Basic Stats
| LEI | F5WCUMTUM4RKZ1MAIE39 |
| CIK | 898427 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to AXA SA
SEC Filings (Chronological Order)
This page provides a complete, chronological list of SEC Filings, excluding ownership filings which we provide elsewhere.
| May 20, 2021 |
Amendment No. 2 to Schedule 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* Equitable Holdings, Inc. (Name of Issuer) Common stock, par value $0.01 per share (Title of Class of Securities) 29452E 101 (CUSIP Number) May 20, 2021 (Date of Event Which Requires Filing of this Statement) Check the appr |
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| February 12, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G / A Under the Securities Exchange Act of 1934 (Amendment No. 1)* Jumia Technologies AG - (Name of Issuer) Ordinary Shares - (Title of Class of Securities) 48138M105** - (CUSIP Number) December 31, 2020 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuan |
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| January 21, 2020 |
EQH / AXA Equitable Holdings, Inc. / Axa - AMENDMENT 1 TO SCHEDULE 13G Passive Investment Amendment 1 to Schedule 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| June 27, 2019 |
AXAHY / AXA 11-K - - FORM 11-K 11-K 1 d729171d11k.htm FORM 11-K Table of Contents SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 11-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 15 (d) OF THE SECURITIES AND EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2018. OR ☐ TRANSITION REPORT PURSUANT TO SECTION 15 (d) OF THE SECURITIES AND EXCHANGE ACT OF 1934 For transition period from to . Commission fil |
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| April 22, 2019 |
JMIA / Jumia Technologies AG / Axa - SC 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 JUMIA TECHNOLOGIES AG (Name of Issuer) Ordinary Shares (Title of Class of Securities) 48138M105** (CUSIP Number) APRIL 15, 2019 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: ☐ Rule 13d-1(b) ☒ Rule 13d-1(c) ☐ Rule 13d-1(d) * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. |
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| February 1, 2019 |
EQH / AXA Equitable Holdings, Inc. / Axa - SCHEDULE13G Passive Investment SC 13G 1 d698173dsc13g.htm SCHEDULE13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* AXA Equitable Holdings, Inc. (Name of Issuer) Common stock, par value $0.01 per share (Title of Class of Securities) 054561105 (CUSIP Number) December 31, 2018 (Date of Event Which Requires Filing of this Statement) |
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| June 28, 2018 |
Form 11-K Table of Contents SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 11-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 15 (d) OF THE SECURITIES AND EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2017. OR ☐ TRANSITION REPORT PURSUANT TO SECTION 15 (d) OF THE SECURITIES AND EXCHANGE ACT OF 1934 For transition period from to . Commission file number - 001-14410 A. |
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| March 5, 2018 |
DFAN14A 1 dfan14a.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☐ Filed by a Party other than the Registrant ☒ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ |
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| March 5, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☐ Filed by a Party other than the Registrant ☒ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy State |
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| March 5, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☐ Filed by a Party other than the Registrant ☒ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy State |
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| June 27, 2017 |
Form 11-K Table of Contents SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 11-K (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 15 (d) OF THE SECURITIES AND EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2016. OR ? TRANSITION REPORT PURSUANT TO SECTION 15 (d) OF THE SECURITIES AND EXCHANGE ACT OF 1934 For transition period from to . Commission file number - 001-14410 A. |
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| June 21, 2016 |
Form 11-K Table of Contents SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 11-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 15 (d) OF THE SECURITIES AND EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2015. OR ? TRANSITION REPORT PURSUANT TO SECTION 15 (d) OF THE SECURITIES AND EXCHANGE ACT OF 1934 For transition period from to . Commission file number - 001-14410 A. |
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| June 30, 2015 |
Form 11-K Table of Contents SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 11-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 15 (d) OF THE SECURITIES AND EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2014. OR ? TRANSITION REPORT PURSUANT TO SECTION 15 (d) OF THE SECURITIES AND EXCHANGE ACT OF 1934 For transition period from to . Commission file number?001-14410 A. F |
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| June 30, 2015 |
NT 11-K OMB APPROVAL OMB Number: 3235-0058 Expires: August 31, 2015 Estimated average burden hours per response 2. |
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| June 30, 2014 |
11-K Table of Contents SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 11-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 15 (d) OF THE SECURITIES AND EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2013. OR ¨ TRANSITION REPORT PURSUANT TO SECTION 15 (d) OF THE SECURITIES AND EXCHANGE ACT OF 1934 For transition period from to . Commission file number - 001-14410 A. Full |
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| June 28, 2013 |
Form 11-K Table of Contents SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 11-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 15 (d) OF THE SECURITIES AND EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2012. OR ¨ TRANSITION REPORT PURSUANT TO SECTION 15 (d) OF THE SECURITIES AND EXCHANGE ACT OF 1934 For transition period from to . Commission file number—001-14410 A. F |
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| June 28, 2012 |
Form 11-K Table of Contents SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 11-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 15 (d) OF THE SECURITIES AND EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2011. OR ¨ TRANSITION REPORT PURSUANT TO SECTION 15 (d) OF THE SECURITIES AND EXCHANGE ACT OF 1934 For transition period from to . Commission file number—001-14410 A. F |
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| June 27, 2011 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 11-K SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 11-K (Mark One) [X] ANNUAL REPORT PURSUANT TO SECTION 15 (d) OF THE SECURITIES AND EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2010. OR [ ] TRANSITION REPORT PURSUANT TO SECTION 15 (d) OF THE SECURITIES AND EXCHANGE ACT OF 1934 For transition period from to . Commission file number - 001-14410 A. Full title of the plan |
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| June 28, 2010 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 11-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 15 (d) OF THE SECURITIES AND EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2009. OR o TRANSITION REPORT PURSUANT TO SECTION 15 (d) OF THE SECURITIES AND EXCHANGE ACT OF 1934 For transition period from to . Commission file number - 001-14410 A. Full title of the plan and |
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| March 26, 2010 |
As filed with the Securities and Exchange Commission on March 26, 2010 As filed with the Securities and Exchange Commission on March 26, 2010 Registration No. |
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| March 26, 2010 |
As filed with the Securities and Exchange Commission on March 26, 2010 As filed with the Securities and Exchange Commission on March 26, 2010 Registration No. |
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| March 26, 2010 |
As filed with the Securities and Exchange Commission on March 26, 2010 As filed with the Securities and Exchange Commission on March 26, 2010 Registration No. |
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| March 26, 2010 |
As filed with the Securities and Exchange Commission on March 26, 2010 As filed with the Securities and Exchange Commission on March 26, 2010 Registration No. |
