Basic Stats
| LEI | 5493004X52BH1NBLW813 |
| CIK | 907471 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Pathward Financial, Inc.
SEC Filings (Chronological Order)
This page provides a complete, chronological list of SEC Filings, excluding ownership filings which we provide elsewhere.
| September 3, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q/A (Amendment No. 1) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File Number: 0-221 |
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| September 2, 2025 |
Exhibit 99.1 Pathward Financial, Inc. Receives Expected Notice of Deficiency From Nasdaq Regarding Late Filing of Quarterly Report on Form 10-Q SIOUX FALLS, S.D., September 2, 2025 - Pathward Financial, Inc. (“Pathward Financial” or the “Company”) (Nasdaq: CASH) received an expected notice (the “Notice”) from the Listing Qualifications Department of the Nasdaq Stock Market LLC (“Nasdaq”) on August |
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| September 2, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 26, 2025 PATHWARD FINANCIAL, INC. (Exact name of registrant as specified in its charter) Delaware 0-22140 42-1406262 (State or other jurisdiction of incorporation) (Commission |
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| August 29, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A (Amendment No. 1) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended September 30, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File Number: 0-22140 PATH |
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| August 21, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 21, 2025 PATHWARD FINANCIAL, INC. (Exact name of registrant as specified in its charter) Delaware 0-22140 42-1406262 (State or other jurisdiction of incorporation) (Commission |
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| August 21, 2025 |
Pathward Financial, Inc. Declares Cash Dividend Exhibit 99.1 Pathward Financial, Inc. Declares Cash Dividend SIOUX FALLS, S.D., August 21, 2025 - Pathward Financial, Inc. ("Pathward Financial" or the “Company”) (Nasdaq: CASH) announced that the Company will pay a cash dividend of $0.05 per share for the fourth quarter of fiscal year 2025. This dividend will be payable on October 1, 2025 to shareholders of record as of September 10, 2025. This p |
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| August 11, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING COMMISSION FILE NUMBER: 000-22140 (Check one): ☐ Form 10-K ☐ Form 20-F ☐ Form 11-K ☒ Form 10-Q ☐ Form 10-D ☐ Form N-CEN ☐ Form N-CSR For Period Ended: June 30, 2025 Transition Report on Form 10-K Transition Report on Form 20-F Transition Report on Form 11-K Transition Report on Form 10-Q |
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| July 28, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 28, 2025 PATHWARD FINANCIAL, INC. (Exact name of registrant as specified in its charter) Delaware 0-22140 42-1406262 (State or other jurisdiction of incorporation) (Commission Fi |
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| July 28, 2025 |
PATHWARD FINANCIAL, INC. ANNOUNCES PRELIMINARY RESULTS FOR 2025 FISCAL THIRD QUARTER Exhibit 99.1 PATHWARD FINANCIAL, INC. ANNOUNCES PRELIMINARY RESULTS FOR 2025 FISCAL THIRD QUARTER Sioux Falls, S.D., July 28, 2025 - Pathward Financial, Inc. (“Pathward Financial” or the “Company”) (Nasdaq: CASH) reported net income of $42.1 million, or $1.81 per share, for the three months ended June 30, 2025, compared to net income of $44.9 million, or $1.78 per share, for the three months ended |
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| July 28, 2025 |
a3qfy25irquarterlydeckf QUARTERLY INVESTOR UPDATE THIRD Q UARTER F ISCAL YEAR 2025 Pathward Financial, Inc. |
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| July 2, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 26, 2025 PATHWARD FINANCIAL, INC. (Exact name of registrant as specified in its charter) Delaware 0-22140 42-1406262 (State or other jurisdiction of incorporation) (Commission Fi |
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| May 28, 2025 |
Exhibit 99.1 PATHWARD FINANCIAL, INC. RECEIVES EXPECTED NOTICE OF DEFICIENCY FROM NASDAQ REGARDING LATE FILING OF QUARTERLY REPORT ON FORM 10-Q SIOUX FALLS, S.D., May 28, 2025 - Pathward Financial, Inc. ("Pathward Financial" or the “Company”) (Nasdaq: CASH) received an expected notice (the “Notice”) from the Listing Qualifications Department of the Nasdaq Stock Market LLC (“Nasdaq”) on May 22, 202 |
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| May 28, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 22, 2025 PATHWARD FINANCIAL, INC. (Exact name of registrant as specified in its charter) Delaware 0-22140 42-1406262 (State or other jurisdiction of incorporation) (Commission Fil |
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| May 22, 2025 |
Pathward Financial, Inc. Declares Cash Dividend Exhibit 99.1 Pathward Financial, Inc. Declares Cash Dividend SIOUX FALLS, S.D., May 22, 2025 - Pathward Financial, Inc. ("Pathward Financial" or the “Company”) (Nasdaq: CASH) announced that the Company will pay a cash dividend of $0.05 per share for the third quarter of fiscal year 2025. This dividend will be payable on July 1, 2025 to shareholders of record as of June 13, 2025. At March 31, 2025, |
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| May 22, 2025 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 22, 2025 PATHWARD FINANCIAL, INC. (Exact name of registrant as specified in its charter) Delaware 0-22140 42-1406262 (State or other jurisdiction of incorporation) (Commission Fil |
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| May 12, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING COMMISSION FILE NUMBER: 000-22140 (Check one): ☐ Form 10-K ☐ Form 20-F ☐ Form 11-K ☒ Form 10-Q ☐ Form 10-D ☐ Form N-CEN ☐ Form N-CSR For Period Ended: March 31, 2025 Transition Report on Form 10-K Transition Report on Form 20-F Transition Report on Form 11-K Transition Report on Form 10- |
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| April 22, 2025 |
PATHWARD FINANCIAL, INC. ANNOUNCES RESULTS FOR 2025 FISCAL SECOND QUARTER Exhibit 99.1 PATHWARD FINANCIAL, INC. ANNOUNCES RESULTS FOR 2025 FISCAL SECOND QUARTER Sioux Falls, S.D., April 22, 2025 - Pathward Financial, Inc. (“Pathward Financial” or the “Company”) (Nasdaq: CASH) reported net income of $74.3 million, or $3.11 per share, for the three months ended March 31, 2025, compared to net income of $65.3 million, or $2.56 per share, for the three months ended March 31 |
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| April 22, 2025 |
THE PATHWARD STORY UPDATED APRIL 22 , 2025 Pathward Financial, Inc. (Nasdaq: CASH) | Quarterly Investor Presentation2 FORWARD LOOKING STATEMENTS This investor update contains “forward-looking statements” which are made in good faith by Pathward Financial, Inc. (the “Company”) pursuant to the “safe harbor” provisions of the Private Securities Litigation Reform Act of 1995. You can identify forward- |
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| April 22, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 22, 2025 PATHWARD FINANCIAL, INC. (Exact name of registrant as specified in its charter) Delaware 0-22140 42-1406262 (State or other jurisdiction of incorporation) (Commission F |
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| February 27, 2025 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 27, 2025 PATHWARD FINANCIAL, INC. (Exact name of registrant as specified in its charter) Delaware 0-22140 42-1406262 (State or other jurisdiction of incorporation) (Commissio |
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| February 27, 2025 |
Pathward Financial, Inc. Declares Cash Dividend Exhibit 99.1 Pathward Financial, Inc. Declares Cash Dividend SIOUX FALLS, S.D., February 27, 2025 - Pathward Financial, Inc. ("Pathward Financial" or the “Company”) (Nasdaq: CASH) announced that the Company will pay a cash dividend of $0.05 per share for the second fiscal quarter of 2025. This dividend will be payable on April 1, 2025 to shareholders of record as of March 13, 2025. At December 31, |
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| February 26, 2025 |
Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 25, 2025 PATHWARD FINANCIAL, INC. (Exact name of registrant as specified in its charter) Delaware 0-22140 42-1406262 (State or other jurisdiction of incorporation) (Commissio |
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| February 6, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File Number: 0-22140 PATHWARD FINANCIA |
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| January 21, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 21, 2025 PATHWARD FINANCIAL, INC. (Exact name of registrant as specified in its charter) Delaware 0-22140 42-1406262 (State or other jurisdiction of incorporation) (Commission |
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| January 21, 2025 |
PATHWARD FINANCIAL, INC. ANNOUNCES RESULTS FOR 2025 FISCAL FIRST QUARTER Exhibit 99.1 PATHWARD FINANCIAL, INC. ANNOUNCES RESULTS FOR 2025 FISCAL FIRST QUARTER Sioux Falls, S.D., January 21, 2025 - Pathward Financial, Inc. (“Pathward Financial” or the “Company”) (Nasdaq: CASH) reported net income of $31.4 million, or $1.29 per share, for the three months ended December 31, 2024, compared to net income of $27.7 million, or $1.06 per share, for the three months ended Dece |
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| January 21, 2025 |
EX-99.2 3 a1qfy25irquarterlydeckf.htm EX-99.2 THE PATHWARD STORY UPDATED JANUARY 21, 2025 Pathward Financial, Inc. (Nasdaq: CASH) | Quarterly Investor Presentation2 FORWARD LOOKING STATEMENTS This investor update contains “forward-looking statements” which are made in good faith by Pathward Financial, Inc. (the “Company”) pursuant to the “safe harbor” provisions of the Private Securities Litigatio |
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| January 15, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Def |
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| January 15, 2025 |
TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule |
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| November 26, 2024 |
PATHWARD FINANCIAL, INC. 2023 OMNIBUS INCENTIVE PLAN PERFORMANCE SHARE UNIT AWARD AGREEMENT Exhibit 10.5 PATHWARD FINANCIAL, INC. 2023 OMNIBUS INCENTIVE PLAN PERFORMANCE SHARE UNIT AWARD AGREEMENT Pursuant to this Performance Share Unit Award Agreement (this “Award Agreement”), and subject to the terms and conditions set forth herein and in the Pathward Financial, Inc. 2023 Omnibus Incentive Plan (the “Plan”), Pathward Financial, Inc. (the “Company”) hereby grants an award (“Award”) of p |
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| November 26, 2024 |
Exhibit 21 SUBSIDIARIES OF THE REGISTRANT Parent Subsidiary Percentage of Ownership State of Incorporation or Organization Pathward Financial, Inc. Pathward, N.A. 100% Federal The financial statements of Pathward Financial, Inc. are consolidated with those of Pathward, N.A. |
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| November 26, 2024 |
Exhibit 19.1 Insider Trading Policy 1.Overview Pathward Financial, Inc. (together with its subsidiaries, unless context requires otherwise, the “Company” or “Pathward”) is a publicly traded company with common stock registered under the Securities Exchange Act of 1934, as amended (the “Exchange Act”), and traded on the NASDAQ Global Market (ticker = CASH). Although the Company respects the right o |
