Basic Stats
| LEI | 254900D48NKNOGZ95B43 |
| CIK | 1379400 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Abrdn Total Dynamic Dividend Fund
SEC Filings (Chronological Order)
This page provides a complete, chronological list of SEC Filings, excluding ownership filings which we provide elsewhere.
| April 14, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by |
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| December 6, 2024 |
SC 13D/A 1 formsc13da.htm FORM SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 1)* ABRDN TOTAL DYNAMIC DIVIDEND FUND (Name of Issuer) Common Shares, $0.001 par value (Title of Class of Securities) 00326L100 (CUSIP Number) Saba Capital Management, L.P. 405 Lexington Avenue 58th Floor New York, N |
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| October 4, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.2) ABERDEEN TOTAL DYNAMIC DIVIDEND (Name of Issuer) COM SH BEN INT (Title of Class of Securities) 00326L100 (CUSIP Number) September 30, 2024 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to w |
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| August 2, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. )* ABRDN TOTAL DYNAMIC DIVIDEND FUND (Name of Issuer) Common Shares, $0.001 par value (Title of Class of Securities) 00326L100 (CUSIP Number) Saba Capital Management, L.P. 405 Lexington Avenue 58th Floor New York, NY 10174 Attention: Michael D'Angelo (212) 5 |
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| August 2, 2024 |
JOINT FILING AGREEMENT PURSUANT TO RULE 13d-1(k) EXHIBIT 1 JOINT FILING AGREEMENT PURSUANT TO RULE 13d-1(k) The undersigned acknowledge and agree that the foregoing statement on Schedule 13D is filed on behalf of each of the undersigned and that all subsequent amendments to this statement on Schedule 13D shall be filed on behalf of each of the undersigned without the necessity of filing additional joint filing agreements. |
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| April 30, 2024 |
April 30, 2024 VIA EDGAR Brian Szilagyi Division of Investment Management Securities and Exchange Commission 100 F Street, N. |
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| April 8, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by |
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| January 12, 2024 |
SC 13G/A 1 AberdeenTotalDyn20231231.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.1) ABERDEEN TOTAL DYNAMIC DIVIDEND (Name of Issuer) COM SH BEN INT (Title of Class of Securities) 00326L100 (CUSIP Number) December 31, 2023 (Date of Event Which Requires Filing of this Statement) Check the appropriate |
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| December 18, 2023 |
FIRST TRUST SPECIALTY FINANCE AND FINANCIAL OPPORTUNITIES FUND 120 East Liberty Drive, Suite 400 Wheaton, IL 60187 (630) 765-8000 IMPORTANT SHAREHOLDER INFORMATION We are pleased to enclose a notice, combined proxy statement/prospectus (the “Proxy Statement/Prospectus”), and proxy card(s) for a special meeting of shareholders (the “Special Meeting”) relating to First Trust Specialty Finance and Financial Opportunities Fund, a Massachusetts business trust (the “Acquired Fund”). |
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| December 14, 2023 |
December 14, 2023 VIA EDGAR Mr. Kenneth Ellington Division of Investment Management Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Ms. Ashley Vroman-Lee Division of Investment Management Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Response to additional Comments on the Proxy Statements/Prospectuses (each, a “Proxy Statement/Prospec |
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| December 12, 2023 |
Exhibit 99.13(a) Transfer Agency and Service Agreement Between Each of the Aberdeen Closed-End Funds Listed on Schedule A and Computershare Trust Company, N.A. and Computershare Inc. THIS AGREEMENT effective as of the 23rd day of July, 2010 by and between each of the Aberdeen Closed-End Funds listed herein on Schedule A attached hereto, which Schedule may be amended from time to time, each a corpo |
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| December 12, 2023 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Exhibit 99.14(b) CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the incorporation by reference in this Registration Statement on Form N-14 of our report dated January 24, 2023, relating to the financial statements and financial highlights of First Trust Specialty Finance and Financial Opportunities Fund, appearing in the Annual Report on Form N-CSR of First Trust Specialty |
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| December 12, 2023 |
Exhibit 99.11 1900 K Street, N.W. Washington, DC 20006 +1 202 261 3300 Main +1 202 261 3333 Fax www.dechert.com December 12, 2023 abrdn Total Dynamic Dividend Fund 1900 Market Street, Suite 200 Philadelphia, PA 19103 Dear Ladies and Gentlemen: We have acted as counsel for abrdn Total Dynamic Dividend Fund (the “Acquiring Fund”), a trust duly organized and validly existing under the laws of the Sta |
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| December 12, 2023 |
Ninth Amendment to Transfer Agency and Service Agreement Exhibit 99.13(b) Ninth Amendment to Transfer Agency and Service Agreement THIS NINTH AMENDMENT (“Amendment”), effective after market close on October 27, 2023 (“Effective Date”), is to the Transfer Agency and Service Agreement made as of July 23, 2010, as amended, (the “Agreement”) by and between each of the abrdn Australia Equity Fund, Inc., abrdn Asia-Pacific Income Fund, Inc., abrdn Global Inco |
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| December 12, 2023 |
AMENDED & RESTATED ADMINISTRATION AGREEMENT Exhibit 99.13(c) AMENDED & RESTATED ADMINISTRATION AGREEMENT Agreement made as of this 19th day of June 2020, by and among the Funds included in Appendix A (each, a “Fund”, and together, the “Funds”), severally and not jointly, and Aberdeen Standard Investments Inc., a Delaware corporation (the “Administrator”) (this “Agreement”). WHEREAS, each Fund operates as a closed-end management investment c |
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| December 12, 2023 |
Exhibit 99.9(a) MASTER CUSTODIAN AGREEMENT This Agreement is made as of November 18th, 2010 by and among each management investment company identified on Appendix A hereto (each such investment company and each management investment company made subject to this Agreement in accordance with Section 18.5 below, shall hereinafter be referred to as (a “Fund”), and State Street Bank and Trust Company, |
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| December 12, 2023 |
As filed with the U.S. Securities and Exchange Commission on December 12, 2023 Registration No. 333-275152 U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-14 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Pre-Effective Amendment No. 1 x Post-Effective Amendment No. ☐ (Check appropriate box or boxes) abrdn Total Dynamic Dividend Fund (Exact Name of Registrant as Speci |
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| December 12, 2023 |
Consent of Independent Registered Public Accounting Firm Exhibit 99.14(a) Consent of Independent Registered Public Accounting Firm We consent to the use of our report dated December 29, 2022, with respect to the financial statements of abrdn Total Dynamic Dividend Fund, incorporated herein by reference, and to the references to our firm under the heading “Financial Highlights” in the Combined Proxy Statement/Prospectus and under the heading “Financial s |
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| December 12, 2023 |
