document Filed by Rockwell Collins, Inc. pursuant to Rule 425 under the Securities Act of 1933 Filer: Rockwell Collins, Inc. Subject Company: Rockwell Collins, Inc. SEC File No.: 001-16445 Date: January 12, 2018 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date
January 12, 2018	8-K	Submission of Matters to a Vote of Security Holders Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 12, 2018 (January 11, 2018) Rockwell Collins, Inc. (Exact name of registrant as specified in its charter) Delaware 001-16445 52-2314475 (State or other jurisdiction (
January 11, 2018	425	UTX / United Technologies Corp. (Prospectus) Filed by United Technologies Corporation Pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: Rockwell Collins, Inc.
January 11, 2018	425	COL / Rockwell Collins, Inc. 425 (Prospectus) Document Filed by Rockwell Collins, Inc. pursuant to Rule 425 under the Securities Act of 1933 Filer: Rockwell Collins, Inc. Subject Company: Rockwell Collins, Inc. SEC File No.: 001-16445 Date: January 11, 2018 The following communication was posted on the Rockwell Collins Online / UTC Acquisition internal website on January 11, 2018. Rockwell Collins? shareowners approve proposed acquisition by
January 11, 2018	425	COL / Rockwell Collins, Inc. 425 (Prospectus) Document Filed by Rockwell Collins, Inc. pursuant to Rule 425 under the Securities Act of 1933 Filer: Rockwell Collins, Inc. Subject Company: Rockwell Collins, Inc. SEC File No.: 001-16445 Date: January 11, 2018 The following communication was sent to Rockwell Collins employees via email on January 11, 2018. Jan. 11, 2018 Team, This morning, our shareowners overwhelmingly approved the proposal for
January 11, 2018	425	COL / Rockwell Collins, Inc. 425 (Prospectus) Document Filed by Rockwell Collins, Inc. pursuant to Rule 425 under the Securities Act of 1933 Filer: Rockwell Collins, Inc. Subject Company: Rockwell Collins, Inc. SEC File No.: 001-16445 Date: January 11, 2018 The following news release was shared on January 11, 2018. Rockwell Collins? shareowners vote overwhelmingly in favor of acquisition by UTC CEDAR RAPIDS, Iowa (Jan. 11, 2018) - Rockwell Co
December 29, 2017	8-K	Other Events 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 29, 2017 Rockwell Collins, Inc. (Exact name of Registrant as specified in its charter) Delaware 52-2314475 (State or other jurisdiction of incorporation) (I.R.S. Employer
December 29, 2017	425	COL / Rockwell Collins, Inc. 8-K (Prospectus) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 29, 2017 Rockwell Collins, Inc. (Exact name of Registrant as specified in its charter) Delaware 52-2314475 (State or other jurisdiction of incorporation) (I.R.S. Employer Ide
December 26, 2017	425	COL / Rockwell Collins, Inc. 425 (Prospectus) 425 Filed by Rockwell Collins, Inc. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-6 under the Securities Exchange Act of 1934 Filer: Rockwell Collins, Inc. Subject Company: Rockwell Collins, Inc. SEC File No.: 001-16445 Date: December 26, 2017 December 26, 2017 Dear Shareowner: According to our latest records, we have not yet received your proxy materi
December 21, 2017	425	COL / Rockwell Collins, Inc. 425 (Prospectus) Document Filed by Rockwell Collins, Inc. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-6 under the Securities Exchange Act of 1934 Filer: Rockwell Collins, Inc. Subject Company: Rockwell Collins, Inc. SEC File No.: 001-16445 Date: December 21, 2017 The following arcticle was posted to the Company's intranet site: Be careful to keep your proxies straigh
December 19, 2017	425	COL / Rockwell Collins, Inc. 425 (Prospectus) 425 1 a425reminderletterx121917.htm 425 Filed by Rockwell Collins, Inc. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-6 under the Securities Exchange Act of 1934 Filer: Rockwell Collins, Inc. Subject Company: Rockwell Collins, Inc. SEC File No.: 001-16445 Date: December 19, 2017 December 19, 2017 Dear Shareowners: We previously provided you with proxy
December 14, 2017	DEFA14A	COL / Rockwell Collins, Inc. DEFA14A DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2))
December 14, 2017	DEF 14A	COL / Rockwell Collins, Inc. DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) þ Filed by the Registrant ¨ Filed by a Party other than the Registrant Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, For Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) þ Defini
December 11, 2017	425	COL / Rockwell Collins, Inc. 425 (Prospectus) Document Filed by Rockwell Collins, Inc. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Filer: Rockwell Collins, Inc. Subject Company: Rockwell Collins, Inc. SEC File No.: 001-16445 Date: December 11, 2017 Rockwell Collins announces special shareowner meeting on January 11, 2018 CEDAR RAPIDS, Iowa (Dec. 11, 2
December 11, 2017	425	COL / Rockwell Collins, Inc. 425 (Prospectus) Document Filed by Rockwell Collins, Inc. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Filer: Rockwell Collins, Inc. Subject Company: Rockwell Collins, Inc. SEC File No.: 001-16445 Date: December 11, 2017 The following article was posted on the company's intranet site today: Date set for shareowner vote rega
December 11, 2017	DEFM14A	COL / Rockwell Collins, Inc. DEFM14A DEFM14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.
December 1, 2017	425	COL / Rockwell Collins, Inc. 425 (Prospectus) Document Filed by Rockwell Collins, Inc. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Filer: Rockwell Collins, Inc. Subject Company: Rockwell Collins, Inc. SEC File No.: 001-16445 Date: December 1, 2017 The following questions and answers were posted on December 1, 2017 for employees at Rockwell Collins on
November 16, 2017	425	UTX / United Technologies Corp. 425 (Prospectus) 425 Filed by United Technologies Corporation Pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: Rockwell Collins, Inc.
November 14, 2017	EX-24	Powers of Attorney authorizing certain persons to sign this Annual Report on Form 10-K on behalf of certain directors and officers of the Company. Exhibit 24 POWER OF ATTORNEY I, the undersigned Director of Rockwell Collins, Inc.
November 14, 2017	EX-21	List of subsidiaries of the Company. EX-21 4 colexhibitx21x9302017.htm LIST OF SUBSIDIARIES OF THE COMPANY Exhibit 21 List of Subsidiaries of Rockwell Collins, Inc. State/Country of Name Incorporation ACCEL (Tianjin) Flight Simulation Co. Ltd. China ADARI Aviation Technology Company Limited China ADB Industries California Advanced Thermal Sciences Corporation Delaware Advanced Thermal Sciences Taiwan Corp. Taiwan Aeronautical Radio,
November 14, 2017	10-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) R ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE FISCAL YEAR ENDED SEPTEMBER 30, 2017 £ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number 001-16445 Rockwell Collins, Inc. (Exact name of registrant as
November 14, 2017	EX-12	Statement re: Computation of Ratio of Earnings to Fixed Charges. Exhibit 12 ROCKWELL COLLINS, INC. COMPUTATION OF RATIO OF EARNINGS TO FIXED CHARGES YEAR ENDED SEPTEMBER 30, 2017 (in millions, except ratio) 2017 2016 2015 2014 2013 Earnings available for fixed charges: Income from continuing operations before income taxes $ 931 $ 935 $ 962 $ 882 $ 865 Add / (Deduct): Earnings from equity affiliates, net of distributions 3 3 1 14 (3 ) 934 938 963 896 862 Add fix
November 14, 2017	EX-10.N-2	Schedule identifying executives of the Company who are party to a Change of Control Agreement, filed as Exhibit 10-n-2 to the Company’s Form 10-K for the year ended September 30, 2017, is incorporated herein by reference. Exhibit 10-n-2 Schedule of Executives of the Company who are a party to the Change of Control Agreement: Three-Year Agreement 1.
November 3, 2017	8-K	Rockwell Collins 8-K (Current Report/Significant Event) Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 3, 2017 (November 3, 2017) Rockwell Collins, Inc. (Exact name of registrant as specified in its charter) Delaware 001-16445 52-2314475 (State or other jurisdiction (C
October 27, 2017	EX-99.1	(dollars in millions) Q4 FY 17 Interior Systems sales Interior Products and Services $ 421 Aircraft Seating 290 Total Interior Systems sales $ 711 Operating earnings $ 94 Operating margin rate 13.2 % Exhibit Exhibit 99.1 News Release Rockwell Collins reports fourth quarter fiscal year 2017 financial results ? Cash provided by operating activities for the full year increases 75% (40% organically) ? Full year sales increase 30% (3% organically) CEDAR RAPIDS, Iowa (October 27, 2017) - Rockwell Collins, Inc. (NYSE: COL) today reported sales for the fourth quarter of fiscal year 2017 of $2.193 bill
October 27, 2017	8-K	Rockwell Collins 8-K (Current Report/Significant Event) Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 27, 2017 Rockwell Collins, Inc . (Exact name of registrant as specified in its charter) Delaware 001-16445 52-2314475 (State or other jurisdiction (Commission File Nu
October 26, 2017	425	United Technologies 425 (Prospectus) 425 Filed by United Technologies Corporation Pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: Rockwell Collins, Inc.
