Basic Stats
| CIK | 1047919 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Ambient Corp.
SEC Filings (Chronological Order)
This page provides a complete, chronological list of SEC Filings, excluding ownership filings which we provide elsewhere.
| August 14, 2014 |
AMBTQ / Ambient Corp. 15-12G - - NOTICE OF SUSPENSION OF DUTY TO FILE REPORTS SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number 001-35259 Ambient Corporation (Exact name of registrant as specified in its charter) 7 Wel |
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| July 29, 2014 |
ASSET PURCHASE AGREEMENT BY AND BETWEEN AMBIENT CORPORATION ERICSSON INC., dated as of July 28, 2014 EX-10.1 2 ambtex101.htm ASSET PURCHASE AGREEMENT EXHIBIT 10.1 ASSET PURCHASE AGREEMENT BY AND BETWEEN AMBIENT CORPORATION and ERICSSON INC., dated as of July 28, 2014 TABLE OF CONTENTS Page ARTICLE I DEFINITIONS 1 1.1 Certain Definitions 1 1.2 Other Definitional and Interpretive Matters 10 ARTICLE II PURCHASE AND SALE OF ASSETS; ASSUMPTION OF LIABILITIES 10 2.1 Purchase and Sale of Assets 10 2.2 E |
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| July 29, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): July 28, 2014 AMBIENT CORPORATION (Exact name of registrant as specified in its charter) Delaware 0-23723 98-0166007 (State or other jurisdiction of incorporation) (Commission File Nu |
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| July 15, 2014 |
AMBTQ / Ambient Corp. / Vicis Capital, LLC - SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 11) Ambient Corporation ———————————————————————————————————— (Name of Issuer) Common Stock ———————————————————————————————————— (Title of Class of Securities) 02318N201 ———————————————————————————————————— (CUSIP Number) Keith Hughes Vicis Capital, LLC 445 P |
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| July 15, 2014 |
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): July 10, 2014 AMBIENT CORPORATION (Exact name of registrant as specified in its charter) Delaware 0-23723 98-0166007 (State or other jurisdiction of incorporation) (Commission File Nu |
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| July 15, 2014 |
JOINT FILING AGREEMENT AND POWER OF ATTORNEY JOINT FILING AGREEMENT AND POWER OF ATTORNEY In accordance with Rule 13d-1(k) of the Securities Exchange Act of 1934, as amended, the undersigned agree to jointly file on behalf of each of them a statement on Schedule 13D or 13G with respect to the Common Stock,par value $0. |
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| June 30, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 27, 2014 AMBIENT CORPORATION (Exact name of registrant as specified in its charter) Delaware 0-23723 98-0166007 (State or Other Jurisdiction (Commission (I.R.S. Employer of Incor |
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| June 17, 2014 |
Submission of Matters to a Vote of Security Holders - CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 13, 2014 AMBIENT CORPORATION (Exact name of registrant as specified in its charter) Delaware 0-23723 98-0166007 (State or Other Jurisdiction (Commission (I.R.S. Employer of Incor |
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| May 15, 2014 |
Quarterly Report - QUARTERLY REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q þ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: March 31, 2014 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from: to Commission File Number: 001-35259 AMBIENT CORPORATIO |
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| April 30, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant þ Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, For Use of the Commission Only (As Permitted by Rule 14a-6(e)(2)) o Definitive |
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| April 30, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant þ Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, For Use of the Commission Only (As Permitted by Rule 14a-6(e)(2)) þ Definitive |
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| April 24, 2014 |
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): April 17, 2014 AMBIENT CORPORATION (Exact name of registrant as specified in its charter) Delaware 0-23723 98-0166007 (State or other jurisdiction of incorporation) (Commission File N |
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| April 14, 2014 |
SEPARATION AGREEMENT AND FULL RELEASE OF CLAIMS EXHIBIT 10.30 SEPARATION AGREEMENT AND FULL RELEASE OF CLAIMS This Agreement and Full Release of Claims (the “Agreement”) is made and entered into as of the 27 day of November, 2013, between Stacey Fitzgerald (“you”) and Ambient Corporation (“Ambient” or “the Company”). In consideration for good and valuable consideration, the sufficiency of which is hereby acknowledged, and the parties’ execution |