Abrdn Total Dynamic Dividend Fund AMENDED AND RESTATED EXPENSE LIMITATION AGREEMENT Exhibit 99.(13)(e) Abrdn Total Dynamic Dividend Fund AMENDED AND RESTATED EXPENSE LIMITATION AGREEMENT Agreement, dated October 23, 2023, between abrdn Total Dynamic Dividend Fund (formerly, Aberdeen Total Dynamic Dividend Fund) (the “Fund”), a Delaware statutory trust, and abrdn Investments Limited (formerly, Aberdeen Asset Managers Limited), a Scottish company (the “Adviser”). Whereas, the Fund |
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| December 12, 2023 |
AMENDMENT TO MASTER CUSTODIAN AGREEMENT Exhibit 99.9(b) AMENDMENT TO MASTER CUSTODIAN AGREEMENT THIS AMENDMENT TO MASTER CUSTODIAN AGREEMENT (the “Amendment”) is made and entered into as of May 4, 2018 by and between each Aberdeen (formerly Alpine) management investment company identified on Appendix A hereto (each, a “Fund” and collectively, the “Funds”), and STATE STREET BANK AND TRUST COMPANY, a Massachusetts trust company (the “Cust |
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| December 12, 2023 |
AMENDED and RESTATED INVESTOR RELATIONS SERVICES AGREEMENT Exhibit 99.13(d) AMENDED and RESTATED INVESTOR RELATIONS SERVICES AGREEMENT Amended and Restated Investor Relations Agreement (the “AGREEMENT”) effective as of the date of approval by each Fund’s Board of Directors/Trustees and amends and restates, in its entirety, the Amended and Restated Investor Relations Services Agreement dated September 5, 2018 between the registered closed-end investment co |
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| December 12, 2023 |
EX-FILING FEES FEE TABLE FOR FORM N-14 Calculation of Filing Fee Tables N-14 8C/A (Form Type) abrdn Total Dynamic Dividend Fund (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Carry Forward Form Type Carry Forward File Number Carry Forward Initial effective date Filing Fee Previously Paid In Connection with Unsold Securities to be Carried Forward Newly Registered Securities Fees to Be Paid Equity Common shares of beneficial interest, no par value per share 457(c) $47,484,888. |
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| October 24, 2023 |
Filed by abrdn Global Infrastructure Income Fund abrdn Income Credit Strategies Fund abrdn Total Dynamic Dividend Fund pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed pursuant to Rule 14a-12 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”) Subject Companies: Macquarie/First Trust Global Infrastructure/Utilities Dividend & Income Fund File No. |
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| October 24, 2023 |
abrdn enters agreement to acquire the assets of four closed-end funds from First Trust Advisors L.P. Filed by abrdn Global Infrastructure Income Fund abrdn Income Credit Strategies Fund abrdn Total Dynamic Dividend Fund pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed pursuant to Rule 14a-12 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”) Subject Companies: Macquarie/First Trust Global Infrastructure/Utilities Dividend & Income Fund File No. |
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| October 24, 2023 |
ABRDN TOTAL DYNAMIC DIVIDEND FUND (a Delaware statutory trust) POWER OF ATTORNEY Exhibit 16 ABRDN TOTAL DYNAMIC DIVIDEND FUND (a Delaware statutory trust) POWER OF ATTORNEY KNOW ALL MEN BY THESE PRESENTS, that each of the undersigned as trustees of ABRDN TOTAL DYNAMIC DIVIDEND FUND (the “Fund”), a Delaware statutory trust, hereby constitutes and appoints Alan Goodson, Megan Kennedy, Jennifer Nichols and Lucia Sitar, and each of them with power to act without the others, his or |
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| October 24, 2023 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Exhibit 14(b) CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the incorporation by reference in this Registration Statement on Form N-14 of our report dated January 24, 2023, relating to the financial statements and financial highlights of First Trust Specialty Finance and Financial Opportunities Fund, appearing in the Annual Report on Form N-CSR of First Trust Specialty Finance and Financial Opportunities Fund for the year ended November 30, 2022, and to the references to us under the headings “Financial Highlights” and “Other Service Providers” in the Proxy Statement/Prospectus, and “Representations and Warranties” in the Form of Agreement and Plan of Reorganization, which are part of such Registration Statement. |
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| October 24, 2023 |
EX-FILING FEES FEE TABLE FOR FORM N-14 Calculation of Filing Fee Tables N-14 8C/A (Form Type) abrdn Total Dynamic Dividend Fund (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Carry Forward Form Type Carry Forward File Number Carry Forward Initial effective date Filing Fee Previously Paid In Connection with Unsold Securities to be Carried Forward Newly Registered Securities Fees to Be Paid Equity Common shares of beneficial interest, no par value per share 457(o) $1,000,000(1) 0. |
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| October 24, 2023 |
Consent of Independent Registered Public Accounting Firm Exhibit 14(a) KPMG LLP 1601 Market Street Philadelphia, PA 19103-2499 Consent of Independent Registered Public Accounting Firm We consent to the use of our report dated December 29, 2022, with respect to the financial statements of abrdn Total Dynamic Dividend Fund, incorporated herein by reference, and to the references to our firm under the heading “Financial Highlights” in the Combined Proxy Statement/Prospectus and under the heading “Financial statements and supplemental financial information” in the Statement of Additional Information. |
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| October 24, 2023 |
As filed with the U.S. Securities and Exchange Commission on October 24, 2023 Registration No. [ ] U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-14 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Pre-Effective Amendment No. ☐ Post-Effective Amendment No. ☐ (Check appropriate box or boxes) abrdn Total Dynamic Dividend Fund (Exact Name of Registrant as Specified in Ch |
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| October 24, 2023 |
Exhibit 12 Three Bryant Park 1095 Avenue of the Americas New York, NY 10036-6797 +1 212 698 3500 Main +1 212 698 3599 Fax www. |
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| April 14, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by |
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| March 31, 2023 |
Portfolio of Investments (unaudited) As of January 31, 2023 abrdn Total Dynamic Dividend Fund Shares Value COMMON STOCKS—99. |
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| February 14, 2023 |
AOD / Alpine Total Dynamic Dividend Fund / 1607 Capital Partners, LLC Passive Investment SC 13G/A 1 aod-123122a7.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 7)* Aberdeen Total Dynamic Dividend Fund (Name of Issuer) Closed End Mutual Fund (Title of Class of Securities) 00326L100 (CUSIP Number) December 31, 2022 (Date of Event Which Requires Filing of this Statement) Check the appropria |
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| January 12, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. ) ABERDEEN TOTAL DYNAMIC DIVIDEND (Name of Issuer) COM SH BEN INT (Title of Class of Securities) 00326L100 (CUSIP Number) December 31, 2022 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to wh |
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| September 28, 2022 |
FOR VALIDATION PURPOSES ONLY - [153496.AOD] Portfolio of Investments (unaudited) As of July 31, 2022 abrdn Total Dynamic Dividend Fund Shares Value COMMON STOCKS—98.5% AUSTRALIA—0.5% Materials—0.5% Rio Tinto PLC, ADR 86,300 $ 5,266,889 BRAZIL—2.1% Industrials—1.3% CCR SA 5,026,238 12,618,780 Materials—0.8% Vale SA, ADR 601,900 8,101,574 Total Brazil 20,720,354 CANADA—2.5% Ener |
