CCL SEC Filings - Carnival Corporation & plc- Annual Report, Proxy Statement, Prospectus

Basic Stats

LEI	4DR1VPDQMHD3N3QW8W95
CIK	815097

SEC Filings

All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis. These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Carnival Corporation & plc

SEC Filings (Chronological Order)

This page provides a complete, chronological list of SEC Filings, excluding ownership filings which we provide elsewhere.

August 19, 2025	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported) August 19, 2025 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported) August 19, 2025 Carnival Corporation Carnival plc (Exact name of registrant as specified in its charter) (Exact name of registrant as specified in its charter) Republic of Panama Engla
August 8, 2025	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported) August 6, 2025 Carnival Corporation Carnival plc (Exact name of registrant as specified in its charter) (Exact name of registrant as specified in its charter) Republic of Panama Englan
July 16, 2025	EX-99.1	Carnival Corporation & plc Announces Closing of $3.0 Billion 5.75% Senior Unsecured Notes Offering EXHIBIT 99.1 Carnival Corporation & plc Announces Closing of $3.0 Billion 5.75% Senior Unsecured Notes Offering Proceeds from the upsized offering of senior unsecured notes to be used to fully repay borrowings under the senior secured term loan facility and to redeem $2.4 billion of 5.750% senior unsecured notes due 2027 MIAMI, July 16, 2025 /PRNewswire/ - Carnival Corporation & plc (NYSE/LSE: CCL
July 16, 2025	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported) July 16, 2025 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported) July 16, 2025 Carnival Corporation Carnival plc (Exact name of registrant as specified in its charter) (Exact name of registrant as specified in its charter) Republic of Panama England
July 7, 2025	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported) July 7, 2025 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported) July 7, 2025 Carnival Corporation Carnival plc (Exact name of registrant as specified in its charter) (Exact name of registrant as specified in its charter) Republic of Panama England
July 7, 2025	EX-99.1	Carnival Corporation & plc Announces Upsizing and Pricing of $3.0 Billion 5.75% Senior Unsecured Notes Offering EXHIBIT 99.1 Carnival Corporation & plc Announces Upsizing and Pricing of $3.0 Billion 5.75% Senior Unsecured Notes Offering Proceeds from the upsized offering of senior unsecured notes to be used to fully repay borrowings under the senior secured term loan facility with remaining net proceeds, together with cash on hand, to be used to redeem $2.4 billion of 5.750% senior unsecured notes due 2027
July 7, 2025	EX-99.1	Carnival Corporation & plc Announces the Launch of New Senior Unsecured Notes Offering EXHIBIT 99.1 Carnival Corporation & plc Announces the Launch of New Senior Unsecured Notes Offering MIAMI, July 7, 2025 /PRNewswire/ - Carnival Corporation & plc (NYSE/LSE: CCL; NYSE: CUK) today announced that Carnival Corporation (the “Company”) commenced a private offering (the “Notes Offering”) of new senior unsecured notes in an aggregate principal amount of $2.0 billion, expected to mature in
July 7, 2025	EX-99.1	Carnival Corporation & plc Announces Closing of €1.0 Billion 4.125% Senior Unsecured Notes Offering EXHIBIT 99.1 Carnival Corporation & plc Announces Closing of €1.0 Billion 4.125% Senior Unsecured Notes Offering Proceeds from the offering of senior unsecured notes to be used to repay borrowings under senior secured term loan facilities MIAMI, July 7, 2025 /PRNewswire/ - Carnival Corporation & plc (NYSE/LSE: CCL; NYSE: CUK) today announced that Carnival plc (the “Company”) has closed its previou
July 7, 2025	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported) July 7, 2025 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported) July 7, 2025 Carnival Corporation Carnival plc (Exact name of registrant as specified in its charter) (Exact name of registrant as specified in its charter) Republic of Panama England
July 7, 2025	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported) July 7, 2025 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported) July 7, 2025 Carnival Corporation Carnival plc (Exact name of registrant as specified in its charter) (Exact name of registrant as specified in its charter) Republic of Panama England
July 1, 2025	EX-99.1	Carnival Corporation & plc Announces Pricing of €1.0 Billion 4.125% Senior Unsecured Notes Offering EXHIBIT 99.1 Carnival Corporation & plc Announces Pricing of €1.0 Billion 4.125% Senior Unsecured Notes Offering Proceeds from the offering of senior unsecured notes to be used to repay borrowings under the senior secured term loan facilities MIAMI, July 1, 2025 /PRNewswire/ - Carnival Corporation & plc (NYSE/LSE: CCL; NYSE: CUK) today announced that Carnival plc (the “Company”) priced its private
July 1, 2025	8-K	Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported) July 1, 2025 Carnival Corporation Carnival plc (Exact name of registrant as specified in its charter) (Exact name of registrant as specified in its charter) Republic of Panama England
June 30, 2025	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported) June 30, 2025 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported) June 30, 2025 Carnival Corporation Carnival plc (Exact name of registrant as specified in its charter) (Exact name of registrant as specified in its charter) Republic of Panama England
June 30, 2025	EX-99.1	Carnival Corporation & plc Announces the Launch of New Senior Unsecured Notes Offering EXHIBIT 99.1 Carnival Corporation & plc Announces the Launch of New Senior Unsecured Notes Offering MIAMI, June 30, 2025 /PRNewswire/ - Carnival Corporation & plc (NYSE/LSE: CCL; NYSE: CUK) today announced that Carnival plc (the “Company”) commenced a private offering of new senior unsecured notes in an aggregate principal amount of €1.0 billion, expected to mature in 2031 (the “Notes”), to fully
June 26, 2025	S-8	As filed with the Securities and Exchange Commission on June 26, 2025 As filed with the Securities and Exchange Commission on June 26, 2025 Registration No.
June 26, 2025	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended May 31, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-9610 Commission f
June 26, 2025	EX-10.2	Form of Non-Employee Director Annual Unrestricted Stock Award Agreement for the Carnival Corporation 2020 Stock Plan. FORM OF NON-EMPLOYEE DIRECTOR ANNUAL UNRESTRICTED STOCK AWARD AGREEMENT FOR THE CARNIVAL CORPORATION 2020 STOCK PLAN THIS AGREEMENT (the “Agreement”) is made effective as of [GRANT DATE], (hereinafter the “Grant Date”) between Carnival Corporation, a corporation organized under the laws of the Republic of Panama (the “Company”), and [NAME] (the “Director”), pursuant to the Carnival Corporation 2020 Stock Plan (the “Plan”).
June 26, 2025	EX-FILING FEES	Filing Fee Table.* Calculation of Filing Fee Tables S-8 CARNIVAL CORP Table 1: Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee 1 Equity Carnival Corporation common stock, par value $0.
June 26, 2025	EX-10.1	Indenture, dated as of May 21, 2025, among Carnival Corporation, as issuer, Carnival plc, the guarantors party thereto and U.S. Bank Trust Company, National Association, as trustee, relating to the 5.875% Senior Unsecured Notes due 2031. Execution Version CARNIVAL CORPORATION, as Issuer, U.S. BANK TRUST COMPANY, NATIONAL ASSOCIATION, as Trustee, Principal Paying Agent, Transfer Agent and Registrar, INDENTURE Dated as of May 21, 2025 5.875% SENIOR UNSECURED NOTES DUE 2031 TABLE OF CONTENTS Page ARTICLE ONE DEFINITIONS AND INCORPORATION BY REFERENCE SECTION 1.01 Definitions 1 SECTION 1.02 Other Definitions 12 SECTION 1.03 Rules of C
June 26, 2025	EX-5.3	Consent of Ashurst (included with Exhibit 5.3).* Exhibit 5.3 Ashurst LLP London Fruit & Wool Exchange 1 Duval Square London E1 6PW Tel +44 20 7638 1111 www.ashurst.com Our ref: JZF\538C.1000-199-852 Direct line: +44 20 7859 3156 Email: [email protected] 26 June 2025 Carnival plc Carnival House 100 Harbour Parade Southampton United Kingdom SO15 1ST Carnival Corporation Carnival Place 3655 N.W. 87th Avenue Miami, Florida 33178-2428 U.S.A.
June 26, 2025	EX-99.1	Carnival Corporation 1993 Employee Stock Purchase Plan, as amended and restated.* Exhibit 99.1 CARNIVAL CORPORATION 1993 EMPLOYEE STOCK PURCHASE PLAN Amended and Restated as of April 16, 2025 TABLE OF CONTENTS Page 1. Purpose 4 2. Administration 4 (a) Compliance with Rule 16b-3 4 (b) The Committee 4 (c) Interpretation of the Plan 4 3. Common Stock Subject to Plan 5 4. Offerings of Common Stock 5 (a) Offerings 5 (b) Business Day 5 5. Eligibility to Participate in the Plan 5 (a)
June 24, 2025	EX-99.1	CARNIVAL CORPORATION & PLC TOPS GUIDANCE ACHIEVING HIGHEST-EVER SECOND QUARTER OPERATING RESULTS AND EXCEEDING 2026 SEA CHANGE FINANCIAL TARGETS 18 MONTHS EARLY Exhibit 99.1 CARNIVAL CORPORATION & PLC TOPS GUIDANCE ACHIEVING HIGHEST-EVER SECOND QUARTER OPERATING RESULTS AND EXCEEDING 2026 SEA CHANGE FINANCIAL TARGETS 18 MONTHS EARLY MIAMI (June 24, 2025) - Carnival Corporation & plc (NYSE/LSE: CCL; NYSE: CUK) announced financial results for the second quarter 2025 and provided an updated outlook for the full year and an outlook for the third quarter 2025.