October 10, 2017	EX-99.1	B/E AEROSPACE, INC. Condensed Consolidated Financial Statements for the Quarter Ended March 31, 2017 B/E AEROSPACE, INC. Table of Contents Page Condensed Consolidated Financial Statements (Unaudited) Condensed Consolidated Balance Sheets as of March EX-99.1 Exhibit 99.1 B/E AEROSPACE, INC. Condensed Consolidated Financial Statements for the Quarter Ended March 31, 2017 (Unaudited) B/E AEROSPACE, INC. Table of Contents Page Condensed Consolidated Financial Statements (Unaudited) Condensed Consolidated Balance Sheets as of March 31, 2017 and December 31, 2016 3 Condensed Consolidated Statements of Earnings and Comprehensive Income for the Three
October 10, 2017	8-K	Rockwell Collins 8-K (Current Report/Significant Event) 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 10, 2017 Rockwell Collins, Inc. (Exact name of Registrant as specified in its charter) Delaware 52-2314475 (State or other jurisdiction of incorporation) (I.R.S. Employer
September 16, 2017	425	United Technologies 425 (Prospectus) 425 Filed by United Technologies Corporation Pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: Rockwell Collins, Inc.
September 14, 2017	425	United Technologies 425 (Prospectus) 425 Filed by United Technologies Corporation Pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: Rockwell Collins, Inc.
September 12, 2017	425	Rockwell Collins 425 (Prospectus) 425 Filed by Rockwell Collins, Inc. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Filer: Rockwell Collins, Inc. Subject Company: Rockwell Collins, Inc. SEC File No.: 001-16445 Date: September 12, 2017 + Leader meeting September 12, 2017 Kelly Ortberg, Chairman, President & CEO 1 \| ? 2017 Rockwell Collins. Al
September 8, 2017	425	Rockwell Collins 425 (Prospectus) 425 Filed by Rockwell Collins, Inc. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Filer: Rockwell Collins, Inc. Subject Company: Rockwell Collins, Inc. SEC File No.: 001-16445 Date: September 8, 2017 The following is correspondence sent from Rockwell Collins to certain EuMEA Leaders. Dear EuMEA leaders, Yest
September 6, 2017	425	Rockwell Collins 425 (Prospectus) 425 Filed by Rockwell Collins, Inc. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Filer: Rockwell Collins, Inc. Subject Company: Rockwell Collins, Inc. SEC File No.: 001-16445 Date: September 6, 2017 United Technologies? planned acquisition of Rockwell Collins Q&A for Rockwell Collins employees who participa
September 6, 2017	425	Rockwell Collins 425 (Prospectus) 425 Filed by Rockwell Collins, Inc. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Filer: Rockwell Collins, Inc. Subject Company: Rockwell Collins, Inc. SEC File No.: 001-16445 Date: September 6, 2017 United Technologies? planned acquisition of Rockwell Collins Q&A for Rockwell Collins employees who participa
September 6, 2017	425	United Technologies 425 (Prospectus) Filed by United Technologies Corporation Pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: Rockwell Collins, Inc.
September 6, 2017	425	Rockwell Collins 425 (Prospectus) 425 Filed by Rockwell Collins, Inc. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Filer: Rockwell Collins, Inc. Subject Company: Rockwell Collins, Inc. SEC File No.: 001-16445 Date: September 6, 2017 United Technologies? planned acquisition of Rockwell Collins Q&A for Rockwell Collins employees with deferred
September 6, 2017	425	United Technologies 425 (Prospectus) 425 Filed by United Technologies Corporation Pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: Rockwell Collins, Inc.
September 6, 2017	8-K	Entry into a Material Definitive Agreement, Financial Statements and Exhibits 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 6, 2017 (September 4, 2017) Rockwell Collins, Inc. (Exact name of Registrant as specified in its charter) Delaware 52-2314475 (State or other jurisdiction of incorporati
September 6, 2017	EX-2.1	Agreement and Plan of Merger, dated as of September 4, 2017, by and among United Technologies Corporation, Riveter Merger Sub Corp. and Rockwell Collins, Inc., filed as Exhibit 2.1 to the Company’s Form 8-K dated September 6, 2017, is incorporated herein by reference. EX-2.1 Exhibit 2.1 EXECUTION VERSION AGREEMENT AND PLAN OF MERGER By and Among UNITED TECHNOLOGIES CORPORATION RIVETER MERGER SUB CORP. and ROCKWELL COLLINS, INC. Dated as of September 4, 2017 TABLE OF CONTENTS Page ARTICLE I THE MERGER Section 1.1 The Merger 1 Section 1.2 The Closing 1 Section 1.3 Effective Time 1 Section 1.4 Certificate of Incorporation; Bylaws 2 Section 1.5 Board of Directors;
September 6, 2017	EX-2.1	Agreement and Plan of Merger, dated as of September 4, 2017, by and among United Technologies Corporation, Riveter Merger Sub Corp. and Rockwell Collins, Inc.* EX-2.1 Exhibit 2.1 EXECUTION VERSION AGREEMENT AND PLAN OF MERGER By and Among UNITED TECHNOLOGIES CORPORATION RIVETER MERGER SUB CORP. and ROCKWELL COLLINS, INC. Dated as of September 4, 2017 TABLE OF CONTENTS Page ARTICLE I THE MERGER Section 1.1 The Merger 1 Section 1.2 The Closing 1 Section 1.3 Effective Time 1 Section 1.4 Certificate of Incorporation; Bylaws 2 Section 1.5 Board of Directors;
September 6, 2017	425	Rockwell Collins 8-K (Prospectus) 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 6, 2017 (September 4, 2017) Rockwell Collins, Inc. (Exact name of Registrant as specified in its charter) Delaware 52-2314475 (State or other jurisdiction of incorporati
September 6, 2017	425	United Technologies 8-K (Prospectus) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 4, 2017 UNITED TECHNOLOGIES CORPORATION (Exact name of registrant as specified in its charter) Delaware 1-812 06-0570975 (State or other jurisdiction of incorporation) (Comm
September 6, 2017	EX-2.1	Agreement and Plan of Merger, dated as of September 4, 2017, by and among United Technologies Corporation, Riveter Merger Sub Corp. and Rockwell Collins, Inc.* EX-2.1 Exhibit 2.1 EXECUTION VERSION AGREEMENT AND PLAN OF MERGER By and Among UNITED TECHNOLOGIES CORPORATION RIVETER MERGER SUB CORP. and ROCKWELL COLLINS, INC. Dated as of September 4, 2017 TABLE OF CONTENTS Page ARTICLE I THE MERGER Section 1.1 The Merger 1 Section 1.2 The Closing 1 Section 1.3 Effective Time 1 Section 1.4 Certificate of Incorporation; Bylaws 2 Section 1.5 Board of Directors;
September 6, 2017	425	Rockwell Collins 425 (Prospectus) Filed by Rockwell Collins, Inc. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Filer: Rockwell Collins, Inc. Subject Company: Rockwell Collins, Inc. SEC File No.: 001-16445 Date: September 6, 2017 United Technologies? planned acquisition of Rockwell Collins Q&A for Rockwell Collins employees with equity based
September 5, 2017	425	United Technologies 425 (Prospectus) 425 Filed by United Technologies Corporation Pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: Rockwell Collins, Inc.
September 5, 2017	425	United Technologies 425 (Prospectus) Filed by United Technologies Corporation Pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: Rockwell Collins, Inc.
September 5, 2017	425	United Technologies 425 (Prospectus) 425 1 d439604d425.htm 425 Filed by United Technologies Corporation Pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: Rockwell Collins, Inc. Commission File No. 001-16445 Date: September 5, 2017 The following communications were made available by United Technologies Corporation on Twitter: Tweet:
September 5, 2017	425	Rockwell Collins 425 (Prospectus) 425 Filed by Rockwell Collins, Inc. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Filer: Rockwell Collins, Inc. Subject Company: Rockwell Collins, Inc. SEC File No.: 001-16445 Date: September 5, 2017 Sept. 4, 2017 Rockwell Collins managers, This evening we announced an agreement whereby United Technologies C
September 5, 2017	425	Rockwell Collins 425 (Prospectus) 425 Filed by Rockwell Collins, Inc. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Filer: Rockwell Collins, Inc. Subject Company: Rockwell Collins, Inc. SEC File No.: 001-16445 Date: September 5, 2017 Rockwell Collins - Home Page 2 of 10 Rockwell Collins Rockwell Collins @rockwellcollins Home About Photos Pos
September 5, 2017	425	Rockwell Collins 425 (Prospectus) 425 Filed by Rockwell Collins, Inc. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Filer: Rockwell Collins, Inc. Subject Company: Rockwell Collins, Inc. SEC File No.: 001-16445 Date: September 5, 2017 Rockwell Collins Aviation & Aerospace? Cedar Rapids, Iowa? 81,782 followers Follow See jobs 1 person form you
September 5, 2017	425	Rockwell Collins 425 (Prospectus) 425 Filed by Rockwell Collins, Inc. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Filer: Rockwell Collins, Inc. Subject Company: Rockwell Collins, Inc. SEC File No.: 001-16445 Date: September 5, 2017 Sept. 4, 2017 Additional resources As Kelly Ortberg, our chairman, president and CEO, announced earlier today
September 5, 2017	425	Rockwell Collins 425 (Prospectus) 425 Filed by Rockwell Collins, Inc. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Filer: Rockwell Collins, Inc. Subject Company: Rockwell Collins, Inc. SEC File No.: 001-16445 Date: September 5, 2017 Rockwell Collins to be acquired by United Technologies: What you need to know 9/4/2017 Kelly Ortberg, chairma
September 5, 2017	425	Rockwell Collins 425 (Prospectus) 425 Filed by Rockwell Collins, Inc. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Filer: Rockwell Collins, Inc. Subject Company: Rockwell Collins, Inc. SEC File No.: 001-16445 Date: September 5, 2017 SUPPLIER TALKING POINTS ? United Technologies and Rockwell Collins announced they have reached an agreement w
September 5, 2017	425	Rockwell Collins 425 (Prospectus) Filed by Rockwell Collins, Inc. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Filer: Rockwell Collins, Inc. Subject Company: Rockwell Collins, Inc. SEC File No.: 001-16445 Date: September 5, 2017 ELECTED OFFICIALS / COMMUNITY LEADERS EMAIL Dear [Name]: As a valued stakeholder, I want to make you aware that R
September 5, 2017	425	Rockwell Collins 425 (Prospectus) 425 Filed by Rockwell Collins, Inc. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Filer: Rockwell Collins, Inc. Subject Company: Rockwell Collins, Inc. SEC File No.: 001-16445 Date: September 5, 2017 CUSTOMER TALKING POINTS ? United Technologies and Rockwell Collins announced they have reached an agreement w
September 5, 2017	425	Rockwell Collins 425 (Prospectus) 425 Filed by Rockwell Collins, Inc. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Filer: Rockwell Collins, Inc. Subject Company: Rockwell Collins, Inc. SEC File No.: 001-16445 Date: September 5, 2017 Sept. 4, 2017 Additional resources Team, I?m excited to announce the next major step in our company?s future.
