Basic Stats
| CIK | 759718 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Berkshire Bancorp Inc
SEC Filings (Chronological Order)
This page provides a complete, chronological list of SEC Filings, excluding ownership filings which we provide elsewhere.
| December 24, 2013 |
BERK / Berkshire Bancorp, Inc. / Marx Moses - SC 13D/A Activist Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Act of 1934 (Amendment No. 22)* BERKSHIRE BANCORP INC. (Name of Issuer) COMMON STOCK, $.10 PAR VALUE (Title of Class of Securities) 084597-10-3 (CUSIP Number) Emanuel J. Adler Blank Rome LLP 405 Lexington Avenue New York, New York 10174 (212) 885-5000 (Name, Address and Telephone Number of Person Authorized |
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| November 29, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 0-13649 BERKSHIRE BANCORP INC. (Exact name of registrant as specified in its |
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| November 26, 2013 |
Berkshire Bancorp Inc. Declares Cash Dividend in Respect of Its Common Stock EX-99.1 2 v36160699-1.htm EXHIBIT 99.1 Berkshire Bancorp Inc. Declares Cash Dividend in Respect of Its Common Stock (New York, NY; November 26, 2013) Berkshire Bancorp Inc. (NASDAQ: BERK) announced today that its Board of Directors has declared a cash dividend in respect of the common stock of the Company, in the amount of $.08 per share. The cash dividend will be paid on December 20, 2013 to the |
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| November 26, 2013 |
Financial Statements and Exhibits, 8-K - FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 26, 2013 BERKSHIRE BANCORP INC. (Exact name of registrant as specified in its charter) Delaware 0-13649 94-2563513 (State or other jurisdiction of incorporation) (Commission |
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| November 18, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 25 NOTIFICATION OF REMOVAL FROM LISTING AND/OR REGISTRATION UNDER SECTION 12(b) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 0-13649 BERKSHIRE BANCORP INC. - The NASDAQ Global Market (Exact name of Issuer as specified in its charter, and name of Exchange where security is listed and/or registered) 160 Br |
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| November 13, 2013 |
10-Q 1 v35945610q.htm 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) xQUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2013 or ¨TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission f |
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| November 8, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 8, 2013 BERKSHIRE BANCORP INC. (Exact name of registrant as specified in its charter) Delaware 0-13649 94-2563513 (State or other jurisdiction (Commission File Number) (IRS E |
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| November 8, 2013 |
EX-99.1 2 v359909ex99-1.htm EXHIBIT 99.1 BERKSHIRE BANCORP INC. Berkshire Bancorp Inc. Announces Intent to Delist and Deregister Its Common Stock (New York, NY; November 8, 2013) The Board of Directors (the "Board") of Berkshire Bancorp Inc. (Nasdaq: BERK) (the "Company"), announced today that the Company has today notified The Nasdaq Stock Market LLC of the Company's intent to voluntarily delist |
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| October 30, 2013 |
As filed with the Securities and Exchange Commission on October 30, 2013 Registration No. |
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| October 30, 2013 |
S-8 POS 1 v358564s8pos.htm S-8 POS As filed with the Securities and Exchange Commission on October 30, 2013 Registration No. 333-41708 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 1 TO REGISTRATION STATEMENT ON FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 BERKSHIRE BANCORP INC. (Exact name of registrant as specified in its charter) Dela |
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| August 14, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) xQUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2013 or ¨TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 0-13649 BERKSHIRE BA |
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| August 1, 2013 |
Berkshire Bancorp, Inc. 160 Broadway New York, New York 10038 July 31, 2013 By E-mail Mr. Gus Rodriguez Accounting Branch Chief Securities and Exchange Commission Division of Corporation Finance Washington, DC 20549 Reference: July 19, 2013 response to our July 11, 2013 letter Berkshire Bancorp Inc. Form 10-K for the fiscal year ended December 31, 2012 Filed on April 16, 2013 File No. 000-13649 De |