June 24, 2025	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) June 24, 2025 Carnival Corporation Carnival plc (Exact name of registrant as specified in its charter) (Exact name of registrant as specified in its charter) Republic of Panama England
June 13, 2025	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported) June 13, 2025 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported) June 13, 2025 Carnival Corporation Carnival plc (Exact name of registrant as specified in its charter) (Exact name of registrant as specified in its charter) Republic of Panama England
June 13, 2025	EX-99.1	Carnival Corporation & plc Announces New $4.5 Billion Revolving Credit Facility to Upsize and Extend the Company’s Revolver Capacity EXHIBIT 99.1 Carnival Corporation & plc Announces New $4.5 Billion Revolving Credit Facility to Upsize and Extend the Company’s Revolver Capacity MIAMI, June 13, 2025 /PRNewswire/ - Carnival Corporation & plc (NYSE/LSE: CCL; NYSE: CUK) (the “Company”) today announced that it has successfully arranged a new $4.5 billion multi-currency revolving credit facility (the “New Revolver”). The New Revolver
May 29, 2025	SD	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD SPECIALIZED DISCLOSURE REPORT Carnival Corporation Carnival plc (Exact name of registrant as specified in its charter) (Exact name of registrant as specified in its chart UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD SPECIALIZED DISCLOSURE REPORT Carnival Corporation Carnival plc (Exact name of registrant as specified in its charter) (Exact name of registrant as specified in its charter) Republic of Panama England and Wales (State or other jurisdiction of incorporation) (State or other jurisdiction of incorporation) 001-9610 001-15
May 21, 2025	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported) May 21, 2025 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported) May 21, 2025 Carnival Corporation Carnival plc (Exact name of registrant as specified in its charter) (Exact name of registrant as specified in its charter) Republic of Panama England
May 21, 2025	EX-99.1	Carnival Corporation & plc Announces Closing of EXHIBIT 99.1 Carnival Corporation & plc Announces Closing of $1.0 Billion 5.875% Senior Unsecured Notes Offering for Refinancing and Interest Expense Reduction Transaction included full redemption of $993 million 7.625% Senior Unsecured Notes MIAMI, May 21, 2025 /PRNewswire/ - Carnival Corporation & plc (NYSE/LSE: CCL; NYSE: CUK) today announced that Carnival Corporation (the “Company”) has closed
May 12, 2025	EX-99.1	Carnival Corporation & plc Announces Pricing of $1.0 Billion 5.875% Senior Unsecured Notes Offering for Refinancing and Interest Expense Reduction EXHIBIT 99.1 Carnival Corporation & plc Announces Pricing of $1.0 Billion 5.875% Senior Unsecured Notes Offering for Refinancing and Interest Expense Reduction Proceeds from the offering of senior unsecured notes to be used to redeem $993 million 7.625% senior unsecured notes due 2026 MIAMI, May 12, 2025 /PRNewswire/ - Carnival Corporation & plc (NYSE/LSE: CCL; NYSE: CUK) today announced that Carn
May 12, 2025	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported) May 12, 2025 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported) May 12, 2025 Carnival Corporation Carnival plc (Exact name of registrant as specified in its charter) (Exact name of registrant as specified in its charter) Republic of Panama England
May 12, 2025	EX-99.1	Carnival Corporation & plc Announces the Redemption of Existing $993 Million 7.625% Senior Unsecured Notes due 2026 and Launch of New Senior Unsecured Notes Offering for Interest Expense Reduction EXHIBIT 99.1 Carnival Corporation & plc Announces the Redemption of Existing $993 Million 7.625% Senior Unsecured Notes due 2026 and Launch of New Senior Unsecured Notes Offering for Interest Expense Reduction MIAMI, May 12, 2025 /PRNewswire/ - Carnival Corporation & plc (NYSE/LSE: CCL; NYSE: CUK) today announced that Carnival Corporation (the “Company”) commenced a private offering (the “Notes Of
May 12, 2025	8-K	Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported) May 12, 2025 Carnival Corporation Carnival plc (Exact name of registrant as specified in its charter) (Exact name of registrant as specified in its charter) Republic of Panama England
April 21, 2025	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported) April 21, 2025 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported) April 21, 2025 Carnival Corporation Carnival plc (Exact name of registrant as specified in its charter) (Exact name of registrant as specified in its charter) Republic of Panama Englan
April 18, 2025	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported) April 16, 2025 Carnival Corporatio UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported) April 16, 2025 Carnival Corporation Carnival plc (Exact name of registrant as specified in its charter) (Exact name of registrant as specified in its charter) Republic of Panama Englan
March 25, 2025	EX-10.3	Indenture, dated as of February 7, 2025, among Carnival Corporation, as issuer, Carnival plc, the guarantors party thereto and U.S. Bank Trust Company, National Association, as trustee, relating to the 6.125% Senior Unsecured Notes due 2033. EXECUTION VERSION CARNIVAL CORPORATION, as Issuer, U.S. BANK TRUST COMPANY, NATIONAL ASSOCIATION, as Trustee, Principal Paying Agent, Transfer Agent and Registrar, INDENTURE Dated as of February 7, 2025 6.125% SENIOR UNSECURED NOTES DUE 2033 TABLE OF CONTENTS Page ARTICLE ONE DEFINITIONS AND INCORPORATION BY REFERENCE SECTION 1.01 Definitions 1 SECTION 1.02 Other Definitions 13 SECTION 1.03 Rules
March 25, 2025	EX-10.2	Repricing Amendment No. 2, dated as of January 13, 2025, to Term Loan Agreement, dated as of August 8, 2023, among Carnival Finance, LLC and Carnival Corporation, as borrowers, Carnival plc, the other guarantors party thereto, the various financial institutions as are or shall become parties thereto, and JPMorgan Chase Bank, N.A., as administrative agent for the lenders. Execution Version REPRICING AMENDMENT NO. 2 TO TERM LOAN AGREEMENT dated as of January 13, 2025 among CARNIVAL FINANCE, LLC, as Co-Borrower, CARNIVAL CORPORATION, as Lead Borrower, CARNIVAL PLC, as a Guarantor, THE SUBSIDIARY GUARANTORS PARTY HERETO, THE LENDERS PARTY HERETO, JPMORGAN CHASE BANK, N.A., as Lead Arranger, Joint Bookrunner and Sole Global Coordinator, BARCLAYS BANK PLC, BNP PARIBAS S
March 25, 2025	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended February 28, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-9610 Commiss
March 25, 2025	EX-10.1	Repricing Amendment No. 7, dated as of January 13, 2025, to Term Loan Agreement, dated as of June 30, 2020, among Carnival Finance, LLC and Carnival Corporation, as borrowers, Carnival plc, the other guarantors party thereto, the various financial institutions as are or shall become parties thereto, and JPMorgan Chase Bank, N.A., as administrative agent for the lenders. Execution Version REPRICING AMENDMENT NO. 7 TO TERM LOAN AGREEMENT dated as of January 13, 2025 among CARNIVAL FINANCE, LLC, as Co-Borrower, CARNIVAL CORPORATION, as Lead Borrower, CARNIVAL PLC, as a Guarantor, THE SUBSIDIARY GUARANTORS PARTY HERETO, THE LENDERS PARTY HERETO, JPMORGAN CHASE BANK, N.A., as Lead Arranger, Joint Bookrunner and Sole Global Coordinator, BARCLAYS BANK PLC, BNP PARIBAS S
March 25, 2025	EX-10.4	Indenture, dated as of February 28, 2025, among Carnival Corporation, as issuer, Carnival plc, the guarantors party thereto and U.S. Bank Trust Company, National Association, as trustee, relating to the 5.750% Senior Unsecured Notes due 2030. EXECUTION VERSION CARNIVAL CORPORATION, as Issuer, U.S. BANK TRUST COMPANY, NATIONAL ASSOCIATION, as Trustee, Principal Paying Agent, Transfer Agent and Registrar, INDENTURE Dated as of February 28, 2025 5.750% SENIOR UNSECURED NOTES DUE 2030 TABLE OF CONTENTS Page ARTICLE ONE DEFINITIONS AND INCORPORATION BY REFERENCE Section 1.01 Definitions 1 Section 1.02 Other Definitions 12 Section 1.03 Rules
March 21, 2025	EX-99.1	CARNIVAL CORPORATION & PLC REPORTS RECORD-SETTING FIRST QUARTER OPERATING RESULTS, OUTPERFORMS DECEMBER GUIDANCE AND RAISES FULL YEAR 2025 GUIDANCE Exhibit 99.1 CARNIVAL CORPORATION & PLC REPORTS RECORD-SETTING FIRST QUARTER OPERATING RESULTS, OUTPERFORMS DECEMBER GUIDANCE AND RAISES FULL YEAR 2025 GUIDANCE MIAMI (March 21, 2025) - Carnival Corporation & plc (NYSE/LSE: CCL; NYSE: CUK) announced financial results for the first quarter 2025 and provided an updated outlook for the full year and an outlook for the second quarter 2025. •Record fir
March 21, 2025	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) March 21, 2025 Carnival Corporatio UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) March 21, 2025 Carnival Corporation Carnival plc (Exact name of registrant as specified in its charter) (Exact name of registrant as specified in its charter) Republic of Panama Englan
February 28, 2025	DEFA14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ¨ Filed by a Party other than the Registrant Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Definitive Proxy Stateme
February 28, 2025	DEFA14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ¨ Filed by a Party other than the Registrant Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Definitive Proxy Stateme
February 28, 2025	EX-99.1	Carnival Corporation & plc Announces Closing of $1.0 Billion 5.750% Senior Unsecured Notes Offering for Refinancing and Interest Expense Reduction EXHIBIT 99.1 Carnival Corporation & plc Announces Closing of $1.0 Billion 5.750% Senior Unsecured Notes Offering for Refinancing and Interest Expense Reduction Transaction included redemption of $1.0 billion 10.500% Senior Unsecured Notes MIAMI, February 28, 2025 /PRNewswire/ - Carnival Corporation & plc (NYSE/LSE: CCL; NYSE: CUK) today announced that Carnival Corporation (the “Company”) has close
February 28, 2025	8-K	Regulation FD Disclosure, Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported) February 28, 2025 Carnival Corporation Carnival plc (Exact name of registrant as specified in its charter) (Exact name of registrant as specified in its charter) Republic of Panama Eng
February 28, 2025	DEF 14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant Check the appropriate box: Preliminary Proxy Statement Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Definitive
February 19, 2025	EX-99.1	Carnival Corporation & plc Announces Pricing of $1.0 Billion 5.750% Senior Unsecured Notes Offering for Refinancing and Interest Expense Reduction EXHIBIT 99.1 Carnival Corporation & plc Announces Pricing of $1.0 Billion 5.750% Senior Unsecured Notes Offering for Refinancing and Interest Expense Reduction Proceeds from the offering of senior unsecured notes to be used to redeem $1.0 billion 10.500% senior unsecured notes due 2030 MIAMI, February 18, 2025 /PRNewswire/ - Carnival Corporation & plc (NYSE/LSE: CCL; NYSE: CUK) today announced tha
February 19, 2025	8-K	Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported) February 18, 2025 Carnival Corporation Carnival plc (Exact name of registrant as specified in its charter) (Exact name of registrant as specified in its charter) Republic of Panama Eng
February 18, 2025	EX-99.1	Carnival Corporation & plc Announces the Redemption of Existing $1.0 Billion 10.500% Senior Unsecured Notes due 2030 and Launch of New Senior Unsecured Notes Offering for Interest Expense Reduction EXHIBIT 99.1 Carnival Corporation & plc Announces the Redemption of Existing $1.0 Billion 10.500% Senior Unsecured Notes due 2030 and Launch of New Senior Unsecured Notes Offering for Interest Expense Reduction MIAMI, February 18, 2025 /PRNewswire/ - Carnival Corporation & plc (NYSE/LSE: CCL; NYSE: CUK) today announced that Carnival Corporation (the “Company”) commenced a private offering (the “No
February 18, 2025	8-K	Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported) February 18, 2025 Carnival Corporation Carnival plc (Exact name of registrant as specified in its charter) (Exact name of registrant as specified in its charter) Republic of Panama Eng
February 7, 2025	EX-99.1	Carnival Corporation & plc Announces Closing of $2.0 Billion 6.125% Senior Unsecured Notes Offering for Refinancing and Interest Expense Reduction EXHIBIT 99.1 Carnival Corporation & plc Announces Closing of $2.0 Billion 6.125% Senior Unsecured Notes Offering for Refinancing and Interest Expense Reduction Transaction included redemption of $2.03 billion 10.375% Senior Priority Notes MIAMI, February 7, 2025 /PRNewswire/ - Carnival Corporation & plc (NYSE/LSE: CCL; NYSE: CUK) today announced that Carnival Corporation (the “Company”) has closed
February 7, 2025	8-K	Regulation FD Disclosure, Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported) February 7, 2025 Carnival Corporation Carnival plc (Exact name of registrant as specified in its charter) (Exact name of registrant as specified in its charter) Republic of Panama Engl
January 28, 2025	EX-99.1	Carnival Corporation & plc Announces the Redemption of Existing $2.03 Billion Senior Priority Notes and Launch of New Senior Unsecured Notes Offering for Interest Expense Reduction EXHIBIT 99.1 Carnival Corporation & plc Announces the Redemption of Existing $2.03 Billion Senior Priority Notes and Launch of New Senior Unsecured Notes Offering for Interest Expense Reduction MIAMI, January 28, 2025 /PRNewswire/ - Carnival Corporation & plc (NYSE/LSE: CCL; NYSE: CUK) today announced that Carnival Corporation (the “Company”) commenced a private offering (the “Notes Offering”) of
January 28, 2025	8-K	Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported) January 28, 2025 Carnival Corporation Carnival plc (Exact name of registrant as specified in its charter) (Exact name of registrant as specified in its charter) Republic of Panama Engl
January 28, 2025	EX-99.1	Carnival Corporation & plc Announces Pricing of $2.0 Billion 6.125% Senior Unsecured Notes Offering for Refinancing and Interest Expense Reduction EXHIBIT 99.1 Carnival Corporation & plc Announces Pricing of $2.0 Billion 6.125% Senior Unsecured Notes Offering for Refinancing and Interest Expense Reduction Proceeds from the offering of senior unsecured notes to be used to redeem $2.03 billion 10.375% senior priority notes due 2028 MIAMI, January 28, 2025 /PRNewswire/ - Carnival Corporation & plc (NYSE/LSE: CCL; NYSE: CUK) today announced that
January 28, 2025	8-K	Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported) January 28, 2025 Carnival Corporation Carnival plc (Exact name of registrant as specified in its charter) (Exact name of registrant as specified in its charter) Republic of Panama Engl
January 27, 2025	EX-4.1	Agreement of Carnival Corporation and Carnival plc, dated January 3, 2024 to furnish certain debt instruments to the Securities and Exchange Commission. Exhibit 4.1 December 4, 2024 Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 RE: Carnival Corporation, Commission File No. 001-9610, and Carnival plc, Commission File No. 001-15136 Ladies and Gentlemen: Pursuant to Item 601(b) (4) (iii) of Regulation S-K promulgated under the Securities Exchange Act of 1934, as amended, Carnival Corporation and Carnival plc (the “Companies
January 27, 2025	EX-21	Subsidiaries of Carnival Corporation and Carnival plc. Exhibit 21 SUBSIDIARIES OF CARNIVAL CORPORATION AND CARNIVAL PLC The following is a list of all of our subsidiaries, their jurisdiction of incorporation and the names under which they do business.
January 27, 2025	EX-19	Carnival Corporation & plc Exhibit 19 C A R N I V A L C O R P O R A T I O N & P L C SECURITIES TRADING POLICY Table of Contents 1.
January 27, 2025	10-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☑ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended November 30, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-9610 Commission file
January 27, 2025	EX-24	Power of Attorney given by certain Directors of Carnival Corporation and Carnival plc to Josh Weinstein, David Bernstein and Enrique Miguez authorizing such persons to sign this 2024 joint Annual Report on Form 10-K and any future amendments on their behalf. Exhibit 24 POWER OF ATTORNEY The undersigned directors of Carnival Corporation, a company incorporated under the laws of the Republic of Panama, and Carnival plc, a company organized and existing under the laws of England and Wales, do and each of them does, hereby constitute and appoint Josh Weinstein, David Bernstein and Enrique Miguez, his or her true and lawful attorneys-in-fact and agents, an
January 27, 2025	EX-97	Carnival Corporation & plc Clawback Policy. C A R N I VA L C O R P O R A T I O N & PLC CLAWBACK POLICY Recoupment of Incentive-Based Compensation It is the policy of Carnival Corporation and Carnival plc (each, a “Company” and together, the “Company”) that, in the event the Company is required to prepare an accounting restatement of the Company’s financial statements due to material non-compliance with any financial reporting requirement under the U.
