AIQ / Global X Funds - Global X Artificial Intelligence & Technology ETF - SEC Filings, Annual Report, Proxy Statement

Global X Funds - Global X Artificial Intelligence & Technology ETF
US ˙ NasdaqGM ˙ US37954Y6326

Basic Stats
LEI QMTS6H0M4KKDC3CRG252
CIK 817135
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis. These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Global X Funds - Global X Artificial Intelligence & Technology ETF
SEC Filings (Chronological Order)
This page provides a complete, chronological list of SEC Filings, excluding ownership filings which we provide elsewhere.
August 31, 2017 15-12B

Alliance HealthCare Services FORM 15-12B

Form 15-12B UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number 001-16609 ALLIANCE HEALTHCARE SERVICES, INC. (Exact name of regi

August 22, 2017 SC 13D/A

AIQ / Alliance HealthCare Services, Inc. / Fujian Thai Hot Investment Co., Ltd - SC 13D/A FOR TAHOE INVESTMENT GROUP CO., LTD. Activist Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Amendment No. 3* INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13D-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) Under the Securities Exchange Act of 1934 Alliance HealthCare Services, Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 08606

August 21, 2017 S-8 POS

Alliance HealthCare Services S-8 POS

S-8 POS Registration No. 333-22333 Registration No. 333-73316 Registration No. 333-73314 Registration No. 333-120130 Registration No. 333-147654 Registration No. 333-161046 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 REGISTRATION STATEMENT NO. 333-22333 POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 REGISTRATION STATEMENT NO. 333-7

August 21, 2017 S-8 POS

Alliance HealthCare Services S-8 POS

S-8 POS Registration No. 333-22333 Registration No. 333-73316 Registration No. 333-73314 Registration No. 333-120130 Registration No. 333-147654 Registration No. 333-161046 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 REGISTRATION STATEMENT NO. 333-22333 POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 REGISTRATION STATEMENT NO. 333-7

August 21, 2017 S-8 POS

Alliance HealthCare Services S-8 POS

S-8 POS Registration No. 333-22333 Registration No. 333-73316 Registration No. 333-73314 Registration No. 333-120130 Registration No. 333-147654 Registration No. 333-161046 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 REGISTRATION STATEMENT NO. 333-22333 POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 REGISTRATION STATEMENT NO. 333-7

August 21, 2017 S-8 POS

Alliance HealthCare Services S-8 POS

S-8 POS Registration No. 333-22333 Registration No. 333-73316 Registration No. 333-73314 Registration No. 333-120130 Registration No. 333-147654 Registration No. 333-161046 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 REGISTRATION STATEMENT NO. 333-22333 POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 REGISTRATION STATEMENT NO. 333-7

August 21, 2017 S-8 POS

Alliance HealthCare Services S-8 POS

S-8 POS Registration No. 333-22333 Registration No. 333-73316 Registration No. 333-73314 Registration No. 333-120130 Registration No. 333-147654 Registration No. 333-161046 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 REGISTRATION STATEMENT NO. 333-22333 POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 REGISTRATION STATEMENT NO. 333-7

August 21, 2017 S-8 POS

Alliance HealthCare Services S-8 POS

S-8 POS 1 d436895ds8pos.htm S-8 POS Registration No. 333-22333 Registration No. 333-73316 Registration No. 333-73314 Registration No. 333-120130 Registration No. 333-147654 Registration No. 333-161046 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 REGISTRATION STATEMENT NO. 333-22333 POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 REGI

August 21, 2017 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Termination of a Material Definitive Agreement, Material Modification to Rights of Security Holders, Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing, Financial Statements and Exhibits, Completion of Acquisition or Disposition of Assets

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 21, 2017 ALLIANCE HEALTHCARE SERVICES, INC. (Exact Name of Registrant as Specified in Charter) DELAWARE 1-16609 33-0239910 (State or Other Jurisdiction of Incorporatio

August 21, 2017 EX-10.1

TERMINATION AGREEMENT

EX-10.1 Exhibit 10.1 TERMINATION AGREEMENT This TERMINATION AGREEMENT (this ?Termination Agreement?), is dated as of August 21, 2017 by and among (i) Alliance HealthCare Services, Inc., a Delaware corporation (the ?Company?), (ii) THAIHOT Investment Company Limited, a company incorporated under the laws of the Cayman Islands (?THAIHOT?) and (iii) Tahoe Investment Group Co., Ltd., (formerly known a

August 21, 2017 SC 13E3/A

AIQ / Alliance HealthCare Services, Inc. / Alliance Healthcare Services, Inc - SC 13E3/A

SC 13E3/A SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13E-3 RULE 13E-3 TRANSACTION STATEMENT UNDER SECTION 13(E) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 3) Alliance HealthCare Services, Inc. (NAME OF THE ISSUER) Alliance HealthCare Services, Inc. Tahoe Investment Group Co., Ltd. THAIHOT Investment (Hong Kong) Company Limited THAIHOT Investment Company Limited T

