Basic Stats
| CIK | 1755351 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Emles Trust - Emles Made in America ETF
SEC Filings (Chronological Order)
This page provides a complete, chronological list of SEC Filings, excluding ownership filings which we provide elsewhere.
| December 27, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Form N-8F Application for Deregistration of Certain Registered Investment Companies. |
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| November 29, 2022 |
Schedule of Investments September 30, 2022 (Unaudited) Emles @Home ETF Schedule of Investments Summary Table Holdings by Sector Percentage of Investments (%) Information Technology 46. |
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| November 29, 2022 |
Schedule of Investments September 30, 2022 (Unaudited) Emles @Home ETF Schedule of Investments Summary Table Holdings by Sector Percentage of Investments (%) Information Technology 46. |
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| November 29, 2022 |
Schedule of Investments September 30, 2022 (Unaudited) Emles @Home ETF Schedule of Investments Summary Table Holdings by Sector Percentage of Investments (%) Information Technology 46. |
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| November 29, 2022 |
Schedule of Investments September 30, 2022 (Unaudited) Emles @Home ETF Schedule of Investments Summary Table Holdings by Sector Percentage of Investments (%) Information Technology 46. |
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| November 29, 2022 |
Schedule of Investments September 30, 2022 (Unaudited) Emles @Home ETF Schedule of Investments Summary Table Holdings by Sector Percentage of Investments (%) Information Technology 46. |
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| November 29, 2022 |
Schedule of Investments September 30, 2022 (Unaudited) Emles @Home ETF Schedule of Investments Summary Table Holdings by Sector Percentage of Investments (%) Information Technology 46. |
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| May 25, 2022 |
Schedule of Investments Summary Table Schedule of Investments March 31, 2022 (Unaudited) Emles @Home ETF Schedule of Investments Summary Table Holdings by Sector Percentage of Investments (%) Information Technology 50. |
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| May 25, 2022 |
Schedule of Investments Summary Table Schedule of Investments March 31, 2022 (Unaudited) Emles @Home ETF Schedule of Investments Summary Table Holdings by Sector Percentage of Investments (%) Information Technology 50. |
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| May 25, 2022 |
Schedule of Investments Summary Table Schedule of Investments March 31, 2022 (Unaudited) Emles @Home ETF Schedule of Investments Summary Table Holdings by Sector Percentage of Investments (%) Information Technology 50. |
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| May 25, 2022 |
Schedule of Investments Summary Table Schedule of Investments March 31, 2022 (Unaudited) Emles @Home ETF Schedule of Investments Summary Table Holdings by Sector Percentage of Investments (%) Information Technology 50. |
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| May 25, 2022 |
Schedule of Investments Summary Table Schedule of Investments March 31, 2022 (Unaudited) Emles @Home ETF Schedule of Investments Summary Table Holdings by Sector Percentage of Investments (%) Information Technology 50. |
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| May 25, 2022 |
Schedule of Investments Summary Table Schedule of Investments March 31, 2022 (Unaudited) Emles @Home ETF Schedule of Investments Summary Table Holdings by Sector Percentage of Investments (%) Information Technology 50. |
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| November 26, 2021 |
Schedule of Investments September 30, 2021 (Unaudited) Emles @Home ETF Schedule of Investments Summary Table Holdings by Sector Percentage of Investments (%) Information Technology 47. |
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| November 26, 2021 |
Schedule of Investments September 30, 2021 (Unaudited) Emles @Home ETF Schedule of Investments Summary Table Holdings by Sector Percentage of Investments (%) Information Technology 47. |
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| November 26, 2021 |
Schedule of Investments September 30, 2021 (Unaudited) Emles @Home ETF Schedule of Investments Summary Table Holdings by Sector Percentage of Investments (%) Information Technology 47. |
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| November 26, 2021 |
Schedule of Investments September 30, 2021 (Unaudited) Emles @Home ETF Schedule of Investments Summary Table Holdings by Sector Percentage of Investments (%) Information Technology 47. |
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| November 26, 2021 |
Schedule of Investments September 30, 2021 (Unaudited) Emles @Home ETF Schedule of Investments Summary Table Holdings by Sector Percentage of Investments (%) Information Technology 47. |
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| November 26, 2021 |