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| April 14, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ——————— FORM 10-K ——————— þ ANNUAL REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 for the fiscal year ended December 31, 2013 o TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from: to Commission file number 001-35259 ——————— AMBIENT CORPORAT |
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| March 31, 2014 |
NT 10-K 1 ambtnt10k.htm NOTICE OF LATE FILING UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 SEC FILE NUMBER 001-35259 CUSIP NUMBER NOTIFICATION OF LATE FILING 02318N201 (Check one): þ Form 10-K o Form 20-F o Form 11-K o Form 10-Q o Form 10-D o Form N-SAR o Form N-CSR For Period Ended: December 31, 2013 o Transition Report on Form 10-K o Transition Report on Fo |
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| December 13, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): December 10, 2013 AMBIENT CORPORATION (Exact name of registrant as specified in its charter) Delaware 0-23723 98-0166007 (State or other jurisdiction of incorporation) (Commission Fil |
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| November 14, 2013 |
Quarterly Report - QUARTERLY REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q þ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: September 30, 2013 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from: to Commission File Number: 001-35259 AMBIENT CORPOR |
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| November 7, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): November 5, 2013 AMBIENT CORPORATION (Exact name of registrant as specified in its charter) Delaware 0-23723 98-0166007 (State or other jurisdiction of incorporation) (Commission File |
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| September 24, 2013 |
AMBTQ / Ambient Corp. / Vicis Capital, LLC - SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 10) Ambient Corporation ———————————————————————————————————— (Name of Issuer) Common Stock ———————————————————————————————————— (Title of Class of Securities) 02318N201 ———————————————————————————————————— (CUSIP Number) Shad Stastney Vicis Capital, LLC 445 |
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| September 19, 2013 |
Ambient Corporation Announces Resignation from Board of Directors Exhibit 99.1 Media Contact Joanna Hamblin [email protected] (617) 614-6793 Ambient Corporation Announces Resignation from Board of Directors Newton, MA, September 19, 2013 — Ambient Corporation (NASDAQ: AMBT), provider of a secure, flexible, and scalable smart grid communications and applications platform, announced today that Mr. Shad L. Stastney has resigned from the Company’s Board of Di |
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| September 19, 2013 |
8-K 1 ambt8k.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): September 17, 2013 AMBIENT CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-35259 98-0166007 (State or other jurisdictio |
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| September 3, 2013 |
AMBTQ / Ambient Corp. / B&W Equities, LLC - SC 13G Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. ) AMBIENT CORPORATION (Name of Issuer) Common Stock, par value $.001 (Title of Class of Securities) 02318N201 (CUSIP Number) August 9, 2013 (Date of Event Which Requires Filing of This Statement) Check the appropriate box to designate the rule pursuant to which this Sched |
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| August 16, 2013 |
AMBTQ / Ambient Corp. / Vicis Capital, LLC - SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 9) Ambient Corporation ———————————————————————————————————— (Name of Issuer) Common Stock ———————————————————————————————————— (Title of Class of Securities) 02318N201 ———————————————————————————————————— (CUSIP Number) Shad Stastney Vicis Capital, LLC 445 P |
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| August 15, 2013 |
AMBTQ / Ambient Corp. / 3S1 LLC - SCHEDULE 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. ) AMBIENT CORPORATION (Name of Issuer) COMMON STOCK (Title of Class of Securities) 02318N201 (CUSIP Number) July 31, 2013 (DATE OF EVENT WHICH REQUIRES FILING OF THIS STATEMENT) Check the appropriate box to designate the rule pursuant to which this Schedule |
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| August 5, 2013 |
AMBTQ / Ambient Corp. / Vicis Capital, LLC - AMENDMENT TO SCHEDULE 13D Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 8) Ambient Corporation ———————————————————————————————————— (Name of Issuer) Common Stock ———————————————————————————————————— (Title of Class of Securities) 02318N201 ———————————————————————————————————— (CUSIP Number) Shad Stastney Vicis Capital, LLC 445 P |
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| July 3, 2013 |