August 16, 2017 8-K

Submission of Matters to a Vote of Security Holders

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 15, 2017 ALLIANCE HEALTHCARE SERVICES, INC. (Exact Name of Registrant as Specified in Charter) DELAWARE 1-16609 33-0239910 (State or Other Jurisdiction of Incorporatio

August 3, 2017 8-K

Alliance HealthCare Services 8-K (Current Report/Significant Event)

aiq-8k20170803.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 3, 2017 ALLIANCE HEALTHCARE SERVICES, INC. (Exact Name of Registrant as Specified in Charter) DELAWARE 1-16609 33-0239910 (State or Other Jurisdiction of Inc

August 3, 2017 EX-99.1

ALLIANCE HEALTHCARE SERVICES REPORTS RESULTS FOR THE SECOND QUARTER AND SIX MONTHS ENDED JUNE 30, 2017

aiq-ex9916.htm Alliance HealthCare Services News Release Page 1 of 13 August 3, 2017 Exhibit 99.1 NEWS RELEASE CONTACT Rhonda Longmore-Grund Executive Vice President Chief Financial Officer 949.242.5300 ALLIANCE HEALTHCARE SERVICES REPORTS RESULTS FOR THE SECOND QUARTER AND SIX MONTHS ENDED JUNE 30, 2017 IRVINE, CA — August 3, 2017 — Alliance HealthCare Services, Inc. (NASDAQ: AIQ) (the “Company,”

August 3, 2017 10-Q

AIQ / Alliance HealthCare Services, Inc. 10-Q (Quarterly Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended: June 30, 2017 Commission File Number: 001-16609 ALLIANCE HEALTHCARE SERVICES, INC. (Exact name of registrant as specified in its charter) DELAWARE 33-0239910 (State or Other Jurisdiction of Incorpor

July 14, 2017 DEFM14A

Alliance HealthCare Services DEFM14A

DEFM14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

July 14, 2017 SC 13E3/A

AIQ / Alliance HealthCare Services, Inc. / Alliance Healthcare Services, Inc - SC 13E3/A

SC 13E3/A SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13E-3 RULE 13E-3 TRANSACTION STATEMENT UNDER SECTION 13(E) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 2) Alliance HealthCare Services, Inc. (NAME OF THE ISSUER) Alliance HealthCare Services, Inc. Tahoe Investment Group Co., Ltd. THAIHOT Investment (Hong Kong) Company Limited THAIHOT Investment Company Limited T

June 27, 2017 PRER14A

Alliance HealthCare Services PRER14A

PRER14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

June 27, 2017 CORRESP

Alliance HealthCare Services ESP

CORRESP 140 Scott Drive Menlo Park, California 94025 Tel: +1.650.328.4600 Fax: +1.650.463.2600 www.lw.com June 27, 2017 VIA EDGAR Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Attn: John Reynolds FIRM / AFFILIATE OFFICES Barcelona Moscow Beijing Munich Boston New York Brussels Orange County Century City Paris Chicago Riyadh Dubai Rome D?sseldorf San Diego Frankfurt S

June 27, 2017 SC 13E3/A

AIQ / Alliance HealthCare Services, Inc. / Alliance Healthcare Services, Inc - SC 13E3/A

SC 13E3/A SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13E-3 RULE 13E-3 TRANSACTION STATEMENT UNDER SECTION 13(E) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 1) Alliance HealthCare Services, Inc. (NAME OF THE ISSUER) Alliance HealthCare Services, Inc. Tahoe Investment Group Co., Ltd. THAIHOT Investment (Hong Kong) Company Limited THAIHOT Investment Company Limited T

May 22, 2017 PREM14A

Alliance HealthCare Services PREM14A

PREM14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

May 22, 2017 SC 13E3

AIQ / Alliance HealthCare Services, Inc. / Alliance Healthcare Services, Inc - SC 13E3

SC 13E3 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13E-3 RULE 13E-3 TRANSACTION STATEMENT UNDER SECTION 13(E) OF THE SECURITIES EXCHANGE ACT OF 1934 Alliance HealthCare Services, Inc. (NAME OF THE ISSUER) Alliance HealthCare Services, Inc. Tahoe Investment Group Co., Ltd. THAIHOT Investment (Hong Kong) Company Limited THAIHOT Investment Company Limited THAIHOT Investment Co

May 22, 2017 EX-99.(C)(2)

The information herein has been prepared by Lazard based upon information supplied by Alliance HealthCare Services (“the Company”) or publicly available information and portions of the information herein may be based upon certain statements, estimate