Schedule of Investments September 30, 2021 (Unaudited) Emles @Home ETF Schedule of Investments Summary Table Holdings by Sector Percentage of Investments (%) Information Technology 47. |
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| November 26, 2021 |
Schedule of Investments September 30, 2021 (Unaudited) Emles @Home ETF Schedule of Investments Summary Table Holdings by Sector Percentage of Investments (%) Information Technology 47. |
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| May 26, 2021 |
Schedule of Investments Summary Table Schedule of Investments March 31, 2021 (Unaudited) Emles Federal Contractors ETF Schedule of Investments Summary Table Percentage of Investments (%) Health Care 3. |
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| May 26, 2021 |
Schedule of Investments Summary Table Schedule of Investments March 31, 2021 (Unaudited) Emles Federal Contractors ETF Schedule of Investments Summary Table Percentage of Investments (%) Health Care 3. |
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| May 26, 2021 |
Schedule of Investments Summary Table Schedule of Investments March 31, 2021 (Unaudited) Emles Federal Contractors ETF Schedule of Investments Summary Table Percentage of Investments (%) Health Care 3. |
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| May 26, 2021 |
Schedule of Investments Summary Table Schedule of Investments March 31, 2021 (Unaudited) Emles Federal Contractors ETF Schedule of Investments Summary Table Percentage of Investments (%) Health Care 3. |
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| May 26, 2021 |
Schedule of Investments Summary Table Schedule of Investments March 31, 2021 (Unaudited) Emles Federal Contractors ETF Schedule of Investments Summary Table Percentage of Investments (%) Health Care 3. |
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| May 26, 2021 |
Schedule of Investments Summary Table Schedule of Investments March 31, 2021 (Unaudited) Emles Federal Contractors ETF Schedule of Investments Summary Table Percentage of Investments (%) Health Care 3. |
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| March 18, 2021 |
FORM 8-A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 EMLES TRUST (Exact name of registrant as specified in its charter) Delaware See below (State of incorporation or organization) (I.R.S. Employer Identification No.) 5323 Anita Street, Dallas, Texas |
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| March 1, 2021 |
CORRESP 1 filename1.htm March 1, 2021 VIA ELECTRONIC TRANSMISSION David L. Orlic Senior Counsel Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Emles Trust; File Nos. 333-238758 and 811-23431 Dear Mr. Orlic: On December 23, 2020, Emles Trust (the “Trust” or the “Registrant”) on behalf of its series, Emles AAA ABS ETF, Emles Hi |
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| December 23, 2020 |
December 23, 2020 VIA ELECTRONIC TRANSMISSION David L. Orlic Senior Counsel Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Emles Trust; File Nos. 333-238758 and 811-23431 Dear Mr. Orlic: On behalf of the Emles Trust (the ?Registrant? or the ?Trust?), we hereby submit, via electronic filing, Post-Effective Amendment No. 3 to t |
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| October 7, 2020 |
Emles Trust Foreside Financial Services, LLC 5323 Anita Street 3 Canal Plaza, Suite 100 Dallas TX 75206 Portland, ME 04101 (833) 673-2661 866-251-6920 VIA ELECTRONIC TRANSMISSION October 7, 2020 Public Filing Desk U. |
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| October 7, 2020 |
FORM 8-A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 EMLES TRUST (Exact name of registrant as specified in its charter) Delaware (State of incorporation or organization) See below (I.R.S. Employer Identification No.) 5323 Anita Street, Dallas, Texas |
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| October 1, 2020 |
12b-1 Distribution and Service Plan.3 Exhibit (m) EMLES TRUST RULES 12b-1 DISTRIBUTION AND SERVICE PLAN FOR ETFS AND CLASS A SHARES 1. |
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| October 1, 2020 |
Amendment No. 1 to the Global Custodian and Agency Services Agreement.3 Exhibit (g)(2) AMENDMENT NO.1 TO GLOBAL CUSTODIAL AND AGENCY SERVICES AGREEMENT This AMENDMENT No.1 (“Amendment”) is made as of September 15, 2020, by and between Emles Trust (“Client”) and Citibank, N.A. (“Custodian”, together with the Client, the “Parties”), to that certain Global Custodial and Agency Services Agreement dated July 15, 2020, between the Client and Service Provider (“Agreement”). |
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| October 1, 2020 |
Consent of Independent Registered Public Accounting Firm.3 EX-99.(J) 10 s127714exjemlestrust.htm EXHIBIT (J) Exhibit (j) CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the inclusion in this Registration Statement on Form N-1A of our report dated September 24, 2020, relating to the financial statement of Emles @Home ETF, a series of Emles Trust, as of September 21, 2020, and to all references to our firm under the heading “In |
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| October 1, 2020 |