September 5, 2017	425	Rockwell Collins 425 (Prospectus) 425 Filed by Rockwell Collins, Inc. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Filer: Rockwell Collins, Inc. Subject Company: Rockwell Collins, Inc. SEC File No.: 001-16445 Date: September 5, 2017 Rockwell Collins @RockwellCollins United Technologies to acquire Rockwell Collins ow.ly/pbL930eUlya 6:36 PM .
September 5, 2017	425	Rockwell Collins 425 (Prospectus) 425 Filed by Rockwell Collins, Inc. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Filer: Rockwell Collins, Inc. Subject Company: Rockwell Collins, Inc. SEC File No.: 001-16445 Date: September 5, 2017 United Technologies? planned acquisition of Rockwell Collins Q&A for Rockwell Collins employees Below are som
September 5, 2017	425	Rockwell Collins 425 (Prospectus) 425 Filed by Rockwell Collins, Inc. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Filer: Rockwell Collins, Inc. Subject Company: Rockwell Collins, Inc. SEC File No.: 001-16445 Date: September 5, 2017 BY THE NUMBERS $67? 68B Pro-forma 2017E sales United Technologies + Rockwell Collins 150+ countries Global se
September 5, 2017	8-K	Rockwell Collins 8-K (Current Report/Significant Event) 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 4, 2017 Rockwell Collins, Inc. (Exact name of Registrant as specified in its charter) Delaware 001-16445 52-2314475 (State or other jurisdiction of incorporation) (Commi
September 5, 2017	EX-99.1	United Technologies To Acquire Rockwell Collins For $30 Billion Combination Creates Premier Aerospace Systems Supplier EX-99.1 Exhibit 99.1 United Technologies To Acquire Rockwell Collins For $30 Billion Combination Creates Premier Aerospace Systems Supplier ? Combined business will be well-positioned to meet rapidly evolving global customer demands ? Highly complementary to existing capabilities ? Enhances innovative systems capabilities and integrated digital product offerings, including avionics, flight control
September 5, 2017	425	Rockwell Collins 8-K (Prospectus) 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 4, 2017 Rockwell Collins, Inc. (Exact name of Registrant as specified in its charter) Delaware 001-16445 52-2314475 (State or other jurisdiction of incorporation) (Commi
September 5, 2017	EX-99.1	United Technologies To Acquire Rockwell Collins For $30 Billion Combination Creates Premier Aerospace Systems Supplier EX-99.1 Exhibit 99.1 United Technologies To Acquire Rockwell Collins For $30 Billion Combination Creates Premier Aerospace Systems Supplier ? Combined business will be well-positioned to meet rapidly evolving global customer demands ? Highly complementary to existing capabilities ? Enhances innovative systems capabilities and integrated digital product offerings, including avionics, flight control
September 5, 2017	425	United Technologies 8-K (Prospectus) 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 4, 2017 UNITED TECHNOLOGIES CORPORATION (Exact name of registrant as specified in its charter) Delaware 1-812 06-0570975 (State or other jurisdiction of incorporation) (
September 5, 2017	EX-99.1	United Technologies To Acquire Rockwell Collins For $30 Billion Combination Creates Premier Aerospace Systems Supplier EX-99.1 Exhibit 99.1 United Technologies To Acquire Rockwell Collins For $30 Billion Combination Creates Premier Aerospace Systems Supplier ? Combined business will be well-positioned to meet rapidly evolving global customer demands ? Highly complementary to existing capabilities ? Enhances innovative systems capabilities and integrated digital product offerings, including avionics, flight control
August 4, 2017	8-K	Regulation FD Disclosure, Financial Statements and Exhibits Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 3, 2017 (August 3, 2017) Rockwell Collins, Inc. (Exact name of registrant as specified in its charter) Delaware 001-16445 52-2314475 (State or other jurisdiction (Commi
August 4, 2017	EX-99.1	### Exhibit Exhibit 99.1 News Release Rockwell Collins to share in five-year, $37.4 billion U.S. Army multiple-award contract vehicle ? Award is for Command, Control, Communications, Computers, Intelligence, Surveillance and Reconnaissance (C4ISR) Services ? Five-year contract will provide Responsive Strategic Sourcing for Services (RS3) and includes a five-year renewable option ANNAPOLIS, Md. (August
July 28, 2017	EX-99.1	(dollars in millions) Q3 FY 17 Interior Systems sales Interior Products and Services $ 400 Aircraft Seating 295 Total Interior Systems sales $ 695 Operating earnings $ 80 Operating margin rate 11.5 % Exhibit Exhibit 99.1 News Release Rockwell Collins reports third quarter financial results ? Sales increase 57% year-over-year (5% growth excluding the B/E Aerospace acquisition) ? Cash provided by operating activities for the first nine months of 2017 improves 87% CEDAR RAPIDS, Iowa (July 28, 2017) - Rockwell Collins, Inc. (NYSE: COL) today reported sales for the third quarter of fiscal year 2017
July 28, 2017	8-K	Rockwell Collins 8-K (Current Report/Significant Event) Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 28, 2017 Rockwell Collins, Inc . (Exact name of registrant as specified in its charter) Delaware 001-16445 52-2314475 (State or other jurisdiction (Commission File Numbe
July 28, 2017	EX-10.A-1	Restricted Stock Unit Agreement for Werner Lieberherr dated November 15, 2016 Exhibit 10-a-1 B/E AEROSPACE, INC. 2005 LONG-TERM INCENTIVE PLAN RESTRICTED STOCK UNIT AWARD AGREEMENT THIS RESTRICTED STOCK UNIT AWARD AGREEMENT (the “Award Agreement”) is made effective as of November 15, 2016 (the “Date of Grant”) between B/E Aerospace, Inc., a Delaware corporation (the “Company”), and Werner Lieberherr (the “Participant”). Capitalized terms not otherwise defined herein shall h
July 28, 2017	EX-10.E-1	Employment Agreement for Werner Lieberherr dated as of October 21, 2016, filed as Exhibit 10-e-1 to the Company’s Form 10-Q for the quarter ended June 30, 2017, is incorporated herein by reference. Exhibit 10-e-1 EMPLOYMENT AGREEMENT This Employment Agreement (this ?Agreement?) is entered into October 21, 2016, by and between Rockwell Collins, Inc.
July 28, 2017	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) þ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED JUNE 30, 2017 o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number 001-16445 Rockwell Collins, Inc. (Exact name of registrant
July 28, 2017	EX-10.E-2	Death Benefit Agreement dated November 30, 2012, between B/E Aerospace, Inc. and Werner Lieberherr, filed as Exhibit 10-e-2 to the Company’s Form 10-Q for the quarter ended June 30, 2017, is incorporated herein by reference. Exhibit 10-e-2 EXECUTION COPY DEATH BENEFIT AGREEMENT This Death Benefit Agreement (the ?Agreement?) is entered into this 30th day of November, 2012, by and between B/E AEROSPACE, INC.
July 28, 2017	EX-10.F-1	Rockwell Collins’ 2005 Deferred Compensation Plan, as amended and restated as of June 27, 2017, incorporated by reference to Exhibit 10-f-1 to Rockwell Collins’ Quarterly Report on Form 10-Q (Commission file number 0001-16445) for the quarterly period ended June 30, 2017 Exhibit 10-f-1 ROCKWELL COLLINS 2005 DEFERRED COMPENSATION PLAN Amended and Restated June 27, 2017 AMENDED AND RESTATED ROCKWELL COLLINS 2005 DEFERRED COMPENSATION PLAN The purpose of this Plan is to provide certain specified benefits to a select group of management and highly compensated employees who contribute materially to the continued growth, development and future business success of Rockwell Collins, Inc.
July 28, 2017	EX-10.A-2	Restricted Stock Unit Cash Replacement Letter for Werner Lieberherr dated April 17, 2017, filed as Exhibit 10-a-2 to the Company’s Form 10-Q for the quarter ended June 30, 2017, is incorporated herein by reference. Exhibit 10-a-2 April 17, 2017 Werner Lieberherr EVP & COO, Interior Systems Dear Werner: Welcome to Rockwell Collins! As you know, B/E granted you 67,282 of restricted stock units (?RSUs?) on November 15, 2016.
