Basic Stats
| LEI | 5493002DO2QKHLKB2A48 |
| CIK | 792987 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Astec Industries, Inc.
SEC Filings (Chronological Order)
This page provides a complete, chronological list of SEC Filings, excluding ownership filings which we provide elsewhere.
| August 6, 2025 |
As filed with the Securities and Exchange Commission on August 6, 2025. As filed with the Securities and Exchange Commission on August 6, 2025. Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 ASTEC INDUSTRIES, INC. (Exact Name of Registrant as Specified in its Charter) Tennessee 62-0873631 (State or Other Jurisdiction of (I.R.S. Employer Incorporation or Organi |
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| August 6, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2025 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-11595 Astec Indu |
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| August 6, 2025 |
ASTEC REPORTS SECOND QUARTER 2025 RESULTS NEWS RELEASE ASTEC REPORTS SECOND QUARTER 2025 RESULTS Second Quarter 2025 Overview (all comparisons are made to the corresponding prior year second quarter unless otherwise specified): •Net sales of $330. |
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| August 6, 2025 |
Calculation of Filing Fee Tables S-8 ASTEC INDUSTRIES INC Table 1: Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee 1 Equity Common Stock, par value $0. |
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| August 6, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 6, 2025 Astec Industries, Inc. (Exact name of registrant as specified in its charter) Tennessee 001-11595 62-0873631 (State or other jurisdiction of incorporation) (Commission |
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| July 1, 2025 |
Exhibit 10.1 Execution Version $600,000,000 CREDIT AGREEMENT dated as of July 1, 2025, by and among ASTEC INDUSTRIES, INC., as Borrower, the Lenders referred to herein, as Lenders, WELLS FARGO BANK, NATIONAL ASSOCIATION, as Administrative Agent, Swingline Lender and Issuing Lender WELLS FARGO SECURITIES, LLC, CITIBANK, N.A. and JPMORGAN CHASE BANK, N.A., as Joint Lead Arran |
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| July 1, 2025 |
Astec Completes Acquisition of TerraSource Holdings, LLC Exhibit 99.1 FOR IMMEDIATE RELEASE Astec Completes Acquisition of TerraSource Holdings, LLC ● Revenue growth potential, margin expansion, EPS accretive, enhanced cash flow ● Purchase price of $245 million in cash, on a cash-free, debt-free basis. Net purchase price of $230 million when adjusted for ~ $15 million net present value of anticipated tax benefits ● Annual run rate synergies ~ $10 millio |
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| July 1, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 1, 2025 Astec Industries, Inc. (Exact name of registrant as specified in its charter) Tennessee 001-11595 62-0873631 (State or other jurisdiction of incorporation) (Commission Fi |
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| June 25, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 11-K FOR ANNUAL REPORTS OF EMPLOYEE STOCK PURCHASE, SAVINGS AND SIMILAR PLANS PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 1 |
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| May 21, 2025 |
Exhibit 1.01 CONFLICT MINERALS REPORT OF ASTEC INDUSTRIES, INC. FOR THE REPORTING PERIOD FROM JANUARY 1 TO DECEMBER 31, 2024 I. Introduction This is the Conflict Minerals1 Report of Astec Industries, Inc. ("we," "our," "us," or the "Company") prepared for calendar year 2024 in accordance with Rule 13p-1 ("Rule 13p-1") under the Securities Exchange Act of 1934 (the "Act"). Numerous terms in this Re |
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| May 21, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD Specialized Disclosure Report Astec Industries, Inc. (Exact name of registrant as specified in its charter) Tennessee 001-11595 (State or other jurisdiction of incorporation) (Commission File Number) 1725 Shepherd Road Chattanooga, Tennessee 37421 (Address of principal executive offices) (Zip Code) Edward T. Gilbert Jr |
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| May 2, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 28, 2025 Astec Industries, Inc. (Exact name of registrant as specified in its charter) Tennessee 001-11595 62-0873631 (State or other jurisdiction of incorporation) (Commission |
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| May 2, 2025 |
EXHIBIT 2.1 Execution Version MEMBERSHIP INTEREST PURCHASE AGREEMENT by and among TERRASOURCE HOLDINGS, LLC, SELLERS, SELLERs’ REPRESENTATIVE, ASTEC INDUSTRIES, INC., and for the limited purposes set forth herein, RLIH, LLC April 28, 2025 Table of Contents Page Article I Definitions and Interpretation 1 Section 1.01. Definitions 1 Section 1.02. Oth |
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| April 29, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2025 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-11595 Astec Ind |
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| April 29, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 28, 2025 Astec Industries, Inc. (Exact name of registrant as specified in its charter) Tennessee 001-11595 62-0873631 (State or other jurisdiction of incorporation) (Commission |
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| April 29, 2025 |
NEWS RELEASE ASTEC REPORTS FIRST QUARTER 2025 RESULTS, ENTERS INTO DEFINITIVE AGREEMENT TO ACQUIRE TERRASOURCE HOLDINGS, LLC First Quarter 2025 Overview (all comparisons are made to the corresponding prior year first quarter unless otherwise specified): •Net sales of $329. |
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| April 28, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 25, 2025 Astec Industries, Inc. (Exact name of registrant as specified in its charter) Tennessee 001-11595 62-0873631 (State or other jurisdiction of incorporation) (Commission |
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| March 14, 2025 |
TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confi |
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| February 26, 2025 |
ASTEC REPORTS RECORD FOURTH QUARTER, FULL YEAR 2024 RESULTS NEWS RELEASE ASTEC REPORTS RECORD FOURTH QUARTER, FULL YEAR 2024 RESULTS Fourth Quarter 2024 Overview (all comparisons are made to the corresponding prior year fourth quarter unless otherwise specified): •Record net sales of $359. |
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| February 26, 2025 |
Subsidiaries of the Registrant Exhibit 21 SUBSIDIARIES OF ASTEC INDUSTRIES, INC. AS OF FEBRUARY 26, 2025 Subsidiary Name Percentage Owned State or Other Jurisdiction of Incorporation Astec Equipment India LLP 100 India Allinov Inc. 100 Quebec, Canada Astec Asia Pacific Ltd. 99.997 Thailand Astec Australia Pty Ltd 100 Australia Astec Digital Belgium BV 100 Belgium Astec Digital Canada Inc. 100 Quebec, Canada Astec Digital France |
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| February 26, 2025 |
Exhibit 19 INSIDER TRADING POLICY INSIDER TRADING POLICY STATEMENT The Need for a Policy Statement Federal and state securities laws prohibit the purchase or sale of a company’s securities by persons who are aware of material information about such company that is not generally known or available to the public. |
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| February 26, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-11595 Astec Industri |
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| February 26, 2025 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 26, 2025 Astec Industries, Inc. (Exact name of registrant as specified in its charter) Tennessee 001-11595 62-0873631 (State or other jurisdiction of incorporation) (Commissi |
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| December 19, 2024 |
Astec Industries, Inc. Executive and Key Employee Severance Plan Exhibit 10.1 ASTEC INDUSTRIES, INC. EXECUTIVE AND KEY EMPLOYEE SEVERANCE PLAN ARTICLE 1 PURPOSE AND TERM 1.1 Purpose. Astec Industries, Inc. (the “Company”) established this Astec Industries, Inc. Executive and Key Employee Severance Plan (the “Plan”) in order to provide transitional income to certain executive officers and key employees who are involuntarily terminated under certain conditions. T |
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| December 19, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 18, 2024 Astec Industries, Inc. (Exact name of registrant as specified in its charter) Tennessee 001-11595 62-0873631 (State or other jurisdiction of incorporation) (Commissi |
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| December 10, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 6, 2024 Astec Industries, Inc. (Exact name of registrant as specified in its charter) Tennessee 001-11595 62-0873631 (State or other jurisdiction of incorporation) (Commissio |
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| November 7, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-11595 Astec |
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| November 6, 2024 |
ASTEC REPORTS THIRD QUARTER 2024 RESULTS NEWS RELEASE ASTEC REPORTS THIRD QUARTER 2024 RESULTS Third Quarter 2024 Overview (all comparisons are made to the corresponding prior year third quarter unless otherwise specified): •Net sales of $291. |
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| November 6, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 6, 2024 Astec Industries, Inc. (Exact name of registrant as specified in its charter) Tennessee 001-11595 62-0873631 (State or other jurisdiction of incorporation) (Commissio |
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| October 7, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 7, 2024 Astec Industries, Inc. (Exact name of registrant as specified in its charter) Tennessee 001-11595 62-0873631 (State or other jurisdiction of incorporation) (Commission |
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| October 7, 2024 |
Astec Industries, Inc. (NASDAQ: ASTE) Announces Brian J. Harris as New Chief Financial Officer NEWS RELEASE Astec Industries, Inc. (NASDAQ: ASTE) Announces Brian J. Harris as New Chief Financial Officer CHATTANOOGA, Tenn., October 7, 2024 (GLOBE NEWSWIRE) – Astec Industries, Inc. (Nasdaq: ASTE) ("Astec" or the "Company") today announced the appointment of Brian J. Harris as its Chief Financial Officer, effective immediately. In connection with the appointment of Mr. Harris, Heinrich Jonker |
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| August 8, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-11595 Astec Indu |
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| August 7, 2024 |
ASTEC REPORTS SECOND QUARTER 2024 RESULTS NEWS RELEASE ASTEC REPORTS SECOND QUARTER 2024 RESULTS Second Quarter 2024 Overview (all comparisons are made to the corresponding prior year second quarter unless otherwise specified): •Net sales of $345. |
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| August 7, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 7, 2024 Astec Industries, Inc. (Exact name of registrant as specified in its charter) Tennessee 001-11595 62-0873631 (State or other jurisdiction of incorporation) (Commission |
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| July 10, 2024 |
