Basic Stats
| CIK | 817473 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to American Capital Trust I - Preferred Security
SEC Filings (Chronological Order)
This page provides a complete, chronological list of SEC Filings, excluding ownership filings which we provide elsewhere.
| January 17, 2017 |
UNITED STATES OMB APPROVAL SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB Number: 3235-0167 Expires: March 31, 2018 Estimated average burden hours per response . . . 1.50 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANG |
|
| January 5, 2017 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D (RULE 13D - 101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2(a) (Amendment No. 8)* American Capital, Ltd. (Name of Issuer) Common Stock, $0.01 par value (Title of Class of Securities) 02503Y 10 3 (CUSIP Number) Christopher P. Davis, Esq. Kleinberg, Kaplan, W |
|
| January 4, 2017 |
S-8 POS As filed with the Securities and Exchange Commission on January 4, 2017 Registration No. |
|
| January 4, 2017 |
S-8 POS As filed with the Securities and Exchange Commission on January 4, 2017 Registration No. |
|
| January 4, 2017 |
S-8 POS As filed with the Securities and Exchange Commission on January 4, 2017 Registration No. |
|
| January 4, 2017 |
S-8 POS As filed with the Securities and Exchange Commission on January 4, 2017 Registration No. |
|
| January 4, 2017 |
S-8 POS As filed with the Securities and Exchange Commission on January 4, 2017 Registration No. |
|
| January 4, 2017 |
S-8 POS As filed with the Securities and Exchange Commission on January 4, 2017 Registration No. |
|
| January 4, 2017 |
S-8 POS As filed with the Securities and Exchange Commission on January 4, 2017 Registration No. |
|
| January 4, 2017 |
S-8 POS As filed with the Securities and Exchange Commission on January 4, 2017 Registration No. |
|
| January 4, 2017 |
S-8 POS As filed with the Securities and Exchange Commission on January 4, 2017 Registration No. |
|
| January 4, 2017 |
S-8 POS As filed with the Securities and Exchange Commission on January 4, 2017 Registration No. |
|
| January 4, 2017 |
S-8 POS As filed with the Securities and Exchange Commission on January 4, 2017 Registration No. |
|
| January 4, 2017 |
S-8 POS As filed with the Securities and Exchange Commission on January 4, 2017 Registration No. |
|
| January 4, 2017 |
S-8 POS As filed with the Securities and Exchange Commission on January 4, 2017 Registration No. |
|
| January 4, 2017 |
8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 3, 2017 ACAS, LLC (formerly American Capital, Ltd.) (Exact name of registrant as specified in its charter) DELAWARE 814-00149 52-1451377 (State or other jurisdiction of in |
|
| January 4, 2017 |
EX-99.1 Exhibit 99.1 ARES CAPITAL CORPORATION COMPLETES ACQUISITION OF AMERICAN CAPITAL, LTD. Enhances Leadership Position in Middle Market Direct Lending as the Largest BDC with More Than $12 Billion in Assets NEW YORK?January 3, 2017?Ares Capital Corporation (NASDAQ: ARCC) announced today that it has completed its previously announced acquisition of American Capital, Ltd. (NASDAQ: ACAS), enhanci |
|
| January 3, 2017 |
N-54C UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-54C NOTIFICATION OF WITHDRAWAL OF ELECTION TO BE SUBJECT TO SECTIONS 55 THROUGH 65 OF THE INVESTMENT COMPANY ACT OF 1940 FILED PURSUANT TO SECTION 54(c) OF THE INVESTMENT COMPANY ACT OF 1940 The undersigned business development company hereby notifies the Securities and Exchange Commission that it withdraws its el |
|
| December 16, 2016 |
prmerger Exhibit 99.1 Two Bethesda Metro Center 14th Floor Bethesda, MD 20814 (301) 951-6122 (301) 654-6714 Fax www.AmericanCapital.com FOR IMMEDIATE RELEASE December 15, 2016 CONTACT: Investors - (301) 951-5917 Media - (301) 968-9400 AMERICAN CAPITAL SHAREHOLDERS OVERWHELMINGLY APPROVE MERGER WITH ARES CAPITAL Bethesda, MD – December 15, 2016 – American Capital, Ltd. (“American Capital” or the “C |
|
| December 16, 2016 |
Financial Statements and Exhibits, Other Events, Submission of Matters to a Vote of Security Holders Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 16, 2016 (December 15, 2016) American Capital, Ltd. (Exact name of registrant as specified in its charter) DELAWARE 814-00149 52-1451377 (State or other jurisdiction |
|
| December 8, 2016 |
American Capital 425 (Prospectus) Filed by Ares Capital Corporation pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: American Capital, Ltd. |
|
| December 1, 2016 |
American Capital 425 (Prospectus) Document Filed by American Capital, Ltd. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-6(b) of the Securities Exchange Act of 1934 Commission File No. 814-00149 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 _ FORM 8-K _ CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earl |
|
| December 1, 2016 |
Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 1, 2016 American Capital, Ltd. (Exact name of registrant as specified in its charter) DELAWARE 814-00149 52-1451377 (State or other jurisdiction of incorporation) (C |
|
| November 25, 2016 |
American Capital 425 (Prospectus) Filed by Ares Capital Corporation pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: American Capital, Ltd. |
|
| November 22, 2016 |
Document SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the |
|
| November 22, 2016 |
American Capital 425 (Prospectus) Filed by Ares Capital Corporation pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: American Capital, Ltd. |
|
| November 22, 2016 |
American Capital 425 (Prospectus) Filed by Ares Capital Corporation pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: American Capital, Ltd. |
|
| November 16, 2016 |
Document SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the |
|
| November 14, 2016 |
American Capital 425 (Prospectus) Filed by Ares Capital Corporation pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: American Capital, Ltd. |
|
| November 3, 2016 |
American Capital 425 (Prospectus) Filed by Ares Capital Corporation pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: American Capital, Ltd. |
|
| November 3, 2016 |
American Capital FORM 10-Q (Quarterly Report) Document Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
|
| November 3, 2016 |
Financial Statements and Exhibits, Results of Operations and Financial Condition Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 3, 2016 American Capital, Ltd. (Exact name of registrant as specified in its charter) DELAWARE 814-00149 52-1451377 (State or other jurisdiction of incorporation) (C |
|
| November 3, 2016 |
Exhibit Exhibit 99.1 Two Bethesda Metro Center 14 th Floor Bethesda, MD 20814 (301) 951-6122 (301) 654-6714 Fax www.AmericanCapital.com FOR IMMEDIATE RELEASE November 3, 2016 CONTACT: Investors - (301) 951-5917 Media - (301) 968-9400 AMERICAN CAPITAL REPORTS NOI BEFORE INCOME TAXES OF $0.23 PER DILUTED SHARE, NET EARNINGS OF $0.63 PER DILUTED SHARE AND NAV PER SHARE OF $21.40 Bethesda, MD - Novemb |
|
| November 2, 2016 |
American Capital 425 (Prospectus) 425 1 a16-209371425.htm 425 Filed by Ares Capital Corporation pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: American Capital, Ltd. Commission File No. 814-00149 The following is an excerpt from Ares Capital’s quarterly report on Form 10-Q for the period ended September 30, 2016, filed on November 2, |
|
| October 18, 2016 |
Document SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the |
|
| October 18, 2016 |
QuickLinks - Click here to rapidly navigate through this document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
|
| October 18, 2016 |
American Capital 425 (Prospectus) Filed by Ares Capital Corporation pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: American Capital, Ltd. |
|
| October 18, 2016 |
American Capital 425 (Prospectus) 425 1 a16-200782425.htm 425 Filed by Ares Capital Corporation pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: American Capital, Ltd. Commission File No. 814-00149 AN IMPORTANT MESSAGE FOR ALL STOCKHOLDERS Your Vote is Important Dear Valued Stockholder, On May 23, 2016, Ares Capital Corporation (NASDAQ: |
|
| October 18, 2016 |
American Capital 425 (Prospectus) Filed by Ares Capital Corporation pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: American Capital, Ltd. |
|
| September 1, 2016 |
Document September 1 , 2016 Via EDGAR And E-mail Mr. Jacob Sandoval Securities and Exchange Commission Division of Investment Management 100 F Street, NE Washington, D.C. 20549 RE: American Capital, Ltd. Annual Report on Form 10-K for the Fiscal Year Ended December 31, 2015 (File No. 814-00149) Dear Mr. Sandoval: American Capital, Ltd. (the ? Company ?) is responding to the verbal comments that it |