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| November 26, 2024 |
PATHWARD FINANCIAL, INC. 2023 OMNIBUS INCENTIVE PLAN RESTRICTED STOCK UNIT AWARD AGREEMENT Exhibit 10.6 PATHWARD FINANCIAL, INC. 2023 OMNIBUS INCENTIVE PLAN RESTRICTED STOCK UNIT AWARD AGREEMENT Pursuant to this Restricted Stock Unit Award Agreement (this “Award Agreement”), and subject to the terms and conditions set forth herein and in the Pathward Financial, Inc. 2023 Omnibus Incentive Plan (the “Plan”), Pathward Financial, Inc. (the “Company”) hereby grants an award (“Award”) of Res |
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| November 26, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended September 30, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File Number: 0-22140 PATHWARD FINANCIAL, INC. |
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| November 21, 2024 |
Pathward Financial, Inc. Declares Cash Dividend Exhibit 99.1 Pathward Financial, Inc. Declares Cash Dividend SIOUX FALLS, S.D., November 21, 2024 - Pathward Financial, Inc. ("Pathward Financial" or the “Company”) (Nasdaq: CASH) announced that the Company will pay a cash dividend of $0.05 per share for the first fiscal quarter of 2025. This dividend will be payable on January 2, 2025 to shareholders of record as of December 10, 2024. At Septembe |
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| November 21, 2024 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 21, 2024 PATHWARD FINANCIAL, INC. (Exact name of registrant as specified in its charter) Delaware 0-22140 42-1406262 (State or other jurisdiction of incorporation) (Commissio |
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| November 1, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 31, 2024 PATHWARD FINANCIAL, INC. (Exact name of registrant as specified in its charter) Delaware 0-22140 42-1406262 (State or other jurisdiction of incorporation) (Commission |
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| November 1, 2024 |
PATHWARD FINANCIAL, INC. AND SUBSIDIARIES Unaudited Pro Forma Consolidated Financial Statements Exhibit 99.1 PATHWARD FINANCIAL, INC. AND SUBSIDIARIES Unaudited Pro Forma Consolidated Financial Statements On August 28, 2024, Pathward, N.A. (“Pathward”) a wholly owned subsidiary of Pathward Financial Inc. ( the “Company”) entered into an Asset Purchase and Sale Agreement (the “Purchase Agreement”) with Honor Capital Corporation, a Florida corporation (“Purchaser”), the successor by assignment |
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| October 24, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 23, 2024 PATHWARD FINANCIAL, INC. (Exact name of registrant as specified in its charter) Delaware 0-22140 42-1406262 (State or other jurisdiction of incorporation) (Commission |
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| October 23, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 23, 2024 PATHWARD FINANCIAL, INC. (Exact name of registrant as specified in its charter) Delaware 0-22140 42-1406262 (State or other jurisdiction of incorporation) (Commission |
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| October 23, 2024 |
PATHWARD FINANCIAL, INC. ANNOUNCES RESULTS FOR 2024 FISCAL FOURTH QUARTER AND FISCAL YEAR 2024 Exhibit 99.1 PATHWARD FINANCIAL, INC. ANNOUNCES RESULTS FOR 2024 FISCAL FOURTH QUARTER AND FISCAL YEAR 2024 Sioux Falls, S.D., October 23, 2024 - Pathward Financial, Inc. (“Pathward Financial” or the “Company”) (Nasdaq: CASH) reported net income of $33.6 million, or $1.35 per share, for the three months ended September 30, 2024, compared to net income of $35.9 million, or $1.36 per share, for the |
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| October 23, 2024 |
THE PATHWARD STORY UPDATED OCTOBER 23, 2024 Pathward Financial, Inc. (Nasdaq: CASH) | Quarterly Investor Presentation2 FORWARD LOOKING STATEMENTS This investor update contains “forward-looking statements” which are made in good faith by Pathward Financial, Inc. (the “Company”) pursuant to the “safe harbor” provisions of the Private Securities Litigation Reform Act of 1995. You can identify forward |
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| October 17, 2024 |
CASH / Pathward Financial, Inc. / STATE STREET CORP Passive Investment SC 13G 1 PathwardFinancialInc.htm SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* PATHWARD FINANCIAL INC (Name of Issuer) COMMON STOCK (Title of Class of Securities) 59100U108 (CUSIP Number) September 30, 2024 (Date of Event Which Requires Filing of This Statement) Check the appropriate box to designate the rule pur |
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| September 30, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 30, 2024 PATHWARD FINANCIAL, INC. (Exact name of registrant as specified in its charter) Delaware 0-22140 42-1406262 (State or other jurisdiction of incorporation) (Commissi |
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| September 30, 2024 |
As filed with the Securities and Exchange Commission on September 30, 2024 As filed with the Securities and Exchange Commission on September 30, 2024 Registration No. |
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| September 30, 2024 |
Calculation of Filing Fee Tables S-3 PATHWARD FINANCIAL, INC. Table 1: Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Carry Forward Form Type Carry Forward File Number Carry Forward Initial Effective |
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| August 29, 2024 |
EX-99.1 3 ex991pressrelease082024.htm EX-99.1 Exhibit 99.1 PATHWARD ANNOUNCES SALE OF COMMERCIAL INSURANCE PREMIUM FINANCE BUSINESS SIOUX FALLS, S.D., Aug. 28, 2024 - Pathward Financial, Inc. (the “Company”) (Nasdaq: CASH) today announced that its wholly owned subsidiary Pathward®, N.A. (“Pathward”), an industry leading financial empowerment company driven by its purpose to power financial inclusi |
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| August 29, 2024 |
EX-2.1 2 assetpurchaseagreementau.htm EX-2.1 EXECUTION VERSION ASSET PURCHASE AND SALE AGREEMENT by and among AFS IBEX FINANCIAL SERVICES, LLC, HONOR CAPITAL HOLDINGS, LLC and PATHWARD, NATIONAL ASSOCIATION Dated as of August 28, 2024 AmericasActive:20013964.36 i TABLE OF CONTENTS Page ARTICLE 1 PURCHASE AND SALE...................................................................................... |
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| August 29, 2024 |
INVESTOR UPDATE AUGUST 2024 FORWARD LOOKING STATEMENTS This investor update and our comments during the investor conference call contain “forward-looking statements” which are made in good faith by Pathward Financial, Inc. |
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| August 29, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 28, 2024 PATHWARD FINANCIAL, INC. (Exact name of registrant as specified in its charter) Delaware 0-22140 42-1406262 (State or other jurisdiction of incorporation) (Commission |
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| August 22, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 22, 2024 PATHWARD FINANCIAL, INC. (Exact name of registrant as specified in its charter) Delaware 0-22140 42-1406262 (State or other jurisdiction of incorporation) (Commission |
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| August 22, 2024 |
Pathward Financial, Inc. Declares Cash Dividend Exhibit 99.1 Pathward Financial, Inc. Declares Cash Dividend SIOUX FALLS, S.D., August 22, 2024 - Pathward Financial, Inc. ("Pathward Financial" or the “Company”) (Nasdaq: CASH) announced that the Company will pay a cash dividend of $0.05 per share for the fourth fiscal quarter of 2024. This dividend will be payable on October 1, 2024 to shareholders of record as of September 10, 2024. At June 30, |
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| August 6, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File Number: 0-22140 PATHWARD FINANCIAL, I |
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| July 24, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 24, 2024 PATHWARD FINANCIAL, INC. (Exact name of registrant as specified in its charter) Delaware 0-22140 42-1406262 (State or other jurisdiction of incorporation) (Commission Fi |
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| July 24, 2024 |
QUARTERLY INVESTOR UPDATE THIRD Q UARTER F ISCAL YEAR 2024 FORWARD LOOKING STATEMENTS This investor update and our comments during the investor conference call contain “forward-looking statements” which are made in good faith by Pathward Financial, Inc. |
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| July 24, 2024 |
PATHWARD FINANCIAL, INC. ANNOUNCES RESULTS FOR 2024 FISCAL THIRD QUARTER Exhibit 99.1 PATHWARD FINANCIAL, INC. ANNOUNCES RESULTS FOR 2024 FISCAL THIRD QUARTER Sioux Falls, S.D., July 24, 2024 - Pathward Financial, Inc. (“Pathward Financial” or the “Company”) (Nasdaq: CASH) reported net income of $41.8 million, or $1.66 per share, for the three months ended June 30, 2024, compared to net income of $45.1 million, or $1.68 per share, for the three months ended June 30, 20 |
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| June 10, 2024 |
INVESTOR PRESENTATION UPDATE D JU NE 10 , 2 024 Pathward Financial, Inc. (Nasdaq: CASH) | June 2024 Investor Presentation2 FORWARD LOOKING STATEMENTS This investor update contains “forward-looking statements” which are made in good faith by Pathward Financial, Inc. (the “Company”) pursuant to the “safe harbor” provisions of the Private Securities Litigation Reform Act of 1995. You can identify for |
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| June 10, 2024 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 10, 2024 PATHWARD FINANCIAL, INC. (Exact name of registrant as specified in its charter) Delaware 0-22140 42-1406262 (State or other jurisdiction of incorporation) (Commission Fi |
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| May 9, 2024 |
Pathward Financial, Inc. Declares Cash Dividend Exhibit 99.1 Pathward Financial, Inc. Declares Cash Dividend SIOUX FALLS, S.D., May 9, 2024 - Pathward Financial, Inc. ("Pathward Financial" or the “Company”) (Nasdaq: CASH) announced that the Company will pay a cash dividend of $0.05 per share for the third fiscal quarter of 2024. This dividend will be payable on July 1, 2024 to shareholders of record as of June 11, 2024. At March 31, 2024, the C |
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| May 9, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 9, 2024 PATHWARD FINANCIAL, INC. (Exact name of registrant as specified in its charter) Delaware 0-22140 42-1406262 (State or other jurisdiction of incorporation) (Commission File |
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| May 7, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File Number: 0-22140 PATHWARD FINANCIAL, |
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| April 24, 2024 |
QUARTERLY INVESTOR UPDATE SECOND Q UARTER F ISCAL YEAR 2024 FORWARD LOOKING STATEMENTS This investor update and our comments during the investor conference call contain “forward-looking statements” which are made in good faith by Pathward Financial, Inc. |
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| April 24, 2024 |
PATHWARD FINANCIAL, INC. ANNOUNCES RESULTS FOR 2024 FISCAL SECOND QUARTER Exhibit 99.1 PATHWARD FINANCIAL, INC. ANNOUNCES RESULTS FOR 2024 FISCAL SECOND QUARTER Sioux Falls, S.D., April 24, 2024 - Pathward Financial, Inc. (“Pathward Financial” or the “Company”) (Nasdaq: CASH) reported net income of $65.3 million, or $2.56 per share, for the three months ended March 31, 2024, compared to net income of $54.8 million, or $1.99 per share, for the three months ended March 31 |