UNITED STATES SECURITIES AND EXCHANGECOMMISSION WASHINGTON, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): June 27, 2013 AMBIENT CORPORATION (Exact name of registrant as specified in its charter) Delaware 0-23723 98-0166007 (State or other jurisdiction of incorporation) |
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| July 2, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): June 27, 2013 AMBIENT CORPORATION (Exact name of registrant as specified in its charter) Delaware 0-23723 98-0166007 (State or other jurisdiction of incorporation) (Commission File Nu |
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| June 28, 2013 |
EXHIBIT 99.1 David Masters Appointed Chief Technology Officer at Ambient Corporation Brings 30 years of industry experience in the design and application of utility communication networks NEWTON, MA, June 26, 2013 - Ambient Corporation (NASDAQ:AMBT), provider of a secure, flexible, and scalable communications and applications platform, today announced that David Masters, an early pioneer in the de |
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| June 28, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): June 26, 2013 AMBIENT CORPORATION (Exact name of registrant as specified in its charter) Delaware 0-23723 98-0166007 (State or other jurisdiction of incorporation) (Commission File Nu |
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| June 25, 2013 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): June 19, 2013 AMBIENT CORPORATION (Exact name of registrant as specified in its charter) Delaware 0-23723 98-0166007 (State or other jurisdiction of incorporation) (Commission File Nu |
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| June 19, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): June 13, 2013 AMBIENT CORPORATION (Exact name of registrant as specified in its charter) Delaware 0-23723 98-0166007 (State or other jurisdiction of incorporation) (Commission File Nu |
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| June 11, 2013 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 6, 2013 AMBIENT CORPORATION (Exact name of registrant as specified in its charter) Delaware 0-23723 98-0166007 (State or Other Jurisdiction (Commission (I.R.S. Employer of Incorp |
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| June 6, 2013 |
8-K 1 ambt8k.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): June 5, 2013 AMBIENT CORPORATION (Exact name of registrant as specified in its charter) Delaware 0-23723 98-0166007 (State or other jurisdiction of inc |
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| May 9, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): May 8, 2013 AMBIENT CORPORATION (Exact name of registrant as specified in its charter) Delaware 0-23723 98-0166007 (State or other jurisdiction of incorporation) (Commission File Numb |
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| April 23, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant þ Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, For Use of the Commission Only (As Permitted by Rule 14a-6(e)(2)) þ Definitive |
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| April 23, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant þ Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, For Use of the Commission Only (As Permitted by Rule 14a-6(e)(2)) o Definitive |
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| March 13, 2013 |
SUPPLEMENT NO. 9 DATED MARCH 13, 2013 TO PROSPECTUS DATED MARCH 29, 2012 AMBIENT CORPORATION Filed Pursuant to Rule 424(b)(3) Registration No. 333-159645 SUPPLEMENT NO. 9 DATED MARCH 13, 2013 TO PROSPECTUS DATED MARCH 29, 2012 AMBIENT CORPORATION This document supplements the prospectus dated March 29, 2012, as subsequently amended by Supplement No.1 dated May 16, 2012, Supplement No. 2 dated June 12, 2012, Supplement No. 3 dated June 21, 2012, Supplement No. 4 dated August 16, 2012, Supp |
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| March 11, 2013 |
Ambient Corporation Reports Results for the Full Year 2012 Exhibit 99.1 Investor Contact Michael W. McCarthy [email protected] (617) 614-6906 Media Contact Joanna Hamblin [email protected] (617) 614-6793 Ambient Corporation Reports Results for the Full Year 2012 Newton, MA, March 11, 2013 – Ambient Corporation (NASDAQ: AMBT), provider of a secure, flexible and scalable smart grid communications and applications platform, announced today fin |
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| March 11, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): March 11, 2013 AMBIENT CORPORATION (Exact name of registrant as specified in its charter) Delaware 0-23723 98-0166007 (State or other jurisdiction of incorporation) (Commission File N |
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| November 21, 2012 |