ASTE / Astec Industries, Inc. / GAMCO INVESTORS, INC. ET AL Activist Investment SC 13D/A 1 aste09.htm SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 9) Astec Industries, Inc. (Name of Issuer) Common Stock, par value $0.20 per share (Title of Class of Securities) 046224101 (CUSIP Number) David Goldman GAMCO Investors, Inc. One Corporate Center Rye, New York 10580-1435 (914) 921-5000 (Name, Address |
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| June 25, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 11-K FOR ANNUAL REPORTS OF EMPLOYEE STOCK PURCHASE, SAVINGS AND SIMILAR PLANS PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 1 |
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| May 23, 2024 |
Exhibit 1.01 CONFLICT MINERALS REPORT OF ASTEC INDUSTRIES, INC. FOR THE REPORTING PERIOD FROM JANUARY 1 TO DECEMBER 31, 2023 I. Introduction This is the Conflict Minerals1 Report of Astec Industries, Inc. ("we," "our," "us," or the "Company") prepared for calendar year 2023 in accordance with Rule 13p-1 ("Rule 13p-1") under the Securities Exchange Act of 1934 (the "Act"). Numerous terms in this Re |
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| May 23, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD Specialized Disclosure Report Astec Industries, Inc. (Exact name of registrant as specified in its charter) Tennessee 001-11595 (State or other jurisdiction of incorporation) (Commission File Number) 1725 Shepherd Road Chattanooga, Tennessee 37421 (Address of principal executive offices) (Zip Code) Edward T. Gilbert Jr |
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| May 7, 2024 |
1725 Shepherd Road Chattanooga, TN 37421 United States of America 1725 Shepherd Road Chattanooga, TN 37421 United States of America May 7, 2024 VIA EDGAR United States Securities and Exchange Commission Division of Corporation Finance Office of Technology 100 F. |
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| May 2, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-11595 Astec Ind |
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| May 1, 2024 |
ASTEC REPORTS FIRST QUARTER 2024 RESULTS NEWS RELEASE ASTEC REPORTS FIRST QUARTER 2024 RESULTS First Quarter 2024 Overview (all comparisons are made to the corresponding prior year first quarter unless otherwise specified): •Implied orders increased 2. |
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| May 1, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 1, 2024 Astec Industries, Inc. (Exact name of registrant as specified in its charter) Tennessee 001-11595 62-0873631 (State or other jurisdiction of incorporation) (Commission Fil |
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| April 30, 2024 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 25, 2024 Astec Industries, Inc. (Exact name of registrant as specified in its charter) Tennessee 001-11595 62-0873631 (State or other jurisdiction of incorporation) (Commission |
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| March 12, 2024 |
TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confi |
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| March 7, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 2, 2024 Astec Industries, Inc. (Exact name of registrant as specified in its charter) Tennessee 001-11595 62-0873631 (State or other jurisdiction of incorporation) (Commission F |
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| March 7, 2024 |
ASTEC ANNOUNCES CHIEF FINANCIAL OFFICER TRANSITION Exhibit 99.1 ASTEC ANNOUNCES CHIEF FINANCIAL OFFICER TRANSITION CHATTANOOGA, Tenn., March 7, 2024 (GLOBE NEWSWIRE) – Astec Industries, Inc. (NASDAQ:ASTE) (“Astec” or the “Company”) today announced the appointment of Heinrich Jonker, Vice President Finance – Infrastructure Solutions, as its Chief Financial Officer on an interim basis, effective immediately. Mr. Jonker’s appointment follows the deci |
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| February 28, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 28, 2024 Astec Industries, Inc. (Exact name of registrant as specified in its charter) Tennessee 001-11595 62-0873631 (State or other jurisdiction of incorporation) (Commissi |
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| February 28, 2024 |
Compensation Recoupment Policy* Exhibit 97 COMPENSATION RECOUPMENT POLICY EFFECTIVE OCTOBER 2, 2023 1.0 General 1.1 Astec Industries, Inc. (the “Company”) has adopted this Compensation Recoupment Policy (the “Policy”) in accordance with the applicable listing standards of The Nasdaq Stock Market (“Nasdaq”) and Rule 10D- 1 under the Securities Exchange Act of 1934, as amended (the “Exchange Act”). This Policy consists of a Mandat |
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| February 28, 2024 |
Exhibit 10.14 Astec Industries Inc. RESTRICTED STOCK UNIT AWARD CERTIFICATE Non-transferable G R A N T T O (“Grantee”) by Astec Industries, Inc. (the “Company”) of Restricted Stock Units (the “Units”) representing the right to receive, on a one-for-one basis, shares of the Company’s $0.20 par value common stock (“Shares”), pursuant to and subject to the provisions of the Astec Industries 2021 Ince |
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| February 28, 2024 |
Subsidiaries of the Registrant Exhibit 21 SUBSIDIARIES OF ASTEC INDUSTRIES, INC. AS OF FEBRUARY 28, 2024 Subsidiary Name Percentage Owned State or Other Jurisdiction of Incorporation Astec Equipment India LLP 100 India Allinov Inc. 100 Quebec, Canada Astec Asia Pacific Ltd. 99.997 Thailand Astec Australia Pty Ltd 100 Australia Astec Digital Belgium BV 100 Belgium Astec Digital Canada Inc. 100 Quebec, Canada Astec Digital France |
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| February 28, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-11595 Astec Industri |
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| February 28, 2024 |
ASTEC REPORTS FOURTH QUARTER AND FULL YEAR 2023 RESULTS NEWS RELEASE ASTEC REPORTS FOURTH QUARTER AND FULL YEAR 2023 RESULTS Fourth Quarter and Full Year 2023 Overview (all comparisons are made to the corresponding prior year fourth quarter or prior year, as applicable): •Net sales decreased 3. |
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| February 13, 2024 |
ASTE / Astec Industries, Inc. / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 14)* Name of issuer: Astec Industries Inc Title of Class of Securities: Common Stock CUSIP Number: 046224101 Date of Event Which Requires Filing of this Statement: December 29, 2023 Check the appropriate box to designate the rule pursuant to which this Schedule is filed: |
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| February 9, 2024 |
ASTE / Astec Industries, Inc. / DIMENSIONAL FUND ADVISORS LP - SEC SCHEDULE 13G Passive Investment SC 13G/A 1 SEC13GFiling.htm SEC SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 8 )* Astec Industries Inc (Name of Issuer) Common Stock (Title of Class of Securities) 046224101 (CUSIP Number) December 29, 2023 (Date of Event Which Requires Filing of this Statement) Check the appropriate box t |
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| February 6, 2024 |
ASTE / Astec Industries, Inc. / VICTORY CAPITAL MANAGEMENT INC Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 ( Amendment No. 2)* Astec Industries (Name of Issuer) Common Stock (Title of Class of Securities) 046224101 (CUSIP Number) December 31, 2023 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Sched |
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| January 22, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 18, 2024 Astec Industries, Inc. (Exact name of registrant as specified in its charter) Tennessee 001-11595 62-0873631 (State or other jurisdiction of incorporation) (Commissio |
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| January 22, 2024 |
ASTEC Appoints Two New Members to Board of Directors One Director Retiring NEWS RELEASE ASTEC Appoints Two New Members to Board of Directors One Director Retiring CHATTANOOGA, Tenn. |
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| November 13, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 10, 2023 Astec Industries, Inc. (Exact name of registrant as specified in its charter) Tennessee 001-11595 62-0873631 (State or other jurisdiction of incorporation) (Commissi |
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| November 2, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2023 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-11595 Astec |
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| November 1, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 1, 2023 Astec Industries, Inc. (Exact name of registrant as specified in its charter) Tennessee 001-11595 62-0873631 (State or other jurisdiction of incorporation) (Commissio |
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| November 1, 2023 |
ASTEC REPORTS THIRD QUARTER 2023 RESULTS NEWS RELEASE ASTEC REPORTS THIRD QUARTER 2023 RESULTS Third Quarter 2023 Overview (all comparisons are made to the corresponding prior year third quarter or year-to-date period, as applicable): •Net sales decreased 3. |
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| August 3, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2023 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-11595 Astec Indu |
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| August 3, 2023 |
, 2023, by and between Astec Industries, Inc. and Exhibit 10.1 SEPARATION AGREEMENT AND GENERAL RELEASE This Separation Agreement and General Release ("Agreement" or "Release") is entered into and effective as of the 8th day of May, 2023, by and between Anshu Pasricha ("Executive") and Astec Industries, Inc., a Tennessee corporation (the "Company") (each individually referred to hereinafter as a "Party", and collectively as the "Parties"). WHEREA |
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| August 2, 2023 |
ASTEC REPORTS SECOND QUARTER 2023 RESULTS NEWS RELEASE ASTEC REPORTS SECOND QUARTER 2023 RESULTS Second Quarter 2023 Highlights (all comparisons are made to the prior year second quarter): •Record net sales increased 10. |
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| August 2, 2023 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 2, 2023 Astec Industries, Inc. (Exact name of registrant as specified in its charter) Tennessee 001-11595 62-0873631 (State or other jurisdiction of incorporation) (Commission |
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| July 28, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 26, 2023 Astec Industries, Inc. (Exact name of registrant as specified in its charter) Tennessee 001-11595 62-0873631 (State or other jurisdiction of incorporation) (Commission F |
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| July 28, 2023 |
ASTEC Appoints New Member to Board of Directors and Announces Retirement of Long Time Member NEWS RELEASE ASTEC Appoints New Member to Board of Directors and Announces Retirement of Long Time Member CHATTANOOGA, Tenn. |
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| June 21, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 11-K FOR ANNUAL REPORTS OF EMPLOYEE STOCK PURCHASE, SAVINGS AND SIMILAR PLANS PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 1 |
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| May 25, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD Specialized Disclosure Report Astec Industries, Inc. (Exact name of registrant as specified in its charter) Tennessee 001-11595 (State or other jurisdiction of incorporation) (Commission File Number) 1725 Shepherd Road Chattanooga, Tennessee 37421 (Address of principal executive offices) (Zip Code) Rebecca A. Weyenberg |