|
| August 26, 2016 |
complaint FIRM/AFFILIATE OFFICES - BOSTON CHICAGO HOUSTON LOS ANGELES PALO ALTO WASHINGTON, D. |
|
| August 26, 2016 |
complaint FIRM/AFFILIATE OFFICES - BOSTON CHICAGO HOUSTON LOS ANGELES PALO ALTO WASHINGTON, D. |
|
| August 3, 2016 |
form4033barba FIRM/AFFILIATE OFFICES - BOSTON CHICAGO HOUSTON LOS ANGELES PALO ALTO WASHINGTON, D. |
|
| August 3, 2016 |
American Capital FORM 10-Q (Quarterly Report) Document Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
|
| August 3, 2016 |
Financial Statements and Exhibits, Results of Operations and Financial Condition Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 3, 2016 American Capital, Ltd. (Exact name of registrant as specified in its charter) DELAWARE 814-00149 52-1451377 (State or other jurisdiction of incorporation) (Com |
|
| August 3, 2016 |
Exhibit Exhibit 99.1 Two Bethesda Metro Center 14 th Floor Bethesda, MD 20814 (301) 951-6122 (301) 654-6714 Fax www.AmericanCapital.com FOR IMMEDIATE RELEASE August 3, 2016 CONTACT: Investors - (301) 951-5917 Media - (301) 968-9400 AMERICAN CAPITAL REPORTS NOI BEFORE INCOME TAXES OF $0.31 PER DILUTED SHARE, NET EARNINGS OF $0.47 PER DILUTED SHARE AND NAV PER SHARE OF $20.77 Bethesda, MD - August 3 |
|
| July 27, 2016 |
a4033complaint FIRM/AFFILIATE OFFICES - BOSTON CHICAGO HOUSTON LOS ANGELES PALO ALTO WASHINGTON, D. |
|
| July 20, 2016 |
complaintforbercurya01 FIRM/AFFILIATE OFFICES - BOSTON CHICAGO HOUSTON LOS ANGELES PALO ALTO WASHINGTON, D. |
|
| July 8, 2016 |
acasform4033filingrevise FIRM/AFFILIATE OFFICES - BOSTON CHICAGO HOUSTON LOS ANGELES PALO ALTO WASHINGTON, D. |
|
| July 1, 2016 |
EX-10.1 2 a280letterfinal.htm EXHIBIT 10.1 Exhibit 10.1 American Capital, Ltd. Two Bethesda Metro Center, 12th Floor Bethesda, MD 20814 (301) 951-6122 (301) 654-6714 fax www.AmericanCapital.com Nasdaq: ACAS Annapolis ▪ Chicago ▪ London ▪ New York ▪ Paris ▪ Washington, D.C. 1002075511v1 June 27, 2016 Malon Wilkus American Capital, Ltd. Two Bethesda Metro Center Bethesda, MD 20814 Re: Letter Agreeme |
|
| July 1, 2016 |
8-K 1 acas8-k07x01x16.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 1, 2016 (June 27, 2016) American Capital, Ltd. (Exact name of registrant as specified in its charter) DELAWARE 814-00149 52-1451377 (State or other |
|
| June 8, 2016 |
American Capital 425 (Prospectus) Filed by Ares Capital Corporation pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: American Capital, Ltd. |
|
| June 8, 2016 |
Document SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the |
|
| June 7, 2016 |
American Capital 8-K (Current Report/Significant Event) Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 7, 2016 (June 6, 2016) American Capital, Ltd. (Exact name of registrant as specified in its charter) DELAWARE 814-00149 52-1451377 (State or other jurisdiction of incorp |
|
| June 7, 2016 |
[The remainder of this page intentionally left blank] Exhibit Exhibit 10.1 AGREEMENT This Agreement (this ? Agreement ?) is made and entered into as of June 6, 2016, by and among American Capital, Ltd., a Delaware corporation (the ? Company ?), Elliott Associates, L.P., a Delaware limited partnership (? Elliott ?), Elliott International, L.P., a Cayman Islands limited partnership (? Elliott International ?), and Elliott International Capital Advisors |
|
| June 6, 2016 |
S6Y/5I3N-_F!IBQ*&R4 M#SC[2J;I+#2J begin 644 americancapex99-060616.pdf M)5!$1BTQ+C4-)>+CS],-"C4U(# @;V)J#3P\+TQI;F5A + 8&1@+$?\9%/P$"# !6) X/#0IE;F1S=')E86T-96YD;V)J#7-T87)T M>')E9@T*, T*)25%3T8-"B @(" @(" @#0HW." P(&]B:@T\/"]&:6QT97(O M1FQA=&5$96-O9&4O22 Q.#4O3" Q-CDO3&5N9W1H(#$T-B]3(#$R,SX^"Z )938&!8<@U(,P)Q%Q K M,S!L?@/A,TH!!!@ ]?%LP(# @ M-C$R(##<+@'XOM4$A('5)# J([BZ(N.JJ.IDIS*-FT9@ M%@KWU@PQDS7CF-SLS6UBE$&?VX1A[E:85*6Q9VG*L0+& |
|
| June 6, 2016 |
ACAS / American Capital, Ltd. / Elliott Associates, L.P. - JUNE 6, 2016 Activist Investment SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D (RULE 13D - 101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2(a) (Amendment No. 7)* American Capital, Ltd. (Name of Issuer) Common Stock, $0.01 par value (Title of Class of Securities) 02503Y 10 3 (CUSIP Number) Christopher P. Davis, Esq. Kleinberg, Kaplan, W |
|
| June 6, 2016 |
Please see PDF for document reference EX-99.1 2 americancapex99-060616.htm AGREEMENT Please see PDF for document reference |
|
| May 26, 2016 |
American Capital 425 (Prospectus) Filed by Ares Capital Corporation pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: American Capital, Ltd. |
|
| May 25, 2016 |
DEFA14A 1 acas8-kdefa14a05x25x16.htm DEFA14A SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy State |
|
| May 25, 2016 |
Exhibit Exhibit 2.1 AGREEMENT AND PLAN OF MERGER By and Among ARES CAPITAL CORPORATION, ORION ACQUISITION SUB, INC., AMERICAN CAPITAL, LTD., AMERICAN CAPITAL ASSET MANAGEMENT, LLC, IVY HILL ASSET MANAGEMENT, L.P., IVY HILL ASSET MANAGEMENT GP, LLC, in its capacity as general partner of Ivy Hill Asset Management, L.P., and, solely for purposes of Section 2.2(a)(ii)(B) , Section 2.3(a)(iii) , Sectio |
|
| May 25, 2016 |
Exhibit Exhibit 2.2 PURCHASE AND SALE AGREEMENT By and Among AMERICAN CAPITAL ASSET MANAGEMENT, LLC, AMERICAN CAPITAL MORTGAGE MANAGEMENT, LLC, AMERICAN CAPITAL, LTD., and AMERICAN CAPITAL AGENCY CORP. Dated as of May 23, 2016 TABLE OF CONTENTS Page ARTICLE I PURCHASE AND SALE Section 1.1 Purchase and Sale of the Interests 2 Section 1.2 Closing Deliverables 2 Section 1.3 Closing 3 Section 1.4 With |
|
| May 25, 2016 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events 8-K 1 acas8-k05x25x16.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 25, 2016 (May 23, 2016) American Capital, Ltd. (Exact name of registrant as specified in its charter) DELAWARE 814-00149 52-1451377 (State or other j |
|
| May 25, 2016 |
Exhibit Exhibit 2.1 AGREEMENT AND PLAN OF MERGER By and Among ARES CAPITAL CORPORATION, ORION ACQUISITION SUB, INC., AMERICAN CAPITAL, LTD., AMERICAN CAPITAL ASSET MANAGEMENT, LLC, IVY HILL ASSET MANAGEMENT, L.P., IVY HILL ASSET MANAGEMENT GP, LLC, in its capacity as general partner of Ivy Hill Asset Management, L.P., and, solely for purposes of Section 2.2(a)(ii)(B) , Section 2.3(a)(iii) , Sectio |
|
| May 24, 2016 |
Document SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the |
|
| May 24, 2016 |
American Capital 425 (Prospectus) Filed by Ares Capital Corporation pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: American Capital, Ltd. |
|
| May 23, 2016 |
American Capital 425 (Prospectus) Filed by Ares Capital Corporation pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: American Capital, Ltd. |
|
| May 23, 2016 |
SEC Document SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of |
|
| May 23, 2016 |
presentation992 1 Ares Capital Corporation Strategic Acquisition of American Capital Investor Presentation May 23, 2016 Exhibit 99. |
|
| May 23, 2016 |
American Capital 8-K (Current Report/Significant Event) SEC Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 23, 2016 American Capital, Ltd. (Exact name of registrant as specified in its charter) DELAWARE 814-00149 52-1451377 (State or other jurisdiction of incorporation) (C |
|
| May 23, 2016 |
acaspr Exhibit 99.1 ARES CAPITAL CORPORATION TO ACQUIRE AMERICAN CAPITAL, LTD IN TRANSACTION VALUED AT $3.4 BILLION Enhances Ares Capital?s Position as the Market Leading Business Development Company and a Leading Middle Market Direct Lender with More Than $13 Billion in Pro Forma Investments In a separate transaction, American Capital announced the sale of American Capital Mortgage Management, LL |
|
| May 23, 2016 |
American Capital 425 (Prospectus) Filed by Ares Capital Corporation pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: American Capital, Ltd. |
|
| May 23, 2016 |
ACAS / American Capital, Ltd. / Elliott Associates, L.P. - MAY 23, 2016 Activist Investment SC 13D/A 1 americancap13da-052316.htm MAY 23, 2016 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D (RULE 13D - 101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2(a) (Amendment No. 6)* American Capital, Ltd. (Name of Issuer) Common Stock, $0.01 par value (Title of Class of Securities) 02503Y 10 3 (CUSIP Numb |
|
| May 23, 2016 |
May 23, 2016 Elliott Associates, L.P. Elliott International, L.P. Elliott International Capital Advisors Inc. 40 West 57th Street New York, NY 10019 Attention: Joseph Jackson Ladies and Gentlemen: Reference is made in this letter agreement (the "Agreement") to a proposed Stockholder Voting and Support Agreement (the "Support Agreement") to be entered into by Ares Capital Corporation, a Maryland co |