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| April 24, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 24, 2024 PATHWARD FINANCIAL, INC. (Exact name of registrant as specified in its charter) Delaware 0-22140 42-1406262 (State or other jurisdiction of incorporation) (Commission F |
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| February 29, 2024 |
Pathward Financial, Inc. Declares Cash Dividend Exhibit 99.1 Pathward Financial, Inc. Declares Cash Dividend SIOUX FALLS, S.D., February 29, 2024 - Pathward Financial, Inc. ("Pathward Financial" or the “Company”) (Nasdaq: CASH) announced that the Company will pay a cash dividend of $0.05 per share for the second fiscal quarter of 2024. This dividend will be payable on April 1, 2024 to shareholders of record as of March 12, 2024. At December 31, |
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| February 29, 2024 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 29, 2024 PATHWARD FINANCIAL, INC. (Exact name of registrant as specified in its charter) Delaware 0-22140 42-1406262 (State or other jurisdiction of incorporation) (Commissio |
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| February 28, 2024 |
As filed with the Securities and Exchange Commission on February 28, 2024 As filed with the Securities and Exchange Commission on February 28, 2024 Registration No. |
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| February 28, 2024 |
Pathward Appoints Neeraj Mehta To Board Of Directors Exhibit 99.1 Pathward Appoints Neeraj Mehta To Board Of Directors SIOUX FALLS, S.D. – Feb. 28, 2024 – Pathward Financial, Inc. (Nasdaq: CASH) and its subsidiary Pathward®, N.A., an industry leading financial empowerment company driven by its purpose to power financial inclusion, today announced that Neeraj Mehta has been appointed as an independent member of the Board of Directors, effective Feb. |
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| February 28, 2024 |
Exhibit 107 Calculation of Filing Fee Table Form S-8 (Form Type) Pathward Financial, Inc. |
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| February 28, 2024 |
PATHWARD FINANCIAL, INC. 2023 OMNIBUS INCENTIVE PLAN Exhibit 10.1 PATHWARD FINANCIAL, INC. 2023 OMNIBUS INCENTIVE PLAN Pathward Financial, Inc., a Delaware corporation, sets forth herein the terms of its 2023 Omnibus Incentive Plan, as follows: 1.PURPOSE The Plan is intended to enhance the Company’s and its Affiliates’ ability to attract and retain highly qualified employees, officers, Non-Employee Directors, and Consultants, and to motivate such em |
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| February 28, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 28, 2024 PATHWARD FINANCIAL, INC. (Exact name of registrant as specified in its charter) Delaware 0-22140 42-1406262 (State or other jurisdiction of incorporation) (Commissio |
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| February 13, 2024 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 13, 2024 PATHWARD FINANCIAL, INC. (Exact name of registrant as specified in its charter) Delaware 0-22140 42-1406262 (State or other jurisdiction of incorporation) (Commissio |
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| February 13, 2024 |
CASH / Pathward Financial, Inc. / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SC 13G/A 1 tv01659-pathwardfinancialinc.htm SCHEDULE 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 4)* Name of issuer: Pathward Financial Inc Title of Class of Securities: Common Stock CUSIP Number: 59100U108 Date of Event Which Requires Filing of this Statement: December 29, 2023 Check the appropriate box to |
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| February 13, 2024 |
INVESTOR PRESENTATION UPDATED FEBRUARY 13, 2024 Pathward Financial, Inc. (Nasdaq: CASH) | February 2024 Investor Presentation2 FORWARD LOOKING STATEMENTS This investor update contains “forward-looking statements” which are made in good faith by Pathward Financial, Inc. (the “Company”) pursuant to the “safe harbor” provisions of the Private Securities Litigation Reform Act of 1995. You can identify |
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| February 9, 2024 |
5501 S. Broadband Lane | Sioux Falls, SD 57108 605.361.4347 | 866.559.5037 Fax: 605.782.1701 February 9, 2024 Via EDGAR and Overnight Delivery Securities and Exchange Commission Division of Corporation Finance Office of Finance 100 F Street, N.E. Washington, D.C. 20549 Attention: Victor Cecco John Spitz Re: Pathward Financial, Inc. Form 10-K for Fiscal Year Ended September 20, 2023 File No. 000-22 |
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| February 9, 2024 |
CASH / Pathward Financial, Inc. / DIMENSIONAL FUND ADVISORS LP - SEC SCHEDULE 13G Passive Investment SC 13G/A 1 SEC13GFiling.htm SEC SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1 )* Pathward Financial Inc (Name of Issuer) Common Stock (Title of Class of Securities) 59100U108 (CUSIP Number) December 29, 2023 (Date of Event Which Requires Filing of this Statement) Check the appropriate box |
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| February 8, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2023 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File Number: 0-22140 PATHWARD FINANCIA |
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| January 24, 2024 |
QUARTERLY INVESTOR UPDATE FIRST Q UARTER F ISCAL YEAR 2024 FORWARD LOOKING STATEMENTS This investor update contains “forward-looking statements” which are made in good faith by Pathward Financial, Inc. |
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| January 24, 2024 |
PATHWARD FINANCIAL, INC. ANNOUNCES RESULTS FOR 2024 FISCAL FIRST QUARTER Exhibit 99.1 PATHWARD FINANCIAL, INC. ANNOUNCES RESULTS FOR 2024 FISCAL FIRST QUARTER Sioux Falls, S.D., January 24, 2024 - Pathward Financial, Inc. (“Pathward Financial” or the “Company”) (Nasdaq: CASH) reported net income of $27.7 million, or $1.06 per share, for the three months ended December 31, 2023, compared to net income of $27.8 million, or $0.98 per share, for the three months ended Dece |
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| January 24, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 24, 2024 PATHWARD FINANCIAL, INC. (Exact name of registrant as specified in its charter) Delaware 0-22140 42-1406262 (State or other jurisdiction of incorporation) (Commission |
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| January 17, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2) |
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| January 17, 2024 |
TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule |
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| November 21, 2023 |
PATHWARD FINANCIAL, INC. AND PATHWARD, N.A. DODD-FRANK CLAWBACK POLICY Exhibit 97.1 PATHWARD FINANCIAL, INC. AND PATHWARD, N.A. DODD-FRANK CLAWBACK POLICY The Board of Directors (the “Board”) of Pathward Financial, Inc. and Pathward, N.A. (collectively, the “Company”), upon recommendation of the Compensation Committee of the Board (the “Compensation Committee”) has adopted the following Dodd-Frank Clawback Policy (this “Policy”), effective as of November 15, 2023 (th |
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| November 21, 2023 |
Exhibit 21 SUBSIDIARIES OF THE REGISTRANT Parent Subsidiary Percentage of Ownership State of Incorporation or Organization Pathward Financial, Inc. Pathward, N.A. 100% Federal The financial statements of Pathward Financial, Inc. are consolidated with those of Pathward, N.A. |
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| November 21, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended September 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File Number: 0-22140 PATHWARD FINANCIAL, INC. |
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| November 16, 2023 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 16, 2023 PATHWARD FINANCIAL, INC. (Exact name of registrant as specified in its charter) Delaware 0-22140 42-1406262 (State or other jurisdiction of incorporation) (Commissio |
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| November 16, 2023 |
Pathward Financial, Inc. Declares Cash Dividend Exhibit 99.1 Pathward Financial, Inc. Declares Cash Dividend SIOUX FALLS, S.D., November 16, 2023 - Pathward Financial, Inc. ("Pathward Financial" or the “Company”) (Nasdaq: CASH) announced that the Company will pay a cash dividend of $0.05 per share for the first fiscal quarter of 2024. This dividend will be payable on January 2, 2024 to shareholders of record as of December 12, 2023. At Septembe |
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| November 7, 2023 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 7, 2023 PATHWARD FINANCIAL, INC. (Exact name of registrant as specified in its charter) Delaware 0-22140 42-1406262 (State or other jurisdiction of incorporation) (Commission |
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| November 7, 2023 |
Investor Presentation UPDATED NOVEMBER 7, 2023 Pathward Financial, Inc. (Nasdaq: CASH) | 2023 Investor Presentation2 FORWARD LOOKING STATEMENTS This investor update contains “forward-looking statements” which are made in good faith by Pathward Financial, Inc. (the “Company”) pursuant to the “safe harbor” provisions of the Private Securities Litigation Reform Act of 1995. You can identify forward-l |
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| October 25, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 25, 2023 PATHWARD FINANCIAL, INC. (Exact name of registrant as specified in its charter) Delaware 0-22140 42-1406262 (State or other jurisdiction of incorporation) (Commission |
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| October 25, 2023 |
PATHWARD FINANCIAL, INC. ANNOUNCES RESULTS FOR 2023 FISCAL FOURTH QUARTER AND FISCAL YEAR 2023 Exhibit 99.1 PATHWARD FINANCIAL, INC. ANNOUNCES RESULTS FOR 2023 FISCAL FOURTH QUARTER AND FISCAL YEAR 2023 Sioux Falls, S.D., October 25, 2023 - Pathward Financial, Inc. (“Pathward Financial” or the “Company”) (Nasdaq: CASH) reported net income of $35.9 million, or $1.36 per share, for the three months ended September 30, 2023, compared to net income of $23.4 million, or $0.81 per share, for the |
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| October 25, 2023 |
Quarterly Investor Update FOURTH QUARTER & F ISCAL YEAR END 2023 Pathward Financial, Inc. |
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| October 5, 2023 |
Offer Letter between the Company and Gregory Sigrist, dated as of October 2, 2023 Exhibit 10.1 October 2, 2023 Dear Greg Sigrist: I am writing to confirm our offer of employment as the Executive Vice President, Chief Financial Officer of Pathward, N.A. and Pathward Financial, Inc. (collectively, “Pathward”). I know you will find this opportunity challenging, rewarding and enjoyable. This letter sets forth the terms of your offer and a general description of some of the benefits |
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| October 5, 2023 |
Pathward Appoints Greg Sigrist as Next Chief Financial Officer Exhibit 99.1 Pathward Appoints Greg Sigrist as Next Chief Financial Officer SIOUX FALLS, S.D. – Oct. 5, 2023 – Pathward Financial, Inc. (Nasdaq: CASH) today announced that Greg Sigrist has been appointed executive vice president (“EVP”), chief financial officer (“CFO”) - designee, beginning Nov. 1, 2023. Immediately after the filing of the Company’s Form 10-K for fiscal year 2023, Mr. Sigrist will |