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| March 25, 2022 |
Statement of Investments January 31, 2022 (unaudited) Aberdeen Total Dynamic Dividend Fund Shares Value LONG-TERM INVESTMENTS (98. |
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| March 24, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by |
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| February 14, 2022 |
AOD / Alpine Total Dynamic Dividend Fund / 1607 Capital Partners, LLC Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. |
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| January 26, 2022 |
AOD / Alpine Total Dynamic Dividend Fund / WELLS FARGO & COMPANY/MN Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2) ABERDEEN TOTAL DYNAMIC DIVD (Name of Issuer) COM SH BEN INT (Title of Class of Securities) 00326L100 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which |
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| September 28, 2021 |
Statement of Investments July 31, 2021 (unaudited) Aberdeen Total Dynamic Dividend Fund Shares Value LONG-TERM INVESTMENTS (101. |
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| April 1, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by |
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| March 30, 2021 |
Portfolio of Investments (unaudited) NPORT-EX 2 NPORT10550078277436447.htm Portfolio of Investments (unaudited) As of January 31, 2021 Aberdeen Total Dynamic Dividend Fund Shares Value LONG-TERM INVESTMENTS (100.7%) COMMON STOCKS (98.7%) AUSTRALIA (1.1%) Materials (1.1%) Rio Tinto PLC, ADR 161,482 $ 12,340,454 BRAZIL (2.1%) Industrials (1.0%) CCR SA 4,929,338 10,919,249 Materials (1.1%) Vale SA, ADR 703,000 11,353,450 Total Brazil 22 |
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| February 16, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. |
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| February 12, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1) ABERDEEN TOTAL DYNAMIC DIVD (Name of Issuer) COM SH BEN INT (Title of Class of Securities) 00326L100 (CUSIP Number) December 31, 2020 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which |
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| September 24, 2020 |
Portfolio of Investments (unaudited) As of July 31, 2020 Shares Value LONG-TERM INVESTMENTS (96. |
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| April 30, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by |
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| April 15, 2020 |
AOD / Alpine Total Dynamic Dividend Fund DEFA14A - - DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by |
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| March 27, 2020 |
Portfolio of Investments (unaudited) As of January 31, 2020 Shares Value LONG-TERM INVESTMENTS (102. |
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| March 17, 2020 |
AGD / Alpine Global Dynamic Dividend Fund DEF 14A - - DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Defin |
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| February 14, 2020 |
ABDNF / Aberdeen Asset Management PLC / 1607 Capital Partners, LLC - 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. |
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| February 4, 2020 |
ABDNF / Aberdeen Asset Management PLC / WELLS FARGO & COMPANY/MN Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. ) ABERDEEN TOTAL DYNAMIC DIVD (Name of Issuer) COM SH BEN INT (Title of Class of Securities) 00326L100 (CUSIP Number) December 31, 2019 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which |
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| December 2, 2019 |
AOD / Alpine Total Dynamic Dividend Fund NPORT-EX/A - - Portfolio of Investments (unaudited) As of July 31, 2019 Shares Value LONG-TERM INVESTMENTS (97. |
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| September 26, 2019 |
AOD / Alpine Total Dynamic Dividend Fund NPORT-EX - - Portfolio of Investments (unaudited) As of July 31, 2019 Shares Value LONG-TERM INVESTMENTS (99. |
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| August 16, 2019 |
AWP / Alpine Global Premier Properties Fund DEF 14A - - DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by |
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| March 28, 2019 |
AOD / Alpine Total Dynamic Dividend Fund (Quarterly Schedule of Portfolio Holdings) N-Q 1 c93207nq.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-21980 Exact name of registrant as specified in charter: Aberdeen Total Dynamic Dividend Fund Address of principal executive offices: 1735 Market Street, 32nd Floor Philadelphi |
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| March 28, 2019 |
Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act Exhibit 99.302 CERT Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, Christian Pittard, certify that: 1. I have reviewed this report on Form N-Q of Aberdeen Total Dynamic Dividend Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statement |
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| February 14, 2019 |
SC 13G/A 1 aod-123118a3.htm SCHEDULE 13G HOLDINGS REPORT AMENDMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 3)* Aberdeen Total Dynamic Dividend Fund (Name of Issuer) Closed End Mutual Fund (Title of Class of Securities) 00326L100 (CUSIP Number) December 31, 2018 (Date of Event Which Requires Filing |
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| November 19, 2018 |
ABDNF / Aberdeen Asset Management PLC / Saba Capital Management, L.P. - SC 13G/A Passive Investment SC 13G/A 1 sched13ga.htm SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No.1)* ABERDEEN TOTAL DYNAMIC DIVIDEND FUND (Name of Issuer) Common Shares, no par value (Title of Class of Securities) 00326L100 (CUSIP Number) November 14, 2018 (Date of Event which Requires Filing of this Statement) Check t |
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| October 22, 2018 |
Saba Capital Management, L.P. - Schedule 13D/A - Filed by newsfilecorp.com UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 5)* ABERDEEN TOTAL DYNAMIC DIVIDEND FUND (Name of Issuer) Common Shares, no par value (Title of Class of Securities) 00326L100 (CUSIP Number) Saba Capital Management, L.P. 405 Lexin |
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| October 12, 2018 |
AOD / Alpine Total Dynamic Dividend Fund DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by |
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| October 9, 2018 |
AOD / Alpine Total Dynamic Dividend Fund DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by |
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| October 9, 2018 |
AOD / Alpine Total Dynamic Dividend Fund DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by |
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| September 28, 2018 |
Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act Exhibit 99.302 CERT Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, Christian Pittard, certify that: 1. I have reviewed this report on Form N-Q of Aberdeen Total Dynamic Dividend Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statement |
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| September 28, 2018 |
AOD / Alpine Total Dynamic Dividend Fund N-Q (Quarterly Schedule of Portfolio Holdings) N-Q 1 c91989nq.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-21980 Exact name of registrant as specified in charter: Aberdeen Total Dynamic Dividend Fund Address of principal executive offices: 1735 Market Street, 32nd Floor Philadelphi |
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| September 28, 2018 |
Changes in Registrant's Certifying Accountant UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 26, 2018 Aberdeen Total Dynamic Dividend Fund (Exact name of registrant as specified in its charter) Delaware 811-21980 20-5785181 (State or other jurisdiction of incorporat |