January 13, 2025	8-K	Regulation FD Disclosure, Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported) January 13, 2025 Carnival Corporation Carnival plc (Exact name of registrant as specified in its charter) (Exact name of registrant as specified in its charter) Republic of Panama Engl
January 13, 2025	EX-99.1	Carnival Corporation & plc Announces Repricing of Senior Secured First Lien Term Loan B Facilities as Part of Ongoing Interest Expense Reduction EXHIBIT 99.1 Carnival Corporation & plc Announces Repricing of Senior Secured First Lien Term Loan B Facilities as Part of Ongoing Interest Expense Reduction MIAMI, January 13, 2025 /PRNewswire/ - Carnival Corporation & plc (NYSE/LSE: CCL; NYSE: CUK) today announced that Carnival Corporation (the “Company”) has closed its repricing of approximately $700 million of term loans (such repriced loans,
January 10, 2025	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) January 9, 2025 Carnival Corporation Carnival plc (Exact name of registrant as specified in its charter) (Exact name of registrant as specified in its charter) Republic of Panama Engla
December 20, 2024	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) December 20, 2024 Carnival Corporation Carnival plc (Exact name of registrant as specified in its charter) (Exact name of registrant as specified in its charter) Republic of Panama Eng
December 20, 2024	EX-99.1	CARNIVAL CORPORATION & PLC OUTPERFORMS FOURTH QUARTER GUIDANCE, REPORTS RECORD FULL YEAR OPERATING RESULTS AND EXPECTS 20 PERCENT EARNINGS GROWTH IN 2025 Expects to hit 2026 SEA Change EBITDA target one year early Exhibit 99.1 CARNIVAL CORPORATION & PLC OUTPERFORMS FOURTH QUARTER GUIDANCE, REPORTS RECORD FULL YEAR OPERATING RESULTS AND EXPECTS 20 PERCENT EARNINGS GROWTH IN 2025 Expects to hit 2026 SEA Change EBITDA target one year early MIAMI (December 20, 2024) - Carnival Corporation & plc (NYSE/LSE: CCL; NYSE: CUK) announced financial results for the fourth quarter and full year 2024 and provided an outlo
September 30, 2024	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended August 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-9610 Commissio
September 30, 2024	10-Q	10-Q PDF
September 30, 2024	EX-99.1	CARNIVAL CORPORATION & PLC REPORTS RECORD-SETTING OPERATING RESULTS, OUTPERFORMS THIRD QUARTER GUIDANCE AND RAISES FULL YEAR 2024 GUIDANCE FOR THE THIRD TIME Exhibit 99.1 CARNIVAL CORPORATION & PLC REPORTS RECORD-SETTING OPERATING RESULTS, OUTPERFORMS THIRD QUARTER GUIDANCE AND RAISES FULL YEAR 2024 GUIDANCE FOR THE THIRD TIME MIAMI (September 30, 2024) - Carnival Corporation & plc (NYSE/LSE: CCL; NYSE: CUK) announced financial results for the third quarter 2024 and provided an updated outlook for the full year and an outlook for fourth quarter 2024. •
September 30, 2024	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) September 30, 2024 Carnival Corpor UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) September 30, 2024 Carnival Corporation Carnival plc (Exact name of registrant as specified in its charter) (Exact name of registrant as specified in its charter) Republic of Panama En
September 30, 2024	EX-10.1	Amendment Letter dated March 28, 2024 to Facilities Agreement dated February 28, 2023, among Carnival Holdings (Bermuda) II Limited as borrower, Carnival Corporation, Carnival plc, the lenders from time to time party thereto and J.P. Morgan SE as facilities agent. Execution Version To: J.P. Morgan SE Taunustor 1 60310 Frankfurt am Main Germany (as Facilities Agent under the Facilities Agreement) 28 March 2024 Amendment Letter We refer to the facilities agreement dated 28 February 2023 between, among others, Carnival Corporation as the Company, Carnival PLC, Carnival Holdings (Bermuda) II Limited as the Borrower, the lenders from time to time party thereto a
June 27, 2024	EX-10.2	Repricing Amendment No. 6, dated as of April 25, 2024, to Term Loan Agreement, dated as of June 30, 2020, among Carnival Finance, LLC and Carnival Corporation, as borrowers, Carnival plc, the other guarantors party thereto, the various financial institutions as are or shall become parties thereto, and JPMorgan Chase Bank, N.A., as administrative agent for the lenders. Execution Version REPRICING AMENDMENT NO. 6 TO TERM LOAN AGREEMENT dated as of April 25, 2024 among CARNIVAL FINANCE, LLC, as Co-Borrower, CARNIVAL CORPORATION, as Lead Borrower, CARNIVAL PLC, as a Guarantor, THE SUBSIDIARY GUARANTORS PARTY HERETO, THE LENDERS PARTY HERETO, JPMORGAN CHASE BANK, N.A., as Lead Arranger, Joint Bookrunner and Sole Global Coordinator, MORGAN STANLEY SENIOR FUNDING, INC
June 27, 2024	EX-10.7	Form of Non-Employee Director Annual Restricted Stock Award Agreement for the Carnival Corporation 2020 Stock Plan. FORM OF NON-EMPLOYEE DIRECTOR ANNUAL RESTRICTED STOCK AWARD AGREEMENT FOR THE CARNIVAL CORPORATION 2020 STOCK PLAN THIS AGREEMENT (the “Agreement”) is made effective as of [GRANT DATE], (hereinafter the “Grant Date”) between Carnival Corporation, a corporation organized under the laws of the Republic of Panama (the “Company”), and [NAME] (the “Director”), pursuant to the Carnival Corporation 2020 Stock Plan (the “Plan”).
June 27, 2024	EX-10.1	Repricing Amendment No. 1, dated as of April 25, 2024, to Term Loan Agreement, dated as of August 8, 2023, among Carnival Finance, LLC and Carnival Corporation, as borrowers, Carnival plc, the other guarantors party thereto, the various financial institutions as are or shall become parties thereto, and JPMorgan Chase Bank, N.A., as administrative agent for the lenders. Execution Version REPRICING AMENDMENT NO. 1 TO TERM LOAN AGREEMENT dated as of April 25, 2024 among CARNIVAL FINANCE, LLC, as Co-Borrower, CARNIVAL CORPORATION, as Lead Borrower, CARNIVAL PLC, as a Guarantor, THE SUBSIDIARY GUARANTORS PARTY HERETO, THE LENDERS PARTY HERETO, JPMORGAN CHASE BANK, N.A., as Lead Arranger, Joint Bookrunner and Sole Global Coordinator, MORGAN STANLEY SENIOR FUNDING, INC
June 27, 2024	EX-10.5	Form of Performance-Based Restricted Stock Unit Agreement for the Carnival Corporation 2020 Stock Plan. FORM OF PERFORMANCE-BASED RESTRICTED STOCK UNIT AGREEMENT FOR THE CARNIVAL CORPORATION 2020 STOCK PLAN THIS PERFORMANCE-BASED RESTRICTED STOCK UNIT AGREEMENT (this “Agreement”) shall apply to the grant of performance-based Restricted Stock Units made to employees of Carnival Corporation, a corporation organized under the laws of the Republic of Panama, (the “Company”) or employees of an Affiliate, on [GRANT DATE] (the “Date of Grant”) under the Carnival Corporation 2020 Stock Plan (the “Plan”).
June 27, 2024	10-Q	10-Q PDF UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended May 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-9610 Commission f
June 27, 2024	EX-10.3	Indenture, dated as of April 25, 2024, among Carnival Corporation, as issuer, Carnival plc, the guarantors party thereto and U.S. Bank Trust Company, National Association, as trustee, relating to the 5.750% Senior Unsecured Notes due 2030. EXECUTION VERSION CARNIVAL CORPORATION, as Issuer, U.S. BANK TRUST COMPANY, NATIONAL ASSOCIATION, as Trustee, INDENTURE Dated as of April 25, 2024 EUR 500,000,000 5.750% SENIOR UNSECURED NOTES DUE 2030 TABLE OF CONTENTS Page ARTICLE ONE DEFINITIONS AND INCORPORATION BY REFERENCE SECTION 1.01 Definitions 1 SECTION 1.02 Other Definitions 11 SECTION 1.03 Rules of Construction 12 ARTICLE TWO THE NOTES
June 27, 2024	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended May 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-9610 Commission f
June 27, 2024	EX-10.6	Form of Time-Based Restricted Stock Unit Agreement for the Carnival Corporation 2020 Stock Plan. FORM OF TIME-BASED RESTRICTED STOCK UNIT AGREEMENT FOR THE CARNIVAL CORPORATION 2020 STOCK PLAN THIS TIME-BASED RESTRICTED STOCK UNIT AGREEMENT (this “Agreement”) shall apply to the grant of time-based Restricted Stock Units made to employees of Carnival Corporation, a corporation organized under the laws of the Republic of Panama, (the “Company”) or employees of an Affiliate, effective [GRANT DATE] (the “Grant Date”) under the Carnival Corporation 2020 Stock Plan (the “Plan”).
June 27, 2024	EX-10.4	Carnival Corporation & plc Management Incentive Plan (as amended on April 3, 2024). CARNIVAL CORPORATION & PLC MANAGEMENT INCENTIVE PLAN 1. OBJECTIVE This Carnival Corporation & plc Management Incentive Plan (the “Plan”) is designed to focus the attention of certain employees of Carnival Corporation and Carnival plc (together, the “Corporation”) and/or their subsidiaries, operating companies or business divisions (each individually and, as applicable, collectively a “Brand”) on a
June 25, 2024	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) June 25, 2024 Carnival Corporation UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) June 25, 2024 Carnival Corporation Carnival plc (Exact name of registrant as specified in its charter) (Exact name of registrant as specified in its charter) Republic of Panama England
June 25, 2024	EX-99.1	CARNIVAL CORPORATION & PLC REPORTS RECORD SECOND QUARTER REVENUES, OPERATING INCOME AND BOOKING LEVELS, OUTPERFORMS SECOND QUARTER GUIDANCE AND RAISES FULL YEAR 2024 GUIDANCE Exhibit 99.1 CARNIVAL CORPORATION & PLC REPORTS RECORD SECOND QUARTER REVENUES, OPERATING INCOME AND BOOKING LEVELS, OUTPERFORMS SECOND QUARTER GUIDANCE AND RAISES FULL YEAR 2024 GUIDANCE MIAMI (June 25, 2024) - Carnival Corporation & plc (NYSE/LSE: CCL; NYSE: CUK) announced financial results for the second quarter 2024 and provided an updated outlook for the full year and an outlook for third qua
May 29, 2024	SD	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD SPECIALIZED DISCLOSURE REPORT Carnival Corporation Carnival plc (Exact name of registrant as specified in its charter) (Exact name of registrant as specified in its chart UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD SPECIALIZED DISCLOSURE REPORT Carnival Corporation Carnival plc (Exact name of registrant as specified in its charter) (Exact name of registrant as specified in its charter) Republic of Panama England and Wales (State or other jurisdiction of incorporation) (State or other jurisdiction of incorporation) 001-9610 001-15
April 25, 2024	8-K	Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported) April 25, 2024 Carnival Corporation Carnival plc (Exact name of registrant as specified in its charter) (Exact name of registrant as specified in its charter) Republic of Panama Englan
April 25, 2024	EX-99.1	Carnival Corporation & plc Announces Closing of €500 Million 5.75% Senior Unsecured Notes Offering and Repricing of Senior Secured First Lien Term Loan B Facilities as Part of Ongoing Debt and Interest Expense Reduction EXHIBIT 99.1 Carnival Corporation & plc Announces Closing of €500 Million 5.75% Senior Unsecured Notes Offering and Repricing of Senior Secured First Lien Term Loan B Facilities as Part of Ongoing Debt and Interest Expense Reduction Transaction included partial prepayment of $800 million under Senior Secured First Lien Term Loan B Facilities; Redemption of 2026 Euro Unsecured Notes to take place o
April 19, 2024	8-K	Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported) April 19, 2024 Carnival Corporation Carnival plc (Exact name of registrant as specified in its charter) (Exact name of registrant as specified in its charter) Republic of Panama Englan
April 19, 2024	EX-99.1	Carnival Corporation & plc Announces Pricing of €500 Million 5.75% Senior Unsecured Notes Offering for Refinancing and Interest Expense Reduction and Successful Repricing of Senior Secured First Lien Term Loan B Facilities for Interest Expense and De EXHIBIT 99.1 Carnival Corporation & plc Announces Pricing of €500 Million 5.75% Senior Unsecured Notes Offering for Refinancing and Interest Expense Reduction and Successful Repricing of Senior Secured First Lien Term Loan B Facilities for Interest Expense and Debt Reduction Proceeds from the offering of senior unsecured notes and cash on hand to be used to redeem €500 million 7.625% senior unsecu
April 15, 2024	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported) April 12, 2024 Carnival Corporation Carnival plc (Exact name of registrant as specified in its charter) (Exact name of registrant as specified in its charter) Republic of Panama Englan
April 10, 2024	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported) April 5, 2024 Carnival Corporation UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported) April 5, 2024 Carnival Corporation Carnival plc (Exact name of registrant as specified in its charter) (Exact name of registrant as specified in its charter) Republic of Panama England
March 27, 2024	10-Q	10-Q PDF UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended February 29, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-9610 Commiss
March 27, 2024	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended February 29, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-9610 Commiss
March 27, 2024	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) March 27, 2024 Carnival Corporatio UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) March 27, 2024 Carnival Corporation Carnival plc (Exact name of registrant as specified in its charter) (Exact name of registrant as specified in its charter) Republic of Panama Englan
March 27, 2024	EX-99.1	CARNIVAL CORPORATION & PLC REPORTS RECORD FIRST QUARTER REVENUES AND ALL-TIME RECORD BOOKING LEVELS Exhibit 99.1 CARNIVAL CORPORATION & PLC REPORTS RECORD FIRST QUARTER REVENUES AND ALL-TIME RECORD BOOKING LEVELS MIAMI (March 27, 2024) - Carnival Corporation & plc (NYSE/LSE: CCL; NYSE: CUK) announced financial results for the first quarter 2024 and provided an outlook for the full year and second quarter 2024. •Record first quarter revenues of $5.4 billion with record net yields (in constant cur
February 23, 2024	DEFA14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ¨ Filed by a Party other than the Registrant Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Definitive Proxy Stateme
February 23, 2024	DEF 14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant Check the appropriate box: Preliminary Proxy Statement Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Definitive
February 23, 2024	DEFA14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ¨ Filed by a Party other than the Registrant Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Definitive Proxy Stateme
February 13, 2024	SC 13G/A	CCL / Carnival Corporation & plc / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SC 13G/A 1 tv0537-carnivalcorp.htm SCHEDULE 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 6)* Name of issuer: Carnival Corp Title of Class of Securities: Common Stock CUSIP Number: 143658300 Date of Event Which Requires Filing of this Statement: December 29, 2023 Check the appropriate box to designate the rule
February 9, 2024	EX-99.54	Joint Filing Agreement, dated as of February 9, 2024, among MA 1994 B Shares, L.P., MA 1994 B Shares, Inc., Micky Arison, Artsfare 2023-05 Trust No. 2, Versus Protector, LLC, Richard L. Kohan, Nickel 2015-94 B Trust, KLR, LLC and Bessemer Trust Company of Delaware, N.A. EXHIBIT 54 JOINT FILING AGREEMENT In accordance with Rule 13d-1(f) under the Securities Exchange Act of 1934, as amended, the persons named below agree to the joint filing on behalf of each of them of this amendment to Schedule 13D.