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| May 25, 2023 |
Exhibit 1.01 CONFLICT MINERALS REPORT OF ASTEC INDUSTRIES, INC. FOR THE REPORTING PERIOD FROM JANUARY 1 TO DECEMBER 31, 2022 I. Introduction This is the Conflict Minerals1 Report of Astec Industries, Inc. (“we,” “our,” “us,” or the “Company”) prepared for calendar year 2022 in accordance with Rule 13p-1 (“Rule 13p-1”) under the Securities Exchange Act of 1934 (the “Act”). Numerous terms in this Re |
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| May 12, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 8, 2023 Astec Industries, Inc. (Exact name of registrant as specified in its charter) Tennessee 001-11595 62-0873631 (State or other jurisdiction of incorporation) (Commission Fil |
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| May 4, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2023 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-11595 Astec Ind |
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| May 3, 2023 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 3, 2023 Astec Industries, Inc. (Exact name of registrant as specified in its charter) Tennessee 001-11595 62-0873631 (State or other jurisdiction of incorporation) (Commission Fil |
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| May 3, 2023 |
ASTEC REPORTS FIRST QUARTER 2023 RESULTS NEWS RELEASE ASTEC REPORTS FIRST QUARTER 2023 RESULTS First Quarter 2023 Highlights (all comparisons are made to the prior year first quarter): •Net sales increased 19. |
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| May 1, 2023 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 25, 2023 Astec Industries, Inc. (Exact name of registrant as specified in its charter) Tennessee 001-11595 62-0873631 (State or other jurisdiction of incorporation) (Commission |
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| March 16, 2023 |
TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confi |
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| March 8, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 2, 2023 Astec Industries, Inc. (Exact name of registrant as specified in its charter) Tennessee 001-11595 62-0873631 (State or other jurisdiction of incorporation) (Commission F |
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| March 8, 2023 |
Letter from KPMG LLP to the Securities and Exchange Commission, dated March 8, 2023 Exhibit 16.1 KPMG LLP Suite 2000 303 Peachtree Street, N.E. Atlanta, GA 30308-3210 March 8, 2023 Securities and Exchange Commission Washington, D.C. 20549 Ladies and Gentlemen: We were previously principal accountants for Astec Industries, Inc. and subsidiaries (the “Company”) and, under the date of March 1, 2023, we reported on the consolidated financial statements of the Company as of and for th |
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| March 1, 2023 |
Subsidiaries of the Registrant Exhibit 21 SUBSIDIARIES OF ASTEC INDUSTRIES, INC. AS OF MARCH 1, 2023 Subsidiary Name Percentage Owned State or Other Jurisdiction of Incorporation Astec Equipment India LLP 100 India Allinov Inc. 100 Quebec, Canada Astec Asia Pacific Ltd. 99.997 Thailand Astec Australia Pty Ltd 100 Australia Astec Digital Belgium BV 100 Belgium Astec Digital Canada Inc. 100 Quebec, Canada Astec Digital Holdings, |
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| March 1, 2023 |
Exhibit 4.1 DESCRIPTION OF THE REGISTRANT’S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 This description of the common stock, par value $0.20 per share (the “common stock”), of Astec Industries, Inc. (the “Company,” “we,” “us,” or “our”) is a summary, does not purport to be complete and is in all respects subject to, and qualified in its entirety by referenc |
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| March 1, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 1, 2023 Astec Industries, Inc. (Exact name of registrant as specified in its charter) Tennessee 001-11595 62-0873631 (State or other jurisdiction of incorporation) (Commission F |
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| March 1, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-11595 Astec Industri |
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| March 1, 2023 |
ASTEC REPORTS FOURTH QUARTER 2022 RESULTS NEWS RELEASE ASTEC REPORTS FOURTH QUARTER 2022 RESULTS Fourth Quarter 2022 Highlights (all comparisons are made to the prior year fourth quarter): •Net sales increased 31. |
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| March 1, 2023 |
Astec Industries, Inc. Executive Change in Control Severance Plan, effective July 28, 2016* Exhibit 10.4 ASTEC INDUSTRIES, INC. EXECUTIVE CHANGE IN CONTROL SEVERANCE PLAN ARTICLE 1 PURPOSE AND TERM 1.1 Purpose. Astec Industries, Inc. (the “Company”) established this Astec Industries, Inc. Executive Change in Control Severance Plan (the “Plan”) in order to ensure continuity of management leading up to and following a potential Change in Control transaction, by mitigating the uncertainty a |
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| February 10, 2023 |
ASTE / Astec Industries, Inc. / DIMENSIONAL FUND ADVISORS LP - SEC SCHEDULE 13G Passive Investment SC 13G/A 1 SEC13GFiling.htm SEC SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 7 )* Astec Industries Inc (Name of Issuer) Common Stock (Title of Class of Securities) 046224101 (CUSIP Number) December 30, 2022 (Date of Event Which Requires Filing of this Statement) Check the appropriate box t |
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| February 9, 2023 |
ASTE / Astec Industries, Inc. / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SC 13G/A 1 tv0327-astecindustriesinc.htm SCHEDULE 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 13)* Name of issuer: Astec Industries Inc. Title of Class of Securities: Common Stock CUSIP Number: 046224101 Date of Event Which Requires Filing of this Statement: December 30, 2022 Check the appropriate box to des |
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| January 31, 2023 |
ASTE / Astec Industries, Inc. / VICTORY CAPITAL MANAGEMENT INC Passive Investment SC 13G 1 astecindustries13ga1123122.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 ( Amendment No. 1)* Astec Industries (Name of Issuer) Common Stock (Title of Class of Securities) 046224101 (CUSIP Number) December 31, 2022 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designa |
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| January 6, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 6, 2023 Astec Industries, Inc. (Exact name of registrant as specified in its charter) Tennessee 001-11595 62-0873631 (State or other jurisdiction of incorporation) (Commission |
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| January 6, 2023 |
Astec Industries, Inc. (NASDAQ: ASTE) Announces CEO Transition Exhibit 99.1 NEWS RELEASE Astec Industries, Inc. (NASDAQ: ASTE) Announces CEO Transition CHATTANOOGA, Tenn., January 6, 2023 - Astec Industries, Inc. (Nasdaq: ASTE) announced today Barry Ruffalo has stepped down as President and Chief Executive Officer and as a member of the Board of Directors, effective immediately. The Board has appointed Jaco van der Merwe to serve as President and Chief Execut |
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| January 6, 2023 |
EX-10.1 2 astecseparationagreementan.htm EXHIBIT 10.1 - SEPARATION AGREEMENT AND GENERAL RELEASE Exhibit 10.1 SEPARATION AGREEMENT AND GENERAL RELEASE This Separation Agreement and General Release (“Agreement” or “Release”) is entered into and effective as of the 6th day of January, 2023, by and between Barry A. Ruffalo (“Executive”) and Astec Industries, Inc., a Tennessee corporation (the “Compan |
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| December 27, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 21, 2022 Astec Industries, Inc. (Exact name of registrant as specified in its charter) Tennessee 001-11595 62-0873631 (State or other jurisdiction of incorporation) (Commissi |
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| December 27, 2022 |
Amended and Restated Bylaws of the Company EX-3.1 2 aste-arbylawseffective12x2.htm EX-3.1 - AMENDED AND RESTATED BYLAWS Exhibit 3.1 AMENDED AND RESTATED BYLAWS OF ASTEC INDUSTRIES, INC. (A Tennessee Corporation) Adopted: December 21, 2022 ARTICLE 1 SHAREHOLDER MEETINGS 1.1 Annual Meetings. An Annual Meeting of the Shareholders shall be held annually on the date and at the time to be determined by the Chair of the Board of Directors, the Pr |
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| December 20, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 19, 2022 Astec Industries, Inc. (Exact name of registrant as specified in its charter) Tennessee 001-11595 62-0873631 (State or other jurisdiction of incorporation) (Commissi |
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| December 20, 2022 |
Exhibit 10.1 Published CUSIP Number: 04622UAA1 Revolving Credit CUSIP Number: 04622UAB9 $250,000,000 CREDIT AGREEMENT dated as of December 19, 2022, by and among ASTEC INDUSTRIES, INC., as Borrower, the Lenders referred to herein, as Lenders, and WELLS FARGO BANK, NATIONAL ASSOCIATION, as Administrative Agent, Swingline Lender and Issuing Lender CITIBANK, N.A., JPMORGAN CHASE BANK, N.A. and WELLS |
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| November 8, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 8, 2022 Astec Industries, Inc. (Exact name of registrant as specified in its charter) Tennessee 001-11595 62-0873631 (State or other jurisdiction of incorporation) (Commissio |
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| November 8, 2022 |
ASTEC Appoints New Members to Board of Directors Exhibit 99.1 NEWS RELEASE ASTEC Appoints New Members to Board of Directors CHATTANOOGA, Tenn. (November 8, 2022) ? Astec Industries, Inc. (Nasdaq: ASTE) announced the company?s board of directors (the ?Board?) elected Mr. Mark Gliebe and Mr. Nalin Jain, each a new independent director, effective as of November 10, 2022. The election of Mr. Gliebe and Mr. Jain increases the size of the Board to 12 |
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| November 3, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q INDEX UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2022 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-11595 |
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| November 2, 2022 |
ASTEC REPORTS THIRD QUARTER 2022 RESULTS NEWS RELEASE ASTEC REPORTS THIRD QUARTER 2022 RESULTS Third Quarter 2022 Highlights (all comparisons are made to the prior year third quarter): ?Net sales increased 18. |
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| November 2, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 2, 2022 Astec Industries, Inc. (Exact name of registrant as specified in its charter) Tennessee 001-11595 62-0873631 (State or other jurisdiction of incorporation) (Commissio |
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| August 3, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q INDEX UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2022 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-11595 Aste |