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| September 26, 2018 |
AOD / Alpine Total Dynamic Dividend Fund DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by |
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| September 21, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: x Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by |
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| September 21, 2018 |
AOD / Alpine Total Dynamic Dividend Fund DEFINITIVE ADDITIONAL PROXY SOLICITING MATERIALS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by |
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| September 21, 2018 |
AOD / Alpine Total Dynamic Dividend Fund CORRESP VIA EDGAR Ms. Anu Dubey Division of Investment Management Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Re: Aberdeen Total Dynamic Dividend Fund Preliminary Proxy Statement filed on Schedule 14A on September 7, 2018, SEC Accession No. 0001104659-18-055837 Dear Ms. Dubey: This letter responds to comments on the above-referenced Preliminary Proxy Statement (the “First Pr |
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| September 18, 2018 |
Saba Capital Management, L.P. ABERDEEN TOTAL DYNAMIC DIVIDEND FUND SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ¨ Filed by a Party other than the Registrant þ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Definitive Proxy Statement ¨ Definitive Additional Materials þ Soliciting Material Under Rule 14a-12 Aberdeen Total Dynamic Dividend Fund (Name of Registrant as Specified In Its Charter) Saba Capital Management, L. |
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| September 7, 2018 |
PRE 14A 1 a18-271221pre14a.htm PRELIMINARY PROXY NOT RELATED TO A CONTESTED MATTER OR MERGER/ACQUISITION UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the approp |
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| September 7, 2018 |
VIA EDGAR September 7, 2018 Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Re: Preliminary Proxy Materials for Aberdeen Total Dynamic Dividend Fund (Investment Company Act File No. 811-21980) Ladies and Gentlemen: On behalf of Aberdeen Total Dynamic Dividend Fund (the “Fund”), pursuant to the Securities Exchange Act of 1934, as amended (the “1934 Act”), filed herewith a |
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| August 22, 2018 |
ABDNF / Aberdeen Asset Management PLC / Saba Capital Management, L.P. - SC 13D/A Activist Investment Saba Capital Management, L.P. - Schedule 13D/A - Filed by newsfilecorp.com UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 4)* ABERDEEN TOTAL DYNAMIC DIVIDEND FUND (Name of Issuer) Common Shares, no par value (Title of Class of Securities) 00326L100 (CUSIP Number) Saba Capital Management, L.P. 405 Lexin |
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| August 15, 2018 |
AWP / Alpine Global Premier Properties Fund DEF 14A 3B2 EDGAR HTML - c91874def14a.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Us |
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| May 21, 2018 |
SC 13D/A 1 sched13da.htm SCHEDULE 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 3)* ALPINE TOTAL DYNAMIC DIVIDEND FUND (Name of Issuer) Common Shares, no par value (Title of Class of Securities) 00326L100 (CUSIP Number) Saba Capital Management, L.P. 405 Lexington Avenue 58th Floor New York, NY 1 |
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| May 9, 2018 |
Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 4, 2018 Aberdeen Total Dynamic Dividend Fund (Exact name of registrant as specified in its charter) Delaware 811-21980 20-5785181 (State or other jurisdiction of incorporation or |
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| May 9, 2018 |
Exhibit 16.1 May 4, 2018 Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Ladies and Gentlemen: We have read Item 4.01 of Form 8-K dated May 4, 2018, of Aberdeen Total Dynamic Dividend Fund (formerly Alpine Total Dynamic Dividend Fund), and are in agreement with the statements contained in the first sentence of the first paragraph, as well as the second, third and fourth |
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| March 23, 2018 |
AOD / Alpine Total Dynamic Dividend Fund N-Q (Quarterly Schedule of Portfolio Holdings) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-21980 ALPINE TOTAL DYNAMIC DIVIDEND FUND (Exact name of registrant as specified in charter) 2500 Westchester Avenue, Suite 215, Purchase, New York 10577 (Address of principal executive offices) |
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| March 23, 2018 |
Exhibit 99.Cert CERTIFICATION I, Samuel A. Lieber, certify that: 1. I have reviewed this report on Form N-Q of Alpine Total Dynamic Dividend Fund (the “Registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made |
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| February 28, 2018 |
AOD / Alpine Total Dynamic Dividend Fund 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule |
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| February 26, 2018 |
AOD / Alpine Total Dynamic Dividend Fund ALPINE TOTAL DYNAMIC DIVIDEND FUND SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy Statement ? Definitive Additional Materials ? Soliciting Material Under Rule 14a-12 Alpine Total Dynamic Dividend Fund (Name of Registrant as Specified In Its Charter) Saba Capital Management, L. |
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| February 14, 2018 |
AOD / Alpine Total Dynamic Dividend Fund / 1607 Capital Partners, LLC - 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. |
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| January 29, 2018 |
AOD / Alpine Total Dynamic Dividend Fund ALPINE TOTAL DYNAMIC DIVIDEND FUND SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy Statement ? Definitive Additional Materials ? Soliciting Material Under Rule 14a-12 Alpine Total Dynamic Dividend Fund (Name of Registrant as Specified In Its Charter) Saba Capital Management, L. |
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| January 18, 2018 |
SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy Statement ? Definitive Additional Materials ? Soliciting Material Under Rule 14a-12 Alpine Total Dynamic Dividend Fund (Name of Registrant as Specified In Its Charter) Saba Capital Management, L. |
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| January 18, 2018 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 2)* Alpine Total Dynamic Dividend Fund (Name of Issuer) Common Shares, no par value (Title of Class of Securities) 021060207 (CUSIP Number) Saba Capital Management, L.P. 405 Lexington Avenue 58th Floor New York, NY 10174 Attention: Michael D'Angelo (212) 542-4635 with a |
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| January 4, 2018 |
AOD / Alpine Total Dynamic Dividend Fund 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule |
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| January 4, 2018 |
AGD / Alpine Global Dynamic Dividend Fund CORRESP CORRESP 1 filename1.htm 787 Seventh Avenue New York, NY 10019-6099 Tel: 212 728 8000 Fax: 212 728 8111 January 4, 2018 Deborah O’Neal-Johnson Division of Investment Management Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: Alpine Total Dynamic Dividend Fund (File No. 811-21980) Alpine Global Dynamic Dividend Fund (File No. 811-21901) Alpine Global Premier Properties F |
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| December 22, 2017 |
787 Seventh Avenue New York, NY 10019-6099 Tel: 212 728 8000 Fax: 212 728 8111 December 21, 2017 VIA EDGAR Securities and Exchange Commission 100 F Street, N. |
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| December 22, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [X] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule |