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| March 26, 2010 |
As filed with the Securities and Exchange Commission on March 26, 2010 As filed with the Securities and Exchange Commission on March 26, 2010 Registration No. |
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| March 26, 2010 |
As filed with the Securities and Exchange Commission on March 26, 2010 As filed with the Securities and Exchange Commission on March 26, 2010 Registration No. |
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| March 26, 2010 |
As filed with the Securities and Exchange Commission on March 26, 2010 As filed with the Securities and Exchange Commission on March 26, 2010 Registration No. |
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| March 26, 2010 |
As filed with the Securities and Exchange Commission on March 26, 2010 As filed with the Securities and Exchange Commission on March 26, 2010 Registration No. |
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| March 26, 2010 |
EXHIBIT A AMERICAN DEPOSITARY SHARES (Each American Depositary Share represents one deposited Share) THE BANK OF NEW YORK MELLON AMERICAN DEPOSITARY RECEIPT FOR ORDINARY SHARES PAR VALUE EURO 2. |
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| March 26, 2010 |
As filed with the Securities and Exchange Commission on March 26, 2010 As filed with the Securities and Exchange Commission on March 26, 2010 Registration No. |
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| March 26, 2010 |
As filed with the Securities and Exchange Commission on March 26, 2010 As filed with the Securities and Exchange Commission on March 26, 2010 Registration No. |
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| March 26, 2010 |
As filed with the Securities and Exchange Commission on March 26, 2010 As filed with the Securities and Exchange Commission on March 26, 2010 Registration No. |
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| March 26, 2010 |
As filed with the Securities and Exchange Commission on March 26, 2010 As filed with the Securities and Exchange Commission on March 26, 2010 Registration No. |
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| March 26, 2010 |
As filed with the Securities and Exchange Commission on March 26, 2010 As filed with the Securities and Exchange Commission on March 26, 2010 Registration No. |
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| March 26, 2010 |
As filed with the Securities and Exchange Commission on March 26, 2010 As filed with the Securities and Exchange Commission on March 26, 2010 Registration No. |
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| March 26, 2010 |
As filed with the Securities and Exchange Commission on March 26, 2010 As filed with the Securities and Exchange Commission on March 26, 2010 Registration No. |
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| March 26, 2010 |
As filed with the Securities and Exchange Commission on March 26, 2010 As filed with the Securities and Exchange Commission on March 26, 2010 Registration No. |
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| March 26, 2010 |
============================================================== AXA AND THE BANK OF NEW YORK MELLON As Depositary AND OWNERS OF AMERICAN DEPOSITARY RECEIPTS Deposit Agreement Dated as of June 24, 1996 Amended and Restated as of December 8, 2000 Amended and Restated as of April 27, 2001 Amended and Restated as of June 12, 2001 Amended and Restated as of , 2010 ======================================= |
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| March 26, 2010 |
As filed with the Securities and Exchange Commission on March 26, 2010 As filed with the Securities and Exchange Commission on March 26, 2010 Registration No. |
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| March 26, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15F CERTIFICATION OF A FOREIGN PRIVATE ISSUER’S TERMINATION OF REGISTRATION OF A CLASS OF SECURITIES UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR ITS TERMINATION OF THE DUTY TO FILE REPORTS UNDER SECTION 13(a) OR SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 1-14410 AXA (Exac |
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| March 26, 2010 |
As filed with the Securities and Exchange Commission on March 26, 2010 As filed with the Securities and Exchange Commission on March 26, 2010 Registration No. |
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| March 26, 2010 |
As filed with the Securities and Exchange Commission on March 26, 2010 As filed with the Securities and Exchange Commission on March 26, 2010 Registration No. |
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| March 26, 2010 |
As filed with the Securities and Exchange Commission on March 26, 2010 As filed with the Securities and Exchange Commission on March 26, 2010 Registration No. |
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| March 18, 2010 | ||
| March 18, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13A-16 OR 15D-16 OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE MONTH OF MARCH 2010 AXA (Translation of registrant's name into English) 25, AVENUE MATIGNON 75008 PARIS, FRANCE (address of principal executive offices) Indicate by check mark whether the registrant files |
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| March 16, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 25 NOTIFICATION OF REMOVAL FROM LISTING AND/OR REGISTRATION UNDER SECTION 12(b) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number: 1-14410 AXA (NYSE) (Exact name of Issuer as specified in its charter, and name of Exchange where security is listed and/or registered) 25, avenue Matignon - 75008 Paris - France + |
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| March 16, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13A-16 OR 15D-16 OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE MONTH OF MARCH 2010 AXA (Translation of registrant's name into English) 25, AVENUE MATIGNON 75008 PARIS, FRANCE (address of principal executive offices) Indicate by check mark whether the registrant files |
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| March 16, 2010 | ||
| February 18, 2010 |
6-K 1 e12422.htm REPORT OF FOREIGN PRIVATE ISSUER UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13A-16 OR 15D-16 OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE MONTH OF FEBRUARY 2010 AXA (Translation of registrant's name into English) 25, AVENUE MATIGNON 75008 PARIS, FRANCE (address of principal executive offices) |
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| February 18, 2010 |
Exhibit 99.2 |
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| February 18, 2010 |
Exhibit 99.1 |
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| January 25, 2010 | ||
| January 25, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13A-16 OR 15D-16 OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE MONTH OF JANUARY 2010 AXA (Translation of registrant's name into English) 25, AVENUE MATIGNON 75008 PARIS, FRANCE (address of principal executive offices) Indicate by check mark whether the registrant file |
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| December 8, 2009 |
December 7, 2009 Ms. Cecilia Blye Chief, Office of Global Security Risk Division of Corporation Finance United States Securities and Exchange Commission 100 F Street, N.E., Washington, D.C. 20549 Re: AXA Form 20-F for the Fiscal Year Ended December 31, 2008, Filed March 27, 2009 Form 6-K, Filed March 27, 2009 File No. 1-14410 Dear Ms. Blye: We are writing in response to the comments included in th |
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| November 9, 2009 | ||
| November 9, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13A-16 OR 15D-16 OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE MONTH OF NOVEMBER 2009 AXA (Translation of registrant's name into English) 25, AVENUE MATIGNON 75008 PARIS, FRANCE (address of principal executive offices) Indicate by check mark whether the registrant fil |
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| October 29, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13A-16 OR 15D-16 OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE MONTH OF OCTOBER 2009 AXA (Translation of registrant's name into English) 25, AVENUE MATIGNON 75008 PARIS, FRANCE (address of principal executive offices) Indicate by check mark whether the registrant file |
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| October 29, 2009 |
e12082 EX-99.1 |
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| August 5, 2009 |
