Basic Stats
| LEI | H88PPRS67HRMQX6CRF26 |
| CIK | 1326003 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to BlackRock Capital Investment Corporation
SEC Filings (Chronological Order)
This page provides a complete, chronological list of SEC Filings, excluding ownership filings which we provide elsewhere.
| March 28, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number 001-33559 BlackRock Capital Investment Corporation* (Exact name of registran |
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| March 18, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-54C NOTIFICATION OF WITHDRAWAL OF ELECTION TO BE SUBJECT TO SECTIONS 55 THROUGH 65 OF THE INVESTMENT COMPANY ACT OF 1940 FILED PURSUANT TO SECTION 54(c) OF THE INVESTMENT COMPANY ACT OF 1940 The undersigned business development company hereby notifies the Securities and Exchange Commission that it withdraws its election |
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| March 18, 2024 |
Exhibit 99.1 BLACKROCK TCP CAPITAL CORP. ANNOUNCES COMPLETION OF MERGER WITH BLACKROCK CAPITAL INVESTMENT CORPORATION SANTA MONICA, Calif., March 18, 2024 - BlackRock TCP Capital Corp. (“TCPC”)(NASDAQ: TCPC) today announced the closing of the previously announced merger with BlackRock Capital Investment Corporation (“BCIC”)(NASDAQ:BKCC). The combined company will continue to trade on the Nasdaq Gl |
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| March 18, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): March 18, 2024 BLACKROCK CAPITAL INVESTMENT CORPORATION (Exact name of registrant as specified in its charter) Delaware 814-00712 20-2725151 (State or other jurisdiction of incorporat |
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| March 14, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 13, 2024 BLACKROCK CAPITAL INVESTMENT CORPORATION (Exact name of registrant as specified in its charter) Delaware 814-00712 20-2725151 (State or other jurisdiction of (Commissio |
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| March 14, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 13, 2024 BLACKROCK CAPITAL INVESTMENT CORPORATION (Exact name of registrant as specified in its charter) Delaware 814-00712 20-2725151 (State or other jurisdiction of (Commissio |
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| March 14, 2024 |
Exhibit 10.1 EXECUTION VERSION FIRST AMENDMENT TO MASTER NOTE PURCHASE AGREEMENT This First Amendment (this “Amendment”), dated as of March 13, 2024, to the Master Note Purchase Agreement, dated as of April 21, 2022, is among BlackRock Capital Investment Corporation, a Delaware corporation (“BCIC”), and each of the institutions which is a signatory to this Amendment (collectively, the “Noteholders |
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| March 12, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 12, 2024 BLACKROCK CAPITAL INVESTMENT CORPORATION (Exact name of registrant as specified in its charter) Delaware 814-00712 20-2725151 (State or other jurisdiction of (Commissio |
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| March 12, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 12, 2024 BLACKROCK CAPITAL INVESTMENT CORPORATION (Exact name of registrant as specified in its charter) Delaware 814-00712 20-2725151 (State or other jurisdiction of (Commissio |
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| March 7, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 7, 2024 BLACKROCK TCP CAPITAL CORP. (Exact name of registrant as specified in its charter) Delaware 814-00899 56-2594706 (State or other jurisdiction of incorporation) (Commissi |
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| March 7, 2024 |
Exhibit 99.1 BLACKROCK TCP CAPITAL CORP. AND BLACKROCK CAPITAL INVESTMENT CORPORATION ANNOUNCE SHAREHOLDER APPROVAL OF MERGER SANTA MONICA, Calif., March 7, 2024 - BlackRock TCP Capital Corp. (“TCPC”)(NASDAQ: TCPC) and BlackRock Capital Investment Corporation (“BCIC”)(NASDAQ:BKCC) announced today that the shareholders of each business development company (“BDC”) have voted to approve the necessary |
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| March 7, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 7, 2024 BLACKROCK CAPITAL INVESTMENT CORPORATION (Exact name of registrant as specified in its charter) Delaware 814-00712 20-2725151 (State or other jurisdiction of (Commission |
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| March 7, 2024 |
Exhibit 99.1 BLACKROCK TCP CAPITAL CORP. AND BLACKROCK CAPITAL INVESTMENT CORPORATION ANNOUNCE SHAREHOLDER APPROVAL OF MERGER SANTA MONICA, Calif., March 7, 2024 - BlackRock TCP Capital Corp. (“TCPC”)(NASDAQ: TCPC) and BlackRock Capital Investment Corporation (“BCIC”)(NASDAQ:BKCC) announced today that the shareholders of each business development company (“BDC”) have voted to approve the necessary |
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| March 7, 2024 |
FILED BY BLACKROCK CAPITAL INVESTMENT CORPORATION PURSUANT TO RULE 425 UNDER THE SECURITIES ACT OF 1933 AND DEEMED FILED PURSUANT TO RULE 14A-12 UNDER THE SECURITIES EXCHANGE ACT OF 1934 SUBJECT COMPANY: BLACKROCK CAPITAL INVESTMENT CORPORATION FILE NO. |
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| March 7, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 7, 2024 BLACKROCK CAPITAL INVESTMENT CORPORATION (Exact name of registrant as specified in its charter) Delaware 814-00712 20-2725151 (State or other jurisdiction of (Commission |
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| March 7, 2024 |
Exhibit 99.1 BLACKROCK TCP CAPITAL CORP. AND BLACKROCK CAPITAL INVESTMENT CORPORATION ANNOUNCE SHAREHOLDER APPROVAL OF MERGER SANTA MONICA, Calif., March 7, 2024 - BlackRock TCP Capital Corp. (“TCPC”)(NASDAQ: TCPC) and BlackRock Capital Investment Corporation (“BCIC”)(NASDAQ:BKCC) announced today that the shareholders of each business development company (“BDC”) have voted to approve the necessary |
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| March 6, 2024 |
SCHEDULE 14A (RULE 14A-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy Statement ☒ Definitive Additional Materials ☐ Soliciting Material under §240. |
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| March 5, 2024 |
EXHIBIT 99.1 Investor Contact: Press Contact: Nik Singhal Christopher Beattie 212.810.5427 646.231.8518 BlackRock Capital Investment Corporation Reports Financial Results for the Quarter Ended December 31, 2023, Declares Quarterly Cash Dividend of $0.10 per Share • GAAP Net Investment Income (“NII”) was $9.3 million, or $0.13 per share, in the fourth quarter, a 3% decrease from the third quarter, |
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| March 5, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. |
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| March 5, 2024 |
Subsidiaries of the Registrant EXHIBIT 21.1 SUBSIDIARIES OF BLACKROCK CAPITAL INVESTMENT CORPORATION Name Jurisdiction BKC ASW Blocker, Inc. Delaware BCIC-MBS, LLC Delaware In addition, we may be deemed to control certain portfolio companies identified as “Controlled Investments” in footnotes to the Consolidated Schedule of Investments at December 31, 2023 included in the Consolidated Financial Statements portion of BlackRock C |
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| March 5, 2024 |
FILED BY BLACKROCK CAPITAL INVESTMENT CORPORATION PURSUANT TO RULE 425 UNDER THE SECURITIES ACT OF 1933 AND DEEMED FILED PURSUANT TO RULE 14A-12 UNDER THE SECURITIES EXCHANGE ACT OF 1934 SUBJECT COMPANY: BLACKROCK CAPITAL INVESTMENT CORPORATION FILE NO. |
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| March 5, 2024 |
FILED BY BLACKROCK CAPITAL INVESTMENT CORPORATION PURSUANT TO RULE 425 UNDER THE SECURITIES ACT OF 1933 AND DEEMED FILED PURSUANT TO RULE 14A-12 UNDER THE SECURITIES EXCHANGE ACT OF 1934 SUBJECT COMPANY: BLACKROCK CAPITAL INVESTMENT CORPORATION FILE NO. |
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| March 5, 2024 |
Code of Ethics for Chief Executive and Senior Financial Officers Exhibit 14.3 Code of Ethics for Chief Executive and Senior Financial Officers December 1, 2020 Code of Ethics for Chief Executive and Senior Financial Officers Effective Date: December 1, 2020 Applies to the following types of Funds registered under the 1940 Act: ☒ Open-End Mutual Funds (including money market funds) ☐ Money Market Funds Only ☒ ETFs ☒ Closed-End Funds ☒ Other (Business Development |
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| March 5, 2024 |
Exhibit 19.1 Global Insider Trading Policy October 7, 2021 Global Insider Trading Policy Effective Date: October 7, 2021 Objective and Scope This policy governs trading by employees[1] of BlackRock, Inc. and its wholly-owned subsidiaries (collectively, “BlackRock”) while any such employee is in possession of material, nonpublic information or inside information (“MNPI”, as further defined below) u |
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| March 5, 2024 |
Code of Ethics of the Registrant and the Advisor Exhibit 14.1 Code of Ethics for Fund Access Persons April 1, 2021 Code of Ethics for Fund Access Persons Effective Date: April 1, 2021 Applies to the following types of Funds registered under the 1940 Act: ☒ Open-End Mutual Funds (excluding money-market funds) ☒ Money Market Funds ☒ ETFs ☒ Closed-End Funds ☒ Business Development Companies Objective and Scope The purpose of this Code of Ethics (the |
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| March 5, 2024 |
Regulation FD Disclosure, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): March 5, 2024 BLACKROCK CAPITAL INVESTMENT CORPORATION (Exact name of registrant as specified in its charter) Delaware 814-00712 20-2725151 (State or other jurisdiction of (Commission |
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| March 5, 2024 |
Exhibit 97.1 Prohibitions Against Payment of Incentive-Based Compensation and Indemnification for Executive Officers of Listed BDCs December 1, 2023 Prohibitions Against Payment of Incentive-Based Compensation and Indemnification for Executive Officers of Listed BDCs Effective Date: December 1, 2023 Applies to the following types of Funds registered under the 1940 Act: ☐ Open-End Mutual Funds (inc |
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| March 5, 2024 |
Code of Ethics and Business Conduct of the Registrant Exhibit 14.2 Code of Business Conduct and Ethics December 7, 2021 Code of Business Conduct and Ethics Effective Date: December 7, 2021 1. Introduction This global Code of Business Conduct and Ethics (“Code”) governs the general commitment by BlackRock, Inc. and its subsidiaries (collectively, “BlackRock”) to conduct its business activities in the highest ethical and professional manner and to put |
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| March 4, 2024 |
FILED BY BLACKROCK CAPITAL INVESTMENT CORPORATION PURSUANT TO RULE 425 UNDER THE SECURITIES ACT OF 1933 AND DEEMED FILED PURSUANT TO RULE 14A-12 UNDER THE SECURITIES EXCHANGE ACT OF 1934 SUBJECT COMPANY: BLACKROCK CAPITAL INVESTMENT CORPORATION FILE NO. |
