CLRO SEC Filings - ClearOne, Inc.- Annual Report, Proxy Statement, Prospectus

Basic Stats

CIK

840715

SEC Filings

All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis. These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to ClearOne, Inc.

SEC Filings (Chronological Order)

This page provides a complete, chronological list of SEC Filings, excluding ownership filings which we provide elsewhere.

September 5, 2025	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): September 5, 2025 (September 2, 2 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): September 5, 2025 (September 2, 2025) ClearOne, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33660 87-0398877 (State or Other Jurisdiction of Incorporation
September 5, 2025	EX-10.1	WARRANT REPURCHASE AGREEMENT Exhibit 10.1 WARRANT REPURCHASE AGREEMENT This WARRANT REPURCHASE AGREEMENT (the “Agreement”) is made and entered into as of September 2, 2025 (the “Effective Date”), by and between ClearOne, Inc., a Delaware corporation (the “Company”), and the undersigned holder of the Existing Warrants (as defined below) (the “Holder”). RECITALS A. The Holder previously acquired those certain Common Stock Warra
August 14, 2025	EX-3.4	Certificate of Amendment to Certificate of Incorporation dated June 20, 2025. EXHIBIT 3.4 CERTIFICATE OF AMENDMENT TO CERTIFICATE OF INCORPORATION OF CLEARONE, INC. ClearOne, Inc. (the “Corporation”), a corporation organized and existing under and by virtue of the General Corporation Law of the State of Delaware (the “DGCL”), hereby certifies that: 1. The name of the Corporation is ClearOne, Inc. The Corporation’s Certificate of Incorporation was originally filed with the S
August 14, 2025	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2025 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period to Commission file number:001-33660 CLEARONE, INC. (Exa
July 7, 2025	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): July 7, 2025 (July 7, 2025) Clear UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): July 7, 2025 (July 7, 2025) ClearOne, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33660 87-0398877 (State or Other Jurisdiction of Incorporation) (Commiss
July 7, 2025	EX-99.1	ClearOne, Inc. Clarifies Dividend Date For Special Stock Dividend Exhibit 99.1 ClearOne, Inc. Clarifies Dividend Date For Special Stock Dividend SALT LAKE CITY - (BUSINESS WIRE) – July 7, 2025 – On June 30, 2025, ClearOne (NASDAQ: CLRO) announced that its Board of Directors had declared a one-time special stock dividend on the Company’s issued and outstanding shares of common stock, par value $0.001 per share (the “Common Stock”), and any Common Stock equivalent
July 3, 2025	EX-99.1	ClearOne Announces $3 Million Investment Exhibit 99.1 ClearOne Announces $3 Million Investment SALT LAKE CITY – July 03, 2025 – ClearOne (NASDAQ: CLRO), a global market leader in conferencing, collaboration, and network streaming solutions, announced on June 25, 2025, that it has recently sold $3 million of convertible notes, which represents an investment in the Company. This investment was made in connection with the Company's ongoing
July 3, 2025	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): July 3, 2025 (July 3, 2025) Clear UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): July 3, 2025 (July 3, 2025) ClearOne, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33660 87-0398877 (State or Other Jurisdiction of Incorporation) (Commiss
June 30, 2025	8-K	Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): June 30, 2025 (June 30, 2025) ClearOne, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33660 87-0398877 (State or Other Jurisdiction of Incorporation) (Commi
June 30, 2025	EX-99.1	ClearOne, Inc. Announces a Special One-time Stock Dividend Exhibit 99.1 ClearOne, Inc. Announces a Special One-time Stock Dividend SALT LAKE CITY - (BUSINESS WIRE) – June 30, 2025 - ClearOne (NASDAQ: CLRO) today announced that its Board of Directors has declared a one-time special stock dividend on the Company’s issued and outstanding shares of common stock, par value $0.001 per share (the “Common Stock”), and any Common Stock equivalents with dividend ri
June 25, 2025	EX-10.2	$3,000,000 Principal Amount Convertible Note dated June 20, 2025. EXHIBIT 10.2 NEITHER THIS NOTE NOR THE SECURITIES INTO WHICH THIS NOTE ARE CONVERTIBLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED, SOLD, OR OTHERWISE TRANSFERRED EXCEPT PURSUANT TO A
June 25, 2025	EX-3.1	Certificate of Designation for Class A Redeemable Preferred Stock (filed as Exhibit 3.1 to the Company’s Current Report on Form 8-K as filed with the SEC on June 25, 2025 and incorporated herein by reference). EXHIBIT 3.1 CERTIFICATE OF DESIGNATION OF CLASS A REDEEMABLE PREFERRED STOCK OF CLEARONE, INC. CLEARONE, INC., a corporation organized and existing under the General Corporation Law of the State of Delaware (the “Corporation”), certifies that the following resolution was adopted by the board of directors of the Corporation as required by Section 151 of the General Corporation Law of the State of D
June 25, 2025	EX-3.2	Certificate of Designation for Class B Convertible Preferred Stock (filed as Exhibit 3.2 to the Company’s Current Report on Form 8-K as filed with the SEC on June 25, 2025 and incorporated herein by reference). EXHIBIT 3.2 CERTIFICATE OF DESIGNATION OF CLASS B CONVERTIBLE PREFERRED STOCK OF CLEARONE, INC. CLEARONE, INC., a corporation organized and existing under the General Corporation Law of the State of Delaware (the “Corporation”), certifies that the following resolution was adopted by the board of directors of the Corporation as required by Section 151 of the General Corporation Law of the State of
June 25, 2025	EX-10.1	Note Purchase Agreement dated June 20, 2025 by and between ClearOne, Inc. and First Finance Ltd. EXHIBIT 10.1 NOTE PURCHASE AGREEMENT by and between CLEARONE, inc., as Borrower, and First Finance Ltd., as Purchaser Dated as of June 20, 2025 ARTICLE 1 DEFINITIONS 1 1.1 Definitions 1 1.2 Accounting Terms 6 ARTICLE 2 PURCHASE AND SALE OF THE NOTE 7 2.1 Purchase and Sale of the Note 7 2.2 Closing 7 ARTICLE 3 THE NOTE 7 3.1 Interest and Related Fees 7 3.2 Mandatory Conversion of Note 7 ARTICLE 4 C
June 25, 2025	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): June 25, 2025 (June 20, 2025) Cle UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): June 25, 2025 (June 20, 2025) ClearOne, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33660 87-0398877 (State or Other Jurisdiction of Incorporation) (Commi
June 2, 2025	EX-3.1	Certificate of Amendment to Certificate of Incorporation dated June 2, 2025. Exhibit 3.1 CERTIFICATE OF AMENDMENT TO CERTIFICATE OF INCORPORATION OF CLEARONE, INC. ClearOne, Inc. (the “Company”), a corporation organized and existing under and by virtue of the General Corporation Law of the State of Delaware (the “DGCL”), hereby certifies that: 1. The name of the Company is ClearOne, Inc. The Company’s Certificate of Incorporation was originally filed with the Secretary of
June 2, 2025	EX-99.1	ClearOne, Inc. Announces 1-for-15 Reverse Stock Split Exhibit 99.1 ClearOne, Inc. Announces 1-for-15 Reverse Stock Split   SALT LAKE CITY, UTAH – June 2, 2025 –  At a special meeting of stockholders held on May 30, 2025 (the “Special Meeting”) of ClearOne, Inc. (NASDAQ: CLRO), the Company’s stockholders approved a proposal to authorize a reverse stock split of the Company’s issued and outstanding common stock, par value $0.001 per share (the “Common
June 2, 2025	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): June 2, 2025 (May 30, 2025) Clear UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): June 2, 2025 (May 30, 2025) ClearOne, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33660 87-0398877 (State or Other Jurisdiction of Incorporation) (Commiss
May 21, 2025	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 21, 2025 ClearOne, Inc. (Exac UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 21, 2025 ClearOne, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33660 87-0398877 (State or Other Jurisdiction of Incorporation) (Commission File Number
May 21, 2025	EX-99.1	ClearOne, Inc. Announces 1-for-15 Reverse Stock Split   Exhibit 99.1 ClearOne, Inc. Announces 1-for-15 Reverse Stock Split   SALT LAKE CITY, UTAH – May 21, 2025 –  At a special meeting of stockholders to be held on May 30, 2025 (the “Special Meeting”) of ClearOne, Inc. (NASDAQ: CLRO), the Company’s stockholders will vote to approve a proposal to authorize a reverse stock split of the Company’s issued and outstanding common stock, par value $0.001 per s
May 19, 2025	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 19, 2025 (May 19, 2025) ClearOne, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33660 87-0398877 (State or Other Jurisdiction of Incorporation) (Commiss
May 19, 2025	EX-99.1	ClearOne, Inc. Reports First Quarter 2025 Financial Results -Five new products introduced in Q1 2025- -Year-over-Year Cost Reductions Reflect Continued Benefits of Cost Optimization Initiatives- Exhibit 99.1 ClearOne, Inc. Reports First Quarter 2025 Financial Results -Five new products introduced in Q1 2025- -Year-over-Year Cost Reductions Reflect Continued Benefits of Cost Optimization Initiatives- SALT LAKE CITY, UTAH – May 19, 2025 – ClearOne (NASDAQ: CLRO), a global provider of audio and visual communication solutions, reported financial results for the three-month period ended March
May 15, 2025	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2025 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period to Commission file number:001-33660 CLEARONE, INC. (Ex
May 13, 2025	DEF 14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A (Rule 14a-101) SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A (Rule 14a-101) SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement.
May 1, 2025	PRE 14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A (Rule 14a-101) SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A (Rule 14a-101) SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [X] Preliminary Proxy Statement.