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| July 12, 2013 |
Berkshire Bancorp Inc. 160 Broadway – First Floor New York, New York 10038 Tel. (212) 791-5362 July 11, 2013 Mr. Gus Rodriguez Accounting Branch Chief Securities and Exchange Commission Division of Corporation Finance Washington, DC 20549 Reference: June 18, 2013 comment letter Berkshire Bancorp Inc. Form 10-K for the fiscal year ended December 31, 2012 Filed on April 16, 2013 File No. 000-13649 D |
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| June 25, 2013 |
June 24, 2013 Mr. Gus Rodriguez Accounting Branch Chief Securities and Exchange Commission Division of Corporation Finance Washington, DC 20549 Reference: June 18, 2013 comment letter Berkshire Bancorp Inc. Form 10-K for the Fiscal year ended December 31, 2012 Filed on April 16, 2013 File No. 000-13649 Dear Mr. Rodriguez: This will confirm the telephone conversation that I had today with Mr. Paul |
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| June 14, 2013 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 10, 2013 Berkshire Bancorp Inc. (Exact name of registrant as specified in its charter) Delaware 01-13649 94-2563513 (State or other jurisdiction (Commission File Number) (IRS Emp |
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| May 15, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e) |
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| May 15, 2013 |
BERKSHIRE BANCORP INC. 160 Broadway New York, NY 10038 March 25, 2013 Exhibit 10.2 BERKSHIRE BANCORP INC. 160 Broadway New York, NY 10038 March 25, 2013 Mr. Steven Rosenberg 57 Fairview Avenue Port Washington, NY 11050 Dear Steven: On behalf of the Board of Directors of Berkshire Bancorp Inc., I want to thank you for the years of dedicated service to and achievements for the Company. This letter will serve as a separation agreement between you (“Employee” or “he” if |
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| May 15, 2013 |
Amendment No. 7 To Employment Agreement EX-10.3 3 v344538ex10-3.htm EXHIBIT 10.3 Exhibit 10.3 Amendment No. 7 To Employment Agreement Amendment No. 7, effective as of April 25, 2013, by and between The Berkshire Bank, a New York banking corporation("Employer"), and David Lukens("Employee"), to the Agreement, dated as of January 1, 2001, between Employer and Employee (the "Employment Agreement"). WITNESSETH: WHEREAS, Employer and Employe |
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| May 15, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2013 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 0-13649 BERKSHIRE |
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| April 16, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K x ANNUAL REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2012 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 0-13649 Berkshire Bancorp Inc. (Exac |
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| April 16, 2013 |
Amendment No. 6 to Employment Agreement EX-10.9 2 v337582ex10-9.htm EXHIBIT 10.9 Exhibit 10.9 Amendment No. 6 to Employment Agreement Amendment No. 6, dated as of March 25, 2013, by and between The Berkshire Bank, a New York banking corporation ("Employer"), and Moses Krausz ("Employee"), to the Agreement, dated as of May 1, 1999, between Employer and Employee (the "Employment Agreement"). W I T N E S S E T H: WHEREAS, Employer and Empl |
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| April 16, 2013 |
EX-21 3 v337582ex21.htm EXHIBIT 21 Exhibit 21 SUBSIDIARIES OF REGISTRANT Jurisdiction of Incorporation or Name Organization Greater American Finance Group, Inc. Delaware The Berkshire Bank New York East 39, LLC New York Berkshire Agency, Inc. New York Berkshire 1031 Exchange, LLC New York |
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| March 29, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 25, 2013 Berkshire Bancorp Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 01-13649 (Commission File Number) |
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| March 29, 2013 |
NT 10-K 1 v339878nt10k.htm NT 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SEC FILE NUMBER 000-13649 FORM 12b-25 CUSIP NUMBER 084597202 NOTIFICATION OF LATE FILING (Check one): x Form 10-K ¨ Form 20-F ¨ Form 11-K ¨ Form 10-Q ¨ Form 10-D ¨ Form N-SAR ¨ Form N-CSR For Period Ended: DECEMBER 31, 2012 ¨ Transition Report on Form 10-K ¨ Transition Report on Form 20-F ¨ T |