EX-99.(c)(2) Project Fusion Special Committee Discussion Materials 10 April 2017 CONFIDENTIAL F:\Alliance Healthcare Services\Presentation\SC Prez\Presentation\Selected Valuation Materials\Project Fusion - Draft Selected Valuation Materials v51.pptx Time Stamp Exhibit (c)(2) The information herein has been prepared by Lazard based upon information supplied by Alliance HealthCare Services (“the Com

May 9, 2017 10-Q

Alliance HealthCare Services Q1 2017 FORM 10-Q (Quarterly Report)

aiq-10q20170331.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended: March 31, 2017 Commission File Number: 001-16609 ALLIANCE HEALTHCARE SERVICES, INC. (Exact name of registrant as specified in its charter) DELAWARE 33-0239910 (State or Other Jur

May 9, 2017 EX-99.1

ALLIANCE HEALTHCARE SERVICES REPORTS RESULTS FOR THE FIRST QUARTER ENDED MARCH 31, 2017

aiq-ex9916.htm Alliance HealthCare Services News Release Page 1 of 12 May 9, 2017 Exhibit 99.1 NEWS RELEASE CONTACT Rhonda Longmore-Grund Executive Vice President Chief Financial Officer 949.242.5300 ALLIANCE HEALTHCARE SERVICES REPORTS RESULTS FOR THE FIRST QUARTER ENDED MARCH 31, 2017 NEWPORT BEACH, CA ? May 9, 2017 ? Alliance HealthCare Services, Inc. (NASDAQ: AIQ) (the ?Company,? ?Alliance,? ?

May 9, 2017 8-K

Alliance HealthCare Services Q1FY2017 FORM 8-K (Current Report/Significant Event)

aiq-8k20170509.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 9, 2017 ALLIANCE HEALTHCARE SERVICES, INC. (Exact Name of Registrant as Specified in Charter) DELAWARE 1-16609 33-0239910 (State or Other Jurisdiction of Incorp

May 9, 2017 EX-31.1A

/s/ RHONDA LONGMORE-GRUND

Exhibit 31.1A CERTIFICATIONS I, Rhonda Longmore-Grund, certify that: 1. I have reviewed this report on Form 10-Q of Alliance HealthCare Services, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleadi

May 9, 2017 EX-32.1A

Certification pursuant to 18 U.S.C. Section 1350

Exhibit 32.1A Certification pursuant to 18 U.S.C. Section 1350 In connection with the Quarterly Report of Alliance HealthCare Services, Inc. (the “Company”) filed on Form 10-Q for the three months ended March 31, 2017, as filed with the Securities and Exchange Commission on the date hereof (the “Report”), the undersigned hereby certifies, pursuant to 18 U.S.C. § 1350, that: (i) the Report fully co

May 1, 2017 EX-31.2B

CERTIFICATIONS

EX-31.2B Exhibit 31.2 CERTIFICATIONS I, Rhonda A. Longmore-Grund, certify that: 1 I have reviewed this Amendment No. 1 on Form 10-K/A to the Annual Report on Form 10-K of Alliance HealthCare Services, Inc. for the year ended December 31, 2016; 2 Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the stateme

May 1, 2017 EX-31.2A

CERTIFICATIONS

EX-31.2A Exhibit 31.2 CERTIFICATIONS I, Percy C. Tomlinson, certify that: 1 I have reviewed this Amendment No. 1 on Form 10-K/A to the Annual Report on Form 10-K of Alliance HealthCare Services, Inc. for the year ended December 31, 2016; 2 Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements ma

May 1, 2017 10-K/A

Alliance HealthCare Services 10-K/A (Annual Report)

10-K/A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

April 11, 2017 DEFA14A

Alliance HealthCare Services DEFA14A

DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ De

April 11, 2017 EX-10.1

ROLLOVER AND SUPPORT AGREEMENT

EX-10.1 Exhibit 10.1 EXECUTION COPY ROLLOVER AND SUPPORT AGREEMENT This ROLLOVER AND SUPPORT AGREEMENT (this ?Agreement?) is entered into as of April 10, 2017, by and among THAIHOT Investment Company US Limited, a Delaware corporation (?Parent?), Alliance HealthCare Services, Inc., a Delaware corporation (the ?Company?), and Tahoe Investment Group Co., Ltd., an entity organized under the laws of t

April 11, 2017 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 10, 2017 ALLIANCE HEALTHCARE SERVICES, INC. (Exact Name of Registrant as Specified in Charter) DELAWARE 1-16609 33-0239910 (State or Other Jurisdiction of Incorporation) (Co

April 11, 2017 EX-2.1

AGREEMENT AND PLAN OF MERGER by and among TAHOE INVESTMENT GROUP CO., LTD. THAIHOT INVESTMENT COMPANY LIMITED THAIHOT INVESTMENT COMPANY US LIMITED ALLIANCE HEALTHCARE SERVICES MERGER SUB LIMITED ALLIANCE HEALTHCARE SERVICES, INC. TABLE OF CONTENTS P