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| October 5, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 2, 2023 PATHWARD FINANCIAL, INC. (Exact name of registrant as specified in its charter) Delaware 0-22140 42-1406262 (State or other jurisdiction of incorporation) (Commission |
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| September 6, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 6, 2023 PATHWARD FINANCIAL, INC. (Exact name of registrant as specified in its charter) Delaware 0-22140 42-1406262 (State or other jurisdiction of incorporation) (Commissio |
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| September 6, 2023 |
fy23irnarrative Investor Presentation UPDATED SEPTEMBER 6 , 2023 Pathward Financial, Inc. |
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| August 25, 2023 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 25, 2023 PATHWARD FINANCIAL, INC. (Exact name of registrant as specified in its charter) Delaware 0-22140 42-1406262 (State or other jurisdiction of incorporation) (Commission |
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| August 25, 2023 |
Exhibit 99.1 Pathward Financial, Inc. Announces Authorization of Common Stock Share Repurchase Program and Cash Dividend for Fourth Fiscal Quarter of 2023 SIOUX FALLS, S.D., August 25, 2023 – Pathward Financial, Inc. (the “Company”) (Nasdaq: CASH), announced that it will pay a cash dividend of $0.05 per share for the fourth fiscal quarter of 2023 on October 2, 2023 to shareholders of record as of |
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| August 8, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2023 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File Number: 0-22140 PATHWARD FINANCIAL, INC. |
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| July 26, 2023 |
PATHWARD FINANCIAL, INC. ANNOUNCES RESULTS FOR 2023 FISCAL THIRD QUARTER Exhibit 99.1 PATHWARD FINANCIAL, INC. ANNOUNCES RESULTS FOR 2023 FISCAL THIRD QUARTER Sioux Falls, S.D., July 26, 2023 - Pathward Financial, Inc. (“Pathward Financial” or the “Company”) (Nasdaq: CASH) reported net income of $45.1 million, or $1.68 per share, for the three months ended June 30, 2023, compared to net income of $22.4 million, or $0.76 per share, for the three months ended June 30, 20 |
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| July 26, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 26, 2023 PATHWARD FINANCIAL, INC. (Exact name of registrant as specified in its charter) Delaware 0-22140 42-1406262 (State or other jurisdiction of incorporation) (Commission Fi |
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| July 26, 2023 |
a3qfy23irquarterlydeckf Quarterly Investor Update THIRD QUARTER F ISCAL YEAR 2023 Pathward Financial, Inc. |
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| May 11, 2023 |
Pathward Financial, Inc. Declares Cash Dividend Exhibit 99.1 Pathward Financial, Inc. Declares Cash Dividend SIOUX FALLS, S.D., May 11, 2023 - Pathward Financial, Inc. ("Pathward Financial" or the “Company”) (Nasdaq: CASH) announced that the Company will pay a cash dividend of $0.05 per share for the third fiscal quarter of 2023. This dividend will be payable on July 3, 2023 to shareholders of record as of June 8, 2023. At March 31, 2023, the C |
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| May 11, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 11, 2023 PATHWARD FINANCIAL, INC. (Exact name of registrant as specified in its charter) Delaware 0-22140 42-1406262 (State or other jurisdiction of incorporation) (Commission Fil |
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| May 9, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2023 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File Number: 0-22140 PATHWARD FINANCIAL, INC |
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| April 26, 2023 |
a2qfy23irquarterlydeckf Quarterly Investor Update SECOND QUARTER F ISCAL YEAR 2023 Pathward Financial, Inc. |
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| April 26, 2023 |
Exhibit 99.1 PATHWARD FINANCIAL, INC. ANNOUNCES RESULTS FOR 2023 FISCAL SECOND QUARTER - Net Income of $54.8 million, or $1.99 Per Diluted Share - - Reaffirms Fiscal Year 2023 EPS Guidance - Sioux Falls, S.D., April 26, 2023 - Pathward Financial, Inc. (“Pathward Financial” or the “Company”) (Nasdaq: CASH) reported net income of $54.8 million, or $1.99 per share, for the three months ended March 31 |
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| April 26, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 26, 2023 PATHWARD FINANCIAL, INC. (Exact name of registrant as specified in its charter) Delaware 0-22140 42-1406262 (State or other jurisdiction of incorporation) (Commission F |
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| March 27, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 21, 2023 PATHWARD FINANCIAL, INC. (Exact name of registrant as specified in its charter) Delaware 0-22140 42-1406262 (State or other jurisdiction of incorporation) (Commission F |
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| March 2, 2023 |
Pathward Financial, Inc. Declares Cash Dividend Exhibit 99.1 Pathward Financial, Inc. Declares Cash Dividend SIOUX FALLS, S.D., March 2, 2023 - Pathward Financial, Inc. ("Pathward Financial" or the “Company”) (Nasdaq: CASH) announced that the Company will pay a cash dividend of $0.05 per share for the second fiscal quarter of 2023. This dividend will be payable on April 3, 2023 to shareholders of record as of March 13, 2023. At December 31, 202 |
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| March 2, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 2, 2023 PATHWARD FINANCIAL, INC. (Exact name of registrant as specified in its charter) Delaware 0-22140 42-1406262 (State or other jurisdiction of incorporation) (Commission Fi |
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| March 1, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 1, 2023 PATHWARD FINANCIAL, INC. (Exact name of registrant as specified in its charter) Delaware 0-22140 42-1406262 (State or other jurisdiction of incorporation) (Commission Fi |
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| March 1, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 1, 2023 PATHWARD FINANCIAL, INC. (Exact name of registrant as specified in its charter) Delaware 0-22140 42-1406262 (State or other jurisdiction of incorporation) (Commission Fi |
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| March 1, 2023 |
Pathward Appoints Christopher Perretta to Board of Directors Exhibit 99.1 Pathward Appoints Christopher Perretta to Board of Directors SIOUX FALLS, S.D., March 1, 2023 - Pathward Financial, Inc. ("Pathward Financial" or the “Company”) (Nasdaq: CASH) and its subsidiary Pathward®, N.A. ("Pathward"), an industry leading financial empowerment company, today announced that Christopher Perretta has been elected as an independent member of the Board of Directors, |
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| February 15, 2023 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 15, 2023 PATHWARD FINANCIAL, INC. (Exact name of registrant as specified in its charter) Delaware 0-22140 42-1406262 (State or other jurisdiction of incorporation) (Commissio |
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| February 15, 2023 |
Investor Presentation UPDATED FEBRUARY 15, 2023 Pathward Financial, Inc. (Nasdaq: CASH) | 2023 Investor Presentation2 FORWARD LOOKING STATEMENTS This investor update contains “forward-looking statements” which are made in good faith by Pathward Financial, Inc. (the “Company”) pursuant to the “safe harbor” provisions of the Private Securities Litigation Reform Act of 1995. You can identify forward- |
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| February 10, 2023 |
SC 13G 1 SEC13GFiling.htm SEC SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Pathward Financial Inc (Name of Issuer) Common Stock (Title of Class of Securities) 59100U108 (CUSIP Number) December 30, 2022 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to |
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| February 9, 2023 |
CASH / Meta Financial Group Inc. / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SC 13G/A 1 tv01631-pathwardfinancialinc.htm SCHEDULE 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 3)* Name of issuer: Pathward Financial Inc. Title of Class of Securities: Common Stock CUSIP Number: 59100U108 Date of Event Which Requires Filing of this Statement: December 30, 2022 Check the appropriate box to |
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| February 7, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2022 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File Number: 0-22140 PATHWARD FINANCIAL, |
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| January 25, 2023 |
Exhibit 99.1 PATHWARD FINANCIAL, INC. ANNOUNCES RESULTS FOR 2023 FISCAL FIRST QUARTER - Net Income of $27.8 million, or $0.98 Per Diluted Share - - Raises Fiscal 2023 GAAP EPS Guidance Range to $5.55-$5.95 - Sioux Falls, S.D., January 25, 2023 - Pathward Financial, Inc.TM (“Pathward Financial” or the “Company”) (Nasdaq: CASH) reported net income of $27.8 million, or $0.98 per share, for the three |
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| January 25, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 25, 2023 PATHWARD FINANCIAL, INC. (Exact name of registrant as specified in its charter) Delaware 0-22140 42-1406262 (State or other jurisdiction of incorporation) (Commission |
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| January 25, 2023 |
Quarterly Investor Update FIRST QUARTER F ISCAL YEAR 2023 Pathward Financial, Inc. |
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| January 20, 2023 |
TABLE OF CONTENTS Filed Pursuant to Rule 424(b)(3) Registration No. # 333-268731 PROSPECTUS OFFER TO EXCHANGE Up to $20,000,000 aggregate principal amount of 6.625% Fixed-to-Floating Rate Subordinated Notes due 2032 that have been registered under the Securities Act of 1933 for any and all outstanding unregistered 6.625% Fixed-to-Floating Rate Subordinated Notes due 2032 The exchange offer will |
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| January 18, 2023 |
DEF 14A 1 lcash2023def14a.htm PATHWARD FINANCIAL, INC. - DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. ) Filed by the Registrant Filed by a Party other than the Registrant Check the appropriate box: Preliminary Proxy Statement Confidential, for Use of the Com |
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| January 18, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. |
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| January 18, 2023 |
COURTESY PDF OF PROXY STATEMENT Pathward Financial, Inc. 2022 Proxy StatementDear Fellow Stockholders, On behalf of the Board of Directors and management of Pathward Financial, Inc., formerly known as Meta Financial Group, Inc., I am pleased to inform you that our Annual Meeting of Stockholders (the “Annual Meeting”) will be held at 9:00 a.m., Central Standard Time, on Tuesday, February 28, 2023. The Annual Meeting will again be |
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| January 18, 2023 |
As filed with the Securities and Exchange Commission on January 18, 2023. TABLE OF CONTENTS As filed with the Securities and Exchange Commission on January 18, 2023. |
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| January 18, 2023 |
PATHWARD FINANCIAL, INC. 5501 South Broadband Lane Sioux Falls, South Dakota 57108 January 18, 2023 CORRESP 1 filename1.htm PATHWARD FINANCIAL, INC. 5501 South Broadband Lane Sioux Falls, South Dakota 57108 January 18, 2023 VIA EDGAR U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Attn: John Stickel Re: Pathward Financial, Inc. Amendment No. 1 to Registration Statement on Form S-4 File No. 333-268731 Ladies and Gentlemen: Pursuant |