April 25, 2025	EX-97.1	Policy for Recovery of Erroneously Awarded Compensation, adopted December 29, 2023.Consent of Tanner LLC, Independent Registered Public Accounting Firm Exhibit 97.1 CLEARONE, INC. ("the Company") CLAWBACK POLICY Introduction The Board of Directors of the Company (the "Board") believes that it is in the best interests of the Company and its shareholders to create and maintain a culture that emphasizes integrity and accountability and that reinforces the Company's pay-for-performance compensation philosophy. The Board has therefore adopted this pol
April 25, 2025	10-K/A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form 10-K/A (Amendment No. 1) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form 10-K/A (Amendment No. 1) (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2024 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-3366
March 31, 2025	EX-99.1	ClearOne, Inc. Reports Fourth Quarter and Full Year 2024 Financial Results - Full Year 2024 Operating Expenses decreased 9.8% vs prior year - - Q4 Revenue and Q4 Gross Margin increased 18.1% and 44.8%, respectively, vs. prior quarter - Exhibit 99.1 ClearOne, Inc. Reports Fourth Quarter and Full Year 2024 Financial Results - Full Year 2024 Operating Expenses decreased 9.8% vs prior year - - Q4 Revenue and Q4 Gross Margin increased 18.1% and 44.8%, respectively, vs. prior quarter - SALT LAKE CITY, UTAH – March 31, 2025 – ClearOne (NASDAQ: CLRO), a global provider of audio and visual communication solutions, reported financial resu
March 31, 2025	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): March 31, 2025 (December 31, 2024) ClearOne, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33660 87-0398877 (State or Other Jurisdiction of Incorporation) (
March 28, 2025	10-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2024 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-33660 CLEARONE, INC. (Ex
March 28, 2025	EX-21.1	Subsidiaries of the registrant EXHIBIT 21.1 SUBSIDIARIES OF THE REGISTRANT NetStreams, Inc. (DE) NetStreams, LLC. (TX) ClearOne Web Solutions, Inc. (DE) ClearOne Communications Hong Kong Limited (Hong Kong) ClearOne Ltd. (Israel) ClearOne DMCC Branch (Dubai) ClearOne Innovation India Private Ltd. (India) ClearOne Spain SL (Spain)
March 28, 2025	EX-10.11	Engagement Letter dated March 20, 2025 by and between ClearOne, Inc . , RBW Capital Partners LLC and Dawson James Securities, Inc. Exhibit 10.11 March 20th, 2025 ClearOne, Inc. 5225 Wiley Post Way Suite 500 Salt Lake City, Utah, 84116 Attn: Derek Graham, Chief Executive Officer Dear Mr. Graham: This letter agreement (the "Agreement") confirms the engagement of RBW Capital Partners LLC (together with its affiliates “RBW”) and Dawson James Securities, Inc. or RBW designated broker-dealer (together with RBW, the "Placement Agent
February 27, 2025	8-K	Entry into a Material Definitive Agreement, Unregistered Sales of Equity Securities, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): February 27, 2025 (February 26, 2025) ClearOne, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33660 87-0398877 (State or Other Jurisdiction of Incorporation
February 27, 2025	EX-10.1	Securities Purchase Agreement dated February 26, 2025 by and between ClearOne, Inc. and Edward D. Bagley (filed as Exhibit 10. 1 to the Company’s Current Report on Form 8-K as filed with the SEC on February 27, 2025 and incorporated herein by reference). Exhibit 10.1 SECURITIES PURCHASE AGREEMENT This Securities Purchase Agreement (this “Agreement”) is dated as of February 26, 2025, between ClearOne, Inc., a Delaware corporation (the “Company”), and Edward D. Bagley (the “Purchaser”). WHEREAS, subject to the terms and conditions set forth in this Agreement and pursuant to Section 4(a)(2) of the Securities Act (as defined below), and Rule 506 promu
February 25, 2025	EX-99.1	IRS Form 8937 of ClearOne, Inc.. Exhibit 99.1
February 25, 2025	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): February 24, 2025 (February 24, 2 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): February 24, 2025 (February 24, 2025) ClearOne, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33660 87-0398877 (State or Other Jurisdiction of Incorporation
January 15, 2025	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): January 15, 2025 (January 10, 202 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): January 15, 2025 (January 10, 2025) ClearOne, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33660 87-0398877 (State or Other Jurisdiction of Incorporation)
December 23, 2024	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): December 23, 2024 (December 18, 2 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): December 23, 2024 (December 18, 2024) ClearOne, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33660 87-0398877 (State or Other Jurisdiction of Incorporation
December 3, 2024	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): December 3, 2024 (November 27, 20 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): December 3, 2024 (November 27, 2024) ClearOne, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33660 87-0398877 (State or Other Jurisdiction of Incorporation)
November 25, 2024	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): November 25, 2024 (November 19, 2 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): November 25, 2024 (November 19, 2024) ClearOne, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33660 87-0398877 (State or Other Jurisdiction of Incorporation
November 25, 2024	EX-10.1	Engagement Letter by and between ClearOne, Inc. and ARC Group Limited dated November 19, 2024. Exhibit 10.1 19th November, 2024 Engagement Letter Client: ClearOne, Inc. Company id [ ] Edgewater Corporate Park South Tower, 5225 Wiley Post Way, Suite 500 Salt Lake City, Utah 84116, United States Contact person: Derek Graham, CEO [email protected] Advisor: ARC Group Limited (“ARC”) Company id 2449955 48/F, Sun Hung Kai Centre, 30 Harbour Road, Wanchai, Hong Kong Contact person: Ryan Go
November 15, 2024	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): November 15, 2024 (November 14, 2 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): November 15, 2024 (November 14, 2024) ClearOne, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33660 87-0398877 (State or Other Jurisdiction of Incorporation
November 15, 2024	EX-99.1	ClearOne, Inc. Reports Third Quarter 2024 Financial Results -Sequential Revenue increase points to recovery from prior year impacts- -Sequential and Year-over-Year OpEx Reductions Reflect Continued Benefits of Cost Optimization Initiatives- Exhibit 99.1 ClearOne, Inc. Reports Third Quarter 2024 Financial Results -Sequential Revenue increase points to recovery from prior year impacts- -Sequential and Year-over-Year OpEx Reductions Reflect Continued Benefits of Cost Optimization Initiatives- SALT LAKE CITY, UTAH – November 15, 2024 – ClearOne (NASDAQ: CLRO), a global provider of audio and visual communication solutions, reported financ
November 14, 2024	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2024 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period to Commission file number:001-33660 CLEARONE, INC.
August 15, 2024	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): August 14, 2024 (August 14, 2024) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): August 14, 2024 (August 14, 2024) ClearOne, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33660 87-0398877 (State or Other Jurisdiction of Incorporation) (C
August 15, 2024	EX-99.1	ClearOne, Inc. Reports Second Quarter 2024 Financial Results - Sequential and Year-over-Year OpEx Reductions Reflect Continued Benefits of Cost Optimization Initiatives- Exhibit 99.1 ClearOne, Inc. Reports Second Quarter 2024 Financial Results - Sequential and Year-over-Year OpEx Reductions Reflect Continued Benefits of Cost Optimization Initiatives- SALT LAKE CITY, UTAH – August 14, 2024 – ClearOne (NASDAQ: CLRO), a global provider of audio and visual communication solutions, reported financial results for the three-month period ended June 30, 2024. Revenue decli
August 14, 2024	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2024 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period to Commission file number:001-33660 CLEARONE, INC. (Exa
June 24, 2024	8-K	Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): June 24, 2024 (June 20, 2024) ClearOne, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33660 87-0398877 (State or Other Jurisdiction of Incorporation) (Commi
May 21, 2024	EX-99.1	ClearOne, Inc. Reports First Quarter 2024 Financial Results - Microphone revenue up 31% year over year- -Revenue from Asia including India, the Middle East, and Australia up 18% year over year - -Sequential and Year-over-Year OpEx Reductions Reflect Exhibit 99.1 ClearOne, Inc. Reports First Quarter 2024 Financial Results - Microphone revenue up 31% year over year- -Revenue from Asia including India, the Middle East, and Australia up 18% year over year - -Sequential and Year-over-Year OpEx Reductions Reflect Continued Benefits of Cost Optimization Initiatives - SALT LAKE CITY, UTAH – May 20, 2024 – ClearOne (NASDAQ: CLRO), a global provider of
May 21, 2024	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 20, 2024 (May 20, 2024) Clear UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 20, 2024 (May 20, 2024) ClearOne, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33660 87-0398877 (State or Other Jurisdiction of Incorporation) (Commiss
May 17, 2024	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2024 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period to Commission file number:001-33660 CLEARONE, INC. (Ex
May 16, 2024	NT 10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (CHECK ONE): [] Form 10-K [ ] Form 20-F [ ] Form 11-K [X] Form 10-Q [ ] Form N-SAR For Period Ended: March 31, 2024 [ ] Transition Report on Form 10-K [ ] Transition Report on Form 20-F [ ] Transition Report on Form 11-K [ ] Transition Report on Form 10-Q [ ] Transition Report on Form N-
April 16, 2024	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): April 16, 2024 (April 12, 2024) C UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): April 16, 2024 (April 12, 2024) ClearOne, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33660 87-0398877 (State or Other Jurisdiction of Incorporation) (Com
April 3, 2024	EX-99.1	ClearOne, Inc. Reports Fourth Quarter and Full Year 2023 Financial Results - Q4 and Full Year 2023 OpEx Decreased 14% and 21% Year-Over-Year, Respectively - - Completed Outsourced Manufacturing Transition from China to Singapore in Q4 2023, Resulting Exhibit 99.1 ClearOne, Inc. Reports Fourth Quarter and Full Year 2023 Financial Results - Q4 and Full Year 2023 OpEx Decreased 14% and 21% Year-Over-Year, Respectively - - Completed Outsourced Manufacturing Transition from China to Singapore in Q4 2023, Resulting in Normalized Product Output, and Reduced Backlog - SALT LAKE CITY, UTAH – April 2, 2024 – ClearOne (NASDAQ: CLRO), a global provider of
April 3, 2024	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): April 2, 2024 (December 31, 2023) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): April 2, 2024 (December 31, 2023) ClearOne, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33660 87-0398877 (State or Other Jurisdiction of Incorporation) (C
April 1, 2024	EX-19.1	ClearOne Inc. Statement of Policy Regarding Compliance with Insider Trading Laws EXHIBIT 19.1 CLEARONE, INC. STATEMENT OF POLICY REGARDING COMPLIANCE WITH FEDERAL SECURITIES LAWS ClearOne, Inc. Statement of Policy Regarding Federal Securities Laws Page 1 THIS STATEMENT OF POLICY REGARDING COMPLIANCE WITH THE FEDERAL SECURITIES LAWS IS INTENDED TO FAMILIARIZE YOU WITH YOUR OBLIGATIONS AND RESPONSIBILITIES UNDER VARIOUS FEDERAL SECURITIES LAWS RELATING TO TRADING IN THE SECURITA
April 1, 2024	10-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-33660 CLEARONE, INC. (Ex
April 1, 2024	EX-21.1	Subsidiaries of the registrant EXHIBIT 21.1 SUBSIDIARIES OF THE REGISTRANT NetStreams, Inc. (DE) NetStreams, LLC. (TX) ClearOne Web Solutions, Inc. (DE) ClearOne Communications Hong Kong Limited (Hong Kong) ClearOne Ltd. (Israel) ClearOne DMCC Branch (Dubai) ClearOne Innovation India Private Ltd. (India) ClearOne Spain SL (Spain)
March 18, 2024	SC 13D/A	CLRO / ClearOne, Inc. / BAGLEY E BRYAN - SCHEDULE 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Amendment No. 1) Under the Securities Exchange Act of 1934 ClearOne, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 18506U104 (CUSIP Number) E. Bryan Bagley 1470 Arlington Drive Salt Lake City, Utah 84103 +1 (801) 450-3605 (Name, Address and Telephone Number of Person Authorized to Receive Noti
March 11, 2024	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): March 11, 2024 ClearOne, Inc. (Ex UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): March 11, 2024 ClearOne, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33660 87-0398877 (State or Other Jurisdiction of Incorporation) (Commission File Numb
March 11, 2024	EX-99.1	a Special ClearOne Announces a Special One-time Cash Dividend SALT LAKE CITY - (BUSINESS WIRE) – March 11, 2024 - ClearOne (NASDAQ: CLRO) today announced that its Board of Directors has declared a one-time special cash dividend of $0.