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| November 27, 2017 |
AOD / Alpine Total Dynamic Dividend Fund / Saba Capital Management, L.P. Activist Investment SC 13D/A 1 p17-2268sc13da.htm SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 1)* Alpine Total Dynamic Dividend Fund (Name of Issuer) Common Shares, no par value (Title of Class of Securities) 021060207 (CUSIP Number) Saba Capital Management, L.P. 405 Lexington Avenue 58th Floor New York, NY 10174 Attention: Michael |
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| October 13, 2017 |
Saba Capital Management, L.P. - Schedule 13D - Filed by newsfilecorp.com UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. [])* ALPINE TOTAL DYNAMIC DIVIDEND FUND (Name of Issuer) Common Shares, no par value (Title of Class of Securities) 021060207 (CUSIP Number) Saba Capital Management, L.P. 405 Lexington |
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| October 4, 2017 |
AMENDED AND RESTATED BY-LAWS OF ALPINE TOTAL DYNAMIC DIVIDEND FUND AS OF SEPTEMBER 28, 2017 TABLE OF CONTENTS ARTICLE I OFFICES 3 1. |
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| October 4, 2017 |
Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Other Events 8-K 1 fp00283448k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 28, 2017 ALPINE TOTAL DYNAMIC DIVIDEND FUND (Exact name of registrant as specified in its charter) Delaware 811-21980 20-5785181 (State or other jurisd |
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| October 4, 2017 |
ALPINE EQUITY TRUST ALPINE GLOBAL DYNAMIC DIVIDEND FUND ALPINE GLOBAL PREMIER PROPERTIES FUND ALPINE INCOME TRUST ALPINE SERIES TRUST ALPINE TOTAL DYNAMIC DIVIDEND FUND CHARTER OF THE NOMINATING AND CORPORATE GOVERNANCE COMMITTEE I. |
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| September 25, 2017 |
Alpine Total Dynamic Dividend Fund - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-21980 ALPINE TOTAL DYNAMIC DIVIDEND FUND (Exact name of registrant as specified in charter) 2500 Westchester Avenue, Suite 215, Purchase, New York 10577 (Address of principal executive offices) |
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| September 25, 2017 |
EX-99.CERT 2 c89334ex99cert.htm Exhibit 99.Cert CERTIFICATION I, Samuel A. Lieber, certify that: 1. I have reviewed this report on Form N-Q of Alpine Total Dynamic Dividend Fund (the “Registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under |
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| March 27, 2017 |
Exhibit 99.Cert CERTIFICATION I, Samuel A. Lieber, certify that: 1. I have reviewed this report on Form N-Q of Alpine Total Dynamic Dividend Fund (the ?Registrant?); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made |
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| March 27, 2017 |
Alpine Total Dynamic Dividend Fund - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-21980 ALPINE TOTAL DYNAMIC DIVIDEND FUND (Exact name of registrant as specified in charter) 2500 Westchester Avenue, Suite 215, Purchase, New York 10577 (Address of principal executive offices) |
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| March 24, 2017 |
Alpine Total Dynamic Dividend Fund 14A DEF 14A 1 fp0024665def14a.htm SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [X] Definitive Proxy Statement [ ] Definitive |
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| February 13, 2017 |
AOD / Alpine Total Dynamic Dividend Fund / 1607 Capital Partners, LLC - 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. |
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| February 10, 2017 |
SC 13G 1 sched13g-aod.htm FORM SC 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.)* Alpine Total Dynamic Dividend Fund (Name of Issuer) Common Stock (Title of Class of Securities) 021060207 (CUSIP Number) February 3, 2017 (Date of Event which Requires Filing of this Statement) Check the appropriate bo |
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| September 23, 2016 |
Exhibit 99.Cert CERTIFICATION I, Samuel A. Lieber, certify that: 1. I have reviewed this report on Form N-Q of Alpine Total Dynamic Dividend Fund (the ?Registrant?); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made |
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| September 23, 2016 |
Alpine Total Dynamic Dividend Fund (Quarterly Schedule of Portfolio Holdings) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-21980 ALPINE TOTAL DYNAMIC DIVIDEND FUND (Exact name of registrant as specified in charter) 2500 Westchester Avenue, Suite 215, Purchase, New York 10577 (Address of principal executive offices) |
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| March 30, 2016 |
Alpine Total Dynamic Dividend Fund 14A SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [X] Definitive Proxy Statement [ ] Definitive Additional Materials [ ] Soliciting Material Pursuant to §240. |
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| March 29, 2016 |
CORRESP 1 filename1.htm 1875 K Street, N.W. Washington, DC 20006-1238 Tel: 202 303 1000 Fax: 202 303 2000 March 29, 2016 Christina DiAngelo Fettig Division of Investment Management Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: Alpine Income Trust (File No. 811-21210) Alpine Series Trust (File No. 811-10405) Alpine Equity Trust (File No. 811-05684) Alpine Total Dynami |
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| March 23, 2016 |
Alpine Total Dynamic Dividend Fund (Quarterly Schedule of Portfolio Holdings) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-21980 ALPINE TOTAL DYNAMIC DIVIDEND FUND (Exact name of registrant as specified in charter) 2500 Westchester Avenue, Suite 215, Purchase, New York 10577 (Address of principal executive offices) |
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| March 23, 2016 |
Exhibit 99.Cert CERTIFICATION I, Samuel A. Lieber, certify that: 1. I have reviewed this report on Form N-Q of Alpine Total Dynamic Dividend Fund (the ?Registrant?); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made |
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| February 16, 2016 |
AOD / Alpine Total Dynamic Dividend Fund / 1607 Capital Partners, LLC - 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. |
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| September 25, 2015 |
Exhibit 99.Cert CERTIFICATION I, Samuel A. Lieber, certify that: 1. I have reviewed this report on Form N-Q of Alpine Total Dynamic Dividend Fund (the ?Registrant?); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made |
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| September 25, 2015 |
Alpine Total Dynamic Dividend Fund (Quarterly Schedule of Portfolio Holdings) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-21980 ALPINE TOTAL DYNAMIC DIVIDEND FUND (Exact name of registrant as specified in charter) 2500 Westchester Avenue, Suite 215, Purchase, New York 10577 (Address of principal executive offices) |
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| June 29, 2015 |
Unassociated Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| June 26, 2015 |
Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant 8-K 1 fp00148468k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 25, 2015 ALPINE TOTAL DYNAMIC DIVIDEND FUND (Exact name of registrant as specified in its charter) Delaware 811-21980 20-5785181 (State or other jurisdictio |
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| June 26, 2015 |
June 26, 2015 Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549-7561 Dear Sirs/Madams: We have read Item 4.01 of Alpine Total Dynamic Dividend Fund?s Form 8-K (Commission File No. 811-21980) dated June 26, 2015, and have the following comments: 1. We agree with the statements made in the first four paragraphs. 2. We have no basis on which to agree or disagree with the st |