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| November 14, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2012 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 0-13649 BERKS |
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| August 14, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2012 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 0-13649 BERKSHIRE |
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| May 16, 2012 |
Submission of Matters to a Vote of Security Holders - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 15, 2012 Berkshire Bancorp Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 01-13649 (Commission File Number) 94 |
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| May 14, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2012 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 0-13649 BERKSHIRE |
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| April 12, 2012 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| March 30, 2012 |
EX-21 4 v241643ex21.htm EXHIBIT 21 Exhibit 21 SUBSIDIARIES OF REGISTRANT Jurisdiction of Incorporation or Name Organization Greater American Finance Group, Inc. Delaware The Berkshire Bank New York East 39, LLC New York Berkshire Agency, Inc. New York Berkshire 1031 Exchange, LLC New York Berkshire Capital Trust I Delaware Berkshire Capital Trust II Delaware |
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| March 30, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K x ANNUAL REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2011 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 0-13649 Berkshire Bancorp Inc. (Exac |
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| March 30, 2012 |
Amendment No. 5 To Employment Agreement EX-10.8 2 v241643ex10-8.htm EXHIBIT 10.8 Exhibit 10.8 Amendment No. 5 To Employment Agreement Amendment No. 5, dated as of December 5, 2011, by and between The Berkshire Bank, a New York banking corporation ("Employer"), and Moses Krausz ("Employee"), to the Agreement, dated as of May 1, 1999, between Employer and Employee (the "Employment Agreement"). WITNESSETH: WHEREAS, Employer and Employee en |
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| March 30, 2012 |
Amendment No. 5 To Employment Agreement EX-10.9 3 v241643ex10-9.htm EXHIBIT 10.9 Exhibit 10.9 Amendment No. 5 To Employment Agreement Amendment No. 5, dated as of December 2, 2011, by and between The Berkshire Bank, a New York banking corporation ("Employer"), and David Lukens ("Employee"), to the Agreement, dated as of January 1, 2001, between Employer and Employee (the "Employment Agreement"). WITNESSETH: WHEREAS, Employer and Employe |
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| November 14, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2011 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 0-13649 BERKS |
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| November 10, 2011 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0145 Expires: February 28, 2009 Estimated average burden hours per response....10.4 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* BERKSHIRE BANCORP INC. (Name of Issuer) COMMON STOCK (Title of Class of Securities) 084597-10-3 (CUSIP Number) October 31, 2011 (Date of Event Which Requir |
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| November 2, 2011 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Act of 1934 (Amendment No. 21)* BERKSHIRE BANCORP INC. (Name of Issuer) COMMON STOCK, $.10 PAR VALUE (Title of Class of Securities) 084597-10-3 (CUSIP Number) Emanuel J. Adler Blank Rome LLP 405 Lexington Avenue New York, New York 10174 (212) 885-5000 (Name, Address and Telephone Number of Person Authorized |
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| November 2, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 31, 2011 Berkshire Bancorp Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 01-13649 (Commission File Number |
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| August 8, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2011 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 0-13649 BERKSHIRE |
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| May 25, 2011 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Act of 1934 (Amendment No. 20)* BERKSHIRE BANCORP INC. (Name of Issuer) COMMON STOCK, $.10 PAR VALUE (Title of Class of Securities) 084597-10-3 (CUSIP Number) Emanuel J. Adler Blank Rome LLP 405 Lexington Avenue New York, New York 10174 (212) 885-5000 (Name, Address and Telephone Number of Person Authorized |