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| August 2, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 2, 2022 Astec Industries, Inc. (Exact name of registrant as specified in its charter) Tennessee 001-11595 62-0873631 (State or other jurisdiction of incorporation) (Commission |
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| August 2, 2022 |
ASTEC REPORTS SECOND QUARTER 2022 RESULTS NEWS RELEASE ASTEC REPORTS SECOND QUARTER 2022 RESULTS Second Quarter 2022 Highlights (all comparisons are made to the prior year second quarter): ?Net Sales increased 14. |
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| August 1, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 1, 2022 Astec Industries, Inc. (Exact name of registrant as specified in its charter) Tennessee 001-11595 62-0873631 (State or other jurisdiction of incorporation) (Commission |
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| June 15, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 11-K FOR ANNUAL REPORTS OF EMPLOYEE STOCK PURCHASE, SAVINGS AND SIMILAR PLANS PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 1 |
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| May 27, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD Specialized Disclosure Report Astec Industries, Inc. (Exact name of registrant as specified in its charter) Tennessee 001-11595 (State or other jurisdiction of incorporation) (Commission File Number) 1725 Shepherd Road Chattanooga, Tennessee 37421 (Address of principal executive offices) (Zip Code) Rebecca A. Weyenberg |
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| May 27, 2022 |
Exhibit 1.01 CONFLICT MINERALS REPORT OF ASTEC INDUSTRIES, INC. FOR THE REPORTING PERIOD FROM JANUARY 1 TO DECEMBER 31, 2021 I. Introduction This is the Conflict Minerals1 Report of Astec Industries, Inc. (?we,? ?our,? ?us,? or the ?Company?) prepared for calendar year 2021 in accordance with Rule 13p-1 (?Rule 13p-1?) under the Securities Exchange Act of 1934 (the ?Act?). Numerous terms in this Re |
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| May 5, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q INDEX UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2022 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-11595 Ast |
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| May 5, 2022 |
Form of Severance Agreement between Astec Industries, Inc. and Certain Officers Exhibit 10.2 SEVERANCE AGREEMENT This Severance Agreement (this ?Agreement?) is dated as of December 31, 2021, between Astec Industries, Inc., a Tennessee corporation (the ?Company?), and (the ?Executive?). Recitals WHEREAS, the Compensation Committee (the ?Committee?) of the Board of Directors of the Company (the ?Board?) desires to provide the Executive with certain severance benefits upon the E |
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| May 5, 2022 |
ent between Astec Industries, Inc. and Barry Exhibit 10.1 SEVERANCE AGREEMENT This Severance Agreement (this ?Agreement?) is dated as of December 31, 2021, between Astec Industries, Inc., a Tennessee corporation (the ?Company?), and Barry A. Ruffalo (the ?Executive?). Recitals WHEREAS, the Compensation Committee (the ?Committee?) of the Board of Directors of the Company (the ?Board?) desires to provide the Executive with certain severance be |
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| May 4, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 4, 2022 Astec Industries, Inc. (Exact name of registrant as specified in its charter) Tennessee 001-11595 62-0873631 (State or other jurisdiction of incorporation) (Commission Fil |
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| May 4, 2022 |
ASTEC REPORTS FIRST QUARTER 2022 RESULTS NEWS RELEASE ASTEC REPORTS FIRST QUARTER 2022 RESULTS First Quarter 2022 Highlights (all comparisons are made to the prior year first quarter): ?Net Sales increased 2. |
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| May 2, 2022 |
Other Events, Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 2, 2022 Astec Industries, Inc. (Exact name of registrant as specified in its charter) Tennessee 001-11595 62-0873631 (State or other jurisdiction of incorporation) (Commission Fil |
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| April 15, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (RULE 14A-101) Schedule 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as |
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| March 17, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ?? Check the appropriate box: ?? ? Preliminary Proxy Statement ?? ? Confidential, for |
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| March 17, 2022 |
TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ?? Check the appropriate box: ?? ? ? Preliminary Proxy Statement ?? |
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| March 3, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 3, 2022 Astec Industries, Inc. (Exact name of registrant as specified in its charter) Tennessee 001-11595 62-0873631 (State or other jurisdiction of incorporation) (Commission F |
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| February 28, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 28, 2022 Astec Industries, Inc. (Exact name of registrant as specified in its charter) Tennessee 001-11595 62-0873631 (State or other jurisdiction of incorporation) (Commissi |
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| February 28, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2021 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-11595 Astec Industri |
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| February 28, 2022 |
Subsidiaries of the Registrant Exhibit 21 SUBSIDIARIES OF ASTEC INDUSTRIES, INC. AS OF FEBRUARY 28, 2022 Subsidiary Name Percentage Owned State or Other Jurisdiction of Incorporation Astec Equipment India LLP 100 India Allinov Inc. 100 Canada Astec Asia Pacific Ltd. 99.997 Thailand Astec Australia Pty Ltd 100 Australia Astec do Brasil Fabricacao de Equipamentos Ltda. 92.9 Brazil Astec, Inc. 100 Tennessee Astec Industries Holdin |
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| February 28, 2022 |
ASTEC REPORTS FOURTH QUARTER 2021 RESULTS Exhibit 99.1 NEWS RELEASE ASTEC REPORTS FOURTH QUARTER 2021 RESULTS Fourth Quarter 2021 Highlights (all comparisons are made to the prior year fourth quarter): ?Net Sales increased 12.1% to $267.8 million ?Gross Profit Margin of 20.1% decreased 370 bps ?Net Income decreased 159.7% to a loss of $9.2 million; Adjusted Net Income of $(0.6) million decreased 104.7% from $12.8 million ?Diluted EPS of $ |
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| February 9, 2022 |
ASTE / Astec Industries, Inc. / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 12)* Name of issuer: Astec Industries Inc. Title of Class of Securities: Common Stock CUSIP Number: 046224101 Date of Event Which Requires Filing of this Statement: December 31, 2021 Check the appropriate box to designate the rule pursuant to which this Schedule is filed |
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| February 8, 2022 |
ASTE / Astec Industries, Inc. / DIMENSIONAL FUND ADVISORS LP - SEC SCHEDULE 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 6 )* Astec Industries Inc (Name of Issuer) Common Stock (Title of Class of Securities) 046224101 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this S |
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| February 7, 2022 |
1725 Shepherd Road | Chattanooga, Tennessee 37421 | 423.899.5898 | astecindustries.com Exhibit 99.1 | NEWS RELEASE ASTEC Announces Business Update and Fourth Quarter and Full Year 2021 Earnings Call CHATTANOOGA, Tenn. (February 7, 2022) ? Astec Industries, Inc. (Nasdaq: ASTE) today announced the following unaudited, preliminary fourth quarter 2021 performance details. Astec Industries, Inc. (?Astec? or the ?Company?) experienced strong demand and achieved record backlog in the fourt |
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| February 7, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 7, 2022 Astec Industries, Inc. (Exact name of registrant as specified in its charter) Tennessee 001-11595 62-0873631 (State or other jurisdiction of incorporation) (Commissio |
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| February 2, 2022 |
ASTE / Astec Industries, Inc. / VICTORY CAPITAL MANAGEMENT INC Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 ( Amendment No. )* Astec Industries (Name of Issuer) Common Stock (Title of Class of Securities) 046224101 (CUSIP Number) December 31, 2021 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedu |
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| January 5, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 5, 2022 Astec Industries, Inc. (Exact name of registrant as specified in its charter) Tennessee 001-11595 62-0873631 (State or other jurisdiction of incorporation) (Commission |
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| January 5, 2022 |
Exhibit 10.2 SEVERANCE AGREEMENT This Severance Agreement (this ?Agreement?) is dated as of December , 2021, between Astec Industries, Inc., a Tennessee corporation (the ?Company?), and (the ?Executive?). Recitals WHEREAS, the Compensation Committee (the ?Committee?) of the Board of Directors of the Company (the ?Board?) desires to provide the Executive with certain severance benefits upon the Exe |
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| January 5, 2022 |
Form of Severance Agreement between Astec Industries, Inc. and President & Chief Executive Officer Exhibit 10.1 SEVERANCE AGREEMENT This Severance Agreement (this ?Agreement?) is dated as of December , 2021, between Astec Industries, Inc., a Tennessee corporation (the ?Company?), and (the ?Executive?). Recitals WHEREAS, the Compensation Committee (the ?Committee?) of the Board of Directors of the Company (the ?Board?) desires to provide the Executive with certain severance benefits upon the Exe |
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| November 5, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q INDEX UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2021 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-11595 |
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| November 3, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 3, 2021 Astec Industries, Inc. (Exact name of registrant as specified in its charter) Tennessee 001-11595 62-0873631 (State or other jurisdiction of incorporation) (Commissio |
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| November 3, 2021 |
ASTEC REPORTS THIRD QUARTER 2021 RESULTS Exhibit 99.1 | NEWS RELEASE ASTEC REPORTS THIRD QUARTER 2021 RESULTS Third Quarter 2021 Highlights (all comparisons are made to the prior year third quarter): ?Net Sales increased 15.4% to $267.0 million ?Gross Profit Margin of 23.3% increased 160 bps ?Net Income increased 481.3% to $9.3 million; Adjusted Net Income of $11.4 million increased 159.1% from $4.4 million ?Diluted EPS of $0.41 compared |
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| October 29, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 29, 2021 Astec Industries, Inc. (Exact name of registrant as specified in its charter) Tennessee 001-11595 62-0873631 (State or other jurisdiction of incorporation) (Commissio |
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| August 5, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q INDEX UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2021 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-11595 Aste |