February 9, 2024	SC 13D/A	CCL / Carnival Corporation & plc / ARISON MICKY MEIR - AMENDMENT NO. 27 Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13D (Rule 13d-102) Under the Securities Exchange Act of 1934 (Amendment No. 27)* Carnival Corporation Carnival plc (Name of Issuer) Common Stock, par value $0.01 per share, of Carnival Corporation Special Voting Share of Carnival plc Trust Shares (representing beneficial interests in the P&O Princess Special Voting Tr
January 30, 2024	EX-99.1	Carnival Corporation & plc Provides Update on Strong Bookings Momentum, Reroutes Red Sea Transits Also redeems all remaining second lien debt Exhibit 99.1 Carnival Corporation & plc Provides Update on Strong Bookings Momentum, Reroutes Red Sea Transits Also redeems all remaining second lien debt MIAMI (January 30, 2024) - Carnival Corporation & plc (NYSE/LSE: CCL; NYSE: CUK) is committed to the safety and well-being of its guests and crew and has been actively monitoring the situation in the Red Sea and surrounding region. Given recent
January 30, 2024	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) January 30, 2024 Carnival Corporat UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) January 30, 2024 Carnival Corporation Carnival plc (Exact name of registrant as specified in its charter) (Exact name of registrant as specified in its charter) Republic of Panama Engl
January 26, 2024	EX-FILING FEES	Filing Fee Table. Exhibit 107 Calculation of Filing Fee Tables Form S-3 (Form Type) Carnival Corporation Carnival plc (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered Securities and Carry Forward Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule(1) Amount Registered(2) Proposed Maximum Offering Price Per Unit(2) Maximum Aggregate Offering Price(2) Fe
January 26, 2024	EX-21	Subsidiaries of Carnival Corporation and Carnival plc. Exhibit 21 SUBSIDIARIES OF CARNIVAL CORPORATION AND CARNIVAL PLC The following is a list of all of our subsidiaries, their jurisdiction of incorporation and the names under which they do business.
January 26, 2024	EX-5.4	Consent of Maples and Calder (Cayman) LLP (included in Exhibit 5.4). Exhibit 5.4 Our ref JDA/278104-000018/76434948v3 The Addressees named in the First Schedule 26 January 2024 Dear Sirs P&O Princess Special Voting Trust We have acted as Cayman Islands counsel to The Law Debenture Trust Corporation (Cayman) Limited (the "Trustee") in connection with: 1 the voting trust deed (the "Trust Deed") dated 17 April 2003 by and between Carnival Corporation, a Panamanian cor
January 26, 2024	EX-4.1	to furnish certain debt instruments to the Securities and Exchange Commission. Exhibit 4.1 January 3, 2024 Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 RE: Carnival Corporation, Commission File No. 001-9610, and Carnival plc, Commission File No. 001-15136 Ladies and Gentlemen: Pursuant to Item 601(b) (4) (iii) of Regulation S-K promulgated under the Securities Exchange Act of 1934, as amended, Carnival Corporation and Carnival plc (the “Companies”
January 26, 2024	EX-4.2	Form of Senior Indenture between Carnival Corporation, Carnival plc and the Senior Trustee relating to the Senior Debt Securities. Exhibit 4.2 CARNIVAL CORPORATION, CARNIVAL PLC AND U.S. BANK TRUST COMPANY, NATIONAL ASSOCIATION, TRUSTEE INDENTURE DATED AS OF , 20 UNSECURED AND UNSUBORDINATED DEBT SECURITIES CARNIVAL CORPORATION CROSS REFERENCE SHEET* This cross reference sheet shows the location in the indenture of the provisions inserted pursuant to section 310-318(a), inclusive, of the Trust Indenture Act of 1939. TRUST IND
January 26, 2024	10-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☑ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended November 30, 2023 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-9610 Commission file
January 26, 2024	EX-5.3	Consent of Ashurst LLP (included in Exhibit 5.3). Exhibit 5.3 Ashurst LLP 26 January 2024 London Fruit & Wool Exchange 1 Duval Square London E1 6PW Tel +44 (0)20 7638 1111 Fax +44 (0)20 7638 1112 DX 639 London/City www.ashurst.com Carnival plc Carnival House Our ref: 100 Harbour Parade JZF\538C.1000-145- Southampton 060\411750023 United Kingdom SO15 1ST Carnival Corporation 3655 NW 87th Avenue Miami Registration Statement on Form S-3ASR 1. Introd
January 26, 2024	EX-24	Power of Attorney given by certain Directors of Carnival Corporation and Carnival plc to Josh Weinstein, David Bernstein and Enrique Miguez authorizing such persons to sign this 202 Exhibit 24 POWER OF ATTORNEY The undersigned directors of Carnival Corporation, a company incorporated under the laws of the Republic of Panama, and Carnival plc, a company organized and existing under the laws of England and Wales, do and each of them does, hereby constitute and appoint Josh Weinstein, David Bernstein and Enrique Miguez, his or her true and lawful attorneys-in-fact and agents, an
January 26, 2024	EX-97	Carnival Corporation & plc Clawback Policy. C A R N I VA L C O R P O R A T I O N & PLC CLAWBACK POLICY Recoupment of Incentive-Based Compensation It is the policy of Carnival Corporation and Carnival plc (each, a “Company” and together, the “Company”) that, in the event the Company is required to prepare an accounting restatement of the Company’s financial statements due to material non-compliance with any financial reporting requirement under the U.
January 26, 2024	EX-4.7	Form of Subordinated Indenture between Carnival plc, Carnival Corporation and the PLC Subordinated Trustee relating to the PLC Subordinated Debt Securities. Exhibit 4.7 CARNIVAL PLC, CARNIVAL CORPORATION AND U.S. BANK TRUST COMPANY, NATIONAL ASSOCIATION, TRUSTEE INDENTURE DATED AS OF , 20 UNSECURED AND SUBORDINATED DEBT SECURITIES CARNIVAL plc CROSS REFERENCE SHEET* This cross reference sheet shows the location in the indenture of the provisions inserted pursuant to section 310-318(a), inclusive, of the Trust Indenture Act of 1939. TRUST INDENTURE ACT
January 26, 2024	EX-25.1	Statement of Eligibility under the Trust Indenture Act of 1939 on Form T-1 of the Senior Trustee to act as Trustee under the Senior Indenture. Exhibit 25.1 securities and exchange commission Washington, D.C. 20549 FORM T-1 Statement of Eligibility Under The Trust Indenture Act of 1939 of a Corporation Designated to Act as Trustee Check if an Application to Determine Eligibility of a Trustee Pursuant to Section 305(b)(2) ¨ U.S. BANK TRUST COMPANY, NATIONAL ASSOCIATION (Exact name of Trustee as specified in its charter) 91-1821036 I.R.S. E
January 26, 2024	EX-25.2	Statement of Eligibility under the Trust Indenture Act of 1939 on Form T-1 of the Subordinated Trustee to act as Trustee under the Subordinated Indenture. Exhibit 25.2 securities and exchange commission Washington, D.C. 20549 FORM T-1 Statement of Eligibility Under The Trust Indenture Act of 1939 of a Corporation Designated to Act as Trustee Check if an Application to Determine Eligibility of a Trustee Pursuant to Section 305(b)(2) ¨ U.S. BANK TRUST COMPANY, NATIONAL ASSOCIATION (Exact name of Trustee as specified in its charter) 91-1821036 I.R.S. E
January 26, 2024	EX-10.57	Settlement Agreement between Mr. Michael Olaf Thamm and Carnival plc, concluded by Hamburg Labor Court on November 1, 2023 (English Certain identified information has been excluded from this exhibit because it is both not material and is the type that the registrant treats as private or confidential.
January 26, 2024	EX-4.6	Form of Senior Indenture between Carnival plc, Carnival Corporation and the PLC Senior Trustee relating to the PLC Senior Debt Securities. Exhibit 4.6 CARNIVAL PLC, CARNIVAL CORPORATION AND U.S. BANK TRUST COMPANY, NATIONAL ASSOCIATION, TRUSTEE INDENTURE DATED AS OF , 20 UNSECURED AND UNSUBORDINATED DEBT SECURITIES CARNIVAL plc CROSS REFERENCE SHEET* This cross reference sheet shows the location in the indenture of the provisions inserted pursuant to section 310-318(a), inclusive, of the Trust Indenture Act of 1939. TRUST INDENTURE A
January 26, 2024	S-3ASR	As filed with the Securities and Exchange Commission on January 26, 2024 TABLE OF CONTENTS As filed with the Securities and Exchange Commission on January 26, 2024 Registration No.
January 26, 2024	EX-25.4	Statement of Eligibility under the Trust Indenture Act of 1939 on Form T-1 of the PLC Subordinated Trustee to act as Trustee under the PLC Subordinated Indenture. Exhibit 25.4 securities and exchange commission Washington, D.C. 20549 FORM T-1 Statement of Eligibility Under The Trust Indenture Act of 1939 of a Corporation Designated to Act as Trustee Check if an Application to Determine Eligibility of a Trustee Pursuant to Section 305(b)(2) ¨ U.S. BANK TRUST COMPANY, NATIONAL ASSOCIATION (Exact name of Trustee as specified in its charter) 91-1821036 I.R.S. E
January 26, 2024	EX-4.3	Form of Subordinated Indenture between the Carnival Corporation, Carnival plc and the Subordinated Trustee relating to the Subordinated Debt Securities. Exhibit 4.3 CARNIVAL CORPORATION, CARNIVAL PLC AND U.S. BANK TRUST COMPANY, NATIONAL ASSOCIATION, TRUSTEE INDENTURE DATED AS OF , 20 UNSECURED AND SUBORDINATED DEBT SECURITIES CARNIVAL CORPORATION CROSS REFERENCE SHEET* This cross reference sheet shows the location in the indenture of the provisions inserted pursuant to section 310-318(a), inclusive, of the Trust Indenture Act of 1939. TRUST INDEN
January 26, 2024	EX-25.3	Statement of Eligibility under the Trust Indenture Act of 1939 on Form T-1 of the PLC Senior Trustee to act as Trustee under the PLC Senior Indenture. Exhibit 25.3 securities and exchange commission Washington, D.C. 20549 FORM T-1 Statement of Eligibility Under The Trust Indenture Act of 1939 of a Corporation Designated to Act as Trustee Check if an Application to Determine Eligibility of a Trustee Pursuant to Section 305(b)(2) ¨ U.S. BANK TRUST COMPANY, NATIONAL ASSOCIATION (Exact name of Trustee as specified in its charter) 91-1821036 I.R.S. E
January 22, 2024	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported) January 22, 2024 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported) January 22, 2024 Carnival Corporation Carnival plc (Exact name of registrant as specified in its charter) (Exact name of registrant as specified in its charter) Republic of Panama Engl
December 21, 2023	EX-99.1	CARNIVAL CORPORATION & PLC REPORTS RECORD FOURTH QUARTER AND FULL YEAR REVENUES WITH CONTINUED STRONG BOOKINGS AND EARNINGS MOMENTUM Tracking ahead of SEA Change targets Exhibit 99.1 CARNIVAL CORPORATION & PLC REPORTS RECORD FOURTH QUARTER AND FULL YEAR REVENUES WITH CONTINUED STRONG BOOKINGS AND EARNINGS MOMENTUM Tracking ahead of SEA Change targets MIAMI (December 21, 2023) - Carnival Corporation & plc (NYSE/LSE: CCL; NYSE: CUK) reports fourth quarter and full year 2023 earnings and provides an outlook for the full year and first quarter 2024. Key Highlights Ful
December 21, 2023	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) December 21, 2023 Carnival Corpora UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) December 21, 2023 Carnival Corporation Carnival plc (Exact name of registrant as specified in its charter) (Exact name of registrant as specified in its charter) Republic of Panama Eng
October 2, 2023	EX-99.25	EX-99.25 NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The New York Stock Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on October 13, 2023, pursuant to the provisions of Rule 12d2-2 (a).