|
| May 23, 2016 |
STOCKHOLDER VOTING AND SUPPORT AGREEMENT EX-99.1 2 americancapex991-052316.htm MAY 23, 2016 STOCKHOLDER VOTING AND SUPPORT AGREEMENT THIS STOCKHOLDER VOTING AND SUPPORT AGREEMENT (this "Agreement") is made and entered into as of May 23, 2016 by and between Ares Capital Corporation, a Maryland corporation ("Parent"), on the one hand, and Elliott Associates, L.P., a Delaware limited partnership ("Elliott"), and Elliott International, L.P., |
|
| May 11, 2016 |
ACAS / American Capital, Ltd. / Elliott Associates, L.P. - MAY 11, 2016 Activist Investment SC 13D/A 1 americancap13da-051116.htm MAY 11, 2016 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D (RULE 13D - 101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2(a) (Amendment No. 5)* American Capital, Ltd. (Name of Issuer) Common Stock, $0.01 par value (Title of Class of Securities) 02503Y 10 3 (CUSIP Numb |
|
| May 6, 2016 |
American Capital FORM 10-Q (Quarterly Report) 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
|
| May 6, 2016 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 acas8k33116.htm FORM 8-K PRESS RELEASE UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 6, 2016 American Capital, Ltd. (Exact name of registrant as specified in its charter) DELAWARE 814-00149 52-1451377 (State or other ju |
|
| May 6, 2016 |
EX-99.1 2 acas8k33116exhibit991.htm EXHIBIT 99.1 Exhibit 99.1 Two Bethesda Metro Center 14th Floor Bethesda, MD 20814 (301) 951-6122 (301) 654-6714 Fax www.AmericanCapital.com FOR IMMEDIATE RELEASE May 6, 2016 CONTACT: Investors - (301) 951-5917 Media - (301) 968-9400 AMERICAN CAPITAL REPORTS NOI BEFORE INCOME TAXES OF $0.40 PER DILUTED SHARE, NET LOSS OF $(0.34) PER DILUTED SHARE AND NAV PER SHAR |
|
| April 29, 2016 |
American Capital FORM 10-K/A (Annual Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A (Amendment No. 1) (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2015 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number 814-00149 AMERICAN CAPITAL, LTD. (Exact |
|
| April 29, 2016 |
Exhibit 10.23 CONSULTING AGREEMENT This CONSULTING AGREEMENT (this “Agreement”) made as of the 1st day of April, 2015 (the “Effective Date”), by and between IRA WAGNER (“Consultant”), and AMERICAN CAPITAL, LTD., of Bethesda, Maryland (“Client”). WHEREAS, Client wishes to retain the services of Consultant to advise and consult Client in certain matters relative to Client’s business; and WHEREAS, Co |
|
| April 29, 2016 |
CONFIDENTAL SEPARATION AGREEMENT AND GENERAL RELEASE Exhibit 10.22 CONFIDENTAL SEPARATION AGREEMENT AND GENERAL RELEASE THIS CONFIDENTIAL SEPARATION AGREEMENT AND GENERAL RELEASE (this “Agreement”) is entered into as of March 31, 2015, by and between AMERICAN CAPITAL, LTD., a Delaware corporation (the “Company”), and IRA WAGNER, an individual (“Executive”). W I T N E S S E T H WHEREAS, Executive has been President, European Private Finance of the Co |
|
| April 7, 2016 |
EX-99.1 2 americancapitalrepurchas.htm EXHIBIT 99.1 American Capital, Ltd. Two Bethesda Metro Center, 14th Floor Bethesda, MD 20814 (301) 951-6122 (301) 654-6714 fax [email protected] April 7, 2016 RE: AMERICAN CAPITAL SHARE REPURCHASE PROGRAM Dear American Capital Stockholders: We are writing this letter to provide the notice required by law that we may be repurchasing shares under our Sha |
|
| April 7, 2016 |
Financial Statements and Exhibits, Other Events 8-K 1 a8-kstockrepurchase4x7x16.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 7, 2016 American Capital, Ltd. (Exact name of registrant as specified in its charter) DELAWARE 814-00149 52-1451377 (State or other juris |
|
| April 4, 2016 |
40-17F2 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-2 Certificate of Accounting of Securities and Similar Investments in the Custody of Management Investment Companies Pursuant to Rule 17f-2 [17 CFR 270.17f-2] 1. Investment Company Act File Number: Date examination completed: 814-00149 December 31, 2015 2. State Identification Number: AL AK AZ AR CA CO CT DE |
|
| March 17, 2016 |
American Capital 8-K (Current Report/Significant Event) 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 17, 2016 (March 14, 2016) American Capital, Ltd. (Exact name of registrant as specified in its charter) DELAWARE 814-00149 52-1451377 (State or other jurisdiction of incorpo |
|
| March 11, 2016 |
ACAS / American Capital, Ltd. / Elliott Associates, L.P. - MARCH 11, 2016 Activist Investment SC 13D/A 1 americancap13da-031116.htm MARCH 11, 2016 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D (RULE 13D - 101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2(a) (Amendment No. 4)* American Capital, Ltd. (Name of Issuer) Common Stock, $0.01 par value (Title of Class of Securities) 02503Y 10 3 (CUSIP Nu |
|
| February 17, 2016 |
EX-99.1 2 acas8k123115exhibit991.htm EXHIBIT 99.1 Exhibit 99.1 Two Bethesda Metro Center 14th Floor Bethesda, MD 20814 (301) 951-6122 (301) 654-6714 Fax www.AmericanCapital.com FOR IMMEDIATE RELEASE February 17, 2016 CONTACT: Investors - (301) 951-5917 Media - (301) 968-9400 AMERICAN CAPITAL REPORTS 2015 NOI BEFORE INCOME TAXES OF $1.41 PER DILUTED SHARE, NET LOSS OF $(0.70) PER DILUTED SHARE AND |
|
| February 17, 2016 |
EX-10.7 3 acas10k123115ex107.htm EXHIBIT 10.7 Exhibit 10.7 SECOND AMENDED AND RESTATED CREDIT AGREEMENT Dated as of December 11, 2015 among ACAS FUNDING I, LLC, as Borrower, THE LENDER PARTIES HERETO, BANK OF AMERICA, N.A., as Administrative Agent and The Other Lender Parties Hereto BANK OF AMERICA MERRILL LYNCH, as Sole Lead Arranger and Sole Book Manager i TABLE OF CONTENTS Section Page ARTICLE |
|
| February 17, 2016 |
Consolidated Financial Statements of European Capital Limited Exhibit 99.1 Consolidated Financial Statements of European Capital Limited The accompanying consolidated financial statements of European Capital Limited, a wholly-owned portfolio company of American Capital, Ltd., are being provided pursuant to Rule 3-09 of Regulation S-X. These consolidated financial statements are as of December 31, 2014 and 2013 and for each of the three years ended December 3 |
|
| February 17, 2016 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 17, 2016 American Capital, Ltd. (Exact name of registrant as specified in its charter) DELAWARE 814-00149 52-1451377 (State or other jurisdiction of incorporation) (Commi |
|
| February 17, 2016 |
Exhibit 4.4 Supplemental Indenture SUPPLEMENTAL INDENTURE, (this “Supplemental Indenture”) dated as of September 10, 2014, by and among the party that is a signatory hereto as Guarantor (the “Guaranteeing Subsidiary”), and U.S. Bank National Association, as Trustee under the Indenture referred to below. W I T N E S S E T H: WHEREAS, each of the Company and the Trustee have heretofore executed and |
|
| February 17, 2016 |
Exhibit 24 POWER OF ATTORNEY KNOW ALL MEN BY THESE PRESENTS, that the undersigned directors and officers of American Capital, Ltd. |
|
| February 17, 2016 |
ACAS / American Capital, Ltd. 10-K - Annual Report - FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2015 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number 814-00149 AMERICAN CAPITAL, LTD. (Exact n |
|
| February 17, 2016 |
Consolidated Financial Statements of American Capital Asset Management, LLC Exhibit 99.2 Consolidated Financial Statements of American Capital Asset Management, LLC The consolidated financial statements of American Capital Asset Management, LLC, a wholly-owned portfolio company of American Capital, Ltd., are being provided pursuant to Rule 3-09 of Regulation S-X. These consolidated financial statements are as of December 31, 2015 and 2014 and for each of the three years e |
|
| February 17, 2016 |
FIRST AMENDMENT TO CREDIT AGREEMENT Exhibit 10.12 FIRST AMENDMENT TO CREDIT AGREEMENT THIS FIRST AMENDMENT TO CREDIT AGREEMENT (together with all schedules and exhibits hereto, this “First Amendment”), dated as of December 14, 2015, is entered into by and among ACAS FUNDING II, LLC, a Delaware limited liability company (the “Borrower”), and DEUTSCHE BANK AG, NEW YORK BRANCH (“DBNY”) as administrative agent (in such capacity, the “Ad |
|
| February 17, 2016 |
AMERICAN CAPITAL, LTD. Computation of Ratio of Earnings to Fixed Charges ($ in millions) Exhibit 12.1 AMERICAN CAPITAL, LTD. Computation of Ratio of Earnings to Fixed Charges ($ in millions) (unaudited) Year Ended December 31, 2015 2014 2013 2012 2011 Net (loss) earnings before taxes Net (loss) earnings $ (187 ) $ 434 $ 184 $ 1,136 $ 974 Tax provision (benefit) 152 64 53 (21 ) (428 ) Net (loss) earnings before taxes $ (35 ) $ 498 $ 237 $ 1,115 $ 546 Fixed charges Interest expense $ 79 |