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| May 18, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 16, 2011 Berkshire Bancorp Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 01-13649 (Commission File Number) 94 |
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| May 17, 2011 |
Submission of Matters to a Vote of Security Holders 8-K 1 v2231228k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 12, 2011 Berkshire Bancorp Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 01-13649 (Commis |
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| May 11, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2011 or x TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 0-13649 BERKSHIRE |
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| April 13, 2011 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| March 24, 2011 |
EX-21 2 v215811ex21.htm Exhibit 21 SUBSIDIARIES OF REGISTRANT Jurisdiction of Incorporation or Name Organization Greater American Finance Group, Inc. Delaware The Berkshire Bank New York East 39, LLC New York Berkshire Agency, Inc. New York Berkshire 1031 Exchange, LLC New York Berkshire Capital Trust I Delaware Berkshire Capital Trust II Delaware |
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| March 24, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K x ANNUAL REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2010 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 0-13649 Berkshire Bancorp Inc. (Exac |
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| March 16, 2011 |
SECURITIES AND EXCHANGE COMMISSION SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Act of 1934 (Amendment No. 19)* BERKSHIRE BANCORP INC. (Name of Issuer) COMMON STOCK, $.10 PAR VALUE (Title of Class of Securities) 084597-10-3 (CUSIP Number) Emanuel J. Adler Blank Rome LLP 405 Lexington Avenue New York, New York 10174 (212) 885-5000 (Name, Address and Telephone Number of Person Authorized |
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| November 10, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2010 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 0-13649 BERKS |
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| August 30, 2010 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 24, 2010 Berkshire Bancorp Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 01-13649 (Commission File Number) |
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| August 5, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2010 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 0-13649 BERKSHIRE |
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| July 13, 2010 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| June 18, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2010 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 0-13649 BERKSHIRE |
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| June 10, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K 10-K 1 v18753810k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K x ANNUAL REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2009 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 0-13649 Berksh |
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| June 10, 2010 |
Amendment No. 4 To Employment Agreement EX-10.14 3 v187538ex10-14.htm Exhibit 10.14 Amendment No. 4 To Employment Agreement Amendment No. 4, dated as of November 2, 2009, by and between The Berkshire Bank, a New York banking corporation ("Employer"), and David Lukens ("Employee"), to the Agreement, dated as of January 1, 2001, between Employer and Employee (the "Employment Agreement"). WITNESSETH: WHEREAS, Employer and Employee entered |
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| June 10, 2010 |
EX-21 4 v187538ex21.htm Exhibit 21 SUBSIDIARIES OF REGISTRANT Jurisdiction of Incorporation or Name Organization Greater American Finance Group, Inc. Delaware The Berkshire Bank New York East 39, LLC New York Berkshire Agency, Inc. New York Berkshire 1031 Exchange, LLC New York Berkshire Capital Trust I Delaware Berkshire Capital Trust II Delaware |
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| June 10, 2010 |
Amendment No. 4 To Employment Agreement EX-10.13 2 v187538ex10-13.htm Exhibit 10.13 Amendment No. 4 To Employment Agreement Amendment No. 4, dated as of November 10, 2009, by and between The Berkshire Bank, a New York banking corporation ("Employer"), and Moses Krausz ("Employee"), to the Agreement, dated as of May 1, 1999, between Employer and Employee (the "Employment Agreement"). WITNESSETH: WHEREAS, Employer and Employee entered int |