SUPPLEMENT NO. 8 DATED NOVEMBER 21, 2012 TO PROSPECTUS DATED MARCH 29, 2012 AMBIENT CORPORATION Filed Pursuant to Rule 424(b)(3) Registration No. 333-159645 SUPPLEMENT NO. 8 DATED NOVEMBER 21, 2012 TO PROSPECTUS DATED MARCH 29, 2012 AMBIENT CORPORATION This document supplements the prospectus dated March 29, 2012, as subsequently amended by Supplement No.1 dated May 16, 2012, Supplement No. 2 dated June 12, 2012, Supplement No. 3 dated June 21, 2012, Supplement No. 4 dated August 16, 2012, S |
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| November 20, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): November 14, 2012 AMBIENT CORPORATION (Exact name of registrant as specified in its charter) Delaware 0-23723 98-0166007 (State or other jurisdiction of incorporation) (Commission Fil |
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| November 20, 2012 |
Ambient Corporation Promotes Michael Quarella to the Newly Created Position of Chief Operating Officer Newton, MA November 20, 2012 — Ambient Corporation (NASDAQ: AMBT), provider of a secure, flexible and scalable smart grid communications and applications platform, announced today that the Company’s Board of Directors approved the promotion of Michael Quarella to the role of Chief Operating Officer, effective immediately. |
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| November 14, 2012 |
SUPPLEMENT NO. 7 DATED NOVEMBER 14, 2012 TO PROSPECTUS DATED MARCH 29, 2012 AMBIENT CORPORATION Filed Pursuant to Rule 424(b)(3) Registration No. 333-159645 SUPPLEMENT NO. 7 DATED NOVEMBER 14, 2012 TO PROSPECTUS DATED MARCH 29, 2012 AMBIENT CORPORATION This document supplements the prospectus dated March 29, 2012, as subsequently amended by Supplement No.1 dated May 16, 2012, Supplement No. 2 dated June 12, 2012, Supplement No. 3 dated June 21, 2012, Supplement No. 4 dated August 16, 2012, S |
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| November 8, 2012 |
Ambient Corporation Reports Results for the Third Quarter 2012 EXHIBIT 99.1 Investor Contact Michael W. McCarthy [email protected] (617) 614-6906 Media Contact Joanna Hamblim [email protected] (617) 614-6793 Ambient Corporation Reports Results for the Third Quarter 2012 Newton, MA, November 7, 2012 – Ambient Corporation (NASDAQ: AMBT), provider of a secure, flexible and scalable smart grid communications and applications platform, announced tod |
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| November 8, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): November 7, 2012 AMBIENT CORPORATION (Exact name of registrant as specified in its charter) Delaware 0-23723 98-0166007 (State or other jurisdiction of incorporation) (Commission File |
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| September 24, 2012 |
Ambient Corporation Reports Results for the Second Quarter of 2012 Exhibit 99.1 Investor Contact Michael W. McCarthy [email protected] (617) 614-6906 Media Contact Joanna Hamblin [email protected] (617) 614-6793 Ambient Corporation Reports Results for the Second Quarter of 2012 Newton, MA, September 24, 2012 – Ambient Corporation (NASDAQ: AMBT), provider of a secure, flexible and scalable smart grid communications and applications platform, announc |
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| September 24, 2012 |
SUPPLEMENT NO. 6 DATED SEPTEMBER 24, 2012 TO PROSPECTUS DATED MARCH 29, 2012 AMBIENT CORPORATION Filed Pursuant to Rule 424(b)(3) Registration No. 333-159645 SUPPLEMENT NO. 6 DATED SEPTEMBER 24, 2012 TO PROSPECTUS DATED MARCH 29, 2012 AMBIENT CORPORATION This document supplements the prospectus dated March 29, 2012, as subsequently amended by Supplement No.1 dated May 16, 2012, Supplement No. 2 dated June 12, 2012, Supplement No. 3 dated June 21, 2012, Supplement No. 4 dated August 16, 2012 a |
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| September 24, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): September 24, 2012 AMBIENT CORPORATION (Exact name of registrant as specified in its charter) Delaware 0-23723 98-0166007 (State or other jurisdiction of incorporation) (Commission Fi |
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| September 12, 2012 |
SUPPLEMENT NO. 5 DATED SEPTEMBER 12, 2012 TO PROSPECTUS DATED MARCH 29, 2012 AMBIENT CORPORATION Filed Pursuant to Rule 424(b)(3) Registration No. 333-159645 SUPPLEMENT NO. 5 DATED SEPTEMBER 12, 2012 TO PROSPECTUS DATED MARCH 29, 2012 AMBIENT CORPORATION This document supplements the prospectus dated March 29, 2012, as subsequently amended by Supplement No.1 dated May 16, 2012, Supplement No. 2 dated June 12, 2012, Supplement No. 3 dated June 21, 2012 and Supplement No. 4 dated August 16, 201 |
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| September 7, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K/A CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): August 14, 2012 AMBIENT CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-35259 98-0166007 (State or other jurisdiction of incorporation) (Commission F |