June 27, 2017	11-K	Rockwell Collins ROCKWELL COLLINS RETIREMENT SAVINGS PLAN UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 11-K ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended December 31, 2016 ROCKWELL COLLINS Retirement Savings Plan Rockwell Collins, Inc. (Exact name of registrant as specified in its charter) Delaware 52-2314475 (State or other jurisdiction (I.R.S. Employer of incorpo
June 2, 2017	8-K	Rockwell Collins 8-K (Current Report/Significant Event) Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 2, 2017 (May 24, 2017) Rockwell Collins, Inc. (Exact name of registrant as specified in its charter) Delaware 001-16445 52-2314475 (State or other jurisdiction (Commissio
May 26, 2017	SD	Rockwell Collins FORM SD Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD SPECIALIZED DISCLOSURE REPORT Rockwell Collins, Inc . (Exact name of registrant as specified in its charter) Delaware 001-16445 52-2314475 (State or other jurisdiction (Commission File Number) (I.R.S. Employer of incorporation or organization) Identification No.) 400 Collins Road NE Cedar Rapids, Iowa 52498 (A
May 26, 2017	EX-1.01	Rockwell Collins, Inc. Conflict Minerals Report For The Year Ended December 31, 2016 Exhibit Exhibit 1.01 Rockwell Collins, Inc. Conflict Minerals Report For The Year Ended December 31, 2016 1.0 Overview This report (the "Report"), for the calendar year ended December 31, 2016, has been prepared by Rockwell Collins (herein after referred to as "Rockwell Collins," the "Company," "we," "us" or "our") pursuant to Rule 13p-1 (the Rule) under the Securities Exchange Act of 1934. The Ru
April 21, 2017	8-K	Rockwell Collins 8-K (Current Report/Significant Event) Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 21, 2017 Rockwell Collins, Inc . (Exact name of registrant as specified in its charter) Delaware 001-16445 52-2314475 (State or other jurisdiction (Commission File Numb
April 21, 2017	EX-99.1	Q2 FY 17 Exhibit Exhibit 99.1 News Release Rockwell Collins reports second quarter financial results and provides updated fiscal year 2017 financial guidance ? The acquisition of B/E Aerospace closes, a new Interior Systems segment created ? Sales and free cash flow guidance raised CEDAR RAPIDS, Iowa (April 21, 2017) - Rockwell Collins, Inc. (NYSE: COL) today reported sales for the second quarter of fiscal
April 21, 2017	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) þ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED MARCH 31, 2017 o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number 001-16445 Rockwell Collins, Inc. (Exact name of registran
April 21, 2017	EX-10.H-1	Amendment No. 1 to the Company’s Non-Qualified Pension Plan, as amended, filed as Exhibit 10-h-1 to the Company’s Form 10-Q for the quarter ended March 31, 2017, is incorporated herein by reference. Exhibit 10-h-1 ROCKWELL COLLINS, INC. APPROVAL OF SECOND AMENDMENT TO THE ROCKWELL COLLINS NON-QUALIFIED PENSION PLAN (as Amended and Restated effective January 1, 2005) The undersigned, Laura A. Patterson, Vice President, Rewards & Labor Strategy, Rockwell Collins, Inc. (the ?Company?), for and on behalf of the Company and pursuant to the authority provided to me by the Company?s Senior Vice Pres
April 21, 2017	EX-10.A-1	Form of Performance Share Agreement under the Company’s 2015 Long-Term Incentives Plan, filed as Exhibit 10-a-1 to the Company’s Form 10-Q for the quarter ended March 31, 2017, is incorporated herein by reference. Exhibit 10-a-1 ROCKWELL COLLINS, INC. 2015 LONG-TERM INCENTIVES PLAN PERFORMANCE SHARE AGREEMENT (2017-2019) Grant Date: We are pleased to confirm that, as a key employee of Rockwell Collins, Inc. (?Rockwell Collins? or the ?Company?) or one of its subsidiaries, you have been granted performance shares denominated in shares of the Company?s common stock. You have been granted the number of target
April 19, 2017	8-K/A	Submission of Matters to a Vote of Security Holders Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K/A CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 19, 2017 (February 2, 2017) Rockwell Collins, Inc. (Exact name of registrant as specified in its charter) Delaware 001-16445 52-2314475 (State or other jurisdiction (C
April 13, 2017	EX-24	EX-24 POWER OF ATTORNEY I, John T. Whates, appoint Patrick E. Allen, Robert J. Perna, Vaughn M. Klopfenstein and Joshua A. Mullin, signing singly, attorney-in-fact to: (1) Execute on my behalf and in my capacity as an officer and/or director of Rockwell Collins, Inc., a Delaware corporation (the Company), Forms 3, 4, 5 and Form ID (the Form or Forms) in accordance with Section 16(a) of the Securities Ex
April 13, 2017	EX-24	EX-24 POWER OF ATTORNEY I, Werner Lieberherr, appoint Patrick E. Allen, Robert J. Perna, Vaughn M. Klopfenstein and Joshua A. Mullin, signing singly, attorney-in-fact to: (1) Execute on my behalf and in my capacity as an officer and/or director of Rockwell Collins, Inc., a Delaware corporation (the Company), Forms 3, 4, 5 and Form ID (the Form or Forms) in accordance with Section 16(a) of the Securities
April 13, 2017	EX-99.2	December 31, Exhibit 99.2 INDEX TO CONSOLIDATED FINANCIAL STATEMENTS AND SCHEDULE Page Report of Independent Registered Public Accounting Firm F-2 Consolidated Financial Statements: Consolidated Balance Sheets, December 31, 2016 and 2015 F-3 Consolidated Statements of Earnings and Comprehensive Income for the Years Ended December 31, 2016, 2015 and 2014 F-4 Consolidated Statements of Stockholders? Equity for t
April 13, 2017	EX-99.1	### Exhibit 99.1 News Release Rockwell Collins completes acquisition of B/E Aerospace ? Strengthens Rockwell Collins? position as a leading provider of cockpit and cabin interior solutions ? Diversifies product offerings for aerospace and defense, broadens core business and accelerates growth strategy CEDAR RAPIDS, Iowa (April 13, 2017) - Rockwell Collins, Inc. (NYSE: COL) today announced it has succe
April 13, 2017	8-K	Rockwell Collins 8-K (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 13, 2017 Rockwell Collins, Inc. (Exact name of registrant as specified in its charter) Delaware 001-16445 52-2314475 (State or other jurisdiction (Commission File Number) (I.R.S
April 13, 2017	EX-24	EX-24 POWER OF ATTORNEY I, Werner Lieberherr, appoint Patrick E. Allen, Robert J. Perna, Vaughn M. Klopfenstein and Joshua A. Mullin, signing singly, attorney-in-fact to: (1) Execute on my behalf and in my capacity as an officer and/or director of Rockwell Collins, Inc., a Delaware corporation (the Company), Forms 3, 4, 5 and Form ID (the Form or Forms) in accordance with Section 16(a) of the Securities
April 13, 2017	EX-24	EX-24 POWER OF ATTORNEY I, Andrew J. Policano, appoint Patrick E. Allen, Robert J. Perna, Vaughn M. Klopfenstein and Joshua A. Mullin, signing singly, attorney-in-fact to: (1) Execute on my behalf and in my capacity as a director of Rockwell Collins, Inc., a Delaware corporation (the Company), Forms 3, 4 and 5 (the Form or Forms) in accordance with Section 16(a) of the Securities Exchange Act of 1934 (t
April 13, 2017	EX-24	EX-24 POWER OF ATTORNEY I, Richard G. Hamermesh, appoint Patrick E. Allen, Robert J. Perna, Vaughn M. Klopfenstein and Joshua A. Mullin, signing singly, attorney-in-fact to: (1) Execute on my behalf and in my capacity as a director of Rockwell Collins, Inc., a Delaware corporation (the Company), Forms 3, 4 and 5 (the Form or Forms) in accordance with Section 16(a) of the Securities Exchange Act of 1934
April 10, 2017	EX-4.1	Second Supplemental Indenture, dated as of April 10, 2017, between the Company, as Issuer, and The Bank of New York Mellon Trust Company, N.A., as Trustee, filed as Exhibit 4.1 to the Company’s Form 8-K dated April 10, 2017, is incorporated herein by reference. Exhibit SECOND SUPPLEMENTAL INDENTURE Dated as of April 10, 2017 to INDENTURE Dated as of November 1, 2001 by and between ROCKWELL COLLINS, INC.
April 10, 2017	8-K	Rockwell Collins 8-K (Current Report/Significant Event) Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): April 10, 2017 (April 10, 2017) Rockwell Collins, Inc.
March 30, 2017	EX-99	Rockwell Collins Announces Pricing of Senior Notes Offering Exhibit Rockwell Collins Announces Pricing of Senior Notes Offering CEDAR RAPIDS, Iowa (March 28, 2017) - Rockwell Collins, Inc.
March 30, 2017	8-K	Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): March 30, 2017 (March 28, 2017) Rockwell Collins, Inc.
March 30, 2017	EX-1	Underwriting Agreement, dated March 28, 2017, between the Company and J.P. Morgan Securities LLC, Citigroup Global Markets Inc. and Wells Fargo Securities, LLC, as representatives of the several Underwriters named in Schedule 1 to the Underwriting Agreement, filed as Exhibit 1 to the Company's Form 8-K dated March 28, 2017, is incorporated herein by reference. Exhibit Execution Version UNDERWRITING AGREEMENT $4,650,000,000 ROCKWELL COLLINS, INC.