EX-2.1 Exhibit 2.1 EXECUTION COPY AGREEMENT AND PLAN OF MERGER by and among TAHOE INVESTMENT GROUP CO., LTD. THAIHOT INVESTMENT COMPANY LIMITED THAIHOT INVESTMENT COMPANY US LIMITED ALLIANCE HEALTHCARE SERVICES MERGER SUB LIMITED and ALLIANCE HEALTHCARE SERVICES, INC. TABLE OF CONTENTS Page Article I. DEFINITIONS AND TERMS 2 Section 1.1 Definitions 2 Section 1.2 Other Definitional Provisions; Inte

April 11, 2017 EX-99.1

ALLIANCE HEALTHCARE SERVICES ENTERS INTO DEFINITIVE MERGER AGREEMENT; TRANSACTION WOULD RESULT IN COMPANY GOING PRIVATE

EX-99.1 Exhibit 99.1 NEWS RELEASE CONTACT Rhonda Longmore-Grund Executive Vice President Chief Financial Officer 949.242.5300 ALLIANCE HEALTHCARE SERVICES ENTERS INTO DEFINITIVE MERGER AGREEMENT; TRANSACTION WOULD RESULT IN COMPANY GOING PRIVATE NEWPORT BEACH, CA ? April 11, 2017 ? Alliance HealthCare Services, Inc. (NASDAQ: AIQ) (the ?Company,? ?Alliance,? ?we? or ?our?), a leading national provi

April 11, 2017 EX-2.1

AGREEMENT AND PLAN OF MERGER by and among TAHOE INVESTMENT GROUP CO., LTD. THAIHOT INVESTMENT COMPANY LIMITED THAIHOT INVESTMENT COMPANY US LIMITED ALLIANCE HEALTHCARE SERVICES MERGER SUB LIMITED ALLIANCE HEALTHCARE SERVICES, INC. TABLE OF CONTENTS P

EX-2.1 Exhibit 2.1 EXECUTION COPY AGREEMENT AND PLAN OF MERGER by and among TAHOE INVESTMENT GROUP CO., LTD. THAIHOT INVESTMENT COMPANY LIMITED THAIHOT INVESTMENT COMPANY US LIMITED ALLIANCE HEALTHCARE SERVICES MERGER SUB LIMITED and ALLIANCE HEALTHCARE SERVICES, INC. TABLE OF CONTENTS Page Article I. DEFINITIONS AND TERMS 2 Section 1.1 Definitions 2 Section 1.2 Other Definitional Provisions; Inte

April 11, 2017 EX-10.1

ROLLOVER AND SUPPORT AGREEMENT

EX-10.1 Exhibit 10.1 EXECUTION COPY ROLLOVER AND SUPPORT AGREEMENT This ROLLOVER AND SUPPORT AGREEMENT (this ?Agreement?) is entered into as of April 10, 2017, by and among THAIHOT Investment Company US Limited, a Delaware corporation (?Parent?), Alliance HealthCare Services, Inc., a Delaware corporation (the ?Company?), and Tahoe Investment Group Co., Ltd., an entity organized under the laws of t

April 11, 2017 EX-99.1

ALLIANCE HEALTHCARE SERVICES ENTERS INTO DEFINITIVE MERGER AGREEMENT; TRANSACTION WOULD RESULT IN COMPANY GOING PRIVATE

EX-99.1 Exhibit 99.1 NEWS RELEASE CONTACT Rhonda Longmore-Grund Executive Vice President Chief Financial Officer 949.242.5300 ALLIANCE HEALTHCARE SERVICES ENTERS INTO DEFINITIVE MERGER AGREEMENT; TRANSACTION WOULD RESULT IN COMPANY GOING PRIVATE NEWPORT BEACH, CA ? April 11, 2017 ? Alliance HealthCare Services, Inc. (NASDAQ: AIQ) (the ?Company,? ?Alliance,? ?we? or ?our?), a leading national provi

April 11, 2017 DEFA14A

Alliance HealthCare Services 8-K

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 10, 2017 ALLIANCE HEALTHCARE SERVICES, INC. (Exact Name of Registrant as Specified in Charter) DELAWARE 1-16609 33-0239910 (State or Other Jurisdiction of Incorporation) (Co

April 11, 2017 EX-99.08

Joint Filing Agreement

Exhibit 8 Joint Filing Agreement We, the undersigned, hereby agree that the Statement on Schedule 13D to which this Agreement is an exhibit, which is being filed in connection with the securities of Alliance HealthCare Services, Inc.