March 4, 2024	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): March 01, 2024 (February 27, 2024 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): March 01, 2024 (February 27, 2024) ClearOne, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33660 87-0398877 (State or Other Jurisdiction of Incorporation) (
February 22, 2024	EX-99.1	ClearOne Reviews 2023 Operational and Financial Progress, Provides Early 2024 Highlights - Entered 2024 with Strong Balance Sheet and Lean Operational Foundation - - Completed Manufacturing Transition from China to Singapore in Q4 2023, Marking Key M Exhibit 99.1 ClearOne Reviews 2023 Operational and Financial Progress, Provides Early 2024 Highlights - Entered 2024 with Strong Balance Sheet and Lean Operational Foundation - - Completed Manufacturing Transition from China to Singapore in Q4 2023, Marking Key Milestone in Ongoing Production Improvements - - Regained Compliance with Nasdaq Minimum Bid Price Requirement - Salt Lake City, UT – Febr
February 22, 2024	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): February 22, 2024 (February 21, 2 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): February 22, 2024 (February 21, 2024) ClearOne, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33660 87-0398877 (State or Other Jurisdiction of Incorporation
December 29, 2023	EX-99.1	ClearOne Announces Significant Balance Sheet Improvements - Eliminated Remaining Debt With Final $1 Million Payment on Senior Secured Convertible Notes - - Current Cash Balance Increased to Over $23.1 Million, With an Additional $4 Million Expected i Exhibit 99.1 ClearOne Announces Significant Balance Sheet Improvements - Eliminated Remaining Debt With Final $1 Million Payment on Senior Secured Convertible Notes - - Current Cash Balance Increased to Over $23.1 Million, With an Additional $4 Million Expected in Q1 2024 - Salt Lake City, UT – December 28, 2023 – ClearOne, Inc. (NASDAQ: CLRO) (“ClearOne” or the "Company"), a global provider of au
December 29, 2023	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): December 29, 2023 (December 28, 2 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): December 29, 2023 (December 28, 2023) ClearOne, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33660 87-0398877 (State or Other Jurisdiction of Incorporation
December 27, 2023	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): December 27, 2023 (December 23, 2 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): December 27, 2023 (December 23, 2023) ClearOne, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33660 87-0398877 (State or Other Jurisdiction of Incorporation
December 27, 2023	EX-10.1	Non-Exclusive Cross License Agreement effective December 23, 2023 by and between ClearOne, Inc. and Sennheiser electronic GmbH & C0. KG. Exhibit 10.1 CERTAIN INFORMATION CONTAINED IN THIS EXHIBIT, MARKED BY [***], HAS BEEN EXCLUDED FROM THIS EXHIBIT BECAUSE THE REGISTRANT HAS DETERMINED THAT IT IS BOTH NOT MATERIAL AND IS THE TYPE THAT THE REGISTRANT TREATS AS PRIVATE OR CONFIDENTIAL. NON-EXCLUSIVE CROSS LICENSE AGREEMENT This Non-Exclusive Cross License Agreement ("Agreement") is entered into as of the date of the last signature s
November 21, 2023	DEF 14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A (Rule 14a-101) SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A (Rule 14a-101) SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement.
November 14, 2023	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): November 14, 2023 (November 9, 20 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): November 14, 2023 (November 9, 2023) ClearOne, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33660 87-0398877 (State or Other Jurisdiction of Incorporation)
November 14, 2023	EX-99.1	ClearOne, Inc. Reports Third Quarter 2023 Financial Results - Improved Production Output Drives Significant Reductions in Backlog - - Sequential and Year-over-Year OpEx Reductions Reflect Continued Benefits of Cost Optimization Initiatives - Exhibit 99.1 ClearOne, Inc. Reports Third Quarter 2023 Financial Results - Improved Production Output Drives Significant Reductions in Backlog - - Sequential and Year-over-Year OpEx Reductions Reflect Continued Benefits of Cost Optimization Initiatives - SALT LAKE CITY, UTAH – November 9, 2023 – ClearOne (NASDAQ: CLRO), a global provider of audio and visual communication solutions, reported financ
November 8, 2023	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2023 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period to Commission file number:001-33660 CLEARONE, INC.
August 10, 2023	EX-99.2	Investor Presentation. Exhibit 99.2
August 10, 2023	EX-99.1	ClearOne, Inc. Reports Second Quarter 2023 Financial Results - Total Revenue Increased 31% Quarter-Over-Quarter, Supported by Continued Sequential and Year-Over-Year OpEx Reductions - - Progress with Backlog Shipments and New Product Launches Improve Exhibit 99.1 ClearOne, Inc. Reports Second Quarter 2023 Financial Results - Total Revenue Increased 31% Quarter-Over-Quarter, Supported by Continued Sequential and Year-Over-Year OpEx Reductions - - Progress with Backlog Shipments and New Product Launches Improve Foundation for Growth in the Second Half of 2023 - SALT LAKE CITY, UTAH – August 9, 2023 – ClearOne (NASDAQ: CLRO), a global provider of
August 10, 2023	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2023 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period to Commission file number:001-33660 CLEARONE, INC. (Exa
August 10, 2023	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): August 10, 2023 ClearOne, Inc. (E UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): August 10, 2023 ClearOne, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33660 87-0398877 (State or Other Jurisdiction of Incorporation) (Commission File Num
August 3, 2023	8-K	Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): August 3, 2023 (August 1, 2023) ClearOne, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33660 87-0398877 (State or Other Jurisdiction of Incorporation) (Com
June 15, 2023	EX-99.1	We enhance communication and collaboration for organizations worldwide We enhance communication and collaboration for organizations worldwide 1 Safe-HarborStatement–1of2 Thispresentationincludes“forward-lookingstatements”withinthemeaningofSection27AoftheSecuritiesActof1933,asamended,andSection21EoftheSecuritiesExchangeActof1934,asamended(the“ExchangeAct”).
June 15, 2023	8-K	Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): June 14, 2023 ClearOne, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33660 87-0398877 (State or Other Jurisdiction of Incorporation) (Commission File Numbe
May 22, 2023	EX-99.1	Three months ended March 31, Exhibit 99.1 ClearOne, Inc. Reports First Quarter 2023 Financial Results SALT LAKE CITY, UTAH – May 16, 2023 – ClearOne (NASDAQ: CLRO), a global provider of audio and visual communication solutions, reported financial results for the three month period ended March 31, 2023. “During the first quarter, we maintained our focus on developing unique products that meet our partner and end user needs, su
May 22, 2023	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 22, 2023 (May 16, 2023) Clear UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 22, 2023 (May 16, 2023) ClearOne, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33660 87-0398877 (State or Other Jurisdiction of Incorporation) (Commiss
May 15, 2023	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2023 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period to Commission file number:001-33660 CLEARONE, INC. (Ex
May 12, 2023	EX-99.1	Clarified Ex-Dividend Date for Exhibit 99.1 ClearOne Clarified Ex-Dividend Date for Special One-time Cash Dividend SALT LAKE CITY - (BUSINESS WIRE) - May 11, 2023 - ClearOne (NASDAQ: CLRO) today clarified that the ex-dividend date will be June 1, 2023 for ClearOne’s previously announced one-time special cash dividend of $1.00 per share of ClearOne common stock, payable on May 31, 2023 to shareholders of record on May 22, 2023.
May 12, 2023	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 11, 2023 ClearOne, Inc. (Exac UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 11, 2023 ClearOne, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33660 87-0398877 (State or Other Jurisdiction of Incorporation) (Commission File Number
May 10, 2023	EX-99.1	a Special Exhibit 99.1 ClearOne Announces a Special One-time Cash Dividend SALT LAKE CITY - (BUSINESS WIRE) - May 08, 2023 - ClearOne (NASDAQ: CLRO) today announced that its Board of Directors has declared a one-time special cash dividend of $1.00 per share of ClearOne common stock, payable on May 31, 2023 to shareholders of record on May 22, 2023. "The recent successful legal settlements have generated sur
May 10, 2023	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 10, 2023 (May 8, 2023) ClearO UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 10, 2023 (May 8, 2023) ClearOne, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33660 87-0398877 (State or Other Jurisdiction of Incorporation) (Commissi
April 6, 2023	EX-99.1	Three months ended December 31, Exhibit 99.1 ClearOne, Inc. Reports Fourth Quarter 2022 Financial Results ● Records GAAP EPS of $0.83 after accounting for one-time legal settlement receivable of $55 million. ● Delays in manufacturing transition contribute to revenue decrease even as unfulfilled orders keep growing. ● Overall revenue decreases by 44% ● Non-GAAP Opex declines by 24% SALT LAKE CITY, UTAH – March 31, 2023 – ClearOne
April 6, 2023	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): April 6, 2023 (March 31, 2023) Cl UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): April 6, 2023 (March 31, 2023) ClearOne, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33660 87-0398877 (State or Other Jurisdiction of Incorporation) (Comm
March 31, 2023	10-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-33660 CLEARONE, INC. (Ex
March 31, 2023	EX-21.1	Subsidiaries of the registrant EXHIBIT 21.1 SUBSIDIARIES OF THE REGISTRANT NetStreams, Inc. (DE) NetStreams, LLC. (TX) ClearOne Web Solutions, Inc. (DE) ClearOne Communications Hong Kong Limited (Hong Kong) ClearOne Ltd. (Israel) ClearOne DMCC Branch (Dubai) ClearOne Innovation India Private Ltd. (India) ClearOne Spain SL (Spain)
January 26, 2023	8-K	Regulation FD Disclosure, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): January 26, 2023 (January 24, 2023) ClearOne, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33660 87-0398877 (State or Other Jurisdiction of Incorporation)
January 26, 2023	EX-99.1	ClearOne announces the appointment of Derek Graham as Permanent CEO ClearOne announces the appointment of Derek Graham as Permanent CEO SALT LAKE CITY, January 26, 2023 (BUSINESSWIRE) - ClearOne (Nasdaq: CLRO), today announced that its Board of Directors has appointed Derek Graham as Chief Executive Officer (CEO), effective January 24.