March 30, 2017	424B5	CALCULATION OF REGISTRATION FEE Title of each class of securities to be registered Proposed Maximum Aggregate Offering Price Amount of Registration Fee(1) 1.950% Notes due 2019 $300,000,000 $34,770 2.800% Notes due 2022 $1,100,000,000 $127,490 3.200% Use these links to rapidly review the document TABLE OF CONTENTS TABLE OF CONTENTS Table of Contents Filed Pursuant to Rule 424(b)(5) Registration No.
March 29, 2017	FWP	Rockwell Collins, Inc. Pricing Term Sheet March 28, 2017 FWP 1 a17-34744fwp.htm FWP Filed Pursuant to Rule 433 Registration No. 333-216736 March 28, 2017 Rockwell Collins, Inc. Pricing Term Sheet March 28, 2017 Issuer: Rockwell Collins, Inc. (the “Company”) Ratings*: Moody’s: Baa2 (stable) / S&P: BBB (stable) / Fitch: BBB (stable) Trade Date: March 28, 2017 Settlement Date: April 10, 2017 (T+9) Title: 1.950% Notes due 2019 2.800% Notes due 2022 3.200% N
March 29, 2017	425	Rockwell Collins 425 (Prospectus) Document Filed by Rockwell Collins, Inc. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-6 under the Securities Exchange Act of 1934 Filer: Rockwell Collins, Inc. Subject Company: B/E Aerospace, Inc. SEC File No.: 0-18348 SEC File No. of Registration Statement on Form S-4 filed by Rockwell Collins, Inc.: 333-214774 Date: February 3, 2017 The following sl
March 28, 2017	424B5	Public offering price(1) Underwriting discount(2) Proceeds, before expenses, to Rockwell Collins, Inc.(1) Per 2019 Note % % % 2019 Notes total $ $ $ Per 2022 Note % % % 2022 Notes total $ $ $ Per 2024 Note % % % 2024 Notes total $ $ $ Per 2027 Note % Use these links to rapidly review the document TABLE OF CONTENTS TABLE OF CONTENTS Table of Contents Filed Pursuant to Rule 424(b)(5) Registration No.
March 16, 2017	S-3ASR	Rockwell Collins S-3ASR Use these links to rapidly review the document TABLE OF CONTENTS Table of Contents As filed with the Securities and Exchange Commission on March 16, 2017 Registration No.
March 16, 2017	EX-23.A	CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Exhibit 23.a CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the incorporation by reference in this Registration Statement on Form S-3 of our reports dated November 15, 2016, relating to the consolidated financial statements of Rockwell Collins, Inc. and its subsidiaries (the ?Company?), and the effectiveness of the Company?s internal control over financial reporting, appear
March 16, 2017	EX-12	ROCKWELL COLLINS, INC. COMPUTATION OF RATIO OF EARNINGS TO FIXED CHARGES (in millions, except ratio) Exhibit 12 ROCKWELL COLLINS, INC. COMPUTATION OF RATIO OF EARNINGS TO FIXED CHARGES (in millions, except ratio) Three Months Ended December 31, Fiscal Year Ended September 30, 2016 2016 2015 2014 2013 2012 Earnings available for fixed charges: Income from continuing operations before income taxes $ 203 $ 935 $ 962 $ 882 $ 865 $ 832 Add / (Deduct): Earnings from equity affiliates, net of distributi
March 16, 2017	EX-25	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE CHECK IF AN APPLICATION TO DETERMINE ELIGIBILITY OF A TRUSTE Exhibit 25 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE CHECK IF AN APPLICATION TO DETERMINE ELIGIBILITY OF A TRUSTEE PURSUANT TO SECTION 305(b)(2) o THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A. (Exact name of trustee as specified in its charter) 95-35
March 16, 2017	EX-23.B	CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Exhibit 23.b CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the incorporation by reference in this Registration Statement on Form S-3 of our reports dated February 28, 2017, relating to the consolidated financial statements and financial statement schedule of B/E Aerospace, Inc., and the effectiveness of B/E Aerospace, Inc.?s internal control over financial reporting, appea
March 16, 2017	8-K	Rockwell Collins 8-K (Current Report/Significant Event) Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): March 16, 2017 Rockwell Collins, Inc.
March 16, 2017	EX-99	UNAUDITED PRO FORMA CONDENSED COMBINED FINANCIAL STATEMENTS Exhibit Exhibit 99 UNAUDITED PRO FORMA CONDENSED COMBINED FINANCIAL STATEMENTS The following unaudited pro forma condensed combined financial statements have been prepared to illustrate the estimated effects of the previously announced merger of Rockwell Collins, Inc.
March 16, 2017	425	Rockwell Collins 8-K (Prospectus) Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): March 16, 2017 Rockwell Collins, Inc.
March 16, 2017	EX-99	UNAUDITED PRO FORMA CONDENSED COMBINED FINANCIAL STATEMENTS Exhibit Exhibit 99 UNAUDITED PRO FORMA CONDENSED COMBINED FINANCIAL STATEMENTS The following unaudited pro forma condensed combined financial statements have been prepared to illustrate the estimated effects of the previously announced merger of Rockwell Collins, Inc.
March 10, 2017	425	Rockwell Collins 8-K (Prospectus) Document Filed by Rockwell Collins, Inc. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-6 under the Securities Exchange Act of 1934 Filer: Rockwell Collins, Inc. Subject Company: B/E Aerospace, Inc. SEC File No.: 0-18348 SEC File No. of Registration Statement on Form S-4 filed by Rockwell Collins, Inc.: 333-214774 Date: February 3, 2017 UNITED STATES SE
March 10, 2017	8-K	Submission of Matters to a Vote of Security Holders Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 9, 2017 Rockwell Collins, Inc. (Exact name of registrant as specified in its charter) Delaware 001-16445 52-2314475 (State or other jurisdiction (Commission File Number)
March 9, 2017	425	Rockwell Collins 425 (Prospectus) Document Filed by Rockwell Collins, Inc. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-6 under the Securities Exchange Act of 1934 Filer: Rockwell Collins, Inc. Subject Company: B/E Aerospace, Inc. SEC File No.: 0-18348 SEC File No. of Registration Statement on Form S-4 filed by Rockwell Collins, Inc.: 333-214774 Date: February 3, 2017
March 9, 2017	425	Rockwell Collins 425 (Prospectus) Document Filed by Rockwell Collins, Inc. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-6 under the Securities Exchange Act of 1934 Filer: Rockwell Collins, Inc. Subject Company: B/E Aerospace, Inc. SEC File No.: 0-18348 SEC File No. of Registration Statement on Form S-4 filed by Rockwell Collins, Inc.: 333-214774 Date: February 3, 2017 This Full Speed
March 9, 2017	425	Rockwell Collins 425 (Prospectus) Document Filed by Rockwell Collins, Inc. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-6 under the Securities Exchange Act of 1934 Filer: Rockwell Collins, Inc. Subject Company: B/E Aerospace, Inc. SEC File No.: 0-18348 SEC File No. of Registration Statement on Form S-4 filed by Rockwell Collins, Inc.: 333-214774 Date: February 3, 2017
February 23, 2017	425	Rockwell Collins 425 (Prospectus) Document Filed by Rockwell Collins, Inc. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-6 under the Securities Exchange Act of 1934 Filer: Rockwell Collins, Inc. Subject Company: B/E Aerospace, Inc. SEC File No.: 0-18348 SEC File No. of Registration Statement on Form S-4 filed by Rockwell Collins, Inc.: 333-214774 Date: February 3, 2017 No Offer or Soli
February 21, 2017	425	Rockwell Collins 425 (Prospectus) Document Filed by Rockwell Collins, Inc. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-6 under the Securities Exchange Act of 1934 Filer: Rockwell Collins, Inc. Subject Company: B/E Aerospace, Inc. SEC File No.: 0-18348 SEC File No. of Registration Statement on Form S-4 filed by Rockwell Collins, Inc.: 333-214774 Date: February 3, 2017
February 10, 2017	SC 13G/A	COL / Rockwell Collins, Inc. / VANGUARD GROUP INC Passive Investment rockwellcollinsinc.htm - Generated by SEC Publisher for SEC Filing SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 4 )* Name of issuer: Rockwell Collins Inc Title of Class of Securities: Common Stock CUSIP Number: 774341101 Date of Event Which Requires Filing of this Statement: December 31, 2016 Check the appropriate
February 9, 2017	425	Rockwell Collins 425 (Prospectus) Document Filed by Rockwell Collins, Inc. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-6 under the Securities Exchange Act of 1934 Filer: Rockwell Collins, Inc. Subject Company: B/E Aerospace, Inc. SEC File No.: 0-18348 SEC File No. of Registration Statement on Form S-4 filed by Rockwell Collins, Inc.: 333-214774 Date: February 3, 2017 No Offer or Soli
February 8, 2017	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) R QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED DECEMBER 31, 2016 £ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number 001-16445 Rockwell Collins, Inc. (Exact name of regist
February 7, 2017	425	Rockwell Collins 425 (Prospectus) Document Filed by Rockwell Collins, Inc. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-6 under the Securities Exchange Act of 1934 Filer: Rockwell Collins, Inc. Subject Company: B/E Aerospace, Inc. SEC File No.: 0-18348 SEC File No. of Registration Statement on Form S-4 filed by Rockwell Collins, Inc.: 333-214774 Date: February 3, 2017
February 7, 2017	425	Rockwell Collins 425 (Prospectus) Document Filed by Rockwell Collins, Inc. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-6 under the Securities Exchange Act of 1934 Filer: Rockwell Collins, Inc. Subject Company: B/E Aerospace, Inc. SEC File No.: 0-18348 SEC File No. of Registration Statement on Form S-4 filed by Rockwell Collins, Inc.: 333-214774 Date: February 3, 2017
February 7, 2017	425	Rockwell Collins 425 (Prospectus) Document Filed by Rockwell Collins, Inc. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-6 under the Securities Exchange Act of 1934 Filer: Rockwell Collins, Inc. Subject Company: B/E Aerospace, Inc. SEC File No.: 0-18348 SEC File No. of Registration Statement on Form S-4 filed by Rockwell Collins, Inc.: 333-214774 Date: February 3, 2017
February 6, 2017	8-K	Rockwell Collins 8-K (Current Report/Significant Event) Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 2, 2017 Rockwell Collins, Inc. (Exact name of registrant as specified in its charter) Delaware 001-16445 52-2314475 (State or other jurisdiction (Commission File Num
February 3, 2017	424B3	TRANSACTION PROPOSEDYOUR VOTE IS VERY IMPORTANT Use these links to rapidly review the document TABLE OF CONTENTS TABLE OF CONTENTS Table of Contents Filed pursuant to Rule 424(b)(3) Registration No.