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| February 29, 2024 |
false000137075500013707552024-02-292024-02-29 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): February 29, 2024 BLACKROCK TCP CAPITAL CORP. |
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| February 23, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): February 23, 2024 BLACKROCK CAPITAL INVESTMENT CORPORATION (Exact name of registrant as specified in its charter) Delaware 814-00712 20-2725151 (State or other jurisdiction of incorpora |
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| February 23, 2024 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): February 23, 2024 BLACKROCK CAPITAL INVESTMENT CORPORATION (Exact name of registrant as specified in its charter) Delaware 814-00712 20-2725151 (State or other jurisdiction of incorpora |
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| February 23, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): February 23, 2024 BLACKROCK TCP CAPITAL CORP. |
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| February 22, 2024 |
FILED BY BLACKROCK CAPITAL INVESTMENT CORPORATION PURSUANT TO RULE 425 UNDER THE SECURITIES ACT OF 1933 AND DEEMED FILED PURSUANT TO RULE 14A-12 UNDER THE SECURITIES EXCHANGE ACT OF 1934 SUBJECT COMPANY: BLACKROCK CAPITAL INVESTMENT CORPORATION FILE NO. |
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| February 14, 2024 |
FILED BY BLACKROCK CAPITAL INVESTMENT CORPORATION FILED BY BLACKROCK CAPITAL INVESTMENT CORPORATION PURSUANT TO RULE 425 UNDER THE SECURITIES ACT OF 1933 AND DEEMED FILED PURSUANT TO RULE 14A-12 UNDER THE SECURITIES EXCHANGE ACT OF 1934 SUBJECT COMPANY: BLACKROCK CAPITAL INVESTMENT CORPORATION FILE NO. |
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| February 13, 2024 |
Joint Filing Agreement, dated as of February 13, 2024, by and among the Reporting Persons. EX-99.1 2 tm245821d2ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement on Schedule 13G jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but |
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| February 13, 2024 |
BKCC / BlackRock Capital Investment Corporation / ARES MANAGEMENT LLC - SC 13G/A Passive Investment SC 13G/A 1 tm245821d2sc13ga.htm SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 2) Blackrock Capital Investment Corporation (Name of Issuer) Common Stock (Title of Class of Securities) 092533108 (CUSIP Number) December 31, 2023 (Date of Event Which Requires Filing of this Statement) Check the a |
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| January 26, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 26, 2024 BLACKROCK CAPITAL INVESTMENT CORPORATION (Exact name of Registrant as Specified in Its Charter) Delaware 814-00712 20-2725151 (State or other jurisdiction of incorpor |
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| January 23, 2024 |
FILED BY BLACKROCK CAPITAL INVESTMENT CORPORATION PURSUANT TO RULE 425 UNDER THE SECURITIES ACT OF 1933 AND DEEMED FILED PURSUANT TO RULE 14A-12 UNDER THE SECURITIES EXCHANGE ACT OF 1934 SUBJECT COMPANY: BLACKROCK CAPITAL INVESTMENT CORPORATION FILE NO. |
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| January 12, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, For Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy Statement |
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| January 11, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): January 11, 2024 (January 10, 2024) BLACKROCK CAPITAL INVESTMENT CORP (Exact name of registrant as specified in its charter) Delaware 814-00712 20-2725151 (State or other jurisdiction |
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| January 11, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): January 11, 2024 (January 10, 2024) BLACKROCK CAPITAL INVESTMENT CORP (Exact name of registrant as specified in its charter) Delaware 814-00712 20-2725151 (State or other jurisdiction |
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| January 11, 2024 |
TABLE OF CONTENTS Exhibit 2.1 AMENDED AND RESTATED AGREEMENT AND PLAN OF MERGER among BLACKROCK CAPITAL INVESTMENT CORPORATION, BLACKROCK TCP CAPITAL CORP., PROJECT SPURS MERGER SUB, LLC, TENNENBAUM CAPITAL PARTNERS, LLC (for the limited purposes set forth herein) and BLACKROCK CAPITAL INVESTMENT ADVISORS, LLC (for the limited purposes set forth herein) Dated as of January 10 |
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| January 11, 2024 |
TABLE OF CONTENTS Exhibit 2.1 AMENDED AND RESTATED AGREEMENT AND PLAN OF MERGER among BLACKROCK CAPITAL INVESTMENT CORPORATION, BLACKROCK TCP CAPITAL CORP., PROJECT SPURS MERGER SUB, LLC, TENNENBAUM CAPITAL PARTNERS, LLC (for the limited purposes set forth herein) and BLACKROCK CAPITAL INVESTMENT ADVISORS, LLC (for the limited purposes set forth herein) Dated as of January 10 |
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| January 11, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): January 11, 2024 (January 10, 2024) BLACKROCK TCP CAPITAL CORP. (Exact name of registrant as specified in its charter) Delaware 814-00899 56-2594706 (State or other jurisdiction of (C |
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| January 11, 2024 |
TABLE OF CONTENTS SCHEDULE 14A (RULE 14A-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Definitive Proxy Statement ☐ Definitive Additional Materials ☐ Soliciting Material under §240. |
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| January 11, 2024 |
TABLE OF CONTENTS Exhibit 2.1 AMENDED AND RESTATED AGREEMENT AND PLAN OF MERGER among BLACKROCK CAPITAL INVESTMENT CORPORATION, BLACKROCK TCP CAPITAL CORP., PROJECT SPURS MERGER SUB, LLC, TENNENBAUM CAPITAL PARTNERS, LLC (for the limited purposes set forth herein) and BLACKROCK CAPITAL INVESTMENT ADVISORS, LLC (for the limited purposes set forth herein) Dated as of January 10 |
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| November 9, 2023 |
FILED BY BLACKROCK CAPITAL INVESTMENT CORPORATION FILED BY BLACKROCK CAPITAL INVESTMENT CORPORATION PURSUANT TO RULE 425 UNDER THE SECURITIES ACT OF 1933 AND DEEMED FILED PURSUANT TO RULE 14A-12 UNDER THE SECURITIES EXCHANGE ACT OF 1934 SUBJECT COMPANY: BLACKROCK CAPITAL INVESTMENT CORPORATION FILE NO. |
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| November 8, 2023 |
Investor PresentationNovember 2023 BLACKROCK CAPITAL INVESTMENT CORPORATION FILED BY BLACKROCK CAPITAL INVESTMENT CORPORATION PURSUANT TO RULE 425 UNDER THE SECURITIES ACT OF 1933 AND DEEMED FILED PURSUANT TO RULE 14A-12 UNDER THE SECURITIES EXCHANGE ACT OF 1934 SUBJECT COMPANY: BLACKROCK CAPITAL INVESTMENT CORPORATION. |
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| November 8, 2023 |
FILED BY BLACKROCK CAPITAL INVESTMENT CORPORATION PURSUANT TO RULE 425 UNDER THE SECURITIES ACT OF 1933 AND DEEMED FILED PURSUANT TO RULE 14A-12 UNDER THE SECURITIES EXCHANGE ACT OF 1934 SUBJECT COMPANY: BLACKROCK CAPITAL INVESTMENT CORPORATION FILE NO. |
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| November 8, 2023 |
EXHIBIT 99.1 Investor Contact: Press Contact: Nik Singhal Christopher Beattie 212.810.5427 646.231.8518 BlackRock Capital Investment Corporation Reports Financial Results for the Quarter Ended September 30, 2023, Declares Quarterly Cash Dividend of $0.10 per Share • GAAP Net Investment Income (“NII”) was $9.5 million, or $0.13 per share, in the third quarter, a 7% increase from the second quarter, |
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| November 8, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. |
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| November 8, 2023 |
Regulation FD Disclosure, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): November 8, 2023 BLACKROCK CAPITAL INVESTMENT CORPORATION (Exact name of registrant as specified in its charter) Delaware 814-00712 20-2725151 (State or other jurisdiction of (Commiss |
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| October 16, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 16, 2023 BLACKROCK CAPITAL INVESTMENT CORPORATION (Exact name of Registrant as Specified in Its Charter) Delaware 814-00712 20-2725151 (State or other jurisdiction of incorpor |
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| September 6, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): September 6, 2023 BLACKROCK CAPITAL INVESTMENT CORPORATION (Exact name of registrant as specified in its charter) Delaware 814-00712 20-2725151 (State or other jurisdiction of incorpo |
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| September 6, 2023 |
BLACKROCK CAPITAL INVESTMENT CORPORATION ANNOUNCES CREDIT AGREEMENT AMENDMENT Exhibit 99.1 BLACKROCK CAPITAL INVESTMENT CORPORATION ANNOUNCES CREDIT AGREEMENT AMENDMENT NEW YORK, New York, September 6, 2023 - BlackRock Capital Investment Corporation (“BCIC”) (NASDAQ: BKCC) today announced that it has entered into an amendment (the “Amendment”) to its $265 million senior secured revolving credit agreement (as amended, including by the Amendment, the “Revolving Credit Facilit |
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| September 6, 2023 |
Exhibit 99.2 Merger of BlackRock TCP Capital Corp. (“TCPC”) (Nasdaq: TCPC) and BlackRock Capital Investment Corp. (“BCIC”) (Nasdaq: BKCC)September 2023 Legal Disclaimer This presentation (the “Presentation”) is preliminary in nature and solely for information and discussion purposes and must not be relied upon for any other purpose. This Presentation includes the slides that follow, the oral prese |
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| September 6, 2023 |
BLACKROCK TCP CAPITAL CORP. AND BLACKROCK CAPITAL INVESTMENT CORPORATION ANNOUNCE MERGER AGREEMENT Exhibit 99.1 BLACKROCK TCP CAPITAL CORP. AND BLACKROCK CAPITAL INVESTMENT CORPORATION ANNOUNCE MERGER AGREEMENT SANTA MONICA, Calif. / NEW YORK, NY, September 6, 2023 - BlackRock TCP Capital Corp. (“TCPC”) (NASDAQ: TCPC) and BlackRock Capital Investment Corporation (“BCIC”) (NASDAQ: BKCC) today announced that they have entered into a definitive agreement pursuant to which BCIC will merge with and |
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| September 6, 2023 |
Exhibit 10.1 SECOND AMENDED AND RESTATED INVESTMENT MANAGEMENT AGREEMENT dated as of September 6, 2023 BY AND BETWEEN BlackRock TCP Capital Corp. a Delaware Corporation AND Tennenbaum Capital Partners, LLC a Delaware limited liability company TABLE OF CONTENTS Page 1. General Duties of the Investment Manager 1 2. [Reserved] 3 3. No Joint Venture 3 4. Limitations Relating to Investments 4 5. Broker |
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| September 6, 2023 |
Exhibit 99.2 Merger of BlackRock TCP Capital Corp. (“TCPC”) (Nasdaq: TCPC) and BlackRock Capital Investment Corp. (“BCIC”) (Nasdaq: BKCC)September 2023 Legal Disclaimer This presentation (the “Presentation”) is preliminary in nature and solely for information and discussion purposes and must not be relied upon for any other purpose. This Presentation includes the slides that follow, the oral prese |