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| March 30, 2015 |
Alpine Total Dynamic Dividend Fund 14A DEF 14A 1 fp0013751def14a.htm SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [X] Definitive Proxy Statement [ ] Definitive |
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| March 25, 2015 |
EX-99.CERT 2 c80573ex99cert.htm Exhibit 99.Cert CERTIFICATION I, Samuel A. Lieber, certify that: 1. I have reviewed this report on Form N-Q of Alpine Total Dynamic Dividend Fund (the “Registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under |
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| March 25, 2015 |
Alpine Total Dynamic Dividend Fund (Quarterly Schedule of Portfolio Holdings) N-Q 1 c80573nq.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-21980 ALPINE TOTAL DYNAMIC DIVIDEND FUND (Exact name of registrant as specified in charter) 2500 Westchester Avenue, Suite 215, Purchase, New York 10577 (Address of principal |
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| December 30, 2014 |
REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Unassociated Document REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To the Shareholders and Board of Trustees of Alpine Total Dynamic Dividend Fund: In planning and performing our audit of the financial statements of Alpine Total Dynamic Dividend Fund (the “Fund”) as of and for the year ended October 31, 2014, in accordance with the standards of the Public Company Accounting Oversight Bo |
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| September 25, 2014 |
EX-99.CERT 2 c78740ex99cert.htm Exhibit 99.Cert CERTIFICATION I, Samuel A. Lieber, certify that: 1. I have reviewed this report on Form N-Q of Alpine Total Dynamic Dividend Fund (the “Registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under |
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| September 25, 2014 |
Alpine Total Dynamic Dividend Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-21980 ALPINE TOTAL DYNAMIC DIVIDEND FUND (Exact name of registrant as specified in charter) 2500 Westchester Avenue, Suite 215, Purchase, New York 10577 (Address of principal executive offices) |
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| March 28, 2014 |
Exhibit 99.Cert CERTIFICATION I, Samuel A. Lieber, certify that: 1. I have reviewed this report on Form N-Q of Alpine Total Dynamic Dividend Fund (the “Registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made |
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| March 28, 2014 |
Quarterly Schedule of Portfolio Holdings - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-21980 ALPINE TOTAL DYNAMIC DIVIDEND FUND (Exact name of registrant as specified in charter) 2500 Westchester Avenue, Suite 215, Purchase, New York 10577 (Address of principal executive offices) |
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| March 27, 2014 |
SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [X] Definitive Proxy Statement [ ] Definitive Additional Materials [ ] Soliciting Material Pursuant to §240. |
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| December 31, 2013 |
Alpine Global Dynamic Dividend Fund Alpine Total Dynamic Dividend Fund Alpine Global Premier Properties Fund 2500 Westchester Avenue, Suite 215 Purchase, NY 10577-2540 December 30, 2013 VIA EDGAR TRANSMISSION Ms. |
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| September 26, 2013 |
Quarterly Schedule of Portfolio Holdings - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-21980 ALPINE TOTAL DYNAMIC DIVIDEND FUND (Exact name of registrant as specified in charter) 2500 Westchester Avenue, Suite 215, Purchase, New York 10577 (Address of principal executive offices) |
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| September 26, 2013 |
EX-99.CERT 2 c75053ex99cert.htm Exhibit 99.Cert CERTIFICATION I, Samuel A. Lieber, certify that: 1. I have reviewed this report on Form N-Q of Alpine Total Dynamic Dividend Fund (the “Registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under |
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| March 28, 2013 |
SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [ ] Definitive Proxy Statement [X] Definitive Additional Materials [ ] Soliciting Material Pursuant to §240. |
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| March 28, 2013 |
DEF 14A 1 fp0006828def14a.htm SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [X] Definitive Proxy Statement [ ] Definitive |
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| March 28, 2013 |
Quarterly Schedule of Portfolio Holdings - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-21980 ALPINE TOTAL DYNAMIC DIVIDEND FUND (Exact name of registrant as specified in charter) 2500 Westchester Avenue, Suite 215, Purchase, New York 10577 (Address of principal executive offices) |
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| March 28, 2013 |
Exhibit 99.Cert CERTIFICATION I, Samuel A. Lieber, certify that: 1. I have reviewed this report on Form N-Q of Alpine Total Dynamic Dividend Fund (the “Registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made |
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| December 31, 2012 |
REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To the Shareholders and Board of Trustees of Alpine Total Dynamic Dividend Fund: In planning and performing our audit of the financial statements of Alpine Total Dynamic Dividend Fund (the “Fund”) as of and for the year ended October 31, 2012, in accordance with the standards of the Public Company Accounting Oversight Board (United States), w |
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| October 1, 2012 |
Quarterly Schedule of Portfolio Holdings - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-21980 ALPINE TOTAL DYNAMIC DIVIDEND FUND (Exact name of registrant as specified in charter) 2500 Westchester Avenue, Suite 215, Purchase, New York 10577 (Address of principal executive offices) |
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| October 1, 2012 |
Exhibit 99.Cert CERTIFICATION I, Samuel A. Lieber, certify that: 1. I have reviewed this report on Form N-Q of Alpine Total Dynamic Dividend Fund (the “Registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made |
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| May 11, 2012 |
SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [X] Definitive Proxy Statement [ ] Definitive Additional Materials [ ] Soliciting Material Pursuant to §240. |
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| April 2, 2012 |
Quarterly Schedule of Portfolio Holdings - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-21980 ALPINE TOTAL DYNAMIC DIVIDEND FUND (Exact name of registrant as specified in charter) 2500 Westchester Avenue, Suite 215, Purchase, New York 10577 (Address of principal executive offices) |
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| April 2, 2012 |
Exhibit 99.Cert CERTIFICATION I, Samuel A. Lieber, certify that: 1. I have reviewed this report on Form N-Q of Alpine Total Dynamic Dividend Fund (the “Registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made |
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| September 29, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-21980 ALPINE TOTAL DYNAMIC DIVIDEND FUND (Exact name of registrant as specified in charter) 2500 Westchester Avenue, Suite 215, Purchase, New York 10577 (Address of principal executive offices) |
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| September 29, 2011 |
Exhibit 99.Cert CERTIFICATION I, Samuel A. Lieber, certify that: 1. I have reviewed this report on Form N-Q of Alpine Total Dynamic Dividend Fund (the “Registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made |