February 1, 2017	CORRESP	Rockwell Collins ESP February 1, 2017 VIA EDGAR SUBMISSION U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Attention: John Dana Brown Re: Rockwell Collins, Inc. Registration Statement on Form S-4 Filed November 23, 2016 File No. 333-214774 Dear Mr. Brown: Pursuant to Rule 461 of the Securities Act of 1933, as amended, Rockwell Collins, Inc. respectfully
January 27, 2017	CORRESP	Rockwell Collins ESP SKADDEN, ARPS, SLATE, MEAGHER & FLOM LLP 155 NORTH WACKER DRIVE CHICAGO, ILLINOIS 60606-1720 TEL: (312) 407-0700 FAX: (312) 407-0411 www.
January 20, 2017	425	Rockwell Collins 425 (Prospectus) Document Filed by Rockwell Collins, Inc. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Filer: Rockwell Collins, Inc. Subject Company: B/E Aerospace, Inc. SEC File No.: 0-18348 SEC File No. of Registration Statement on Form S-4 filed by Rockwell Collins, Inc.: 333-214774 Date: January 20, 2017 Safe Harbor Sta
January 20, 2017	425	Rockwell Collins 425 (Prospectus) Document Filed by Rockwell Collins, Inc. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Filer: Rockwell Collins, Inc. Subject Company: B/E Aerospace, Inc. SEC File No.: 0-18348 SEC File No. of Registration Statement on Form S-4 filed by Rockwell Collins, Inc.: 333-214774 Date: January 20, 2017
January 20, 2017	425	Rockwell Collins 8-K (Prospectus) Document Filed by Rockwell Collins, Inc. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Filer: Rockwell Collins, Inc. Subject Company: B/E Aerospace, Inc. SEC File No.: 0-18348 SEC File No. of Registration Statement on Form S-4 filed by Rockwell Collins, Inc.: 333-214774 Date: January 20, 2017 UNITED STATES S
January 20, 2017	EX-99.1	Q1 FY17 Exhibit Exhibit 99.1 News Release Rockwell Collins reports first quarter financial results ? Earnings per share increase 10% to $1.10 including B/E Aerospace deal costs ? Pending B/E Aerospace acquisition expected to close in the spring CEDAR RAPIDS, Iowa (January 20, 2017) - Rockwell Collins, Inc. (NYSE: COL) today reported sales for the first quarter of fiscal year 2017 of $1.2 billion, a 2% inc
January 20, 2017	EX-99.1	Q1 FY17 Exhibit Exhibit 99.1 News Release Rockwell Collins reports first quarter financial results ? Earnings per share increase 10% to $1.10 including B/E Aerospace deal costs ? Pending B/E Aerospace acquisition expected to close in the spring CEDAR RAPIDS, Iowa (January 20, 2017) - Rockwell Collins, Inc. (NYSE: COL) today reported sales for the first quarter of fiscal year 2017 of $1.2 billion, a 2% inc
January 20, 2017	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 20, 2017 Rockwell Collins, Inc . (Exact name of registrant as specified in its charter) Delaware 001-16445 52-2314475 (State or other jurisdiction (Commission File Nu
January 10, 2017	425	Rockwell Collins 8-K (Prospectus) Document Filed by Rockwell Collins, Inc. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Filer: Rockwell Collins, Inc. Subject Company: B/E Aerospace, Inc. SEC File No.: 0-18348 SEC File No. of Registration Statement on Form S-4 filed by Rockwell Collins, Inc.: 333-214774 Date: January 10, 2017 UNITED STATES S
January 10, 2017	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers Filed by Rockwell Collins, Inc. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Filer: Rockwell Collins, Inc. Subject Company: B/E Aerospace, Inc. SEC File No.: 0-18348 SEC File No. of Registration Statement on Form S-4 filed by Rockwell Collins, Inc.: 333-214774 Date: January 10, 2017 UNITED STATES SECURITIES
January 10, 2017	EX-99.6	Consent of Richard G. Hamermesh Exhibit 99.6 Consent of Richard G. Hamermesh In accordance with Rule 438 promulgated under the Securities Act of 1933, as amended, the undersigned hereby consents to being named in the Registration Statement on Amendment No. 1 to the Form S-4 filed by Rockwell Collins, Inc. (?Rockwell Collins?) with the Securities and Exchange Commission on January 9, 2017, and all supplements and amendments there
January 10, 2017	EX-99.5	January 9, 2017 Exhibit 99.5 January 9, 2017 Board of Directors B/E Aerospace, Inc. 1400 Corporate Center Way Wellington, FL 33414 Re: Amendment No. 1 to the Registration Statement on Form S-4 of Rockwell Collins Corporation (File No. 333-214774), filed January 9, 2017 (the ?Registration Statement?) Ladies and Gentlemen: Reference is made to our opinion letter, dated October 23, 2016 (?Opinion Letter?), with resp
January 10, 2017	EX-99.3	CONSENT OF J.P. MORGAN SECURITIES LLC Exhibit 99.3 CONSENT OF J.P. MORGAN SECURITIES LLC We hereby consent to (i) the use of our opinion letter dated October 23, 2016 to the Board of Directors of Rockwell Collins, Inc. (the ?Company?) included in Annex B to the joint proxy statement/prospectus which forms a part of Amendment No. 1 to the Registration Statement on Form S-4 of the Company relating to the proposed merger of B/E Aerospace
January 10, 2017	EX-99.2	MMMMMMMMMMMM . MMMMMMMMMMMMMMM C123456789 000004 000000000.000000 ext 000000000.000000 ext 000000000.000000 ext 000000000.000000 ext 000000000.000000 ext 000000000.000000 ext ENDORSEMENT_LINE______________ SACKPACK_____________ Electronic Voting Inst Exhibit 99.2 MMMMMMMMMMMM . MMMMMMMMMMMMMMM C123456789 000004 000000000.000000 ext 000000000.000000 ext 000000000.000000 ext 000000000.000000 ext 000000000.000000 ext 000000000.000000 ext ENDORSEMENTLINE SACKPACK Electronic Voting Instructions You can vote by the Internet or telephone! Available 24 hours a day, 7 days a week! Instead of mailing your proxy, you may choose one of the voting methods
January 10, 2017	EX-99.7	Consent of John T. Whates Exhibit 99.7 Consent of John T. Whates In accordance with Rule 438 promulgated under the Securities Act of 1933, as amended, the undersigned hereby consents to being named in the Registration Statement on Amendment No. 1 to the Form S-4 filed by Rockwell Collins, Inc. (?Rockwell Collins?) with the Securities and Exchange Commission on January 9, 2017, and all supplements and amendments thereto (th
January 10, 2017	EX-99.4	CONSENT OF CITIGROUP GLOBAL MARKETS INC. Exhibit 99.4 CONSENT OF CITIGROUP GLOBAL MARKETS INC. The Board of Directors B/E Aerospace, Inc. 1400 Corporate Center Way Wellington, FL 33414 Members of the Board: We hereby consent to the inclusion of our opinion letter, dated October 23, 2016, as Annex C to, and to the reference thereto under the captions ?Summary ? Opinions of Financial Advisors ? B/E Aerospace?s Financial Advisors,? ?The Mer
January 10, 2017	S-4/A	As filed with the Securities and Exchange Commission on January 9, 2017 Use these links to rapidly review the document TABLE OF CONTENTS TABLE OF CONTENTS As filed with the Securities and Exchange Commission on January 9, 2017 Registration No.
January 10, 2017	EX-99.1	Shareowner Services P.O. Box 64945 St. Paul, MN 55164-0945 Vote by Internet, Telephone or Mail 24 Hours a Day, 7 Days a Week Your phone or Internet vote authorizes the named proxies to vote your shares in the same manner as if you marked, signed and Exhibit 99.1 Shareowner Services P.O. Box 64945 St. Paul, MN 55164-0945 Vote by Internet, Telephone or Mail 24 Hours a Day, 7 Days a Week Your phone or Internet vote authorizes the named proxies to vote your shares in the same manner as if you marked, signed and returned your proxy card. INTERNET/MOBILE ? www.proxyvote.com Use the Internet to transmit your voting instructions and for the electroni
January 9, 2017	CORRESP	Rockwell Collins ESP SKADDEN, ARPS, SLATE, MEAGHER & FLOM LLP 155 NORTH WACKER DRIVE CHICAGO, ILLINOIS 60606-1720 TEL: (312) 407-0700 FAX: (312) 407-0411 www.