|
| January 26, 2016 |
ACAS / American Capital, Ltd. / Elliott Associates, L.P. - JANUARY 26, 2016 Activist Investment SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D (RULE 13D - 101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2(a) (Amendment No. 3)* American Capital, Ltd. (Name of Issuer) Common Stock, $0.01 par value (Title of Class of Securities) 02503Y 10 3 (CUSIP Number) Christopher P. Davis, Esq. Kleinberg, Kaplan, W |
|
| January 15, 2016 |
8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 15, 2016 American Capital, Ltd. (Exact name of registrant as specified in its charter) DELAWARE 814-00149 52-1451377 (State or other jurisdiction of incorporation) (Commis |
|
| January 12, 2016 |
American Capital 8-K (Current Report/Significant Event) 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 12, 2016 (January 7, 2016) American Capital, Ltd. (Exact name of registrant as specified in its charter) DELAWARE 814-00149 52-1451377 (State or other jurisdiction of inco |
|
| December 23, 2015 |
40-17F2 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-2 Certificate of Accounting of Securities and Similar Investments in the Custody of Management Investment Companies Pursuant to Rule 17f-2 [17 CFR 270.17f-2] 1. Investment Company Act File Number: Date examination completed: 814-00149 September 30, 2015 2. State Identification Number: AL AK AZ AR CA CO CT DE |
|
| December 16, 2015 |
Entry into a Material Definitive Agreement UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 16, 2015 (December 11, 2015) American Capital, Ltd. (Exact name of registrant as specified in its charter) DELAWARE 814-00149 52-1451377 (State or other jurisdiction of incor |
|
| December 16, 2015 |
ACAS / American Capital, Ltd. / Elliott Associates, L.P. - DECEMBER 16, 2015 Activist Investment SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D (RULE 13D - 101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2(a) (Amendment No. 2)* American Capital, Ltd. (Name of Issuer) Common Stock, $0.01 par value (Title of Class of Securities) 02503Y 10 3 (CUSIP Number) Christopher P. Davis, Esq. Kleinberg, Kaplan, W |
|
| November 25, 2015 |
Exhibit 99.1 Confidentiality Agreement Elliott Associates, L.P. and Elliott International, L.P. (collectively, the “Receiving Party”), has requested certain information of American Capital, Ltd. (“ACAS” or the “Company”) concerning ACAS, which is non-public, confidential and/or proprietary in nature. ACAS has required the execution and delivery of this Agreement as a condition to furnishing the Re |
|
| November 25, 2015 |
ACAS / American Capital, Ltd. / Elliott Associates, L.P. - NOVEMBER 25, 2015 Activist Investment SC 13D/A 1 americancap13da-112515.htm NOVEMBER 25, 2015 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D (RULE 13D - 101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2(a) (Amendment No. 1)* American Capital, Ltd. (Name of Issuer) Common Stock, $0.01 par value (Title of Class of Securities) 02503Y 10 3 (CUSIP |
|
| November 24, 2015 |
Power of Attorney Know all by these presents, that the undersigned hereby constitutes and appoints each of John R. |
|
| November 19, 2015 |
American Capital 8-K (Current Report/Significant Event) 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 19, 2015 American Capital, Ltd. (Exact name of registrant as specified in its charter) DELAWARE 814-00149 52-1451377 (State or other jurisdiction of incorporation) (Commi |
|
| November 16, 2015 |
Please see PDF for document reference |
|
| November 16, 2015 |
EX-99.3 5 ex993-asac13d111615.htm JOINT FILING AGREEMENT EXHIBIT 99.3 JOINT FILING AGREEMENT The undersigned hereby agree that the statement on Schedule 13D with respect to the Common Stock, $0.01 par value, of American Capital, Ltd. dated as of the date hereof is, and any further amendments thereto signed by each of the undersigned shall be, filed on behalf of each of the undersigned pursuant to |
|
| November 16, 2015 |
ACAS / American Capital, Ltd. / Elliott Associates, L.P. - SCHEDULE 13D Activist Investment SC 13D 1 acas13d-111615.htm SCHEDULE 13D SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D (RULE 13D - 101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2(a) (Amendment No. )* American Capital, Ltd. (Name of Issuer) Common Stock, $0.01 par value (Title of Class of Securities) 02503Y 10 3 (CUSIP Number) Christo |
|
| November 16, 2015 |
begin 644 ex991-acas13d111615.pdf M)5!$1BTQ+C0-)>+CS],-"C,P-" P(&]B:@T\/"],:6YE87)I>F5D(#$O3" Q M,#(Q,C V+T\@,S [email protected](S.#4O3B S-"]4(#$P,C T-3@O2"!;(#0V." T M,3==/CX-96YD;V)J#2 @(" @(" @(" @#0HS,3(@,"!O8FH-/#PO1&5C;V1E M4&%R;7,\/"]#;VQU;6YS(#0O4')E9&EC=&]R(#$R/CXO1FEL=&5R+T9L871E M1&5C;V1E+TE$6SPR0D%&-T,U-#1"0T,S-C8U-$9#.3@Y,C-#,CE!138T-CX\ M0T9&03@S,#DU14(U-C@T,D$Q.#5!,S=$.$1&1C1"0D(^72]);F1E>%L |
|
| November 16, 2015 |
EXHIBIT 99.2 Elliott Management Corp. 40 West 57th Street New York, New York 10019 - Tel. (212) 974-6000 Fax: (212) 974-2092 November 16, 2015 The Board of Directors American Capital 2 Bethesda Metro Center 14th Floor Bethesda, MD 2081 Attention: Malon Wilkus, Chairman and Chief Executive Officer Dear Members of the Board of Directors: Elliott Associates, L.P. and Elliott International, L.P. (“Ell |
|
| November 6, 2015 |
DEFA14A SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the C |
|
| November 5, 2015 |
DEFA14A SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the C |
|
| November 5, 2015 |
American Capital 8-K (Current Report/Significant Event) 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 5, 2015 American Capital, Ltd. (Exact name of registrant as specified in its charter) DELAWARE 814-00149 52-1451377 (State or other jurisdiction of incorporation) (Commis |
|
| November 5, 2015 |
acasacapthreeyearforecas 3 YEAR FORECASTS © 2015 American Capital, Ltd. All Rights Reserved. NASDAQ : ACAS GLOBAL ALTERNATIVE ASSET MANAGER NOVEMBER 5, 2015 Nasdaq: ACAS As previously announced, American Capital, Ltd.’s (“American Capital,” “we,” “us,” and “our”) Board of Directors has approved a plan to transfer most of its existing investment assets to a newly-formed subsidiary, American Capital |
|
| November 4, 2015 |
Exhibit Exhibit 99.1 Two Bethesda Metro Center 14 th Floor Bethesda, MD 20814 (301) 951-6122 (301) 654-6714 Fax www.AmericanCapital.com FOR IMMEDIATE RELEASE November 4, 2015 CONTACT: Investors - (301) 951-5917 Media - (301) 968-9400 AMERICAN CAPITAL REPORTS NOI BEFORE INCOME TAXES OF $0.40 PER DILUTED SHARE, NET LOSS OF $(0.14) PER DILUTED SHARE AND NAV PER SHARE OF $20.44 Bethesda, MD - November |
|
| November 4, 2015 |
American Capital FORM 8-K PRESS RELEASE (Current Report/Significant Event) 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 4, 2015 American Capital, Ltd. (Exact name of registrant as specified in its charter) DELAWARE 814-00149 52-1451377 (State or other jurisdiction of incorporation) (Commis |
|
| September 30, 2015 |
PRE 14A Table of Contents SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: x Preliminary Proxy Statement ? Confidential |
|
| September 11, 2015 |
40-17F2 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-2 Certificate of Accounting of Securities and Similar Investments in the Custody of Management Investment Companies Pursuant to Rule 17f-2 [17 CFR 270.17f-2] 1. Investment Company Act File Number: Date examination completed: 814-00149 May 31, 2015 2. State Identification Number: AL AK AZ AR CA CO CT DE DC FL |
|
| September 11, 2015 |
American Capital 8-K (Current Report/Significant Event) 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 11, 2015 American Capital, Ltd. (Exact name of registrant as specified in its charter) DELAWARE 814-00149 52-1451377 (State or other jurisdiction of incorporation) (Comm |
|
| September 11, 2015 |
americancapitalrepurchas American Capital, Ltd. Two Bethesda Metro Center, 14th Floor Bethesda, MD 20814 (301) 951-6122 (301) 654-6714 fax [email protected] September 11, 2015 RE: AMERICAN CAPITAL SHARE REPURCHASE PROGRAM Dear American Capital Stockholders: We are writing this letter to provide the notice required by law that we may be repurchasing shares under our Share Repurchase Program |
|
| August 5, 2015 |
American Capital FORM 8-K PRESS RELEASE (Current Report/Significant Event) ACAS 8K 6.30.15 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 5, 2015 American Capital, Ltd. (Exact name of registrant as specified in its charter) DELAWARE 814-00149 52-1451377 (State or other jurisdiction of incorporatio |