September 29, 2023	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended August 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-9610 Commissio
September 29, 2023	EX-10.2	Term Loan Agreement, dated as of August 8, 2023, among Carnival Finance, LLC and Carnival Corporation, as borrowers, Carnival plc, the other guarantors party thereto, the various financial institutions as are or shall become parties thereto, JPMorgan Chase Bank, N.A., as administrative agent for the lenders, and U.S. Bank Trust Company, National Association, as security agent. Execution Version $1,310,753,769.00 TERM LOAN AGREEMENT, dated as of August 8, 2023, among CARNIVAL FINANCE, LLC, as Co-Borrower, CARNIVAL CORPORATION, as Lead Borrower, CARNIVAL PLC, as a Guarantor, THE SUBSIDIARY GUARANTORS PARTY HERETO, THE LENDERS PARTY HERETO, JPMORGAN CHASE BANK, N.A., as Joint Lead Arranger, Joint Bookrunner, Joint Bookrunning Manager and Joint Global Coordinator, BARCLAYS
September 29, 2023	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) September 29, 2023 Carnival Corpor UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) September 29, 2023 Carnival Corporation Carnival plc (Exact name of registrant as specified in its charter) (Exact name of registrant as specified in its charter) Republic of Panama En
September 29, 2023	EX-10.3	Indenture, dated as of August 8, 2023, among Carnival Corporation, as issuer, Carnival plc, the guarantors party thereto and U.S. Bank Trust Company, National Association, as trustee, principal paying agent, transfer agent, registrar and security agent, related to the 7.000% First-Priority Senior Secured Notes due 2029. EXECUTION VERSION CARNIVAL CORPORATION, as Issuer, U.S. BANK TRUST COMPANY, NATIONAL ASSOCIATION, as Trustee, Principal Paying Agent, Transfer Agent, Registrar and Security Agent, INDENTURE Dated as of August 8, 2023 7.000% FIRST-PRIORITY SENIOR SECURED NOTES DUE 2029 TABLE OF CONTENTS PAGE ARTICLE ONE DEFINITIONS AND INCORPORATION BY REFERENCE SECTION 1.01 Definitions 1 SECTION 1.02 Other Definit
September 29, 2023	EX-10.1	Amendment No. 5, dated as of June 16, 2023, by and among Carnival Corporation and Carnival Finance, LLC, as borrowers, and JPMorgan Chase Bank, N.A., as administrative agent, to Term Loan Agreement, dated as of June 30, 2020. Execution Version AMENDMENT NO. 5 TO TERM LOAN AGREEMENT This AMENDMENT NO. 5 (this “Amendment”), dated as of June 16, 2023, by and among Carnival Corporation, a Panamanian corporation (the “Lead Borrower”), Carnival Finance, LLC, a Delaware limited liability company (the “Co-Borrower” and, together with the Lead Borrower, the “Borrowers”), and JPMorgan Chase Bank, N.A., as Administrative Agent (t
September 29, 2023	EX-99.1	CARNIVAL CORPORATION & PLC REPORTS ALL-TIME RECORD REVENUE AND DEMONSTRATES STRONG THIRD QUARTER 2023 EARNINGS MOMENTUM Exhibit 99.1 CARNIVAL CORPORATION & PLC REPORTS ALL-TIME RECORD REVENUE AND DEMONSTRATES STRONG THIRD QUARTER 2023 EARNINGS MOMENTUM MIAMI (September 29, 2023) - Carnival Corporation & plc (NYSE/LSE: CCL; NYSE: CUK) reports third quarter 2023 earnings and provides an outlook for the full year and fourth quarter 2023. •U.S. GAAP net income of $1.07 billion, or $0.79 diluted EPS, and adjusted net in
August 8, 2023	EX-99.1	Carnival Corporation & plc Announces Closing of $500 Million 7.00% First-Priority Senior Secured Notes Offering and Upsized $1.3 Billion Senior Secured First Lien Term Loan B Facility to Repay Existing Term Loan EXHIBIT 99.1 Carnival Corporation & plc Announces Closing of $500 Million 7.00% First-Priority Senior Secured Notes Offering and Upsized $1.3 Billion Senior Secured First Lien Term Loan B Facility to Repay Existing Term Loan Redemption of USD 2026 Notes and Euro 2026 Notes to take place on August 11 and August 12, 2023, respectively, paying off $1.2 billion in debt and saving more than an estimate
August 8, 2023	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported) August 8, 2023 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported) August 8, 2023 Carnival Corporation Carnival plc (Exact name of registrant as specified in its charter) (Exact name of registrant as specified in its charter) Republic of Panama Englan
August 2, 2023	EX-99.1	Carnival Corporation & plc to Issue Notices of Redemption for $1.2 Billion of Debt and Announces Pricing of $500 Million 7.00% First-Priority Senior Secured Notes Offering and Upsizing and Pricing of $1.3 Billion Senior Secured First Lien Term Loan B EXHIBIT 99.1 Carnival Corporation & plc to Issue Notices of Redemption for $1.2 Billion of Debt and Announces Pricing of $500 Million 7.00% First-Priority Senior Secured Notes Offering and Upsizing and Pricing of $1.3 Billion Senior Secured First Lien Term Loan B Facility for Other Refinancing MIAMI, August 1, 2023 /PRNewswire/ - Carnival Corporation & plc (NYSE/LSE: CCL; NYSE: CUK) today announce
August 2, 2023	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported) August 1, 2023 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported) August 1, 2023 Carnival Corporation Carnival plc (Exact name of registrant as specified in its charter) (Exact name of registrant as specified in its charter) Republic of Panama Englan
July 31, 2023	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported) July 31, 2023 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported) July 31, 2023 Carnival Corporation Carnival plc (Exact name of registrant as specified in its charter) (Exact name of registrant as specified in its charter) Republic of Panama England
June 28, 2023	S-8	As filed with the Securities and Exchange Commission on June 28, 2023 As filed with the Securities and Exchange Commission on June 28, 2023 Registration No.
June 28, 2023	EX-FILING FEES	Form S-8 (Form Type) CARNIVAL CORPORATION CARNIVAL PLC (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered Securities Exhibit 107.1 Form S-8 (Form Type) CARNIVAL CORPORATION CARNIVAL PLC (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount Registered Proposed Maximum Offering Price Per Share Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Equity Carnival Corporation common stock, par value $0
June 28, 2023	EX-10.2	Form of Performance-Based Restricted Stock Unit Agreement for the Carnival Corporation 2020 Stock Plan. FORM OF PERFORMANCE-BASED RESTRICTED STOCK UNIT AGREEMENT FOR THE CARNIVAL CORPORATION 2020 STOCK PLAN THIS PERFORMANCE-BASED RESTRICTED STOCK UNIT AGREEMENT (this “Agreement”) shall apply to the grant of performance-based Restricted Stock Units made to employees of Carnival Corporation, a corporation organized under the laws of the Republic of Panama, (the “Company”) or employees of an Affiliate, on [GRANT DATE] (the “Date of Grant”) under the Carnival Corporation 2020 Stock Plan (the “Plan”).
June 28, 2023	EX-10.3	Form of Time-Based Restricted Stock Unit Agreement for the Carnival Corporation 2020 Stock Plan. FORM OF TIME-BASED RESTRICTED STOCK UNIT AGREEMENT FOR THE CARNIVAL CORPORATION 2020 STOCK PLAN THIS TIME-BASED RESTRICTED STOCK UNIT AGREEMENT (this “Agreement”) shall apply to the grant of time-based Restricted Stock Units made to employees of Carnival Corporation, a corporation organized under the laws of the Republic of Panama, (the “Company”) or employees of an Affiliate, on [GRANT DATE] (the “Grant Date”) under the Carnival Corporation 2020 Stock Plan (the “Plan”).
June 28, 2023	EX-10.4	Amendment and Restatement Agreement dated May 25, 2023 in respect of the Multicurrency Revolving Facilities Agreement dated May 18, 2011, as most recently amended and restated on August 6, 2019 (and as otherwise amended from time to time), among Carnival Corporation, Carnival plc and Costa Crociere S.p.A., JPMorgan Chase Bank, N.A. as retiring arranger, Bank of America Europe Designated Activity Company as retiring facilities agent, and J.P. Morgan SE as new arranger and successor facilities agent. AMENDMENT AND RESTATEMENT AGREEMENT 25 May 2023 for CARNIVAL CORPORATION as the Company with BANK OF AMERICA EUROPE DESIGNATED ACTIVITY COMPANY as the Retiring Facilities Agent J.
June 28, 2023	EX-5.3	Consent of Ashurst (included with Exhibit 5.3).* Exhibit 5.3 Our ref: JZF\538C.1000-169-222\407351504 Ashurst LLP Direct line: +44 (0)20 78593156 London Fruit & Wool Exchange 1 Duval Square Direct fax: +44 (0)20 7638 1112 London Email: [email protected] E1 6PW20 28 June 2023 Tel +44 (0)20 7638 1111 Fax +44 (0)20 7638 1112 DX 639 London/City www.ashurst.com Carnival plc Carnival House 100 Harbour Parade Southampton United Kingdom SO15 1S
June 28, 2023	10-Q	10-Q PDF UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended May 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-9610 Commission f
June 28, 2023	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended May 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-9610 Commission f
June 26, 2023	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) June 26, 2023 Carnival Corporation UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) June 26, 2023 Carnival Corporation Carnival plc (Exact name of registrant as specified in its charter) (Exact name of registrant as specified in its charter) Republic of Panama England
June 26, 2023	EX-99.1	CARNIVAL CORPORATION & PLC REPORTS SECOND QUARTER 2023 EARNINGS AND SETS SIGHTS ON 2026 SEA CHANGE PROGRAM Exhibit 99.1 CARNIVAL CORPORATION & PLC REPORTS SECOND QUARTER 2023 EARNINGS AND SETS SIGHTS ON 2026 SEA CHANGE PROGRAM MIAMI (June 26, 2023) - Carnival Corporation & plc (NYSE/LSE: CCL; NYSE: CUK) reports second quarter 2023 earnings and sets sights on 2026 SEA Change Program. •U.S. GAAP net loss of $407 million, or $(0.32) diluted EPS, and adjusted net loss of $395 million, or $(0.31) adjusted E
May 30, 2023	SD	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD SPECIALIZED DISCLOSURE REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD SPECIALIZED DISCLOSURE REPORT Carnival Corporation (Exact name of the registrant as specified in its charter) Carnival plc (Exact name of the registrant as specified in its charter) Republic of Panama (State or other jurisdiction of incorporation) England and Wales (State or other jurisdiction of incorporation) 001-961
April 26, 2023	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported) April 21, 2023 Carnival Corporatio UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported) April 21, 2023 Carnival Corporation Carnival plc (Exact name of registrant as specified in its charter) (Exact name of registrant as specified in its charter) Republic of Panama Englan
April 26, 2023	EX-10.1	Amendment of the Carnival Corporation 2020 Stock Plan (incorporated by reference to Exhibit 10.1 to the joint Current Report on Form 8-K of Carnival Corporation and Carnival plc, filed on April 26, 2023). Exhibit 10.1 Amendment of the 2020 Stock Plan Section 5(b)(i) of the Carnival Corporation 2020 Stock Plan (the “Plan”) is hereby amended in its entirely to read as follows: (i) subject to Section 12 of the Plan, no more than 46,650,000 Shares (the “Absolute Share Limit”) shall be available for Awards under the Plan; This amendment has been approved by the Boards of Directors of Carnival Corporatio
April 7, 2023	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported) April 4, 2023 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported) April 4, 2023 Carnival Corporation Carnival plc (Exact name of registrant as specified in its charter) (Exact name of registrant as specified in its charter) Republic of Panama England
March 29, 2023	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended February 28, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-9610 Commiss
March 29, 2023	EX-10.2	Form of 2022 Performance-Based Restricted Share Unit Grant Agreement for the Carnival plc 2014 Employee Share Plan. C A R N I V A L plc Form of 2022 Performance-Based Restricted Share Unit Grant Agreement for the Carnival plc 2014 Employee Share Plan (the Plan) Conditional Right to Receive This Performance-Based Restricted Share Unit Grant Agreement (the Agreement) shall apply to the grant of the fiscal 2022 Performance-Based Restricted Share Units made to select Executives of Carnival plc (the Company), on [GRANT DATE] (the Grant Date) under the Carnival plc 2014 Employee Share Plan (the Plan).
March 29, 2023	EX-10.3	Form of 2022 Management Incentive Plan-Tied Restricted Stock Unit Agreement for the Carnival Corporation 2020 Stock Plan. FORM OF 2022 MANAGEMENT INCENTIVE PLAN-TIED RESTRICTED STOCK UNIT AGREEMENT FOR THE CARNIVAL CORPORATION 2020 STOCK PLAN THIS MANAGEMENT INCENTIVE PLAN-TIED RESTRICTED STOCK UNIT AGREEMENT (this “Agreement”) shall apply to the grant of the fiscal 2022 Management Incentive Plan-Tied Restricted Stock Units made to Executives of Carnival Corporation, a corporation organized under the laws of the Republic of Panama, (the “Company”) or executives of an Affiliate, on [GRANT DATE] (the “Grant Date”) under the Carnival Corporation 2020 Stock Plan (the “Plan”).
