Basic Stats
| CIK | 1350072 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Cms Bancorp, Inc.
SEC Filings (Chronological Order)
This page provides a complete, chronological list of SEC Filings, excluding ownership filings which we provide elsewhere.
| April 28, 2015 |
Form 15-12B UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number 001-33322 CMS BANCORP, INC. (Exact name of registrant as specifi |
|
| April 9, 2015 |
Putnam County Savings Bank and CMS Bancorp, Inc. Announce Expected Closing Date for Pending Merger EX-99.1 Exhibit 99.1 Putnam County Savings Bank and CMS Bancorp, Inc. Announce Expected Closing Date for Pending Merger BREWSTER, NY and WHITE PLAINS, NY ? 04/7/2015 ? Putnam County Savings Bank (?PCSB?) and CMS Bancorp, Inc. (NASDAQ: CMSB) (?CMS?), the holding company for CMS Bank, jointly announced that they expect their previously announced merger of CMS and CMS Bank with and into PCSB to be co |
|
| April 9, 2015 |
Financial Statements and Exhibits, Other Events 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 7, 2015 CMS Bancorp, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33322 20-8137247 (State or other jurisdiction of incorporation) (Commission Fil |
|
| February 13, 2015 |
Submission of Matters to a Vote of Security Holders Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 12, 2015 CMS Bancorp, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33322 20-8137247 (State or other jurisdiction of incorporation) (Commi |
|
| February 12, 2015 |
CMSB / Cms Bancorp, Inc. / M3 PARTNERS LP Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (Amendment No. 2) CMS BANCORP, INC. (Name of Issuer) Common Stock, Par Value $0.01 Per Share (Title of Class of Securities) 12600U102 (CUSIP Number) December 31, 2014 (Date |
|
| February 12, 2015 |
CMSB FORM 10-Q (Quarterly Report) Form 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
|
| February 3, 2015 |
SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No. 1) CMS Bancorp, Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 12600U102 (CUSIP Number) December 31, 2014 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate th |
|
| February 2, 2015 |
CMSB / Cms Bancorp, Inc. DEFA14A - - SC 14A SC 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Definitive Proxy Statement x Definitive Additional Materials ¨ Soliciting Material Pu |
|
| February 2, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 02)* CMS Bancorp Inc. (Name of Issuer) Common Stock, $.01 par value per share (Title of Class of Securities) 12600U102 (CUSIP Number) December 31, 2014 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pu |
|
| January 27, 2015 |
CMSB FORM 10-K/A (Annual Report) Form 10-K/A United States SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 10-K/A Amendment No. |
|
| January 20, 2015 |
CMSB / Cms Bancorp, Inc. DEFA14A - - FORM 8-K Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 14, 2015 CMS Bancorp, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33322 20-8137247 (State or other jurisdiction of incorporation) (Commis |
|
| January 20, 2015 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 14, 2015 CMS Bancorp, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33322 20-8137247 (State or other jurisdiction of incorporation) (Commis |
|
| January 16, 2015 |
CMSB / Cms Bancorp, Inc. DEFA14A - - FORM 8-K Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 13, 2015 CMS Bancorp, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33322 20-8137247 (State or other jurisdiction of incorporation) (Commis |
|
| January 16, 2015 |
8-K 1 d854005d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 13, 2015 CMS Bancorp, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33322 20-8137247 (State or other jurisdiction of i |
|
| January 13, 2015 |
CMSB / Cms Bancorp, Inc. DEFA14A - - 8-K 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) January 13, 2015 (January 8, 2015) CMS Bancorp Inc. (Exact name of registrant as specified in its charter) Delaware 001-33322 20-8137247 (State or other jurisdiction of incorporati |
|
| January 13, 2015 |
8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) January 13, 2015 (January 8, 2015) CMS Bancorp Inc. (Exact name of registrant as specified in its charter) Delaware 001-33322 20-8137247 (State or other jurisdiction of incorporati |
|
| January 13, 2015 |
CMSB / Cms Bancorp, Inc. DEFM14A - - DEFM14A DEFM14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
|
| December 29, 2014 |
CMSB / Cms Bancorp, Inc. PREM14A - - PREM14A PREM14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
|
| December 22, 2014 |
EX-13.1 Exhibit 13.1 CMS Bancorp, Inc. To the Stockholders of CMS Bancorp, Inc.: On September 25, 2014, CMS Bancorp, Inc. (the “Company”) entered into a definitive Merger Agreement (the “Merger Agreement”) to be acquired by Putnam County Savings Bank (“Putnam”) of Brewster, NY in an all cash transaction for $13.25 per share of common stock. The total value of the transaction is approximately $25.4 |
|
| December 22, 2014 |
SUBSIDIARIES OF THE REGISTRANT Exhibit 21.1 SUBSIDIARIES OF THE REGISTRANT CMS Bank (New York state-chartered stock savings bank) CMSB REO, LLC |
|
| December 22, 2014 |
United States SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 10-K 10-K Table of Contents United States SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 10-K (Mark one) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended September 30, 2014 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . |
|
| October 7, 2014 |
8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) October 6, 2014 CMS Bancorp Inc. (Exact name of registrant as specified in its charter) Delaware 001-33322 20-8137247 (State or other jurisdiction of incorporation) (Commission Fil |
|
| October 7, 2014 |
EX-10.1 Exhibit 10.1 October 3, 2014 Mr. Michael A. Volpe 17 Apple Tree Court Marlboro, NJ 07746 Dear Mr. Volpe: On behalf of CMS Bank (the “Bank”), I am pleased to confirm our employment offer to you under the following terms and conditions: Title and Reporting Relationship Your title will be Senior Vice President and Chief Financial Officer. You will report directly to me as President and Chief |
|
| October 7, 2014 |
EX-10.1 Exhibit 10.1 October 3, 2014 Mr. Michael A. Volpe 17 Apple Tree Court Marlboro, NJ 07746 Dear Mr. Volpe: On behalf of CMS Bank (the “Bank”), I am pleased to confirm our employment offer to you under the following terms and conditions: Title and Reporting Relationship Your title will be Senior Vice President and Chief Financial Officer. You will report directly to me as President and Chief |
|
| October 7, 2014 |
CMSB / Cms Bancorp, Inc. DEFA14A - - 8-K 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) October 6, 2014 CMS Bancorp Inc. (Exact name of registrant as specified in its charter) Delaware 001-33322 20-8137247 (State or other jurisdiction of incorporation) (Commission Fil |
|
| September 29, 2014 |
Submission of Matters to a Vote of Security Holders Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) September 24, 2014 CMS Bancorp Inc. (Exact name of registrant as specified in its charter) Delaware 001-33322 20-8137247 (State or other jurisdiction of incorporation) (Commis |
|
| September 25, 2014 |
EX-99.2 Date: September 25, 2014 To: CMS Bank Employees From: John E. Ritacco, President and Chief Executive Officer RE: Merger with Putnam County Savings Bank Dear CMS Bank Employee: I am writing to share some exciting news with you. Today we announced that CMS Bancorp, Inc. and CMS Bank (collectively, “CMS”) will merge with Putnam County Savings Bank (“PCSB”), headquartered in Brewster, New York |
|
| September 25, 2014 |
Putnam County Savings Bank and CMS Bancorp, Inc. Announce Execution of Merger Agreement EX-99.1 Putnam County Savings Bank and CMS Bancorp, Inc. Announce Execution of Merger Agreement BREWSTER, NY and WHITE PLAINS, NY — 09/25/2014 – Putnam County Savings Bank (“PCSB”) and CMS Bancorp, Inc. (NASDAQ: CMSB) (“CMS”), the holding company for CMS Bank, jointly announced the execution of a definitive merger agreement, dated September 25, 2014, which provides for the acquisition of CMS and C |
|
| September 25, 2014 |
EX-2.1 Exhibit 2.1 EXECUTION VERSION AGREEMENT AND PLAN OF MERGER BY AND AMONG PUTNAM COUNTY SAVINGS BANK, PUTNAM COUNTY ACQUISITION CORPORATION, CMS BANCORP, INC. AND CMS BANK DATED AS OF September 25, 2014 TABLE OF CONTENTS AGREEMENT AND PLAN OF MERGER ARTICLE I CERTAIN DEFINITIONS 2 1.1 Certain Definitions 2 ARTICLE II THE MERGER AND THE BANK MERGER 9 2.1 The Merger, the Holding Company Merger |
|
| September 25, 2014 |
EX-99.2 Date: September 25, 2014 To: CMS Bank Employees From: John E. Ritacco, President and Chief Executive Officer RE: Merger with Putnam County Savings Bank Dear CMS Bank Employee: I am writing to share some exciting news with you. Today we announced that CMS Bancorp, Inc. and CMS Bank (collectively, “CMS”) will merge with Putnam County Savings Bank (“PCSB”), headquartered in Brewster, New York |
|
| September 25, 2014 |
Putnam County Savings Bank and CMS Bancorp, Inc. Announce Execution of Merger Agreement EX-99.1 Putnam County Savings Bank and CMS Bancorp, Inc. Announce Execution of Merger Agreement BREWSTER, NY and WHITE PLAINS, NY — 09/25/2014 – Putnam County Savings Bank (“PCSB”) and CMS Bancorp, Inc. (NASDAQ: CMSB) (“CMS”), the holding company for CMS Bank, jointly announced the execution of a definitive merger agreement, dated September 25, 2014, which provides for the acquisition of CMS and C |
|