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| December 12, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 9, 2022 PATHWARD FINANCIAL, INC. (Exact name of registrant as specified in its charter) Delaware 0-22140 42-1406262 (State or other jurisdiction of incorporation) (Commission |
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| December 12, 2022 |
Exhibit 3.2 PATHWARD FINANCIAL, INC. FOURTH AMENDED AND RESTATED BYLAWS ARTICLE I. STOCKHOLDERS 1.Annual Meeting. An annual meeting of the stockholders of Pathward Financial, Inc. (the “Corporation”), for the election of directors to succeed those whose terms expire and for the transaction of such other business as may properly come before the meeting, shall be held at such place, on such date, an |
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| December 9, 2022 |
Exhibit 99.1 PATHWARD FINANCIAL, INC. LETTER OF TRANSMITTAL To Tender for Exchange 6.625% Fixed-to-Floating Rate Subordinated Notes due 2032 Accredited Investor CUSIP: 59100U AC2 / US59100UAC27 and QIB CUSIP: 59100U AB4 / US59100UAB44 (the “Old Notes”) for 6.625% Fixed-to-Floating Rate Subordinated Notes due 2032 that have been registered under the Securities Act of 1933 (the “Securities Act”) CUS |
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| December 9, 2022 |
As filed with the Securities and Exchange Commission on December 9, 2022. TABLE OF CONTENTS As filed with the Securities and Exchange Commission on December 9, 2022. |
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| December 9, 2022 |
Exhibit 25.1 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE Check if an Application to Determine Eligibility of a Trustee Pursuant to Section 305(b)(2) UMB BANK, NATIONAL ASSOCIATION (Exact name of Trustee as specified in its charter) Correct TIN is 44-0194180 I.R.S. Emp |
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| December 9, 2022 |
Exhibit 107 Calculation of Filing Fee Tables Form S-4 (Form Type) Pathward Financial, Inc. |
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| November 22, 2022 |
Exhibit 21 SUBSIDIARIES OF THE REGISTRANT Parent Subsidiary Percentage of Ownership State of Incorporation or Organization Pathward Financial, Inc. Pathward, N.A. 100% Federal The financial statements of Pathward Financial, Inc. are consolidated with those of Pathward, N.A. |
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| November 22, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended September 30, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File Number: 0-22140 PATHWARD FINANCIAL, INC. |
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| November 17, 2022 |
Pathward Financial, Inc. Declares Cash Dividend Exhibit 99.1 Pathward Financial, Inc. Declares Cash Dividend SIOUX FALLS, S.D., November 17, 2022 - Pathward Financial, Inc.? ("Pathward Financial" or the ?Company?) (Nasdaq: CASH) announced that the Company will pay a cash dividend of $0.05 per share for the first fiscal quarter of 2023. This dividend will be payable on January 2, 2023 to shareholders of record as of December 8, 2022. At Septembe |
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| November 17, 2022 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 17, 2022 PATHWARD FINANCIAL, INC. (Exact name of registrant as specified in its charter) Delaware 0-22140 42-1406262 (State or other jurisdiction of incorporation) (Commissio |
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| October 27, 2022 |
Exhibit 99.1 PATHWARD FINANCIAL, INC. ANNOUNCES RESULTS FOR 2022 FISCAL FOURTH QUARTER AND FISCAL YEAR 2022 - Fiscal 2022 Fourth Quarter Net Income of $23.4 million, or $0.81 Per Diluted Share - - Fiscal 2022 Net Income of $156.4 million, or $5.26 Per Diluted Share - Sioux Falls, S.D., October 27, 2022 - Pathward Financial, Inc.TM (?Pathward Financial? or the ?Company?) (Nasdaq: CASH) reported net |
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| October 27, 2022 |
Exhibit 99.3 Pathward Financial, Inc. Announces 2023 CFO Succession Plan Sonja Theisen, EVP, Governance, Risk & Compliance, named as successor to Glen Herrick, Chief Financial Officer effective April, 2023 SIOUX FALLS, S.D., October 27, 2022 - Pathward Financial, Inc.? ("Pathward Financial" the ?Company?) (Nasdaq: CASH) today announced that Sonja Theisen, 41, currently Executive Vice President, Go |
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| October 27, 2022 |
Quarterly Investor Update FOUR TH QUAR TER & F ISCA L YEAR END 2022 Pathward Financial, Inc. |
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| October 27, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 27, 2022 PATHWARD FINANCIAL, INC. (Exact name of registrant as specified in its charter) Delaware 0-22140 42-1406262 (State or other jurisdiction of incorporation) (Commission |
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| September 26, 2022 |
SUBORDINATED NOTE PURCHASE AGREEMENT Exhibit 10.1 SUBORDINATED NOTE PURCHASE AGREEMENT This SUBORDINATED NOTE PURCHASE AGREEMENT (this ?Agreement?) is dated as of September 23, 2022, and is made by and among Pathward Financial, Inc., a Delaware corporation and registered bank holding company (the ?Company?), and the several purchasers of the Subordinated Notes (as defined herein) identified on the signature pages hereto (each a ?Purc |
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| September 26, 2022 |
Pathward Financial, Inc.TM Announces Completion of $20 Million Subordinated Notes Offering SIOUX FALLS, S.D., September 26, 2022 ? Pathward Financial, Inc.TM (?Pathward Financial?, the ?Company?) (Nasdaq: CASH), today announced the completion of a private placement offering of $20 million of its 6.625% Fixed-to-Floating Rate Subordinated Notes due 2032 (the ?Notes?) to certain qualified institutio |
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| September 26, 2022 |
Exhibit 10.2 REGISTRATION RIGHTS AGREEMENT This REGISTRATION RIGHTS AGREEMENT (the ?Agreement?) is dated as of September 23, 2022 and is made by and among Pathward Financial, Inc., a Delaware corporation and registered bank holding company (the ?Company?), and the several purchasers of the Subordinated Notes (as defined below) identified on the signature pages to the Purchase Agreement (as defined |
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| September 26, 2022 |
Exhibit 4.1 PATHWARD FINANCIAL, INC. As Issuer, and UMB BANK, N.A. As Trustee INDENTURE Dated as of September 23, 2022 6.625% Fixed-to-Floating Rate Subordinated Notes due 2032 TABLE OF CONTENTS Page ARTICLE I DEFINITIONS AND INCORPORATION BY REFERENCE 1 Section 1.01 Definitions. 1 Section 1.02 Compliance Certificates and Opinions. 10 Section 1.03 Form of Documents Delivered to Trustee. 11 Section |
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| September 26, 2022 |
SUBORDINATED NOTES OFFERING PRESENTATION SEPTEMBER 2022 Pathward Financial, Inc. (Nasdaq: CASH) 1 LEGAL DISCLAIMER 2 This Confidential Subordinated Note Investor Presentation (this ?Confidential Investor Presentation?) is confidential and does not constitute or form part of any offer to sell, or a solicitation of an offer to purchase, any securities of Pathward Financial, Inc. or any of its affili |
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| September 26, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 23, 2022 PATHWARD FINANCIAL, INC. (Exact name of registrant as specified in its charter) Delaware 0-22140 42-1406262 (State or other jurisdiction of incorporation) (Commissi |
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| August 25, 2022 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 25, 2022 PATHWARD FINANCIAL, INC. (Exact name of registrant as specified in its charter) Delaware 0-22140 42-1406262 (State or other jurisdiction of incorporation) (Commission |
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| August 25, 2022 |
Pathward Financial, Inc.™ Declares Cash Dividend Exhibit 99.1 Pathward Financial, Inc.? Declares Cash Dividend SIOUX FALLS, S.D., August 25, 2022 - Pathward Financial, Inc.? ("Pathward Financial" or the ?Company?) (Nasdaq: CASH), formerly known as Meta Financial Group, Inc., announced that the Company will pay a cash dividend of $0.05 per share for the fourth fiscal quarter of 2022. This dividend will be payable on October 3, 2022 to shareholder |
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| August 9, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2022 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File Number: 0-22140 PATHWARD FINANCIAL, INC. |
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| July 27, 2022 |
Exhibit 99.1 PATHWARD FINANCIAL, INC.? ANNOUNCES RESULTS FOR 2022 FISCAL THIRD QUARTER - Fiscal 2022 Third Quarter Net Income of $22.4 million, or $0.76 Per Diluted Share - - Reinstates Guidance, With Fiscal 2023 GAAP EPS Range of $5.25 to $5.75 - Sioux Falls, S.D., July 27, 2022 - Pathward Financial, Inc.TM, (?Pathward Financial? or the ?Company?) (Nasdaq: CASH), formally known as Meta Financial |
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| July 27, 2022 |
QUARTERLY INVESTOR UPDATE THIRD QUARTER FISCAL YEAR 2022 Pathward Financial, Inc. (Nasdaq: CASH) | Quarterly Investor Presentation 1 FORWARD LOOKING STATEMENTS 2 This investor update contains ?forward-looking statements? which are made in good faith by the Company pursuant to the ?safe harbor? provisions of the Private Securities Litigation Reform Act of 1995. You can identify forward-looking stat |
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| July 27, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 27, 2022 PATHWARD FINANCIAL, INC. (Exact name of registrant as specified in its charter) Delaware 0-22140 42-1406262 (State or other jurisdiction of incorporation) (Commission Fi |
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| July 13, 2022 |
Exhibit 3.1 AMENDED AND RESTATED CERTIFICATE OF INCORPORATION Meta Financial Group, Inc., a corporation duly organized and existing under and by virtue of the General Corporation Law of the State of Delaware, as amended (the ?Corporation?) does hereby certify: 1. That the name of the Corporation is Meta Financial Group, Inc. The Corporation?s original Certificate of Incorporation was filed with th |
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| July 13, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 13, 2022 META FINANCIAL GROUP, INC. (Exact name of registrant as specified in its charter) Delaware 0-22140 42-1406262 (State or other jurisdiction of incorporation) (Commission |
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| July 13, 2022 |
Exhibit 3.2 PATHWARD FINANCIAL, INC. THIRD AMENDED AND RESTATED BY-LAWS ARTICLE I. STOCKHOLDERS 1. Annual Meeting. An annual meeting of the stockholders of Pathward Financial, Inc. (the ?Corporation?), for the election of directors to succeed those whose terms expire and for the transaction of such other business as may properly come before the meeting, shall be held at such place, on such date, a |
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| May 18, 2022 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 18, 2022 META FINANCIAL GROUP, INC. (Exact name of registrant as specified in its charter) Delaware 0-22140 42-1406262 (State or other jurisdiction of incorporation) (Commission F |
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| May 18, 2022 |