EX-99.1 |
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| August 5, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13A-16 OR 15D-16 OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE MONTH OF AUGUST 2009 AXA (Translation of registrant's name into English) 25, AVENUE MATIGNON 75008 PARIS, FRANCE (address of principal executive offices) Indicate by check mark whether the registrant files |
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| July 31, 2009 |
July 31, 2009 Mr. Jim B. Rosenberg Senior Assistant Chief Accountant United States Securities and Exchange Commission 450 Fifth Street, N.W. Washington, D.C. 20549 United States Re: AXA Form 20-F for the Fiscal Year Ended December 31, 2008 (File No. 001-14410) (the “2008 Form 20-F”) Dear Mr. Rosenberg, Please find attached AXA’s response to the Staff’s comment letter dated June 11, 2009 and the St |
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| June 22, 2009 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 11-K SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 11-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 15 (d) OF THE SECURITIES AND EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2008. OR o TRANSITION REPORT PURSUANT TO SECTION 15 (d) OF THE SECURITIES AND EXCHANGE ACT OF 1934 For transition period from to . Commission file number - 001-14410 A. Full title of the plan and |
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| June 15, 2009 |
June 15, 2009 BY EDGAR Mr. Jim B. Rosenberg Senior Assistant Chief Accountant Division of Corporation Finance Securities and Exchange Commission Washington, D.C. 20549 United States RE: Comment Letter – AXA Annual Report on Form 20-F for the Fiscal Year Ended December 31, 2008 (“2008 Form 20-F”); File No. 001-14410 Dear Mr. Rosenberg, We acknowledge receipt of your comment letter dated June 11, 20 |
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| May 7, 2009 | ||
| May 7, 2009 |
6-K 1 e11533.htm REPORT OF FOREIGN PRIVATE ISSUER UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13A-16 OR 15D-16 OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE MONTH OF MAY 2009 AXA (Translation of registrant's name into English) 25, AVENUE MATIGNON 75008 PARIS, FRANCE (address of principal executive offices) Indi |
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| March 27, 2009 |
AXA CERTIFICATION PURSUANT TO 18 U.S.C. Section 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Annual Report on Form 20-F for the year ended December 31, 2008 of AXA S.A. (the "Registrant"), as filed with the United States Securities and Exchange Commission on the date hereof (the "Report"), I, Henri de Castries, Chief Executive Officer and Chairm |
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| March 27, 2009 |
AXA (the "Company") RULES OF PROCEDURE OF THE SUPERVISORY BOARD .December 18.2008 AXA (the "Company") RULES OF PROCEDURE OF THE SUPERVISORY BOARD .December 18.2008 These Rules of Procedure of the Supervisory Board have been drawn up in accordance with Article 12.5 of the Company's Bylaws. They may be amended at any time by a simple decision of the Supervisory Board. Article 1 - Meetings of the Supervisory Board 1. The Supervisory Board shall meet as often as the Company's inter |
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| March 27, 2009 |
20-F 1 doc20f.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 20-F (Mark One) REGISTRATION STATEMENT PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR [X] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2008 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) O |
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| March 27, 2009 |
AMENDED AND RESTATED VOTING TRUST AGREEMENT AMENDED AND RESTATED VOTING TRUST AGREEMENT This AMENDED AND RESTATED VOTING TRUST AGREEMENT (this "Agreement"), dated as of May 12, 2002, is entered into by and among AXA, a corporation organized under the laws of France ("AXA"), and each of the persons designated at the end of this Agreement as Voting Trustees (collectively with any predecessors or successors appointed pursuant hereto, the "Voting Trustees"). |
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| March 27, 2009 |
Document de R?f?rence Annual Report 2008 Table of contents 01 PART 1 - CERTAIN PRELIMINARY INFORMATION ABOUT THIS ANNUAL REPORT 1 1. |
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| March 27, 2009 |
PricewaterhouseCoopers Audit 63, rue de Villiers 92208 Neuilly-sur-Seine Cedex T?l?phone 01 56 57 58 59 Fax 01 56 57 58 60 CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in the Registration Statements on Form S-8 (Nos. |
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| March 27, 2009 |
AXA CERTIFICATION PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 AXA CERTIFICATION PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 I, Henri de Castries, Chief Executive Officer and Chairman of the Management Board of AXA S A , certify that 1 I have reviewed this Annual Report on Form 20-F for the year ended December 31, 2008 of AXA S A (the "Registrant"); 2 Based on my knowledge, this report does not contain any untrue statement of a material fact or |
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| March 27, 2009 |
AXA Soci?t? Anonyme (a joint stock corporation) with Management and Supervisory Boards Stated capital: ?4,784,172,207. |
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| February 19, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13A-16 OR 15D-16 OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE MONTH OF FEBRUARY 2009 AXA (Translation of registrant's name into English) 25, AVENUE MATIGNON 75008 PARIS, FRANCE (address of principal executive offices) Indicate by check mark whether the registrant fil |
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| February 19, 2009 |
99.1 |
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| December 8, 2008 |
December 5, 2008 Mr. Jim B. Rosenberg Senior Assistant Chief Accountant United States Securities and Exchange Commission 450 Fifth Street, N.W. Washington, D.C. 20549 Re: AXA Form 20-F for the Fiscal Year Ended December 31, 2007 (File No. 001-14410) (the “2007 Form 20-F”) Dear Mr. Rosenberg, Please find attached AXA’s response to the Staff’s comment letter dated November 26, 2008 addressed to me c |
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| November 6, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13A-16 OR 15D-16 OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE MONTH OF NOVEMBER 2008 AXA (Translation of registrant's name into English) 25, AVENUE MATIGNON 75008 PARIS, FRANCE (address of principal executive offices) Indicate by check mark whether the registrant fil |
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| November 6, 2008 |
9M08 Activity Indicators: Total Revenues down 0.9%1 to Euro 69,458 million. PRESS RELEASE November 6, 2008 9M08 Activity Indicators: Total Revenues down 0.9%1 to Euro 69,458 million. Life & Savings ? Positive net inflows of ?+7.8 billion (US $11.9 billion) New Business Volume (APE) down 7%1 to ?5,163 million (US $7.9 billion) New Business Margin down 3.1 points1 to 19.5% Property & Casualty ? Revenues up 3%1 to ?20,031 million (US $30.5 billion) Positive net new personal |
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| September 29, 2008 |
September 29, 2008 Mr. Jim B. Rosenberg Senior Assistant Chief Accountant United States Securities and Exchange Commission 450 Fifth Street, N.W. Washington, D.C. 20549 Re: AXA Form 20-F for the Fiscal Year Ended December 31, 2007 (File No. 001-14410) (the “2007 Form 20-F”) Dear Mr. Rosenberg, Please find attached AXA’s response to the Staff’s comment letter dated August 5, 2008 addressed to me co |
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| September 29, 2008 |
● Any material write-downs or downgrades of assets they hold; Comments #1 and #2 Item 5. Operating and Financial Review and Prospects, page 8 Critical Accounting Policies, page 10 Investments, page 12 1. It appears from your disclosure that the fair values for €67 billion of your investments are provided in part by pricing services. It appears to be the case from the disclosure that the pricing service, brokers or arranging banks determine fair value rather |
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| August 7, 2008 | ||
| August 7, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13A-16 OR 15D-16 OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE MONTH OF AUGUST 2008 AXA (Translation of registrant's name into English) 25, AVENUE MATIGNON 75008 PARIS, FRANCE (address of principal executive offices) Indicate by check mark whether the registrant files |