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| September 6, 2023 |
BLACKROCK TCP CAPITAL CORP. AND BLACKROCK CAPITAL INVESTMENT CORPORATION ANNOUNCE MERGER AGREEMENT Exhibit 99.1 BLACKROCK TCP CAPITAL CORP. AND BLACKROCK CAPITAL INVESTMENT CORPORATION ANNOUNCE MERGER AGREEMENT SANTA MONICA, Calif. / NEW YORK, NY, September 6, 2023 - BlackRock TCP Capital Corp. (“TCPC”) (NASDAQ: TCPC) and BlackRock Capital Investment Corporation (“BCIC”) (NASDAQ: BKCC) today announced that they have entered into a definitive agreement pursuant to which BCIC will merge with and |
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| September 6, 2023 |
BLACKROCK TCP CAPITAL CORP. AND BLACKROCK CAPITAL INVESTMENT CORPORATION ANNOUNCE MERGER AGREEMENT Exhibit 99.1 BLACKROCK TCP CAPITAL CORP. AND BLACKROCK CAPITAL INVESTMENT CORPORATION ANNOUNCE MERGER AGREEMENT SANTA MONICA, Calif. / NEW YORK, NY, September 6, 2023 - BlackRock TCP Capital Corp. (“TCPC”) (NASDAQ: TCPC) and BlackRock Capital Investment Corporation (“BCIC”) (NASDAQ: BKCC) today announced that they have entered into a definitive agreement pursuant to which BCIC will merge with and |
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| September 6, 2023 |
Exhibit 10.1 EIGHTH AMENDMENT, dated as of September 6, 2023 (this “Amendment”), to the SECOND AMENDED AND RESTATED SENIOR SECURED REVOLVING CREDIT AGREEMENT, dated as of February 19, 2016, as amended as of August 8, 2016, June 5, 2017, March 15, 2018, August 30, 2019, May 22, 2020, April 23, 2021, and April 26, 2023 (as further amended, restated, amended and restated, supplemented or otherwise mo |
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| September 6, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): September 6, 2023 BLACKROCK CAPITAL INVESTMENT CORPORATION (Exact name of registrant as specified in its charter) Delaware 814-00712 20-2725151 (State or other jurisdiction of incorpo |
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| September 6, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): September 6, 2023 BLACKROCK CAPITAL INVESTMENT CORPORATION (Exact name of registrant as specified in its charter) Delaware 814-00712 20-2725151 (State or other jurisdiction of incorpo |
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| September 6, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): September 6, 2023 BLACKROCK CAPITAL INVESTMENT CORPORATION (Exact name of registrant as specified in its charter) Delaware 814-00712 20-2725151 (State or other jurisdiction of incorpo |
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| September 6, 2023 |
Exhibit 2.1 AGREEMENT AND PLAN OF MERGER among BLACKROCK CAPITAL INVESTMENT CORPORATION, BLACKROCK TCP CAPITAL CORP., PROJECT SPURS MERGER SUB, LLC, TENNENBAUM CAPITAL PARTNERS, LLC (for the limited purposes set forth herein) and BLACKROCK CAPITAL INVESTMENT ADVISORS, LLC (for the limited purposes set forth herein) Dated as of September 6, 2023 TABLE OF CONTENTS ARTICLE I THE MERGER 1.1 The Merger |
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| September 6, 2023 |
Exhibit 2.1 AGREEMENT AND PLAN OF MERGER among BLACKROCK CAPITAL INVESTMENT CORPORATION, BLACKROCK TCP CAPITAL CORP., PROJECT SPURS MERGER SUB, LLC, TENNENBAUM CAPITAL PARTNERS, LLC (for the limited purposes set forth herein) and BLACKROCK CAPITAL INVESTMENT ADVISORS, LLC (for the limited purposes set forth herein) Dated as of September 6, 2023 TABLE OF CONTENTS ARTICLE I THE MERGER 1.1 The Merger |
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| September 6, 2023 |
Exhibit 2.1 AGREEMENT AND PLAN OF MERGER among BLACKROCK CAPITAL INVESTMENT CORPORATION, BLACKROCK TCP CAPITAL CORP., PROJECT SPURS MERGER SUB, LLC, TENNENBAUM CAPITAL PARTNERS, LLC (for the limited purposes set forth herein) and BLACKROCK CAPITAL INVESTMENT ADVISORS, LLC (for the limited purposes set forth herein) Dated as of September 6, 2023 TABLE OF CONTENTS ARTICLE I THE MERGER 1.1 The Merger |
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| September 6, 2023 |
Exhibit 99.2 Merger of BlackRock TCP Capital Corp. (“TCPC”) (Nasdaq: TCPC) and BlackRock Capital Investment Corp. (“BCIC”) (Nasdaq: BKCC)September 2023 Legal Disclaimer This presentation (the “Presentation”) is preliminary in nature and solely for information and discussion purposes and must not be relied upon for any other purpose. This Presentation includes the slides that follow, the oral prese |
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| September 6, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): September 6, 2023 BLACKROCK TCP CAPITAL CORP. (Exact name of registrant as specified in its charter) Delaware 814-00899 56-2594706 (State or other jurisdiction of incorporation) (Comm |
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| September 6, 2023 |
Exhibit 10.2 FEE WAIVER AGREEMENT This FEE WAIVER AGREEMENT (this “Agreement”), dated as of September 6, 2023, is made by and between Tennenbaum Capital Partners, LLC, a Delaware limited liability company (the “Investment Manager”), and BlackRock TCP Capital Corp., a Delaware corporation (the “Company”). WHEREAS, the Company has elected to be treated as a business development company under the Inv |
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| August 2, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. |
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| August 2, 2023 |
Regulation FD Disclosure, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): August 2, 2023 BLACKROCK CAPITAL INVESTMENT CORPORATION (Exact name of registrant as specified in its charter) Delaware 814-00712 20-2725151 (State or other jurisdiction of (Commissio |
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| August 2, 2023 |
EXHIBIT 99.1 Investor Contact: Press Contact: Nik Singhal Christopher Beattie 212.810.5427 646.231.8518 BlackRock Capital Investment Corporation Reports Financial Results for the Quarter Ended June 30, 2023, Declares Quarterly Cash Dividend of $0.10 per Share • GAAP Net Investment Income (“NII”) was $8.9 million, or $0.12 per share, in the second quarter, consistent with the first quarter NII leve |
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| May 24, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 24, 2023 BLACKROCK CAPITAL INVESTMENT CORPORATION (Exact name of Registrant as Specified in Its Charter) Delaware 814-00712 20-2725151 (State or other jurisdiction of incorporatio |
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| May 4, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): May 4, 2023 (May 3, 2023) BLACKROCK CAPITAL INVESTMENT CORPORATION (Exact name of registrant as specified in its charter) Delaware 814-00712 20-2725151 (State or other jurisdiction of |
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| May 1, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. |
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| May 1, 2023 |
Exhibit 10.1 SEVENTH AMENDMENT dated as of April 26, 2023 (this “Amendment”) to the SECOND AMENDED AND RESTATED SENIOR SECURED REVOLVING CREDIT AGREEMENT dated as of February 19, 2016, as amended as of August 8, 2016, June 5, 2017, March 15, 2018, August 30, 2019, May 22, 2020, and April 23, 2021 (as further amended, supplemented or otherwise modified prior to the date hereof, the “Credit Agreemen |
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| May 1, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): May 1, 2023 BLACKROCK CAPITAL INVESTMENT CORPORATION (Exact name of registrant as specified in its charter) Delaware 814-00712 20-2725151 (State or other jurisdiction of (Commission ( |
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| May 1, 2023 |
EXHIBIT 99.1 Investor Contact: Press Contact: Nik Singhal Brian Beades 212.810.5427 212.810.5596 BlackRock Capital Investment Corporation Reports Financial Results for the Quarter Ended March 31, 2023, Declares Quarterly Cash Dividend of $0.10 per Share • GAAP Net Investment Income (“NII”) was $8.9 million, or $0.12 per share in the first quarter, representing a 9.5% increase from prior quarter NI |
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| April 12, 2023 |
Exhibit 99.1 JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement on Schedule 13G jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the complet |
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| April 12, 2023 |
BKCC / BlackRock Capital Investment Corp / ARES MANAGEMENT LLC - SC 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment to Original Schedule 13G)** Blackrock Capital Investment Corporation (Name of Issuer) Common Stock (Title of Class of Securities) 092533108 (CUSIP Number) March 2, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designat |
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| April 12, 2023 |
Exhibit 99.1 JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement on Schedule 13G jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the complet |
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| April 12, 2023 |
BKCC / BlackRock Capital Investment Corp / ARES MANAGEMENT LLC - SC 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment to Amendment No. 1)** Blackrock Capital Investment Corporation (Name of Issuer) Common Stock (Title of Class of Securities) 092533108 (CUSIP Number) December 31, 2022 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designat |
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| April 4, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 4, 2023 Blackrock Capital Investment Corporation (Exact name of Registrant as Specified in Its Charter) Delaware 814-00712 20-2725151 (State or Other Jurisdiction of Incorporati |
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| March 16, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 16, 2023 (March 16, 2023) BLACKROCK CAPITAL INVESTMENT CORPORATION (Exact name of Registrant as Specified in Its Charter) Delaware 814-00712 20-2725151 (State or Other Jurisdict |
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| March 15, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, For Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Definitive Proxy Statement |
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| March 15, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, For Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Definitive Proxy Statement |
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| March 2, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, For Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy Statement |
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| March 1, 2023 |
Subsidiaries of the Registrant EXHIBIT 21.1 SUBSIDIARIES OF BLACKROCK CAPITAL INVESTMENT CORPORATION Name Jurisdiction BKC ASW Blocker, Inc. Delaware BCIC-MBS, LLC Delaware In addition, we may be deemed to control certain portfolio companies identified as “Controlled Investments” in footnotes to the Consolidated Schedule of Investments at December 31, 2022 included in the Consolidated Financial Statements portion of BlackRock C |