April 11, 2017 SC 13D/A

AIQ / Alliance HealthCare Services, Inc. / Fujian Thai Hot Investment Co., Ltd - SCHEDULE 13D, AMENDMENT NO. 2 Activist Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Amendment No. 2)* INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13D-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) Under the Securities Exchange Act of 1934 Alliance HealthCare Services, Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 086

March 10, 2017 10-K

Alliance HealthCare Services FORM 10-K (Annual Report)

aiq-10k20161231.htm F1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended: December 31, 2016 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 1-16609 ALL

March 10, 2017 EX-32.1B

Certification pursuant to 18 U.S.C. Section 1350

Exhibit 32.1 Certification pursuant to 18 U.S.C. Section 1350 In connection with the Annual Report of Alliance HealthCare Services, Inc. (the “Company”) filed on Form 10-K for the year ended December 31, 2016, as filed with the Securities and Exchange Commission on the date hereof (the “Report”), the undersigned hereby certifies, pursuant to 18 U.S.C. § 1350, that: (i) the Report fully complies wi

March 10, 2017 EX-31.1B

/s/ RHONDA A. LONGMORE-GRUND

aiq-ex311b_7.htm Exhibit 31.1 CERTIFICATIONS I, Rhonda A. Longmore-Grund, certify that: 1. I have reviewed this report on Form 10-K of Alliance HealthCare Services, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were

March 10, 2017 EX-21.1

ALLIANCE HEALTHCARE SERVICES, INC SIGNIFICANT SUBSIDIARIES

Exhibit 21.1 ALLIANCE HEALTHCARE SERVICES, INC SIGNIFICANT SUBSIDIARIES The following table shows all direct and indirect subsidiaries of the registrant except (1) subsidiaries which, considered in the aggregate as a single subsidiary, do not constitute a significant subsidiary, and (2) certain consolidated wholly-owned multiple subsidiaries carrying on the same line of business, as to which certa

March 10, 2017 EX-32.1A

Certification pursuant to 18 U.S.C. Section 1350

Exhibit 32.1 Certification pursuant to 18 U.S.C. Section 1350 In connection with the Annual Report of Alliance HealthCare Services, Inc. (the “Company”) filed on Form 10-K for the year ended December 31, 2016, as filed with the Securities and Exchange Commission on the date hereof (the “Report”), the undersigned hereby certifies, pursuant to 18 U.S.C. § 1350, that: (i) the Report fully complies wi

March 10, 2017 EX-31.1A

/s/ PERCY C. TOMLINSON

Exhibit 31.1 CERTIFICATIONS I, Percy C. Tomlinson, certify that: 1. I have reviewed this report on Form 10-K of Alliance HealthCare Services, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading w

March 9, 2017 8-K

Alliance HealthCare Services FY2016 FORM 8-K (Current Report/Significant Event)

aiq-8k20170309.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 9, 2017 ALLIANCE HEALTHCARE SERVICES, INC. (Exact Name of Registrant as Specified in Charter) DELAWARE 1-16609 33-0239910 (State or Other Jurisdiction of Inco

March 9, 2017 EX-99.1

ALLIANCE HEALTHCARE SERVICES REPORTS FOURTH QUARTER & FULL YEAR 2016 RESULTS Company Announces 2017 Guidance

aiq-ex9916.htm Alliance HealthCare Services News Release Page 1 of 13 March 9, 2017 Exhibit 99.1 NEWS RELEASE CONTACT Rhonda Longmore-Grund Executive Vice President Chief Financial Officer 949.242.5300 ALLIANCE HEALTHCARE SERVICES REPORTS FOURTH QUARTER & FULL YEAR 2016 RESULTS Company Announces 2017 Guidance NEWPORT BEACH, CA ? March 9, 2017 ? Alliance HealthCare Services, Inc. (NASDAQ: AIQ) (the

January 9, 2017 8-K

Alliance HealthCare Services 8-K (Current Report/Significant Event)

aiq-8k20170109.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 9, 2017 ALLIANCE HEALTHCARE SERVICES, INC. (Exact Name of Registrant as Specified in Charter) DELAWARE 1-16609 33-0239910 (State or Other Jurisdiction of In

January 9, 2017 EX-99.1

Alliance HealthCare Services Investor Presentation January 2017

aiq-ex99123.pptx.htm Alliance HealthCare Services Investor Presentation January 2017 Disclaimer This presentation includes certain supplemental measures of our performance and liquidity that are not required by, or presented in accordance with, U.S. generally accepted accounting principles (“GAAP“), including Adjusted EBITDA. We present Adjusted EBITDA because we believe that, in addition to GAAP

December 13, 2016 SC 13D/A

AIQ / Alliance HealthCare Services, Inc. / Fujian Thai Hot Investment Co., Ltd - SCHEDULE 13D, AMENDMENT NO. 1 Activist Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Amendment No. 1)* INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13D-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) Under the Securities Exchange Act of 1934 Alliance HealthCare Services, Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 086