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| August 7, 2008 |
August 7, 2008 BY EDGAR Mr. Jim B. Rosenberg Senior Assistant Chief Accountant Division of Corporation Finance Securities and Exchange Commission Washington, D.C. 20549 United States RE: Comment Letter - AXA Annual Report on Form 20-F for the Fiscal Year Ended December 31, 2007 (“2007 Form 20-F”); File No. 001-14410 Dear Mr. Rosenberg, We acknowledge receipt of your comment letter dated August 5, |
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| June 26, 2008 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 11-K SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 11-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 15 (d) OF THE SECURITIES AND EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2007. OR o TRANSITION REPORT PURSUANT TO SECTION 15 (d) OF THE SECURITIES AND EXCHANGE ACT OF 1934 For transition period from to . Commission file number - 001-14410 A. Full title of the plan and |
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| May 7, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13A-16 OR 15D-16 OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE MONTH OF MAY 2008 AXA (Translation of registrant's name into English) 25, AVENUE MATIGNON 75008 PARIS, FRANCE (address of principal executive offices) Indicate by check mark whether the registrant files or |
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| May 7, 2008 |
PRESS RELEASE May 7, 2008 1Q08 ACTIVITY INDICATORS LIFE & SAVINGS NEW BUSINESS VOLUME (APE1) DOWN 6%2 TO EURO 1,939 MILLION NEW BUSINESS MARGIN UP 0. |
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| April 30, 2008 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM PricewaterhouseCoopers Audit 63, rue de Villiers 92208 Neuilly-sur-Seine Cedex T?l?phone 01 56 57 58 59 Fax 01 56 57 58 60 CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in the Registration Statements on Form S-8 (Nos. |
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| April 30, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 20-F (Mark One) [ ] REGISTRATION STATEMENT PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR [X] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2007 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITI |
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| April 30, 2008 |
AXA (the "Company") RULES OF PROCEDURE OF THE SUPERVISORY BOARD December 20, 2007 Rules of Procedure AXA (the "Company") RULES OF PROCEDURE OF THE SUPERVISORY BOARD December 20, 2007 These Rules of Procedure of the Supervisory Board have been drawn up in accordance with Article 12. |
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| April 30, 2008 |
Bylaws AXA Société Anonyme (a joint stock corporation) with Management and Supervisory Boards Stated capital: €4,719,125,496. |
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| April 30, 2008 |
AXA CERTIFICATION PURSUANT TO SECTION 302 OF THE SARBANES OXLEY ACT OF 2002 EX 12 AXA CERTIFICATION PURSUANT TO SECTION 302 OF THE SARBANES OXLEY ACT OF 2002 I, Henri de Castries, Chief Executive Officer and Chairman of the Management Board of AXA S. |
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| April 30, 2008 |
AXA CERTIFICATION PURSUANT TO 18 U.S.C. Section 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES OXLEY ACT OF 2002 In connection with the Annual Report on Form 20-F for the year ended December 31, 2007 of AXA S.A. (the “Registrant”), as filed with the United States Securities and Exchange Commission on the date hereof (the “Report”), I, Henri de Castries, Chief Executive Officer and Chairm |
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| April 28, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13A-16 OR 15D-16 OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF REPORT APRIL 28, 2008 Commission File Number: 1-14410 AXA (Translation of Registrant's name into English) 25, avenue Matignon - 75008 Paris - France (Address of registrant's principal executive offices) In |
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| February 28, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13A-16 OR 15D-16 OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE MONTH OF FEBRUARY 2008 AXA (Translation of registrant's name into English) 25, AVENUE MATIGNON 75008 PARIS, FRANCE (address of principal executive offices) Indicate by check mark whether the registrant fil |
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| February 28, 2008 |
PRESS RELEASE February 28, 2008 AXA RECORDS SOLID PERFORMANCE IN FULL YEAR 2007: UNDERLYING EARNINGS UP 27% TO EURO 5. |
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| January 31, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13A-16 OR 15D-16 OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE MONTH OF JANUARY 2008 AXA (Translation of registrant's name into English) 25, AVENUE MATIGNON 75008 PARIS, FRANCE (address of principal executive offices) Indicate by check mark whether the registrant file |
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| January 31, 2008 |
PRESS RELEASE January 31, 2008 AXA RECORDS VERY STRONG FY07 TOP LINE GROWTH SUSTAINED ORGANIC GROWTH SUCCESSFUL INTEGRATION OF WINTERTHUR LIFE & SAVINGS NEW BUSINESS VOLUME 1 UP 24% (UP 8% ON A COMPARABLE BASIS) PROPERTY & CASUALTY REVENUES UP 28% (UP 4% ON A COMPARABLE BASIS) ASSET MANAGEMENT REVENUES UP 10% (UP 17% ON A COMPARABLE BASIS) ? Life and Savings new business volume (APE) was up 24% to Euro 7,694 million, or 8% on a comparable basis1, reflecting continued organic growth momentum notably in the United States and Australia while Japan?s growth remained negative. |
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| January 10, 2008 |
25, Avenue Matignon 75008 Paris, France Telephone : +33 1 40 75 57 96. Fax : +33 1 40 75 71 01 MEMBER OF THE MANAGEMENT BOARD CHIEF FINANCIAL OFFICER January 10, 2008 Mr. Jim B. Rosenberg Senior Assistant Chief Accountant United States Securities and Exchange Commission 450 Fifth Street, N.W. Washington, D.C. 20549 Re: AXA Form 20-F for the Fiscal Year Ended December 31, 2006 (File No. 001-14410) (the "2006 Form 20-F") Dear Mr. Rosenberg, Please find attached AXA's response to the Staff's c |
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| November 26, 2007 |
November 26, 2007 BY EDGAR Mr. Jim B. Rosenberg Senior Assistant Chief Accountant Division of Corporation Finance Securities and Exchange Commission Washington, D.C. 20549 United States RE: Comment Letter - AXA Annual Report on Form 20-F for the Fiscal Year Ended December 31, 2006 (“2006 Form 20-F”); File No. 001-14410 Dear Mr. Rosenberg, We acknowledge receipt of your comment letter dated Novembe |
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| November 14, 2007 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13A-16 OR 15D-16 OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE MONTH OF NOVEMBER 2007 AXA (Translation of registrant's name into English) 25, AVENUE MATIGNON 75008 PARIS, FRANCE (address of principal executive offices) Indicate by check mark whether the registrant fil |
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| November 14, 2007 |
AXA TO HOLD TODAY IN PARIS ITS INVESTOR CONFERENCE ON AMBITION 2012 PRESS RELEASE November 13, 2007 AXA TO HOLD TODAY IN PARIS ITS INVESTOR CONFERENCE ON AMBITION 2012 Paris - AXA will host today, at 2pm Paris time, an investor conference which will cover the Group?s progress in the achievement of its Ambition 2012 project. |
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| November 13, 2007 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13A-16 OR 15D-16 OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE MONTH OF NOVEMBER 2007 AXA (Translation of registrant's name into English) 25, AVENUE MATIGNON 75008 PARIS, FRANCE (address of principal executive offices) Indicate by check mark whether the registrant fil |
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| November 13, 2007 |
PRESS RELEASE November 8, 2007 9M07 ACTIVITY INDICATORS CONFIRM AXA?S SUSTAINED GROWTH MOMENTUM LIFE & SAVINGS NEW BUSINESS VOLUME1 UP 26% (UP 10% ON A COMPARABLE BASIS) LIFE & SAVINGS NEW BUSINESS VALUE2 UP 19% (UP 10% ON A COMPARABLE BASIS) PROPERTY & CASUALTY REVENUES UP 30% (UP 4% ON A COMPARABLE BASIS) ASSET MANAGEMENT REVENUES UP 16% (UP 23% ON A COMPARABLE BASIS) ? Life and Savings new business volume (APE)1 was up 26% to Euro 5,599 million, or 10% on a comparable basis3 , reflecting AXA's continued organic growth momentum. |