| September 25, 2014 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) September 25, 2014 CMS Bancorp, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33322 20-8137247 (State or other jurisdiction of incorporation) (Commission |
|
| September 25, 2014 |
CMSB / Cms Bancorp, Inc. DEFA14A - - 8-K 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) September 25, 2014 CMS Bancorp, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33322 20-8137247 (State or other jurisdiction of incorporation) (Commission |
|
| September 25, 2014 |
EX-2.1 Exhibit 2.1 EXECUTION VERSION AGREEMENT AND PLAN OF MERGER BY AND AMONG PUTNAM COUNTY SAVINGS BANK, PUTNAM COUNTY ACQUISITION CORPORATION, CMS BANCORP, INC. AND CMS BANK DATED AS OF September 25, 2014 TABLE OF CONTENTS AGREEMENT AND PLAN OF MERGER ARTICLE I CERTAIN DEFINITIONS 2 1.1 Certain Definitions 2 ARTICLE II THE MERGER AND THE BANK MERGER 9 2.1 The Merger, the Holding Company Merger |
|
| August 18, 2014 |
CMSB / Cms Bancorp, Inc. DEF 14A - - DEF 14A DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant x Filed by a party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a6(e)(2)) x De |
|
| August 18, 2014 |
CMSB / Cms Bancorp, Inc. DEFA14A - - DEFA14A DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14a-101) SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 1) Filed by the Registrant x Filed by a party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commissio |
|
| August 8, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q 10-Q 1 d770441d10q.htm FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2014 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period f |
|
| July 31, 2014 |
CMS Bancorp, Inc. Announces 2014 Annual Shareholders Meeting Date and Record Date EXHIBIT 99.1 CMS Bancorp, Inc. Announces 2014 Annual Shareholders Meeting Date and Record Date WHITE PLAINS, N.Y., July 31, 2014 (GLOBE NEWSWIRE) - CMS Bancorp, Inc. (Nasdaq:CMSB) announced today that its 2014 Annual Meeting of Shareholders will be held on Wednesday, September 24, 2014 at 3 p.m., Eastern Time, at the Crowne Plaza Hotel, located at 66 Hale Avenue, White Plains, New York 10601. The |
|
| July 31, 2014 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) July 31, 2014 CMS Bancorp Inc. (Exact name of registrant as specified in its charter) Delaware 001-33322 20-8137247 (State or other jurisdiction of incorporation) (Commission File Numb |
|
| May 13, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
|
| March 26, 2014 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) March 24, 2014 CMS Bancorp Inc. (Exact name of registrant as specified in its charter) Delaware 001-33322 20-8137247 (State or other jurisdiction of incorporation) (Commission |
|
| February 28, 2014 |
8-K 1 d687815d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) February 26, 2014 CMS Bancorp Inc. (Exact name of registrant as specified in its charter) Delaware 001-33322 20-8137247 (State or other jurisdiction of in |
|
| February 28, 2014 |
EX-3.1 Exhibit 3.1 AMENDED AND RESTATED BYLAWS OF CMS BANCORP, INC. TABLE OF CONTENTS Page ARTICLE I OFFICES 1 Section 1. Registered Office 1 Section 2. Additional Offices 1 ARTICLE II STOCKHOLDERS 1 Section 1. Place of Meetings 1 Section 2. Annual Meetings 1 Section 3. Special Meetings 1 Section 4. Notice of Meetings 1 Section 5. Waiver of Notice 2 Section 6. Fixing of Record Date 2 Section 7. Qu |
|
| February 12, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2013 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from To Commission File Number: 001-33322 CMS Ba |
|
| February 12, 2014 |
CMSB / Cms Bancorp, Inc. / M3 PARTNERS LP Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (Amendment No. 1) CMS BANCORP, INC. (Name of Issuer) Common Stock, Par Value $0.01 Per Share (Title of Class of Securities) 12600U102 (CUSIP Number) December 31, 2013 (Date |
|
| January 23, 2014 |
SC 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 CMS Bancorp, Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 12600U102 (CUSIP Number) December 31, 2013 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to w |
|
| January 7, 2014 |
FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) December 31, 2013 CMS Bancorp, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33322 20-8137247 (State or other jurisdiction of incorporation) (Commis |
|
| January 7, 2014 |
Termination of a Material Definitive Agreement, Financial Statements and Exhibits - FORM 8-K FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) December 31, 2013 CMS Bancorp, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33322 20-8137247 (State or other jurisdiction of incorporation) (Commis |
|
| January 7, 2014 |
CMS BANCORP ANNOUNCES MERGER AGREEMENT WITH CUSTOMERS BANCORP WILL NOT BE EXTENDED EX-99.1 2 d654468dex991.htm EX-99.1 Exhibit 99.1 CMS Bancorp, Inc. 123 Main Street, Suite 750 White Plains, NY 10601 Contacts: John E. Ritacco, President & CEO 914-422-2700 Stephen E. Dowd, SVP & CFO 914-422-2700 CMS BANCORP ANNOUNCES MERGER AGREEMENT WITH CUSTOMERS BANCORP WILL NOT BE EXTENDED White Plains, NY (December 20, 2013) – Today, CMS Bancorp, Inc. (NASDAQ: CMSB), the parent company of CM |
|
| January 7, 2014 |
CMS BANCORP ANNOUNCES MERGER AGREEMENT WITH CUSTOMERS BANCORP WILL NOT BE EXTENDED EX-99.1 Exhibit 99.1 CMS Bancorp, Inc. 123 Main Street, Suite 750 White Plains, NY 10601 Contacts: John E. Ritacco, President & CEO 914-422-2700 Stephen E. Dowd, SVP & CFO 914-422-2700 CMS BANCORP ANNOUNCES MERGER AGREEMENT WITH CUSTOMERS BANCORP WILL NOT BE EXTENDED White Plains, NY (December 20, 2013) – Today, CMS Bancorp, Inc. (NASDAQ: CMSB), the parent company of CMS Bank (together, “CMS”) ann |
|
| December 23, 2013 |
Merger Prospectus - CUSTOMERS BANCORP, INC. FORM 8-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): December 20, 2013 CUSTOMERS BANCORP, INC. (Exact Name of Registrant as specified in its charter) Pennsylvania 001-35542 27-2290659 (State or other jurisdiction (Commission File Number) (I.R.S. Empl |
|
| December 23, 2013 |
Exhibit 99.1 1015 Penn Avenue Wyomissing, PA 19610 Contacts: Jay Sidhu, Chairman & CEO 610-935-8693 Richard Ehst, President & COO 610-917-3263 Investor Contact: Robert Wahlman, CFO 610-743-8074 Customers Bancorp, Inc. Announces Actions to Support Capital Allocation Strategies Cap of Religare Enterprises Investment Termination of CMS Bancorp, Inc. Agreement and Plan of Merger WYOMISSING, Pa., Decem |
|
| December 23, 2013 |
United States SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 10-K Table of Contents United States SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 10-K (Mark one) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended September 30, 2013 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . |
|
| December 23, 2013 |
SUBSIDIARIES OF THE REGISTRANT Exhibit 21.1 SUBSIDIARIES OF THE REGISTRANT CMS Bank (New York state-chartered stock savings bank) CMSB REO, LLC (inactive) |
|
| December 23, 2013 |
Exhibit 13.1 CMS Bancorp, Inc. To the Stockholders of CMS Bancorp, Inc.: On December 20, 2013, we announced our decision to not further extend the termination date of the Agreement and Plan of Merger dated August 10, 2012 by and between CMS Bancorp, Inc. (the ?Company?) and Customers Bancorp, Inc. (?Customers?), as amended effective April 22, 2013. As we have informed Customers, the decision of th |
|
| September 30, 2013 |
Other Events, Submission of Matters to a Vote of Security Holders - FORM 8-K Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) September 26, 2013 CMS Bancorp Inc. (Exact name of registrant as specified in its charter) Delaware 001-33322 20-8137247 (State or other jurisdiction of incorporation) (Commis |
|
| August 19, 2013 |
DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant x Filed by a party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a–6(e)(2)) x De |
|
| August 12, 2013 |
EXHIBIT 99.1 CMS Bancorp, Inc. Announces Strong Financial Results for the Three Months and Nine Months Ended June 30, 2013 WHITE PLAINS, N.Y., Aug. 12, 2013 (GLOBE NEWSWIRE) - CMS Bancorp, Inc. (Nasdaq:CMSB) (the "Company"), the parent of CMS Bank (the "Bank"), announced net income available to common shareholders of $491,000 or $0.28 per share, for the three months ended June 30, 2013, compared t |
|
| August 12, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) August 12, 2013 CMS Bancorp Inc. (Exact name of registrant as specified in its charter) Delaware 001-33322 20-8137247 (State or other jurisdiction of incorporation) (Commission File Nu |
|
| August 12, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2013 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from To Commission File Number: 00 |
|
| August 1, 2013 |
CMS Bancorp, Inc. Announces 2013 Annual Shareholders Meeting Date and Record Date EXHIBIT 99.1 CMS Bancorp, Inc. Announces 2013 Annual Shareholders Meeting Date and Record Date WHITE PLAINS, N.Y., Aug. 1, 2013 (GLOBE NEWSWIRE) - CMS Bancorp, Inc. (Nasdaq:CMSB) announced today that its previously postponed 2013 Annual Meeting of Shareholders will be held on Thursday, September 26, 2013 at 3 p.m., Eastern Time, at the Crowne Plaza Hotel, located at 66 Hale Avenue, White Plains, N |
|
| August 1, 2013 |
Financial Statements and Exhibits, Other Events - FORM 8-K FILING DOCUMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) August 1, 2013 CMS Bancorp Inc. (Exact name of registrant as specified in its charter) Delaware 001-33322 20-8137247 (State or other jurisdiction of incorporation) (Commission File Num |
|
| July 10, 2013 |
Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant - FORM 8-K Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 9, 2013 CMS Bancorp, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33322 20-8137247 (State or other jurisdiction of incorporation) (Commission |