January 5, 2017	425	Rockwell Collins 425 (Prospectus) Filed by Rockwell Collins, Inc. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Filer: Rockwell Collins, Inc. Subject Company: B/E Aerospace, Inc. SEC File No.: 0-18348 SEC File No. of Registration Statement on Form S-4 filed by Rockwell Collins, Inc.: 333-214774 Date: January 5, 2017 ARTICLE FOR ROCKWELL COLL
December 22, 2016	EX-10.2	Term Loan Credit Agreement dated as of December 16, 2016, among us, the lenders listed therein and JPMorgan Chase Bank, N.A., as administrative agent, filed as Exhibit 10.2 to the Company’s Form 8-K dated December 16, 2016, is incorporated herein by reference. Exhibit 10.2 EXECUTION VERSION ROCKWELL COLLINS, INC. $1,500,000,000 TERM LOAN CREDIT AGREEMENT dated as of December 16, 2016, JPMORGAN CHASE BANK, N.A., Administrative Agent CITIBANK, N.A., WELLS FARGO BANK, N.A., Syndication Agents CRÉDIT AGRICOLE CORPORATE & INVESTMENT BANK, MIZUHO BANK LTD., Documentation Agents The Lenders Listed Herein JPMORGAN CHASE BANK, N.A., CITIGROUP GLOBAL MARKETS INC.
December 22, 2016	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 16, 2016 Rockwell Collin Filed by Rockwell Collins, Inc. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Filer: Rockwell Collins, Inc. Subject Company: B/E Aerospace, Inc. SEC File No.: 0-18348 SEC File No. of Registration Statement on Form S-4 filed by Rockwell Collins, Inc.: 333-214774 Date: December 22, 2016 UNITED STATES SECURITIE
December 22, 2016	425	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 16, 2016 Rockwell Collin Filed by Rockwell Collins, Inc. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Filer: Rockwell Collins, Inc. Subject Company: B/E Aerospace, Inc. SEC File No.: 0-18348 SEC File No. of Registration Statement on Form S-4 filed by Rockwell Collins, Inc.: 333-214774 Date: December 22, 2016 UNITED STATES SECURITIE
December 22, 2016	EX-10.2	ROCKWELL COLLINS, INC. $1,500,000,000 TERM LOAN CREDIT AGREEMENT dated as of December 16, 2016, JPMORGAN CHASE BANK, N.A., Administrative Agent CITIBANK, N.A., WELLS FARGO BANK, N.A., Syndication Agents CRÉDIT AGRICOLE CORPORATE & INVESTMENT BANK, MI Exhibit 10.2 EXECUTION VERSION ROCKWELL COLLINS, INC. $1,500,000,000 TERM LOAN CREDIT AGREEMENT dated as of December 16, 2016, JPMORGAN CHASE BANK, N.A., Administrative Agent CITIBANK, N.A., WELLS FARGO BANK, N.A., Syndication Agents CRÉDIT AGRICOLE CORPORATE & INVESTMENT BANK, MIZUHO BANK LTD., Documentation Agents The Lenders Listed Herein JPMORGAN CHASE BANK, N.A., CITIGROUP GLOBAL MARKETS INC.
December 22, 2016	EX-10.3	Five-Year Credit Agreement dated as of December 16, 2016, among us, the lenders listed therein and JPMorgan Chase Bank, N.A., as administrative agent, filed as Exhibit 10.3 to the Company’s Form 8-K dated December 16, 2016, is incorporated herein by reference. Exhibit 10.3 EXECUTION VERSION ROCKWELL COLLINS, INC. FIVE-YEAR CREDIT AGREEMENT dated as of December 16, 2016, JPMORGAN CHASE BANK, N.A., Administrative Agent CITIBANK, N.A., WELLS FARGO BANK, N.A., Syndication Agents CR?DIT AGRICOLE CORPORATE & INVESTMENT BANK, MIZUHO BANK LTD., Documentation Agents The Lenders Listed Herein JPMORGAN CHASE BANK, N.A., CITIGROUP GLOBAL MARKETS INC., WELLS FARGO S
December 22, 2016	EX-10.1	ROCKWELL COLLINS, INC. $4,350,000,000 BRIDGE CREDIT AGREEMENT dated as of December 16, 2016, JPMORGAN CHASE BANK, N.A., Administrative Agent The Lenders Listed Herein JPMORGAN CHASE BANK, N.A., Sole Lead Arranger and Sole Bookrunner EX-10.1 2 a16-234931ex10d1.htm EX-10.1 Exhibit 10.1 EXECUTION VERSION ROCKWELL COLLINS, INC. $4,350,000,000 BRIDGE CREDIT AGREEMENT dated as of December 16, 2016, JPMORGAN CHASE BANK, N.A., Administrative Agent The Lenders Listed Herein JPMORGAN CHASE BANK, N.A., Sole Lead Arranger and Sole Bookrunner TABLE OF CONTENTS PAGE ARTICLE 1 DEFINITIONS Section 1.01 . Definitions 1 Section 1.02 . Accounti
December 22, 2016	EX-10.1	Bridge Credit Agreement dated as of December 16, 2016, among us, the lenders listed therein and JPMorgan Chase Bank, N.A., as administrative agent, filed as Exhibit 10.1 to the Company’s Form 8-K dated December 16, 2016, is incorporated herein by reference. Exhibit 10.1 EXECUTION VERSION ROCKWELL COLLINS, INC. $4,350,000,000 BRIDGE CREDIT AGREEMENT dated as of December 16, 2016, JPMORGAN CHASE BANK, N.A., Administrative Agent The Lenders Listed Herein JPMORGAN CHASE BANK, N.A., Sole Lead Arranger and Sole Bookrunner TABLE OF CONTENTS PAGE ARTICLE 1 DEFINITIONS Section 1.01 . Definitions 1 Section 1.02 . Accounting Terms and Determinations 15 Section
December 22, 2016	EX-10.3	ROCKWELL COLLINS, INC. FIVE-YEAR CREDIT AGREEMENT dated as of December 16, 2016, JPMORGAN CHASE BANK, N.A., Administrative Agent CITIBANK, N.A., WELLS FARGO BANK, N.A., Syndication Agents CRÉDIT AGRICOLE CORPORATE & INVESTMENT BANK, MIZUHO BANK LTD., Exhibit 10.3 EXECUTION VERSION ROCKWELL COLLINS, INC. FIVE-YEAR CREDIT AGREEMENT dated as of December 16, 2016, JPMORGAN CHASE BANK, N.A., Administrative Agent CITIBANK, N.A., WELLS FARGO BANK, N.A., Syndication Agents CR?DIT AGRICOLE CORPORATE & INVESTMENT BANK, MIZUHO BANK LTD., Documentation Agents The Lenders Listed Herein JPMORGAN CHASE BANK, N.A., CITIGROUP GLOBAL MARKETS INC., WELLS FARGO S
December 15, 2016	425	Rockwell Collins 425 (Prospectus) Filed by Rockwell Collins, Inc. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Filer: Rockwell Collins, Inc. Subject Company: B/E Aerospace, Inc. SEC File No.: 0-18348 SEC File No. of Registration Statement on Form S-4 filed by Rockwell Collins, Inc.: 333-214774 Date: December 15, 2016 2016 ANNUAL REPORT At-a
December 15, 2016	DEFA14A	Rockwell Collins DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Defin
December 15, 2016	DEF 14A	Rockwell Collins DEF 14A Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) ? Filed by the Registrant ? Filed by a Party other than the Registrant Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, For Use of the Commission Only (as permitted by Rule 14a-6(e)(2))
December 5, 2016	425	Rockwell Collins 425 (Prospectus) Filed by Rockwell Collins, Inc. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Filer: Rockwell Collins, Inc. Subject Company: B/E Aerospace, Inc. SEC File No.: 0-18348 Date: December 5, 2016 ROCKWELL COLLINS, INC. COMPANY CONFERENCE PRESENTATION DEC 01, 2016 Call Participants EXECUTIVES Colin R. Mahoney Senio
November 23, 2016	EX-99.3	CONSENT OF J.P. MORGAN SECURITIES LLC Exhibit 99.3 CONSENT OF J.P. MORGAN SECURITIES LLC We hereby consent to (i) the use of our opinion letter dated October 23, 2016 to the Board of Directors of Rockwell Collins, Inc. (the ?Company?) included in Annex B to the joint proxy statement/prospectus relating to the proposed merger of B/E Aerospace, Inc. and a wholly-owned subsidiary of the Company, and (ii) the references to such opinion in
November 23, 2016	EX-99.5	November 22, 2016 Exhibit 99.5 November 22, 2016 Board of Directors B/E Aerospace, Inc. 1400 Corporate Center Way Wellington, FL 33414 Re: Registration Statement on Form S-4 of Rockwell Collins Corporation, filed November 22, 2016 (the ?Registration Statement?) Ladies and Gentlemen: Reference is made to our opinion letter, dated October 23, 2016 (?Opinion Letter?), with respect to the fairness from a financial poin
November 23, 2016	S-4	As filed with the Securities and Exchange Commission on November 22, 2016 Use these links to rapidly review the document TABLE OF CONTENTS TABLE OF CONTENTS As filed with the Securities and Exchange Commission on November 22, 2016 Registration No.