December 9, 2022	EX-10.1	Confidential Settlement and License Agreement. Exhibit 10.1 CERTAIN CONFIDENTIAL PORTIONS OF THIS EXHIBIT HAVE BEEN OMITTED AND REPLACED WITH “[***]”. SUCH IDENTIFIED INFORMATION HAS BEEN EXCLUDED FROM THIS EXHIBIT BECAUSE IT IS (I) NOT MATERIAL AND (II) THE REGISTRANT CUSTOMARILY AND ACTUALLY TREATS THAT INFORMATION AS PRIVATE OR CONFIDENTIAL. CONFIDENTIAL SETTLEMENT AND LICENSE AGREEMENT This Confidential Settlement and License Agreement ("A
December 9, 2022	EX-99.1	E AND SHURE JOINT PRESS RELEASE OF SETTLEMENT BETWEEN CLEARONE AND SHURE December 9, 2022 - ClearOne, Inc.
December 9, 2022	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): December 9, 2022 (December 9, 202 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): December 9, 2022 (December 9, 2022) ClearOne, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33660 87-0398877 (State or Other Jurisdiction of Incorporation)
November 18, 2022	8-K	Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): November 18, 2022 (November 16, 2022) ClearOne, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33660 87-0398877 (State or Other Jurisdiction of Incorporation
November 16, 2022	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): November 16, 2022 (November 15, 2 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): November 16, 2022 (November 15, 2022) ClearOne, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33660 87-0398877 (State or Other Jurisdiction of Incorporation
November 16, 2022	EX-99.1	Three months ended September 30, Exhibit 99.1 ClearOne, Inc. Reports Third Quarter 2022 Financial Results Non-GAAP Operating Expenses decline by 30% Non-GAAP Net loss declines by 65% Overall Q3 revenue declines 10% year-over-year despite 10% growth in audio conferencing solutions SALT LAKE CITY, UTAH – November 15, 2022 – ClearOne Inc. (NASDAQ: CLRO), a global provider of audio and visual communication solutions, reported financi
November 14, 2022	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2022 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period to Commission file number:001-33660 CLEARONE, INC.
November 2, 2022	EX-10.1	Promissory Note dated October 28, 2022. Exhibit 10.1 THIS NOTE HAS NOT BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED, SOLD OR OTHERWISE TRANSFERRED EXCEPT PURSUANT TO AN EFFECTIVE REGISTRATION STATEMENT UNDER THE SECURITIES ACT OR
November 2, 2022	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): November 2, 2022 (October 28, 202 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): November 2, 2022 (October 28, 2022) ClearOne, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33660 87-0398877 (State or Other Jurisdiction of Incorporation)
October 6, 2022	DEF 14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A (Rule 14a-101) SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A (Rule 14a-101) SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement.
September 22, 2022	8-K	Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): September 22, 2022 (September 20, 2022) ClearOne, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33660 87-0398877 (State or Other Jurisdiction of Incorporati
August 17, 2022	EX-10.1	Confidential Separation Agreement and General Release. Exhibit 10.1 CONFIDENTIAL SEPARATION AGREEMENT AND GENERAL RELEASE This Confidential Separation Agreement and General Release (?Agreement?) is entered into between ClearOne Inc., together with its existing and future direct and indirect subsidiaries and controlled affiliates (?the Company?), and Zee Hakimoglu (?Employee?) (collectively, the ?Parties?). The Parties agree as follows: 1a.Separation o
August 17, 2022	8-K	Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): August 17, 2022 (August 15, 2022) ClearOne, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33660 87-0398877 (State or Other Jurisdiction of Incorporation) (C
August 12, 2022	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2022 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period to Commission file number:001-33660 CLEARONE, INC. (Exa
August 10, 2022	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): August 10, 2022 (August 9, 2022) ClearOne, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33660 87-0398877 (State or Other Jurisdiction of Incorporation) (Co
August 10, 2022	EX-99.1	Three months ended June 30, ClearOne, Inc. Reports Second Quarter 2022 Financial Results Overall Q2 revenue declines 5% year-over-year Core audio conferencing solutions post impressive revenue growth Gross Margin increases marginally over Q1. Non-GAAP Operating expenses decrease 14% year-over-year SALT LAKE CITY, UTAH ? August 9, 2022 ? ClearOne Inc. (NASDAQ: CLRO), a global provider of audio and visual communication solutio
May 26, 2022	EX-99.2	ClearOne announces change in leadership Exhibit 99.2 ClearOne announces change in leadership Derek Graham, current Senior Vice President of R&D elevated as the interim CEO SALT LAKE CITY, UTAH ? May 25, 2022 ? The Board of Directors of ClearOne, Inc. (NASD: CLRO) today announced the termination of its Chief Executive Officer, Zee Hakimoglu, and the appointment of Derek Graham, Senior Vice President of Research & Development, as the inte
May 26, 2022	8-K	Regulation FD Disclosure, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 26, 2022 (May 24 2022) ClearOne, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33660 87-0398877 (State or Other Jurisdiction of Incorporation) (Commissi
May 26, 2022	EX-99.1	May 24, 2022 Exhibit 99.1 May 24, 2022 The Board of Directors ClearOne, Inc. Salt Lake City, UT All, I thank you for the opportunity to have served ClearOne in the capacity as the Chairman of the Board from 2006 to January 2022 and the CEO since 2004. I remained the President and CEO and a Director until my unfair and abrupt termination and failure to renominate to the slate today. I asked during our Board mee
May 19, 2022	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2022 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period to Commission file number:001-33660 CLEARONE, INC. (Ex
May 19, 2022	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 19, 2022 (May 19, 2022) ClearOne, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33660 87-0398877 (State or Other Jurisdiction of Incorporation) (Commiss
May 19, 2022	EX-99.1	Three months ended March 31, ClearOne, Inc. Reports First Quarter 2022 Financial Results Quarterly overall Year-over-Year Revenue up by 7%. Sequential quarterly revenue up by 5% Strong performance from microphone, core audio conferencing, and personal conferencing products drive revenue growth SALT LAKE CITY, UTAH ? May 19, 2022 ? ClearOne Inc. (NASDAQ: CLRO), a global provider of audio and visual communication solutions, rep
May 16, 2022	NT 10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (CHECK ONE): [] Form 10-K [ ] Form 20-F [ ] Form 11-K [X] Form 10-Q [ ] Form N-SAR For Period Ended: March 31, 2022 [ ] Transition Report on Form 10-K [ ] Transition Report on Form 20-F [ ] Transition Report on Form 11-K [ ] Transition Report on Form 10-Q [ ] Transition Report on Form N-
April 18, 2022	EX-99.1	Three months ended December 31, Exhibit 99.1 ClearOne Reports Fourth Quarter 2021 Financial Results ? Beamforming Microphone Array (BMA) Ceiling Tile solutions drive core audio business growth year-over-year ? Video products contribute to an overall revenue decline of 16% year-over-year ? 2021 full-year revenue comparable to 2020 despite global chip shortage disruptions throughout 2021 ? New Pro-AV USB Wireless Mic System, an in
April 18, 2022	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): April 18, 2022 (April 18, 2022) ClearOne, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33660 87-0398877 (State or Other Jurisdiction of Incorporation) (Com
April 15, 2022	10-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form 10-K (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2021 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-33660 CLEARONE, INC. (Ex
April 15, 2022	EX-21.1	Subsidiaries of the registrant EXHIBIT 21.1 SUBSIDIARIES OF THE REGISTRANT NetStreams, Inc. (DE) NetStreams, LLC. (TX) ClearOne Web Solutions, Inc. (DE) ClearOne Communications Hong Kong Limited (Hong Kong) ClearOne Ltd. (Israel) ClearOne DMCC Branch (Dubai) ClearOne Innovation India Private Ltd. (India) ClearOne Spain SL (Spain)
April 1, 2022	NT 10-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (CHECK ONE): [x] Form 10-K [ ] Form 20-F [ ] Form 11-K [ ] Form 10-Q [ ] Form N-SAR For Period Ended: December 31, 2021 [ ] Transition Report on Form 10-K [ ] Transition Report on Form 20-F [ ] Transition Report on Form 11-K [ ] Transition Report on Form 10-Q [ ] Transition Report on For
March 25, 2022	8-K	Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): March 25, 2022 (March 22, 2022) ClearOne, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33660 87-0398877 (State or Other Jurisdiction of Incorporation) (Com
January 4, 2022	EX-10.2	Registration Rights Agreement dated January 4, 2022 (filed as Exhibit 10.1 to the Company’s Current Report on Form 8-K as filed with the SEC on January 4, 2022 and incorporated herein by reference). EXHIBIT 10.2 REGISTRATION RIGHTS AGREEMENT This Registration Rights Agreement (this ?Agreement?) is made and entered into as of January 4, 2022, between ClearOne, Inc., a Delaware corporation (the ?Company?), and Edward D. Bagley (the ?Purchaser?). This Agreement is made pursuant to the Securities Purchase Agreement, dated as of the date hereof, between the Company and the Purchaser (the ?Purchase
January 4, 2022	8-K	Entry into a Material Definitive Agreement, Unregistered Sales of Equity Securities, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): January 4, 2022 ClearOne, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33660 87-0398877 (State or Other Jurisdiction of Incorporation) (Commission File Num
January 4, 2022	EX-10.1	Securities Purchase Agreement dated January 4, 2022 (filed as Exhibit 10.1 to the Company’s Current Report on Form 8-K as filed with the SEC on January 4, 2022 and incorporated herein by reference). Exhibit 10.1 SECURITIES PURCHASE AGREEMENT This Securities Purchase Agreement (this ?Agreement?) is dated as of January 4, 2022, between ClearOne, Inc., a Delaware corporation (the ?Company?), and Edward D. Bagley (the ?Purchaser?). WHEREAS, subject to the terms and conditions set forth in this Agreement and pursuant to Section 4(a)(2) of the Securities Act (as defined below), and Rule 506 promulg
November 12, 2021	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2021 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period to Commission file number:001-33660 CLEARONE, INC.