|
| July 10, 2013 |
Exhibit 16.1 Exhibit 16.1 July 10, 201 3 Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Ladies and Gentlemen: We have read Item 4.01 of Form 8-K, dated on or about July 10, 2013, of CMS Bancorp, Inc. and agree with the statements contained in the second and third paragraphs therein. We have no basis to agree or disagree with other statements of the registrant contained |
|
| May 30, 2013 |
EXHIBIT 1 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended, the undersigned agree to the joint filing on behalf of each of them of a Statement on Schedule 13G (including any and all amendments thereto) with respect to the Common Stock, par value of $0. |
|
| May 30, 2013 |
CMSB / Cms Bancorp, Inc. / M3 PARTNERS LP Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) CMS BANCORP, INC. (Name of Issuer) Common Stock, Par Value $0.01 Per Share (Title of Class of Securities) 12600U102 (CUSIP Number) May 22, 2013 (Date of Event Which Require |
|
| May 24, 2013 |
EX-3.1 Exhibit 3.1 CERTIFICATE OF DESIGNATIONS ESTABLISHING THE DESIGNATIONS, POWERS, PREFERENCES, LIMITATIONS, RESTRICTIONS, AND RELATIVE RIGHTS OF SERIES A PREFERRED STOCK OF CMS BANCORP, INC. CMS Bancorp, Inc., a Delaware corporation (the “Corporation”), certifies that pursuant to the authority vested in the Board of Directors of the Corporation (the “Board of Directors”) by its Certificate of |
|
| May 24, 2013 |
EX-4.1 Exhibit 4.1 UTHO IN U.S.A. NUMBER 1 SHARES SERIES A NONCUMULATIVE PERPETUAL PREFERRED STOCK CMS BANCORP, INC. Incorporated Under the Laws of the State of Delaware Authorized Series A Noncumulative Perpetual Preferred Stock, $0.01Par Value This Certifies that is the registered holder of Shares of the Series A Noncumulative Perpetual Preferred Stock of the above corporation, which are fully p |
|
| May 24, 2013 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 21, 2013 CMS Bancorp, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33322 20-8137247 (State or other jurisdiction of incorporation) (Commission |
|
| May 13, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2013 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from To Commission File Number: 0 |
|
| April 24, 2013 |
CUSTOMERS BANCORP UPDATES INVESTORS Exhibit 99.1 Customers Bancorp SM 1015 Penn Avenue Wyomissing, PA 19610 Contacts: Jay Sidhu, Chairman & CEO 610-935-8693 Richard Ehst, President & COO 610-917-3263 Investor Contact: James D. Hogan, CFO 484-359-7113 CUSTOMERS BANCORP UPDATES INVESTORS · Company expects pretax net income of $45 to $47 million and after tax net income of $28 - $30 million in 2013. · EPS (fully diluted) expected to be |
|
| April 24, 2013 |
AMENDMENT AGREEMENT AND PLAN OF MERGER EX-2.1 Exhibit 2.1 AMENDMENT TO AGREEMENT AND PLAN OF MERGER This Amendment to the Agreement and Plan of Merger dated as of August 10, 2012 (the “Agreement”) by and between Customers Bancorp, Inc., a Pennsylvania corporation (“Customers”), on the one hand, and CMS Bancorp, Inc., a Delaware corporation (“CMS”), on the other hand, is made and entered into as of April 22, 2013. WHEREAS, in accordance |
|
| April 24, 2013 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits - 8-K 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) April 22, 2013 CMS Bancorp, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33322 20-8137247 (State or other jurisdiction of incorporation) (Commission Fil |
|
| April 24, 2013 |
Exhibit 2.1 AMENDMENT TO AGREEMENT AND PLAN OF MERGER This Amendment to the Agreement and Plan of Merger dated as of August 10, 2012 (the “Agreement”) by and between Customers Bancorp, Inc., a Pennsylvania corporation (“Customers”), on the one hand, and CMS Bancorp, Inc., a Delaware corporation (“CMS”), on the other hand, is made and entered into as of April 22, 2013. WHEREAS, in accordance with S |
|
| April 24, 2013 |
Merger Prospectus - CUSTOMERS BANCORP, INC. FORM 8-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): April 22, 2013 CUSTOMERS BANCORP, INC. (Exact Name of Registrant as specified in its charter) Pennsylvania 333-166225 27-2290659 (State or other jurisdiction (Commission File Number) (I.R.S. Employ |
|
| April 24, 2013 |
8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) April 22, 2013 CMS Bancorp, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33322 20-8137247 (State or other jurisdiction of incorporation) (Commission Fil |
|
| April 24, 2013 |
AMENDMENT AGREEMENT AND PLAN OF MERGER EX-2.1 Exhibit 2.1 AMENDMENT TO AGREEMENT AND PLAN OF MERGER This Amendment to the Agreement and Plan of Merger dated as of August 10, 2012 (the “Agreement”) by and between Customers Bancorp, Inc., a Pennsylvania corporation (“Customers”), on the one hand, and CMS Bancorp, Inc., a Delaware corporation (“CMS”), on the other hand, is made and entered into as of April 22, 2013. WHEREAS, in accordance |
|
| February 14, 2013 |
CMSB / Cms Bancorp, Inc. / CROSS RIVER CAPITAL MANAGEMENT LLC Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. |
|
| February 12, 2013 |
CMSB / Cms Bancorp, Inc. / CROSS RIVER CAPITAL MANAGEMENT LLC Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. |
|
| February 12, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 30, 2012 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from To Commission File Number: 001-33322 CMS Ba |
|
| February 4, 2013 |
Schedule 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 CMS Bancorp, Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 12600U102 (CUSIP Number) December 31, 2012 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuan |
|
| December 28, 2012 |
Exhibit 13.1 CMS Bancorp, Inc. To The Stockholders of CMS Bancorp, Inc.: Much has changed since our company started this journey in April 2007. During these past years, we?ve experienced a deep recession with a very slow recovery, persistent levels of high unemployment, a steep decline in real estate values, a need to add to loan loss reserves, unusually low interest rates for an extended period o |
|
| December 28, 2012 |
SUBSIDIARIES OF THE REGISTRANT CMS Bank (New York state-chartered stock savings bank) Exhibit 21.1 SUBSIDIARIES OF THE REGISTRANT CMS Bank (New York state-chartered stock savings bank) CMSB REO, LLC (inactive) |
|
| December 28, 2012 |
United States SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 10-K Table of Contents United States SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 10-K (Mark one) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended September 30, 2012 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . |
|
| December 28, 2012 |
TWO-YEAR CHANGE OF CONTROL AGREEMENT Exhibit 10.5 TWO-YEAR CHANGE OF CONTROL AGREEMENT This CHANGE OF CONTROL AGREEMENT (the ?Agreement?) is made and entered into as of , 2012 by and among CMS BANK (formerly known as Community Mutual Savings Bank), a New York State-chartered savings bank having an office at 123 Main Street, White Plains, New York 10601 (the ?Bank?), CMS BANCORP, INC., a Delaware corporation having an office at 123 Ma |
|
| August 20, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 CMS Bancorp, Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 12600U102 (CUSIP Number) Customers Bancorp, Inc. 1015 Penn Avenue Suite 103 Wyomissing, PA 19610 Attention: Jay S. Sidhu Telephone: (610) 933-2000 (Name, Address and T |
|
| August 14, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2012 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from To Commission File Number: 00 |
|
| August 10, 2012 |
Exhibit 2.1 EXECUTION VERSION AGREEMENT AND PLAN OF MERGER DATED AS OF AUGUST 10, 2012 BY AND BETWEEN CMS BANCORP, INC. AND CUSTOMERS BANCORP, INC. TABLE OF CONTENTS Page ARTICLE I CERTAIN DEFINITIONS 1 Section 1.01. Certain Definitions 1 ARTICLE II THE MERGER 8 Section 2.01. The Parent Merger 8 Section 2.02. The Subsidiary Merger 8 Section 2.03. Effectiveness of the Parent Merger 9 Section 2.04. |
|
| August 10, 2012 |
CUSTOMERS BANCORP AND CMS BANCORP ANNOUNCE PLANS TO MERGE Exhibit 99.2 Exhibit 99.2 Customers Bank SM 1015 Penn Avenue Wyomissing, PA 19610 Contacts: Jay Sidhu, Chairman & CEO 610-935-8693 Richard Ehst, President & COO 610-917-3263 Investor Contact: Thomas R. Brugger, CFO 484-359-7113 CMS Bancorp, Inc. 123 Main Street, Suite 750 White Plains, NY 10601 Contacts: John E. Ritacco, President & CEO 914-422-2700 CUSTOMERS BANCORP AND CMS BANCORP ANNOUNCE PLANS |
|
| August 10, 2012 |
Exhibit 99.3 Exhibit 99.3 Date: August 10, 2012 To: CMS Bank Employees From: John E. Ritacco, President and Chief Executive Officer RE: Merger Announcement I would first like to thank you all for your continued support and dedication to CMS Bancorp, Inc. (“Company”) and CMS Bank (“Bank”). I am writing to share some exciting news with you. Our Board of Directors has approved, and we have entered in |
|
| August 10, 2012 |
CUSTOMERS BANCORP AND CMS BANCORP ANNOUNCE PLANS TO MERGE Exhibit 99.1 Customers Bank SM 1015 Penn Avenue Wyomissing, PA 19610 Contacts: Jay Sidhu, Chairman & CEO 610-935-8693 Richard Ehst, President & COO 610-917-3263 Investor Contact: Thomas R. Brugger, CFO 484-359-7113 CMS Bancorp, Inc. 123 Main Street, Suite 750 White Plains, NY 10601 Contacts: John E. Ritacco, President & CEO 914-422-2700 CUSTOMERS BANCORP AND CMS BANCORP ANNOUNCE PLANS TO MERGE · C |
|
| August 10, 2012 |