November 23, 2016	EX-99.4	CONSENT OF CITIGROUP GLOBAL MARKETS INC. Exhibit 99.4 CONSENT OF CITIGROUP GLOBAL MARKETS INC. The Board of Directors B/E Aerospace, Inc. 1400 Corporate Center Way Wellington, FL 33414 Members of the Board: We hereby consent to the inclusion of our opinion letter, dated October 23, 2016, as Annex C to, and to the reference thereto under the captions ?Summary ? Opinions of Financial Advisors ? B/E Aerospace?s Financial Advisors,? ?The Mer
November 21, 2016	425	Rockwell Collins 425 (Prospectus) Filed by Rockwell Collins, Inc. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Filer: Rockwell Collins, Inc. Subject Company: B/E Aerospace, Inc. SEC File No.: 0-18348 Date: November 21, 2016 ROCKWELL COLLINS INC. COMPANY CONFERENCE PRESENTATION NOV 17, 2016 Call Participants EXECUTIVES Patrick E. Allen Chief
November 15, 2016	EX-12	ROCKWELL COLLINS, INC. COMPUTATION OF RATIO OF EARNINGS TO FIXED CHARGES YEAR ENDED SEPTEMBER 30, 2016 (in millions, except ratio) Exhibit 12 ROCKWELL COLLINS, INC. COMPUTATION OF RATIO OF EARNINGS TO FIXED CHARGES YEAR ENDED SEPTEMBER 30, 2016 (in millions, except ratio) 2016 2015 2014 2013 2012 Earnings available for fixed charges: Income from continuing operations before income taxes $ 935 $ 962 $ 882 $ 865 $ 832 Add / (Deduct): Earnings from equity affiliates, net of distributions 3 1 14 (3 ) (8 ) 938 963 896 862 824 Add
November 15, 2016	EX-10.S-1	Non-Employee Director Compensation Summary, filed as Exhibit 10-s-1 to the Company’s Form 10-K for the year ended September 30, 2016, is incorporated herein by reference. Exhibit 10-s-1 Rockwell Collins, Inc. Non-Employee Director Compensation Summary As of October 1, 2016 Initial Election to Board ? Granted restricted stock units ("RSUs") with a value equal to: ? $100,000 plus ? $120,000 multiplied by a fraction where the numerator is the number of days until the next Annual Meeting of Shareowners and the denominator is 365. Annual Retainer ? $100,000 payable in e
November 15, 2016	10-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) R ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE FISCAL YEAR ENDED SEPTEMBER 30, 2016 £ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number 001-16445 Rockwell Collins, Inc. (Exact name of registrant as
November 15, 2016	EX-10.S-2	Non-Employee Director Deferral Election Forms, filed as Exhibit 10-s-2 to the Company’s Form 10-K for the year ended September 30, 2016, is incorporated herein by reference. Exhibit 10-s-2 ROCKWELL COLLINS, INC. NON-EMPLOYEE DIRECTOR RESTRICTED STOCK UNIT DEFERRAL FORM ELECTION TO DEFER FUTURE RESTRICTED STOCK UNITS To: [Non-Employee Director] If you wish to defer restricted stock units that may be granted to you by Rockwell Collins, Inc. (the ?Company?) under the [2015] Long-Term Incentives Plan for services you provide in calendar year [2017] (?[2017] RSUs?), please
November 15, 2016	EX-24	POWER OF ATTORNEY Exhibit 24 POWER OF ATTORNEY I, the undersigned Director of Rockwell Collins, Inc.
November 15, 2016	EX-21	List of Subsidiaries of Rockwell Collins, Inc. Exhibit 21 List of Subsidiaries of Rockwell Collins, Inc. State/Country of Name Incorporation ARINC Incorporated Delaware Radio Holdings, Inc. Delaware Rockwell Collins EUMEA Holdings SAS France Rockwell Collins European Holdings S.? r.l. Luxembourg Rockwell Collins International Financing S.? r.l. Luxembourg Rockwell Collins International Holdings S.? r.l. Luxembourg Rockwell Collins Internationa
November 14, 2016	425	Rockwell Collins 425 (Prospectus) Filed by Rockwell Collins, Inc. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Filer: Rockwell Collins, Inc. Subject Company: B/E Aerospace, Inc. SEC File No.: 0-18348 Date: November 11, 2016 Rockwell Collins Inc at Robert W Baird Global Industrial Conference Chicago Nov 10, 2016 (Thomson StreetEvents) - Edit
October 27, 2016	425	Rockwell Collins 425 (Prospectus) Filed by Rockwell Collins, Inc. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Filer: Rockwell Collins, Inc. Subject Company: B/E Aerospace, Inc. SEC File No.: 0-18348 Date: October 27, 2016 Safe Harbor Statement This communication contains statements, including statements regarding certain projections, busin
October 27, 2016	425	Rockwell Collins 425 (Prospectus) 425 1 a16-2032221425.htm 425 Filed by Rockwell Collins, Inc. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Filer: Rockwell Collins, Inc. Subject Company: B/E Aerospace, Inc. SEC File No.: 0-18348 Date: October 27, 2016 Explanatory Note: The following is a transcript of an interview with Kelly Ortberg and CNB
October 27, 2016	425	Rockwell Collins 425 (Prospectus) Filed by Rockwell Collins, Inc. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Filer: Rockwell Collins, Inc. Subject Company: B/E Aerospace, Inc. SEC File No.: 0-18348 Date: October 27, 2016 Explanatory Note: The following is a transcript of an interview with Kelly Ortberg and CNBC on October 24, 2016, which
October 27, 2016	425	Rockwell Collins 425 (Prospectus) Filed by Rockwell Collins, Inc. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Filer: Rockwell Collins, Inc. Subject Company: B/E Aerospace, Inc. SEC File No.: 0-18348 Date: October 27, 2016 Explanatory Note: The following is an article dated October 23, 2016, which is linked in the above posting. Rockwell Co
October 27, 2016	8-K	Entry into a Material Definitive Agreement, Financial Statements and Exhibits 8-K 1 a16-20322188k.htm 8-K r UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 23, 2016 Rockwell Collins, Inc. (Exact name of Registrant as specified in its charter) Delaware 52-2314475 (State or other jurisdiction (I.R.S. E
October 27, 2016	EX-2.1	Agreement and Plan of Merger, dated as of October 23, 2016, by and among Rockwell Collins, Inc., Quarterback Merger Sub Corp., and B/E Aerospace, Inc., filed as Exhibit 2.1 to the Company’s Form 8-K dated October 23, 2016, is incorporated herein by reference. Exhibit 2.1 EXECUTION COPY AGREEMENT AND PLAN OF MERGER By and Among ROCKWELL COLLINS, INC., QUARTERBACK MERGER SUB CORP. and B/E AEROSPACE, INC. Dated as of October 23, 2016 TABLE OF CONTENTS Article I THE MERGER Section 1.1 The Merger 1 Section 1.2 The Closing 2 Section 1.3 Effective Time 2 Section 1.4 Certificate of Incorporation/Charter; Bylaws 2 Section 1.5 Board of Directors; Officers 2 Arti
October 27, 2016	425	Rockwell Collins 8-K (Prospectus) 425 1 a16-20322188k.htm 8-K r UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 23, 2016 Rockwell Collins, Inc. (Exact name of Registrant as specified in its charter) Delaware 52-2314475 (State or other jurisdiction (I.R.S. E
October 27, 2016	EX-2.1	AGREEMENT AND PLAN OF MERGER By and Among ROCKWELL COLLINS, INC., QUARTERBACK MERGER SUB CORP. B/E AEROSPACE, INC. Dated as of October 23, 2016 Exhibit 2.1 EXECUTION COPY AGREEMENT AND PLAN OF MERGER By and Among ROCKWELL COLLINS, INC., QUARTERBACK MERGER SUB CORP. and B/E AEROSPACE, INC. Dated as of October 23, 2016 TABLE OF CONTENTS Article I THE MERGER Section 1.1 The Merger 1 Section 1.2 The Closing 2 Section 1.3 Effective Time 2 Section 1.4 Certificate of Incorporation/Charter; Bylaws 2 Section 1.5 Board of Directors; Officers 2 Arti
October 24, 2016	425	Rockwell Collins 425 (Prospectus) Filed by Rockwell Collins, Inc. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Filer: Rockwell Collins, Inc. Subject Company: B/E Aerospace, Inc. SEC File No.: 0-18348 Date: October 24, 2016 Explanatory Note: The following is a transcript of a call by Rockwell Collins to its investors regarding Rockwell Colli
October 24, 2016	425	Rockwell Collins 425 (Prospectus) Filed by Rockwell Collins, Inc. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Filer: Rockwell Collins, Inc. Subject Company: B/E Aerospace, Inc. SEC File No.: 0-18348 Date: October 23, 2016 Safe Harbor Statement This press release contains statements, including statements regarding certain projections, busin
October 24, 2016	425	Rockwell Collins 425 (Prospectus) Filed by Rockwell Collins, Inc. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Filer: Rockwell Collins, Inc. Subject Company: B/E Aerospace, Inc. SEC File No.: 0-18348 Date: October 23, 2016 Safe Harbor Statement This press release contains statements, including statements regarding certain projections, busin
October 24, 2016	425	Rockwell Collins 425 (Prospectus) Filed by Rockwell Collins, Inc. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Filer: Rockwell Collins, Inc. Subject Company: B/E Aerospace, Inc. SEC File No.: 0-18348 Date: October 23, 2016 Safe Harbor Statement This website contains statements, including statements regarding certain projections, business tr
October 24, 2016	425	Rockwell Collins 425 (Prospectus) Filed by Rockwell Collins, Inc. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Filer: Rockwell Collins, Inc. Subject Company: B/E Aerospace, Inc. SEC File No.: 0-18348 Date: October 23, 2016 Safe Harbor Statement This website contains statements, including statements regarding certain projections, business tr

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