BRRAY / Barloworld Limited - Depositary Receipt (Common Stock) - SEC Filings, Annual Report, Proxy Statement

Barloworld Limited - Depositary Receipt (Common Stock)
US ˙ OTCPK

Basic Stats
LEI 37890086DF1523D53926
CIK 1381202
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis. These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Barloworld Limited - Depositary Receipt (Common Stock)
SEC Filings (Chronological Order)
This page provides a complete, chronological list of SEC Filings, excluding ownership filings which we provide elsewhere.
November 22, 2019 EX-99.(D)

Ziegler, Ziegler & Associates LLP Counselors at Law 570 Lexington Avenue, Suite 2405 New York, New York 10022 (212) 319-7600 Telecopier (212) 319-7605 October 15, 2019

Ziegler, Ziegler & Associates LLP Counselors at Law 570 Lexington Avenue, Suite 2405 New York, New York 10022 (212) 319-7600 Telecopier (212) 319-7605 October 15, 2019 JPMorgan Chase Bank, N.

November 22, 2019 EX-99.(E)

Certification under Rule 466

Certification under Rule 466 The depositary, JPMorgan Chase Bank, N.A., represents and certifies the following: (1) That it previously had filed a registration statement on Form F-6Pos (Knorr-Bremse AG 333-227925) that the Commission declared effective, with terms of deposit identical to the terms of deposit of this registration statement. (2) That its ability to designate the date and time of eff

November 22, 2019 F-6EF

DMLRY / Daimler AG F-6EF - -

F-6EF 1 e619019f6ef-barloworld.htm SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM F-6 REGISTRATION STATEMENT Under THE SECURITIES ACT OF 1933 For American Depositary Shares Evidenced by American Depositary Receipts Barloworld Ltd (Exact name of Issuer of deposited securities as specified in its charter) South Africa (Jurisdiction of Incorporation or organization of Issuer) JPMorgan

November 22, 2019 EX-99.(A)

JPMorgan Chase Bank, N.A. American Depositary Receipt American Depositary Shares Representing Ordinary Shares of Barloworld Ltd (Incorporated under the laws of South Africa)

Number Each American Depositary Share represents One Share JPMorgan Chase Bank, N.

September 29, 2017 F-6 POS

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST-EFFECTIVE AMENDMENT TO FORM F-6 REGISTRATION STATEMENT THE SECURITIES ACT OF 1933 For American Depositary Shares Evidenced by American Depositary Receipts Barloworld Limited (Exact name o

333-147204 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST-EFFECTIVE AMENDMENT TO FORM F-6 REGISTRATION STATEMENT Under THE SECURITIES ACT OF 1933 For American Depositary Shares Evidenced by American Depositary Receipts Barloworld Limited (Exact name of Issuer of deposited securities as specified in its charter) South Africa (Jurisdiction of Incorporation or organization of Issuer)

September 29, 2017 EX-99.(A)

Deutsche Bank Trust Company Americas American Depositary Receipt American Depositary Shares representing Ordinary Shares of Barloworld Limited (Incorporated under the laws of South Africa)

EX-99.(A) 2 e617242ex99-a.htm Number Each American Depositary Share represents One Share Deutsche Bank Trust Company Americas American Depositary Receipt Evidencing American Depositary Shares representing Ordinary Shares of Barloworld Limited (Incorporated under the laws of South Africa) Deutsche Bank Trust Company Americas, as Depositary (hereinafter referred to as the Depositary), hereby certifi

September 29, 2017 EX-99.(E)

Certification under Rule 466

Certification under Rule 466 The depositary, Deutsche Bank Trust Company Americas, represents and certifies the following: (1) That it previously had filed a registration statement on Form F-6 (Uniper SE, 333-217999) that the Commission declared effective, with terms of deposit identical to the terms of deposit of this registration statement.