CUSTOMERS BANCORP AND CMS BANCORP ANNOUNCE PLANS TO MERGE Exhibit 99.2 Exhibit 99.2 Customers Bank SM 1015 Penn Avenue Wyomissing, PA 19610 Contacts: Jay Sidhu, Chairman & CEO 610-935-8693 Richard Ehst, President & COO 610-917-3263 Investor Contact: Thomas R. Brugger, CFO 484-359-7113 CMS Bancorp, Inc. 123 Main Street, Suite 750 White Plains, NY 10601 Contacts: John E. Ritacco, President & CEO 914-422-2700 CUSTOMERS BANCORP AND CMS BANCORP ANNOUNCE PLANS |
|
| August 10, 2012 |
Exhibit 2.1 Exhibit 2.1 EXECUTION VERSION AGREEMENT AND PLAN OF MERGER DATED AS OF AUGUST 10, 2012 BY AND BETWEEN CMS BANCORP, INC. AND CUSTOMERS BANCORP, INC. TABLE OF CONTENTS Page ARTICLE I CERTAIN DEFINITIONS 1 Section 1.01. Certain Definitions 1 ARTICLE II THE MERGER 8 Section 2.01. The Parent Merger 8 Section 2.02. The Subsidiary Merger 8 Section 2.03. Effectiveness of the Parent Merger 9 Se |
|
| August 10, 2012 |
Exhibit 99.1 Exhibit 99.1 VOTING AND LOCK-UP AGREEMENT This VOTING AND LOCK-UP AGREEMENT (this “Agreement”) is made and entered into as of August , 2012 by and among Customers Bancorp, Inc., a Pennsylvania corporation (the “Customers”), and the person whose name appears on the signature page hereto as a Stockholder (the “Stockholder”) of the CMS Bancorp, Inc., a Delaware corporation (the “Company” |
|
| August 10, 2012 |
8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) August 10, 2012 CMS Bancorp, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33322 20-8137247 (State or other jurisdiction of incorporation) (Commission Fi |
|
| August 10, 2012 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): August 10, 2012 CUSTOMERS BANCORP, INC. (Exact Name of Registrant as specified in its charter) Pennsylvania 333-166225 27-2290659 (State or other jurisdiction (Commission File Number) (I.R.S. Emplo |
|
| August 10, 2012 |
Exhibit 99.1 Exhibit 99.1 VOTING AND LOCK-UP AGREEMENT This VOTING AND LOCK-UP AGREEMENT (this “Agreement”) is made and entered into as of August , 2012 by and among Customers Bancorp, Inc., a Pennsylvania corporation (the “Customers”), and the person whose name appears on the signature page hereto as a Stockholder (the “Stockholder”) of the CMS Bancorp, Inc., a Delaware corporation (the “Company” |
|
| August 10, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) August 10, 2012 CMS Bancorp, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33322 20-8137247 (State or other jurisdiction of incorporation) (Commission File N |
|
| August 10, 2012 |
Exhibit 99.3 Exhibit 99.3 Date: August 10, 2012 To: CMS Bank Employees From: John E. Ritacco, President and Chief Executive Officer RE: Merger Announcement I would first like to thank you all for your continued support and dedication to CMS Bancorp, Inc. (“Company”) and CMS Bank (“Bank”). I am writing to share some exciting news with you. Our Board of Directors has approved, and we have entered in |
|
| August 10, 2012 |
Exhibit 10.1 VOTING AND LOCK-UP AGREEMENT This VOTING AND LOCK-UP AGREEMENT (this “Agreement”) is made and entered into as of August 10, 2012 by and among Customers Bancorp, Inc., a Pennsylvania corporation (the “Customers”), and the person whose name appears on the signature page hereto as a Stockholder (the “Stockholder”) of the CMS Bancorp, Inc., a Delaware corporation (the “Company”). Capitali |
|
| August 10, 2012 |
Exhibit 2.1 Exhibit 2.1 EXECUTION VERSION AGREEMENT AND PLAN OF MERGER DATED AS OF AUGUST 10, 2012 BY AND BETWEEN CMS BANCORP, INC. AND CUSTOMERS BANCORP, INC. TABLE OF CONTENTS Page ARTICLE I CERTAIN DEFINITIONS 1 Section 1.01. Certain Definitions 1 ARTICLE II THE MERGER 8 Section 2.01. The Parent Merger 8 Section 2.02. The Subsidiary Merger 8 Section 2.03. Effectiveness of the Parent Merger 9 Se |
|
| July 9, 2012 |
Financial Statements and Exhibits, Other Events - FORM 8-K Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) July 9, 2012 CMS Bancorp Inc. (Exact name of registrant as specified in its charter) Delaware 001-33322 20-8137247 (State or other jurisdiction of incorporation) (Commission F |
|
| July 9, 2012 |
Exhibit 99.1 - Press Release Exhibit 99.1 Investor Relations Contact Stephen E. Dowd Senior Vice President & Chief Financial Officer CMS Bancorp, Inc. (914) 422-2700 Media Contact John E. Ritacco President and Chief Executive Officer CMS Bancorp, Inc. (914) 422-2700 CMS Bancorp, Inc. and CMS Bank Announce the Election of William M. Mooney, Jr. as Chairman of the Board of Directors WHITE PLAINS, NY |
|
| July 2, 2012 |
EXHIBIT 99.1 CMS Bancorp, Inc. Announces Conversion of Community Mutual Savings Bank to a New York State-Chartered Savings Bank WHITE PLAINS, N.Y., July 2, 2012 (GLOBE NEWSWIRE) - CMS Bancorp, Inc. (Nasdaq:CMSB) (the "Company"), the corporate parent of Community Mutual Savings Bank (the "Bank"), announced today that the Bank completed its conversion from a federally-chartered savings bank to a New |
|
| July 2, 2012 |
Financial Statements and Exhibits, Other Events - FORM 8-K FILING DOCUMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) July 2, 2012 CMS Bancorp Inc. (Exact name of registrant as specified in its charter) Delaware 001-33322 20-8137247 (State or other jurisdiction of incorporation) (Commission File Numbe |
|
| June 26, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) June 20, 2012 CMS Bancorp Inc. (Exact name of registrant as specified in its charter) Delaware 001-33322 20-8137247 (State or other jurisdiction of incorporation) (Commission File Numb |
|
| May 15, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2012 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from To Commission File Number: 0 |
|
| February 24, 2012 |
Submission of Matters to a Vote of Security Holders - FORM 8-K FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) February 24, 2012 CMS Bancorp Inc. (Exact name of registrant as specified in its charter) Delaware 001-33322 20-8137247 (State or other jurisdiction of incorporation) (Commiss |
|
| February 14, 2012 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) February 14, 2012 CMS Bancorp Inc. (Exact name of registrant as specified in its charter) Delaware 001-33322 20-8137247 (State or other jurisdiction of incorporation) (Commission File |
|
| February 14, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2011 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from To Commission File Number |
|
| February 14, 2012 |
CMS Bancorp, Inc. Announces Financial Results for the Three Months Ended December 31, 2011 EXHIBIT 99.1 CMS Bancorp, Inc. Announces Financial Results for the Three Months Ended December 31, 2011 WHITE PLAINS, N.Y., Feb. 14, 2012 (GLOBE NEWSWIRE) - CMS Bancorp, Inc. (Nasdaq:CMSB) (the "Company"), the parent of Community Mutual Savings Bank (the "Bank"), announced a net loss of $227,000 or $0.13 per share, for the three months ended December 31, 2011, compared to net income of $90,000, or |
|
| February 13, 2012 |
CMSB / Cms Bancorp, Inc. / CROSS RIVER CAPITAL MANAGEMENT LLC Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. |
|
| February 7, 2012 |
Schedule 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 CMS Bancorp, Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 12600U102 (CUSIP Number) December 31, 2011 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuan |
|
| January 12, 2012 |
United States SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 10-K/A (Amendment No. 1) United States SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 10-K/A (Amendment No. |
|
| January 12, 2012 |
United States SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Amendment No. |
|
| January 12, 2012 |
United States SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Amendment No. |
|
| January 12, 2012 |
United States SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 10-K/A (Amendment No. 1) United States SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 10-K/A (Amendment No. |
|
| January 11, 2012 |
Definitive Proxy Statement UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
|
| December 22, 2011 |
United States SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 10-K Table of Contents United States SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 10-K (Mark one) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended September 30, 2011 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . |
|
| December 22, 2011 |
CMS Bancorp, Inc. To The Stockholders of CMS Bancorp, Inc.: Today?s banking climate has become more challenging than one could have ever forecasted. The economy has been consistently faced with recessionary trends, unemployment levels have remained very high with some 14 million people out of work and the value of residential homes has declined from previous levels experienced in our markets. Regu |
|
| December 22, 2011 |
SUBSIDIARIES OF THE REGISTRANT Community Mutual Savings Bank (federal stock savings bank) Exhibit 21.1 SUBSIDIARIES OF THE REGISTRANT Community Mutual Savings Bank (federal stock savings bank) CMSB REO, LLC (inactive) |
|
| December 6, 2011 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) December 6, 2011 CMS Bancorp Inc. (Exact name of registrant as specified in its charter) Delaware 001-33322 20-8137247 (State or other jurisdiction of incorporation) (Commissi |
|
| November 18, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) November 18, 2011 CMS Bancorp Inc. (Exact name of registrant as specified in its charter) Delaware 001-33322 20-8137247 (State or other jurisdiction of incorporation) (Commission File |
|
| November 18, 2011 |
CMS Bancorp, Inc. Announces Financial Results for the Fiscal Year Ended September 30, 2011 EXHIBIT 99.1 CMS Bancorp, Inc. Announces Financial Results for the Fiscal Year Ended September 30, 2011 WHITE PLAINS, N.Y., Nov. 18, 2011 (GLOBE NEWSWIRE) - CMS Bancorp, Inc. (Nasdaq:CMSB) (the "Company"), the parent of Community Mutual Savings Bank (the "Bank"), announced an 86% increase in net income, to $309,000 or $0.18 per share, for the fiscal year ended September 30, 2011, compared to $166, |