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| March 1, 2023 |
Code of Ethics of the Registrant and the Advisor Exhibit 14.1 Code of Ethics for Fund Access Persons April 1, 2021 Code of Ethics for Fund Access Persons Effective Date: April 1, 2021 Applies to the following types of Funds registered under the 1940 Act: ☒ Open-End Mutual Funds (excluding money-market funds) ☒ Money Market Funds ☒ ETFs ☒ Closed-End Funds ☒ Other (Business Development Companies) Objective and Scope The purpose of this Code of Eth |
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| March 1, 2023 |
Code of Ethics for Chief Executive and Senior Financial Officers Exhibit 14.3 Code of Ethics for Chief Executive and Senior Financial Officers December 1, 2020 Code of Ethics for Chief Executive and Senior Financial Officers Effective Date: December 1, 2020 Applies to the following types of Funds registered under the 1940 Act: ☒ Open-End Mutual Funds (including money market funds) ☐ Money Market Funds Only ☒ ETFs ☒ Closed-End Funds ☒ Other (Business Development |
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| March 1, 2023 |
EXHIBIT 99.1 Investor Contact: Press Contact: Nik Singhal Brian Beades 212.810.5427 212.810.5596 BlackRock Capital Investment Corporation Reports Financial Results for the Quarter Ended December 31, 2022, Declares Quarterly Cash Dividend of $0.10 per Share • GAAP Net Investment Income (“NII”) was $8.1 million, or $0.11 per share in the fourth quarter, representing a 6% increase from third quarter |
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| March 1, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. |
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| March 1, 2023 |
Code of Ethics and Business Conduct of the Registrant Exhibit 14.2 Code of Business Conduct and Ethics December 7, 2021 Code of Business Conduct and Ethics Effective Date: December 7, 2021 1. Introduction This global Code of Business Conduct and Ethics (“Code”) governs the general commitment by BlackRock, Inc. and its subsidiaries (collectively, “BlackRock”) to conduct its business activities in the highest ethical and professional manner and to put |
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| March 1, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): March 1, 2023 BLACKROCK CAPITAL INVESTMENT CORPORATION (Exact name of registrant as specified in its charter) Delaware 814-00712 20-2725151 (State or other jurisdiction of (Commission |
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| February 14, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G* (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2 (Amendment No. 3)* BlackRock Capital Investment Corporation (Name of Issuer) Common Stock, $0.001 par value (Title of Class of Securities) 092533108 (CUSIP Nu |
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| February 9, 2023 |
BKCC / Blackrock Capital Investment Corp / ARES MANAGEMENT LLC - SC 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 1) Blackrock Capital Investment Corporation (Name of Issuer) Common Stock (Title of Class of Securities) 092533108 (CUSIP Number) December 31, 2022 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule purs |
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| February 9, 2023 |
Exhibit 99.1 JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement on Schedule 13G jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the complet |
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| December 14, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 14, 2022 Blackrock Capital Investment Corporation (Exact name of Registrant as Specified in Its Charter) Delaware 814-00712 20-2725151 (State or Other Jurisdiction of Incorpo |
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| November 3, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. |
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| November 3, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): November 3, 2022 BLACKROCK CAPITAL INVESTMENT CORPORATION (Exact name of registrant as specified in its charter) Delaware 814-00712 20-2725151 (State or other jurisdiction of (Commiss |
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| November 3, 2022 |
EXHIBIT 99.1 Investor Contact: Press Contact: Nik Singhal Brian Beades 212.810.5427 212.810.5596 BlackRock Capital Investment Corporation Reports Financial Results for the Quarter Ended September 30, 2022, Declares Quarterly Cash Dividend of $0.10 per Share • Both GAAP Net Investment Income (“GAAP NII”) and Adjusted Net Investment Income1 (“Adjusted NII”) were $7.7 million, or $0.10 per share for |
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| September 20, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q/A Amendment No. 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q/A Amendment No. |
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| September 20, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 20, 2022 Blackrock Capital Investment Corporation (Exact name of Registrant as Specified in Its Charter) Delaware 814-00712 20-2725151 (State or Other Jurisdiction of Incorp |
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| August 12, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): August 12, 2022 BLACKROCK CAPITAL INVESTMENT CORPORATION (Exact name of registrant as specified in its charter) Delaware 814-00712 20-2725151 (State or other jurisdiction of incorpora |
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| August 3, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. |
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| August 3, 2022 |
Regulation FD Disclosure, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): August 3, 2022 BLACKROCK CAPITAL INVESTMENT CORPORATION (Exact name of registrant as specified in its charter) Delaware 814-00712 20-2725151 (State or other jurisdiction of (Commissio |
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| August 3, 2022 |
EXHIBIT 99.1 Investor Contact: Press Contact: Nik Singhal Brian Beades 212.810.5427 212.810.5596 BlackRock Capital Investment Corporation Reports Financial Results for the Quarter Ended June 30, 2022, Declares Quarterly Cash Distribution of $0.10 per Share ? GAAP Net Investment Income (?GAAP NII?) was $7.1 million, or $0.10 per share, up 10% from the prior quarter, providing second quarter distrib |
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| June 3, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): June 3, 2022 (June 1, 2022) BLACKROCK CAPITAL INVESTMENT CORPORATION (Exact name of registrant as specified in its charter) Delaware 814-00712 20-2725151 (State or other jurisdiction |
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| May 10, 2022 |
(Name of Registrant as Specified in Its Charter) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check appropriate box: ? Preliminary Proxy Statement ? Confidential, For Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy Statement |
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| May 6, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): May 6, 2022 (May 3, 2022) BLACKROCK CAPITAL INVESTMENT CORPORATION (Exact name of registrant as specified in its charter) Delaware 814-00712 20-2725151 (State or other jurisdiction of |
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| May 2, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): May 2, 2022 BLACKROCK CAPITAL INVESTMENT CORPORATION (Exact name of registrant as specified in its charter) Delaware 814-00712 20-2725151 (State or other jurisdiction of (Commission ( |
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| May 2, 2022 |
Regulation FD Disclosure, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): May 2, 2022 BLACKROCK CAPITAL INVESTMENT CORPORATION (Exact name of registrant as specified in its charter) Delaware 814-00712 20-2725151 (State or other jurisdiction of (Commission ( |
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| May 2, 2022 |
BlackRock Capital Investment Corporation Intends to Adjourn Special Meeting to June 1, 2022 EX-99.1 2 brhc10037087ex99-1.htm EXHIBIT 99.1 EXHIBIT 99.1 Investor Contact: Press Contact: Nik Singhal Brian Beades 212.810.5427 212.810.5596 BlackRock Capital Investment Corporation Intends to Adjourn Special Meeting to June 1, 2022 New York, April 21, 2022 – BlackRock Capital Investment Corporation (NASDAQ:BKCC) (“BCIC” or the “Company,” “we,” “us” or “our”) announced today that it intends to c |
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| May 2, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check appropriate box: ? Preliminary Proxy Statement ? Confidential, For Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy Statement |
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| May 2, 2022 |
EXHIBIT 99.1 Investor Contact: Press Contact: Nik Singhal Brian Beades 212.810.5427 212.810.5596 BlackRock Capital Investment Corporation Reports Financial Results for the Quarter Ended March 31, 2022, Declares Quarterly Cash Distribution of $0.10 per Share ? GAAP Net Investment Income (?GAAP NII?) was $6.5 million, or $0.09 per share, up 9% from the prior quarter, providing first quarter distribu |
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| May 2, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. |
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| April 22, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 22, 2022 (April 21, 2022) BLACKROCK CAPITAL INVESTMENT CORPORATION (Exact name of registrant as specified in its charter) Delaware 814-00712 20-2725151 (State or other jurisdict |
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| April 22, 2022 |
EXHIBIT 99.1 Investor Contact: Press Contact: Nik Singhal Brian Beades 212.810.5427 212.810.5596 BlackRock Capital Investment Corporation Entered into a Master Note Purchase Agreement for $92,000,000 Senior Unsecured Notes Due 2025 New York, April 21, 2022 ? BlackRock Capital Investment Corporation (NASDAQ:BKCC) (?BCIC? or the ?Company,? ?we,? ?us? or ?our?) announced today that the Company entere |
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| April 22, 2022 |
Exhibit 10.1 Blackrock Capital Investment Corporation $35,000,000 5.82% Series 2022A Senior Notes, Tranche A, due December 9, 2025 $57,000,000 Floating Rate Series 2022A Senior Notes, Tranche B, due December 9, 2025 Master Note Purchase Agreement Dated April 21, 2022 Table of Contents Section Heading Page Section 1. Authorization of Notes 1 Section 1.1. Authorization of Notes 1 Section 1.2. Change |
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| April 21, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ?? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Defi |