November 12, 2021	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): November 12, 2021 (November 12, 2021) ClearOne, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33660 87-0398877 (State or Other Jurisdiction of Incorporation
November 12, 2021	EX-99.1	Three months ended September 30, ClearOne, Inc. Reports Third Quarter 2021 Financial Results Beamforming Microphone Array Ceiling Tile products continue to drive microphone and audio conferencing revenue growth Revenue drop in video products causes overall revenue decline of 17% year-over-year Company wins key Delaware trial against Shure, defeating infringement claims and invalidating Shure Patent Our innovative new products win
October 4, 2021	CORRESP	October 4, 2021 October 4, 2021 Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: ClearOne, Inc. (the ?Company?) Registration Statement on Form S-3 (File No. 333-259799) Ladies and Gentlemen: Pursuant to Rule 461 of the General Rules and Regulations under the Securities Act of 1933, as amended, the Company hereby requests that the effective date of the above-captioned Registration S
September 27, 2021	S-3	As filed with the Securities and Exchange Commission on September 24, 2021 As filed with the Securities and Exchange Commission on September 24, 2021 Registration No.
September 13, 2021	EX-4.1	Form of Common Stock Purchase Warrant. EXHIBIT 4.1 NEITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE ?SECURITIES ACT?), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGISTR
September 13, 2021	EX-10.1	Form of Securities Purchase Agreement. Exhibit 10.1 SECURITIES PURCHASE AGREEMENT This Securities Purchase Agreement (this ?Agreement?) is dated as of September 12, 2021, between ClearOne, Inc., a Delaware corporation (the ?Company?), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a ?Purchaser? and collectively the ?Purchasers?). WHEREAS, subject to the terms and conditions set
September 13, 2021	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): September 13, 2021 (September 12, UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): September 13, 2021 (September 12, 2021) ClearOne, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33660 87-0398877 (State or Other Jurisdiction of Incorporati
September 13, 2021	EX-10.2	Form of Registration Rights Agreement. EXHIBIT 10.2 REGISTRATION RIGHTS AGREEMENT This Registration Rights Agreement (this ?Agreement?) is made and entered into as of September 12, 2021, between ClearOne, Inc., a Delaware corporation (the ?Company?), and each of the several purchasers signatory hereto (each such purchaser, a ?Purchaser? and, collectively, the ?Purchasers?). This Agreement is made pursuant to the Securities Purchase Agr
September 13, 2021	EX-99.1	ClearOne, Inc. Announces $10.0 Million Private Placement Priced At-The-Market Under Nasdaq Rules Exhibit 99.1 ClearOne, Inc. Announces $10.0 Million Private Placement Priced At-The-Market Under Nasdaq Rules SALT LAKE CITY, September 13, 2021-(BUSINESS WIRE)?ClearOne, Inc. (NASDAQ: CLRO), a global provider of audio and visual communications solutions, today announced that it has entered into definitive agreements with investors to purchase 3,623,189 shares of common stock (or common stock equi
September 13, 2021	EX-10.3	Amended and Restated Promissory Note dated September 11, 2021. Exhibit 10.3 THIS NOTE HAS NOT BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE ?SECURITIES ACT?), AND, ACCORDINGLY, MAY NOT BE OFFERED, SOLD OR OTHERWISE TRANSFERRED EXCEPT PURSUANT TO AN EFFECTIVE REGISTRATION STATEMENT UNDER THE SECURITIES ACT OR
August 24, 2021	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): August 24, 2021 (August 20, 2021) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): August 24, 2021 (August 20, 2021) ClearOne, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33660 87-0398877 (State or Other Jurisdiction of Incorporation) (C
August 10, 2021	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2021 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period to Commission file number:001-33660 CLEARONE, INC. (Exa
August 10, 2021	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): August 10, 2021 (August 10, 2021) ClearOne, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33660 87-0398877 (State or Other Jurisdiction of Incorporation) (C
August 10, 2021	EX-99.1	Three months ended March 31, ClearOne Reports Second Quarter 2021 Financial Results Overall revenue grows 22% year-over-year BMA 360 leads microphone revenue growth of 70% year-over-year Non-GAAP Operating loss decreases 33% year-over-year Gross Profit Margin improves from 41% to 44% SALT LAKE CITY, UTAH ? August 10, 2021 ? ClearOne (NASDAQ: CLRO), a global provider of audio and visual communication solutions, reported financial results for the three and six months ended June 30, 2021.
July 16, 2021	DEF 14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A (Rule 14a-101) SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A (Rule 14a-101) SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement.
July 9, 2021	8-K	Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): July 9, 2021 (July 2, 2021) ClearOne, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33660 87-0398877 (State or Other Jurisdiction of Incorporation) (Commiss
July 9, 2021	EX-10.1	Promissory Note dated July 2, 2021 (filed as Exhibit 10.1 to the Company’s Current Report on Form 8-K as filed with the SEC on July 9, 2021 and incorporated herein by reference). THIS NOTE HAS NOT BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE ?SECURITIES ACT?), AND, ACCORDINGLY, MAY NOT BE OFFERED, SOLD OR OTHERWISE TRANSFERRED EXCEPT PURSUANT TO AN EFFECTIVE REGISTRATION STATEMENT UNDER THE SECURITIES ACT OR PURSUANT TO AN AVAILABLE EXEMPTION FROM, OR IN A TRANSACTION NOT SUBJECT TO, THE REGISTRATION REQUIREMENTS OF THE SECURITIES ACT AND IN COMPLIANCE WITH APPLICABLE STATE SECURITIES LAWS OR BLUE SKY LAWS.
June 3, 2021	8-K	Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): June 3, 2021 (June 3, 2021) ClearOne, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33660 87-0398877 (State or Other Jurisdiction of Incorporation) (Commiss
May 13, 2021	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2021 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period to Commission file number:001-33660 CLEARONE, INC. (Ex
May 13, 2021	8-K	Current Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 13, 2021 (May 13, 2021) ClearOne, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33660 87-0398877 (State or Other Jurisdiction of Incorporation) (Commiss
May 13, 2021	EX-99.1	Three months ended March 31, ClearOne Reports First Quarter 2021 Financial Results ? Overall revenue grows by 23% year-over-year ? Non-GAAP Operating loss decreases 27% year-over-year ? Core video, pro audio, and Beamforming Microphone Array Ceiling Tile solutions drive strong results SALT LAKE CITY, UTAH ? May 13, 2021 ? ClearOne (NASDAQ: CLRO), a global provider of audio and visual communication solutions, reported financial results for the three months ended March 31, 2021.
March 31, 2021	EX-21.1	Subsidiaries of the registrant EXHIBIT 21.1 SUBSIDIARIES OF THE REGISTRANT NetStreams, Inc. (DE) NetStreams, LLC. (TX) ClearOne Web Solutions, Inc. (DE) ClearOne Communications Hong Kong Limited (Hong Kong) ClearOne Ltd. (Israel) ClearOne DMCC Branch (Dubai) ClearOne Innovation India Private Ltd. (India) ClearOne Spain SL (Spain)
March 31, 2021	10-K	Annual Report - FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form 10-K (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2020 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-33660 CLEARONE, INC. (Ex
March 30, 2021	EX-99.1	Three months ended December 31, Exhibit 99.1 ClearOne Reports Fourth Quarter 2020 Financial Results ● Q4 year-over-year overall revenue up by 35% ● Q4 year-over-year video revenue up by 241%, microphones up by 17% ● Net income dramatically increases for full year 2020 driven by one-time income tax refund of $7.1 million SALT LAKE CITY, UTAH – March 30, 2021 – ClearOne (NASDAQ: CLRO), a global provider of audio and visual communi
March 30, 2021	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): March 30, 2021 (March 30, 2021) ClearOne, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33660 87-0398877 (State or Other Jurisdiction of Incorporation) (Com
January 5, 2021	8-K	Submission of Matters to a Vote of Security Holders - FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): January 5, 2021 (December 31, 2020) ClearOne, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33660 87-0398877 (State or Other Jurisdiction of Incorporation)
December 30, 2020	8-K	Other Events - FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): December 30, 2020 (December 29, 2020) ClearOne, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33660 87-0398877 (State or Other Jurisdiction of Incorporation
December 7, 2020	DEF 14A	- FORM DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A (Rule 14a-101) SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement.
November 16, 2020	10-Q	Quarterly Report - FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2020 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period to Commission file number:001-33660 CLEARONE, INC.
November 16, 2020	EX-99.1	Three months ended September 30, ClearOne Reports Third Quarter 2020 Financial Results ● Overall revenue grows by 40% year-over-year ● Overall revenue grows by 32% quarter-over-quarter sequentially ● Video products and Beamforming Microphone Array Ceiling Tile based solutions drive year-over-year and sequential revenue growth SALT LAKE CITY, UTAH – November 16, 2020 – ClearOne (NASDAQ: CLRO), a global provider of audio and visual communication solutions, reported financial results for the three and nine month periods ended September 30, 2020.
November 16, 2020	8-K	- FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): November 16, 2020 (November 16, 2020) ClearOne, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33660 87-0398877 (State or Other Jurisdiction of Incorporation
October 20, 2020	CORRESP	- October 20, 2020 Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: ClearOne, Inc. (the “Company”) Registration Statement on Form S-1 (File No. 333-249506) Ladies and Gentlemen: Pursuant to Rule 461 of the General Rules and Regulations under the Securities Act of 1933, as amended, the Company hereby requests that the effective date of the above-captioned Registration
October 15, 2020	S-1	Registration Statement - FORM S-1 As filed with the Securities and Exchange Commission on October 15, 2020 Registration No.
September 24, 2020	SC 13G	CLRO / ClearOne, Inc. / ARMISTICE CAPITAL, LLC Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.