|
| October 28, 2011 |
POWER OF ATTORNEY The undersigned hereby constitutes and appoints Stephen E. Dowd, the undersigned's true and lawful attorney-in-fact, to: (1) prepare, execute in the undersigned's name and on the undersigned's behalf, and submit to the U.S. Securities and Exchange Commission (the "SEC") a Form ID, including amendments thereto, and any other documents necessary or appropriate to obtain codes and p |
|
| October 24, 2011 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) October 24, 2011 CMS Bancorp Inc. (Exact name of registrant as specified in its charter) Delaware 001-33322 20-8137247 (State or other jurisdiction of incorporation) (Commissi |
|
| August 12, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2011 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from To Commission File Number: 001-33322 CMS Bancor |
|
| August 2, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) August 2, 2011 CMS Bancorp Inc. (Exact name of registrant as specified in its charter) Delaware 001-33322 20-8137247 (State or other jurisdiction of incorporation) (Commission File Num |
|
| August 2, 2011 |
CMS Bancorp, Inc. Announces June 30, 2011 Quarterly Financial Results EXHIBIT 99.1 CMS Bancorp, Inc. Announces June 30, 2011 Quarterly Financial Results WHITE PLAINS, N.Y., Aug. 2, 2011 (GLOBE NEWSWIRE) - CMS Bancorp, Inc. (Nasdaq:CMSB) (the "Company"), the parent of Community Mutual Savings Bank (the "Bank"), announced net income of $88,000 or $0.05 per share, for the three months ended June 30, 2011, compared to $20,000, or $0.01 per share, in the comparable quart |
|
| July 29, 2011 |
Form 8-K/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) July 29, 2011 CMS Bancorp Inc. (Exact name of registrant as specified in its charter) Delaware 001-33322 20-8137247 (State or other jurisdiction of incorporation) (Commiss |
|
| June 2, 2011 |
POWER OF ATTORNEY The undersigned hereby constitutes and appoints Stephen E.Dowd, the undersigned's true and lawful attorney-in-fact, to: (1) prepare, execute in the undersigned's name and on the undersigned's behalf, and submit to the U.S. Securities and Exchange Commission (the "SEC") a Form ID, including amendments thereto, and any other documents necessary or appropriate to obtain codes and pa |
|
| May 31, 2011 |
POWER OF ATTORNEY The undersigned hereby constitutes and appoints Stephen E. Dowd, the undersigned's true and lawful attorney-in-fact, to: (1) prepare, execute in the undersigned's name and on the undersigned's behalf, and submit to the U.S. Securities and Exchange Commission (the "SEC") a Form ID, including amendments thereto, and any other documents necessary or appropriate to obtain codes and p |
|
| May 13, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2011 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from To Commission File Number: 0 |
|
| May 11, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) May 11, 2011 CMS Bancorp Inc. (Exact name of registrant as specified in its charter) Delaware 001-33322 20-8137247 (State or other jurisdiction of incorporation) (Commission File Numbe |
|
| May 11, 2011 |
CMS Bancorp, Inc. Announces March 31, 2011 Quarterly Financial Results EXHIBIT 99.1 CMS Bancorp, Inc. Announces March 31, 2011 Quarterly Financial Results WHITE PLAINS, N.Y., May 11, 2011 (GLOBE NEWSWIRE) - CMS Bancorp, Inc. (Nasdaq:CMSB) (the "Company"), the parent of Community Mutual Savings Bank (the "Bank"), announced results for the three months ended March 31, 2011 which reflect net income of $40,000, or $.02 per share, in 2011, compared to a net loss of $35,00 |
|
| May 2, 2011 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) May 2, 2011 CMS Bancorp Inc. (Exact name of registrant as specified in its charter) Delaware 001-33322 20-8137247 (State or other jurisdiction of incorporation) (Commission Fi |
|
| April 28, 2011 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) April 28, 2011 CMS Bancorp Inc. (Exact name of registrant as specified in its charter) Delaware 001-33322 20-8137247 (State or other jurisdiction of incorporation) (Commission |
|
| February 25, 2011 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) February 25, 2011 CMS Bancorp Inc. (Exact name of registrant as specified in its charter) Delaware 001-33322 20-8137247 (State or other jurisdiction of incorporation) (Commiss |
|
| February 14, 2011 |
OMB APPROVAL OMB Number: 3235-0287 Expires: February 28, 2011 Estimated average burden hours per response???11 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. |
|
| February 10, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Form 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
|
| February 10, 2011 |
CMS Bancorp, Inc. Announces December 31, 2010 Quarterly Financial Results EXHIBIT 99.1 CMS Bancorp, Inc. Announces December 31, 2010 Quarterly Financial Results WHITE PLAINS, N.Y., Feb. 10, 2011 (GLOBE NEWSWIRE) - CMS Bancorp, Inc. (Nasdaq:CMSB) (the "Company"), the parent of Community Mutual Savings Bank (the "Bank"), announced results for the three months ended December 31, which reflect net income of $90,000, or $.05 per share, in 2010, compared to net income of $102 |
|
| February 10, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) February 10, 2011 CMS Bancorp Inc. (Exact name of registrant as specified in its charter) Delaware 001-33322 20-8137247 (State or other jurisdiction of incorporation) (Commission File |
|
| February 4, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 CMS Bancorp, Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 12600U102 (CUSIP Number) December 31, 2010 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which th |
|
| January 27, 2011 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) January 27, 2011 CMS Bancorp Inc. (Exact name of registrant as specified in its charter) Delaware 001-33322 20-8137247 (State or other jurisdiction of incorporation) (Commissi |
|
| January 14, 2011 |
Definitive Proxy Statement UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
|
| January 4, 2011 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) January 4, 2011 CMS Bancorp Inc. (Exact name of registrant as specified in its charter) Delaware 001-33322 20-8137247 (State or other jurisdiction of incorporation) (Commissio |
|
| January 4, 2011 |
AMENDED AND RESTATED EMPLOYMENT AGREEMENT Exhibit 10.2 EXECUTION COPY AMENDED AND RESTATED EMPLOYMENT AGREEMENT This AMENDED AND RESTATED EMPLOYMENT AGREEMENT (?Agreement?) is made and entered into effective as of January 1, 2011, by and between COMMUNITY MUTUAL SAVINGS BANK, a New York savings bank having its executive offices at 123 Main Street, White Plains, New York 10601 (?Bank?) and JOHN RITACCO (the ?Executive?). W I T N E S S E T |
|
| January 4, 2011 |
AMENDED AND RESTATED EMPLOYMENT AGREEMENT Exhibit 10.1 EXECUTION COPY AMENDED AND RESTATED EMPLOYMENT AGREEMENT This AMENDED AND RESTATED EMPLOYMENT AGREEMENT (the ?Agreement?) is made and entered into as of January 1, 2011 by and between CMS BANCORP, INC., a Delaware corporation having an office at 123 Main Street, White Plains, New York 10601 (the ?Company?) and JOHN RITACCO (the ?Executive?). INTRODUCTORY STATEMENT The Board of Directo |
|
| December 15, 2010 |
SUBSIDIARY OF THE REGISTRANT Community Mutual Savings Bank (federal stock savings bank) Exhibit 21.1 Exhibit 21.1 SUBSIDIARY OF THE REGISTRANT Community Mutual Savings Bank (federal stock savings bank) |
|
| December 15, 2010 |
2010 Annual Report CMS Bancorp, Inc. Exhibit 13.1 Exhibit 13.1 2010 Annual Report CMS Bancorp, Inc. Dear Stockholders: In 2005, the Board of Directors embarked on a vision to change the direction, culture, operations and business strategy of Community Mutual Savings Bank (the “Bank”). The Board’s vision recognized that a small, community oriented savings bank in a large and highly competitive banking market would not survive in the i |
|
| December 15, 2010 |
United States SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 10-K Form 10-K Table of Contents United States SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 10-K (Mark one) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended September 30, 2010 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . |
|
| December 15, 2010 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) December 15, 2010 CMS Bancorp Inc. (Exact name of registrant as specified in its charter) Delaware 001-33322 20-8137247 (State or other jurisdiction of incorporation) (Commiss |
|
| November 15, 2010 |
CMS Bancorp, Inc. Announces September 30, 2010 Fiscal Year Results EXHIBIT 99.1 CMS Bancorp, Inc. Announces September 30, 2010 Fiscal Year Results WHITE PLAINS, N.Y., Nov. 15, 2010 (GLOBE NEWSWIRE) - CMS Bancorp, Inc. (Nasdaq:CMSB) (the "Company"), the parent of Community Mutual Savings Bank (the "Bank"), announced results for the fiscal year ended September 30, 2010, which reflect net income of $166,000, or $.10 per share, in 2010, compared to a net loss of $439 |
|
| November 15, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) November 15, 2010 CMS Bancorp Inc. (Exact name of registrant as specified in its charter) Delaware 001-33322 20-8137247 (State or other jurisdiction of incorporation) (Commission File |
|
| October 29, 2010 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) October 29, 2010 CMS Bancorp Inc. (Exact name of registrant as specified in its charter) Delaware 001-33322 20-8137247 (State or other jurisdiction of incorporation) (Commissi |