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| June 1, 2010 |
Berkshire Bancorp Inc. Receives NASDAQ Notification Berkshire Bancorp Inc. NEWS RELEASE Contact: Steven Rosenberg President Berkshire Bancorp Inc. (212) 791-5362 FOR IMMEDIATE RELEASE Berkshire Bancorp Inc. Receives NASDAQ Notification New York, NY – June 1, 2010 - Berkshire Bancorp Inc. (NASDAQ: BERK) today announced that on May 25, 2010, it was informed in a letter from a member of the staff of Nasdaq that, due to the Company’s inability to file |
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| June 1, 2010 |
Financial Statements and Exhibits 8-K 1 v1870328k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 25, 2010 Berkshire Bancorp Inc. (Exact name of registrant as specified in its charter) Delaware 01-13649 94-2563513 (State or other jurisdiction (Commission Fi |
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| June 1, 2010 |
BERKSHIRE BANCORP INC. 160 Broadway New York, NY 10038 BERKSHIRE BANCORP INC. 160 Broadway New York, NY 10038 June 1, 2010 VIA EDGAR Mr. Kevin W. Vaughn Accounting Branch Chief United States Securities and Exchange Commission Division of Corporation Finance Washington, D.C. 20549 Re: Berkshire Bancorp Inc. Form 10-K for Fiscal Year Ended December 31, 2008 Form 10-Q for the Period Ended September 30, 2009 File No. 000-13649 Dear Mr. Vaughn: Berkshire B |
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| May 17, 2010 |
UNITED STATES OMB APPROVAL SECURITIES AND EXCHANGE COMMISSION OMB Number: 3235-0058 Expires: May 31, 2012 Estimated average burden hours per response. |
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| April 30, 2010 |
BERKSHIRE BANCORP INC. 160 Broadway New York, NY 10038 BERKSHIRE BANCORP INC. 160 Broadway New York, NY 10038 April 30, 2010 VIA EDGAR Ms. Brittany Ebbertt Staff Accountant United States Securities and Exchange Commission Division of Corporation Finance Washington, D.C. 20549 Re: Berkshire Bancorp Inc. Form 10-K for Fiscal Year Ended December 31, 2008 Form 10-Q for the Period Ended September 30, 2009 File No. 000-13649 Dear Ms. Ebbertt: I am writing t |
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| April 22, 2010 |
Berkshire Bancorp Inc. Receives NASDAQ Notification Berkshire Bancorp Inc. NEWS RELEASE Contact: Steven Rosenberg President Berkshire Bancorp Inc. (212) 791-5362 FOR IMMEDIATE RELEASE Berkshire Bancorp Inc. Receives NASDAQ Notification New York, NY – April 22, 2010 - Berkshire Bancorp Inc. (NASDAQ: BERK) today announced that on April 19, 2010, it was informed in a letter from a member of the staff of Nasdaq that, due to its failure to timely file i |
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| April 22, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 19, 2010 Berkshire Bancorp Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 01-13649 (Commission File Number) |
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| April 12, 2010 |
BERKSHIRE BANCORP INC. 160 Broadway New York, NY 10038 Tel: (212) 791-5362 BERKSHIRE BANCORP INC. 160 Broadway New York, NY 10038 Tel: (212) 791-5362 April 12, 2010 VIA EDGAR Mr. Kevin W. Vaughn Accounting Branch Chief Division of Corporation Finance United States Securities and Exchange Commission 100 F. Street, N.E. Washington, D.C. 20549 RE: Berkshire Bancorp, Inc Supplemental Response Dated January 21, 2010 Form 10-K for the Fiscal Year Ended December 31, 2008 Form 1 |
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| April 5, 2010 |
BERKSHIRE BANCORP INC. 160 Broadway New York, NY 10038 Tel: (212) 791-5362 April 5, 2010 BERKSHIRE BANCORP INC. 160 Broadway New York, NY 10038 Tel: (212) 791-5362 April 5, 2010 VIA EDGAR Mr. Kevin W. Vaughn Accounting Branch Chief Division of Corporation Finance United States Securities and Exchange Commission 100 F. Street, N.E. Washington, D.C. 20549 RE: Berkshire Bancorp, Inc Supplemental Response Dated January 21, 2010 Form 10-K for the Fiscal Year Ended December 31, 2008 Form 10 |
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| March 31, 2010 |
UNITED STATES OMB APPROVAL SECURITIES AND EXCHANGE COMMISSION OMB Number: 3235-0058 Expires: May 31, 2012 Estimated average burden hours per response. |
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| March 31, 2010 |
BERKSHIRE BANCORP INC. 160 Broadway New York, NY 10038 BERKSHIRE BANCORP INC. 160 Broadway New York, NY 10038 March 31, 2010 VIA EDGAR Ms. Brittany Ebbertt Staff Accountant United States Securities and Exchange Commission Division of Corporation Finance Washington, D.C. 20549 Re: Berkshire Bancorp, Inc. Form 10-K for Fiscal Year Ended December 31, 2008 Form 10-Q for the Period Ended September 30, 2009 File No. 000-13649 Dear Ms. Ebbertt: On March 11, |