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| April 1, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-21980 Alpine Total Dynamic Dividend Fund (Exact name of registrant as specified in charter) 2500 Westchester Avenue, Suite 215, Purchase, New York 10577 (Address of principal executive offices) |
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| April 1, 2011 |
I, Samuel A. Lieber, certify that: EX-99.CERT 2 c64928ex99-cert.htm Exhibit 99.Cert CERTIFICATION I, Samuel A. Lieber, certify that: 1. I have reviewed this report on Form N-Q of Alpine Total Dynamic Dividend Fund (the “Registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances unde |
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| March 30, 2011 |
SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Definitive Proxy Statement x Definitive Additional Materials o Soliciting Material Pursuant to ? 240. |
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| March 29, 2011 |
SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Definitive Proxy Statement o Definitive Additional Materials o Soliciting Material Pursuant to ? 240. |
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| March 4, 2011 |
Alpine Global Dynamic Dividend Fund Alpine Total Dynamic Dividend Fund Alpine Global Premier Properties Fund 2500 Westchester Avenue, Suite 215 Purchase, NY 10577-2540 March 4, 2011 VIA EDGAR TRANSMISSION Ms. |
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| February 8, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 7, 2011 ALPINE TOTAL DYNAMIC DIVIDEND FUND (Exact name of registrant as specified in its charter) Delaware 811-21980 20-5785181 (State or other jurisdiction (Commission (IRS |
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| December 30, 2010 |
REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To the Shareholders and Board of Trustees of Alpine Total Dynamic Dividend Fund: In planning and performing our audit of the financial statements of Alpine Total Dynamic Dividend Fund (the ?Fund?) as of and for the year ended October 31, 2010, in accordance with the standards of the Public Company Accounting Oversight Board (United States), w |
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| October 29, 2010 |
POWER OF ATTORNEY KNOW ALL PERSONS BY THESE PRESENTS, that the undersigned constitutes and appoints each of John Megyesi, Susan Norris and Laurie Chin as his true and lawful attorneys-in-fact and agents, each with full power of substitution and resubstitution for him in his name, place and stead, to: 1. |
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| October 8, 2010 |
POWER OF ATTORNEY KNOW ALL PERSONS BY THESE PRESENTS, that the undersigned constitutes and appoints each of John Megyesi, Susan Norris and Laurie Chin as her true and lawful attorneys-in-fact and agents, each with full power of substitution and resubstitution for her in her name, place and stead, to: 1. |
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| September 29, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-21980 ALPINE TOTAL DYNAMIC DIVIDEND FUND (Exact name of registrant as specified in charter) 2500 Westchester Avenue, Suite 215, Purchase, New York 10577 (Address of principal executive offices) |
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| September 29, 2010 |
EX-99.CERT 2 dex99cert.htm CERTIFICATIONS Exhibit 99.Cert CERTIFICATION I, Samuel A. Lieber, certify that: 1. I have reviewed this report on Form N-Q of Alpine Total Dynamic Dividend Fund (the “Registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumsta |
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| September 21, 2010 |
Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 8-K 1 aodcv1fi.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 21, 2010 ALPINE TOTAL DYNAMIC DIVIDEND FUND (Exact name of registrant as specified in its charter) Delaware 811-21980 20-5785181 (State or other jurisdict |
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| September 21, 2010 |
Exhibit 1 AMENDMENT NO. 1 TO THE BY-LAWS OF ALPINE TOTAL DYNAMIC DIVIDEND FUND (DATED AND EFFECTIVE AS OF SEPTEMBER 15, 2010) ARTICLE II Shareholder Meetings 2.6.1 Notice of Shareholder Business. (a) Annual Meetings of Shareholders. (i) Proposals of business to be considered by the Trust?s Shareholders may be made at an annual meeting of Shareholders (1) by or at the direction of the Board of Trus |
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| June 29, 2010 |
Alpine Total Dynamic Dividend Fund EX-99.77C VOTES 2 alpex77cf.htm Alpine Total Dynamic Dividend Fund SHAREHOLDER MEETING On March 18, 2010, the Fund held its Annual Meeting of Shareholders (the "Meeting") for the purpose of voting on a proposal to re‐elect two trustees of the Fund. The results of the proposal are as follows: Proposal: To elect Messrs. James A. Jacobson and H. Guy Leibler as Trustees to the Board of Trustees for a |
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| April 1, 2010 |
See Notes to Financial Statements UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21980 ALPINE TOTAL DYNAMIC DIVIDEND FUND (Exact name of registrant as specified in charter) 2500 Westchester Avenue, Suite 215, Purchase, New York 10577 (Address of principal executive offices) ( |
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| April 1, 2010 |
EX-99.CERT 2 a10-69104ex99dcert.htm EX-99.CERT Exhibit 99.Cert CERTIFICATION I, Samuel A. Lieber, certify that: 1. I have reviewed this report on Form N-Q of Alpine Total Dynamic Dividend Fund (the “Registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circ |
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| March 31, 2010 |
8-K 1 form8kaod.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 5, 2010 ALPINE TOTAL DYNAMIC DIVIDEND FUND (Exact name of registrant as specified in its charter) Delaware 811-21980 20-5785181 (State or other jurisdiction |
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| February 16, 2010 |
Page 1 of 4 126362.00100/11756550v.1 OMB APPROVAL UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB Number: 3235-0145 Expires: February 28, 2009 Estimated average burden Hours per response ........... 10.4 SCHEDULE 13G Under the Securities Exchange Act of 1934 PennantPark Investment Corporation (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of S |
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| February 16, 2010 |
SCHEDULE13G (Name of Issuer) (CUSIP Number) SC 13G 1 aod13g.htm OMBAPPROVAL UNITEDSTATES SECURITIESANDEXCHANGECOMMISSION Washington,D.C.20549 OMB Number:3235-0145 Expires:February28,2009 Estimated average burden Hoursperresponse SCHEDULE13G UndertheSecuritiesExchangeActof1934 PennantParkInvestmentCorporation (Name of Issuer) CommonStock,parvalue$0.001pershare (TitleofClassofSecurities) 708062104 (CUSIP Number) April19,2007 (DateofEventWhich |
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| January 29, 2010 |
SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Definitive Proxy Statement o Definitive Additional Materials o Soliciting Material Pursuant to ? 240. |
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| January 29, 2010 |
SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Definitive Proxy Statement x Definitive Additional Materials o Soliciting Material Pursuant to ?240. |
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| December 30, 2009 |
Alpine Total Dynamic Dividend Fund EX-99.77C VOTES 3 f77catddf.htm Alpine Total Dynamic Dividend Fund On March 12, 2009, the Fund held its Annual Meeting of Shareholders (the “Meeting”) for the purpose of voting on a proposal to re-elect one trustee of the Fund. The results of the proposal are as follows: Proposal: To elect Mr. Laurence B. Ashkin and Samuel A. Lieber as Trustees to the Board of Trustees until his successor has been |