|
| September 24, 2010 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) September 24, 2010 CMS Bancorp Inc. (Exact name of registrant as specified in its charter) Delaware 001-33322 20-8137247 (State or other jurisdiction of incorporation) (Commis |
|
| August 11, 2010 |
OMB APPROVAL OMB Number: 3235-0287 Expires: February 28, 2011 Estimated average burden hours per response???11 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. |
|
| August 4, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Form 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
|
| August 4, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) August 4, 2010 CMS Bancorp Inc. (Exact name of registrant as specified in its charter) Delaware 001-33322 20-8137247 (State or other jurisdiction of incorporation) (Commission File Num |
|
| August 4, 2010 |
CMS Bancorp, Inc. Announces June 30, 2010 Quarterly Results EXHIBIT 99.1 CMS Bancorp, Inc. Announces June 30, 2010 Quarterly Results WHITE PLAINS, N.Y., Aug. 4, 2010 (GLOBE NEWSWIRE) - CMS Bancorp, Inc. (Nasdaq:CMSB) (the "Company"), the parent of Community Mutual Savings Bank, announced results for the quarter and nine months ended June 30, 2010, which reflect net income of $20,000, or $.01 per share, in the quarter ended June 30, 2010, compared to a net |
|
| June 25, 2010 |
rrd250915283125.html Exhibit 24 POWER OF ATTORNEY Know all by these presents, that the undersigned hereby constitutes and appoints Stephen E. Dowd the undersigned's true and lawful attorney-in-fact to: (1) prepare, execute in the undersigned's name and on the undersigned's behalf, and submit to the U.S. Securities and Exchange Commission (the "SEC") a Form ID, including amendments thereto, and any |
|
| June 25, 2010 |
rrd250914283123.html Exhibit 24 POWER OF ATTORNEY Know all by these presents, that the undersigned hereby constitutes and appoints Stephen E. Dowd the undersigned's true and lawful attorney-in-fact to: (1) prepare, execute in the undersigned's name and on the undersigned's behalf, and submit to the U.S. Securities and Exchange Commission (the "SEC") a Form ID, including amendments thereto, and any |
|
| June 24, 2010 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) June 22, 2010 CMS Bancorp Inc. (Exact name of registrant as specified in its charter) Delaware 001-33322 20-8137247 (State or other jurisdiction of incorporation) (Commission |
|
| May 10, 2010 |
CMS Bancorp, Inc. Announces Quarterly Results EXHIBIT 99.1 CMS Bancorp, Inc. Announces Quarterly Results WHITE PLAINS, N.Y., May 10, 2010 (GLOBE NEWSWIRE) - CMS Bancorp, Inc. (Nasdaq:CMSB) (the "Company"), the parent of Community Mutual Savings Bank, announced results for the quarter and six months ended March 31, 2010, which reflect a net loss of $35,000, or $.02 per share in the quarter ended March 31, 2010, compared to net income of $15,00 |
|
| May 10, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Form 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
|
| May 10, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) May 10, 2010 CMS Bancorp Inc. (Exact name of registrant as specified in its charter) Delaware 001-33322 20-8137247 (State or other jurisdiction of incorporation) (Commission File Numbe |
|
| March 22, 2010 |
OMB APPROVAL OMB Number: 3235-0145 Expires: February 28, 2009 Estimated average burden hours per response???11 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. |
|
| March 2, 2010 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) February 28, 2010 CMS Bancorp Inc. (Exact name of registrant as specified in its charter) Delaware 001-33322 20-8137247 (State or other jurisdiction of incorporation) (Commiss |
|
| March 1, 2010 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) February 25, 2010 CMS Bancorp Inc. (Exact name of registrant as specified in its charter) Delaware 001-33322 20-8137247 (State or other jurisdiction of incorporation) (Commiss |
|
| February 16, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 CMS Bancorp, Inc. (Name of issuer) Common Stock, par value $0.01 per share (Title of class of securities) 12600U102 (CUSIP number) December 31, 2009 (Date of event which requires filing of this statement) Check the appropriate box to designate the rule pursuant to which th |
|
| February 10, 2010 |
CMS Bancorp, Inc. Announces Earnings for the Quarter Ended December 31, 2009 EXHIBIT 99.1 CMS Bancorp, Inc. Announces Earnings for the Quarter Ended December 31, 2009 WHITE PLAINS, N.Y., Feb. 10, 2010 (GLOBE NEWSWIRE) - CMS Bancorp, Inc. (Nasdaq:CMSB) (the "Company"), the parent of Community Mutual Savings Bank, announced results for the quarter ended December 31, 2009, which reflect net income of $102,000 or $.06 per share, compared to a net loss of $1,000 in the quarter |
|
| February 10, 2010 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) February 10, 2010 CMS Bancorp Inc. (Exact name of registrant as specified in its charter) Delaware 001-33322 20-8137247 (State or other jurisdiction of incorporation) (Commission File |
|
| February 10, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Form 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
|
| January 15, 2010 |
Notice and Proxy Statement UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
|
| December 15, 2009 |
Exhibit 13.1 Exhibit 13.1 2009 Annual Report CMS Bancorp, Inc. Dear Stockholders: While some financial institutions have continued to struggle to regain their footing during these difficult economic times, Community Mutual has continued to focus on its core business and has made major strides in implementing our business plan in each of our branch markets. During fiscal year 2009, we continued to |
|
| December 15, 2009 |
United States SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 10-K Form 10-K Table of Contents United States SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 10-K (Mark one) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended September 30, 2009 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . |
|
| December 15, 2009 |
Exhibit 21.1 Exhibit 21.1 SUBSIDIARY OF THE REGISTRANT Community Mutual Savings Bank (federal stock savings bank) |
|
| November 25, 2009 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) November 23, 2009 CMS Bancorp Inc. (Exact name of registrant as specified in its charter) Delaware 001-33322 20-8137247 (State or other jurisdiction of incorporation) (Commiss |
|
| November 17, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) November 17, 2009 CMS Bancorp Inc. (Exact name of registrant as specified in its charter) Delaware 001-33322 20-8137247 (State or other jurisdiction of incorporation) (Commission File |
|
| November 17, 2009 |
EXHIBIT 99.1 CMS Bancorp, Inc. Announces Improvement in Financial Performance for the Year Ended September 30, 2009 and Continued Growth in Assets WHITE PLAINS, N.Y., Nov. 17, 2009 (GLOBE NEWSWIRE) - CMS Bancorp, Inc. (Nasdaq:CMSB) (the "Company"), the parent of Community Mutual Savings Bank, announced results for the fiscal year ended September 30, 2009, which reflect improved financial performan |
|
| October 5, 2009 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) October 1, 2009 CMS Bancorp Inc. (Exact name of registrant as specified in its charter) Delaware 001-33322 20-8137247 (State or other jurisdiction of incorporation) (Commissio |
|
| October 5, 2009 |
[Letterhead of Beard Miller Company LLP] Exhibit 16.1 [Letterhead of Beard Miller Company LLP] October 5, 2009 Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Dear Ladies and Gentlemen: We are the former independent registered public accounting firm for CMS Bancorp, Inc. (the ?Company?). We have read the Company?s disclosure set forth in Item 4.01 ?Changes in Registrant?s Certifying Accountant? of the Company?s C |
|
| August 11, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2009 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from To Commission File Number: 00 |
|
| August 11, 2009 |
EXHIBIT 99.1 CMS Bancorp, Inc. Announces Continued Improvement in Financial Performance for the Quarter and Nine Months Ended June 30, 2009 and Sizable Growth in the Company's Assets WHITE PLAINS, N.Y., Aug. 11, 2009 (GLOBE NEWSWIRE) - CMS Bancorp, Inc. (Nasdaq:CMSB) (the "Company"), the parent of Community Mutual Savings Bank, announced continued improvements in its financial results for the thre |
|
| August 11, 2009 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) August 11, 2009 CMS Bancorp Inc. (Exact name of registrant as specified in its charter) Delaware 001-33322 20-8137247 (State or other jurisdiction of incorporation) (Commission File Nu |
|
| May 12, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2009 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from To Commission File Number: 0 |
|
| May 12, 2009 |
EXHIBIT 99.1 CMS Bancorp, Inc. Announces the Opening of Its Fifth Branch Office in Mount Kisco and Much Improved Financial Results for the Quarter and Six Months Ended March 31, 2009 WHITE PLAINS, N.Y., May 12, 2009 (GLOBE NEWSWIRE) - CMS Bancorp, Inc. (Nasdaq:CMSB) (the "Company"), the parent of Community Mutual Savings Bank, announced that the Company opened its fifth branch office on April 15, |
|
| May 12, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) May 12, 2009 CMS Bancorp Inc. (Exact name of registrant as specified in its charter) Delaware 001-33322 20-8137247 (State or other jurisdiction of incorporation) (Commission File Numbe |
|