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| October 1, 2007 |
MEMBER OF THE MANAGEMENT BOARD CHIEF FINANCIAL OFFICER September 28, 2007 BY EDGAR Mr. |
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| September 6, 2007 |
[LETTERHEAD OF AXA] September 6, 2007 BY EDGAR Mr. Jim B. Rosenberg Senior Assistant Chief Accountant Division of Corporation Finance Securities and Exchange Commission Washington, D.C. 20549 United States RE: Comment Letter - AXA Annual Report on Form 20-F for the Fiscal Year Ended December 31, 2006 (“2006 Form 20-F”); File No. 001-14410 Dear Mr. Rosenberg, We acknowledge receipt of your comment |
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| August 10, 2007 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13A-16 OR 15D-16 OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE MONTH OF AUGUST 2007 AXA (Translation of registrant's name into English) 25, AVENUE MATIGNON 75008 PARIS, FRANCE (address of principal executive offices) Indicate by check mark whether the registrant files |
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| August 10, 2007 |
PRESS RELEASE August 9, 2007 STRONG FIRST HALF 2007 PERFORMANCE UNDERLYING EARNINGS UP 29% TO EURO 2. |
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| June 29, 2007 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 11-K SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 11-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES AND EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2006. OR o TRANSITION REPORT PURSUANT TO SECTION 15 (d) OF THE SECURITIES AND EXCHANGE ACT OF 1934 For transition period from to . Commission file number A. Full title of the plan and address of th |
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| June 28, 2007 |
AXA CERTIFICATION PURSUANT TO 18 U.S.C. Section 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES OXLEY ACT OF 2002 In connection with the Annual Report on Form 20-F for the year ended December 31, 2006 of AXA (the “Registrant”), as filed with the United States Securities and Exchange Commission on the date hereof (the “Report”), I, Henri de Castries, Chief Executive Officer and Chairman of |
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| June 28, 2007 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in the Registration Statement on Form S-8 (Nos. |
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| June 28, 2007 |
AXA Soci?t? Anonyme (a joint stock corporation) with Management and Supervisory Boards Stated capital: ?4,792,714,239. |
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| June 28, 2007 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 20-F ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 for the fiscal year ended December 31, 2006 Commission File Number: 1-14410 AXA (Exact name of Registrant as specified in its charter) N / A The Republic of France (Translation of Registrant?s (Jurisdiction of incorporation name into |
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| June 28, 2007 |
AXA CERTIFICATION PURSUANT TO SECTION 302 OF THE SARBANES OXLEY ACT OF 2002 AXA CERTIFICATION PURSUANT TO SECTION 302 OF THE SARBANES OXLEY ACT OF 2002 I, Henri de Castries, Chief Executive Officer and Chairman of the Management Board of AXA, certify that: 1. |
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| June 28, 2007 |
AXA (the "Company") RULES OF PROCEDURE OF THE SUPERVISORY BOARD December 20, 2006 Rules of Procedure AXA (the "Company") RULES OF PROCEDURE OF THE SUPERVISORY BOARD December 20, 2006 These Rules of Procedure of the Supervisory Board have been drawn up in accordance with Article 12. |
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| June 14, 2007 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13A-16 OR 15D-16 OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF REPORT JUNE 14th, 2007 Commission File Number: 1-14410 AXA (Translation of Registrant?s name into English) 25, avenue Matignon - 75008 Paris - France (Address of registrant?s principal executive offices) I |
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| June 4, 2007 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13A-16 OR 15D-16 OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE MONTH OF JUNE 2007 AXA (Translation of registrant's name into English) 25, AVENUE MATIGNON 75008 PARIS, FRANCE (address of principal executive offices) Indicate by check mark whether the registrant files o |
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| June 4, 2007 |
June 4, 2007 AXA TO SELL ITS DUTCH OPERATIONS TO SNS REAAL FOR EURO 1,750 MILLION PRESS RELEASE June 4, 2007 AXA TO SELL ITS DUTCH OPERATIONS TO SNS REAAL FOR EURO 1,750 MILLION AXA announced today that it has entered into a memorandum of understanding with SNS Reaal with a view to finalizing discussions on the sale of its principal Dutch insurance operations, comprising 100% of AXA Netherlands, Winterthur Netherlands and DBV Netherlands, for a total cash consideration of Euro 1,750 million, after consultation with trade unions and workers? councils. |
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| May 10, 2007 |
PRESS RELEASE May 10, 2007 AXA 1Q07 revenues up 34%, driven by strong organic growth and Winterthur integration On a comparable basis: Life & Savings new business volume up 13% and new business value up 13% Property & Casualty revenues up 3% Asset Management revenues up 22% with Euro 19 billion of net inflows ? Life and Savings new business volume (APE)1 was up 13%2, or 33%3 on a reported basis, to Euro 2,099 million demonstrating AXA's capacity to maintain its organic growth momentum while integrating Winterthur. |
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| May 10, 2007 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13A-16 OR 15D-16 OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE MONTH OF MAY 2007 AXA (Translation of registrant's name into English) 25, AVENUE MATIGNON 75008 PARIS, FRANCE (address of principal executive offices) Indicate by check mark whether the registrant files or |
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| April 12, 2007 |
EX-99.1 2 e9068ex99-1.htm PRESS RELEASE PRESS RELEASE April 10, 2007 AXA: STRONG VALUE CREATION IN 2006 20% TOTAL RETURN ON LIFE & SAVINGS EUROPEAN EMBEDDED VALUE 28% TOTAL RETURN ON GROUP EMBEDDED VALUE Key Highlights: · Shareholders' equity was Euro 47.2 billion as of December 31, 2006, up 29% compared to December 31, 2005. · Life & Savings Embedded Value (“EEV”) was Euro 38.4 billion in 2006, u |
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| April 12, 2007 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13A-16 OR 15D-16 OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE MONTH OF APRIL 2007 AXA (Translation of registrant's name into English) 25, AVENUE MATIGNON 75008 PARIS, FRANCE (address of principal executive offices) Indicate by check mark whether the registrant files |
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| March 14, 2007 |
[LETTERHEAD OF AXA] March 14, 2007 BY EDGAR Mr. Jim B. Rosenberg Senior Assistant Chief Accountant United States Securities and Exchange Commission 450 Fifth Street, N.W. Washington, D.C. 20549 Re: AXA Form 20-F for the Fiscal Year Ended December 31, 2005 filed on June 29, 2006 (File No. 001-14410) (the “2005 Form 20-F”) Dear Mr. Rosenberg, Please find attached AXA’s response to the Staff’s commen |
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| February 22, 2007 |
FULL YEAR 2006 HIGHLIGHTS: VERY STRONG PERFORMANCE ACROSS THE BOARD PRESS RELEASE February 22, 2007 VERY STRONG FULL YEAR 2006 PERFORMANCE: UNDERLYING EARNINGS UP 20% TO EURO 4. |
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| February 22, 2007 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13A-16 OR 15D-16 OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE MONTH OF FEBRUARY 2007 AXA (Translation of registrant's name into English) 25, AVENUE MATIGNON 75008 PARIS, FRANCE (address of principal executive offices) Indicate by check mark whether the registrant fil |
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| February 21, 2007 |
February 21, 2007 BY EDGAR Mr. Jim B. Rosenberg Senior Assistant Chief Accountant Division of Corporation Finance Securities and Exchange Commission Washington, D.C. 20549 United States RE: Comment Letter - AXA Annual Report on Form 20-F for the Fiscal Year Ended December 31, 2005 (“2005 Form 20-F”); File No. 001-14410 Dear Mr. Rosenberg, We acknowledge receipt of your comment letter dated Februar |