December 13, 2016 EX-99

TAHOE INVESTMENT GROUP CO., LTD. No. 333 Wusibei Road Fuzhou City, Fijian Province, China

Exhibit 7 TAHOE INVESTMENT GROUP CO., LTD. No. 333 Wusibei Road Fuzhou City, Fijian Province, China Board of Directors Alliance Healthcare Services, Inc. 100 Bayview Circle, Suite 400 Newport Beach, California 92660 December 8, 2016 Dear Members of the Board: Tahoe Investment Group Co., Ltd., formerly known as Fujian Thai Hot Investment Co., Ltd. (“Tahoe”), is pleased to submit this proposal to ac

December 12, 2016 8-K

Financial Statements and Exhibits, Other Events

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 8, 2016 ALLIANCE HEALTHCARE SERVICES, INC. (Exact Name of Registrant as Specified in Charter) DELAWARE 1-16609 33-0239910 (State or Other Jurisdiction of Incorporati

December 12, 2016 EX-99.2

ALLIANCE HEALTHCARE SERVICES RECEIVES AN EXPRESSION OF INTEREST FROM ITS CONTROLLING SHAREHOLDER TO ACQUIRE ALL OUTSTANDING SHARES

EX-99.2 Exhibit 99.2 NEWS RELEASE FOR IMMEDIATE RELEASE CONTACT Rhonda Longmore-Grund Executive Vice President Chief Financial Officer 949.242.5300 ALLIANCE HEALTHCARE SERVICES RECEIVES AN EXPRESSION OF INTEREST FROM ITS CONTROLLING SHAREHOLDER TO ACQUIRE ALL OUTSTANDING SHARES NEWPORT BEACH, CA ? December 12, 2016 ? Alliance HealthCare Services, Inc. (NASDAQ: AIQ) (the ?Company?, ?Alliance?, ?we?

December 12, 2016 EX-99.1

TAHOE INVESTMENT GROUP CO., LTD. No. 333 Wusibei Road Fuzhou City, Fijian Province, China

EX-99.1 Exhibit 99.1 TAHOE INVESTMENT GROUP CO., LTD. No. 333 Wusibei Road Fuzhou City, Fijian Province, China Board of Directors AllianceHealthcare Services, Inc. 100 Bayview Circle, Suite 400 Newport Beach, California 92660 December 8, 2016 Dear Members of the Board: Tahoe Investment Group Co., Ltd., formerly known as Fujian Thai Hot Investment Co., Ltd. (?Tahoe?), is pleased to submit this prop

November 4, 2016 10-Q

Alliance HealthCare Services FORM 10-Q (Quarterly Report)

aiq-10q20160930.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended: September 30, 2016 Commission File Number: 001-16609 ALLIANCE HEALTHCARE SERVICES, INC. (Exact name of registrant as specified in its charter) DELAWARE 33-0239910 (State or Other

November 4, 2016 EX-32.1A

Certification pursuant to 18 U.S.C. Section 1350

Exhibit 32.1A Certification pursuant to 18 U.S.C. Section 1350 In connection with the Quarterly Report of Alliance HealthCare Services, Inc. (the “Company”) filed on Form 10-Q for the three months ended September 30, 2016, as filed with the Securities and Exchange Commission on the date hereof (the “Report”), the undersigned hereby certifies, pursuant to 18 U.S.C. § 1350, that: (i) the Report full

November 4, 2016 EX-31.1A

CERTIFICATIONS

Exhibit 31.1A CERTIFICATIONS I, Rhonda Longmore-Grund, certify that: 1. I have reviewed this report on Form 10-Q of Alliance HealthCare Services, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleadi

November 3, 2016 EX-99.1

ALLIANCE HEALTHCARE SERVICES REPORTS RESULTS FOR THE THIRD QUARTER ENDED SEPTEMBER 30, 2016

aiq-ex9916.htm Alliance HealthCare Services News Release Page 1 of 13 November 3, 2016 Exhibit 99.1 NEWS RELEASE CONTACT Rhonda Longmore-Grund Executive Vice President Chief Financial Officer 949.242.5300 ALLIANCE HEALTHCARE SERVICES REPORTS RESULTS FOR THE THIRD QUARTER ENDED SEPTEMBER 30, 2016 NEWPORT BEACH, CA — November 3, 2016 — Alliance HealthCare Services, Inc. (NASDAQ: AIQ) (the “Company”,

November 3, 2016 8-K

Alliance HealthCare Services FORM 8-K (Current Report/Significant Event)

aiq-8k20161103.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 3, 2016 ALLIANCE HEALTHCARE SERVICES, INC. (Exact Name of Registrant as Specified in Charter) DELAWARE 1-16609 33-0239910 (State or Other Jurisdiction of I