Meta Financial Group, Inc.® Declares Cash Dividend Exhibit 99.1 Meta Financial Group, Inc.? Declares Cash Dividend SIOUX FALLS, S.D., May 18, 2022 - Meta Financial Group, Inc.? (Nasdaq: CASH) (the ?Company?) announced that the Company will pay a cash dividend of $0.05 per share for the third fiscal quarter of 2022. This dividend will be payable on July 1, 2022 to shareholders of record as of June 9, 2022. At March 31, 2022, the Company had total a |
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| May 9, 2022 |
exhibit10310-qmarch2022 Exhibit 10.3 Meta Financial Group, Inc. 2002 Omnibus Incentive Plan (as amended and restated, effective November 24, 2014) Amendment Number 3 Pursuant to Section 14(a) of the 2002 Omnibus Incentive Plan (as amended and restated, effective November 24, 2014 and as further amended by Amendment Number 1, effective as of April 24, 2017 and by Amendment Number 2, effective as of |
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| May 9, 2022 |
RS No. xx-x Exhibit 10.2 META FINANCIAL GROUP, INC. 2002 OMNIBUS INCENTIVE PLAN RESTRICTED STOCK AGREEMENT Non-Employee Directors Award In Lieu of Cash Retainer You have been granted a Restricted Stock Award by Meta Financial Group, Inc. (the “Corporation”) subject to your acceptance of the terms herein. This Restricted Stock Award is granted by the Corporation in accordance with the Meta Financia |
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| May 9, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 6, 2022 META FINANCIAL GROUP, INC. (Exact name of registrant as specified in its charter) Delaware 0-22140 42-1406262 (State or other jurisdiction of incorporation) (Commission Fi |
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| May 9, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2022 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File Number: 0-22140 META FINANCIAL GROUP, I |
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| May 9, 2022 |
RS No. xx-x Exhibit 10.1 META FINANCIAL GROUP, INC. 2002 OMNIBUS INCENTIVE PLAN RESTRICTED STOCK AGREEMENT Non-Employee Directors Annual Equity Award You have been granted a Restricted Stock Award by Meta Financial Group, Inc. (the “Corporation”) subject to your acceptance of the terms herein. This Restricted Stock Award is granted by the Corporation in accordance with the Meta Financial Group, In |
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| April 28, 2022 |
QUARTERLY INVESTOR UPDATE SECOND QUARTER FISCAL YEAR 2022 FORWARD LOOKING STATEMENTS 2 This investor update contains “forward-looking statements” which are made in good faith by the Company pursuant to the “safe harbor” provisions of the Private Securities Litigation Reform Act of 1995. |
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| April 28, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 28, 2022 META FINANCIAL GROUP, INC. (Exact name of registrant as specified in its charter) Delaware 0-22140 42-1406262 (State or other jurisdiction of incorporation) (Commission |
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| April 28, 2022 |
Exhibit 99.1 META FINANCIAL GROUP, INC.® ANNOUNCES RESULTS FOR 2022 FISCAL SECOND QUARTER - Fiscal 2022 Second Quarter Net Income of $49.3 million, or $1.66 Per Diluted Share - - Announces Name Change to Pathward Financial - Sioux Falls, S.D., April 28, 2022 - Meta Financial Group, Inc.® (Nasdaq: CASH) (“Meta” or the “Company”) reported net income of $49.3 million, or $1.66 per share, for the thre |
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| March 29, 2022 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 29, 2022 META FINANCIAL GROUP, INC. (Exact name of registrant as specified in its charter) Delaware 0-22140 42-1406262 (State or other jurisdiction of incorporation) (Commission |
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| March 29, 2022 |
Exhibit 99.1 MetaBank Announces Name Change to Pathward The Pathward name represents the company's commitment to helping individuals and small and medium sized businesses access financial services that promote economic mobility SIOUX FALLS, S.D., March 29, 2022 - MetaBank?, N.A., an industry leading financial empowerment company, today announced it is changing its name to Pathward, N.A. To unite t |
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| February 24, 2022 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 24, 2022 META FINANCIAL GROUP, INC. (Exact name of registrant as specified in its charter) Delaware 0-22140 42-1406262 (State or other jurisdiction of incorporation) (Commiss |
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| February 24, 2022 |
Meta Financial Group, Inc.® Declares Cash Dividend Exhibit 99.1 Meta Financial Group, Inc.? Declares Cash Dividend SIOUX FALLS, S.D., February 24, 2022 - Meta Financial Group, Inc.? (Nasdaq: CASH) (the ?Company?) announced that the Company will pay a cash dividend of $0.05 per share for the second fiscal quarter of 2022. This dividend will be payable on April 1, 2022 to shareholders of record as of March 10, 2022. At December 31, 2021, the Company |
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| February 22, 2022 |
Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 22, 2022 META FINANCIAL GROUP, INC. (Exact name of registrant as specified in its charter) Delaware 0-22140 42-1406262 (State or other jurisdiction of incorporation) (Commiss |
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| February 15, 2022 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 15, 2022 META FINANCIAL GROUP, INC. (Exact name of registrant as specified in its charter) Delaware 0-22140 42-1406262 (State or other jurisdiction of incorporation) (Commiss |
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| February 15, 2022 |
INVESTOR PRESENTATION UPDATED FEBRUARY 15, 2022 FORWARD LOOKING STATEMENTS Meta Financial Group, Inc. |
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| February 10, 2022 |
CASH / Meta Financial Group Inc. / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 2)* Name of issuer: Meta Financial Group Inc. Title of Class of Securities: Common Stock CUSIP Number: 59100U108 Date of Event Which Requires Filing of this Statement: December 31, 2021 Check the appropriate box to designate the rule pursuant to which this Schedule is fi |
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| February 8, 2022 |
Exhibit 10.1 CONFIDENTIAL PURCHASE AGREEMENT This Purchase Agreement (?Agreement?) is made and entered into as of December 7, 2021 (?Effective Date?), by and between MetaBank, N.A., a national banking association with an address of 5501 S. Broadband Lane, Sioux Falls, South Dakota 57108, together with its holding company Meta Financial Group, Inc., a Delaware corporation with an address of 5501 S. |
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| February 8, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2 )* Meta Financial Group Inc (Name of Issuer) Common Stock (Title of Class of Securities) 59100U108 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which th |
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| February 8, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2021 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File Number: 0-22140 META FINANCIAL GROUP |
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| January 26, 2022 |
Exhibit 99.1 META FINANCIAL GROUP, INC.? ANNOUNCES RESULTS FOR 2022 FISCAL FIRST QUARTER - Fiscal 2022 First Quarter Net Income of $61.3 million, or $2.00 Per Diluted Share - - Rebranding Process Underway Following Agreement to Sell Meta Names and Trademarks - - Completes Sale of Remaining Community Bank Loans - Sioux Falls, S.D., January 26, 2022 - Meta Financial Group, Inc.? (Nasdaq: CASH) (?Met |
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| January 26, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 26, 2022 META FINANCIAL GROUP, INC. (Exact name of registrant as specified in its charter) Delaware 0-22140 42-1406262 (State or other jurisdiction of incorporation) (Commissi |
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| January 26, 2022 |
QUARTERLY INVESTOR UPDATE FIRST QUARTER FISCAL YEAR 2022 FORWARD LOOKING STATEMENTS 2 This investor update contains ?forward-looking statements? which are made in good faith by the Company pursuant to the ?safe harbor? provisions of the Private Securities Litigation Reform Act of 1995. |
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| January 13, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant Filed by a Party other than the Registrant Check the appropriate box: Preliminary Proxy Statement CONFIDENTIAL, FOR USE OF THE COMMISSION ONLY (AS PERMITTED BY RULE 14a-6(e)(2)) Definitive Prox |
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| January 13, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant Filed by a Party other than the Registrant Check the appropriate box: Preliminary Proxy Statement CONFIDENTIAL, FOR USE OF THE COMMISSION ONLY (AS PERMITTED BY RULE 14a-6(e)(2)) Definitive Prox |
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| January 13, 2022 | ||
| December 13, 2021 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 7, 2021 META FINANCIAL GROUP, INC. (Exact name of registrant as specified in its charter) Delaware 0-22140 42-1406262 (State or other jurisdiction of incorporation) (Commissi |
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| November 23, 2021 |
Exhibit 10.10 Meta Financial Group, Inc. Participant: Global ID: Award Type: Award of Performance-Based Restricted Stock Plan Name: Meta Financial Group, Inc. 2002 Omnibus Incentive Plan (as amended) Award Date: Restricted Period: Performance Goal: For the four quarters ending June 30 immediately preceding each September 30, 20, September 30, 20 and September 30, 20 Vesting Date (the ?Measurement |
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| November 23, 2021 |
RESTATED CERTIFICATE OF INCORPORATION META FINANCIAL GROUP, INC. Exhibit 3.1 RESTATED CERTIFICATE OF INCORPORATION OF META FINANCIAL GROUP, INC. Meta Financial Group, Inc., a corporation organized and existing under and by virtue of the General Corporation Law of the State of Delaware, as amended (the ?Corporation?), does hereby certify that: 1. The name of the Corporation is Meta Financial Group, Inc. The Corporation?s original Certificate of Incorporation was |
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| November 23, 2021 |
Exhibit 21 SUBSIDIARIES OF THE REGISTRANT Parent Subsidiary Percentage of Ownership State of Incorporation or Organization Meta Financial Group, Inc. MetaBank 100% Federal The financial statements of Meta Financial Group, Inc. are consolidated with those of MetaBank. |
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| November 23, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended September 30, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File Number: 0-22140 META FINANCIAL GROUP INC |
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| November 23, 2021 |
Exhibit 10.11 META FINANCIAL GROUP, INC. 2002 Omnibus Incentive Plan (As Amended and Restated As Of November 24, 2014) PERFORMANCE SHARE UNIT AWARD AGREEMENT Pursuant to this Performance Share Unit Award Agreement (this ?Award Agreement?), and subject to the terms and conditions herein and in the Meta Financial Group, Inc. Omnibus Incentive Plan (As Amended and Restated as of November 24, 2014) (t |
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| November 18, 2021 |