September 22, 2020	SC 13D/A	CLRO / ClearOne, Inc. / BAGLEY EDWARD D - SC 13D/A Activist Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 8)* ClearOne Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 18506U104 (CUSIP Number) Edward Dallin Bagley 2350 Oakhill Drive Salt Lake City, Utah 84121 Tel. (801) 573-8227 (Name, Address and Telephone Number of Person Authorized to Receive Notices and
September 22, 2020	SC 13D/A	CLRO / ClearOne, Inc. / HAKIMOGLU ZEYNEP - SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 1)* ClearOne, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 18506U104 (CUSIP Number) Zeynep Hakimoglu c/o ClearOne, Inc. 5225 Wiley Post Way, Suite 500 Salt Lake City, Utah +1 (801) 975-7200 (Name, Address and Telephone Number of Person
September 22, 2020	SC 13D	CLRO / ClearOne, Inc. / BAGLEY E BRYAN - SC 13D Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 ClearOne, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 18506U104 (CUSIP Number) E. Bryan Bagley 1470 Arlington Drive Salt Lake City, Utah 84103 Tel. (801) 450-3605 (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communic
September 18, 2020	SC 13D/A	CLRO / ClearOne, Inc. / CLEARONE INC - SCHEDULE 13D/A Activist Investment SC 13D/A 1 MainDocument.htm SCHEDULE 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 1)* ClearOne, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 18506U104 (CUSIP Number) Zeynep Hakimoglu c/o ClearOne, Inc. 5225 Wiley Post Way, Suite 500 Salt Lake City, Utah +1 (801) 975-7200 (N
September 18, 2020	SC 13D	CLRO / ClearOne, Inc. / CLEARONE INC - SCHEDULE 13D Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 ClearOne, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 18506U104 (CUSIP Number) E. Bryan Bagley 1470 Arlington Drive Salt Lake City, Utah 84103 Tel. (801) 450-3605 (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communic
September 18, 2020	SC 13D/A	CLRO / ClearOne, Inc. / CLEARONE INC - SCHEDULE 13D/A Activist Investment SC 13D/A 1 MainDocument.htm SCHEDULE 13D/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 8)* ClearOne Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 18506U104 (CUSIP Number) Edward Dallin Bagley 2350 Oakhill Drive Salt Lake City, Utah 84121 Tel. (801) 573-8227 (Name, Address and Telephone Number
September 15, 2020	424B5	2,116,050 Shares of Common Stock Filed Pursuant to Rule 424(b)(5) Registration No. 333-248412 PROSPECTUS SUPPLEMENT (To Prospectus dated September 1, 2020) 2,116,050 Shares of Common Stock We are offering an aggregate of 2,116,050 shares of our common stock, par value $0.001 per share (the “Common Stock”) at a purchase price equal to $2.4925 per share. In a concurrent private placement, we are also selling to purchasers of our Co
September 14, 2020	EX-99.1	ClearOne, Inc. Announces $5.3 Million Registered Direct Offering Priced At-the-Market under Nasdaq Rules EXHIBIT 99.1 ClearOne, Inc. Announces $5.3 Million Registered Direct Offering Priced At-the-Market under Nasdaq Rules SALT LAKE CITY, UTAH — September 14, 2020 — ClearOne, Inc. (Nasdaq: CLRO) (“ClearOne” or the “Company”) today announced that it has entered into definitive agreements with institutional and accredited investors, with the participation of Edward D. Bagley, the Company’s largest stoc
September 14, 2020	EX-4.1	Form of Common Stock Purchase Warrant. EXHIBIT 4.1 NEITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGISTR
September 14, 2020	EX-10.1	Form of Securities Purchase Agreement. Exhibit 10.1 SECURITIES PURCHASE AGREEMENT This Securities Purchase Agreement (this “Agreement”) is dated as of September 13, 2020, between ClearOne, Inc., a Delaware corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively the “Purchasers”). WHEREAS, subject to the terms and conditions set
September 14, 2020	8-K	Entry into a Material Definitive Agreement, Unregistered Sales of Equity Securities, Financial Statements and Exhibits, Other Events - FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): September 14, 2020 (September 13, 2020) ClearOne, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33660 87-0398877 (State or Other Jurisdiction of Incorporati
September 2, 2020	EX-99.1	Shure in Contempt of Preliminary Injunction Order Exhibit 99.1 Court Holds Shure in Contempt of Preliminary Injunction Order SALT LAKE CITY, September 2, 2020 /PRNewswire/ - ClearOne (NASDAQ: CLRO), a leading global provider of audio and visual communication solutions, comments on the order issued yesterday by Judge Edmond E. Chang of the U.S. District Court of the Northern District of Illinois holding that “Shure has violated the preliminary inj
September 2, 2020	8-K	Financial Statements and Exhibits - FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): September 2, 2020 (September 1, 2020) ClearOne, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33660 87-0398877 (State or Other Jurisdiction of Incorporation
August 28, 2020	CORRESP	- August 28, 2020 Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: ClearOne, Inc. (the “Company”) Registration Statement on Form S-3 (File No. 333-248412 Ladies and Gentlemen: Pursuant to Rule 461 of the General Rules and Regulations under the Securities Act of 1933, as amended, the Company hereby requests that the effective date of the above-captioned Registration St
August 25, 2020	S-3	- S-3 As filed with the Securities and Exchange Commission on August 25, 2020 Registration No.
August 25, 2020	8-K	Current Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): August 25, 2020 ClearOne, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33660 87-0398877 (State or Other Jurisdiction of Incorporation) (Commission File Num
August 14, 2020	EX-99.1	Three months ended June 30, EX-99.1 2 ex9911.htm EXHIBIT 99.1 ClearOne Reports Second Quarter 2020 Financial Results ● Q2 Video revenue increases by 40% year-over-year ● Overall revenue grows by 11% quarter-over-quarter sequentially ● New solutions incorporating the Beamforming Microphone Array Ceiling Tile drive year-over-year and sequential BMA revenue growth despite COVID-19 SALT LAKE CITY, UTAH – Aug. 14, 2020 – ClearOne
August 14, 2020	8-K	Current Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): August 14, 2020 (August 14, 2020) ClearOne, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33660 87-0398877 (State or Other Jurisdiction of Incorporation) (C
August 13, 2020	10-Q	Quarterly Report - FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2020 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period to Commission file number:001-33660 CLEARONE, INC. (Exa
July 22, 2020	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): July 22, 2020 (July 16, 2020) ClearOne, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33660 87-0398877 (State or Other Jurisdiction of Incorporation) (Commi
July 7, 2020	CORRESP	- July 7, 2020 Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: ClearOne, Inc. (the “Company”) Pre-Effective Amendment No. 2 to Registration Statement on Form S-3 (File No. 333-238085) Ladies and Gentlemen: Pursuant to Rule 461 of the General Rules and Regulations under the Securities Act of 1933, as amended, the Company hereby requests that the effective date of the
June 26, 2020	S-3/A	- S-3/A S-3/A 1 MainDocument.htm S-3/A As filed with the Securities and Exchange Commission on June 26, 2020 Registration No. 333- 238085 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-3/A (Amendment No. 2) REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 CLEARONE, INC. (Exact name of registrant as specified in its charter) DELAWARE 87-0398877 (State or Other Jurisdi
June 26, 2020	CORRESP	- June 26, 2020 Edward M. Kelly Senior Counsel Office of Manufacturing United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Re: ClearOne, Inc. Registration Statement on Form S-3 Filed May 7, 2020 File No. 333-238085 Dear Mr. Kelly: On behalf of ClearOne, Inc. (the “Company”), and in connection with the Company’s registration state
June 1, 2020	S-3/A	- S-3/A As filed with the Securities and Exchange Commission on June 1, 2020 Registration No.
June 1, 2020	CORRESP	- June 1, 2020 Edward M. Kelly Senior Counsel Office of Manufacturing United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Re: ClearOne, Inc. Registration Statement on Form S-3 Filed May 7, 2020 File No. 333-238085 Dear Mr. Kelly: On behalf of ClearOne, Inc. (the “Company”), and in connection with the Company’s registration statem
May 20, 2020	10-Q	Quarterly Report - FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2020 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period to Commission file number:001-33660 CLEARONE, INC. (Ex
May 20, 2020	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition - FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 20, 2020 (May 20, 2020) ClearOne, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33660 87-0398877 (State or Other Jurisdiction of Incorporation) (Commiss
May 20, 2020	EX-99.1	Three months ended March 31, ClearOne Reports First Quarter 2020 Financial Results ● BMA CT drives year-over-year Pro Audio revenue growth ● Q1 Non-GAAP Operating expenses declined by 10% year-over-year ● Overall revenue down 9% year-over-year.
May 15, 2020	NT 10-Q	- FORM NT 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (CHECK ONE): [] Form 10-K [ ] Form 20-F [ ] Form 11-K [X] Form 10-Q [ ] Form N-SAR For Period Ended: March 31, 2020 [ ] Transition Report on Form 10-K [ ] Transition Report on Form 20-F [ ] Transition Report on Form 11-K [ ] Transition Report on Form 10-Q [ ] Transition Report on Form N-
May 7, 2020	S-3	- S-3 As filed with the Securities and Exchange Commission on May 7, 2020 Registration No.
April 1, 2020	EX-99.1	Three months ended December 31, ClearOne Reports Fourth Quarter 2019 Financial Results ● Sequential quarterly revenue up by 5.