October 24, 2016 EX-99.1

Alliance HealthCare Services

EX-99.1 Exhibit 99.1 Alliance HealthCare Services Investor Presentation October 24, 2016 1 Disclaimer During the course of this presentation, the Company may make projections or other forward-looking statements regarding, among other things, our business outlook, operations and strategy; service areas; competition; changes in laws and regulations and the impact of such changes on us; our estimates

October 24, 2016 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 24, 2016 ALLIANCE HEALTHCARE SERVICES, INC. (Exact Name of Registrant as Specified in Charter) DELAWARE 1-16609 33-0239910 (State or Other Jurisdiction of Incorporation) (

August 4, 2016 10-Q

Alliance HealthCare Services FORM 10-Q (Quarterly Report)

aiq-10q20160630.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended: June 30, 2016 Commission File Number: 001-16609 ALLIANCE HEALTHCARE SERVICES, INC. (Exact name of registrant as specified in its charter) DELAWARE 33-0239910 (State or Other Juri

August 4, 2016 8-K

Alliance HealthCare Services FORM 8-K (Current Report/Significant Event)

aiq-8k20160804.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 4, 2016 ALLIANCE HEALTHCARE SERVICES, INC. (Exact Name of Registrant as Specified in Charter) DELAWARE 1-16609 33-0239910 (State or Other Jurisdiction of Inc

August 4, 2016 EX-99.1

ALLIANCE HEALTHCARE SERVICES REPORTS RESULTS FOR THE SECOND QUARTER AND SIX MONTHS ENDED JUNE 30, 2016

aiq-ex99110.htm Alliance HealthCare Services News Release Page 1 of 13 August 4, 2016 Exhibit 99.1 NEWS RELEASE CONTACT Rhonda Longmore-Grund Executive Vice President Chief Financial Officer 949.242.5300 ALLIANCE HEALTHCARE SERVICES REPORTS RESULTS FOR THE SECOND QUARTER AND SIX MONTHS ENDED JUNE 30, 2016 NEWPORT BEACH, CA ? August 4, 2016 ? Alliance HealthCare Services, Inc. (NASDAQ: AIQ) (the ?C

August 4, 2016 EX-31.1(A)

CERTIFICATIONS

Exhibit 31.1A CERTIFICATIONS I, Rhonda Longmore-Grund, certify that: 1. I have reviewed this report on Form 10-Q of Alliance HealthCare Services, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleadi

August 4, 2016 EX-32.1(A)

Certification pursuant to 18 U.S.C. Section 1350

Exhibit 32.1A Certification pursuant to 18 U.S.C. Section 1350 In connection with the Quarterly Report of Alliance HealthCare Services, Inc. (the “Company”) filed on Form 10-Q for the three months ended June 30, 2016, as filed with the Securities and Exchange Commission on the date hereof (the “Report”), the undersigned hereby certifies, pursuant to 18 U.S.C. § 1350, that: (i) the Report fully com

June 9, 2016 8-K

Alliance HealthCare Services FORM 8-K (Current Report/Significant Event)

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (date of earliest event reported): June 6, 2016 ALLIANCE HEALTHCARE SERVICES, INC. (Exact name of registrant as specified in its charter) Delaware 1-16609 33-0239910 (State or other jurisdiction of Incorporati

June 9, 2016 EX-10.1

INDEMNIFICATION AGREEMENT

EX-10.1 Exhibit 10.1 INDEMNIFICATION AGREEMENT This Indemnification Agreement (?Agreement?) is made as of by and between Alliance HealthCare Services, Inc., a Delaware corporation (the ?Company?), and (?Indemnitee?). This Agreement supersedes and replaces any and all previous Agreements between the Company and Indemnitee covering the subject matter of this Agreement. RECITALS WHEREAS, highly compe

June 9, 2016 EX-3.1

AMENDMENT TO AMENDED AND RESTATED BYLAWS ALLIANCE HEALTHCARE SERVICES, INC. (a Delaware corporation) (As adopted by the Board of Directors of Alliance HealthCare Services, Inc. (the “Company”) on June 6, 2016)

EX-3.1 Exhibit 3.1 AMENDMENT TO THE AMENDED AND RESTATED BYLAWS OF ALLIANCE HEALTHCARE SERVICES, INC. (a Delaware corporation) (As adopted by the Board of Directors of Alliance HealthCare Services, Inc. (the ?Company?) on June 6, 2016) This Amendment to the Amended and Restated Bylaws of the Company (the ?Bylaws?) hereby amends the Bylaws by adding a new Section 7.9 in Article VII as follows: Arti

May 25, 2016 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 25, 2016 ALLIANCE HEALTHCARE SERVICES, INC. (Exact Name of Registrant as Specified in Charter) DELAWARE 1-16609 33-0239910 (State or Other Jurisdiction of Incorporation)