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| August 4, 2021 |
ASTEC REPORTS SECOND QUARTER 2021 RESULTS Exhibit 99.1 | NEWS RELEASE ASTEC REPORTS SECOND QUARTER 2021 RESULTS Second Quarter 2021 Highlights (all comparisons are made to the prior year second quarter): ?Net Sales increased 4.8% to $278.0 million ?Gross Profit Margin of 24.1% increased 160 bps ?Net Income decreased 3.2% to $9.0 million; Adjusted Net Income of $11.2 million decreased 26.3% from $15.2 million ?Diluted EPS of $0.39 compared |
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| August 4, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 4, 2021 Astec Industries, Inc. (Exact name of registrant as specified in its charter) Tennessee 001-11595 62-0873631 (State or other jurisdiction of incorporation) (Commission |
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| August 4, 2021 |
Exhibit 99.2 Non-GAAP Financial Measures: Recast Historical Adjusted Net Income attributable to controlling interest, Adjusted EPS and Adjusted EBITDA Astec Industries, Inc. (the "Company") has historically defined its non-GAAP financial measures for Adjusted net income attributable to controlling interest as net income attributable to controlling interest before the impact of certain items, inclu |
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| July 29, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 29, 2021 Astec Industries, Inc. (Exact name of registrant as specified in its charter) Tennessee 001-11595 62-0873631 (State or other jurisdiction of incorporation) (Commission F |
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| June 16, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 11-K FOR ANNUAL REPORTS OF EMPLOYEE STOCK PURCHASE, SAVINGS AND SIMILAR PLANS PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2020 OR ? TRANSITION REPORT PURSUANT TO SECTION 1 |
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| June 1, 2021 |
Exhibit 1.01 CONFLICT MINERALS REPORT OF ASTEC INDUSTRIES, INC. FOR THE REPORTING PERIOD FROM JANUARY 1 TO DECEMBER 31, 2020 I. Introduction This is the Conflict Minerals1 Report of Astec Industries, Inc. (?we,? ?our,? ?us,? or the ?Company?) prepared for calendar year 2020 in accordance with Rule 13p-1 (?Rule 13p-1?) under the Securities Exchange Act of 1934 (the ?Act?). Numerous terms in this Re |
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| June 1, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD Specialized Disclosure Report Astec Industries, Inc. (Exact name of registrant as specified in its charter) Tennessee 001-11595 62-0873631 (State or other jurisdiction of incorporation) (Commission File Number) (IRS Employer Identification No.) 1725 Shepherd Road Chattanooga, Tennessee 37421 (Address of principal execu |
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| May 28, 2021 |
ASTE / Astec Industries, Inc. / GAMCO INVESTORS, INC. ET AL Activist Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 8) Astec Industries, Inc. (Name of Issuer) Common Stock, par value $0.20 per share (Title of Class of Securities) 046224101 (CUSIP Number) David Goldman GAMCO Investors, Inc. One Corporate Center Rye, New York 10580-1435 (914) 921-5000 (Name, Address and Telephone Number |
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| May 6, 2021 |
Exhibit 10.2 ASTEC INDUSTRIES INC. RESTRICTED STOCK UNIT AWARD CERTIFICATE Non-transferable G R A N T T O (?Grantee?) by Astec Industries, Inc. (the ?Company?) of Restricted Stock Units (the ?Units?) representing the right to receive, on a one-for-one basis, shares of the Company?s $0.20 par value common stock (?Shares?), pursuant to and subject to the provisions of the Astec Industries 2021 Incen |
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| May 6, 2021 |
Quarterly Report - FORM 10-Q - Q1 2021 INDEX UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2021 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-11595 Ast |
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| May 6, 2021 |
Exhibit 10.3 ASTEC INDUSTRIES INC. PERFORMANCE-BASED RESTRICTED STOCK UNIT AWARD CERTIFICATE (Three-Year Award) Non-transferable G R A N T T O (?Grantee?) by Astec Industries, Inc. (the ?Company?) of Restricted Stock Units (the ?Units?) representing the right to receive, on a one-for-one basis, shares of the Company?s $0.20 par value common stock (?Shares?), pursuant to and subject to the provisio |
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| May 6, 2021 |
Astec Industries, Inc. Deferred Compensation Plan effective January 1, 2021* Exhibit 10.1 ASTEC INDUSTRIES, INC. DEFERRED COMPENSATION PLAN Effective January 1, 2021 PREAMBLE The Plan is intended to be a ?plan which is unfunded and is maintained by an employer primarily for the purpose of providing deferred compensation for a select group of management or highly compensated employees? within the meaning of Sections 201(2), 301(a)(3) and 401(a)(1) of the Employee Retirement |
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| May 5, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 5, 2021 Astec Industries, Inc. (Exact name of registrant as specified in its charter) Tennessee 001-11595 62-0873631 (State or other jurisdiction of incorporation) (Commission Fil |
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| May 5, 2021 |
ASTEC REPORTS FIRST QUARTER 2021 RESULTS Exhibit 99.1 | NEWS RELEASE ASTEC REPORTS FIRST QUARTER 2021 RESULTS First Quarter 2021 Highlights (all comparisons are made to the prior year first quarter): ?Net Sales decreased 1.5% to $284.4 million ?Gross Profit Margin of 24.1% decreased 130 bps ?Net Income decreased 57.8% to $8.7 million; Adjusted Net Income of $9.3 million decreased 57.9% from $22.1 million ?Diluted EPS of $0.38 compared to |
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| April 29, 2021 |
Other Events, Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 27, 2021 Astec Industries, Inc. (Exact name of registrant as specified in its charter) Tennessee 001-11595 62-0873631 (State or other jurisdiction of incorporation) (Commission |
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| April 27, 2021 |
As filed with the Securities and Exchange Commission on April 27, 2021. Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 ASTEC INDUSTRIES, INC. (Exact Name of Registrant as Specified in its Charter) Tennessee 62-0873631 (State or Other Jurisdiction of (I.R.S. Employer Incorporation or Organi |
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| March 18, 2021 |
Astec Industries, Inc. 2021 Equity Incentive Plan* TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ?? Check the appropriate box: ?? ? ? Preliminary Proxy Statement ?? |
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| March 11, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 5, 2021 Astec Industries, Inc. (Exact name of registrant as specified in its charter) Tennessee 001-11595 62-0873631 (State or other jurisdiction of incorporation) (Commission F |
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| March 1, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2020 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-11595 Astec Industri |
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| March 1, 2021 |
March 1, 2021 4Q20 Earnings Presentation Exhibit 99.2 24Q20 Earnings Presentation | Safe Harbor Certain statements made in the earnings call and contained in this presentation relate to future events and expectations and are ?forward-looking statements? within the meaning of the Private Securities Litigation Reform Act of 1995. Words such as ?believe,? ?estimate,? ?will be,? ?will,? ?would,? ?may, |
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| March 1, 2021 |
ASTEC REPORTS FOURTH QUARTER 2020 RESULTS Exhibit 99.1 | NEWS RELEASE ASTEC REPORTS FOURTH QUARTER 2020 RESULTS Fourth Quarter 2020 Highlights (all comparisons are made to the prior year fourth quarter): ?Net Sales decreased 15.6% to $238.9 million ?Gross Profit Margin of 23.8% increased 1410 bps; Adjusted Gross Profit Margin increased 260 bps ?Net Income increased 183.7% to $15.4 million; Adjusted Net Income of $12.8 million increased 56 |
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| March 1, 2021 |
Subsidiaries of the Registrant. Exhibit 21 SUBSIDIARIES OF ASTEC INDUSTRIES, INC. AS OF FEBRUARY 26, 2021 Subsidiary Name Percentage Owned State or Other Jurisdiction of Incorporation Astec Equipment India LLP 100 India Allinov Inc. 100 Canada Astec Asia Pacific Ltd. 99.997 Thailand Astec Australia Pty Ltd 100 Australia Astec do Brasil Fabricacao de Equipamentos Ltda. 92.9 Brazil Astec, Inc. 100 Tennessee Astec Industries Holdin |
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| March 1, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 26, 2021 Astec Industries, Inc. (Exact name of registrant as specified in its charter) Tennessee 001-11595 62-0873631 (State or other jurisdiction of incorporation) (Commissi |
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| March 1, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 1, 2021 Astec Industries, Inc. (Exact name of registrant as specified in its charter) Tennessee 001-11595 62-0873631 (State or other jurisdiction of incorporation) (Commission F |
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| February 12, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 5 )* Astec Industries Inc (Name of Issuer) Common Stock (Title of Class of Securities) 046224101 (CUSIP Number) December 31, 2020 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this S |
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| February 11, 2021 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 1)* Astec Industries, Inc. (Name of Issuer) Common Stock, $0.20 par value per share (Title of Class of Securities) 046224101 (CUSIP Number) December 31, 2020 (Date of Event Which Requires Filing of This Statement) Check the appropriate box to designate the rule pursuant |
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| February 10, 2021 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 11)* Name of issuer: Astec Industries Inc. Title of Class of Securities: Common Stock CUSIP Number: 046224101 Date of Event Which Requires Filing of this Statement: January 29, 2021 Check the appropriate box to designate the rule pursuant to which this Schedule is filed: |
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| February 10, 2021 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 10)* Name of issuer: Astec Industries Inc. Title of Class of Securities: Common Stock CUSIP Number: 046224101 Date of Event Which Requires Filing of this Statement: December 31, 2020 Check the appropriate box to designate the rule pursuant to which this Schedule is filed |
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| November 6, 2020 |
Exhibit 10.1 AMENDMENT TO “APPENDIX A” OF THE ASTEC INDUSTRIES, INC. SUPPLEMENTAL EXECUTIVE RETIREMENT PLAN THIS AMENDMENT to “Appendix A” of the Astec Industries, Inc. Supplemental Executive Retirement Plan, as amended and restated as of January 1, 2008 (the “Plan”), is adopted by Astec Industries, Inc. (the “Company”), effective as of October 30, 2020. WHEREAS, Article 2 of the Plan permits the |
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| November 6, 2020 |
INDEX UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2020 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-11595 |