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| March 11, 2010 |
BERKSHIRE BANCORP INC. 160 Broadway New York, NY 10038 BERKSHIRE BANCORP INC. 160 Broadway New York, NY 10038 March 11, 2010 VIA EDGAR Ms. Brittany Ebbertt Staff Accountant United States Securities and Exchange Commission Division of Corporation Finance Washington, D.C. 20549 Re: Berkshire Bancorp, Inc. Form 10-K for Fiscal Year Ended December 31, 2008 Form 10-Q for the Period Ended September 30, 2009 File No. 000-13649 Dear Ms. Ebbertt: This will con |
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| January 21, 2010 |
BERKSHIRE BANCORP INC. 160 Broadway New York, NY 10038 Tel: (212) 791-5362 January 21, 2010 VIA EDGAR Mr. Kevin W. Vaughn Accounting Branch Chief Division of Corporation Finance United States Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Berkshire Bancorp Inc. Form 10-K for the Fiscal Year Ended December 31, 2008 Form 10-Q for the Period Ended September 30, 2009 |
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| January 15, 2010 |
BLANK ROME LLP The Chrysler Building 405 Lexington Avenue New York, NY 10174-0208 BLANK ROME LLP The Chrysler Building 405 Lexington Avenue New York, NY 10174-0208 January 15, 2010 VIA EDGAR Mr. |
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| December 22, 2009 |
[BLANK ROME LLP LETTERHEAD] December 22, 2009 [BLANK ROME LLP LETTERHEAD] December 22, 2009 VIA EDGAR Mr. Kevin W. Vaughn Accounting Branch Chief United States Securities and Exchange Commission Division of Corporation Finance Washington, D.C. 20549 Re: Berkshire Bancorp, Inc. Form 10-K for Fiscal Year Ended December 31, 2008 Form 10-Q for the Period Ended September 30, 2009 File No. 000-13649 Dear Mr. Vaughn: This will confirm our telephone |
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| November 12, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2009 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 0-13649 BERKS |
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| August 11, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION 10-Q 1 c5844810-q.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2009 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file numb |
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| May 11, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2009 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 0-13649 BERKSHIRE |
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| April 14, 2009 |
United States Securities and Exchange Commission Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the registrant x Filed by a party other than the registrant ¨ Check the appropriate box: o Preliminary proxy statement ¨ Confidential, for use of the Commission only (as permitted by Rule 14a-6(e)(2)) x Defin |
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| March 31, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K x ANNUAL REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2008 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 0-13649 Berkshire Bancorp Inc. (Exac |
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| March 31, 2009 |
STOCK PURCHASE AGREEMENT BY AND AMONG BERKSHIRE BANCORP INC. THE PURCHASERS EX-10.11 3 v144433ex10-11.htm Exhibit 10.11 STOCK PURCHASE AGREEMENT BY AND AMONG BERKSHIRE BANCORP INC. AND THE PURCHASERS Dated: October 30, 2008 STOCK PURCHASE AGREEMENT THIS STOCK PURCHASE AGREEMENT (the “Agreement”) is made as of the 30th day of October, 2008, by and among Berkshire Bancorp Inc., a Delaware corporation (“Company”), and the investors listed on Schedule I (the “Schedule of Purc |
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| March 31, 2009 |
EX-10.12 4 v144433ex10-12.htm Exhibit 10.12 REGISTRATION RIGHTS AGREEMENT This Registration Rights Agreement (this “Agreement”) is made and entered into as of October 30, 2008, among Berkshire Bancorp Inc., a Delaware corporation (the “Company”), and the Purchasers listed on Schedule 1 hereto (the “Purchasers”). This Agreement is made pursuant to the Stock Purchase Agreement, dated as of the date |
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| March 31, 2009 |