| March 25, 2009 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) March 19, 2009 CMS Bancorp Inc. (Exact name of registrant as specified in its charter) Delaware 001-33322 20-8137247 (State or other jurisdiction of incorporation) (Commission |
|
| February 23, 2009 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) February 20, 2009 CMS Bancorp Inc. (Exact name of registrant as specified in its charter) Delaware 001-33322 20-8137247 (State or other jurisdiction of incorporation) (Commiss |
|
| February 23, 2009 |
Exhibit 3.1 CERTIFICATE OF AMENDMENT OF CERTIFICATE OF INCORPORATION OF CMS Bancorp, Inc. (Pursuant to Section 242 of the Delaware General Corporation Law) The undersigned Stephen Dowd, desiring to amend the certificate of incorporation of a Delaware corporation under the provisions of the Delaware General Corporation Law (the ?DCGL?), hereby certifies as follows: 1. He is the duly elected, qualif |
|
| February 19, 2009 |
Annual Meeting February 19, 2009 C M S B Exhibit 99.1 Forward-Looking Statements 3 2 Certain comments in this presentation contain ?forward-looking statements,? which may be identified by the use of such words as ?believe,? ?expect,? ?anticipate,? ?should,? ?planned,? ?estimated,? ?potential? and similar expressions that are intended to identify forward-looking statements. Examples of forward-look |
|
| February 19, 2009 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) February 19, 2009 CMS Bancorp Inc. (Exact name of registrant as specified in its charter) Delaware 001-33322 20-8137247 (State or other jurisdiction of incorporation) (Commiss |
|
| February 13, 2009 |
United States Securities and Exchange Commission Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No. 01)* OMB Number 3235-0145 CMS Bancorp Inc. (Name of Issuer) Common Stock, $.01 par value per share (Title of Class of Securities) 12600U102 (CUSIP Number) December 31, 2008 (Date of Event which Requires Filing of this Statement) Check the appropriate box to |
|
| February 13, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 CMS Bancorp, Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 12600U102 (CUSIP Number) December 31, 2008 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which th |
|
| February 10, 2009 |
EXHIBIT 99.1 CMS Bancorp, Inc. Announces Improved December 31, 2008 Quarter End Results, Update On Stock Repurchase Program, and Withdrawal of Application to Participate in the Treasury 'TARP' Program WHITE PLAINS, N.Y., Feb. 10, 2009 (GLOBE NEWSWIRE) - CMS Bancorp, Inc. (Nasdaq:CMSB) (the "Company"), the parent of Community Mutual Savings Bank, announced that the Company has withdrawn its applica |
|
| February 10, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Form 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
|
| February 10, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) February 10, 2009 CMS Bancorp Inc. (Exact name of registrant as specified in its charter) Delaware 001-33322 20-8137247 (State or other jurisdiction of incorporation) (Commission File |
|
| January 27, 2009 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) January 27, 2009 CMS Bancorp Inc. (Exact name of registrant as specified in its charter) Delaware 001-33322 20-8137247 (State or other jurisdiction of incorporation) (Commissi |
|
| January 14, 2009 |
Definitive Proxy Statement UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
|
| January 2, 2009 |
Preliminary Proxy Statement UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
|
| December 23, 2008 |
FORM 10-KSB Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 10-KSB ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended September 30, 2008 Commission file No. |
|
| December 23, 2008 |
2008 Annual Report CMS Bancorp, Inc. Exhibit 13.1 2008 Annual Report CMS Bancorp, Inc. Dear Stockholders: In 2008, we made significant progress towards transforming our 121 year old savings bank into a modern, strong and growing financial institution while positioning it to increase shareholder value in the near term. Since September 30, 2005, our total assets have grown from $114.3 million to $203.9 million at September 30, 2008, an |
|
| December 23, 2008 |
SUBSIDIARIES OF THE REGISTRANT EXHIBIT 21.1 EXHIBIT 21.1 SUBSIDIARIES OF THE REGISTRANT Community Mutual Savings Bank (federal stock savings bank) |
|
| December 2, 2008 |
CMS Bancorp, Inc. Announces 2009 Annual Meeting of Shareholders EXHIBIT 99.1 CMS Bancorp, Inc. Announces 2009 Annual Meeting of Shareholders WHITE PLAINS, N.Y., Dec. 2, 2008 (GLOBE NEWSWIRE) - CMS Bancorp, Inc. (Nasdaq:CMSB), the parent company of Community Mutual Savings Bank, announced today that its 2009 Annual Meeting of Shareholders (the "Annual Meeting") will be held on Thursday, February 19, 2009 at 3:00 p.m., Eastern time, at the Crowne Plaza Hotel, lo |
|
| December 2, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) December 2, 2008 CMS Bancorp Inc. (Exact name of registrant as specified in its charter) Delaware 001-33322 20-8137247 (State or other jurisdiction of incorporation) (Commission File N |
|
| November 14, 2008 |
EXHIBIT 99.1 CMS Bancorp, Inc. Announces Application to Participate in the Treasury 'TARP' Program, a Second 5 Percent Stock Repurchase and September 30, 2008 Fiscal Year End Results WHITE PLAINS, N.Y., Nov. 14, 2008 (GLOBE NEWSWIRE) - CMS Bancorp, Inc. (Nasdaq:CMSB) (the "Company") parent of Community Mutual Savings Bank, announced that the Company's Board of Directors has approved the applicatio |
|
| November 14, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) November 14, 2008 CMS Bancorp Inc. (Exact name of registrant as specified in its charter) Delaware 001-33322 20-8137247 (State or other jurisdiction of incorporation) (Commission File |
|
| August 13, 2008 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-QSB Form 10-QSB Table of Contents SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-QSB (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2008 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from To Commission File Number 001 |
|
| August 7, 2008 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) August 7, 2008 CMS Bancorp Inc. (Exact name of registrant as specified in its charter) Delaware 001-33322 20-8137247 (State or other jurisdiction of incorporation) (Commission |
|
| August 7, 2008 |
EXHIBIT 99.1 CMS Bancorp, Inc. Announces Results of Stock Repurchase Program and Results for the Quarter Ended June 30, 2008 White Plains, New York, August 7, 2008 (PRIME NEWSWIRE) ? CMS Bancorp, Inc. (NASDAQ: CMSB) parent of Community Mutual Savings Bank, announced that through August 6, 2008, it had repurchased 85,500 shares of its? common stock under a stock repurchase plan which authorizes rep |
|
| July 31, 2008 |
AMENDED AND RESTATED EMPLOYMENT AGREEMENT Exhibit 10.2 AMENDED AND RESTATED EMPLOYMENT AGREEMENT This AMENDED AND RESTATED EMPLOYMENT AGREEMENT (?Agreement?) is made and entered into effective as of January 1, 2008, by and between COMMUNITY SAVINGS BANK, a New York savings bank having its executive offices at 123 Main Street, White Plains, New York 10601 (?Bank?) and JOHN RITACCO (the ?Executive?). WITNESSETH: WHEREAS, the Executive has b |
|
| July 31, 2008 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) July 30, 2008 CMS Bancorp Inc. (Exact name of registrant as specified in its charter) Delaware 001-33322 20-8137247 (State or other jurisdiction of incorporation) (Commission |
|
| July 31, 2008 |
AMENDED AND RESTATED EMPLOYMENT AGREEMENT Exhibit 10.1 AMENDED AND RESTATED EMPLOYMENT AGREEMENT This AMENDED AND RESTATED EMPLOYMENT AGREEMENT (the ?Agreement?) is made and entered into as of January 1, 2008 by and between CMS BANCORP, INC., a Delaware corporation having an office at 123 Main Street, White Plains, New York 10601 (the ?Company?) and JOHN RITACCO (the ?Executive?). INTRODUCTORY STATEMENT The Board of Directors of the Compa |
|
| July 3, 2008 |
OMB APPROVAL OMB Number: 3235-0145 Expires: February 28, 2009 Estimated average burden hours per response???11 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. |
|
| June 10, 2008 |
OMB APPROVAL OMB Number: 3235-0145 Expires: February 28, 2009 Estimated average burden hours per response???11 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. |
|
| May 13, 2008 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-QSB Form 10-QSB Table of Contents SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-QSB (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2008 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from To Commission File Number 00 |
|
| May 13, 2008 |
CMS BANCORP, INC. COMPENSATION COMMITTEE CHARTER Exhibit 99.1 CMS BANCORP, INC. COMPENSATION COMMITTEE CHARTER The bylaws of CMS Bancorp, Inc. (?Bancorp?) provide for the establishment of Board committees composed of two or more directors to which limited powers of the Board of Directors may be delegated. By resolution adopted by a majority of the full Board, a Compensation Committee has been established with the following responsibilities and d |
|
| May 13, 2008 |
EXHIBIT 99.1 CMS Bancorp, Inc. Announces Stock Repurchase Program and Results for the Quarter Ended March 31, 2008 WHITE PLAINS, N.Y., May 13, 2008 (PRIME NEWSWIRE) - CMS Bancorp, Inc. (Nasdaq:CMSB) parent of Community Mutual Savings Bank, announced that it would repurchase up to 5% of its outstanding common stock over the next year. Repurchases, which will be conducted through open market purchas |
|
| May 13, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) May 13, 2008 CMS Bancorp Inc. (Exact name of registrant as specified in its charter) Delaware 001-33322 20-8137247 (State or other jurisdiction of incorporation) (Commission File Numbe |
|