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| November 4, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): November 4, 2020 ASTEC INDUSTRIES, INC. (Exact Name of Registrant as Specified in Charter) Tennessee 001-11595 62-0873631 (State or Other Jurisdiction of Incorporation) (Commission Fi |
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| November 4, 2020 |
aste3q20earningspresent Exhibit 99.2 3Q20 Earnings Presentation November 4, 2020 Safe Harbor Certain statements contained in this presentation relate to future events and expectations and are “forward-looking statements” (within the meaning of the Private Securities Litigation Reform Act of 1995) regarding the future performance of the Company. Words such as "believe," "estimate," "will be," "will |
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| November 4, 2020 |
1725 Shepherd Road | Chattanooga, Tennessee 37421 | 423.899.5898 | astecindustries.com Exhibit 99.1 | NEWS RELEASE ASTEC REPORTS THIRD QUARTER 2020 RESULTS Third Quarter 2020 Highlights (all comparisons are made to the prior year third quarter): •Net Sales decreased 9.5% to $231.4M •Gross Profit Margin of 21.8% increased 150 bps; adjusted Gross Profit Margin increased 260 bps •Net Income decreased 45.2% to $1.6M; adjusted Net Income of $4.6M increased 21.7% from $3.8M •EPS of $0.07 |
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| November 3, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): October 29, 2020 ASTEC INDUSTRIES, INC. (Exact Name of Registrant as Specified in Charter) Tennessee 001-11595 62-0873631 (State or Other Jurisdiction of Incorporation) (Commission Fi |
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| November 3, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): October 30, 2020 ASTEC INDUSTRIES, INC. (Exact Name of Registrant as Specified in Charter) Tennessee 001-11595 62-0873631 (State or Other Jurisdiction of Incorporation) (Commission Fi |
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| October 23, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): October 19, 2020 ASTEC INDUSTRIES INC (Exact Name of Registrant as Specified in Charter) Tennessee 001-11595 62-0873631 (State or Other Jurisdiction of Incorporation) (Commission File |
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| September 11, 2020 |
September 11, 2020 Joseph Cascarano Senior Staff Accountant Office of Technology Division of Corporation Finance United States Securities and Exchange Commission 100 F. |
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| August 31, 2020 |
ASTE / Astec Industries, Inc. / GAMCO INVESTORS, INC. ET AL Activist Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 7) Astec Industries, Inc. (Name of Issuer) Common Stock, par value $0.20 per share (Title of Class of Securities) 046224101 (CUSIP Number) David Goldman GAMCO Investors, Inc. One Corporate Center Rye, New York 10580-1435 (914) 921-5000 (Name, Address and Telephone Number |
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| August 21, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): August 21, 2020 ASTEC INDUSTRIES INC (Exact Name of Registrant as Specified in Charter) Tennessee 001-11595 62-0873631 (State or Other Jurisdiction of Incorporatio |
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| August 10, 2020 |
INDEX UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2020 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-11595 Astec |
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| August 10, 2020 |
EX-10.1 2 exhibit101.htm EX-10.1 Exhibit 10.1 THIS AMENDMENT to “Appendix A” of the Astec Industries, Inc. Supplemental Executive Retirement Plan, as amended and restated as of January 1, 2008 (the “Plan”), is adopted by Astec Industries, Inc. (the “Company”), effective as of July 30, 2020. WHEREAS, Article 2 of the Plan permits the Board of Directors of the Company (the “Board”) to designate part |
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| August 5, 2020 |
aste2q20earningspresent 2Q20 Earnings Presentation August 5, 2020 Safe Harbor The information contained in this presentation and discussion contains “forward-looking statements” (within the meaning of the Private Securities Litigation Reform Act of 1995) regarding the future performance of the Company, including statements about the effects on the Company from (i) restructuring initiatives, (ii) c |
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| August 5, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): August 5, 2020 ASTEC INDUSTRIES INC (Exact Name of Registrant as Specified in Charter) Tennessee 001-11595 62-0873631 (State or Other Jurisdiction of Incorporation) (Commission File N |
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| August 5, 2020 |
1725 Shepherd Road | Chattanooga, Tennessee 37421 | 423.899.5898 | astecindustries.com | NEWS RELEASE ASTEC REPORTS SECOND QUARTER 2020 RESULTS Second Quarter 2020 Highlights (all comparisons are made to the prior year second quarter): •Net Sales decreased 13. |
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| July 31, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): July 30, 2020 ASTEC INDUSTRIES INC (Exact Name of Registrant as Specified in Charter) Tennessee 001-11595 62-0873631 (State or Other Jurisdiction of Incorporation) (Commission File Nu |
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| June 22, 2020 |
United States Securities and Exchange Commission Washington, D.C. 20549 Form 11-K FOR ANNUAL REPORTS OF EMPLOYEE STOCK PURCHASE, SAVINGS AND SIMILAR PLANS PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 (Mark One) (x) Annual report pursuant to Section 15(d) of the Securities Exchange Act of 1934 For the fiscal year ended December 31, 2019. Or ( ) Transition report pursuant to Sect |
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| May 21, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD Specialized Disclosure Report ASTEC INDUSTRIES, INC. (Exact name of registrant as specified in its charter) Tennessee 001-11595 62-0873631 (State or other jurisdiction of incorporation or organization) (Commission File Number) (IRS Employer Identification No.) 1725 Shepherd Road Chattanooga, Tennessee 37421 (Address of |
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| May 21, 2020 |
EX-1.01 2 ex1-01.htm EXHIBIT 1.01 Exhibit 1.01 CONFLICT MINERALS REPORT OF ASTEC INDUSTRIES, INC. FOR THE REPORTING PERIOD FROM JANUARY 1 TO DECEMBER 31, 2019 I. Introduction This is the Conflict Minerals1 Report of Astec Industries, Inc. (“we,” “our,” “us,” or the “Company”) prepared for calendar year 2019 in accordance with Rule 13p-1 (“Rule 13p-1”) under the Securities Exchange Act of 1934 (the |
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| May 11, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2020 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-11595 Astec Indu |
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| May 11, 2020 |
AMENDMENT TO “APPENDIX A” OF THE ASTEC INDUSTRIES, INC. SUPPLEMENTAL EXECUTIVE RETIREMENT PLAN EX-10.1 2 ex101.htm EXHIBIT 10.1 Exhibit 10.1 AMENDMENT TO “APPENDIX A” OF THE ASTEC INDUSTRIES, INC. SUPPLEMENTAL EXECUTIVE RETIREMENT PLAN THIS AMENDMENT to “Appendix A” of the Astec Industries, Inc. Supplemental Executive Retirement Plan, as amended and restated as of January 1, 2008 (the “Plan”), is adopted by Astec Industries, Inc. (the “Company”), effective as of April 30, 2020. WHEREAS, Art |
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| May 6, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): May 6, 2020 ASTEC INDUSTRIES INC (Exact Name of Registrant as Specified in Charter) Tennessee 001-11595 62-0873631 (State or Other Jurisdiction of Incorporation) (Commission File Numb |
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| May 6, 2020 |
May 6, 2020 1Q20 Earnings Presentation Safe Harbor The information contained in this presentation and discussion contains “forward-looking statements” (within the meaning of the Private Securities Litigation Reform Act of 1995) regarding the future performance of the Company, including statements about the effects on the Company from (i) restructuring initiatives, (ii) changes in the business segments (iii) the effect of changes in backlog (iv) the potential sale of the Enid (GEFCO) business, (iii) increases in international demand, (iv) domestic and international product demand in North America , and (v) the impacts of the coronavirus (COVID-19) on the Company’s financial condition and business operations. |
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| May 6, 2020 |
EX-99.1 2 ex99-1.htm PRESS RELEASE Astec Industries, Inc. News Release ASTEC INDUSTRIES REPORTS FIRST QUARTER 2020 RESULTS First Quarter 2020 Highlights (all comparisons are made to the prior year first quarter): • Net Sales decreased 11.3% to $288.8M • Gross margin of 25.6 % increased 200 bps • EPS of $0.91 compared to $0.63 a year ago; adjusted EPS of $1.00 increased 53.8%; $0.42 benefit to EPS |
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| May 4, 2020 |
Other Events, Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): April 30, 2020 ASTEC INDUSTRIES INC (Exact Name of Registrant as Specified in Charter) Tennessee 001-11595 62-0873631 (State or Other Jurisdiction of Incorporation) (Commission File N |
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| April 24, 2020 |
- VIRTUAL SHAREHOLDERS' MEETING ANNOUNCEMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confide |
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| April 9, 2020 |
ASTE / Astec Industries, Inc. / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 9)* Name of issuer: Astec Industries Inc Title of Class of Securities: Common Stock CUSIP Number: 046224101 Date of Event Which Requires Filing of this Statement: March 31, 2020 Check the appropriate box to designate the rule pursuant to which this Schedule is filed: ☒ R |
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| April 1, 2020 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): April 1, 2020 ASTEC INDUSTRIES INC (Exact Name of Registrant as Specified in Charter) TN 001-11595 62-0873631 (State or Other Jurisdiction of Incorporation) (Commission File Number) ( |
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| April 1, 2020 |
EX-99.1 2 ex99-1.htm SLIDE DECK PRESENTATION COVID-19 Business Update April 1,2020 Key Messages 2 First priority is the safety of our employees, customers, suppliers, stakeholders and their families 01 Our products are essential for building infrastructure used to move goods to market and facilitate the transportation needs of communities 02 Strong balance sheet, liquidity and new leadership to pr |
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| March 19, 2020 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.)* Astec Industries, Inc. (Name of Issuer) Common Stock, $0.20 par value per share (Title of Class of Securities) 046224101 (CUSIP Number) March 9, 2020 (Date of Event Which Requires Filing of This Statement) Check the appropriate box to designate the rule pursuant to whic |
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| March 18, 2020 |
ASTE / Astec Industries, Inc. DEF 14A - - 2020 PROXY UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant □ Check the appropriate box: □ Preliminary Proxy Statement □ Confidential, for Use of |