November 7, 2014 EX-99.(E)

Rule 466 Certification

Exhibit (e) Rule 466 Certification The depositary, ConvergEx Depositary, Inc., represents and certifies the following: 1. That it previously had filed a registration statement on Form F-6 (Registration No. 333 – 197668), which the U.S. Securities and Exchange Commission declared effective, with terms of deposit identical to the terms of deposit of this Form F-6 Registration Statement except for th

November 7, 2014 EX-99.(D)

LETTERHEAD OF THOMPSON HINE LLP

Exhibit (d) LETTERHEAD OF THOMPSON HINE LLP November 7, 2014 ConvergEx Depositary, Inc.

November 7, 2014 EX-99.(A)

ConvergEx Depositary, Inc. American Depositary Receipt American Depositary Shares For Ordinary Shares of Barloworld Limited (Incorporated under the laws of South Africa [hereinafter the “Company”])

Exhibit (a) CUSIP # XXXXXX XX X Each American Depositary Share represents one (1) Share ConvergEx Depositary, Inc.

November 7, 2014 F-6EF

FSGCF / First Gen Corp F-6EF - - FORM F-6EF

As filed with the Securities and Exchange Commission on November 7, 2014 Registration No.

September 30, 2011 EX-99.(E)

Rule 466 Certification

Exhibit (e) Rule 466 Certification The depositary, Citibank, N.A., represents and certifies the following: 1. That it previously had filed a registration statement on Form F-6 (Registration No. 333-166967), which the U.S. Securities and Exchange Commission declared effective, with terms of deposit identical to the terms of deposit of this Form F-6 Registration Statement except for the shares repre

September 30, 2011 F-6EF

As filed with the Securities and Exchange Commission on September 30, 2011 Registration No. 333-_____

As filed with the Securities and Exchange Commission on September 30, 2011 Registration No.

September 30, 2011 EX-99.(D)

LETTERHEAD OF PATTERSON BELKNAP WEBB & TYLER LLP

Exhibit (d) LETTERHEAD OF PATTERSON BELKNAP WEBB & TYLER LLP September 30, 2011 Citibank, N.

September 30, 2011 EX-99.(A)

AMERICAN DEPOSITARY SHARES

Exhibit (a) NUMBER AMERICAN DEPOSITARY SHARES CUSIP # Each American Depositary Share represents one (1) ordinary share of the Company AMERICAN DEPOSITARY RECEIPT EVIDENCING AMERICAN DEPOSITARY SHARES REPRESENTING ORDINARY SHARES OF BARLOWORLD LIMITED (Incorporated under the laws of the Republic of South Africa [hereinafter the “Company”]) CITIBANK, N.

December 4, 2007 EX-4

EMMET, MARVIN & MARTIN, LLP COUNSELLORS AT LAW

EXHIBIT 4 EMMET, MARVIN & MARTIN, LLP COUNSELLORS AT LAW WRITER’S DIRECT DIAL 120 BROADWAY NEW YORK, NEW YORK 10271 (212) 238-3000 FAX: (212) 238-3100 http://www.

December 4, 2007 EX-1

THE BANK OF NEW YORK AMERICAN DEPOSITARY RECEIPT FOR ORDINARY SHARES OF BARLOWORLD LTD. (INCORPORATED UNDER THE LAWS OF SOUTH AFRICA)

AMERICAN DEPOSITARY SHARES (One (1) Depositary Share represents One (1) Deposited Security) THE BANK OF NEW YORK AMERICAN DEPOSITARY RECEIPT FOR ORDINARY SHARES OF BARLOWORLD LTD.

December 4, 2007 F-6EF

As filed with the Securities and Exchange Commission on December 4, 2007 Registration No. 333- SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM F-6 REGISTRATION STATEMENT THE SECURITIES ACT OF 1933 For Depositary Shares Evidenced by Ame

As filed with the Securities and Exchange Commission on December 4, 2007 Registration No.

November 7, 2007 F-6EF

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM F-6 REGISTRATION STATEMENT THE SECURITIES ACT OF 1933 For American Depositary Shares Evidenced by American Depositary Receipts BARLOWORLD LTD. (Exact name of Issuer of deposited securitie

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM F-6 REGISTRATION STATEMENT Under THE SECURITIES ACT OF 1933 For American Depositary Shares Evidenced by American Depositary Receipts BARLOWORLD LTD. (Exact name of Issuer of deposited securities as specified in its charter) South Africa (Jurisdiction of Incorporation or organization of Issuer) DEUTSCHE BANK TRUST COMPANY AMERICAS (Exac

November 7, 2007 EX-99.E

Certification under Rule 466

Certification under Rule 466 The depositary, Deutsche Bank Trust Company Americas, represents and certifies the following: (1) That it previously had filed a registration statement on Form F-6 (Safran SA 333-145428) that the Commission declared effective, with terms of deposit identical to the terms of deposit of this registration statement.