March 29, 2023	EX-10.1	Form of 2022 Performance-Based Restricted Stock Unit Agreement for the Carnival Corporation 2020 Stock Plan. FORM OF 2022 PERFORMANCE-BASED RESTRICTED STOCK UNIT AGREEMENT FOR THE CARNIVAL CORPORATION 2020 STOCK PLAN THIS PERFORMANCE-BASED RESTRICTED STOCK UNIT AGREEMENT (this “Agreement”) shall apply to the grant of the fiscal 2022 Performance-Based Restricted Stock Units made to Executives of Carnival Corporation, a corporation organized under the laws of the Republic of Panama, (the “Company”) or executives of an Affiliate, on [GRANT DATE] (the “Grant Date”) under the Carnival Corporation 2020 Stock Plan (the “Plan”).
March 29, 2023	10-Q	10-Q PDF UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended February 28, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-9610 Commiss
March 29, 2023	EX-10.4	Form of 2022 Management Incentive Plan Tied Restricted Share Unit Grant Agreement for the Carnival plc 2014 Employee Share Plan. C A R N I V A L plc Form of 2022 Management Incentive Plan-Tied Restricted Share Unit Grant Agreement for the Carnival plc 2014 Employee Share Plan (the Plan) Conditional Right to Receive This Management Incentive Plan-Tied Restricted Share Unit Grant Agreement (the Agreement) shall apply to the grant of the fiscal 2022 Management Incentive Plan Tied Restricted Share Units made to select Executives of Carnival plc (the Company), on [GRANT DATE] (the Grant Date) under the Carnival plc 2014 Employee Share Plan (the Plan).
March 29, 2023	EX-10.5	Facilities Agreement, dated as of February 28, 2023, among Carnival Holdings (Bermuda) II Limited, as borrower, Carnival Corporation, Carnival plc, the other guarantors party thereto, the lender parties thereto and J.P. Morgan SE, as facilities agent. CARNIVAL CORPORATION CARNIVAL PLC CARNIVAL HOLDINGS (BERMUDA) II LIMITED Arranged by JPMORGAN CHASE BANK, N.
March 27, 2023	EX-99.1	CARNIVAL CORPORATION & PLC PROVIDES FIRST QUARTER 2023 BUSINESS UPDATE Exhibit 99.1 CARNIVAL CORPORATION & PLC PROVIDES FIRST QUARTER 2023 BUSINESS UPDATE MIAMI (March 27, 2023) - Carnival Corporation & plc (NYSE/LSE: CCL; NYSE: CUK) provides first quarter 2023 business update. •U.S. GAAP net loss of $693 million, or $(0.55) diluted EPS, and adjusted net loss of $690 million, or $(0.55) adjusted EPS, better than the December guidance range of $750 to $850 million net
March 27, 2023	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) March 27, 2023 Carnival Corporation Carnival plc (Exact name of registrant as specified in its charter) (Exact name of registrant as specified in its charter) Republic of Panama Englan
March 1, 2023	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported) March 1, 2023 (February 28, 2023) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported) March 1, 2023 (February 28, 2023) Carnival Corporation Carnival plc (Exact name of registrant as specified in its charter) (Exact name of registrant as specified in its charter) Republ
March 1, 2023	EX-99.1	Carnival Corporation & plc Announces Arrangement of New Forward Starting $2.1 Billion Revolving Credit Facility EXHIBIT 99.1 Carnival Corporation & plc Announces Arrangement of New Forward Starting $2.1 Billion Revolving Credit Facility MIAMI, Mar. 1, 2023 /PRNewswire/ - Carnival Corporation & plc (NYSE/LSE: CCL; NYSE: CUK) (the “Company”) today announced that it has successfully arranged a new forward starting $2.1 billion multi-currency revolving credit facility (the “New Revolver”). The New Revolver will
February 28, 2023	DEF 14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 DEF 14A 1 tm232040-1def14a.htm DEF 14A TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant Check the appropriate box: Preliminary Proxy Statement Confidential, for Use of the Commission Only (as perm
February 28, 2023	DEFA14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ¨ Filed by a Party other than the Registrant Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Definitive Proxy Stateme
February 14, 2023	SC 13G/A	CCL / Carnival Corp / PUBLIC INVESTMENT FUND Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* Carnival Corporation (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 143658300 (CUSIP Number) December 31, 2022 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rul
January 27, 2023	10-K	PDF OF FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☑ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended November 30, 2022 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-9610 Carnival Corpor
January 27, 2023	EX-4.1	to furnish certain debt instruments to the Securities and Exchange Commission. Exhibit 4.1 December 6, 2023 Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 RE: Carnival Corporation, Commission File No. 001-9610, and Carnival plc, Commission File No. 001-15136 Ladies and Gentlemen: Pursuant to Item 601(b) (4) (iii) of Regulation S-K promulgated under the Securities Exchange Act of 1934, as amended, Carnival Corporation and Carnival plc (the “Companies
January 27, 2023	SC 13D/A	CUK / Carnival Plc / ARISON MICKY MEIR - AMENDMENT NO. 26 Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13D (Rule 13d-102) Under the Securities Exchange Act of 1934 (Amendment No. 26)* Carnival Corporation Carnival plc (Name of Issuer) Common Stock, par value $0.01 per share, of Carnival Corporation Special Voting Share of Carnival plc Trust Shares (representing beneficial interests in the P&O Princess Special Voting Tr
January 27, 2023	EX-24	Power of Attorney given by certain Directors of Carnival Corporation and Carnival plc to Josh Weinstein, David Bernstein and Enrique Miguez authorizing such persons to sign this 2022 joint Annual Report on Form 10-K and any future amendments on their behalf. Exhibit 24 POWER OF ATTORNEY The undersigned directors of Carnival Corporation, a company incorporated under the laws of the Republic of Panama, and Carnival plc, a company organized and existing under the laws of England and Wales, do and each of them does, hereby constitute and appoint Josh Weinstein, David Bernstein and Enrique Miguez, his or her true and lawful attorneys-in-fact and agents, an
January 27, 2023	EX-13	Portions of the 202 Table of Contents Exhibit 13 CARNIVAL CORPORATION & PLC EXHIBIT 13 TO FORM 10-K FOR THE YEAR ENDED NOVEMBER 30, 2022 TABLE OF CONTENTS CONSOLIDATED STATEMENTS OF INCOME (LOSS) 2 CONSOLIDATED STATEMENTS OF COMPREHENSIVE INCOME (LOSS) 3 CONSOLIDATED BALANCE SHEETS 4 CONSOLIDATED STATEMENTS OF CASH FLOWS 5 CONSOLIDATED STATEMENTS OF SHAREHOLDERS’ EQUITY 6 NOTES TO CONSOLIDATED FINANCIAL STATEMENTS 7
January 27, 2023	10-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☑ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended November 30, 2022 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-9610 Carnival Corpor
January 27, 2023	EX-21	Subsidiaries of Carnival Corporation and Carnival plc. Exhibit 21 SUBSIDIARIES OF CARNIVAL CORPORATION AND CARNIVAL PLC The following is a list of all of our subsidiaries, their jurisdiction of incorporation and the names under which they do business.
January 27, 2023	EX-99.53	JOINT FILING AGREEMENT EXHIBIT 53 JOINT FILING AGREEMENT In accordance with Rule 13d-1(f) under the Securities Exchange Act of 1934, as amended, the persons named below agree to the joint filing on behalf of each of them of this amendment to Schedule 13D.
January 18, 2023	EX-99.1	Carnival Corporation & plc Announces Richard J. Glasier will not seek re-election Exhibit 99.1 Carnival Corporation & plc Announces Richard J. Glasier will not seek re-election MIAMI (Jan. 18, 2023) – Carnival Corporation & plc (NYSE/LSE: CCL; NYSE: CUK), the world's largest cruise company, announced that Richard J. Glasier has decided he will not stand for re-election to the Boards of Directors of Carnival Corporation and Carnival plc at the 2023 Annual Meetings of Shareholder
January 18, 2023	8-K	Regulation FD Disclosure, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported) January 17, 2023 Carnival Corporation Carnival plc (Exact name of registrant as specified in its charter) (Exact name of registrant as specified in its charter) Republic of Panama Engl
January 10, 2023	SC 13G/A	CCL / Carnival Corp / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 5)* Name of issuer: Carnival Corp. Title of Class of Securities: Common Stock CUSIP Number: 143658300 Date of Event Which Requires Filing of this Statement: December 30, 2022 Check the appropriate box to designate the rule pursuant to which this Schedule is filed: ☒ Rule
December 21, 2022	EX-99.1	CARNIVAL CORPORATION & PLC PROVIDES FOURTH QUARTER 2022 BUSINESS UPDATE Exhibit 99.1 CARNIVAL CORPORATION & PLC PROVIDES FOURTH QUARTER 2022 BUSINESS UPDATE MIAMI (December 21, 2022) - Carnival Corporation & plc (NYSE/LSE: CCL; NYSE: CUK) provides fourth quarter 2022 business update. •U.S. GAAP net loss of $1.6 billion, or $(1.27) diluted EPS and adjusted net loss of $1.1 billion, or $(0.85) adjusted EPS, for the fourth quarter of 2022 (see “Non-GAAP Financial Measure
December 21, 2022	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) December 21, 2022 Carnival Corporation Carnival plc (Exact name of registrant as specified in its charter) (Exact name of registrant as specified in its charter) Republic of Panama Eng
November 18, 2022	EX-99.2	Carnival Corporation & plc Announces Pricing of 5.75% Convertible Senior Notes due 2027 for Refinancing 2024 Maturities EXHIBIT 99.2 Carnival Corporation & plc Announces Pricing of 5.75% Convertible Senior Notes due 2027 for Refinancing 2024 Maturities Refinancing 2024 maturities at a coupon of 5.75% with potential cash redemption feature MIAMI, November 15, 2022 /PRNewswire/ - Carnival Corporation & plc (NYSE/LSE: CCL; NYSE: CUK) today announced that Carnival Corporation (the “Company”) has priced a private offeri
November 18, 2022	EX-99.1	Carnival Corporation & plc Announces Offering of Convertible Senior Notes due 2027 for Refinancing 2024 Maturities EXHIBIT 99.1 Carnival Corporation & plc Announces Offering of Convertible Senior Notes due 2027 for Refinancing 2024 Maturities For refinancing 2024 Maturities MIAMI, November 15, 2022 /PRNewswire/ - Carnival Corporation & plc (NYSE/LSE: CCL; NYSE: CUK) today announced that Carnival Corporation (the “Company”) has commenced a private offering of $1 billion aggregate principal amount of convertible
November 18, 2022	EX-10.1	Indenture, dated as of November 18, 2022, among Carnival Corporation, Carnival plc, the subsidiary guarantors party thereto and U.S. Bank Trust Company, National Association, as trustee, relating to the issuance 5.75% Convertible Senior Notes due 2027. EXHIBIT 10.1 CARNIVAL CORPORATION as Issuer CARNIVAL PLC AND THE OTHER GUARANTORS NAMED ON THE SIGNATURE PAGES HERETO, as Guarantors AND u.s. bANK TRUST COMPANY, NATIONAL ASSOCIATION, as Trustee INDENTURE Dated as of November 18, 2022 5.75% Convertible Senior Notes due 2027 TABLE OF CONTENTS Page Article 1 Definitions Section 1.01. Definitions 1 Section 1.02. References to Interest 17 Section 1.03
November 18, 2022	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): November 15, 2022 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): November 15, 2022 Carnival Corporation Carnival plc (Exact name of registrant as specified in its charter) (Exact name of registrant as specified in its charter) Republic of Panama En
November 15, 2022	EX-99.1	Carnival Corporation & plc Announces Changes to Boards of Directors New Independent Director, Sara Mathew, brings operational and financial expertise and experience driving transformative growth Sir John Parker to step down from Carnival Corporation Exhibit 99.1 Carnival Corporation & plc Announces Changes to Boards of Directors New Independent Director, Sara Mathew, brings operational and financial expertise and experience driving transformative growth Sir John Parker to step down from Carnival Corporation & plc’s Boards of Directors MIAMI (Nov. 15, 2022) – Carnival Corporation & plc (NYSE/LSE: CCL; NYSE: CUK), the world's largest cruise com
November 15, 2022	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported) November 14, 2022 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported) November 14, 2022 Carnival Corporation Carnival plc (Exact name of registrant as specified in its charter) (Exact name of registrant as specified in its charter) Republic of Panama Eng
November 7, 2022	EX-99.25	EX-99.25 NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The New York Stock Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on November 18, 2022, pursuant to the provisions of Rule 12d2-2 (a).