|
| August 5, 2015 |
ACAS 8K 6.30.15 Exhibit 99.1 Exhibit 99.1 Two Bethesda Metro Center 14 th Floor Bethesda, MD 20814 (301) 951-6122 (301) 654-6714 Fax www.AmericanCapital.com FOR IMMEDIATE RELEASE August 5, 2015 CONTACT: Investors - (301) 951-5917 Media - (301) 968-9400 AMERICAN CAPITAL REPORTS NOI BEFORE INCOME TAXES OF $0.34 PER DILUTED SHARE, NET EARNINGS OF $0.22 PER DILUTED SHARE, AND NAV PER SHARE OF $20.35 B |
|
| May 6, 2015 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 acas8k33115.htm FORM 8-K PRESS RELEASE UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 6, 2015 American Capital, Ltd. (Exact name of registrant as specified in its charter) DELAWARE 814-00149 52-1451377 (State or other ju |
|
| May 6, 2015 |
ACAS 8K 3.31.15 Exhibit 99.1 Exhibit 99.1 Two Bethesda Metro Center 14 th Floor Bethesda, MD 20814 (301) 951-6122 (301) 654-6714 Fax www.AmericanCapital.com FOR IMMEDIATE RELEASE May 6, 2015 CONTACT: Investors - (301) 951-5917 Media - (301) 968-9400 AMERICAN CAPITAL REPORTS NET OPERATING INCOME BEFORE INCOME TAXES OF $0.28 PER DILUTED SHARE, NET EARNINGS OF $0.05 PER DILUTED SHARE, NET ASSET VALUE |
|
| April 27, 2015 |
American Capital 8-K (Current Report/Significant Event) ACAS 8-K AM Results (4-24-15) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
|
| April 3, 2015 |
ACAS N-17f-2 12.31.14 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-2 Certificate of Accounting of Securities and Similar Investments in the Custody of Management Investment Companies Pursuant to Rule 17f-2 [17 CFR 270.17f-2] 1. Investment Company Act File Number: Date examination completed: 814-00149 December 31, 2014 2. State Identification Number: AL AK AZ A |
|
| March 30, 2015 |
DEFA14A 1 acas2015noticeofinternetav.htm DEFA14A SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ý Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy S |
|
| March 11, 2015 |
DEF 14A Table of Contents SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential |
|
| February 25, 2015 |
Exhibit 99.1 Two Bethesda Metro Center 14th Floor Bethesda, MD 20814 (301) 951-6122 (301) 654-6714 Fax www.AmericanCapital.com FOR IMMEDIATE RELEASE February 24, 2015 CONTACT: Investors - (301) 951-5917 Media - (301) 968-9400 AMERICAN CAPITAL REPORTS 2014 NET OPERATING INCOME BEFORE INCOME TAXES OF $0.65 PER DILUTED SHARE, NET EARNINGS OF $1.55 PER DILUTED SHARE AND NET ASSET VALUE PER SHARE OF $2 |
|
| February 25, 2015 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 24, 2015 American Capital, Ltd. (Exact name of registrant as specified in its charter) DELAWARE 814-00149 52-1451377 (State or other jurisdiction of incorporation) (Commissio |
|
| February 12, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1 )* American Capital, Ltd. (Name of Issuer) Common Stock (Title of Class of Securities) 02503Y103 (CUSIP Number) December 31, 2014 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this |
|
| February 4, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 4, 2015 (January 29, 2015) American Capital, Ltd. (Exact name of registrant as specified in its charter) DELAWARE 814-00149 52-1451377 (State or other jurisdiction of incorpo |
|
| January 13, 2015 |
Costs Associated with Exit or Disposal Activities UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 13, 2015 (October 30, 2014) American Capital, Ltd. (Exact name of registrant as specified in its charter) DELAWARE 814-00149 52-1451377 (State or other jurisdiction of incor |
|
| December 24, 2014 |
ACAS / American Capital, Ltd. 40-17F2 - - 40-17F2 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-2 Certificate of Accounting of Securities and Similar Investments in the Custody of Management Investment Companies Pursuant to Rule 17f-2 [17 CFR 270.17f-2] 1. Investment Company Act File Number: Date examination completed: 814-00149 October 31, 2014 2. State Identification Number: AL AK AZ AR CA CO CT DE DC FL GA |
|
| November 5, 2014 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 5, 2014 American Capital, Ltd. (Exact name of registrant as specified in its charter) DELAWARE 814-00149 52-1451377 (State or other jurisdiction of incorporation) (Commission |
|
| November 5, 2014 |
Exhibit 99.1 Two Bethesda Metro Center 14th Floor Bethesda, MD 20814 (301) 951-6122 (301) 654-6714 Fax www.AmericanCapital.com FOR IMMEDIATE RELEASE November 5, 2014 CONTACT: Investors - (301) 951-5917 Media - (301) 968-9400 AMERICAN CAPITAL REPORTS NET OPERATING INCOME BEFORE INCOME TAXES OF $0.24 PER DILUTED SHARE, NET EARNINGS OF $0.41 PER DILUTED SHARE AND NET ASSET VALUE PER SHARE OF $20.54 B |
|
| October 30, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 30, 2014 (October 24, 2014) American Capital, Ltd. (Exact name of registrant as specified in its charter) DELAWARE 814-00149 52-1451377 (State or other jurisdiction of incorpo |
|
| October 10, 2014 |
ACAS / American Capital, Ltd. 40-17F2 - - 40-17F2 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-2 Certificate of Accounting of Securities and Similar Investments in the Custody of Management Investment Companies Pursuant to Rule 17f-2 [17 CFR 270.17f-2] 1. Investment Company Act File Number: Date examination completed: 814-00149 August 31, 2014 2. State Identification Number: AL AK AZ AR CA CO CT DE DC FL GA H |
|
| August 6, 2014 |
Exhibit 99.1 Two Bethesda Metro Center 14th Floor Bethesda, MD 20814 (301) 951-6122 (301) 654-6714 Fax www.AmericanCapital.com FOR IMMEDIATE RELEASE August 6, 2014 CONTACT: Investors - (301) 951-5917 Media - (301) 968-9400 AMERICAN CAPITAL REPORTS NET OPERATING INCOME BEFORE INCOME TAXES OF $0.15 PER DILUTED SHARE, NET EARNINGS OF $0.76 PER DILUTED SHARE AND NET ASSET VALUE PER SHARE OF $20.12 Bet |
|
| August 6, 2014 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 6, 2014 American Capital, Ltd. (Exact name of registrant as specified in its charter) DELAWARE 814-00149 52-1451377 (State or other jurisdiction of incorporation) (Commission F |
|
| July 2, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 2, 2014 (June 27, 2014) American Capital, Ltd. (Exact name of registrant as specified in its charter) DELAWARE 814-00149 52-1451377 (State or other jurisdiction of incorporation) |
|
| May 12, 2014 |
American Capital Launches $1.1 Billion U.S. Lower Middle Market Private Equity Fund Exhibit 99.1 Two Bethesda Metro Center 14th Floor Bethesda, MD 20814 (301) 951-6122 (301) 654-6714 Fax [email protected] www.AmericanCapital.com FOR IMMEDIATE RELEASE May 6, 2014 Contact: Investor Relations – (301) 951-5917 American Capital Launches $1.1 Billion U.S. Lower Middle Market Private Equity Fund Bethesda, MD - May 6, 2014 - American Capital, Ltd. (Nasdaq: ACAS) ("American Capital |
|
| May 12, 2014 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 12, 2014 (May 6, 2014) American Capital, Ltd. (Exact name of registrant as specified in its charter) DELAWARE 814-00149 52-1451377 (State or other jurisdiction of incorporation) ( |
|
| May 7, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 7, 2014 American Capital, Ltd. (Exact name of registrant as specified in its charter) DELAWARE 814-00149 52-1451377 (State or other jurisdiction of incorporation) (Commission File |
|
| May 7, 2014 |
Exhibit 99.1 Two Bethesda Metro Center 14th Floor Bethesda, MD 20814 (301) 951-6122 (301) 654-6714 Fax www.AmericanCapital.com FOR IMMEDIATE RELEASE May 7, 2014 CONTACT: Investors - (301) 951-5917 Media - (301) 968-9400 AMERICAN CAPITAL REPORTS NET OPERATING INCOME BEFORE INCOME TAXES OF $0.06 PER DILUTED SHARE, NET EARNINGS OF $0.25 PER DILUTED SHARE AND NET ASSET VALUE PER SHARE OF $19.29 Bethes |
|
| May 1, 2014 |
Submission of Matters to a Vote of Security Holders - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 1, 2014 (April 25, 2014) American Capital, Ltd. (Exact name of registrant as specified in its charter) DELAWARE 814-00149 52-1451377 (State or other jurisdiction of incorporation) |
|
| March 25, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-2 Certificate of Accounting of Securities and Similar Investments in the Custody of Management Investment Companies Pursuant to Rule 17f-2 [17 CFR 270.17f-2] 1. Investment Company Act File Number: Date examination completed: 814-00149 December 31, 2013 2. State Identification Number: AL AK AZ AR CA CO CT DE DC FL GA |
|
| March 14, 2014 |
DEF 14A 1 d683414ddef14a.htm DEF 14A Table of Contents SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary P |
|
| March 3, 2014 |