| February 13, 2008 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) February 13, 2008 CMS Bancorp Inc. (Exact name of registrant as specified in its charter) Delaware 001-33322 20-8137247 (State or other jurisdiction of incorporation) (Commiss |
|
| February 13, 2008 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-QSB Form 10-QSB Table of Contents SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-QSB (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2007 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from To Commission File Number |
|
| February 13, 2008 |
Exhibit 99.1 CMS Bancorp, Inc. Announces Results for the Quarter Ended December 31, 2007 And Branch Relocation and Expansion White Plains, New York, February 13, 2008 (PRIME NEWSWIRE) ? CMS Bancorp, Inc. (NASDAQ: CMSB) parent of Community Mutual Savings Bank, reported a net loss of $130,000 ($.07 per share) for the three months ended December 31, 2007, primarily reflective of higher than normal le |
|
| February 11, 2008 |
OMB APPROVAL OMB Number: 3235-0145 Expires: February 28, 2009 Estimated average burden hours per response???11 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. |
|
| January 14, 2008 |
Notice and Proxy OFFICE OF THRIFT SUPERVISION Washington, D.C. 20552 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Definitive Proxy Statemen |
|
| December 28, 2007 |
FORM 10KSB Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 10-KSB ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended September 30, 2007 Commission file No. |
|
| December 28, 2007 |
CODES OF ETHICS EXHIBIT 14.1 COMMUNITY MUTUAL SAVINGS BANK CODE OF ETHICS Re-Affirmed by the Board of Trustees on January 19, 2006 Community Mutual Savings Bank is an equal opportunity employer. It is the policy of the Bank to provide for and promote equal employment opportunity in employment, compensation and other terms and conditions of employment without discrimination on the basis of age, rac |
|
| December 28, 2007 |
CMS BANCORP, INC. 2007 ANNUAL REPORT TO SHAREHOLDERS Exhibit 13.1 CMS Bancorp, Inc. 2007 Annual Report CMS Bancorp, Inc. Dear Stockholders: The fiscal year ended September 30, 2007 was one in which we made great strides in moving the Company toward achieving our strategic goals. On April 4, 2007, Community Mutual Savings Bank completed its conversion from a New York State-chartered mutual savings |
|
| November 30, 2007 |
As filed with the Securities and Exchange Commission on November 30, 2007 As filed with the Securities and Exchange Commission on November 30, 2007 Registration No. |
|
| November 30, 2007 |
CMS BANCORP, INC. 2007 STOCK OPTION PLAN STOCK OPTION CERTIFICATE Exhibit 4.3 CMS BANCORP, INC. 2007 STOCK OPTION PLAN STOCK OPTION CERTIFICATE Name of Optionee Social Security Number Street Address City State ZIP Code This Stock Option Agreement is intended to set forth the terms and conditions on which a Stock Option has been granted under the CMS Bancorp, Inc. 2007 Stock Option Plan. Set forth below are the specific terms and conditions applicable to this Sto |
|
| November 30, 2007 |
Exhibit 4.4 CMS BANCORP, INC. 2007 RECOGNITION AND RETENTION PLAN RESTRICTED STOCK AWARD NOTICE Name of Award Recipient Social Security Number Street Address City State ZIP Code This Restricted Stock Award Notice is intended to set forth the terms and conditions on which an Award has been granted under the CMS Bancorp, Inc. 2007 Recognition and Retention Plan. Set forth below are the specific term |
|
| November 29, 2007 |
CMS Bancorp, Inc. Announces 2008 Annual Meeting of Shareholders EXHIBIT 99.1 CMS Bancorp, Inc. Announces 2008 Annual Meeting of Shareholders WHITE PLAINS, N.Y., Nov. 29, 2007 (PRIME NEWSWIRE) - CMS Bancorp, Inc. (Nasdaq:CMSB), the parent company of Community Mutual Savings Bank, announced today that its 2008 Annual Meeting of Shareholders (the "Annual Meeting") will be held on Thursday, February 21, 2008 at 3:00 p.m., Eastern time, at the Crowne Plaza Hotel, l |
|
| November 29, 2007 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) November 29, 2007 CMS Bancorp Inc. (Exact name of registrant as specified in its charter) Delaware 001-33322 20-8137247 (State or other jurisdiction of incorporation) (Commission File |
|
| November 13, 2007 |
FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): November 9, 2007 CMS BANCORP, INC. (Exact name of registrant as specified in its charter) Delaware 001-33322 20-8137247 (State or other jurisdiction of incorporation) (Commis |
|
| November 13, 2007 |
Exhibit 99.1 FOR IMMEDIATE RELEASE For further information contact: John Ritacco, President & CEO (914) 422-2700 CMS Bancorp, Inc. Announces Shareholder Approval of 2007 Stock Option Plan and 2007 Recognition and Retention Plan White Plains, New York, November 13, 2007 ? CMS Bancorp, Inc. (NASDAQ: CMSB), the parent company of Community Mutual Savings Bank, announced today that its shareholders vot |
|
| November 6, 2007 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) November 6, 2007 CMS Bancorp Inc. (Exact name of registrant as specified in its charter) Delaware 001-33322 20-8137247 (State or other jurisdiction of incorporation) (Commission File N |
|
| November 6, 2007 |
EXHIBIT 99.1 CMS Bancorp, Inc. Announces Results for the Quarter and Year Ended September 30, 2007 and New Location for Eastchester Branch WHITE PLAINS, N.Y., Nov. 6, 2007 (PRIME NEWSWIRE) - CMS Bancorp, Inc. (Nasdaq:CMSB) parent of Community Mutual Savings Bank, reported net income of $10,000 ($.01 per share) for the three months ended September 30, 2007 compared to net income of $33,000 for the |
|
| September 21, 2007 |
Special Notice and Proxy Table of Contents OFFICE OF THRIFT SUPERVISION Washington, D. |
|
| August 14, 2007 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-QSB SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-QSB (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2007 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from To Commission File Number 001-33322 CMS Bancorp, Inc. (Exac |
|
| August 6, 2007 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) August 6, 2007 CMS Bancorp Inc. (Exact name of registrant as specified in its charter) Delaware 001-33322 20-8137247 (State or other jurisdiction of incorporation) (Commission File Num |
|
| August 6, 2007 |
CMS Bancorp, Inc. Announces Results for the Quarter Ended June 30, 2007 EXHIBIT 99.1 CMS Bancorp, Inc. Announces Results for the Quarter Ended June 30, 2007 WHITE PLAINS, N.Y., Aug. 6, 2007 (PRIME NEWSWIRE) - CMS Bancorp, Inc. (Nasdaq:CMSB), parent of Community Mutual Savings Bank, reported a net loss of $733,000 ($.39 per share) for the three months ended June 30, 2007 compared to net income of $17,000 for the three months ended June 30, 2006. The net loss was primar |
|
| August 2, 2007 |
OMB APPROVAL OMB Number: 3235-0145 Expires: February 28, 2009 Estimated average burden hours per response???11 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. |
|
| May 14, 2007 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-QSB SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-QSB (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2007 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from To Commission File Number 001-33322 CMS Bancorp, Inc. (Exa |
|
| May 2, 2007 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) May 2, 2007 CMS Bancorp Inc. (Exact name of registrant as specified in its charter) Delaware 001-33322 20-8137247 (State or other jurisdiction of incorporation) (Commission File Number |
|
| May 2, 2007 |
Community Mutual Savings Bank Announces Quarterly Results EXHIBIT 99.1 Community Mutual Savings Bank Announces Quarterly Results WHITE PLAINS, N.Y., May 2, 2007 (PRIME NEWSWIRE) - Community Mutual Savings Bank (Nasdaq:CMSB) reported a net loss of $67,000 for the three months ended March 31, 2007 compared to a net loss of $6,000 for the three months ended March 31, 2006. The increase in the net loss reflects increases in interest expense and non-interest |
|
| April 26, 2007 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* CMS BANCORP, INC. (Name of Issuer) Common Stock, $0.01 par value per share (Title of Class of Securities) 12600U102 (CUSIP Number) April 25, 2007 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursu |
|
| March 30, 2007 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): March 30, 2007 CMS BANCORP, INC. (Exact name of registrant as specified in its charter) Delaware 001-33322 20-8137247 (State or other jurisdiction of incorporation) (Commissi |
|
| March 30, 2007 |
CMS BANCORP, INC. ANNOUNCES REGULATORY APPROVAL TO CONSUMMATE ITS CONVERSION AND OFFERING Exhibit 99.1 FOR IMMEDIATE RELEASE CONTACT: John E. Ritacco, President and Chief Executive Officer TELEPHONE: (914) 422-2700 CMS BANCORP, INC. ANNOUNCES REGULATORY APPROVAL TO CONSUMMATE ITS CONVERSION AND OFFERING White Plains, New York, March 30, 2007: CMS Bancorp, Inc., the proposed holding company for Community Mutual Savings Bank, announced that it received regulatory approval to complete the |
|
| March 30, 2007 |
Form 8-A12B/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A/A (Amendment No. 1) FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 CMS Bancorp, Inc. (Exact name of registrant as specified in its charter) Delaware 20-8137247 (State of incorporation or organization) (I.R.S. Employer Identificati |
|
| February 22, 2007 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): February 22, 2007 CMS BANCORP, INC. (Exact name of registrant as specified in its charter) Delaware 001-33322 20-8137247 (State or other jurisdiction of incorporation) (Commi |