November 7, 2007 EX-99.D

Ziegler, Ziegler & Associates LLP Counselor at Law 570 Lexington Avenue, 44th Floor New York, New York 10022 (212) 319-7600 Telecopier (212) 319-7605 November 7, 2007

Ziegler, Ziegler & Associates LLP Counselor at Law 570 Lexington Avenue, 44th Floor New York, New York 10022 (212) 319-7600 Telecopier (212) 319-7605 November 7, 2007 Deutsche Bank Trust Company Americas, as Depositary 60 Wall Street New York, New York 10005 American Depositary Shares evidenced by American Depositary Receipts for deposited shares of Barloworld Ltd.

November 7, 2007 EX-99.A

DEUTSCHE BANK TRUST COMPANY AMERICAS AMERICAN DEPOSITARY RECEIPT AMERICAN DEPOSITARY SHARES FOR SHARES OF BARLOWORLD LTD. (INCORPORATED UNDER THE LAWS OF SOUTH AFRICA)

Number Each American Depositary Share represents One Share DEUTSCHE BANK TRUST COMPANY AMERICAS AMERICAN DEPOSITARY RECEIPT EVIDENCING AMERICAN DEPOSITARY SHARES FOR SHARES OF BARLOWORLD LTD.

October 30, 2007 EX-99.A

JPMORGAN CHASE BANK, N.A. AMERICAN DEPOSITARY RECEIPT AMERICAN DEPOSITARY SHARES FOR SHARES OF BARLOWORLD LTD. (INCORPORATED UNDER THE LAWS OF SOUTH AFRICA)

Number Each American Depositary Share represents One Share JPMORGAN CHASE BANK, N.

October 30, 2007 F-6EF

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM F-6 REGISTRATION STATEMENT THE SECURITIES ACT OF 1933 For American Depositary Shares Evidenced by American Depositary Receipts BARLOWORLD LTD. (Exact name of Issuer of deposited securitie

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM F-6 REGISTRATION STATEMENT Under THE SECURITIES ACT OF 1933 For American Depositary Shares Evidenced by American Depositary Receipts BARLOWORLD LTD. (Exact name of Issuer of deposited securities as specified in its charter) South Africa (Jurisdiction of Incorporation or organization of Issuer) JPMorgan Chase Bank, N.A. (Exact name of d

October 30, 2007 EX-99.E

Certification under Rule 466

Certification under Rule 466 The depositary, JPMorgan Chase Bank, N.A. represents and certifies the following: (1) That it previously had filed a registration statement on Form F-6 (Old Mutual plc, 333-143036), which the Commission declared effective, with terms of deposit identical to the terms of deposit of this registration statement except for the number of foreign securities a Depositary Shar

October 30, 2007 EX-99.D

Ziegler, Ziegler & Associates LLP Counselors at Law 570 Lexington Avenue, 44th Floor New York, New York 10022 (212) 319-7600 Telecopier (212) 319-7605 October 29, 2007

Ziegler, Ziegler & Associates LLP Counselors at Law 570 Lexington Avenue, 44th Floor New York, New York 10022 (212) 319-7600 Telecopier (212) 319-7605 October 29, 2007 JPMorgan Chase Bank, N.

Fintel data has been cited in the following publications:
Daily Mail Fox Business Business Insider Wall Street Journal The Washington Post Bloomberg Financial Times Globe and Mail
NASDAQ.com Reuters The Guardian Associated Press FactCheck.org Snopes Politifact
Federal Register The Intercept Forbes Fortune Magazine TheStreet Time Magazine Canadian Broadcasting Corporation International Business Times
Cambridge University Press Investopedia MarketWatch NY Daily News Entrepreneur Newsweek Barron's El Economista