November 3, 2022	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported) November 2, 2022 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported) November 2, 2022 Carnival Corporation Carnival plc (Exact name of registrant as specified in its charter) (Exact name of registrant as specified in its charter) Republic of Panama Engl
November 3, 2022	EX-99.1	### Exhibit 99.1 Carnival Corporation & plc Announces Long-Time Board Member Arnold Donald is Stepping Down after More Than Two Decades of Service MIAMI (Nov. 3, 2022) – Carnival Corporation & plc (NYSE/LSE: CCL; NYSE: CUK), the world’s largest cruise company, today announced that Arnold Donald, its former President and CEO, is stepping down from the Boards of Directors of Carnival Corporation & plc a
November 3, 2022	EX-10.1	Consulting Agreement between Carnival Corporation, Carnival plc and Arnold W. Donald dated November 2, 2022. Exhibit 10.1 C A R N I V A L C O R P O R A T I O N & P L C November 2, 2022 Mr. Arnold W. Donald Carnival Corporation & plc 3655 NW 87th Avenue Miami, FL 33178 RE: Consulting Agreement Dear Arnold: This letter agreement (the “Consulting Agreement”) will detail the terms of the consulting arrangement entered into between Carnival Corporation and Carnival plc (collectively “Carnival”) and you follow
November 1, 2022	EX-4.1	First Supplemental Indenture, dated as of November 1, 2022, among Carnival Corporation, Carnival plc, the subsidiary guarantors party thereto and U.S. Bank Trust Company, National Association, as trustee, relating to the issuance of additional 5.75% Convertible Senior Notes due 2024. EXHIBIT 4.1 FIRST SUPPLEMENTAL INDENTURE This FIRST SUPPLEMENTAL INDENTURE, dated as of November 1, 2022 is among Carnival Corporation, a corporation duly organized and existing under the laws of the Republic of Panama (the “Company”), Carnival plc, a company incorporated and registered under the laws of England and Wales (“Carnival plc”), each of the parties identified under the caption “Guaranto
November 1, 2022	EX-99.1	Carnival Corporation & plc Announces Closing of Convertible Notes Exchange, Extending Maturity of $87 Million of Convertible Notes at Existing 5.75% Rate EXHIBIT 99.1 Carnival Corporation & plc Announces Closing of Convertible Notes Exchange, Extending Maturity of $87 Million of Convertible Notes at Existing 5.75% Rate The 2023 Notes were exchanged for 2024 Notes with the same coupon and no dilution to shareholders at scheduled maturity versus the 2023 Notes and no upfront cost MIAMI, November 1, 2022 /PRNewswire/ — Carnival Corporation & plc (NYSE
November 1, 2022	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): November 1, 2022 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): November 1, 2022 Carnival Corporation Carnival plc (Exact name of registrant as specified in its charter) (Exact name of registrant as specified in its charter) Republic of Panama Eng
October 25, 2022	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): October 25, 2022 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): October 25, 2022 Carnival Corporation Carnival plc (Exact name of registrant as specified in its charter) (Exact name of registrant as specified in its charter) Republic of Panama Eng
October 25, 2022	EX-99.1	Carnival Corporation & plc Announces Closing of $2.03 Billion Senior Priority Notes due 2028 Issued by Carnival Holdings (Bermuda) Limited for Refinancing EXHIBIT 99.1 Carnival Corporation & plc Announces Closing of $2.03 Billion Senior Priority Notes due 2028 Issued by Carnival Holdings (Bermuda) Limited for Refinancing Proceeds to be initially used to paydown amounts drawn under the revolving credit facility MIAMI, October 25, 2022 /PRNewswire/ - Carnival Corporation & plc (NYSE/LSE: CCL; NYSE: CUK) today announced that Carnival Holdings (Bermuda)
October 25, 2022	EX-10.1	Indenture dated as of October 25, 2022, among Carnival Holdings (Bermuda) Limited, as issuer, Carnival Corporation, Carnival plc, the other Guarantors party thereto and U.S. Bank Trust Company, National Association, as trustee, principal paying agent, transfer agent and registrar, relating to the 10.375% Senior Unsecured Notes due 2028. EXHIBIT 10.1 CARNIVAL HOLDINGS (BERMUDA) LIMITED, as Issuer, U.S. BANK TRUST COMPANY, NATIONAL ASSOCIATION, as Trustee, U.S. BANK TRUST COMPANY, NATIONAL ASSOCIATION, as Principal Paying Agent, Transfer Agent and Registrar INDENTURE Dated as of October 25, 2022 10.375% SENIOR PRIORITY NOTES DUE 2028 TABLE OF CONTENTS Page ARTICLE ONE DEFINITIONS AND INCORPORATION BY REFERENCE SECTION 1.01 Definiti
October 18, 2022	EX-99.1	Carnival Corporation & plc Announces Offering of $1.25 Billion Senior Priority Notes due 2028 to be Issued by Carnival Holdings (Bermuda) Limited for Refinancing EXHIBIT 99.1 Carnival Corporation & plc Announces Offering of $1.25 Billion Senior Priority Notes due 2028 to be Issued by Carnival Holdings (Bermuda) Limited for Refinancing MIAMI, October 18, 2022 /PRNewswire/ - Carnival Corporation & plc (NYSE/LSE: CCL; NYSE: CUK) today announced that Carnival Holdings (Bermuda) Limited (the “Issuer”), a subsidiary of Carnival Corporation (the “Company”), has c
October 18, 2022	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): October 18, 2022 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): October 18, 2022 Carnival Corporation Carnival plc (Exact name of registrant as specified in its charter) (Exact name of registrant as specified in its charter) Republic of Panama Eng
September 30, 2022	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended August 31, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-9610 Commissio
September 30, 2022	EX-10.2	Special Performance-Based Restricted Stock Unit Agreement for Josh Weinstein under the Carnival Corporation 2020 Stock Plan. SPECIAL PERFORMANCE-BASED RESTRICTED SHARE UNIT AGREEMENT FOR JOSH WEINSTEIN UNDER THE CARNIVAL CORPORATION 2020 STOCK PLAN THIS SPECIAL PERFORMANCE-BASED RESTRICTED STOCK UNIT AGREEMENT (this ?Agreement?), shall apply to the grant of performance-based Restricted Stock Units made to Josh Weinstein (?Executive?) of Carnival Corporation, a corporation organized under the laws of the Republic of Panama, (the ?Company?) on August 22, 2022 (the ?Date of Grant?) under the Carnival Corporation 2020 Stock Plan (the ?Plan?).
September 30, 2022	10-Q	10-Q PDF UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended August 31, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-9610 Commissio
September 30, 2022	EX-99.1	CARNIVAL CORPORATION & PLC PROVIDES THIRD QUARTER 2022 BUSINESS UPDATE Exhibit 99.1 CARNIVAL CORPORATION & PLC PROVIDES THIRD QUARTER 2022 BUSINESS UPDATE MIAMI (September 30, 2022) - Carnival Corporation & plc (NYSE/LSE: CCL; NYSE: CUK) provides third quarter 2022 business update. ?U.S. GAAP net loss of $770 million and adjusted net loss of $688 million for the third quarter of 2022. ?Adjusted EBITDA for the third quarter of 2022 was over $300 million, turning posit
September 30, 2022	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) September 30, 2022 Carnival Corporation Carnival plc (Exact name of registrant as specified in its charter) (Exact name of registrant as specified in its charter) Republic of Panama En
August 26, 2022	8-K/A	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported) April 25, 2022 Carnival Corporation Carnival plc (Exact name of registrant as specified in its charter) (Exact name of registrant as specified in its charter) Republic of Panama Engl
August 22, 2022	8-K	Entry into a Material Definitive Agreement, Unregistered Sales of Equity Securities, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): August 22, 2022 Carnival Corporation Carnival plc (Exact name of registrant as specified in its charter) (Exact name of registrant as specified in its charter) Republic of Panama Engl
August 22, 2022	EX-4.1	Indenture, dated as of August 22, 2022, by and between Carnival Corporation, Carnival plc, the subsidiary guarantors party thereto and U.S. Bank Trust Company, National Association, as Trustee, relating to the 5.75% Convertible Senior Notes due 2024. EXHIBIT 4.1 CARNIVAL CORPORATION as Issuer CARNIVAL PLC AND THE OTHER GUARANTORS NAMED ON THE SIGNATURE PAGES HERETO, as Guarantors AND u.s. bANK TRUST COMPANY, NATIONAL ASSOCIATION, as Trustee INDENTURE Dated as of August 22, 2022 5.75% Convertible Senior Notes due 2024 TABLE OF CONTENTS PAGE ARTICLE 1 Definitions Section 1.01. Definitions 1 Section 1.02. References to Interest 16 Section 1.03. N
August 22, 2022	EX-99.1	Carnival Corporation & plc Announces Closing of Convertible Notes Exchange, Extending Maturity at Existing 5.75% Rate EXHIBIT 99.1 Carnival Corporation & plc Announces Closing of Convertible Notes Exchange, Extending Maturity at Existing 5.75% Rate The Existing Notes were exchanged for New Notes with the same coupon and no dilution to shareholders at scheduled maturity versus the Existing Notes and no upfront cost MIAMI, August 22, 2022 /PRNewswire/ ? Carnival Corporation & plc (NYSE/LSE: CCL; NYSE: CUK) today an
July 25, 2022	8-K	Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported) July 25, 2022 Carnival Corporation Carnival plc (Exact name of registrant as specified in its charter) (Exact name of registrant as specified in its charter) Republic of Panama England
July 25, 2022	EX-5.3	Opinion of Ashurst LLP. Exhibit 5.3 Our ref: JZF\538C.1000-145-060\401003438 25 July 2022 Ashurst LLP London Fruit & Wool Exchange 1 Duval Square London E1 6PW Tel +44 (0)20 7638 1111 Fax +44 (0)20 7638 1112 DX 639 London/City www.ashurst.com Carnival plc Carnival House 100 Harbour Parade Southampton United Kingdom SO15 1ST Carnival Corporation 3655 NW 87th Avenue Miami 1. INTRODUCTION 1.1 In connection with the joint re
July 25, 2022	EX-1.1	Underwriting Agreement, dated as of July 20, 2022, by and between the Company and Goldman Sachs & Co. LLC. Exhibit 1.1 Execution Version CARNIVAL CORPORATION Shares of Common Stock ($.01 par value) and the paired trust shares of beneficial interest in P&O Princess Special Voting Trust Underwriting Agreement July 20, 2022 Goldman Sachs & Co. LLC 200 West Street New York, New York 10282 Ladies and Gentlemen: Carnival Corporation, a corporation duly organized and existing under the laws of the Republic of
July 22, 2022	424B5	Carnival Corporation 102,139,621 Shares of Common Stock TABLE OF CONTENTS ?Filed Pursuant to Rule 424(b)(5) ?Registration Statement Nos. 333-252433 and 333-252433-01 ? ? Prospectus Supplement (To Prospectus dated January 26, 2021) Carnival Corporation 102,139,621 Shares of Common Stock We are offering 102,139,621 shares of our common stock in this offering. References to shares of our common stock include the trust shares of beneficial interest in the
July 22, 2022	EX-FILING FEES	Calculation of Filing Fee Table Form 424(b)(5) (Form Type) EXHIBIT 107 Calculation of Filing Fee Table Form 424(b)(5) (Form Type) Carnival Corporation (Exact Name of Registrant as Specified in its Charter) Carnival plc (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee(1) Equity Carnival Corporation: Common Stock, par value $0.
July 20, 2022	424B5	Subject to completion, dated July 20, 2022 TABLE OF CONTENTS The information in this preliminary prospectus supplement is not complete and may be changed.
June 29, 2022	EX-10.1	Carnival Corporation Fun Ship Nonqualified Savings Plan restated effective January 1, 2022. THE CARNIVAL CORPORATION FUN SHIP NONQUALIFIED SAVINGS PLAN Approved by the Compensation Committees on April 5, 2022 Restated effective as of January 1, 2022 TABLE OF CONTENTS Page ARTICLE 1 PURPOSE 1 ARTICLE 2 DEFINITIONS 2 2.