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| February 1, 2007 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13A-16 OR 15D-16 OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE MONTH OF FEBRUARY 2007 AXA (Translation of registrant's name into English) 25, AVENUE MATIGNON 75008 PARIS, FRANCE (address of principal executive offices) Indicate by check mark whether the registrant fil |
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| February 1, 2007 |
PRESS RELEASE February 1, 2007 2006: ANOTHER YEAR OF STRONG TOP-LINE PERFORMANCE LIFE & SAVINGS NEW BUSINESS VOLUME UP 15% PROPERTY & CASUALTY REVENUES UP 4% ASSET MANAGEMENT REVENUES UP 29% ? Life & Savings entities recorded strong growth across the board in 2006, with new business volume (APE1) up 15% to Euro 6,234 million, notably driven by France and the US both up 14%, the UK up 38%, and Japan up 16%. |
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| January 5, 2007 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13A-16 OR 15D-16 OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE MONTH OF JANUARY 2007 AXA (Translation of registrant's name into English) 25, AVENUE MATIGNON 75008 PARIS, FRANCE (address of principal executive offices) Indicate by check mark whether the registrant file |
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| January 5, 2007 |
PRESS RELEASE January 4, 2007 AXA TO SELL WINTERTHUR US PROPERTY & CASUALTY OPERATIONS TO QBE INSURANCE GROUP FOR A TOTAL CONSIDERATION OF US$1. |
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| December 27, 2006 |
AXA CALLS MEETINGS OF HOLDERS OF EACH OF ITS 2014 AND 2017 PRESS RELEASE December 27, 2006 AXA CALLS MEETINGS OF HOLDERS OF EACH OF ITS 2014 AND 2017 CONVERTIBLE BONDS TO INSERT IN THEIR TERMS AND CONDITIONS A FINAL CONVERSION DATE AXA announced today that it has called meetings of holders of each of its 2014 (ISIN: FR0000492076) and 2017 (ISIN: FR0000180994) convertible bonds on January 11, 2007. |
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| December 27, 2006 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13A-16 OR 15D-16 OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE MONTH OF DECEMBER 2006 AXA (Translation of registrant's name into English) 25, AVENUE MATIGNON 75008 PARIS, FRANCE (address of principal executive offices) Indicate by check mark whether the registrant fil |
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| December 21, 2006 |
[LETTERHEAD OF AXA] December 21, 2006 BY EDGAR Mr. Jim B. Rosenberg Senior Assistant Chief Accountant United States Securities and Exchange Commission 450 Fifth Street, N.W. Washington, D.C. 20549 Re: AXA Form 20-F for the Fiscal Year Ended December 31, 2005 filed on June 29, 2006 (File No. 001-14410) (the “2005 Form 20-F”) Dear Mr. Rosenberg, Please find attached AXA’s response to the Staff’s com |
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| November 27, 2006 |
[LETTERHEAD OF AXA] November 27, 2006 BY EDGAR Mr. Jim B. Rosenberg Senior Assistant Chief Accountant Division of Corporation Finance Securities and Exchange Commission Washington, D.C. 20549 United States RE: Comment Letter - AXA Annual Report on Form 20-F for the Fiscal Year Ended December 31, 2005 (“2005 Form 20-F”); File No. 001-14410 Dear Mr. Rosenberg, We acknowledge receipt of your comment |
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| November 8, 2006 |
Exhibit 99.1 PRESS RELEASE November 8, 2006 9M06 ACTIVITY INDICATORS CONFIRM STRONG TOP-LINE GROWTH MOMENTUM Life & Savings New Business Volume up 14% & New Business Value up 19% Property & Casualty Revenues up 4% Asset Management Revenues up 28% with Net Inflows of Euro 65 billion ? Life & Savings entities continued to experience strong growth momentum across the board, with new business volume u |
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| November 8, 2006 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13A-16 OR 15-D16 OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE MONTH OF NOVEMBER 2006 AXA (Translation of registrant’s name into English) 25, AVENUE MATIGNON 75008 PARIS, FRANCE (address of principal executive offices) Indicate by check mark whether the registrant fil |
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| October 31, 2006 |
October 31, 2006 Mr. Jim B. Rosenberg Senior Assistant Chief Accountant United States Securities and Exchange Commission 450 Fifth Street, N.W. Washington, D.C. 20549 Re: AXA Form 20-F for the Fiscal Year Ended December 31, 2005 filed on June 29, 2006 (File No. 001-14410) (the “2005 Form 20-F”) Dear Mr. Rosenberg, Please find attached AXA’s response to the Staff’s comment letter dated September 25 |
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| October 18, 2006 |
AXA TO HOLD TODAY AN INVESTOR CONFERENCE “ON THE ROAD TO AMBITION 2012” EXHIBIT 99.1 PRESS RELEASE October 18, 2006 AXA TO HOLD TODAY AN INVESTOR CONFERENCE ?ON THE ROAD TO AMBITION 2012? Paris - AXA will host today at 2.30 pm, Paris time, an investor presentation on the theme ?On the road to Ambition 2012? which will cover the Group?s recent progress in its "Ambition 2012" project first announced in the ?Benefits of Being Global? presentation on October 27, 2005. Amb |
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| October 18, 2006 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13A-16 OR 15-D16 OF THE SECURITIES EXCHANGE ACT OF 1934 AXA (Translation of registrant’s name into English) 25, AVENUE MATIGNON 75008 PARIS, FRANCE (address of principal executive offices) Indicate by check mark whether the registrant files or will file annual reports |
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| October 16, 2006 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13A-16 OR 15D-16 OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE MONTH OF OCTOBER 2006 AXA (Translation of registrant's name into English) 25, AVENUE MATIGNON 75008 PARIS, FRANCE (address of principal executive offices) Indicate by check mark whether the registrant file |
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| October 16, 2006 |
PRESS RELEASE October 16, 2006 AXA TO ACQUIRE ALPHA INSURANCE LONG TERM BANCASSURANCE AGREEMENT WITH ALPHA BANK AXA announced today it has entered into an agreement with Alpha Bank to acquire its insurance subsidiary Alpha Insurance for Euro 255 million. |
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| October 16, 2006 |
PRESS RELEASE October 12, 2006 Alfred BOUCKAERT, CEO of the Northern & Eastern Europe Region is appointed to the AXA Management Board The Supervisory Board of AXA, under the chairmanship of Claude B?b?ar, appointed, during its October 11, 2006 meeting, Alfred Bouckaert as member of the AXA Management Board effective immediately. |
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| October 5, 2006 |
[LETTERHEAD OF AXA] BY EDGAR Mr. Jim B. Rosenberg Senior Assistant Chief Accountant Division of Corporation Finance Securities and Exchange Commission Washington, D.C. 20549 United States RE: Comment Letter – AXA Annual Report on Form 20-F for the Fiscal Year Ended December 31, 2005 (“2005 Form 20-F”) Dear Mr. Rosenberg, We acknowledge receipt of your comment letter dated September 25, 2006 relati |
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| August 3, 2006 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13A-16 OR 15D-16 OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE MONTH OF AUGUST 2006 AXA (Translation of registrant's name into English) 25, AVENUE MATIGNON 75008 PARIS, FRANCE (address of principal executive offices) Indicate by check mark whether the registrant files |
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| August 3, 2006 |
PRESS RELEASE August 3, 2006 STRONG FIRST HALF 2006 RESULTS: UNDERLYING EARNINGS UP 19% TO EURO 2. |
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| June 29, 2006 |
CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES OXLEY ACT OF 2002 In connection with the Annual Report on Form 20-F for the year ended December 31, 2005 of AXA (the “Registrant”), as filed with the United States Securities and Exchange Commission on the date hereof (the “Report”), I, Henri de Castries, Chief Executive Officer and Chairman of the |
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| June 29, 2006 |
AGREEMENT AND PLAN OF MERGER FOR THE MERGER OF FINAXA AND SGCI WITH AND INTO AXA The following is a free translation of the French language document and is provided for information purposes only. |
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| June 29, 2006 |