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| April 20, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 20, 2022 (April 14, 2022) BLACKROCK CAPITAL INVESTMENT CORPORATION (Exact name of registrant as specified in its charter) Delaware 814-00712 20-2725151 (State or other jurisdict |
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| April 14, 2022 |
Exhibit 99.1 JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement on Schedule 13G jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the complet |
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| April 14, 2022 |
BKCC / Blackrock Capital Investment Corp / ARES MANAGEMENT LLC - SC 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. ) Blackrock Capital Investment Corporation (Name of Issuer) Common Stock (Title of Class of Securities) 092533108 (CUSIP Number) March 2, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to |
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| April 12, 2022 |
BLACKROCK CAPITAL INVESTMENT CORPORATION 40 EAST 52ND STREET NEW YORK, NEW YORK 10022 BLACKROCK CAPITAL INVESTMENT CORPORATION 40 EAST 52ND STREET NEW YORK, NEW YORK 10022 April 12, 2022 Dear Fellow Stockholder: We are writing to remind you that the 2022 Special Meeting of Stockholders (the ?Special Meeting?) of BlackRock Capital Investment Corporation (the ?Company?) will be held on Tuesday, May 3, 2022. |
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| March 16, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check appropriate box: ? Preliminary Proxy Statement ? Confidential, For Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy Statement |
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| March 16, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check appropriate box: ? Preliminary Proxy Statement ? Confidential, For Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy Statement |
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| March 3, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check appropriate box: ? Preliminary Proxy Statement ? Confidential, For Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy Statement |
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| March 2, 2022 |
Regulation FD Disclosure, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): March 2, 2022 BLACKROCK CAPITAL INVESTMENT CORPORATION (Exact name of registrant as specified in its charter) Delaware 814-00712 20-2725151 (State or other jurisdiction of (Commission |
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| March 2, 2022 |
Subsidiaries of the Registrant EXHIBIT 21.1 SUBSIDIARIES OF BLACKROCK CAPITAL INVESTMENT CORPORATION Name Jurisdiction BKC ASW Blocker, Inc. Delaware BCIC-MBS, LLC Delaware In addition, we may be deemed to control certain portfolio companies identified as ?Controlled Investments? in footnotes to the Consolidated Schedule of Investments at December 31, 2021 included in the Consolidated Financial Statements portion of BlackRock C |
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| March 2, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-K (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. |
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| March 2, 2022 |
Code of Ethics of the Registrant and the Advisor Exhibit 14.1 Code of Ethics for Fund Access Persons April 1, 2021 Code of Ethics for Fund Access Persons Effective Date: April 1, 2021 Applies to the following types of Funds registered under the 1940 Act: ? Open-End Mutual Funds (excluding money-market funds) ? Money Market Funds ? ETFs ? Closed-End Funds ? Other (Business Development Companies) Objective and Scope The purpose of this Code of Eth |
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| March 2, 2022 |
Code of Ethics and Business Conduct of the Registrant Exhibit 14.2 Code of Business Conduct and Ethics April 30, 2020 Code of Business Conduct and Ethics Effective Date: April 30, 2020 1. Introduction This global Code of Business Conduct and Ethics (?Code?) governs the general commitment by BlackRock, Inc. and its subsidiaries (collectively, ?BlackRock?) to conduct its business activities in the highest ethical and professional manner and to put clie |
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| March 2, 2022 |
EXHIBIT 99.1 Investor Contact: Press Contact: Nik Singhal Brian Beades 212.810.5427 212.810.5596 BlackRock Capital Investment Corporation Reports Financial Results for the Quarter Ended December 31, 2021, Declares Quarterly Cash Distribution of $0.10 per Share ? GAAP Net Investment Income (?GAAP NII?) was $5.9 million, or $0.08 per share, up 21% from the third quarter, providing fourth quarter dis |
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| March 2, 2022 |
Code of Ethics for Chief Executive and Senior Financial Officers Exhibit 14.3 Code of Ethics for Chief Executive and Senior Financial Officers December 1, 2020 Code of Ethics for Chief Executive and Senior Financial Officers Effective Date: December 1, 2020 Applies to the following types of Funds registered under the 1940 Act: ? Open-End Mutual Funds (including money market funds) ?Money Market Funds Only ? ETFs ? Closed-End Funds ? Other (Business Development |
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| February 14, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G* (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO ? 240.13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO ? 240.13d-2 (Amendment No. 2)* BlackRock Capital Investment Corporation (Name of Issuer) Common Stock, $0.001 par value (Title of Class of Securities) 092533108 (CUSIP Nu |
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| November 3, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. |
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| November 3, 2021 |
EX-99.1 2 bkcc-ex99144.htm PRESS RELEASE, DATED AS OF NOVEMBER 3, 2021 EXHIBIT 99.1 Investor Contact: Press Contact: Nik Singhal Brian Beades 212.810.5427 212.810.5596 BlackRock Capital Investment Corporation Reports Financial Results for the Quarter Ended September 30, 2021, Declares Quarterly Cash Distribution of $0.10 per Share • GAAP Net Investment Income (“GAAP NII”) was $4.9 million, or $0.0 |
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| November 3, 2021 |
Regulation FD Disclosure, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): November 3, 2021 BLACKROCK CAPITAL INVESTMENT CORPORATION (Exact name of registrant as specified in its charter) Delaware 814-00712 20-2725151 (State or other jurisdiction of (Commiss |
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| August 5, 2021 |
Regulation FD Disclosure, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): August 5, 2021 BLACKROCK CAPITAL INVESTMENT CORPORATION (Exact name of registrant as specified in its charter) Delaware 814-00712 20-2725151 (State or other jurisdiction of (Commissio |
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| August 5, 2021 |
EXHIBIT 99.1 Investor Contact: Press Contact: Nik Singhal Brian Beades 212.810.5427 212.810.5596 BlackRock Capital Investment Corporation Reports Financial Results for the Quarter Ended June 30, 2021, Declares Quarterly Cash Distribution of $0.10 per Share • GAAP Net Investment Income (“NII”) of $0.07 per share, or $4.8 million, was up 15.6% from the first quarter, which provided second quarter di |
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| August 5, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. |
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| May 6, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): May 6, 2021 (May 3, 2021) BLACKROCK CAPITAL INVESTMENT CORPORATION (Exact name of registrant as specified in its charter) Delaware 814-00712 20-2725151 (State or other jurisdiction of |
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| May 3, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): April 30, 2021 (April 30, 2021) BLACKROCK CAPITAL INVESTMENT CORPORATION (Exact name of registrant as specified in its charter) Delaware 814-00712 20-2725151 (State or other jurisdict |
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| April 29, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. |
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| April 29, 2021 |
Exhibit 10.1 SIXTH AMENDMENT dated as of April 23, 2021 (this ?Amendment?) to the SECOND AMENDED AND RESTATED SENIOR SECURED REVOLVING CREDIT AGREEMENT dated as of February 19, 2016, as amended as of August 8, 2016, June 5, 2017, March 15, 2018, August 30, 2019 and May 22, 2020 (as further amended, supplemented or otherwise modified prior to the date hereof, the ?Credit Agreement?), among BLACKROC |
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| April 29, 2021 |
EXHIBIT 99.1 Investor Contact: Press Contact: Nik Singhal Brian Beades 212.810.5427 212.810.5596 BlackRock Capital Investment Corporation Reports Financial Results for the Quarter Ended March 31, 2021, Declares Quarterly Cash Distribution of $0.10 per Share ? GAAP Net Investment Income (?NII?) of $0.06 per share, or $4.2 million, provided first quarter distribution coverage of 56%. ? Net Asset Val |
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| April 29, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): April 29, 2021 (April 23, 2021) BLACKROCK CAPITAL INVESTMENT CORPORATION (Exact name of registrant as specified in its charter) Delaware 814-00712 20-2725151 (State or other jurisdict |
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| March 17, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check appropriate box: ? Preliminary Proxy Statement ? Confidential, For Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy Statement |
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| March 17, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check appropriate box: ? Preliminary Proxy Statement ? Confidential, For Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy Statement |
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| March 4, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check appropriate box: ? Preliminary Proxy Statement ? Confidential, For Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy Statement |
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| March 3, 2021 |
EX-10.11 3 bkcc-ex1011466.htm EX-10.11 EXHIBIT 10.11 Transfer Agency and Service Agreement Among Each of the BlackRock Business Development Companies Listed Herein on Appendix A and Computershare Trust Company, N.A. and Computershare Inc. Table of Contents Section 1. Certain Definitions 3 Section 2. Appointment of Agent 5 Section 3. Standard Services 5 Section 4. Fees and Expenses 6 Section 5. Rep |
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| March 3, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-K (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. |
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| March 3, 2021 |
Subsidiaries of the Registrant EX-21.1 4 bkcc-ex2119.htm EX-21.1 EXHIBIT 21.1 SUBSIDIARIES OF BLACKROCK CAPITAL INVESTMENT CORPORATION Name Jurisdiction BKC ASW Blocker, Inc. Delaware BCIC-MBS, LLC Delaware In addition, we may be deemed to control certain portfolio companies identified as “Controlled Investments” in footnotes to the Consolidated Schedule of Investments at December 31, 2020 included in the Consolidated Financial |