American Capital FORM 10-K (Annual Report) ACAS 10K 12.31.13 Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2013 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number 814-00149 AMERICAN CAPI |
|
| February 26, 2014 |
EX-99.1 2 ex991pressrelease2-26x13.htm PRESS RELEASE Exhibit 99.1 Two Bethesda Metro Center 14th Floor Bethesda MD 20814 (301) 951-6122 (301) 654-6714 Fax [email protected] www.AmericanCapital.com FOR IMMEDIATE RELEASE February 26, 2014 Contact: Investor Relations - (301) 951-5917 American Capital Amends $450 Million Senior Secured Credit Facility to Reduce Interest Rate and Extend Maturity |
|
| February 26, 2014 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 26, 2014 American Capital, Ltd. (Exact name of registrant as specified in its charter) DELAWARE 814-00149 52-1451377 (State or other jurisdiction of incorporation) (Commissio |
|
| February 14, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* American Capital, Ltd. (Name of Issuer) Common Stock (Title of Class of Securities) 02503Y103 (CUSIP Number) December 31, 2013 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this S |
|
| February 10, 2014 |
ACAS / American Capital, Ltd. / VANGUARD GROUP INC Passive Investment americancapitalltd.htm - Generated by SEC Publisher for SEC Filing SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 2 )* Name of issuer: American Capital Ltd Title of Class of Securities: Common Stock CUSIP Number: 02503Y103 Date of Event Which Requires Filing of this Statement: December 31, 2013 Check the appropriate |
|
| February 10, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 10, 2014 American Capital, Ltd. (Exact name of registrant as specified in its charter) DELAWARE 814-00149 52-1451377 (State or other jurisdiction of incorporation) (Commissio |
|
| February 10, 2014 |
Exhibit 99.1 Two Bethesda Metro Center 14th Floor Bethesda, MD 20814 (301) 951-6122 (301) 654-6714 Fax www.AmericanCapital.com FOR IMMEDIATE RELEASE February 10, 2014 CONTACT: Investors - (301) 951-5917 Media - (301) 968-9400 AMERICAN CAPITAL REPORTS 2013 NET OPERATING INCOME BEFORE INCOME TAXES OF $232 MILLION, OR $0.76 PER DILUTED SHARE, NET EARNINGS OF $184 MILLION, OR $0.61 PER DILUTED SHARE A |
|
| December 26, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-2 Certificate of Accounting of Securities and Similar Investments in the Custody of Management Investment Companies Pursuant to Rule 17f-2 [17 CFR 270.17f-2] 1. Investment Company Act File Number: Date examination completed: 814-00149 October 31, 2013 2. State Identification Number: AL AK AZ AR CA CO CT DE DC FL GA |
|
| December 20, 2013 |
EX-99.1 2 ex991pressrelease12-20x13.htm PRESS RELEASE Exhibit 99.1 Two Bethesda Metro Center 14th Floor Bethesda MD 20814 (301) 951-6122 (301) 654-6714 Fax [email protected] www.AmericanCapital.com FOR IMMEDIATE RELEASE December 20, 2013 Contact: Investor Relations - (301) 951-5917 American Capital Announces John Koskinen is Leaving Board to Become IRS Commissioner Bethesda, MD - December 2 |
|
| December 20, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 20, 2013 American Capital, Ltd. (Exact name of registrant as specified in its charter) DELAWARE 814-00149 52-1451377 (State or other jurisdiction of incorporation) (Commissio |
|
| November 8, 2013 |
Exhibit 99.1 American Capital, Ltd. Two Bethesda Metro Center, 14th Floor Bethesda, MD 20814 (301) 951-6122 (301) 654-6714 fax [email protected] November 8, 2013 RE: AMERICAN CAPITAL SHARE REPURCHASE AND DIVIDEND PROGRAM Dear American Capital Stockholders: About a year ago, I wrote to you about the American Capital, Ltd. (Nasdaq: ACAS) Board of Directors’ decision to implement a share repur |
|
| November 8, 2013 |
Financial Statements and Exhibits, Other Events - FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 8, 2013 American Capital, Ltd. (Exact name of registrant as specified in its charter) DELAWARE 814-00149 52-1451377 (State or other jurisdiction of incorporation) (Commission |
|
| November 5, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 5, 2013 American Capital, Ltd. (Exact name of registrant as specified in its charter) DELAWARE 814-00149 52-1451377 (State or other jurisdiction of incorporation) (Commission |
|
| November 5, 2013 |
EX-99.1 2 acas8k93013exhibit991.htm EXHIBIT 99.1 Exhibit 99.1 Two Bethesda Metro Center 14th Floor Bethesda, MD 20814 (301) 951-6122 (301) 654-6714 Fax www.AmericanCapital.com FOR IMMEDIATE RELEASE November 5, 2013 CONTACT: Investors - (301) 951-5917 Media - (301) 968-9400 AMERICAN CAPITAL REPORTS NET OPERATING INCOME BEFORE INCOME TAXES OF $0.16 PER DILUTED SHARE, NET LOSS OF $(1) MILLION AND NET |
|
| October 2, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-2 Certificate of Accounting of Securities and Similar Investments in the Custody of Management Investment Companies Pursuant to Rule 17f-2 [17 CFR 270.17f-2] 1. Investment Company Act File Number: Date examination completed: 814-00149 July 31, 2013 2. State Identification Number: AL AK AZ AR CA CO CT DE DC FL GA HI |
|
| September 27, 2013 |
September 27, 2013 Via EDGAR and E-mail Mary Cole, Esq. Securities and Exchange Commission Division of Investment Management 100 F Street, NE Washington, D.C. 20549 RE: American Capital, Ltd. Registration Statement on Form N-2 (File Nos. 333-183926; 814-00149) Dear Ms. Cole: American Capital, Ltd. (the “Company”), has filed today via EDGAR with the Securities and Exchange Commission (the “Commissi |
|
| September 24, 2013 |
EX-4.1 2 exhibit41notesindenture.htm EXHIBIT Exhibit 4.1 EXECUTION COPY AMERICAN CAPITAL, LTD. as Company, AND U.S. BANK NATIONAL ASSOCIATION, as Trustee $350,000,000 6.500% Senior Notes due 2018 INDENTURE Dated as of September 20, 2013 -1- 12398880v9 Table of Contents Page ARTICLE I DEFINITIONS AND INCORPORATION BY REFERENCE SECTION 1.1. Definitions1 SECTION 1.2. Other Definitions. 26 SECTION 1.3 |
|
| September 24, 2013 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 24, 2013 (September 20, 2013) American Capital, Ltd. (Exact name of registrant as specified in its charter) DELAWARE 814-00149 52-1451377 (State or other jurisdiction of inc |
|
| September 17, 2013 |
Regulation FD Disclosure, Financial Statements and Exhibits - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 17, 2013 American Capital, Ltd. (Exact name of registrant as specified in its charter) DELAWARE 814-00149 52-1451377 (State or other jurisdiction of incorporation) (Commissi |
|
| September 17, 2013 |
Exhibit 99.1 Two Bethesda Metro Center 14th Floor Bethesda MD 20814 (301) 951-6122 (301) 654-6714 Fax [email protected] www.AmericanCapital.com FOR IMMEDIATE RELEASE September 17, 2013 American Capital Announces Pricing of $350 Million of Senior Notes Due 2018 Bethesda, MD - September 17, 2013 - American Capital, Ltd. (Nasdaq: ACAS) (“American Capital” or the “Company”) announced today the |
|
| September 11, 2013 |
American Capital Announces Proposed Private Offering of $350 Million of Senior Notes EX-99.1 Exhibit 99.1 American Capital Announces Proposed Private Offering of $350 Million of Senior Notes Bethesda, MD – September 11, 2013/PRNewsire/ – American Capital, Ltd. (Nasdaq: ACAS) (“American Capital” or the “Company”) announced today that it intends to offer $350 million aggregate principal amount of Senior Notes due 2018 (the “Notes”). American Capital intends to use the net proceeds o |
|
| September 11, 2013 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 11, 2013 American Capital, Ltd. (Exact name of registrant as specified in its charter) Delaware 814-00149 52-1451377 (State or other jurisdiction of incorporation) (Commissi |
|
| September 11, 2013 |
EX-99.2 Exhibit 99.2 The following table shows the portfolio composition of our private finance investments by industry grouping at fair value as a percentage of total investments as of June 30, 2013. Fair Value June 30, 2013 Life Sciences Tools and Services 8.3% Electrical Equipment 7.1% Health Care Providers and Services 7.1% Pharmaceuticals 6.5% Hotels, Restaurants and Leisure 6.2% Health Care |
|
| August 28, 2013 |
Two Bethesda Metro Center 14th Floor Bethesda MD 20814 (301) 951-6122 (301) 654-6714 Fax Info@AmericanCapital. |
|
| August 28, 2013 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 28, 2013 (August 23, 2013) American Capital, Ltd. (Exact name of registrant as specified in its charter) DELAWARE 814-00149 52-1451377 (State or other jurisdiction of incorpora |
|
| July 30, 2013 |
Exhibit 99.1 Two Bethesda Metro Center 14th Floor Bethesda, MD 20814 (301) 951-6122 (301) 654-6714 Fax www.AmericanCapital.com FOR IMMEDIATE RELEASE July 30, 2013 CONTACT: Investors - (301) 951-5917 Media - (301) 968-9400 AMERICAN CAPITAL REPORTS NET OPERATING INCOME BEFORE INCOME TAXES OF $65 MILLION, OR $0.21 PER DILUTED SHARE, AND NET EARNINGS OF $21 MILLION, OR $0.07 PER DILUTED SHARE Bethesda |