CERTIFICATION PURSUANT TO SECTION 302 OF THE SARBANES OXLEY ACT OF 2002 CERTIFICATION PURSUANT TO SECTION 302 OF THE SARBANES OXLEY ACT OF 2002 I, Henri de Castries, Chief Executive Officer and Chairman of the Management Board of AXA certify that: 1. |
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| June 29, 2006 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 20-F ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 for the fiscal year ended December 31, 2005 Commission File Number: 1-14410 AXA (Exact name of Registrant as specified in its charter) N / A The Republic of France (Translation of Registrant?s (Jurisdiction of incorporation name into |
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| June 29, 2006 |
CONSENT OF INDEPENDENT AUDITORS PricewaterhouseCoopers Audit 63, rue de Villiers 92208 Neuilly-sur-Seine Cedex T?l?phone 01 56 57 58 59 Fax 01 56 57 58 60 CONSENT OF INDEPENDENT AUDITORS We hereby consent to the incorporation by reference in AXA's Registration Statements on Form S-8 (Nos. |
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| June 29, 2006 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 11-K SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 11-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES AND EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2005. OR o TRANSITION REPORT PURSUANT TO SECTION 15 (d) OF THE SECURITIES AND EXCHANGE ACT OF 1934 For transition period from to . Commission file number 1-14410 A. Full title of the plan and addre |
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| June 22, 2006 |
What is this announcement about? Q&As What is this announcement about? AXA recently announced a capital increase. As a result of this increase, all options are expected to be adjusted to prevent their dilution in value. Can I take advantage of this new offering? No. The securities to be issued in the capital increase have not been and will not be registered under the U.S. securities laws, and may not be offered, exercised or sold |
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| June 22, 2006 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13A-16 OR 15D-16 OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE MONTH OF JUNE 2006 AXA (Translation of registrant's name into English) 25, AVENUE MATIGNON 75008 PARIS, FRANCE (address of principal executive offices) Indicate by check mark whether the registrant files o |
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| June 21, 2006 |
To: All U.S. Holders of AXA Ordinary Share Options and AXA ADR Options AXA recently announced a capital increase to be conducted through the issuance of preferential subscription rights for new AXA ordinary shares. The following describes how holders of AXA ordinary share options and AXA ADR options in the United States will be affected by the capital increase and the suspension of the right to ex |
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| June 21, 2006 |
Holders of outstanding AXA ADR options in the U.S. will not be able to receive any securities to be issued in, or benefit from, AXA's recently announced capital increase. They are expected to benefit, however, from a minor anti-dilution adjustment that will decrease the exercise price of their options and increase the number of their options, effective June 30, 2006. Please note that a blackout pe |
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| June 21, 2006 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13A-16 OR 15D-16 OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE MONTH OF JUNE 2006 AXA (Translation of registrant's name into English) 25, AVENUE MATIGNON 75008 PARIS, FRANCE (address of principal executive offices) Indicate by check mark whether the registrant files o |
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| June 15, 2006 |
RULE 135(c) NOTICE FOR RIGHTS OFFERING RULE 135(c) NOTICE FOR RIGHTS OFFERING AXA Capital Increase June 14, 2006 - AXA announced today the launch of a capital increase in the amount of approximately ?4. |
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| June 15, 2006 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13A-16 OR 15D-16 OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE MONTH OF JUNE 2006 AXA (Translation of registrant's name into English) 25, AVENUE MATIGNON 75008 PARIS, FRANCE (address of principal executive offices) Indicate by check mark whether the registrant files o |
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| June 14, 2006 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13A-16 OR 15D-16 OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE MONTH OF JUNE 2006 AXA (Translation of registrant's name into English) 25, AVENUE MATIGNON 75008 PARIS, FRANCE (address of principal executive offices) Indicate by check mark whether the registrant files o |
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| June 14, 2006 |
PRESS RELEASE Paris, June 14, 2006 AXA TO ACQUIRE WINTERTHUR FOR CHF 12.3 BILLION (EURO 7.9 BILLION) STRENGTHENING AXA’S LEADING POSITION IN EUROPE AND INCREASING ITS PRESENCE IN HIGH GROWTH MARKETS IN CENTRAL AND EASTERN EUROPE AND ASIA ACCRETIVE1 TRANSACTION FROM 2007 EXPECTED TO REACH 7% ACCRETION IN 2009 AXA announced today that it has entered into a definitive agreement with Credit Suisse Gro |
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| June 12, 2006 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13A-16 OR 15D-16 OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE MONTH OF JUNE 2006 Commission File Number: 1-14410 AXA (Translation of Registrant’s name into English) 25, avenue Matignon - 75008 Paris - France (Address of registrant’s principal executive offices) Indic |
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| June 6, 2006 |
6-K 1 e82046k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13A-16 OR 15D-16 OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE MONTH OF JUNE 2006 AXA (Translation of registrant's name into English) 25, AVENUE MATIGNON 75008 PARIS, FRANCE (address of principal executive offices) Indicate by check mark whether the |
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| June 6, 2006 |
PRESS RELEASE June 6, 2006 AXA ANNOUNCES THE SIGNING OF A DEFINITIVE AGREEMENT TO CEDE AXA RE?S BUSINESS TO STONE POINT CAPITAL Following the receipt of a binding offer on April 6, 2006 and consultation with the relevant workers? councils, AXA announces the signing of a definitive agreement to cede the business of AXA RE to Paris Re Holdings Limited. |
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| May 3, 2006 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* AXA (Name of Issuer) Ordinary Shares (Euro 2.29 nominal value per share) (Title of Class of Securities) Not applicable (CUSIP Number) April 24, 2006 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pu |
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| January 3, 2006 |
EXHIBIT 1 INFORMATION WITH RESPECT TO EXECUTIVE OFFICERS OF AXA ASSURANCES IARD MUTUELLE AND MEMBERS OF AXA ASSURANCES IARD MUTUELLE?S CONSEIL D?ADMINISTRATION The (i) name, (ii) residence or business address, (iii) present principal occupation or employment and the name, principal business and address of any corporation or other organization in which such employment is conducted and (iv) citizenship of each of the executive officers of AXA Assurances IARD Mutuelle and the members of AXA Assurances IARD Mutuelle?s Conseil d?Administration (the body analogous to a United States corporation?s board of directors) are set forth below. |
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| January 3, 2006 |
EXHIBIT 2 INFORMATION WITH RESPECT TO EXECUTIVE OFFICERS OF AXA ASSURANCES VIE MUTUELLE AND MEMBERS OF AXA ASSURANCES VIE MUTUELLE?S CONSEIL D?ADMINISTRATION The (i) name, (ii) residence or business address, (iii) present principal occupation or employment and the name, principal business and address of any corporation or other organization in which such employment is conducted and (iv) citizenship of each of the executive officers of AXA Assurances Vie Mutuelle and the members of AXA Assurances Vie Mutuelle?s Conseil d?Administration (the body analogous to a United States corporation?s board of directors) are set forth below. |
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| January 3, 2006 |