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| September 7, 2012 |
AMBIENT CORPORATION 7 WELLS AVENUE NEWTON, MA 02459 By EDGAR Mr. Larry Spirgel Assistant Director Securities and Exchange Commission Washington, D.C. 20549 September 7, 2012 Re: Ambient Corporation Item 4.02 Form 8-KFiled August 15, 12012 File No. 001-35259 Dear Mr. Spirgel This letter is in response to the comment letter from the Securities and Exchange Commission (“SEC”) dated August 17, 2012 (t |
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| August 31, 2012 |
August 31, 2012 By EDGAR Larry Spirgel Assistant Director United States Securities and Exchange Commission Division of Corporate Finance Washington, D. |
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| August 23, 2012 |
August 23, 2012 By EDGAR Larry Spirgel Assistant Director United States Securities and Exchange Commission Division of Corporate Finance Washington, D. |
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| August 16, 2012 |
SUPPLEMENT NO. 4 DATED AUGUST 16, 2012 TO PROSPECTUS DATED MARCH 29, 2012 AMBIENT CORPORATION Filed Pursuant to Rule 424(b)(3) Registration No. 333-159645 SUPPLEMENT NO. 4 DATED AUGUST 16, 2012 TO PROSPECTUS DATED MARCH 29, 2012 AMBIENT CORPORATION This document supplements the prospectus dated March 29, 2012, as subsequently amended by Supplement No.1 dated May 16, 2012, Supplement No. 2 dated June 12, 2012 and Supplement No. 3 dated June 21, 2012, by attaching to and making as part of th |
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| August 15, 2012 |
Exhibit 99.1 Ambient Corporation Announces Delay in Filing Form 10-Q for June 2012 Intricate Accounting Rules Pertaining to Warrant Valuations Require Restatement of Certain Prior Financial Statements Newton, MA August 15, 2012 — Ambient Corporation (NASDAQ: AMBT), a leading provider of flexible and scalable smart grid communications platforms and technologies, announced today by its filing of For |
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| August 15, 2012 |
Ambient Corporation Receives Expected Standard Filing Delinquency Letter from NASDAQ Exhibit 99.1 Ambient Corporation Receives Expected Standard Filing Delinquency Letter from NASDAQ Newton, MA August 15, 2012 — Ambient Corporation (NASDAQ: AMBT), a leading provider of flexible and scalable smart grid communications platforms and technologies, announced today that, as previously disclosed, the Company is completing an accounting review and restatement of certain of its previously |
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| August 15, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): August 15, 2012 AMBIENT CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-35259 98-0166007 (State or other jurisdiction of incorporation) (Commission Fil |
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| August 15, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 SEC FILE NUMBER 001-35259 CUSIP NUMBER NOTIFICATION OF LATE FILING 02318N201 (Check one): o Form 10-K o Form 20-F o Form 11-K þ Form 10-Q o Form 10-D o Form N-SAR o Form N-CSR For Period Ended: June 30, 2012 o Transition Report on Form 10-K o Transition Report on Form 20-F o Transition Report on Form 11-K o Transit |
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| August 15, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): August 14, 2012 AMBIENT CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-35259 98-0166007 (State or other jurisdiction of incorporation) (Commission Fil |
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| July 30, 2012 |
AMBTQ / Ambient Corp. / Vicis Capital, LLC - AMENDMENT TO SCHEDULE 13D Activist Investment SC 13D/A 1 v319514sc13da.htm AMENDMENT TO SCHEDULE 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 7) Ambient Corporation ———————————————————————————————————— (Name of Issuer) Common Stock ———————————————————————————————————— (Title of Class of Securities) 02318N201 ——————————————————————————————————— |
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| June 26, 2012 |
S-8 1 ambts8.htm REGISTRATION STATEMENT As filed with the Securities and Exchange Commission on June 26, 2012 Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 AMBIENT CORPORATION (Exact name of registrant as specified in its charter) Delaware 98-0166007 (State or other jurisdiction of inco |
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| June 21, 2012 |
Filed Pursuant to Rule 424(b)(3) Filed Pursuant to Rule 424(b)(3) Registration No. 333-159645 SUPPLEMENT NO. 3 DATED JUNE 21, 2012 TO PROSPECTUS DATED MARCH 29, 2012 AMBIENT CORPORATION This document supplements the prospectus dated March 29, 2012, as subsequently amended by Supplement No.1 dated May 16, 2012 and Supplement No 2. Dated June 12, 2012, by attaching to and making as part of this Prospectus Supplement Ambient Corpora |
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| June 19, 2012 |