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| March 3, 2021 |
EXHIBIT 10.1 SECOND AMENDED AND RESTATED INVESTMENT MANAGEMENT AGREEMENT SECOND AMENDED AND RESTATED INVESTMENT MANAGEMENT AGREEMENT (this ?Agreement?), dated as of May 2, 2020, between BlackRock Capital Investment Corporation, a Delaware corporation (the ?BDC?), and BlackRock Capital Investment Advisors, LLC, a Delaware limited liability company (the ?Advisor?). WHEREAS, the BDC and the Advisor a |
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| March 3, 2021 |
EXHIBIT 99.1 Investor Contact: Press Contact: Nik Singhal Brian Beades 212.810.5427 212.810.5596 BlackRock Capital Investment Corporation Reports Financial Results for the Quarter Ended December 31, 2020, Declares Quarterly Cash Distribution of $0.10 per Share ? GAAP Net Investment Income (?NII?) of $0.10 per share, or $7.3 million, provided fourth quarter distribution coverage of 101%. ? Net Asse |
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| March 3, 2021 |
Regulation FD Disclosure, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): March 3, 2021 BLACKROCK CAPITAL INVESTMENT CORPORATION (Exact name of registrant as specified in its charter) Delaware 814-00712 20-2725151 (State or other jurisdiction of (Commission |
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| February 16, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G* (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2 (Amendment No. 1)* BlackRock Capital Investment Corporation (Name of Issuer) Common Stock, $0.001 par value (Title of Class of Securities) 092533108 (CUSIP Nu |
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| January 20, 2021 |
EX-99.1 2 bkcc-ex9917.htm EX-99.1 EXHIBIT 99.1 Investor Contact: Press Contact: Nik Singhal Brian Beades 212.810.5427 212.810.5596 BlackRock Capital Investment Corporation Provides Preliminary Estimates of Financial Results for the Fourth Quarter Ended December 31, 2020, Schedules Earnings Release and Conference Call for the Fourth Quarter Results New York, January 20, 2021 – BlackRock Capital Inv |
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| January 20, 2021 |
Regulation FD Disclosure - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): January 20, 2021 BLACKROCK CAPITAL INVESTMENT CORPORATION (Exact name of registrant as specified in its charter) Delaware 814-00712 20-2725151 (State or other jurisdiction of (Commiss |
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| November 4, 2020 |
Completion of Acquisition or Disposition of Assets - FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 4, 2020 (November 3, 2020) BLACKROCK CAPITAL INVESTMENT CORPORATION (Exact name of registrant as specified in its charter) Delaware 814-00712 20-2725151 (State or other juris |
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| November 4, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 4, 2020 (November 3, 2020) BLACKROCK CAPITAL INVESTMENT CORPORATION (Exact name of registrant as specified in its charter) Delaware 814-00712 20-2725151 (State or other juris |
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| November 4, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. |
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| November 4, 2020 |
Regulation FD Disclosure, Results of Operations and Financial Condition - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): November 4, 2020 BLACKROCK CAPITAL INVESTMENT CORPORATION (Exact name of registrant as specified in its charter) Delaware 814-00712 20-2725151 (State or other jurisdiction of (Commiss |
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| November 4, 2020 |
EXHIBIT 99.1 Investor Contact: Press Contact: Nik Singhal Brian Beades 212.810.5427 212.810.5596 BlackRock Capital Investment Corporation Reports Financial Results for the Quarter Ended September 30, 2020, Declares Quarterly Distribution of $0.10 per Share • GAAP Net Investment Income (“NII”) of $0.12 per share, or $8.5 million, provided third quarter distribution coverage of 122%. • Considerable |
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| July 29, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. |
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| July 29, 2020 |
Regulation FD Disclosure, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): July 29, 2020 BLACKROCK CAPITAL INVESTMENT CORPORATION (Exact name of registrant as specified in its charter) Delaware 814-00712 20-2725151 (State or other jurisdiction of (Commission |
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| July 29, 2020 |
EXHIBIT 99.1 Investor Contact: Press Contact: Nik Singhal Brian Beades 212.810.5427 212.810.5596 BlackRock Capital Investment Corporation Reports Financial Results for the Quarter Ended June 30, 2020, Declares Quarterly Distribution of $0.10 per Share • GAAP Net Investment Income (“NII”) of $0.13 per share, or $8.8 million, provided second quarter distribution coverage of 129%. • Net Asset Value ( |
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| June 4, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): June 4, 2020 (June 1, 2020) BLACKROCK CAPITAL INVESTMENT CORPORATION (Exact name of registrant as specified in its charter) Delaware 814-00712 20-2725151 (State or other jurisdiction |
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| May 26, 2020 |
FIFTH AMENDMENT dated as of May 22, 2020 (this “Amendment”) to the SECOND AMENDED AND RESTATED SENIOR SECURED REVOLVING CREDIT AGREEMENT dated as of March 13, 2013, as amended and restated as of March 27, 2014, as further amended and restated as of February 19, 2016, as further amended as of August 8, 2016, as further amended as of June 5, 2017, March 15, 2018 and August 30, 2019 (as further amended, supplemented or otherwise modified prior to the date hereof, the “Credit Agreement”), among BLACKROCK CAPITAL INVESTMENT CORPORATION, a Delaware corporation (the “Borrower”); the LENDERS from time to time party thereto; CITIBANK, N. |
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| May 26, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): May 26, 2020 (May 22, 2020) BLACKROCK CAPITAL INVESTMENT CORPORATION (Exact name of registrant as specified in its charter) Delaware 814-00712 20-2725151 (State or other jurisdiction |
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| May 19, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): May 19, 2020 (May 15, 2020) BLACKROCK CAPITAL INVESTMENT CORPORATION (Exact name of registrant as specified in its charter) Delaware 814-00712 20-2725151 (State or other jurisdiction |
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| May 15, 2020 |
BLACKROCK CAPITAL INVESTMENT CORPORATION AUTOMATIC DIVIDEND REINVESTMENT PLAN TERMS AND CONDITIONS EX-99.2 3 ex992.htm EXHIBIT 99.2 Exhibit 99.2 BLACKROCK CAPITAL INVESTMENT CORPORATION AUTOMATIC DIVIDEND REINVESTMENT PLAN TERMS AND CONDITIONS Pursuant to this Automatic Dividend Reinvestment Plan (the “Reinvestment Plan”) of the undersigned BlackRock Capital Investment Corporation (the “Corporation”), unless a holder (a “Shareholder”) of the Corporation’s shares of common stock (the “Common Sha |
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| May 15, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): May 15, 2020 (May 13, 2020) BLACKROCK CAPITAL INVESTMENT CORPORATION (Exact name of registrant as specified in its charter) Delaware 814-00712 20-2725151 (State or other jurisdiction |
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| May 15, 2020 |
EX-99.1 2 ex991.htm EXHIBIT 99.1 Exhibit 99.1 Investor Contact: Press Contact: Nik Singhal Brian Beades 212.810.5427 212.810.5596 BlackRock Capital Investment Corporation Releases Dividend Election Process Summary for Distribution Payable on July 7, 2020 New York, May 15, 2020 – On May 6, 2020, BlackRock Capital Investment Corporation (the “Company”) announced the declaration by its Board of Direc |
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| May 8, 2020 |
Investor Contact: Press Contact: Nik Singhal Brian Beades 212.810.5427 212.810.5596 BlackRock Capital Investment Corporation Announces Change to Virtual Meeting for the Special Meeting of Stockholders Held on May 1, 2020 and Adjourned to May 15, 2020 New York, May 8, 2020 – BlackRock Capital Investment Corporation (NASDAQ:BKCC) (“BCIC” or the “Company,” “we,” “us” or “our”) announced additional in |
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| May 7, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, For Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy Statement |
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| May 6, 2020 |
EX-10.1 2 bkcc-ex1018.htm EX-10.1 EXHIBIT 10.1 WAIVER and AGREEMENT NO. 2 dated as of May 1, 2020 (this "Waiver") to the SECOND AMENDED AND RESTATED SENIOR SECURED REVOLVING CREDIT AGREEMENT dated as of March 13, 2013 (as amended, supplemented, amended and restated or otherwise modified from time to time, the "Credit Agreement"), among BLACKROCK CAPITAL INVESTMENT CORPORATION, a Delaware corporati |
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| May 6, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. |
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| May 6, 2020 |
Regulation FD Disclosure, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): May 6, 2020 (May 1, 2020) BLACKROCK CAPITAL INVESTMENT CORPORATION (Exact name of registrant as specified in its charter) Delaware 814-00712 20-2725151 (State or other jurisdiction of |
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| May 6, 2020 |
EX-99.1 3 bkcc-ex99142.htm EX-99.1 EXHIBIT 99.1 Investor Contact: Press Contact: Nik Singhal Brian Beades 212.810.5427 212.810.5596 BlackRock Capital Investment Corporation Reports Financial Results for the Quarter Ended March 31, 2020, Declares Quarterly Distribution of $0.10 per Share • GAAP Net Investment Income (“NII”) of $0.14 per share provided first quarter distribution coverage of 101%. • |
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| May 6, 2020 |
Description of Capital Stock (9) EX-4.1 2 bkcc-ex4155.htm EX-4.1 Exhibit 4.1 DESCRIPTION OF CAPITAL STOCK The following description is based on relevant portions of the Delaware General Corporation Law, our charter and bylaws and the 1940 Act. This summary is not complete, and we refer you to the Delaware General Corporation Law, our charter and bylaws and the 1940 Act for a more detailed description of the provisions summarized |
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| May 1, 2020 |
BLACKROCK CAPITAL INVESTMENT CORPORATION 40 EAST 52ND STREET NEW YORK, NEW YORK 10022 Dear Fellow Stockholder: We are writing to inform you that the 2020 Special Meeting of Stockholders (the “Special Meeting”) of BlackRock Capital Investment Corporation (the “Company”) has been adjourned until Friday, May 15, 2020 to allow us more time to solicit votes. |