EXHIBIT 4 TRANSACTIONS EFFECTED BY PERSONS NAMED IN EXHIBITS 1 THROUGH 3 WITHIN THE LAST 60 DAYS Name Type of Transaction Date Number of Shares Price Claude B?b?ar Exercise of stock options December 22, 2005 714,962 options on AXA shares N/A Henri de Castries Exercise of stock options December 19, 2005 132,758 options on AXA shares N/A Francois Pierson Subscription to the Shareplan 2005 (the AXA Actionnariat Direct) November 21, 2005 830. |
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| January 3, 2006 |
EXHIBIT 3 INFORMATION WITH RESPECT TO EXECUTIVE OFFICERS OF AXA COURTAGE ASSURANCE MUTUELLE AND MEMBERS OF AXA COURTAGE ASSURANCE MUTUELLE?S CONSEIL D?ADMINISTRATION The (i) name, (ii) residence or business address, (iii) present principal occupation or employment and the name, principal business and address of any corporation or other organization in which such employment is conducted and (iv) citizenship of each of the executive officers of AXA Courtage Assurance Mutuelle and the members of AXA Courtage Assurance Mutuelle?s Conseil d?Administration (the body analogous to a United States corporation?s board of directors) are set forth below. |
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| January 3, 2006 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 4)* AXA (Name of Issuer) Ordinary Shares of ? 2.29 each (Title of Class of Securities) Not Applicable (CUSIP Number) George Stansfield General Counsel AXA 25 avenue Matignon 75008 Paris, France 011-33-1-40-75-72-75 with a copy to: Philip J. Boeckman Cravath, |
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| June 22, 2005 |
Exhibit 1(a) AXA Soci?t? Anonyme (a joint stock corporation) with Management and Supervisory Boards Stated capital: ?4,370,337,149. |
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| June 22, 2005 |
As filed with the Securities Commission on June 22, 2005 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| June 22, 2005 |
Exhibit 13 (a) AXA CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES OXLEY ACT OF 2002 In connection with the Annual Report on Form 20-F for the year ended December 31, 2003 of AXA (the ?Registrant?), as filed with th e United States Securities and Exchange Commission on the date hereof (the ?Report?), I, Henri de Castries, Chief Executive Officer |
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| June 22, 2005 |
CERTIFICATION PURSUANT TO SECTION 302 OF THE SARBANES OXLEY ACT OF 2002 Exhibit 12 (a) CERTIFICATION PURSUANT TO SECTION 302 OF THE SARBANES OXLEY ACT OF 2002 I, Henri de Castries, Chief Executive Officer of AXA, certify that: 1. |
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| June 22, 2005 |
CONSENT OF INDEPENDENT AUDITORS Exhibit 99 PricewaterhouseCoopers Audit 32, rue Guersant 75833 Paris Cedex 17 T?l?phone 01 56 57 58 59 Fax 01 56 57 58 60 CONSENT OF INDEPENDENT AUDITORS We hereby consent to the incorporation by reference in AXA's Registration Statements on Form S-8 (Nos. |
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| May 4, 2005 |
4 MESSAGE FROM ... ] The AXA brand was born twenty years ago. Twenty years of international expansion, twenty years of exponential growth, followed by consolidation. Since then, the world has witnessed two decades of economic spasms: the real estate and junk bond crises of the early 1990s; euphoria for the new economy in the late 1990s; the stock market meltdown of the early 2000s; the current unc |
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| May 4, 2005 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13A-16 OR 15D-16 OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE MONTH OF MAY 2004 Commission File Number: 1-14410 AXA (Translation of Registrant’s name into English) 25, avenue Matignon - 75008 Paris - France (Address of registrant’s principal executive offices) Indica |
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| April 20, 2005 |
FORM 6-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the month of April, 2005 AXA (Translation of registrant’s name into English) 25, Avenue Matignon 75008 Paris, France (Address of principal executive offices) Indicate by check mark whether the registrant files or will file |
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| December 2, 2004 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 3)* AXA (Name of Issuer) Ordinary Shares of euro 2.29 each (Title of Class of Securities) Not Applicable (CUSIP Number) George Stansfield General Counsel AXA 25 avenue Matignon 75008 Paris, France 011-33-1-40-75-72-75 with a copy to: Philip J. Boeckman Crava |
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| June 25, 2004 |
CONSENT OF INDEPENDENT AUDITORS EXHIBIT 14 CONSENT OF INDEPENDENT AUDITORS We hereby consent to the incorporation by reference in AXA's Registration Statements on Form S-8 (Nos. |
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| June 25, 2004 |
CERTIFICATION PURSUANT TO SECTION 302 OF THE SARBANES OXLEY ACT OF 2002 EXHIBIT 12.2 CERTIFICATION PURSUANT TO SECTION 302 OF THE SARBANES OXLEY ACT OF 2002 I, Denis Duverne, Chief Financial Officer and a Member of the Management Board of AXA, certify that: 1. I have reviewed this Annual Report on Form 20-F of AXA (the ?Registrant?); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessar |
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| June 25, 2004 |
As filed with the Securities Commission on June 25,2004 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| June 25, 2004 |
AXA Soci?t? Anonyme (a joint stock corporation) with Management and Supervisory Boards Stated capital: ?4,071,856,179. |
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| June 25, 2004 |
EXHIBIT 13 AXA CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES OXLEY ACT OF 2002 In connection with the Annual Report on Form 20-F for the year ended December 31, 2003 of AXA (the ?Registrant?), as filed with the United States Securities and Exchange Commission on the date hereof (the ?Report?), I, Henri de Castries, Chief Executive Officer of A |
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| June 25, 2004 |
CERTIFICATION PURSUANT TO SECTION 302 OF THE SARBANES OXLEY ACT OF 2002 EXHIBITS EXHIBIT 12.1 CERTIFICATION PURSUANT TO SECTION 302 OF THE SARBANES OXLEY ACT OF 2002 I, Henri de Castries, Chief Executive Officer of AXA, certify that: 1. I have reviewed this Annual Report on Form 20-F of AXA (the “Registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary in order to make the s |
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| May 27, 2004 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13A-16 OR 15D-16 OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE MONTH OF MAY 2004 Commission File Number: 1-14410 AXA (Translation of Registrant’s name into English) 25, avenue Matignon - 75008 Paris - France (Address of registrant’s principal executive offices) Indica |
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| May 27, 2004 |
Number of shares owned as of December 31, 2003 AXA Contents This report is a free translation of AXA’s French Document de Référence. |
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| June 30, 2003 |
AXA Société Anonyme (a joint stock corporation) with Management and Supervisory Boards Stated capital: € 4,035,363. |
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| June 30, 2003 |
CONSENT OF INDEPENDENT AUDITORS CONSENT OF INDEPENDENT AUDITORS We hereby consent to the incorporation by reference in AXA?s Registration Statements on Form S-8 (Nos. |
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| June 30, 2003 |
20-F 1 axa.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 20-F ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 for the fiscal year ended December 31, 2002 Commission File Number: 1-14410 AXA (Exact name of Registrant as specified in its charter) N / A The Republic of France (Translation of Registrant’s (Jurisdiction of incorpor |
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| June 28, 2002 |
CONSENT OF INDEPENDENT ACCOUNTANTS CONSENT OF INDEPENDENT ACCOUNTANTS We hereby consent to the incorporation by reference in AXA's Registration Statements on Form S-8 (Nos. |
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| June 28, 2002 |
AXA Société Anonyme (a joint stock corporation) with Management and Supervisory Boards Stated capital: € 3,972,028,477. |
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| June 28, 2002 |
20-F 1 axa20f.htm AXA FORM 20F SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 20-F ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 for the fiscal year ended December 31, 2001 Commission File number: 1-14410 AXA (Exact name of Registrant as specified in its charter) N / A The Republic of France (Translation of Registrant’s (Jurisdiction of incorp |