|
| July 30, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 30, 2013 American Capital, Ltd. (Exact name of registrant as specified in its charter) DELAWARE 814-00149 52-1451377 (State or other jurisdiction of incorporation) (Commission Fi |
|
| July 25, 2013 |
July 25, 2013 Via EDGAR And E-mail Mary Cole, Esq. Securities and Exchange Commission Division of Investment Management 100 F Street, NE Washington, D.C. 20549 RE: American Capital, Ltd. Registration Statement on Form N-2 (File Nos. 333-183926; 814-00149) Dear Ms. Cole: American Capital, Ltd. (the “Company”), has filed today via EDGAR with the Securities and Exchange Commission (the “Commission”) |
|
| June 13, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 13, 2013 (June 13, 2013) American Capital, Ltd. (Exact name of registrant as specified in its charter) DELAWARE 814-00149 52-1451377 (State or other jurisdiction of incorporation |
|
| April 30, 2013 |
Exhibit 99.1 Two Bethesda Metro Center 14th Floor Bethesda, MD 20814 (301) 951-6122 (301) 654-6714 Fax www.AmericanCapital.com FOR IMMEDIATE RELEASE April 30, 2013 CONTACT: Investors - (301) 951-5917 Media - (301) 968-9400 AMERICAN CAPITAL REPORTS NET OPERATING INCOME BEFORE INCOME TAXES OF $68 MILLION, OR $0.21 PER DILUTED SHARE, AND NET EARNINGS OF $346 MILLION, OR $1.09 PER DILUTED SHARE Bethes |
|
| April 30, 2013 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 acas8k33113.htm FORM 8-K PRESS RELEASE UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 30, 2013 American Capital, Ltd. (Exact name of registrant as specified in its charter) DELAWARE 814-00149 52-1451377 (State or other |
|
| April 29, 2013 |
Submission of Matters to a Vote of Security Holders - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 29, 2013 (April 26, 2013) American Capital, Ltd. (Exact name of registrant as specified in its charter) DELAWARE 814-00149 52-1451377 (State or other jurisdiction of incorporati |
|
| March 15, 2013 |
- DEFINITIVE ADDITIONAL MATERIALS SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commissio |
|
| March 15, 2013 |
DEF 14A 1 d484877ddef14a.htm DEFINITIVE PROXY STATEMENT Table of Contents SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate b |
|
| March 15, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-2 Certificate of Accounting of Securities and Similar Investments in the Custody of Management Investment Companies Pursuant to Rule 17f-2 [17 CFR 270.17f-2] 1. Investment Company Act File Number: Date examination completed: 814-00149 December 31, 2012 2. State Identification Number: AL AK AZ AR CA CO CT DE DC FL GA |
|
| February 22, 2013 |
AMBKP / American Capital Trust I / VANGUARD GROUP INC Passive Investment americancapitalltd.htm - Generated by SEC Publisher for SEC Filing SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 1 )* Name of issuer: American Capital Ltd Title of Class of Securities: Common Stock CUSIP Number: 02503Y103 Date of Event Which Requires Filing of this Statement: December 31, 2012 Check the appropriate |
|
| February 14, 2013 |
AMBKP / American Capital Trust I / Luxor Capital Group, LP - FEBRUARY 14, 2013 Passive Investment SC 13G/A 1 americancapital13ga-021413.htm FEBRUARY 14, 2013 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G (RULE 13d - 102) Information to be included in statements filed pursuant to Rules 13d-1(b), (c) and (d) and amendments thereto filed pursuant to 13d-2(b) (AMENDMENT NO.1)* American Capital, Ltd. (Name of Issuer) Common Stock par value $0.01 per share (Tit |
|
| February 14, 2013 |
AMBKP / American Capital Trust I / Fortress Investment Group LLC - SC 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 5)* American Capital, Ltd. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 02503Y103 (CUSIP Number) December 31, 2012 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the r |
|
| February 14, 2013 |
IDENTIFICATION OF RELEVANT SUBSIDIARIES EX-99 2 exh1.htm EXHIBIT 1 - IDENTIFICATION OF RELEVANT SUBSIDIARIES Exhibit 1 IDENTIFICATION OF RELEVANT SUBSIDIARIES FCOF UB Securities LLC ("FCOF") directly holds 0 shares of Common Stock. Fortress Credit Opportunities Fund (A) LP ("FCOF A") holds a 29.42% interest in FCOF. FCOF UB Holdings Ltd. ("FCOF UB") holds a 70.58% interest in FCOF. FCOF BC Holdings LLC ("FCOF BC") is the 100% owner of F |
|
| February 14, 2013 |
AMBKP / American Capital Trust I / PAULSON & CO. INC. Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3)* American Capital, Ltd. (Name of Issuer) COMMON STOCK (Title of Class of Securities) 02503Y103 (CUSIP Number) December 31, 2012 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this |
|
| February 13, 2013 |
AMBKP / American Capital Trust I / VANGUARD GROUP INC Passive Investment SC 13G 1 americancapitalltd.htm SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 0 )* Name of issuer: American Capital Ltd Title of Class of Securities: Common Stock CUSIP Number: 02503Y103 Date of Event Which Requires Filing of this Statement: December 31, 2012 Check the appropriate box to designate the rule pursuant |
|
| February 11, 2013 |
Exhibit 99.1 Two Bethesda Metro Center 14th Floor Bethesda, MD 20814 (301) 951-6122 (301) 654-6714 Fax www.AmericanCapital.com FOR IMMEDIATE RELEASE February 11, 2013 CONTACT: Investors - (301) 951-5917 Media - (301) 968-9400 AMERICAN CAPITAL REPORTS 2012 NET OPERATING INCOME BEFORE INCOME TAXES OF $383 MILLION, OR $1.16 PER DILUTED SHARE, AND NET EARNINGS OF $1,136 MILLION, OR $3.44 PER DILUTED S |
|
| February 11, 2013 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 11, 2013 American Capital, Ltd. (Exact name of registrant as specified in its charter) DELAWARE 814-00149 52-1451377 (State or other jurisdiction of incorporation) (Commissio |
|
| November 1, 2012 |
Exhibit 99.1 American Capital, Ltd. Two Bethesda Metro Center, 14th Floor Bethesda, MD 20814 (301) 951-6122 (301) 654-6714 fax [email protected] November 1, 2012 RE: AMERICAN CAPITAL SHARE REPURCHASE AND DIVIDEND PROGRAM Dear American Capital Stockholders: About a year ago, I wrote to you about the American Capital, Ltd. (Nasdaq: ACAS) Board of Directors' decision to implement a share repur |
|
| November 1, 2012 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 1, 2012 American Capital, Ltd. (Exact name of registrant as specified in its charter) DELAWARE 814-00149 52-1451377 (State or other jurisdiction of incorporation) (Commission |
|
| October 29, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 29, 2012 American Capital, Ltd. (Exact name of registrant as specified in its charter) DELAWARE 814-00149 52-1451377 (State or other jurisdiction of incorporation) (Commission |
|
| October 29, 2012 |
Exhibit 99.1 Two Bethesda Metro Center 14th Floor Bethesda, MD 20814 (301) 951-6122 (301) 654-6714 Fax www.AmericanCapital.com FOR IMMEDIATE RELEASE October 29, 2012 CONTACT: Investors - (301) 951-5917 Media - (301) 968-9400 AMERICAN CAPITAL REPORTS NET OPERATING INCOME BEFORE INCOME TAXES OF $90 MILLION, OR $0.27 PER DILUTED SHARE, AND NET EARNINGS OF $196 MILLION, OR $0.60 PER DILUTED SHARE Beth |
|
| October 12, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-2 Certificate of Accounting of Securities and Similar Investments in the Custody of Management Investment Companies Pursuant to Rule 17f-2 [17 CFR 270.17f-2] 1. Investment Company Act File Number: Date examination completed: 814-00149 August 31, 2012 2. State Identification Number: AL AK AZ AR CA CO CT DE DC FL GA H |
|
| September 14, 2012 |
September 14, 2012 Via EDGAR And E-mail Mary Cole, Esq. Securities and Exchange Commission Division of Investment Management 100 F Street, NE Washington, D.C. 20549 RE: American Capital, Ltd. Registration Statement on Form N-2 (File Nos. 814-00149; 333- ) Dear Ms. Cole: American Capital, Ltd. (the “Company”) has filed today via EDGAR with the Securities and Exchange Commission a Registration State |
|
| September 12, 2012 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1)* American Capital Mortgage Investment Corp. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 02504A 10 4 (CUSIP Number) Samuel A. Flax Executive Vice President, General Counsel, Chief Compliance Officer and Secretary American Capi |
|
| September 12, 2012 |