Global Custodial and Agency Services Agreement between the Trust and Citibank, N.A.3 Exhibit (g)(1) GLOBAL CUSTODIAL AND AGENCY SERVICES AGREEMENT EMLES TRUST Version 31. |
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| October 1, 2020 |
Services Agreement between the Trust and Citi Fund Services Ohio, Inc.3 Exhibit (h)(1) July 2017 Version SERVICES AGREEMENT Emles Trust and Citi Fund Services Ohio, Inc. |
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| October 1, 2020 |
Amendment No. 1 to the Services Agreement.3 Exhibit (h)(2) AMENDMENT NO.1 TO SERVICES AGREEMENT This AMENDMENT No.1 (“Amendment”) is made as of September 15, 2020, by and among Emles Trust (“Client”) and Citibank, N.A. (“Citibank”), and Citi Fund Services Ohio, Inc. (“CFSO”, together with Citibank, the “Service Provider” and, with the Client, the “Parties”), to that certain Services Agreement dated July 15, 2020, between the Client and Serv |
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| October 1, 2020 |
Opinion and Consent of Counsel.3 Exhibit (i) September 30, 2020 Emles Trust 5323 Anita Street Dallas TX 75206 Dear Board Members: This letter is in response to your request for our opinion in connection with the filing of Pre-Effective Amendment No. |
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| October 1, 2020 |
Amendment No. 1 to the Management Agreement between the Trust and the Adviser.3 Exhibit (d)(2) EMLES TRUST MANAGEMENT AGREEMENT Exhibit A Dated: Dated: September 29, 2020 Fund Percentage of Average Daily Net Assets Emles @ Home ETF 0.49 % Emles Made in America ETF 0.49 % Emles Protective Allocation ETF 0.55 % Emles Real Estate Credit ETF 0.48 % Emles Luxury Goods ETF 0.60 % Emles Federal Contractors ETF 0.60 % |
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| October 1, 2020 |
Amendment No. 1 to the ETF Distribution Agreement.3 Exhibit (e)(2) FIRST AMENDMENT TO ETF DISTRIBUTION AGREEMENT This first amendment (“Amendment”) to the ETF Distribution Agreement (the “Agreement”) dated as of August 5, 2020 by and between Emles Trust (“Trust”) and Foreside Financial Services, LLC (“Foreside”) is entered into as of September 9, 2020 (the “Effective Date”). |
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| October 1, 2020 |
Exhibit (l) Letter of Investment Intent Emles Trust September 16, 2020 To the Board of Trustees of the Emles Trust: The undersigned (the “Purchaser”) hereby confirms that it has purchased a beneficial interest (“Interest”) of the Emles @Home ETF, a series of the Emles Trust, in the amount of $100,000 for 4,000 shares at a net asset value of $25. |
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| October 1, 2020 |
Code of Ethics of the Registrant.3 Exhibit (p)(1) Trust Code of Ethics (“1940 Act Code of Ethics”) Table of Contents 1. |
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| October 1, 2020 |
Form of Solactive Index Licensing Agreement.3 Exhibit (h)(3) FORM OF AGREEMENT ON INDEX CALCULATION (the “Agreement”) dated 30 September 2020 by and between Solactive AG Platz der Einheit 1 60327 Frankfurt am Main Germany - hereinafter referred to as "Solactive" - and Emles Trust 5323 Anita Street Dallas, Texas 75206 - hereinafter referred to as "Partner" - jointly referred to hereinafter as "Parties" - Content Preamble 3 § 1 Index Calculatio |
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| October 1, 2020 |
Code of Ethics of the Adviser.3 Exhibit (p)(2) Proprietary and Confidential Code of Ethics September 28, 2020 Table of Contents 1. |
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| October 1, 2020 |
As filed with the Securities and Exchange Commission on September 30, 2020 Securities Act File No. |
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| September 30, 2020 |
CORRESP 1 filename1.htm September 30, 2020 David L. Orlic Senior Counsel Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Emles Trust; File Nos. 333-238758 and 811-23431 Dear Mr. Orlic: On September 4, 2020, Emles Trust (the “Registrant”) filed Pre-Effective Amendment No. 1 to its registration statement on Form N-1A (the “Amend |
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| September 4, 2020 |
As filed with the Securities and Exchange Commission on September 4, 2020 N-1A/A 1 s127312n1a-a1emlestrust.htm AMENDMENT NO. 1 FORM N-1A As filed with the Securities and Exchange Commission on September 4, 2020 Securities Act File No. 333-238758 Investment Company Act File No. 811-23431 U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-1A ☐ REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 ☒ Pre-Effective Amendment No. 1 ☐ Post-Effective Amendm |
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| September 4, 2020 |
September 4, 2020 VIA ELECTRONIC TRANSMISSION Securities and Exchange Commission Public Filing Desk 100 F Street, N. |
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| September 4, 2020 |
Agreement and Declaration of Trust of the Registrant.2 Exhibit (a)(3) AGREEMENT AND DECLARATION OF TRUST OF EMLES TRUST a Delaware Statutory Trust TABLE OF CONTENTS Page Article I Name and Definitions 1 Section 1. |
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| September 4, 2020 |