EX-21 5 v144433ex21.htm Exhibit 21 SUBSIDIARIES OF REGISTRANT Jurisdiction of Incorporation or Name Organization Greater American Finance Group, Inc. Delaware The Berkshire Bank New York East 39, LLC New York Berkshire Agency, Inc. New York Berkshire 1031 Exchange, LLC New York Berkshire Capital Trust I Delaware Berkshire Capital Trust II Delaware |
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| March 31, 2009 |
AMENDMENT NO. 3 TO THE DEFERRED COMPENSATION PLAN OF THE BERKSHIRE BANK EX-10.10 2 v144433ex10-10.htm Exhibit 10.10 AMENDMENT NO. 3 TO THE DEFERRED COMPENSATION PLAN OF THE BERKSHIRE BANK WHEREAS, The Berkshire Bank (the "Bank" or the "Company") adopted and maintains a nonqualified and unfunded deferred compensation plan known as the Deferred Compensation Plan of The Berkshire Bank effective July 1, 2006 and amended on August 17, 2006 and November 29, 2007 (the "Plan" |
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| January 26, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 22, 2009 Berkshire Bancorp Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 01-13649 (Commission File Number |
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| December 17, 2008 |
EX-3.1 2 v135062ex3-1.htm EXHIBIT 3.1 CERTIFICATE OF AMENDMENT OF CERTIFICATE OF INCORPORATION OF BERKSHIRE BANCORP INC. Adopted in accordance with the provisions of Section 242 of the General Corporation Law of the State of Delaware The undersigned, being a duly authorized officer of Berkshire Bancorp Inc. (the "Corporation"), a corporation existing under the laws of the State of Delaware, does h |
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| December 17, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 15, 2008 Berkshire Bancorp Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 01-13649 (Commission File Numbe |
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| November 25, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 Schedule 14C INFORMATION REQUIRED IN INFORMATION STATEMENT SCHEDULE 14C INFORMATION Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 (Amendment No. |
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| November 14, 2008 |
10-Q 1 c5567010-q.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2008 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file |
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| November 14, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 Schedule 14C INFORMATION REQUIRED IN INFORMATION STATEMENT SCHEDULE 14C INFORMATION Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 (Amendment No. |
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| November 5, 2008 |
EX-3.1 2 v130737ex3-1.htm CERTIFICATE OF DESIGNATIONS OF 8.0% NON-CUMULATIVE MANDATORILY CONVERTIBLE PERPETUAL SERIES A PREFERRED STOCK OF BERKSHIRE BANCORP INC. Pursuant to Section 151 of the General Corporation Law of the State of Delaware Berkshire Bancorp Inc., a corporation organized and existing under the General Corporation Law of the State of Delaware (the “Corporation”), in accordance wit |
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| November 5, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 30, 2008 Berkshire Bancorp Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 01-13649 (Commission File Number |
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| September 17, 2008 |
Entry into a Material Definitive Agreement, Material Impairments, Material Impairments UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 16, 2008 Berkshire Bancorp Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 01-13649 (Commission File Numb |
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| April 11, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB NUMBER: 3235-0145 Expires: February 28, 2009 Estimated average burden Hours per response…11 SCHEDULE 13D Under the Securities Act of 1934 (Amendment No. 18)* BERKSHIRE BANCORP INC. (Name of Issuer) COMMON STOCK, $.10 PAR VALUE (Title of Class of Securities) 084597-10-3 (CUSIP Number) Emanuel J. Adler Blank Rom |
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| January 3, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB NUMBER: 3235-0145 Expires: February 28, 2009 Estimated average burden Hours per response?11 SCHEDULE 13D Under the Securities Act of 1934 (Amendment No. 17)* BERKSHIRE BANCORP INC. (Name of Issuer) COMMON STOCK, $.10 PAR VALUE (Title of Class of Securities) 084597-10-3 (CUSIP Number) Emanuel J. Adler Blank Rom |
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| December 6, 2006 |
OMB APPROVAL OMB NUMBER: 3235-0145 Expires: February 28, 2009 Estimated average burden Hours per response?11 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