Exhibit 16 June 19, 2012 Securities and Exchange Commission Washington, D.C. 20549 Commissioners: We have read Ambient Corporation’s statements included under Item 4.01 of its Current Report on Form 8-K/A dated June 19, 2012 and we agree with the disclosures contained therein. Very truly yours, By: /s/ Rotenberg Meril Solomon Bertiger & Guttilla, P.C. Rotenberg Meril Solomon Bertiger & Guttilla, P |
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| June 19, 2012 |
Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant - AMENDMENT NO. 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K/A (Amendment No.1) CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): June 8, 2012 AMBIENT CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-35259 98-0166007 (State or other jurisdiction of incorporation) |
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| June 19, 2012 |
AMBIENT CORPORATION 7 Wells Avenue Newton MA 02459 June 19, 2012 Via Edgar Mr. Joe Cascarano Staff Accountant United States Securities and Exchange Commission Division of Corporate Finance 100 F Street, N.E. Washington, D. C. 20549 Re: Ambient Corporation Item 4.01 Form 8-K Filed June 13, 2012 File No. 001-35259 Gentlemen: This letter is in response to the comment letter from the Securities and Ex |
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| June 15, 2012 |
AMBTQ / Ambient Corp. / Vicis Capital, LLC Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 6) Ambient Corporation (Name of Issuer) Common Stock (Title of Class of Securities) 02318N201 (CUSIP Number) Shad Stastney Vicis Capital, LLC 445 Park Avenue, Suite 1901 New York, NY 10022 (212) 909-4600 (Name, Address and Telephone Number of Person Authoriz |
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| June 13, 2012 |
Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant - CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): June 8, 2012 AMBIENT CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-35259 98-0166007 (State or other jurisdiction of incorporation) (Commission File N |
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| June 13, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 7, 2012 AMBIENT CORPORATION (Exact name of registrant as specified in its charter) Delaware 0-23723 98-0166007 (State or Other Jurisdiction (Commission (I.R.S. Employer of Incorp |
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| June 13, 2012 |
Exhibit 16 June 13, 2012 Securities and Exchange Commission Washington, D.C. 20549 Commissioners: We have read Ambient Corporation’s statements included under Item 4.01 of its Current Report on Form 8-K dated June 13, 2012 and we agree with the disclosures contained therein. Very truly yours, By: /s/ Rotenberg Meril Solomon Bertiger & Guttilla, P.C. Rotenberg Meril Solomon Bertiger & Guttilla, P.C |
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| June 12, 2012 |
SUPPLEMENT NO. 2 DATED JUNE 12, 2012 TO PROSPECTUS DATED MARCH 29, 2012 AMBIENT CORPORATION Filed Pursuant to Rule 424(b)(3) Registration No. 333-159645 SUPPLEMENT NO. 2 DATED JUNE 12, 2012 TO PROSPECTUS DATED MARCH 29, 2012 AMBIENT CORPORATION This supplement amends the information in our “Selling Stockholders” section of our Prospectus dated March 29, 2012, as amended by Supplement No.1 dated May 16, 2012 (the “Prospectus”), relating to the resale by the selling stockholders of up to 2 |
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| May 16, 2012 |
Filed Pursuant to Rule 424(b)(3) Registration No. 333-159645 SUPPLEMENT NO. 1 DATED MAY 16, 2012 TO PROSPECTUS DATED MARCH 29, 2012 AMBIENT CORPORATION This document supplements the prospectus dated March 29, 2012 by attaching to and making as part of this Prospectus Supplement Ambient Corporation’s Quarterly Report on Form 10-Q for the quarter ended March 31, 2012 and Ambient Corporation’s Curren |
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| May 14, 2012 |
Ambient Corporation Reports Results for the First Quarter of 2012 EXHIBIT 99.1 Investor Contact Michael W. McCarthy [email protected] (617) 614-6906 Media Contact Joanna Hamblim [email protected] (617) 614-6793 Ambient Corporation Reports Results for the First Quarter of 2012 Newton, MA., May 14, 2012 – Ambient Corporation (NASDAQ: AMBT), a leading provider of a smart grid communications platform and applications, announced today total revenue for |
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| May 14, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): May 14, 2012 AMBIENT CORPORATION (Exact name of registrant as specified in its charter) Delaware 0-23723 98-0166007 (State or other jurisdiction of incorporation) (Commission File Num |
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| April 24, 2012 |
As Filed With the Securities and Exchange Commission on April 24, 2012 Registration No. |