Meta Financial Group, Inc.® Declares Cash Dividend Exhibit 99.1 Meta Financial Group, Inc.? Declares Cash Dividend SIOUX FALLS, S.D., November 18, 2021 - Meta Financial Group, Inc.? (Nasdaq: CASH) (the ?Company?) announced that the Company will pay a cash dividend of $0.05 per share for the first fiscal quarter of 2022. This dividend will be payable on January 3, 2022 to shareholders of record as of December 9, 2021. At September 30, 2021, the Com |
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| November 18, 2021 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 17, 2021 META FINANCIAL GROUP, INC. (Exact name of registrant as specified in its charter) Delaware 0-22140 42-1406262 (State or other jurisdiction of incorporation) (Commiss |
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| November 2, 2021 |
EX-10.1 2 exhibit101executiveseveran.htm EX-10.1 Exhibit 10.1 Executive Severance Pay Policy Purpose Provide severance benefits to Eligible Employees whose employment with the Meta Financial Group, Inc. and/or MetaBank, N.A (“Meta”) terminates upon a Qualifying Event. Eligible Employees • Chief Executive Officer (“CEO”), President and Executive Vice Presidents of Meta who sit on the Executive Comm |
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| November 2, 2021 |
Exhibit 10.2 TERMINATION AGREEMENT THIS TERMINATION AGREEMENT (this ?Agreement?) is made and entered into as of November 1, 2021 (the ?Effective Date?) and is between Glen W. Herrick (?Executive?), MetaBank, National Association (the ?Bank?) and Meta Financial Group, Inc. (?Meta Financial?) (collectively, the ?Parties?). WITNESSETH: WHEREAS, Executive is currently employed by the Bank and Meta Fin |
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| November 2, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 1, 2021 META FINANCIAL GROUP, INC. (Exact name of registrant as specified in its charter) Delaware 0-22140 42-1406262 (State or other jurisdiction of incorporation) (Commissi |
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| October 27, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 27, 2021 META FINANCIAL GROUP, INC. (Exact name of registrant as specified in its charter) Delaware 0-22140 42-1406262 (State or other jurisdiction of incorporation) (Commissi |
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| October 27, 2021 |
QUARTERLY INVESTOR UPDATE FOURTH QUARTER & FISCAL YEAR END 2021 FORWARD LOOKING STATEMENTS 2 This investor update contains ?forward-looking statements? which are made in good faith by the Company pursuant to the ?safe harbor? provisions of the Private Securities Litigation Reform Act of 1995. |
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| October 27, 2021 |
EX-99.1 2 cash9302021earningsrelease.htm EX-99.1 Exhibit 99.1 META FINANCIAL GROUP, INC.® ANNOUNCES RESULTS FOR FOURTH QUARTER AND FISCAL YEAR 2021 - Fiscal 2021 Fourth Quarter Net Income of $15.9 million, or $0.50 Per Diluted Share - - Fiscal 2021 Net Income of $141.7 million, or $4.38 Per Diluted Share - - Fiscal 2021 Earnings Per Share up 49% Versus Fiscal 2020 - Sioux Falls, S.D., October 27, |
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| September 28, 2021 |
As filed with the Securities and Exchange Commission on September 28, 2021 As filed with the Securities and Exchange Commission on September 28, 2021 Registration No. |
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| September 7, 2021 |
Meta Financial Group, Inc.® Announces Common Stock Share Repurchase Program EX-99.1 2 tm2127057d2ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 Meta Financial Group, Inc.® Announces Common Stock Share Repurchase Program SIOUX FALLS, S.D., September 7, 2021 - Meta Financial Group, Inc.® (Nasdaq: CASH) (the “Company”), announced that its Board of Directors authorized a share repurchase program to repurchase up to 6,000,000 shares of the Company’s outstanding common stock on or before |
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| September 7, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 1, 2021 META FINANCIAL GROUP, INC. (Exact name of registrant as specified in its charter) Delaware 0-22140 42-1406262 (State or other jurisdiction of incorporation) (Commiss |
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| September 7, 2021 |
Exhibit 99.1 Meta Financial Group, Inc.? Announces Leadership Transition Brad Hanson to Retire as President and CEO to Pursue Entrepreneurial and Philanthropic Endeavors Brett Pharr to Become CEO of Meta Financial Group, CEO of MetaBank, N.A., and Join the Boards of Directors Anthony Sharett to Become President of Meta Financial Group and MetaBank, N.A. SIOUX FALLS, S.D., September 7, 2021 - Meta |
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| September 7, 2021 |
Exhibit 10.1 TRANSITION AND GENERAL RELEASE AGREEMENT This Transition and General Release Agreement (?Agreement?) effective as of September 1, 2021 (the ?Effective Date?), is entered into by and among Bradley C. Hanson (?Executive?), an individual; Meta Financial Group Inc., a Delaware corporation (?Meta Financial?); and MetaBank, N.A., a commercial bank chartered under the laws of the United Stat |
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| September 7, 2021 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 3, 2021 META FINANCIAL GROUP, INC. (Exact name of registrant as specified in its charter) Delaware 0-22140 42-1406262 (State or other jurisdiction of incorporation) (Commiss |
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| August 26, 2021 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 26, 2021 META FINANCIAL GROUP, INC. (Exact name of registrant as specified in its charter) Delaware 0-22140 42-1406262 (State or other jurisdiction of incorporation) (Commissio |
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| August 26, 2021 |
Meta Financial Group, Inc.® Declares Cash Dividend EX-99.1 2 ex991dividendpressrelease0.htm EX-99.1 Exhibit 99.1 Meta Financial Group, Inc.® Declares Cash Dividend SIOUX FALLS, S.D., AUGUST 26, 2021 - Meta Financial Group, Inc.® (Nasdaq: CASH) (the “Company”) announced that the Company will pay a cash dividend of $0.05 per share for the fourth fiscal quarter of 2021. This dividend will be payable on October 1, 2021 to shareholders of record as of |
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| August 9, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2021 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File Number: 0-22140 META FINANCIAL GROUP INC |
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| July 28, 2021 |
META FINANCIAL GROUP, INC.® ANNOUNCES RESULTS FOR 2021 FISCAL THIRD QUARTER Exhibit 99.1 META FINANCIAL GROUP, INC.? ANNOUNCES RESULTS FOR 2021 FISCAL THIRD QUARTER Sioux Falls, S.D., July 28, 2021 (GLOBE NEWSWIRE) - Meta Financial Group, Inc.? (Nasdaq: CASH) (?Meta? or the ?Company?) reported net income of $38.7 million, or $1.21 per share, for the three months ended June 30, 2021, compared to net income of $18.2 million, or $0.53 per share, for the three months ended Ju |
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| July 28, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 28, 2021 META FINANCIAL GROUP, INC. (Exact name of registrant as specified in its charter) Delaware 0-22140 42-1406262 (State or other jurisdiction of incorporation) (Commission |
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| July 28, 2021 |
EX-99.2 3 a3qfy21irquarterlydeck0.htm EX-99.2 QUARTERLY INVESTOR UPDATE THIRD QUARTER FISCAL YEAR 2021 FORWARD LOOKING STATEMENTS 2 This investor update contains “forward-looking statements” which are made in good faith by the Company pursuant to the “safe harbor” provisions of the Private Securities Litigation Reform Act of 1995. You can identify forward-looking statements by words such as “may,” |
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| May 20, 2021 |
THE NONQUALIFIED DEFERRED COMPENSATION PLAN PLAN DOCUMENT EX-10.2 3 ex10252021.htm EX-10.2 Exhibit 10.2 THE NONQUALIFIED DEFERRED COMPENSATION PLAN PLAN DOCUMENT DD2326-10 THE NONQUALIFIED DEFERRED COMPENSATION PLAN Section 1. Purpose By execution of the Adoption Agreement, the Company has adopted the Plan set forth herein, and in the Adoption Agreement, to provide a means by which certain management Employees or Independent Contractors of the Employer m |
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| May 20, 2021 |
EX-10.3 4 ex10352021.htm EX-10.3 Exhibit 10.3 FIRST AMENDMENT TO THE METABANK, NATIONAL ASSOCIATION SUPPLEMENTAL EMPLOYEES’ INVESTMENT PLAN FOR SALARIED EMPLOYEES THIS FIRST AMENDMENT (the “Amendment”) to the MetaBank, National Association Amended and Restated Supplemental Employees’ Investment Plan for Salaried Employees (the “Plan”) is hereby adopted as of the 30th day of June, 2021 by MetaBank, |
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| May 20, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 15, 2021 META FINANCIAL GROUP, INC. (Exact name of registrant as specified in its charter) Delaware 0-22140 42-1406262 (State or other jurisdiction of incorporation) (Commission F |
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| May 20, 2021 |
THE NONQUALIFIED DEFERRED COMPENSATION PLAN ADOPTION AGREEMENT EX-10.1 2 ex10152021.htm EX-10.1 Exhibit 10.1 NOTE: Execution of this Adoption Agreement creates a legal liability of the Employer with significant tax consequences to the Employer and Participants. Principal Life Insurance Company disclaims all liability for the legal and tax consequences which result from the elections made by the Employer in this Adoption Agreement. Nothing set forth in this ag |
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| May 17, 2021 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 17, 2021 META FINANCIAL GROUP, INC. (Exact name of registrant as specified in its charter) Delaware 0-22140 42-1406262 (State or other jurisdiction of incorporation) (Commission F |
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| May 17, 2021 |
Meta Financial Group, Inc.® Declares Cash Dividend EX-99.1 2 ex991dividendpressrelease0.htm EX-99.1 Exhibit 99.1 Meta Financial Group, Inc.® Declares Cash Dividend SIOUX FALLS, S.D., MAY 17, 2021 - Meta Financial Group, Inc.® (Nasdaq: CASH) (the “Company”) announced that the Company will pay a cash dividend of $0.05 per share for the third fiscal quarter of 2021. This dividend will be payable on July 1, 2021 to shareholders of record as of June 10 |
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| May 6, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2021 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File Number: 0-22140 META FINANCIAL GROUP IN |
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| May 3, 2021 |
SEVERANCE AND GENERAL RELEASE AGREEMENT EX-10.1 2 tm2114933d1ex10-1.htm EXHIBIT 10.1 Exhibit 10.1 SEVERANCE AND GENERAL RELEASE AGREEMENT This Severance and General Release Agreement (“Agreement”) is by and between Sheree S. Thornsberry (“Employee”), an individual, and MetaBank, N.A. (“Bank” or “MetaBank”), a federally chartered bank. WHEREAS, Employee’s employment with Bank will end effective May 7, 2021 due to a reorganization; and WH |
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| May 3, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 30, 2021 META FINANCIAL GROUP, INC. (Exact name of registrant as specified in its charter) Delaware 0-22140 42-1406262 (State or other jurisdiction of incorporation) (Commission |
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| April 27, 2021 |
EX-99.2 3 a2qfy21investordeck0427.htm EX-99.2 Q U A R T E R LY I N V E STO R U P D AT E S E C O N D Q U A R T E R F I S C A L Y E A R 2 0 2 1 QUARTERLY INVESTOR UPDATE | SECOND QUARTER FISCAL YEAR 2021 | NASDAQ: CASH F O R WA R D - LO O K I N G STAT E M E N TS 2 This investor update contains “forward-looking statements” which are made in good faith by the Company pursuant to the “safe harbor” prov |