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| April 17, 2020 |
BKCC / BlackRock Capital Investment Corporation DEFA14A - - DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, For Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy Statement |
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| April 17, 2020 |
BKCC / BlackRock Capital Investment Corporation DEFA14A - - DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, For Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy Statement |
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| April 17, 2020 |
BKCC / BlackRock Capital Investment Corporation DEFA14A - - DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, For Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy Statement |
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| April 17, 2020 |
BKCC / BlackRock Capital Investment Corporation DEFA14A - - DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, For Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy Statement |
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| April 17, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): April 16, 2020 BLACKROCK CAPITAL INVESTMENT CORPORATION (Exact name of registrant as specified in its charter) Delaware 814-00712 20-2725151 (State or other jurisdiction of incorporat |
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| April 17, 2020 |
Exhibit 99.1 Investor Contact: Press Contact: Nik Singhal Brian Beades 212.810.5427 212.810.5596 BlackRock Capital Investment Corporation Announces Change to Virtual Meeting for the Special Meeting of Stockholders to be Held on May 1, 2020 New York, April 16, 2020 – BlackRock Capital Investment Corporation (NASDAQ:BKCC) (“BCIC” or the “Company,” “we,” “us” or “our”) announced today additional info |
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| April 17, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): April 16, 2020 BLACKROCK CAPITAL INVESTMENT CORPORATION (Exact name of registrant as specified in its charter) Delaware 814-00712 20-2725151 (State or other jurisdiction of incorporat |
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| April 17, 2020 |
Exhibit 99.1 Investor Contact: Press Contact: Nik Singhal Brian Beades 212.810.5427 212.810.5596 BlackRock Capital Investment Corporation Announces Change to Virtual Meeting for the Annual Meeting of Stockholders to be Held on May 1, 2020 New York, April 16, 2020 – BlackRock Capital Investment Corporation (NASDAQ:BKCC) (“BCIC” or the “Company,” “we,” “us” or “our”) announced today additional infor |
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| April 17, 2020 |
BKCC / BlackRock Capital Investment Corporation DEFA14A - - DEFA14A BLACKROCK CAPITAL INVESTMENT CORPORATION 40 EAST 52ND STREET NEW YORK, NEW YORK 10022 April 17, 2020 Dear Fellow Stockholder: We are writing to remind you that the 2020 Special Meeting of Stockholders (the “Special Meeting”) of BlackRock Capital Investment Corporation (the “Company”) will be held on Friday, May 1, 2020. |
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| April 6, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): April 6, 2020 (March 31, 2020) BLACKROCK CAPITAL INVESTMENT CORPORATION (Exact name of registrant as specified in its charter) Delaware 814-00712 20-2725151 (State or other jurisdicti |
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| April 6, 2020 |
EX-10.1 2 exh10-1.htm EXHIBIT 10.1 - WAIVER AND AGREEMENT WAIVER and AGREEMENT dated as of March 31, 2020 (this "Waiver") to the SECOND AMENDED AND RESTATED SENIOR SECURED REVOLVING CREDIT AGREEMENT dated as of March 13, 2013 (as amended, supplemented, amended and restated or otherwise modified from time to time, the "Credit Agreement"), among BLACKROCK CAPITAL INVESTMENT CORPORATION, a Delaware c |
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| March 18, 2020 |
[Letterhead of Skadden, Arps, Slate, Meagher & Flom LLP] [Letterhead of Skadden, Arps, Slate, Meagher & Flom LLP] March 18, 2020 Deborah L. |
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| March 18, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, For Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Definitive Proxy Statement |
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| March 18, 2020 |
[Letterhead of Skadden, Arps, Slate, Meagher & Flom LLP] [Letterhead of Skadden, Arps, Slate, Meagher & Flom LLP] March 18, 2020 Deborah L. |
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| March 18, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, For Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Definitive Proxy Statement |
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| March 6, 2020 |
[Letterhead of Skadden, Arps, Slate, Meagher & Flom LLP] March 5, 2020 [Letterhead of Skadden, Arps, Slate, Meagher & Flom LLP] March 5, 2020 VIA EDGAR Securities and Exchange Commission 450 Fifth Street, N. |
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| March 6, 2020 |
[Letterhead of Skadden, Arps, Slate, Meagher & Flom LLP] March 5, 2020 [Letterhead of Skadden, Arps, Slate, Meagher & Flom LLP] March 5, 2020 VIA EDGAR Securities and Exchange Commission 450 Fifth Street, N. |
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| March 6, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, For Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy Statement |
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| March 6, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, For Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy Statement |
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| March 5, 2020 |
BKCC / BlackRock Capital Investment Corporation DEFA14A - - DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, For Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy Statement |
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| March 4, 2020 |
Subsidiaries of the Registrant EXHIBIT 21.2 SUBSIDIARIES OF BLACKROCK CAPITAL INVESTMENT CORPORATION Name Jurisdiction BKC ASW Blocker, Inc. Delaware BCIC-MBS, LLC Delaware In addition, we may be deemed to control certain portfolio companies identified as “Controlled Investments” in footnotes to the Consolidated Schedule of Investments at December 31, 2019 included in the Consolidated Financial Statements portion of BlackRock C |
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| March 4, 2020 |
BKCC / BlackRock Capital Investment Corporation DEFA14A - - DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, For Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy Statement |
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| March 4, 2020 |
Audited Financial Statements of BCIC Senior Loan Partners EXHIBIT 21.3 BCIC Senior Loan Partners, LLC and Subsidiaries (a Delaware Limited Liability Company) Consolidated Financial Statements for the year ended December 31, 2019 and Independent Auditors’ Report BCIC SENIOR LOAN PARTNERS, LLC AND SUBSIDIARIES (a Delaware Limited Liability Company) Board of Directors Eric West Peter Everson Jason Mehring Nik Singhal Investment Committee Alain Fournier Jaso |
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| March 4, 2020 |
EX-99.1 2 bkcc-ex9919.htm EX-99.1 Exhibit 99.1 Investor Contact: Press Contact: Nik Singhal Brian Beades 212.810.5427 212.810.5596 BlackRock Capital Investment Corporation Reports Financial Results for the Quarter and Year Ended December 31, 2019, Declares Quarterly Distribution of $0.14 per Share • GAAP Net Investment Income (“NII”) of $0.14 per share providing fourth quarter distribution coverag |
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| March 4, 2020 |
Audited Financial Statements of Gordon Brothers Finance Company EXHIBIT 21.1 Gordon Brothers Finance Company Consolidated Financial Statements as of December 31, 2019 and 2018, and for the Years Ended December 31, 2019, 2018, and 2017, and Independent Auditors’ Report Gordon Brothers Finance Company Table of Contents Page(s) Independent Auditors’ Report Consolidated Financial Statements as of December 31, 2019 and 2018, and for the Years Ended December 31, 201 |
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| March 4, 2020 |
Code of Ethics for Chief Executive and Senior Financial Officers EX-14.4 2 bkcc-ex144262.htm EX-14.4 Code of Ethics for Chief Executive and Senior Financial Officers March 1, 2019 EXHIBIT 14.4 Code of Ethics for Chief Executive and Senior Financial Officers Effective Date: March 1, 2019 Applies to the following types of Funds registered under the 1940 Act: ☒ Open-End Mutual Funds (including money market funds) ☐ Money Market Funds Only ☒ iShares ETFs ☒ Closed-E |
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| March 4, 2020 |
Regulation FD Disclosure, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): March 4, 2020 BLACKROCK CAPITAL INVESTMENT CORPORATION (Exact name of registrant as specified in its charter) Delaware 814-00712 20-2725151 (State or other jurisdiction of (Commission |
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| March 4, 2020 |
BKCC / BlackRock Capital Investment Corporation 10-K - Annual Report - 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. |
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| February 14, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G* (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2 (Amendment No. )* BlackRock Capital Investment Corporation (Name of Issuer) Common Stock, $0.01 par value (Title of Class of Securities) 092533108 (CUSIP Numb |
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| November 27, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): November 27, 2019 BLACKROCK CAPITAL INVESTMENT CORPORATION (Exact name of registrant as specified in its charter) Delaware 814-00712 20-2725151 (State or other jurisdiction of incorpo |
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| October 30, 2019 |
Regulation FD Disclosure, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): October 30, 2019 (October 29, 2019) BLACKROCK CAPITAL INVESTMENT CORPORATION (Exact name of registrant as specified in its charter) Delaware 814-00712 20-2725151 (State or other juris |
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| October 30, 2019 |
EX-99.1 2 bkcc-ex9916.htm EX-99.1 Exhibit 99.1 Investor Contact: Press Contact: Nik Singhal Brian Beades 212.810.5427 212.810.5596 BlackRock Capital Investment Corporation Reports Financial Results for the Quarter Ended September 30, 2019, Declares Fourth Quarter Distribution of $0.14 per Share • GAAP Net Investment Income (“NII”) of $0.14 per share providing third quarter distribution coverage of |
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| October 30, 2019 |
BKCC / BlackRock Capital Investment Corporation 10-Q - Quarterly Report - 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. |
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| September 3, 2019 |