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| March 17, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 8-K/A CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): March 3, 2020 ASTEC INDUSTRIES INC (Exact Name of Registrant as Specified in Charter) TN 001-11595 62-0873631 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS |
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| March 17, 2020 |
4Q19 Earnings Presentation MARCH 16, 2020 Safe Harbor 2 The information contained in this presentation and discussion contains “forward-looking statements” (within the meaning of the Private Securities Litigation Reform Act of 1995) regarding the future performance of the Company, including statements about the effects on the Company from (i) restructuring initiatives, (ii) the potential sale of the GEFCO business, (iii) increases in international demand, and (iv) product demand in North America. |
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| March 17, 2020 |
Astec Industries, Inc. 1725 Shepherd Rd. Chattanooga TN 37421 423.899-5898 astecindustries.com Astec Industries, Inc. News Release 1725 Shepherd Rd. Chattanooga TN 37421 423.899-5898 astecindustries.com UPDATED and REVISED ASTEC INDUSTRIES REPORTS FOURTH QUARTER AND FULL YEAR 2019 RESULTS UPDATED BY ASTEC INDUSTRIES, INC. CHATTANOOGA, Tenn. (March 17, 2020) – In the press release for the fourth quarter and full year 2019, gross profit, restructuring and impairment charges, income taxes, net |
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| March 17, 2020 |
EXHIBIT 21 LIST OF SUBSIDIARIES Name Percentage Owned Jurisdiction of Incorporation AEG Trading and Manufacturing India LLP 100 Republic of India Astec Australia Pty Ltd 100 Australia Astec do Brasil Fabricacao de Equipamentos Ltda. |
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| March 17, 2020 |
Annual Report - 10-K DECEMBER 31, 2019 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2019 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-11595 ASTEC INDUSTRIE |
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| March 17, 2020 |
EX-10.28 2 ex1028.htm EXHIBIT 10.28 Exhibit 10.28 AMENDMENT TO “APPENDIX A” OF THE ASTEC INDUSTRIES, INC. SUPPLEMENTAL EXECUTIVE RETIREMENT PLAN THIS AMENDMENT to “Appendix A” of the Astec Industries, Inc. Supplemental Executive Retirement Plan, as amended and restated as of January 1, 2008 (the “Plan”), is adopted by Astec Industries, Inc. (the “Company”), effective as of December 5, 2019. WHEREA |
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| March 17, 2020 |
EXHIBIT 10.29 SEPARATION AGREEMENT AND GENERAL RELEASE This separation agreement and general release is between David Silvious, an individual (“Executive”), and Astec Industries, Inc., a Tennessee corporation (“Astec”). BACKGROUND Executive has been employed by Astec, most recently as its Chief Financial Officer. Executive has informed Astec that he intends to voluntarily resign from his employmen |
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| March 17, 2020 |
Exhibit 10.30 AMENDMENT TO “APPENDIX A” OF THE ASTEC INDUSTRIES, INC. SUPPLEMENTAL EXECUTIVE RETIREMENT PLAN THIS AMENDMENT to “Appendix A” of the Astec Industries, Inc. Supplemental Executive Retirement Plan, as amended and restated as of January 1, 2008 (the “Plan”), is adopted by Astec Industries, Inc. (the “Company”), effective as of February 28, 2020. WHEREAS, Article 2 of the Plan permits th |
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| March 3, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): March 3, 2020 ASTEC INDUSTRIES INC (Exact Name of Registrant as Specified in Charter) TN 001-11595 62-0873631 (State or Other Jurisdiction of Incorporation) (Commission File Number) ( |
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| March 3, 2020 |
ASTE / Astec Industries, Inc. NT 10-K - - 10K NOTICE UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING SEC File Number: 001-11595 (Check one): ⌧ Form 10-K □ Form 20-F □ Form 11-K □ Form 10-Q □ Form 10-D □ Form N-CEN □ Form N-CSR For Period Ended: December 31, 2019 o Transition Report on Form 10-K o Transition Report on Form 20-F o Transition Report on Form 11-K o Transition Report on Form |
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| March 3, 2020 |
EX-99.2 3 exh99-2.htm SLIDE PRESENTATION 4Q19 Earnings Presentation MARCH 4, 2020 Safe Harbor 2 The information contained in this presentation and discussion contains “forward-looking statements” (within the meaning of the Private Securities Litigation Reform Act of 1995) regarding the future performance of the Company, including statements about the effects on the Company from (i) restructuring i |
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| March 3, 2020 |
Astec Industries, Inc. 1725 Shepherd Rd. Chattanooga TN 37421 Exhibit 99.1 Astec Industries, Inc. 1725 Shepherd Rd. Chattanooga TN 37421 News Release ASTEC INDUSTRIES REPORTS FOURTH QUARTER AND FULL YEAR 2019 RESULTS Fourth Quarter 2019 Highlights (all comparisons are made to the prior year fourth quarter): • Net Sales decreased 10.7% to $283.2M • Gross profit of 12.2%; adjusted gross profit of 21.5% decreased 250bps • EPS loss of $0.85; adjusted EPS of $0.4 |
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| February 28, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): February 28, 2020 ASTEC INDUSTRIES INC (Exact Name of Registrant as Specified in Charter) Tennessee 001-11595 62-0873631 (State or Other Jurisdiction of Incorporation) (Commission Fil |
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| February 12, 2020 |
ASTE / Astec Industries, Inc. / DIMENSIONAL FUND ADVISORS LP - SCHEDULE 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 4)* ASTEC INDUSTRIES INC (Name of Issuer) Common Stock (Title of Class of Securities) 046224101 (CUSIP Number) December 31, 2019 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Sc |
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| February 12, 2020 |
ASTE / Astec Industries, Inc. / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 8)* Name of issuer: Astec Industries Inc Title of Class of Securities: Common Stock CUSIP Number: 046224101 Date of Event Which Requires Filing of this Statement: December 31, 2019 Check the appropriate box to designate the rule pursuant to which this Schedule is filed: |
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| November 8, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2019 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-11595 Astec |
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| November 8, 2019 |
AMENDMENT TO “APPENDIX A” OF THE ASTEC INDUSTRIES, INC. SUPPLEMENTAL EXECUTIVE RETIREMENT PLAN EX-10.1 2 ex101.htm EXHIBIT 10.1 Exhibit 10.1 AMENDMENT TO “APPENDIX A” OF THE ASTEC INDUSTRIES, INC. SUPPLEMENTAL EXECUTIVE RETIREMENT PLAN THIS AMENDMENT to “Appendix A” of the Astec Industries, Inc. Supplemental Executive Retirement Plan, as amended and restated as of January 1, 2008 (the “Plan”), is adopted by Astec Industries, Inc. (the “Company”), effective as of October 24, 2019. WHEREAS, A |
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| November 6, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 5)* Astec Industries Inc. (Name of Issuer) Common Stock, $0.20 par value (Title of Class of Securities) 046224101 (CUSIP Number) October 30, 2019 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant |
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| November 4, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): November 4, 2019 Astec Industries, Inc. (Exact Name of Registrant as Specified in Charter) Tennessee 001-11595 62-0873631 (State or Other Jurisdiction of Incorporation) (Commission Fi |
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| November 4, 2019 |
Exhibit 99-1 Astec Industries, Inc. NEWS RELEASE 1725 Shepherd Rd. - Chattanooga, TN 37421 - Phone (423) 899-5898 - Fax (423) 899-4456 Astec Industries Appoints Rebecca Weyenberg as Chief Financial Officer CHATTANOOGA, Tenn. (November 4, 2019) – Astec Industries, Inc. (Nasdaq: ASTE) announced today that Rebecca Weyenberg will join the company as Chief Financial Officer, effective December 4, 2019. |
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| October 29, 2019 |
EX-99.1 2 exh99-1.htm PRESS RELEASE Astec Industries, Inc. NEWS RELEASE 1725 Shepherd Rd. - Chattanooga, TN 37421 - Phone (423) 899-5898 - Fax (423) 899-4456 ASTEC INDUSTRIES REPORTS THIRD QUARTER 2019 RESULTS Highlights: • Net sales of $255.8M consistent with Q3 2018 • Gross margin decreased 240 bps to 20.3%, due to softer market conditions • Q3 EPS $0.13; $0.17 as adjusted compares to $0.30 a ye |
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| October 29, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): October 29, 2019 Astec Industries, Inc. (Exact Name of Registrant as Specified in Charter) Tennessee 001-11595 62-0873631 (State or Other Jurisdiction of Incorporation) (Commission Fi |
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| October 29, 2019 |
3Q19 Earnings call PRESENTATION October 29, 2019 This presentation and discussion may contain forward-looking statements regarding the future performance of the Company, including representations about the Company's future financial performance, market conditions, the long-term growth prospects of the Company and its markets, opportunities for market share gains and acquisitions and performance of companies in Astec's markets. |
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| October 25, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): October 24, 2019 Astec Industries, Inc. (Exact Name of Registrant as Specified in Charter) Tennessee 001-11595 62-0873631 (State or Other Jurisdiction of Incorporation) (Commission Fi |
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| September 18, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): September 13, 2019 Astec Industries, Inc. (Exact Name of Registrant as Specified in Charter) Tennessee 001-11595 62-0873631 (State or Other Jurisdiction of Incorporation) (Commission |
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| September 18, 2019 |
SEPARATION AGREEMENT AND GENERAL RELEASE EXHIBIT 10.1 SEPARATION AGREEMENT AND GENERAL RELEASE This separation agreement and general release is between Richard J. Dorris, an individual (“Executive”), and Astec Industries, Inc., a Tennessee corporation (“Astec”). BACKGROUND Executive has been employed by Astec, most recently as its Chief Operating Officer. Executive has notified Astec of his retirement from employment, and Astec and Execu |
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| August 7, 2019 |
Exhibit 10.1 AMENDMENT TO “APPENDIX A” OF THE ASTEC INDUSTRIES, INC. SUPPLEMENTAL EXECUTIVE RETIREMENT PLAN THIS AMENDMENT to “Appendix A” of the Astec Industries, Inc. Supplemental Executive Retirement Plan, as amended and restated as of January 1, 2008 (the “Plan”), is adopted by Astec Industries, Inc. (the “Company”), effective as of July 25, 2019. WHEREAS, Article 2 of the Plan permits the Boa |
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| August 7, 2019 |
EX-3.1 2 ex31.htm EXHIBIT 3.1 Exhibit 3.1 AMENDED AND RESTATED BYLAWS OF ASTEC INDUSTRTES. INC. (A Tennessee Corporation) Adopted: March 14, 1990 ARTICLE 1 SHAREHOLDER MEETINGS 1.1 Annual Meetings. An Annual Meeting of the Shareholders shall be held on the third Thursday in April of each year, or, if the notice of the meeting designates it as an annual meeting, at any date within the six months fo |