Exhibit (b)(1) BY-LAWS Emles Trust A Delaware Statutory Trust ARTICLE I. OFFICES Section 1.01. PRINCIPAL EXECUTIVE OFFICE. The Board of Trustees shall fix and, from time to time, may change the location of the principal executive office of the Trust at any place within or outside the State of Delaware. Section 1.02. OTHER OFFICES. The Board of Trustees may at any time establish branch or additiona |
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| September 4, 2020 |
ETF Distribution Agreement between the Trust and Foreside Financial Services, LLC.2 Exhibit (e)(1) ETF DISTRIBUTION AGREEMENT This Distribution Agreement (the “Agreement”) is made this 5th day of August 2020, by and between Emles Trust, a Delaware statutory trust (the “Trust”) having its principal place of business at 5323 Anita Street, Dallas, TX 75206, and Foreside Financial Services, LLC, a Delaware limited liability company (the “Distributor”) having its principal place of business at Three Canal Plaza, Suite 100, Portland, ME 04101. |
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| September 4, 2020 |
Form of Authorized Participant Agreement.2 Exhibit (e)(2) FORM OF AUTHORIZED PARTICIPANT AGREEMENT EMLES TRUST This Authorized Participant Agreement (the “Agreement”) is entered into by and between Foreside Financial Services, LLC (the “Distributor”) and (the “Participant”) and is subject to acceptance by Citibank, N. |
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| September 4, 2020 |
Management Agreement between the Trust and Emles Advisors LLC (the “Adviser”).2 Exhibit (d)(1) MANAGEMENT AGREEMENT TO: Emles Advisors LLC Emles Trust (the “Trust”) herewith confirms our agreement with you. |
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| September 4, 2020 |
September 4, 2020 David L. Orlic Senior Counsel Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Emles Trust; File Nos. 333-238758 and 811-23431 Dear Mr. Orlic: On May 29, 2020, Emles Trust (the “Registrant”) filed a registration statement on Form N-1A (the “Registration Statement”). The Registrant has revised the disclosure in |
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| September 4, 2020 |
Exhibit (q) POWER OF ATTORNEY KNOW ALL MEN BY THESE PRESENTS: WHEREAS, EMLES TRUST, a statutory trust organized under the laws of the State of Delaware (hereinafter referred to as the “Trust”), periodically files amendments to its Registration Statement (File Nos. |
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| May 29, 2020 |
May 28, 2020 VIA ELECTRONIC TRANSMISSION Securities and Exchange Commission Public Filing Desk 100 F Street, N. |
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| May 29, 2020 |
As filed with the Securities and Exchange Commission on May 28, 2020 As filed with the Securities and Exchange Commission on May 28, 2020 Securities Act File No. |
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| May 29, 2020 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-8A/A NOTIFICATION OF REGISTRATION FILED PURSUANT TO SECTION 8(A) OF THE INVESTMENT COMPANY ACT OF 1940 The undersigned investment company hereby notifies the Securities and Exchange Commission that it is amending its notification of registration under and pursuant to the provisions of Section 8(a) of the Investment Company Act of 194 |
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| May 29, 2020 |
Exhibit (a)(2) State of Delaware Secretary of State Division of Corporations Delivered 04:47 PM 04/30/2020 FILED 04:47 PM 04/30/2020 SR 20203324774 – File Number 7083907 STATE OF DELAWARE CERTIFICATE OF AMENDMENT TO CERTIFICATE OF TRUST OF Yleana Trust Pursuant to Title 12, Section 3810(b) of the Delaware Statutory Trust Act, the undersigned Trust executed the following Certificate of Amendment: FIRST: The name of the Statutory Trust is Yleana Trust. |
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| May 29, 2020 |
Exhibit (a)(1) State of Delaware Secretary of State Division of Corporations Delivered 05:32 PM 10/02/2018 FILED 05:32 PM 10/02/2018 SR 20186947285 - File Number 7083907 CERTIFICATE OF TRUST OF YLEANA TRUST This Certificate of Trust has been duly executed and is being filed in order to form a statutory trust pursuant to the Delaware Statutory Trust Act (12 Del. |
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| March 14, 2019 |
N-8A/A 1 yleanatrustn8aa031319.htm FORM N-8A/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-8A/A NOTIFICATION OF REGISTRATION FILED PURSUANT TO SECTION 8(a) OF THE INVESTMENT COMPANY ACT OF 1940 The undersigned investment company hereby notifies the Securities and Exchange Commission that it is amending its notification of registration under and pursuant to the pr |
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| March 6, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-8A NOTIFICATION OF REGISTRATION FILED PURSUANT TO SECTION 8(a) OF THE INVESTMENT COMPANY ACT OF 1940 The undersigned investment company hereby notifies the Securities and Exchange Commission that it registers under and pursuant to the provisions of Section 8(a) of the Investment Company Act of 1940, and in connection wi |