June 29, 2022	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended May 31, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-9610 Commission f
June 29, 2022	10-Q	10-Q PDF
June 24, 2022	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) June 23, 2022 Carnival Corporation Carnival plc (Exact name of registrant as specified in its charter) (Exact name of registrant as specified in its charter) Republic of Panama England
June 24, 2022	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) June 24, 2022 Carnival Corporation Carnival plc (Exact name of registrant as specified in its charter) (Exact name of registrant as specified in its charter) Republic of Panama England
June 24, 2022	8-K	Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) June 23, 2022 Carnival Corporation Carnival plc (Exact name of registrant as specified in its charter) (Exact name of registrant as specified in its charter) Republic of Panama England
June 24, 2022	EX-99.1	CARNIVAL CORPORATION & PLC PROVIDES SECOND QUARTER 2022 BUSINESS UPDATE Exhibit 99.1 CARNIVAL CORPORATION & PLC PROVIDES SECOND QUARTER 2022 BUSINESS UPDATE MIAMI (June 24, 2022) - Carnival Corporation & plc (NYSE/LSE: CCL; NYSE: CUK) provides second quarter 2022 business update. ?U.S. GAAP net loss of $1.8 billion and adjusted net loss of $1.9 billion for the second quarter of 2022. ?Cash from operations turned positive in the second quarter of 2022. ?Second quarter
June 24, 2022	EX-16.1	June 24, 2022 June 24, 2022 Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Commissioners: We have read the statements made by Carnival Corporation & Carnival plc (copy attached), which we understand will be filed with the Securities and Exchange Commission, pursuant to Item 4.01 on Form 8-K of Carnival Corporation & plc dated June 23, 2022. We agree with the statements concerning our
May 25, 2022	EX-10.1	Indenture dated as of May 25, 2022, among Carnival Corporation, as issuer, Carnival plc, the other Guarantors party hereto and U.S. Bank Trust Company, National Association, as trustee, principal paying agent, transfer agent, registrar and security agent, relating to the 10.500% Senior Unsecured Notes due 2030. EXHIBIT 10.1 CARNIVAL CORPORATION, as Issuer, U.S. BANK TRUST COMPANY, NATIONAL ASSOCIATION, as Trustee, U.S. BANK TRUST COMPANY, NATIONAL ASSOCIATION, as Principal Paying Agent, Transfer Agent and Registrar INDENTURE Dated as of May 25, 2022 10.500% SENIOR UNSECURED NOTES DUE 2030 TABLE OF CONTENTS Page ARTICLE One DEFINITIONS AND INCORPORATION BY REFERENCE Section 1.01 Definitions 1 Section 1.02
May 25, 2022	EX-99.1	Carnival Corporation & plc Announces Closing of $1.0 Billion Senior Unsecured Notes due 2030 to Refinance 2023 Maturities EXHIBIT 99.1 Carnival Corporation & plc Announces Closing of $1.0 Billion Senior Unsecured Notes due 2030 to Refinance 2023 Maturities MIAMI, May 25, 2022 /PRNewswire/ - Carnival Corporation & plc (NYSE/LSE: CCL; NYSE: CUK) today announced that Carnival Corporation (the ?Company?) has closed its private offering of $1.0 billion aggregate principal amount of 10.5% senior unsecured notes due 2030 (t
May 25, 2022	8-K	Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): May 25, 2022 Carnival Corporation Carnival plc (Exact name of registrant as specified in its charter) (Exact name of registrant as specified in its charter) Republic of Panama England
May 25, 2022	SD	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD SPECIALIZED DISCLOSURE REPORT SD 1 tm2216189d1sd.htm SD UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD SPECIALIZED DISCLOSURE REPORT Carnival Corporation (Exact name of the registrant as specified in its charter) Carnival plc (Exact name of the registrant as specified in its charter) Republic of Panama (State or other jurisdiction of incorporation) England and Wales (State or other jurisdiction
May 19, 2022	8-K	Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): May 18, 2022 Carnival Corporation Carnival plc (Exact name of registrant as specified in its charter) (Exact name of registrant as specified in its charter) Republic of Panama England
May 19, 2022	EX-99.1	Carnival Corporation & plc Announces Pricing of $1.0 Billion Senior Unsecured Notes due 2030 to Refinance 2023 Maturities EXHIBIT 99.1 Carnival Corporation & plc Announces Pricing of $1.0 Billion Senior Unsecured Notes due 2030 to Refinance 2023 Maturities MIAMI, May 18, 2022 /PRNewswire/ - Carnival Corporation & plc (NYSE/LSE: CCL; NYSE: CUK) today announced that Carnival Corporation (the ?Company?) has priced the private offering of $1.0 billion aggregate principal amount of 10.5% senior unsecured notes due 2030 (t
May 16, 2022	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported) May 13, 2022 Carnival Corporation Carnival plc (Exact name of registrant as specified in its charter) (Exact name of registrant as specified in its charter) Republic of Panama England
April 27, 2022	EX-99.1	Carnival Corporation & plc Announces Executive Changes Effective Aug. 1 Arnold Donald Named Vice Chair, Josh Weinstein Named President & CEO of Carnival Corporation & plc Exhibit 99.1 Carnival Corporation & plc Announces Executive Changes Effective Aug. 1 Arnold Donald Named Vice Chair, Josh Weinstein Named President & CEO of Carnival Corporation & plc MIAMI (April 26, 2022) ? Carnival Corporation & plc (NYSE/LSE: CCL; NYSE: CUK), the world's largest cruise company, today announced that effective August 1st, Arnold Donald, currently President and Chief Executive Of
April 27, 2022	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported) April 25, 2022 Carnival Corporation Carnival plc (Exact name of registrant as specified in its charter) (Exact name of registrant as specified in its charter) Republic of Panama Englan
April 13, 2022	8-K	Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported) April 8, 2022 Carnival Corporation Carnival plc (Exact name of registrant as specified in its charter) (Exact name of registrant as specified in its charter) Republic of Panama England
March 29, 2022	DEFA14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy State
March 28, 2022	10-Q	10-Q PDF
March 28, 2022	EX-10.2	Amendment Agreement dated February 11, 2022 to the Multicurrency Revolving Facilities Agreement originally dated May 18, 2011, as amended and restated on August 6, 2019 and as further amended on December 31, 2020, May 11, 2021 and September 30, 2021, among Carnival Corporation, Carnival plc and certain of Carnival Corporation and Carnival plc subsidiaries, Bank of America Europe Designated Activity Company as facilities agent and a syndicate of financial institutions Certain portions of this document have been omitted pursuant to Item 601(b)(10) of Regulation S?K and, where applicable, have been marked with ?[***]? to indicate where omissions have been made.
March 28, 2022	EX-10.3	Form of Earnings Recovery Award Agreement for the Carnival Corporation 2020 Stock Plan for the CEO. FORM OF EARNINGS RECOVERY AWARD AGREEMENT FOR THE CARNIVAL CORPORATION 2020 STOCK PLAN FOR THE CEO THIS EARNINGS RECOVERY AWARD AGREEMENT (this ?Agreement?), shall apply to the grant of Earnings Recovery Award performance cash and restricted stock units made to [NAME] by Carnival Corporation, a corporation organized under the laws of the Republic of Panama, (the ?Company?) on [DATE] (the ?Date of Grant?) under the Carnival Corporation 2020 Stock Plan (the ?Plan?).
March 28, 2022	EX-10.4	Form of Earnings Recovery Award Agreement for the Carnival Corporation 2020 Stock Plan for Certain Named Executive Officers. FORM OF EARNINGS RECOVERY AWARD AGREEMENT FOR THE CARNIVAL CORPORATION 2020 STOCK PLAN FOR CERTAIN NAMED EXECUTIVE OFFICERS THIS EARNINGS RECOVERY AWARD AGREEMENT (this ?Agreement?), shall apply to the grant of Earnings Recovery Award made to employees by Carnival Corporation, a corporation organized under the laws of the Republic of Panama, (the ?Company?) or employees of an Affiliate, on [DATE] (the ?Date of Grant?) under the Carnival Corporation 2020 Stock Plan (the ?Plan?).
March 28, 2022	EX-10.1	Employment Agreement dates as of June 28, 2019 between Carnival Corporation and Peter C. Anderson. EMPLOYMENT AGREEMENT This EMPLOYMENT AGREEMENT (this "Agreement") is made and entered into as 28th day of June, 2019, by and between CARNIVAL CORPORATION (the "Company") with its principal place of business located at 3655 N.
March 28, 2022	EX-10.5	Form of Time-Based Restricted Stock Unit Agreement for the Carnival Corporation 202 FORM OF TIME-BASED RESTRICTED STOCK UNIT AGREEMENT FOR THE CARNIVAL CORPORATION 2020 STOCK PLAN FOR THE CHIEF ETHICS AND COMPLIANCE OFFICER THIS TIME-BASED RESTRICTED STOCK UNIT AGREEMENT (this ?Agreement?), shall apply to the grant of time-based Restricted Stock Units made to employees of Carnival Corporation, a corporation organized under the laws of the Republic of Panama, (the ?Company?) or employees of an Affiliate, on [DATE] (the ?Grant Date?) under the Carnival Corporation 2020 Stock Plan (the ?Plan?).
March 28, 2022	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended February 28, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-9610 Commiss
March 22, 2022	EX-99	CARNIVAL CORPORATION & PLC PROVIDES FIRST QUARTER 2022 BUSINESS UPDATE Exhibit 99.1 CARNIVAL CORPORATION & PLC PROVIDES FIRST QUARTER 2022 BUSINESS UPDATE MIAMI (March 22, 2022) - Carnival Corporation & plc (NYSE/LSE: CCL; NYSE: CUK) provides first quarter 2022 business update. ?U.S. GAAP net loss of $1.9 billion and adjusted net loss of $1.9 billion for the first quarter of 2022. ?First quarter 2022 ended with $7.2 billion of liquidity, including cash, short-term in
March 22, 2022	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) March 22, 2022 Carnival Corporation Carnival plc (Exact name of registrant as specified in its charter) (Exact name of registrant as specified in its charter) Republic of Panama Englan
March 1, 2022	EX-99.52	JOINT FILING AGREEMENT EXHIBIT 52 JOINT FILING AGREEMENT In accordance with Rule 13d-1(f) under the Securities Exchange Act of 1934, as amended, the persons named below agree to the joint filing on behalf of each of them of this amendment to Schedule 13D.
March 1, 2022	SC 13D/A	CUK / Carnival Plc / ARISON MICKY MEIR - AMENDMENT NO. 25 Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13D (Rule 13d-102) Under the Securities Exchange Act of 1934 (Amendment No. 25)* Carnival Corporation Carnival plc (Name of Issuer) Common Stock, par value $0.01 per share, of Carnival Corporation Special Voting Share of Carnival plc Trust Shares (representing beneficial interests in the P&O Princess Special Voting Tr
February 15, 2022	DEF 14A	the information responsive to Part III of the Annual Report, provided in Carnival Corporation’s and Carnival plc’s Proxy Statement on Schedule 14A, filed on February 15, 2022 and incorporated by reference into the Annual Report; TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant Check the appropriate box: Preliminary Proxy Statement Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive
February 15, 2022	DEFA14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 DEFA14A 1 tm224633-3defa14a.htm DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant Check the appropriate box: Preliminary Proxy Statement Confidential, for Use of the Commission Only (as permitted by Rule 14a
February 11, 2022	SC 13G/A	CCL / Carnival Corp / Capital World Investors - SEC SCHEDULE 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1 )* Carnival Corp. (Name of Issuer) Common Stock (Title of Class of Securities) 143658300 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedul
February 9, 2022	SC 13G/A	CCL / Carnival Corp / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 4)* Name of issuer: Carnival Corp. Title of Class of Securities: Common Stock CUSIP Number: 143658300 Date of Event Which Requires Filing of this Statement: December 31, 2021 Check the appropriate box to designate the rule pursuant to which this Schedule is filed: ☒ Rule
January 27, 2022	10-K	PDF OF FORM 10-K
January 27, 2022	EX-4.1	Agreement of Carnival Corporation and Carnival plc, dated January 18, 2021 to furnish certain debt instruments to the Securities and Exchange Commission. Exhibit 4.1 January 13, 2022 Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 RE: Carnival Corporation, Commission File No. 001-9610, and Carnival plc, Commission File No. 001-15136 Ladies and Gentlemen: Pursuant to Item 601(b) (4) (iii) of Regulation S-K promulgated under the Securities Exchange Act of 1934, as amended, Carnival Corporation and Carnival plc (the ?Companies
January 27, 2022	EX-10.41	Amendment Agreement dated September 30, 2021 to the Multicurrency Revolving Facilities Agreement originally dated May 18, 2011, as amended and restated on August 6, 2019, as further amended on December 31, 2020 and May 11, 2021, among Carnival Corporation, Carnival plc and certain of Carnival Corporation and Carnival plc subsidiaries, Bank of America Europe Designated Activity Company as facilities agent and a syndicate of financial institutions. To: Bank of America Europe Designated Activity Company Two Park Place Hatch Street Dublin 2 Ireland Attention: EMEA Lending Fulfilment E-Mail: colin.
January 27, 2022	EX-10.45	Amendment No. 3 to Term Loan Agreement, by and among Carnival Corporation and Carnival Finance, LLC, as borrowers, Carnival plc, as a guarantor, certain other subsidiary guarantors party thereto, JPMorgan Chase Bank, N.A., as administrative agent for the lenders and the lenders party thereto, dated as of October 5, 2021. EX-10.45 4 ex10x45xq42021.htm EX-10.45 AMENDMENT NO. 3 TO TERM LOAN AGREEMENT This AMENDMENT NO. 3 TO TERM LOAN AGREEMENT (this “Amendment”), dated as of October 5, 2021, is by and among CARNIVAL CORPORATION, a Panamanian corporation (the “Lead Borrower”), CARNIVAL FINANCE, LLC, a Delaware limited liability company (the “Co-Borrower”), JPMORGAN CHASE BANK, N.A., as the Administrative Agent for the
January 27, 2022	10-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended November 30, 2021 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-9610 Carnival Corpor
January 27, 2022	EX-10.46	Incremental Assumption Agreement and Amendment No. 4 to Term Loan Agreement, by and among Carnival Corporation Carnival Finance, LLC, as borrowers, Carnival plc, as a guarantor, certain other subsidiary guarantors party thereto, and JPMorgan Chase Bank, N.A., as administrative agent and as incremental term lender, dated as of October 18, 2021. INCREMENTAL ASSUMPTION AGREEMENT AND AMENDMENT NO. 4 TO TERM LOAN AGREEMENT dated as of October 18, 2021 among CARNIVAL FINANCE, LLC, as Co-Borrower, CARNIVAL CORPORATION, as Lead Borrower, CARNIVAL PLC, as a Guarantor, THE SUBSIDIARY GUARANTORS PARTY HERETO, THE LENDERS PARTY HERETO, JPMORGAN CHASE BANK, N.A., as Joint Lead Arranger, Joint Bookrunner and Sole Global Coordinator, BOFA SECURITIES I
January 27, 2022	EX-21	Subsidiaries of Carnival Corporation and Carnival plc. Exhibit 21 SUBSIDIARIES OF CARNIVAL CORPORATION AND CARNIVAL PLC The following is a list of all of our subsidiaries, their jurisdiction of incorporation and the names under which they do business.

CH:CVC1
PE:CCL
MX:CCL1 N
DE:CVC1	€26.86
GB:0EV1	$31.66
BG:CVC1

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