EX-99.9 2 exh999.htm EXHIBIT 99.9 Exhibit 99.9 SECURITIES PURCHASE AGREEMENT THIS SECURITIES PURCHASE AGREEMENT (the “Agreement”) is made and entered into as of September 7, 2012, by and among SAB Capital Partners, L.P., a Delaware limited partnership, SAB Capital Partners II, L.P., a Delaware limited partnership, and SAB Overseas Master Fund, L.P., a Cayman Island exempted limited partnership (ea |
|
| August 28, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 28, 2012 (August 22, 2012) American Capital, Ltd. (Exact name of registrant as specified in its charter) DELAWARE 814-00149 52-1451377 (State or other jurisdiction of incorpora |
|
| August 28, 2012 |
EX-99.1 2 exh991pr.htm PRESS RELEASE Exhibit 99.1 Two Bethesda Metro Center 14th Floor Bethesda MD 20814 (301) 951-6122 (301) 654-6714 Fax [email protected] www.AmericanCapital.com FOR IMMEDIATE RELEASE August 22, 2012 Contact: Investor Relations - (301) 951-5917 AMERICAN CAPITAL REFINANCES SECURED DEBT WITH $600 MILLION TERM FACILITY AND OBTAINS $250 MILLION REVOLVING CREDIT FACILITY Bethe |
|
| July 31, 2012 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 31, 2012 American Capital, Ltd. (Exact name of registrant as specified in its charter) DELAWARE 814-00149 52-1451377 (State or other jurisdiction of incorporation) (Commission Fi |
|
| July 31, 2012 |
Exhibit 99.1 Two Bethesda Metro Center 14th Floor Bethesda, MD 20814 (301) 951-6122 (301) 654-6714 Fax www.AmericanCapital.com FOR IMMEDIATE RELEASE July 31, 2012 CONTACT: Investors - (301) 951-5917 Media - (301) 968-9400 AMERICAN CAPITAL REPORTS NET OPERATING INCOME BEFORE INCOME TAXES OF $97 MILLION, OR $0.29 PER DILUTED SHARE, AND NET EARNINGS OF $237 MILLION, OR $0.71 PER DILUTED SHARE Bethesd |
|
| July 24, 2012 |
EX-99.1 2 debtroadshowpublicpresen.htm PRESENTATION © 2012 American Capital. All Rights Reserved. Nasdaq: ACAS ® American Capital, Ltd. Debt Presentation July 24, 2012 Nasdaq: ACAS 2 Safe Harbor Statement This presentation contains statements that, to the extent they are not recitations of historical fact, constitute "forward-looking statements" within the meaning of the Private Securities Litigat |
|
| July 24, 2012 |
Regulation FD Disclosure, Financial Statements and Exhibits - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 24, 2012 American Capital, Ltd. (Exact name of registrant as specified in its charter) DELAWARE 814-00149 52-1451377 (State or other jurisdiction of incorporation) (Commission Fi |
|
| July 13, 2012 |
40-17F2 1 acasn-17fx253112.htm FORM N-17F-2 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-2 Certificate of Accounting of Securities and Similar Investments in the Custody of Management Investment Companies Pursuant to Rule 17f-2 [17 CFR 270.17f-2] 1. Investment Company Act File Number: Date examination completed: 814-00149 May 31, 2012 2. State Identification N |
|
| July 9, 2012 |
AMBKP / American Capital Trust I / Luxor Capital Group, LP - JULY 9, 2012 Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G (RULE 13d - 102) Information to be included in statements filed pursuant to Rules 13d-1(b), (c) and (d) and amendments thereto filed pursuant to 13d-2(b) (AMENDMENT NO. )* American Capital, Ltd. (Name of Issuer) Common Stock par value $0.01 per share (Title of Class of Securities) 02503Y103 (CUSIP Number) June 27, |
|
| May 1, 2012 |
EX-99.1 2 acas8k33112exhibit991.htm EXHIBIT 99.1 Exhibit 99.1 Two Bethesda Metro Center 14th Floor Bethesda, MD 20814 (301) 951-6122 (301) 654-6714 Fax www.AmericanCapital.com FOR IMMEDIATE RELEASE May 1, 2012 CONTACT: Investors - (301) 951-5917 Media - (301) 968-9400 AMERICAN CAPITAL REPORTS NET OPERATING INCOME BEFORE INCOME TAXES OF $81 MILLION, OR $0.24 PER DILUTED SHARE, AND NET EARNINGS OF $ |
|
| May 1, 2012 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 1, 2012 American Capital, Ltd. (Exact name of registrant as specified in its charter) DELAWARE 814-00149 52-1451377 (State or other jurisdiction of incorporation) (Commission File |
|
| April 30, 2012 |
Submission of Matters to a Vote of Security Holders U U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 27, 2012 (April 30, 2012) American Capital, Ltd. (Exact name of registrant as specified in its charter) DELAWARE 814-00149 52-1451377 (State or other jurisdiction of incorporation) (Co |
|
| March 16, 2012 |
Table of Contents SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Us |
|
| March 16, 2012 |
- DEFINITIVE ADDITIONAL MATERIALS DEFA14A 1 d305915ddefa14a.htm DEFINITIVE ADDITIONAL MATERIALS SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Prelim |
|
| March 13, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-2 Certificate of Accounting of Securities and Similar Investments in the Custody of Management Investment Companies Pursuant to Rule 17f-2 [17 CFR 270.17f-2] 1. Investment Company Act File Number: Date examination completed: 814-00149 December 31, 2011 2. State Identification Number: AL AK AZ AR CA CO CT DE DC FL GA |
|
| March 9, 2012 |
March 9, 2012 VIA EDGAR Mary Cole, Esq. Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, D.C. 20549 RE: American Capital, Ltd. Preliminary Proxy Statement for the 2012 Annual Meeting (File No. 814-00149) (the “Preliminary Proxy Statement”) Dear Ms. Cole: American Capital, Ltd. (the “Company”) hereby submits the following response to the comments t |
|
| February 27, 2012 |
Table of Contents SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: x Preliminary Proxy Statement ¨ Confidential, for Us |
|
| February 27, 2012 |
CORRESP 5 filename5.htm [AMERICAN CAPITAL, LTD. LETTERHEAD] February 27, 2012 VIA EDGAR Mary Cole, Esq. Securities and Exchange Commission Division of Investment Management 100 F Street, N. E. Washington, D.C. 20549 RE: American Capital, Ltd. Preliminary Proxy Statement for 2012 Annual Meeting of Stockholders (File No. 814-149) Dear Ms. Cole: American Capital, Ltd. (the “Company”) has filed today |
|
| February 14, 2012 |
Exhibit 99.1 Two Bethesda Metro Center 14th Floor Bethesda, MD 20814 (301) 951-6122 (301) 654-6714 Fax www.AmericanCapital.com FOR IMMEDIATE RELEASE February 14, 2012 CONTACT: Investors - (301) 951-5917 Media - (301) 968-9400 AMERICAN CAPITAL REPORTS 2011 NET OPERATING INCOME OF $448 MILLION, OR $1.26 PER DILUTED SHARE, AND NET EARNINGS OF $974 MILLION, OR $2.74 PER DILUTED SHARE, INCLUDING $428 M |
|
| February 14, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 14, 2012 American Capital, Ltd. (Exact name of registrant as specified in its charter) DELAWARE 814-00149 52-1451377 (State or other jurisdiction of incorporation) (Commissio |
|
| February 14, 2012 |
AMBKP / American Capital Trust I / PAULSON & CO. INC. Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* American Capital, Ltd. (Name of Issuer) COMMON STOCK (Title of Class of Securities) 02503Y103 (CUSIP Number) December 31, 2011 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this |
|
| February 13, 2012 |
AMBKP / American Capital Trust I / Fortress Investment Group LLC - SCHEDULE 13G/A Passive Investment SC 13G/A 1 sc13ga.htm SCHEDULE 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 4)* American Capital, Ltd. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 02503Y103 (CUSIP Number) December 31, 2011 (Date of Event Which Requires Filing of this Statement) Check t |
|
| February 13, 2012 |
EX-99.2 3 exh2.htm EXHIBIT 2 Exhibit 2 JOINT FILING AGREEMENT This JOINT FILING AGREEMENT, dated as of February 13, 2012, is entered into by and among FIG LLC, Fortress Operating Entity I LP, FIG Corp. and Fortress Investment Group LLC (collectively referred to herein as the “Parties” and each individually as a “Party”). Pursuant to Rule 13d-1(k)(1)(iii) promulgated under the Securities Exchange A |
|
| February 13, 2012 |
IDENTIFICATION OF RELEVANT SUBSIDIARIES Exhibit 1 IDENTIFICATION OF RELEVANT SUBSIDIARIES FCOF UB Securities LLC ("FCOF") directly holds 6,065,343 shares of Common Stock. |
|
| June 24, 2010 |
American Capital, Ltd. 2 Bethesda Metro Center, 14th Floor Bethesda, Maryland 20814 June 24, 2010 VIA EDGAR AND E-MAIL Mary Cole, Esq. Securities and Exchange Commission Division of Investment Management 100 F Street, NE Washington, D.C. 20549 RE: American Capital, Ltd. Registration Statement on Form N-2 (File Nos. 333-166396; 814-00149) (the “Registration Statement”) Dear Ms. Cole: American Capit |
|
| April 29, 2010 |
Correspondence April 29, 2010 VIA EDGAR AND E-MAIL Mary Cole, Esq. Securities and Exchange Commission Division of Investment Management 100 F Street, NE Washington, D.C. 20549 RE: American Capital, Ltd. Registration Statement on Form N-2 (File Nos. 814-00149; 333- ) Dear Ms. Cole: American Capital, Ltd. (the “Company”) has filed today via EDGAR with the Securities and Exchange Commission a Registr |