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| August 7, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2019 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-11595 Astec Indus |
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| July 30, 2019 |
FOURTH AMENDMENT TO THE AMENDED AND RESTATED BYLAWS OF ASTEC INDUSTRIES, INC. Exhibit 3.1 FOURTH AMENDMENT TO THE AMENDED AND RESTATED BYLAWS OF ASTEC INDUSTRIES, INC. Pursuant to resolutions of the board of directors of Astec Industries, Inc., a Tennessee corporation (the “Company”), adopted at a meeting of the board of directors held on July 25, 2019, the Amendments below are hereby made to the Amended and Restated Bylaws of the Company. Paragraph 1.2 is deleted in its en |
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| July 30, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 25, 2019 ASTEC INDUSTRIES, INC. (Exact name of registrant as specified in its charter) Tennessee 001-11595 62-0873631 (State or other jurisdiction of incorporation) (Commission F |
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| July 26, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 25, 2019 ASTEC INDUSTRIES, INC. (Exact name of registrant as specified in its charter) Tennessee 001-11595 62-0873631 (State or other jurisdiction (Commission (IRS Employer of in |
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| July 23, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 23, 2019 ASTEC INDUSTRIES, INC. (Exact name of registrant as specified in its charter) Tennessee 001-11595 62-0873631 (State or other jurisdiction (Commission (IRS Employer of in |
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| July 23, 2019 |
Exhibit 99.1 Astec Industries, Inc. NEWS RELEASE 1725 Shepherd Rd. - Chattanooga, TN 37421 - Phone (423) 899-5898 - Fax (423) 899-4456 ASTEC INDUSTRIES APPOINTS NEW PRESIDENT AND CHIEF EXECUTIVE OFFICER AND REPORTS SECOND QUARTER 2019 RESULTS CHATTANOOGA, Tenn. (July 23, 2019) – Astec Industries, Inc. (Nasdaq: ASTE) announced today the appointment of Mr. Barry Ruffalo as its President and Chief Ex |
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| June 13, 2019 |
ASTE / Astec Industries, Inc. 11-K - - 401(K) PLAN FORM 11K-123118 United States Securities and Exchange Commission Washington, D.C. 20549 Form 11-K FOR ANNUAL REPORTS OF EMPLOYEE STOCK PURCHASE, SAVINGS AND SIMILAR PLANS PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 (Mark One) (x) Annual report pursuant to Section 15(d) of the Securities Exchange Act of 1934 For the fiscal year ended December 31, 2018. Or ( ) Transition report pursuant to Sect |
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| May 23, 2019 |
Exhibit 1.01 CONFLICT MINERALS REPORT OF ASTEC INDUSTRIES, INC. FOR THE REPORTING PERIOD FROM JANUARY 1 TO DECEMBER 31, 2018 I. Introduction This is the Conflict Minerals1 Report of Astec Industries, Inc. (“we,” “our,” “us,” or the “Company”) prepared for calendar year 2018 in accordance with Rule 13p-1 (“Rule 13p-1”) under the Securities Exchange Act of 1934 (the “Act”). Numerous terms in this Re |
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| May 23, 2019 |
ASTE / Astec Industries, Inc. SD - - FORM SD - 2018 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD Specialized Disclosure Report ASTEC INDUSTRIES, INC. (Exact name of registrant as specified in its charter) Tennessee 001-11595 62-0873631 (State or other jurisdiction of incorporation or organization) (Commission File Number) (IRS Employer Identification No.) 1725 Shepherd Road Chattanooga, Tennessee 37421 (Address of |
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| May 9, 2019 |
Exhibit 10.1 AMENDMENT TO “APPENDIX A” OF THE ASTEC INDUSTRIES, INC. SUPPLEMENTAL EXECUTIVE RETIREMENT PLAN THIS AMENDMENT to “Appendix A” of the Astec Industries, Inc. Supplemental Executive Retirement Plan, as amended and restated as of January 1, 2008 (the “Plan”), is adopted by Astec Industries, Inc. (the “Company”), effective as of April 25, 2019. WHEREAS, Article 2 of the Plan permits the Bo |
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| May 9, 2019 |
Quarterly Report - Q1 2019 FORM 10Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ý QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2019 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-11595 Astec Indu |
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| April 29, 2019 |
Other Events, Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 25, 2019 ASTEC INDUSTRIES, INC. (Exact name of registrant as specified in its charter) Tennessee 001-11595 62-0873631 (State or other jurisdiction (Commission (IRS Employer of i |
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| April 23, 2019 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 23, 2019 ASTEC INDUSTRIES, INC. (Exact name of registrant as specified in its charter) Tennessee 001-11595 62-0873631 (State or other jurisdiction (Commission (IRS Employer of i |
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| April 23, 2019 |
EX-99.1 2 ex99-1.htm PRESS RELEASE Exhibit 99.1 Astec Industries, Inc. NEWS RELEASE 1725 Shepherd Rd. - Chattanooga, TN 37421 - Phone (423) 899-5898 - Fax (423) 899-4456 ASTEC INDUSTRIES REPORTS FIRST QUARTER 2019 RESULTS CHATTANOOGA, Tenn. (April 23, 2019) - Astec Industries, Inc. (Nasdaq: ASTE) today reported results for their first quarter ended March 31, 2019. Net sales for the first quarter o |
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| March 18, 2019 |
Subsidiaries of the Registrant. EXHIBIT 21 LIST OF SUBSIDIARIES Name Percentage Owned Jurisdiction of Incorporation Astec Australia Pty Ltd 100 Australia Astec do Brasil Fabricacao de Equipamentos Ltda. |
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| March 18, 2019 |
ASTE / Astec Industries, Inc. 10-K DECEMBER 31, 2018 (Annual Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K ý ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2018 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-11595 ASTEC INDUSTRIES, INC. (Ex |
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| March 18, 2019 |
Second Amendment to Amended and Restate Credit Agreement, effective February 26, 2019. Exhibit 10-23 SECOND AMENDMENT TO AMENDED AND RESTATED CREDIT AGREEMENT THIS SECOND AMENDMENT TO AMENDED AND RESTATED CREDIT AGREEMENT (this "Amendment"), dated this 26th day of February, 2019, is made and entered into on the terms and conditions hereinafter set forth, by and among ASTEC INDUSTRIES, INC. |
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| March 18, 2019 |
Exhibit 10-21 EXHIBIT A PARTICIPANTS IN THE ASTEC INDUSTRIES, INC. EXECUTIVE CHANGE IN CONTROL SEVERANCE PLAN as of February 21, 2019 Tier I Participants Chief Executive Officer Tier II Participants Chief Operating Officer Chief Financial Officer Group Presidents Vice President of Administration Corporate Controller Tier III Participants Subsidiary Presidents |
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| March 18, 2019 |
EX-10.22 3 ex10-22.htm SERP AMENDMENT Exhibit 10-22 AMENDMENT TO “APPENDIX A” OF THE ASTEC INDUSTRIES, INC. SUPPLEMENTAL EXECUTIVE RETIREMENT PLAN THIS AMENDMENT to “Appendix A” of the Astec Industries, Inc. Supplemental Executive Retirement Plan, as amended and restated as of January 1, 2008 (the “Plan”), is adopted by Astec Industries, Inc. (the “Company”), effective as of January 1, 2019. WHERE |
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| March 15, 2019 |
ASTE / Astec Industries, Inc. 2019 PROXY UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ý Filed by a Party other than the Registrant o Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of |
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| March 1, 2019 |
ASTE / Astec Industries, Inc. LATE FILING NOTICE UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING SEC File Number: 001-11595 (Check one): ☒ Form 10-K ☐ Form 20-F ☐ Form 11-K ☐ Form 10-Q ☐ Form 10-D ☐ Form N-SAR ☐ Form N-CSR For Period Ended: December 31, 2018 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ Transition Report on Form |
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| March 1, 2019 |
Astec Industries Appoints Mary L. Howell to Board of Directors Exhibit 99.1 Astec Industries, Inc. NEWS RELEASE 1725 Shepherd Rd. - Chattanooga, TN 37421 - Phone (423) 899-5898 - Fax (423) 899-4456 Astec Industries Appoints Mary L. Howell to Board of Directors CHATTANOOGA, Tenn. (March 1, 2019) – Astec Industries, Inc. (Nasdaq: ASTE) today announced that Mary L. Howell, Founder and Chief Executive Officer of Howell Strategy Group, has been appointed to the Bo |
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| March 1, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 February 26, 2019 Date of report (Date of earliest event reported) Astec Industries, Inc. (Exact Name of Registrant as Specified in Charter) Tennessee 001-11595 62-0873631 (State or Other Jurisdiction of Incorporation) (Commission Fi |
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| March 1, 2019 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 1, 2019 ASTEC INDUSTRIES, INC. (Exact name of registrant as specified in its charter) Tennessee 001-11595 62-0873631 (State or other jurisdiction (Commission (IRS Employer of in |
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| March 1, 2019 |
EX-99.1 2 ex99-1.htm PRESS RELEASE Exhibit 99-1 Astec Industries, Inc. NEWS RELEASE 1725 Shepherd Rd. - Chattanooga, TN 37421 - Phone (423) 899-5898 - Fax (423) 899-4456 Astec Industries Reports Fourth Quarter and Full Year 2018 Results Net Sales for 2018 of $1.172 Billion; Adjusted Net Sales for 2018 of $1.246 Billion Grew 5.9% Over 2017 Loss Per Share for 2018 of $2.64; Adjusted Earnings Per Sha |
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| February 22, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 21, 2019 ASTEC INDUSTRIES, INC. (Exact name of registrant as specified in its charter) Tennessee 001-11595 62-0873631 (State or other jurisdiction (Commission (IRS Employer o |
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| February 11, 2019 |
ASTE / Astec Industries, Inc. / VANGUARD GROUP INC Passive Investment astecindustriesinc.htm - Generated by SEC Publisher for SEC Filing SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 7 )* Name of issuer: Astec Industries Inc Title of Class of Securities: Common Stock CUSIP Number: 046224101 Date of Event Which Requires Filing of this Statement: January 31, 2019 Check the appropriate b |
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| February 8, 2019 |
ASTE / Astec Industries, Inc. / VANGUARD GROUP INC Passive Investment astecindustriesinc.htm - Generated by SEC Publisher for SEC Filing SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 6 )* Name of issuer: Astec Industries Inc Title of Class of Securities: Common Stock CUSIP Number: 046224101 Date of Event Which Requires Filing of this Statement: December 31, 2018 Check the appropriate |
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| February 8, 2019 |
ASTE / Astec Industries, Inc. / DIMENSIONAL FUND ADVISORS LP - SCHEDULE 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3)* ASTEC INDUSTRIES INC (Name of Issuer) Common Stock (Title of Class of Securities) 046224101 (CUSIP Number) December 31, 2018 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Sc |