April 1, 2020	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): April 1, 2020 (March 30, 2020) ClearOne, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33660 87-0398877 (State or Other Jurisdiction of Incorporation) (Comm
March 30, 2020	10-K	CLRO / ClearOne, Inc. 10-K - Annual Report - FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2019 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-33660 CLEARONE, INC. (Ex
March 30, 2020	EX-21.1	Subsidiaries of the registrant EXHIBIT 21.1 SUBSIDIARIES OF THE REGISTRANT NetStreams, Inc. (DE) NetStreams, LLC. (TX) ClearOne Web Solutions, Inc. (DE) ClearOne Communications Hong Kong Limited (Hong Kong) ClearOne Ltd. (Israel) ClearOne DMCC Branch (Dubai) ClearOne Innovation India Private Ltd. (India) ClearOne Shenzhen Technology Ltd (China) ClearOne Spain SL (Spain)
March 30, 2020	EX-4.1	Description of Securities Registered Pursuant to Section 12 of the Securities Exchange Act of 1934 Exhibit 4.1 DESCRIPTION OF SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 OF CLEARONE, INC. (THE “COMPANY”) The following summary of the material terms of our capital stock and does not purport to be complete and is subject to and qualified in its entirety by reference to our Certificate of Incorporation (the “Charter”) and Bylaws (the “Bylaws”), each of which
February 3, 2020	EX-10.1	First Amendment dated January 29, 2020 by and between ClearOne, Inc. and Edward D. Bagley to the Note Purchase Agreement dated December 8, 2019. Exhibit 10.1 FIRST AMENDMENT TO NOTE PURCHASE AGREEMENT This First Amendment dated as of January 29, 2020 (the “Amendment”) to that certain Note Purchase Agreement dated as of December 8, 2019 (the “Agreement”) is by and between ClearOne, Inc., a Delaware corporation (the “Company”), and Edward D. Bagley (the “Purchaser”). Capitalized terms used herein and not defined shall have the meaning ascrib
February 3, 2020	8-K	Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): February 3, 2020 (January 29, 2020) ClearOne, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33660 87-0398877 (State or Other Jurisdiction of Incorporation)
January 2, 2020	8-K	Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): January 2, 2020 (December 30, 2019) ClearOne, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33660 87-0398877 (State or Other Jurisdiction of Incorporation)
December 17, 2019	8-K	Unregistered Sales of Equity Securities UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): December 17, 2019 (December 17, 2019) ClearOne, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33660 87-0398877 (State or Other Jurisdiction of Incorporation
December 11, 2019	DEF 14A	CLRO / ClearOne, Inc. DEF 14A - - FORM DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A (Rule 14a-101) SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement.
December 9, 2019	EX-10.4	Form of Warrant. Exhibit 10.4 NEITHER THIS WARRANT NOR THE SECURITIES FOR WHICH THIS WARRANT IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED, SOLD OR OTHERWISE TRANSFERRED EXCEPT PURSUANT T
December 9, 2019	8-K	Entry into a Material Definitive Agreement, Unregistered Sales of Equity Securities, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): December 9, 2019 (December 8, 2019) ClearOne, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33660 87-0398877 (State or Other Jurisdiction of Incorporation)
December 9, 2019	EX-10.1	Note Purchase Agreement by among ClearOne, Inc., the guarantors a party thereto and Edward D. Bagley dated as of December 8, 2019. Exhibit 10.1 NOTE PURCHASE AGREEMENT by and among CLEARONE, inc., as Borrower, various Guarantors from time to time party hereto, and Edward D. Bagley, as Purchaser Dated as of December 8, 2019 Article 1 DEFINITIONS 1 1.1 Definitions 1 1.2 Accounting Terms 15 Article 2 PURCHASE AND SALE OF THE NOTES 15 2.1 Purchase and Sale of the Notes 15 2.2 Closing 15 Article 3 THE NOTES 15 3.1 Interest and Rel
December 9, 2019	EX-10.2	Form of Guaranty and Collateral Agreement. EX-10.2 3 ex166814.htm EXHIBIT 10.2 Exhibit 10.2 GUARANTY AND COLLATERAL AGREEMENT dated as of December [], 2019 by and among CLEARONE, inc., and THE OTHER PARTIES HERETO, as Grantors, and Edward D. Bagley as Purchaser GUARANTY AND COLLATERAL AGREEMENT THIS GUARANTY AND COLLATERAL AGREEMENT, dated as of December [ ], 2019 (this “Agreement”), is entered into by and among CLEARONE, INC., a Delaware
December 9, 2019	EX-10.3	Form of Secured Convertible Note. EX-10.3 4 ex166815.htm EXHIBIT 10.3 Exhibit 10.3 NEITHER THIS NOTE NOR THE SECURITIES INTO WHICH THIS NOTE ARE CONVERTIBLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED, SOLD OR OTHERWI
November 15, 2019	EX-99.1	Page 1 of 6 Exhibit 99.1 ClearOne Reports Third Quarter 2019 Financial Results ● Q3 Microphone revenue up year-over-year by 3% ● Q3 Overall revenue down year-over-year by 10% — continued to be impacted by infringement of ClearOne’s strategic patents ● Non-GAAP Operating expenses declined by 14% year-over-year SALT LAKE CITY, UTAH – November 14, 2019 – ClearOne (NASDAQ: CLRO), a global provider of audio and vi
November 15, 2019	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): November 14, 2019 (November 14, 2019) ClearOne, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33660 87-0398877 (State or Other Jurisdiction of Incorporation
November 14, 2019	10-Q	CLRO / ClearOne, Inc. 10-Q - Quarterly Report - FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2019 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period to Commission file number:001-33
August 20, 2019	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): August 20, 2019 (August 14, 2019) ClearOne, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33660 87-0398877 (State or Other Jurisdiction of Incorporation) (C
August 20, 2019	EX-99.1	Page 1 of 6 Exhibit 99.1 ClearOne Reports Second Quarter 2019 Financial Results ● Q2 Video revenue up year-over-year by 16% ● Q2 Overall revenue down year-over-year by 8% — continued to be impacted by infringement of ClearOne’s strategic patents ● Non-GAAP Operating expenses declined by 22% year-over-year SALT LAKE CITY, Aug. 14, 2019 (GLOBE NEWSWIRE) - ClearOne (NASDAQ: CLRO), a global provider of audio and
August 14, 2019	10-Q	CLRO / ClearOne, Inc. 10-Q - Quarterly Report - FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2019 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period to Commission file number:001-33660 C
August 6, 2019	EX-99.1	Preliminary Injunction EX-99.1 2 ex153308.htm EXHIBIT 99.1 Exhibit 99.1 ClearOne Wins Preliminary Injunction Against Shure’s MXA910 Ceiling Array Microphone SALT LAKE CITY, August 6, 2019 /PRNewswire/ - ClearOne (NASDAQ: CLRO) today welcomed the decision by the U.S. District Court in the Northern District of Illinois granting ClearOne’s request for a preliminary injunction preventing Shure Incorporated from manufacturin
August 6, 2019	8-K	Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): August 6, 2019 (August 6, 2019) ClearOne, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33660 87-0398877 (State or Other Jurisdiction of Incorporation) (Com
May 24, 2019	EX-99.1	Page 1 of 6 Exhibit 99.1 ClearOne Reports First Quarter 2019 Financial Results ● Q1 Video revenue up year-over-year by 13% ● Overall revenue down year-over-year by 13% — continued to be impacted by infringement of ClearOne’s strategic patents ● Under absorption of overhead costs continued to reduce gross margin ● Non-GAAP Operating expenses declined by 23% year-over-year SALT LAKE CITY, May 20, 2019 (GLOBE NE
May 24, 2019	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 24, 2019 (May 20, 2019) ClearOne, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33660 87-0398877 (State or Other Jurisdiction of Incorporation) (Commiss
May 17, 2019	10-Q	CLRO / ClearOne, Inc. 10-Q Quarterly Report FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2019 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period to Commission file number:001-33660
May 16, 2019	NT 10-Q	CLRO / ClearOne, Inc. NT 10-Q FORM NT 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (CHECK ONE): [] Form 10-K [ ] Form 20-F [ ] Form 11-K [X] Form 10-Q [ ] Form N-SAR For Period Ended: March 31, 2019 [ ] Transition Report on Form 10-K [ ] Transition Report on Form 20-F [ ] Transition Report on Form 11-K [ ] Transition Report on Form 10-Q [ ] Transition Report on Form N-
April 29, 2019	10-K/A	CLRO / ClearOne, Inc. 10-K/A (Annual Report) FORM 10-K/A 10-K/A 1 clro2019042410ka.htm FORM 10-K/A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form 10-K/A (Amendment No. 1) (Mark One) [X] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2018 [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 F
April 16, 2019	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): April 16, 2019 (April 16, 2019) ClearOne, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33660 87-0398877 (State or Other Jurisdiction of Incorporation) (Com
April 16, 2019	EX-99.1	Three months ended December 31, Exhibit 99.1 ClearOne Reports Fourth Quarter 2019 Financial Results ● Q4 Video revenue up year-over-year by 8% and sequentially by 45% ● Overall Revenue in Q4 sequentially up by 8% ● Overall Revenue continued to be impacted by infringement of ClearOne’s strategic patents ● Under absorption of overhead costs continued to reduce gross margin ● Non-GAAP Operating expenses declined by 16% year-over-ye
April 15, 2019	10-K	CLRO / ClearOne, Inc. FORM 10-K (Annual Report) Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2018 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-33660
April 15, 2019	EX-21.1	Subsidiaries of the registrant EXHIBIT 21.1 SUBSIDIARIES OF THE REGISTRANT NetStreams, Inc. (DE) NetStreams, LLC. (TX) ClearOne Web Solutions, Inc. (DE) ClearOne Communications Hong Kong Limited (Hong Kong) ClearOne Ltd. (Israel) ClearOne DMCC Branch (Dubai) ClearOne Innovation India Private Ltd. (India) ClearOne Shenzhen Technology Ltd (China) ClearOne Spain SL (Spain) Gentner Communications Limited (Ireland) Gentner Ventures,
April 12, 2019	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): April 12, 2019 (April 8, 2019) ClearOne, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33660 87-0398877 (State or Other Jurisdiction of Incorporation) (Comm
April 2, 2019	NT 10-K	CLRO / ClearOne, Inc. FORM NT 10-K NT 10-K 1 clro20190402nt10k.htm FORM NT 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (CHECK ONE): ☒ Form 10-K ☐ Form 20-F ☐ Form 11-K ☐ Form 10-Q ☐ Form N-SAR For Period Ended: December 31, 2018 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ Transition Report on Form 10-Q ☐