EX-10.1 2 ex10-1.htm EXHIBIT 10.1 - FOURTH AMENDMENT TO CREDIT AGREEMENT FOURTH AMENDMENT dated as of August 30, 2019 (this “Amendment”) to the SECOND AMENDED AND RESTATED SENIOR SECURED REVOLVING CREDIT AGREEMENT dated as of March 13, 2013, as amended and restated as of March 27, 2014, as further amended and restated as of February 19, 2016, as further amended as of August 8, 2016, as further ame |
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| September 3, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): September 3, 2019 (August 30, 2019) BLACKROCK CAPITAL INVESTMENT CORPORATION (Exact name of registrant as specified in its charter) Delaware 814-00712 20-2725151 (State or other juris |
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| August 28, 2019 |
8-K 1 bkcc-8k20190828.htm BKCC 8-K Q2 IRR UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): August 28, 2019 BLACKROCK CAPITAL INVESTMENT CORPORATION (Exact name of registrant as specified in its charter) Delaware 814-00712 20-2725151 |
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| July 31, 2019 |
EX-99.1 2 bkcc-ex99122.htm EX-99.1 Exhibit 99.1 Investor Contact: Press Contact: Nik Singhal Brian Beades 212.810.5427 212.810.5596 BlackRock Capital Investment Corporation Reports Financial Results for the Quarter Ended June 30, 2019, Declares Third Quarter Distribution of $0.14 per Share • GAAP Net Investment Income (“NII”) of $0.16 per share providing second quarter distribution coverage of app |
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| July 31, 2019 |
Regulation FD Disclosure, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): July 31, 2019 BLACKROCK CAPITAL INVESTMENT CORPORATION (Exact name of registrant as specified in its charter) Delaware 814-00712 20-2725151 (State or other jurisdiction of (Commission |
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| July 31, 2019 |
BKCC / BlackRock Capital Investment Corporation 10-Q - Quarterly Report - 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. |
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| June 6, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): June 6, 2019 BLACKROCK CAPITAL INVESTMENT CORPORATION (Exact name of registrant as specified in its charter) Delaware 814-00712 20-2725151 (State or other jurisdiction of incorporatio |
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| May 8, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): May 8, 2019 (May 8, 2019) BLACKROCK CAPITAL INVESTMENT CORPORATION (Exact name of registrant as specified in its charter) Delaware 814-00712 20-2725151 (State or other jurisdiction of |
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| May 3, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): May 3, 2019 (May 3, 2019) BLACKROCK CAPITAL INVESTMENT CORPORATION (Exact name of registrant as specified in its charter) Delaware 814-00712 20-2725151 (State or other jurisdiction of |
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| May 3, 2019 |
BKCC / BlackRock Capital Investment Corporation DEFA14A DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, For Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy Statement ☒ Definitive Ad |
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| May 1, 2019 |
Regulation FD Disclosure, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): May 1, 2019 BLACKROCK CAPITAL INVESTMENT CORPORATION (Exact name of registrant as specified in its charter) Delaware 814-00712 20-2725151 (State or other jurisdiction of (Commission ( |
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| May 1, 2019 |
EX-99.1 2 bkcc-ex99118.htm EX-99.1 Exhibit 99.1 Investor Contact: Press Contact: Nik Singhal Brian Beades 212.810.5427 212.810.5596 BlackRock Capital Investment Corporation Reports Financial Results for the Quarter Ended March 31, 2019, Declares Quarterly Distribution of $0.18 per Share • GAAP Net Investment Income (NII) of $0.17 per share providing first quarter distribution coverage of approxima |
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| May 1, 2019 |
BKCC / BlackRock Capital Investment Corporation 10-Q Quarterly Report 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. |
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| April 17, 2019 |
BKCC / BlackRock Capital Investment Corporation DEFA14A BLACKROCK CAPITAL INVESTMENT CORPORATION 40 EAST 52ND STREET NEW YORK, NEW YORK 10022 April 17, 2019 Dear Fellow Stockholder: We are writing to remind you that the 2019 Special Meeting of Stockholders (the “Special Meeting”) of BlackRock Capital Investment Corporation (the “Company”) will be held on the 4th floor of 40 East 52nd Street, New York, New York on Friday, May 3, 2019, at 11:00 a. |
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| April 9, 2019 |
BKCC / BlackRock Capital Investment Corporation DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, For Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy Statement |
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| March 29, 2019 |
BKCC / BlackRock Capital Investment Corporation CORRESP - - [Letterhead of Skadden, Arps, Slate, Meagher & Flom LLP] March 29, 2019 James E. O'Connor Division of Investment Management Securities and Exchange Commission 100 F Street, NE Washington, D.C. 20549 RE: BlackRock Capital Investment Corporation Dear Mr. O'Connor: On March 29, 2019, BlackRock Capital Investment Corporation (the "Company") filed a Registration Statement on Form N-2 (File No. 333-2306 |
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| March 28, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): March 28, 2019 BLACKROCK CAPITAL INVESTMENT CORPORATION (Exact name of registrant as specified in its charter) Delaware 814-00712 20-2725151 (State or other jurisdiction of incorporat |
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| March 19, 2019 |
BKCC / BlackRock Capital Investment Corporation DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒Filed by a Party other than the Registrant ☐ Check appropriate box: ☐Preliminary Proxy Statement ☐Confidential, For Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒Definitive Proxy Statement ☐De |
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| March 19, 2019 |
[Letterhead of Skadden, Arps, Slate, Meagher & Flom LLP] [Letterhead of Skadden, Arps, Slate, Meagher & Flom LLP] March 19, 2019 James E. O'Connor Division of Investment Management Securities and Exchange Commission Washington, D.C., 20549 Re: BlackRock Capital Investment Corporation (the “Company”) Preliminary Proxy Statement filed on March 6, 2019 (the “Proxy Statement”) Dear Mr. O'Connor: We are in receipt of oral comments provided by you on March 13 |
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| March 19, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, For Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Definitive Proxy Statement |
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| March 6, 2019 |
Regulation FD Disclosure, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): March 6, 2019 BLACKROCK CAPITAL INVESTMENT CORPORATION (Exact name of registrant as specified in its charter) Delaware 814-00712 20-2725151 (State or other jurisdiction of (Commission |
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| March 6, 2019 |
EX-99.1 2 bkcc-ex9916.htm EX-99.1 Exhibit 99.1 Investor Contact: Press Contact: Nik Singhal Brian Beades 212.810.5427 212.810.5596 BlackRock Capital Investment Corporation Reports Financial Results for the Quarter and Year Ended December 31, 2018, Declares Quarterly Distribution of $0.18 per Share • GAAP Net Investment Income (NII) of $0.17 per share providing fourth quarter distribution coverage |
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| March 6, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, For Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy Statement |
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| March 6, 2019 |
Audited Financial Statements of Gordon Brothers Finance Company EX-21.1 2 bkcc-ex21182.htm EX-21.1 EXHIBIT 21.1 Gordon Brothers Finance Company Consolidated Financial Statements as of December 31, 2018 and 2017, and for the Years Ended December 31, 2018, 2017, and 2016, and Independent Auditor’s Report Gordon Brothers Finance Company Table of Contents Page(s) Independent Auditor’s Report 1 Consolidated Financial Statements as of December 31, 2018 and 2017, and |
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| March 6, 2019 |
BKCC / BlackRock Capital Investment Corporation 10-K (Annual Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. |
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| March 6, 2019 |
Subsidiaries of the Registrant EXHIBIT 21.2 SUBSIDIARIES OF BLACKROCK CAPITAL INVESTMENT CORPORATION Name Jurisdiction BKC ASW Blocker, Inc. Delaware BCIC-MBS, LLC Delaware In addition, we may be deemed to control certain portfolio companies identified as “Controlled Investments” in footnotes to the Consolidated Schedule of Investments at December 31, 2018 included in the Consolidated Financial Statements portion of BlackRock C |
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| March 6, 2019 |
[Letterhead of Skadden, Arps, Slate, Meagher & Flom LLP] March 6, 2019 [Letterhead of Skadden, Arps, Slate, Meagher & Flom LLP] March 6, 2019 VIA EDGAR Securities and Exchange Commission 450 Fifth Street, N. |
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| December 6, 2018 |
BKCC / BlackRock Capital Investment Corporation BKCC-2018-09-30-8-K (Current Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): December 6, 2018 BLACKROCK CAPITAL INVESTMENT CORPORATION (Exact name of registrant as specified in its charter) Delaware 814-00712 20-2725151 (State or other jurisdiction of incorpor |
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| October 31, 2018 |
Regulation FD Disclosure, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): October 31, 2018 BLACKROCK CAPITAL INVESTMENT CORPORATION (Exact name of registrant as specified in its charter) Delaware 814-00712 20-2725151 (State or other jurisdiction of (Commiss |
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| October 31, 2018 |
Exhibit 99.1 Investor Contact: Press Contact: Nik Singhal Brian Beades 212.810.5427 212.810.5596 BlackRock Capital Investment Corporation Reports Financial Results for the Quarter Ended September 30, 2018, Declares Quarterly Distribution of $0.18 per Share • GAAP Net Investment Income (NII) of approximately $0.18 per share providing third quarter distribution coverage of 98% • Net Asset Value (NAV |
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| October 31, 2018 |
BKCC / BlackRock Capital Investment Corporation 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. |
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| September 10, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): September 10, 2018 BLACKROCK CAPITAL INVESTMENT CORPORATION (Exact name of registrant as specified in its charter) Delaware 814-00712 20-2725151 (State or other jurisdiction of incorp |