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| December 30, 2009 |
REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To the Board of Trustees and Shareholders of Alpine Total Dynamic Dividend Fund: In planning and performing our audit of the financial statements of Alpine Total Dynamic Dividend Fund (the ?Fund?) as of and for the year ended October 31, 2009, in accordance with the standards of the Public Company Accounting Oversight Board (United States), w |
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| September 29, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21980 ALPINE TOTAL DYNAMIC DIVIDEND FUND (Exact name of registrant as specified in charter) 2500 Westchester Avenue, Suite 215, Purchase, New York 10577 (Address of principal executive offices) ( |
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| September 29, 2009 |
Exhibit 99.Cert CERTIFICATION I, Samuel A. Lieber, certify that: 1. I have reviewed this report on Form N-Q of Alpine Total Dynamic Dividend Fund (the “Registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made |
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| June 29, 2009 |
Exhibit 77Q1(b) SUB-ITEM 77D: Policies with respect to security investments (a) Prior to April 9, 2009, the Alpine Total Dynamic Dividend Fund (the ?Fund?) could utilize up to 5% of its total managed assets on the following investments: ? Put and call options on securities; ? Put and call options on domestic stock indices to hedge against risks of market-wide price movements affecting the Fund?s managed assets; and ? Foreign currency options. |
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| June 29, 2009 |
77Q1(a) Copies of any material amendments to the registrant’s charter or by-laws; EX-99.77Q1 OTHR EXHB 3 atddf77q09.htm 77Q1(a) Copies of any material amendments to the registrant’s charter or by-laws; (b) Policies with respect to security investments filed herewith. |
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| March 31, 2009 |
Exhibit 99.Cert CERTIFICATION I, Samuel A. Lieber, certify that: 1. I have reviewed this report on Form N-Q of Alpine Total Dynamic Dividend Fund (the “Registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made |
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| March 31, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21980 ALPINE TOTAL DYNAMIC DIVIDEND FUND (Exact name of registrant as specified in charter) 2500 Westchester Avenue, Suite 215, Purchase, New York 10577 (Address of principal executive offices) ( |
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| January 30, 2009 |
SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Definitive Proxy Statement x Definitive Additional Materials o Soliciting Material Pursuant to ?240. |
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| January 30, 2009 |
SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Definitive Proxy Statement o Definitive Additional Materials o Soliciting Material Pursuant to ? 240. |
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| December 29, 2008 |
EX-99.77B ACCT LTTR 2 atddf77b.htm REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To the Stockholders and Board of Trustees of Alpine Total Dynamic Dividend Fund: In planning and performing our audit of the financial statements of Alpine Total Dynamic Dividend Fund (the “Fund”) as of and for the year ended October 31, 2008, in accordance with the standards of the Public Company Accounting |
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| September 29, 2008 |
Exhibit 99.Cert CERTIFICATION I, Samuel A. Lieber, certify that: 1. I have reviewed this report on Form N-Q of Alpine Total Dynamic Dividend Fund (the “Registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made |
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| September 29, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21980 ALPINE TOTAL DYNAMIC DIVIDEND FUND (Exact name of registrant as specified in charter) 2500 Westchester Avenue, Suite 215, Purchase, New York 10577 (Address of principal executive offices) ( |
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| June 27, 2008 |
Alpine Total Dynamic Dividend Fund Alpine Total Dynamic Dividend Fund Shareholder Meeting: On March 14, 2008, the Fund held its Annual Meeting of Shareholders (the ?Meeting?) for the purpose of voting on a proposal to re-elect one trustee of the Fund. |
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| March 28, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21901 ALPINE TOTAL DYNAMIC DIVIDEND FUND (Exact name of registrant as specified in charter) 2500 Westchester Avenue, Suite 215, Purchase, New York 10577 (Address of principal executive offices) ( |
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| March 28, 2008 |
Exhibit 99.Cert CERTIFICATION I, Samuel A. Lieber, certify that: 1. I have reviewed this report on Form N-Q of Alpine Total Dynamic Dividend Fund (the “Registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made |
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| February 1, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e) |
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| February 1, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e) |
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| December 28, 2007 |
REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To the Board of Trustees and Shareholders of Alpine Total Dynamic Dividend Fund: In planning and performing our audit of the financial statements of Alpine Total Dynamic Dividend Fund (the ?Fund?) as of and for the periods ended October 31, 2007, in accordance with the standards of the Public Company Accounting Oversight Board (United States) |
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| September 28, 2007 |
Exhibit 99.Cert CERTIFICATION I, Samuel A. Lieber, certify that: 1. I have reviewed this report on Form N-Q of Alpine Total Dynamic Dividend Fund (the “Registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made |
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| September 28, 2007 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21901 ALPINE TOTAL DYNAMIC DIVIDEND FUND (Exact name of registrant as specified in charter) 2500 Westchester Avenue, Suite 215, Purchase, New York 10577 (Address of principal executive offices) ( |
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| March 30, 2007 |
Exhibit 99.CERT CERTIFICATION I, Samuel A. Lieber, certify that: 1. I have reviewed this report on Form N-Q of Alpine Total Dynamic Dividend Fund (the “Registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made |
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| March 30, 2007 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21901 ALPINE TOTAL DYNAMIC DIVIDEND FUND (Exact name of registrant as specified in charter) 2500 Westchester Avenue, Suite 215, Purchase, New York 10577 (Address of principal executive offices) ( |
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| December 19, 2006 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 ALPINE TOTAL DYNAMIC DIVIDEND FUND (Exact name of registrant as specified in its charter) Delaware 20-5785181 (State of incorporation or organization) (I.R.S. Employer Identification No.) 1625 Broa |
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| November 13, 2006 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-8A NOTIFICATION OF REGISTRATION FILED PURSUANT TO SECTION 8 (a) OF THE INVESTMENT COMPANY ACT OF 1940 The undersigned investment company hereby notifies the Securities and Exchange Commission that it registers under and pursuant to the provisions of Section 8(a) of the Investment Company Act of 1940 and in connection with such Notifi |