December 10, 2018	SC 13D/A	CLRO / ClearOne, Inc. / Bagley E Bryan - SCHEDULE 13D/A Activist Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 2)* ClearOne Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 185060100 (CUSIP Number) E. Bryan Bagley 1470 Arlington Drive Salt Lake City, Utah 84103 Tel. (801) 450-3605 (Name, Address and Telephone Number of Person Authorized to Receive Notices and Co
December 7, 2018	SC 13D/A	CLRO / ClearOne, Inc. / Bagley E Bryan - SCHEDULE 13D/A Activist Investment SC 13D/A 1 ebry20181206sc13da.htm SCHEDULE 13D/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 1)* ClearOne Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 185060100 (CUSIP Number) E. Bryan Bagley 1470 Arlington Drive Salt Lake City, Utah 84103 Tel. (801) 450-3605 (Name, Address and Telephone Numb
December 7, 2018	SC 13D/A	CLRO / ClearOne, Inc. / Bagley Edward D - SCHEDULE 13D/A Activist Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 7)* ClearOne Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 185060100 (CUSIP Number) Edward Dallin Bagley 2350 Oakhill Drive Salt Lake City, Utah 84121 Tel. (801) 573-8227 (Name, Address and Telephone Number of Person Authorized to Receive Notices and
December 6, 2018	8-K	Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): December 6, 2018 (December 6, 2018) ClearOne, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33660 87-0398877 (State or Other Jurisdiction of Incorporation)
December 6, 2018	EX-99.1	ClearOne Announces Closing of $10.0 million Rights Offering Exhibit 99.1 ClearOne Announces Closing of $10.0 million Rights Offering SALT LAKE CITY, UTAH – December 6, 2018 – ClearOne (NASDAQ: CLRO), a global provider of audio and visual communication solutions, announced today that the closing of the Company’s rights offering (the “Offering”) of $1.20 per share was completed on December 4, 2018 (the “Closing Date”) and that it raised the full gross procee
December 6, 2018	SC 13D	CLRO / ClearOne, Inc. / Hakimoglu Zeynep - SCHEDULE 13D Activist Investment SC 13D 1 hz20181206sc13d.htm SCHEDULE 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 ClearOne, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 18506U104 (CUSIP Number) Zeynep Hakimoglu c/o ClearOne, Inc. 5225 Wiley Post Way, Suite 500 Salt Lake City, Utah +1 (801) 975-7200 (Name, Address and Telep
December 3, 2018	8-K	Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): December 3, 2018 (December 3, 2018) ClearOne, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33660 87-0398877 (State or Other Jurisdiction of Incorporation)
December 3, 2018	EX-99.1	ClearOne Announces Expiration of Oversubscribed Rights Offering EX-99.1 2 ex131034.htm EXHIBIT 99.1 Exhibit 99.1 ClearOne Announces Expiration of Oversubscribed Rights Offering SALT LAKE CITY, UTAH – December 3, 2018 – ClearOne (NASDAQ: CLRO), a global provider of audio and visual communication solutions, announced today the expiration of the Company’s rights offering (the “Offering”) that was oversubscribed. The subscription period for its previously announce
November 14, 2018	8-K	Current Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): November 14, 2018 (November 14, 2018) ClearOne, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33660 87-0398877 (State or Other Jurisdiction of Incorporation
November 14, 2018	424B3	Supplement No. 1 To Prospectus Dated November 5, 2018 CLEARONE, INC. Relating to Up to 8,306,535 Shares of Common Stock Filed Pursuant to Rule 424(b)(3) Registration No. 333-227530 Supplement No. 1 To Prospectus Dated November 5, 2018 of CLEARONE, INC. Relating to Up to 8,306,535 Shares of Common Stock This prospectus supplement, dated November 14, 2018 (this “Supplement”), of ClearOne, Inc. (the “Company”) supplements the Company’s prospectus dated November 5, 2018 filed as part of its Registration Statement on Fo
November 13, 2018	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): November 13, 2018 (November 13, 2018) ClearOne, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33660 87-0398877 (State or Other Jurisdiction of Incorporation
November 13, 2018	EX-99.1	Page 1 of 6 EX-99.1 2 ex129493.htm EXHIBIT 99.1 Exhibit 99.1 ClearOne Reports Third Quarter 2018 Financial Results ● Revenue continued to be impacted by infringement of ClearOne’s strategic patents ● Under absorption of overhead costs continued to reduce gross margin ● Non-GAAP Operating expenses declined by 18% year-over-year SALT LAKE CITY, UTAH – November 13, 2018 – ClearOne (NASDAQ: CLRO), a global provid
November 9, 2018	10-Q	CLRO / ClearOne, Inc. FORM 10-Q (Quarterly Report) Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2018 Or [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period to Commission file number
November 5, 2018	424B1	ClearOne, Inc. Non-transferable Subscription Rights to Purchase an Aggregate of up to 8,306,535 Shares of Common Stock at $1.20 per Whole Share Issuable upon Exercise of the Subscription Rights Table of Contents Filed Pursuant to Rule 424(b)(1) Registration No. 333-227530 ClearOne, Inc. Non-transferable Subscription Rights to Purchase an Aggregate of up to 8,306,535 Shares of Common Stock at $1.20 per Whole Share Issuable upon Exercise of the Subscription Rights We are distributing, at no charge, to holders of our outstanding Common Stock, non-transferable subscription rights to purchase
November 2, 2018	CORRESP	CLRO / ClearOne, Inc. CORRESP November 2, 2018 Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: ClearOne, Inc. (the “Company”) Pre-Effective Amendment No. 1 to Registration Statement on Form S-1 (File No. 333-227530) Ladies and Gentlemen: Pursuant to Rule 461 of the General Rules and Regulations under the Securities Act of 1933, as amended, the Company hereby requests that the effective date of
November 1, 2018	S-1/A	CLRO / ClearOne, Inc. FORM S-1/A S-1/A 1 clro20181026s1a.htm FORM S-1/A Table of Contents As filed with the Securities and Exchange Commission on November 1, 2018 Registration No. 333-227530 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-1/A REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 (Pre-Effective Amendment No. 1) CLEARONE, INC. (Exact name of registrant as specified in its charter) D
November 1, 2018	EX-4.5	Form of Notice of Guaranteed Delivery. Exhibit 4.5 NOTICE OF GUARANTEED DELIVERY This form, or one substantially equivalent to this form, must be used to exercise the non-transferable subscription rights (the “Rights”) to subscribe for and purchase shares of common stock, par value $0.001 per share (the “Common Stock”) of ClearOne, Inc., a Delaware corporation (the “Company”) pursuant to the rights offering (the “Rights Offering”) desc
November 1, 2018	EX-4.4	Form of Notice to Clients of Shareholders who are Acting as Nominees. Exhibit 4.4 FORM OF LETTER TO CLIENTS OF NOMINEE HOLDERS CLEARONE, INC. Up To [•] Shares of Common Stock Issuable Upon the Exercise of Subscription Rights [•], 2018 To Our Clients: Enclosed for your consideration is a prospectus, dated [●], 2018 (the “Prospectus”), relating to the distribution by ClearOne, Inc. (the “Company”) to all holders of record (the “Record Holders”) of the Company’s common
November 1, 2018	EX-4.2	Form of Notice to Shareholders who are Record Holders. EX-4.2 3 ex126530.htm EXHIBIT 4.2 Exhibit 4.2 FORM OF LETTER TO STOCKHOLDERS WHO ARE RECORD HOLDERS CLEARONE, INC. Up To [•] Shares of Common Stock Issuable Upon the Exercise of Subscription Rights [•], 2018 Dear Stockholder: This letter is being distributed by CLEARONE, INC. (the “Company”) to all holders of record (the “Record Holders”) of the Company’s common stock, par value $0.001 per share (
November 1, 2018	EX-4.1	Form of Rights Certificate. EX-4.1 2 ex126529.htm EXHIBIT 4.1 Exhibit 4.1 RIGHTS CERTIFICATE #: NUMBER OF RIGHTS: THE TERMS AND CONDITIONS OF THE RIGHTS OFFERING SET FORTH IN THE COMPANY’S PROSPECTUS DATED [●], 2018 (THE “PROSPECTUS”) AND ARE INCORPORATED HEREIN BY REFERENCE. COPIES OF THE PROSPECTUS ARE AVAILABLE UPON REQUEST FROM BROADRIDGE CORPORATE ISSUER SOLUTIONS, INC., THE SUBSCRIPTION AGENT. CLEARONE, INC. Incorporat
November 1, 2018	EX-4.6	Form of Beneficial Owner Election Form. EX-4.6 7 ex126534.htm EXHIBIT 4.6 Exhibit 4.6 BENEFICIAL OWNER ELECTION FORM The undersigned acknowledge(s) receipt of your letter and the enclosed materials relating to the offering of shares of common stock, par value $0.001 per share (the “Common Stock”) of ClearOne, Inc. (the “Company”), issuable upon the exercise of subscription rights (the “Rights”). In this form, I (we) instruct you whether
November 1, 2018	EX-4.7	Form of Nominee Holder Election Form. EX-4.7 8 ex126535.htm EXHIBIT 4.7 Exhibit 4.7 FORM OF NOMINEE HOLDER ELECTION FORM The undersigned, a bank, broker, trustee, depositary or other nominee of non-transferable subscription rights (the “Rights”) to purchase shares of common stock, par value $0.001 per share (the “Common Stock”), of ClearOne, Inc. (the “Company”), pursuant to the rights offering (the “Rights Offering”) described and pr
November 1, 2018	EX-4.3	Form of Notice to Shareholders who are Acting as Nominees. Exhibit 4.3 FORM OF LETTER TO NOMINEE HOLDERS WHOSE CLIENTS ARE BENEFICIAL HOLDERS CLEARONE, INC. Up To [•] Shares of Common Stock Issuable Upon the Exercise of Subscription Rights [●], 2018 To Brokers, Dealers, Commercial Banks, Trust Companies and Other Nominees: This letter is being distributed to securities dealers, commercial banks, trust companies and other nominees in connection with the di
November 1, 2018	8-K	Current Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): November 1, 2018 (November 1, 2018) ClearOne, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33660 87-0398877 (State or Other Jurisdiction of Incorporation)
October 29, 2018	EX-3.2	Bylaws of ClearOne, Inc. Exhibit 3.2 Bylaws of ClearOne, Inc., a Delaware corporation Article I: Stockholders Section 1.1. Annual Meeting. An annual meeting of the stockholders for the election of directors to succeed those whose terms expire and for the transaction of such other business as may properly come before the meeting shall be held at the place, if any, on the date, and at the time as the Board of Directors shal
October 29, 2018	8-K	Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders 8-K 1 clro201810268k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): October 29, 2018 (October 25, 2018) ClearOne, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33660 87-0398877 (State or Oth
October 29, 2018	EX-3.1	Certificate of Incorporation of ClearOne, Inc. Exhibit 3.1 Certificate of Incorporation of ClearOne, Inc. The undersigned, for purposes of incorporating a corporation under the General Corporation Law of the State of Delaware (“DGCL”), does hereby certify as follows: Article I: Name The name of the corporation is ClearOne, Inc. (the “Corporation”) Article II: Purpose The purpose of the Corporation is to engage in any lawful act or activity for

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