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| April 24, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) Information Required in Proxy Statement SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by Registrant þ Filed by Party other than Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commi |
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| April 24, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) Information Required in Proxy Statement SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by Registrant þ Filed by Party other than Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commi |
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| April 18, 2012 |
AMBIENT CORPORATION 279,650 shares of Common Stock File Pursuant to Rule 424(b)(3) Registration No. 333-159645 PROSPECTUS AMBIENT CORPORATION 279,650 shares of Common Stock This Prospectus relates to the resale by the selling stockholders of up to 279,650 shares of our common stock, par value $0.001 (the "Common Stock") issuable upon exercise of currently exercisable warrants. We will not receive any of the proceeds from the sale of the shares by |
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| April 18, 2012 |
Ambient Corporation 7 Wells Avenue Newton, MA 02459 April 17, 2012 VIA EDGAR AND FEDERAL EXPRESS United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, N. |
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| April 17, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): April 17, 2012 AMBIENT CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-35259 98-0166007 (State or other jurisdiction (Commission File Number) (IRS Empl |
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| March 26, 2012 |
- POST-EFFECTIVE AMENDMENT NO. 5 As Filed With the Securities and Exchange Commission on March 26, 2012 Registration No. |
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| March 6, 2012 |
SUPPLEMENT NO. 5 DATED MARCH 6, 2012 TO PROSPECTUS DATED APRIL 27, 2011 AMBIENT CORPORATION 424B3 1 ambt424b3.htm SUPPLEMENT Filed Pursuant to Rule 424(b)(3) Registration No. 333-159645 SUPPLEMENT NO. 5 DATED MARCH 6, 2012 TO PROSPECTUS DATED APRIL 27, 2011 AMBIENT CORPORATION This document supplements the prospectus dated April 27, 2011, as subsequently amended by Supplement No. 1 dated August 16, 2011, Supplement No. 2 dated November 9, 2011, Supplement No. 3 dated December 29, 2011 an |
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| March 6, 2012 |
EX-10.25 4 ambtex1025.htm MASTER SUPPLY AND ALLIANCE AGREEMENT [**] indicates that information had been redacted and filed separately pursuant to a confidential treatment request filed with the Securities and Exchange Commission EXHIBIT 10.25 MASTER SUPPLY AND ALLIANCE AGREEMENT BETWEEN BEL FUSE INC. AND AMBIENT CORPORATION CONTENTS 1. DEFINITIONS 1 2. SCOPE OF AGREEMENT 2 3. FORECAST AND ORDER PR |
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| March 6, 2012 |
BYLAWS AMBIENT CORPORATION (a Delaware corporation) ARTICLE 1 EXHIBIT 3.2 BYLAWS OF AMBIENT CORPORATION (a Delaware corporation) ARTICLE 1 Offices 1.1 Principal Office. The Board of Directors shall fix the location of the principal executive office of the corporation at any place within or outside the State of Delaware. 1.2 Additional Offices. The Board of Directors (the “Board”) may at any time establish branch or subordinate offices at any place or places. |
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| March 6, 2012 |
EXHIBIT 4.1 1 2 |
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| February 21, 2012 |
SUPPLEMENT NO. 4 DATED FEBRUARY 17, 2012 TO PROSPECTUS DATED APRIL 27, 2011 AMBIENT CORPORATION Filed Pursuant to Rule 424(b)(3) Registration No. 333-159645 SUPPLEMENT NO. 4 DATED FEBRUARY 17, 2012 TO PROSPECTUS DATED APRIL 27, 2011 AMBIENT CORPORATION This document supplements the prospectus dated April 27, 2011, as subsequently amended by Supplement No. 1 dated August 16, 2011, Supplement No. 2 dated November 9, 2011 and Supplement No. 3 dated December 29, 2011, by attaching to and making |
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| February 16, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): February 16, 2012 AMBIENT CORPORATION (Exact name of registrant as specified in its charter) Delaware 0-23723 98-0166007 (State or other jurisdiction of incorporation) (Commission Fil |
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| February 16, 2012 |
Ambient Corporation Reports Record 2011 Revenue of $62.3 Million First Full Year of Profitability Investor Contact Michael W. McCarthy [email protected] (617) 614-6906 Media Contact Anna E. Croop [email protected] (617) 614-6739 Exhibit 99.1 Ambient Corporation Reports Record 2011 Revenue of $62.3 Million First Full Year of Profitability Newton, Mass., February 16, 2012 – Ambient Corporation (NASDAQ: AMBT), a leading provider of smart grid communications platforms and applications |