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| April 27, 2021 |
Exhibit 99.1 META FINANCIAL GROUP, INC.? ANNOUNCES RESULTS FOR 2021 FISCAL SECOND QUARTER - Earnings Per Share Increased 27% Year-over-Year to $1.84 Sioux Falls, S.D., April 27, 2021 (GLOBE NEWSWIRE) - Meta Financial Group, Inc.? (Nasdaq: CASH) (?Meta? or the ?Company?) reported net income of $59.1 million, or $1.84 per share, for the three months ended March 31, 2021, compared to net income of $5 |
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| April 27, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 27, 2021 META FINANCIAL GROUP, INC. (Exact name of registrant as specified in its charter) Delaware 0-22140 42-1406262 (State or other jurisdiction of incorporation) (Commission |
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| March 22, 2021 |
Exhibit 99.1 MetaBank? Serves as Agent for Distributing Prepaid Debit Cards as part of Economic Impact Program Follows Successful Distribution of First and Second Round of EIP Prepaid Debit Cards SIOUX FALLS, S.D., March 22, 2021 ? Meta Financial Group, Inc.? (Nasdaq: CASH) (the ?Company?) today announced that MetaBank?, N.A. (?MetaBank? or the ?Bank?), a wholly-owned subsidiary of the Company, ha |
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| March 22, 2021 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 22, 2021 META FINANCIAL GROUP, INC. (Exact name of registrant as specified in its charter) Delaware 0-22140 42-1406262 (State or other jurisdiction of incorporation) (Commission |
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| February 25, 2021 |
Meta Financial Group, Inc.® Declares Cash Dividend EX-99.1 2 ex991dividendpressrelease0.htm EX-99.1 Exhibit 99.1 Meta Financial Group, Inc.® Declares Cash Dividend SIOUX FALLS, S.D., FEBRUARY 25, 2021 - Meta Financial Group, Inc.® (Nasdaq: CASH) (the “Company”) announced that the Company will pay a cash dividend of $0.05 per share for the second fiscal quarter of 2021. This dividend will be payable on April 1, 2021 to shareholders of record as of |
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| February 25, 2021 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 25, 2021 META FINANCIAL GROUP, INC. (Exact name of registrant as specified in its charter) Delaware 0-22140 42-1406262 (State or other jurisdiction of incorporation) (Commiss |
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| February 24, 2021 |
Exhibit 99.1 Meta Financial Group, Inc.? Appoints Ronald D. McCray and Lizabeth Zlatkus to Board of Directors Appointees bolster the finance, risk management and governance expertise of the Board SIOUX FALLS, S.D., FEBRUARY 24, 2021 - Meta Financial Group, Inc.? (Nasdaq: CASH) (?Meta?) and its subsidiary MetaBank?, N.A., a leading financial enablement company, announced today that Ronald D. McCray |
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| February 24, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 24, 2021 META FINANCIAL GROUP, INC. (Exact name of registrant as specified in its charter) Delaware 0-22140 42-1406262 (State or other jurisdiction of incorporation) (Commiss |
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| February 12, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1 )* Meta Financial Group Inc (Name of Issuer) Common Stock (Title of Class of Securities) 59100U108 (CUSIP Number) December 31, 2020 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which th |
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| February 10, 2021 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 1)* Name of issuer: Meta Financial Group Inc. Title of Class of Securities: Common Stock CUSIP Number: 59100U108 Date of Event Which Requires Filing of this Statement: December 31, 2020 Check the appropriate box to designate the rule pursuant to which this Schedule is fi |
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| February 8, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2020 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File Number: 0-22140 META FINANCIAL GROUP |
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| January 27, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 27, 2021 META FINANCIAL GROUP, INC. (Exact name of registrant as specified in its charter) Delaware 0-22140 42-1406262 (State or other jurisdiction of incorporation) (Commissi |
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| January 27, 2021 |
a1qfy21investordeck0127 Q U A R T E R LY I N V E S T O R U P DAT E F I R S T Q UA R T E R F I S C A L Y E A R 2 0 21 QUARTERLY INVESTOR UPDATE | FIRST QUARTER FISCAL YEAR 2021 | NASDAQ: CASH F O R WA R D - L O O K I N G S TAT E M E N T S 2 This investor update contains “forward-looking statements” which are made in good faith by the Company pursuant to the “safe harbor” provisions of the Private Securities Litigation Reform Act of 1995. |
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| January 27, 2021 |
Exhibit 99.1 META FINANCIAL GROUP, INC.® ANNOUNCES RESULTS FOR 2021 FISCAL FIRST QUARTER - Earnings Per Share Increased 50% Year-over-Year to $0.84 - Efficiency Ratio Improved 9% from Prior Year Sioux Falls, S.D., January 27, 2021 (GLOBE NEWSWIRE) - Meta Financial Group, Inc.® (Nasdaq: CASH) (“Meta” or the “Company”) reported net income of $28.0 million, or $0.84 per share, for the three months en |
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| January 14, 2021 |
- META FINANCIAL GROUP INC - DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant Filed by a party other than the Registrant Check the appropriate box: Preliminary Proxy Statement Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) Definitive Prox |
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| January 14, 2021 |
- COURTESY PDF OF PROXY STATEMENT begin 644 lcash2020def14a.pdf M)5!$1BTQ+C0-)>+CS],-"C(W." P(&]B:@T\/"],:6YE87)I>F5D(#$O3" U M-C@S-C O3R R.#$O12 W.3$S-"].(#8P+U0@-38R-C@T+T@@6R U-S8@,34V M,5T^/@UE;F1O8FH-(" @(" @(" @(" @( UXPZUD1"!)G9E@M.:%DE4!Y*40<6, @N MKI4ZMN7W/2>[Y[S?;O]U. MSP$ D @.@ 9 / '0,""(8 *(J"?AI:!4", $+,P4G6=!T#:'\FL;M'GW>,K MUCREU#4.41CO$[EM?>^:$G,0&VTWF>$1/IAJ:STCVYK01J^)V$1$/*?0D3:' M\[U#"3F\TY%LC<0W^+EZ2?=.H;@V[@S |
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| January 14, 2021 |
META FINANCIAL GROUP, INC - DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| January 4, 2021 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 4, 2021 META FINANCIAL GROUP, INC. (Exact name of registrant as specified in its charter) Delaware 0-22140 42-1406262 (State or other jurisdiction of incorporation) (Commissio |
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| January 4, 2021 |
EX-99.1 2 ex9911421.htm EX-99.1 Exhibit 99.1 MetaBank® Serves as Agent for Distributing Prepaid Debit Cards as part of Economic Impact Program Follows Successful Distribution of First Round of EIP Debit Cards Earlier This Year Sioux Falls, S.D., January 4, 2021 (GLOBE NEWSWIRE) – Meta Financial Group, Inc.® (Nasdaq: CASH) (the “Company”) today announced that MetaBank® (“MetaBank” or the “Bank”), a |
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| December 17, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 15, 2020 META FINANCIAL GROUP, INC. (Exact name of registrant as specified in its charter) Delaware 0-22140 42-1406262 (State or other jurisdiction of incorporation) (Commiss |
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| December 17, 2020 |
INDEPENDENT CONTRACTOR AGREEMENT EX-10.1 2 ex101121720.htm EX-10.1 Exhibit 10.1 INDEPENDENT CONTRACTOR AGREEMENT This Independent Contractor Agreement (“Agreement”) is made as of December 14, 2020 (the “Effective Date”), by and between MetaBank, N.A. (“MetaBank”), and Michael Goik (“Contractor”) (MetaBank and Contractor, each, a “Party” and, collectively, the “Parties”). RECITALS Whereas, MetaBank employed Contractor as an Execut |
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| November 30, 2020 |
a2020ex1012 Exhibit 10.12 Meta Financial Group, Inc. Participant: Global ID: Award Type: Award of Performance-Based Restricted Stock Plan Name: Meta Financial Group, Inc. 2002 Omnibus Incentive Plan (as amended) Award Date: Restricted Period: Performance Goal: For the four quarters ending June 30 immediately preceding each September 30, 2021, September 30, 2022 and September 30, 2023 Vesting Date |
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| November 30, 2020 |
Exhibit 10.10 EMPLOYMENT AGREEMENT THIS EMPLOYMENT AGREEMENT (the “Agreement”), effective as of October 1, 2020 (the “Effective Date”), is entered into by and among MetaBank, a federally chartered savings bank (the “Bank”), Meta Financial Group, Inc., a Delaware corporation (“Meta Financial”), and Glen W. Herrick (“Officer”). RECITALS: WHEREAS, Officer has been employed as Executive Vice President |
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| November 30, 2020 |
SUBSIDIARIES OF THE REGISTRANT Exhibit 21 SUBSIDIARIES OF THE REGISTRANT Parent Subsidiary Percentage of Ownership State of Incorporation or Organization Meta Financial Group, Inc. MetaBank 100% Federal The financial statements of Meta Financial Group, Inc. are consolidated with those of MetaBank. |
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| November 30, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended September 30, 2020 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File Number: 0-22140 META FINANCIAL GROUP INC |
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| November 30, 2020 |
a2020ex1011 - 1 - Exhibit 10.11 META FINANCIAL GROUP, INC. 2002 Omnibus Incentive Plan (As Amended and Restated As Of November 24, 2014) PERFORMANCE SHARE UNIT AWARD AGREEMENT Pursuant to this Performance Share Unit Award Agreement (this “Award Agreement”), and subject to the terms and conditions herein and in the Meta Financial Group, Inc. Omnibus Incentive Plan (As Amended and Restated as of Nov |
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| November 30, 2020 |
Exhibit 10.9 EMPLOYMENT AGREEMENT THIS EMPLOYMENT AGREEMENT (the “Agreement”), effective as of October 1, 2020 (the “Effective Date”), is entered into by and among MetaBank, a federally chartered savings bank (the “Bank”), Meta Financial Group, Inc., a Delaware corporation (“Meta Financial”), and Bradley C. Hanson (“Officer”). RECITALS: WHEREAS, Officer has been employed as Chief Executive Officer |
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| November 25, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 24, 2020 META FINANCIAL GROUP, INC. (Exact name of registrant as specified in its charter) Delaware 0-22140 42-1406262 (State or other jurisdiction of incorporation) (Commiss |
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| November 19, 2020 |
Meta Financial Group, Inc.® Declares Cash Dividend Exhibit 99.1 Meta Financial Group, Inc.® Declares Cash Dividend Sioux Falls, S.D., November 19, 2020 (GLOBE NEWSWIRE) - Meta Financial Group, Inc.® (Nasdaq: CASH) (the “Company”) announced that the Company will pay a cash dividend of $0.05 per share for the first fiscal quarter of 2021. This dividend will be payable on January 4, 2021 to shareholders of record as of December 10, 2020. At September |
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| November 19, 2020 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 19, 2020 META FINANCIAL GROUP, INC. (Exact name of registrant as specified in its charter) Delaware 0-22140 42-1406262 (State or other jurisdiction of incorporation) (Commiss |