May 25, 2016 EX-99.1

Alliance HealthCare Services

EX-99.1 Exhibit 99.1 Alliance HealthCare Services NASDAQ: AIQ May 25, 2016 1 Disclaimer During the course of this presentation, the Company may make projections or other forward-looking statements regarding, among other things, our business outlook, operations and strategy; service areas; competition; changes in laws and regulations and the impact of such changes on us; our estimates for future pe

May 5, 2016 10-Q

Alliance HealthCare Services 10-Q (Quarterly Report)

aiq-10q20160331.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended: March 31, 2016 Commission File Number: 001-16609 ALLIANCE HEALTHCARE SERVICES, INC. (Exact name of registrant as specified in its charter) DELAWARE 33-0239910 (State or Other Jur

May 5, 2016 EX-99.1

ALLIANCE HEALTHCARE SERVICES REPORTS RESULTS FOR THE FIRST QUARTER ENDED MARCH 31, 2016

aiq-ex9916.htm Alliance HealthCare Services News Release Page 1 of 13 May 5, 2016 Exhibit 99.1 NEWS RELEASE CONTACT Rhonda Longmore-Grund Executive Vice President Chief Financial Officer 949.242.5300 ALLIANCE HEALTHCARE SERVICES REPORTS RESULTS FOR THE FIRST QUARTER ENDED MARCH 31, 2016 NEWPORT BEACH, CA — May 5, 2016 — Alliance HealthCare Services, Inc. (NASDAQ: AIQ) (the “Company”, “Alliance”, “

May 5, 2016 8-K

Alliance HealthCare Services 8-K (Current Report/Significant Event)

aiq-8k20160505.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 5, 2016 ALLIANCE HEALTHCARE SERVICES, INC. (Exact Name of Registrant as Specified in Charter) DELAWARE 1-16609 33-0239910 (State or Other Jurisdiction of Incorp

May 5, 2016 EX-10.40

ALLIANCE HEALTHCARE SERVICES, INC. TRANSACTION BONUS PLAN Effective as of March 29, 2016

Exhibit 10.40 ALLIANCE HEALTHCARE SERVICES, INC. TRANSACTION BONUS PLAN Effective as of March 29, 2016 1. Introduction and Purpose. This Alliance HealthCare Services, Inc. Transaction Bonus Plan (the “Plan”) has been adopted effective as of March 29, 2016 in connection with that certain transaction contemplated by Fujian Thai Hot Investment Co., Ltd. (“Thai Hot”) and Oaktree Capital Management, L.

May 5, 2016 EX-10.39

FORM OF NON-QUALIFIED STOCK OPTION AGREEMENT

Exhibit 10.39 FORM OF NON-QUALIFIED STOCK OPTION AGREEMENT This Non-Qualified Stock Option Agreement (this "Agreement"), is entered into as of March , 2016 by and between Alliance HealthCare Services, Inc., a Delaware corporation hereinafter referred to as the "Company," and , an employee or other service provider of the Company or a Subsidiary (as defined below) of the Company, hereinafter referr

May 5, 2016 EX-10.41

Page 2 of 2

Exhibit 10.41 [], 2016 Dear [Employee Name]: I am pleased to notify you that Alliance HealthCare Services, Inc. (the “Company”) has selected you to be a participant in the Alliance HealthCare Services, Inc. Long Term Incentive Program (the “Program”) for the 2016 Plan Year. You have been granted the following under the Program: 1. An award of options to purchase [] shares of the Company’s common s

May 5, 2016 EX-32.1A

Certification pursuant to 18 U.S.C. Section 1350

Exhibit 32.1A Certification pursuant to 18 U.S.C. Section 1350 In connection with the Quarterly Report of Alliance HealthCare Services, Inc. (the “Company”) filed on Form 10-Q for the three months ended March 31, 2016, as filed with the Securities and Exchange Commission on the date hereof (the “Report”), the undersigned hereby certifies, pursuant to 18 U.S.C. § 1350, that: (i) the Report fully co

May 5, 2016 EX-10.38

1999 EQUITY PLAN FOR EMPLOYEES OF ALLIANCE HEALTHCARE SERVIcES, INC. (f/K/A Alliance imaging, inc.) AND SUBSIDIARIES RESTRICTED STOCK UNIT AWARD GRANT NOTICE AND RESTRICTED STOCK UNIT AWARD AGREEMENT (EMPLOYEES)

Exhibit 10.38 1999 EQUITY PLAN FOR EMPLOYEES OF ALLIANCE HEALTHCARE SERVIcES, INC. (f/K/A Alliance imaging, inc.) AND SUBSIDIARIES RESTRICTED STOCK UNIT AWARD GRANT NOTICE AND RESTRICTED STOCK UNIT AWARD AGREEMENT (EMPLOYEES) Alliance HealthCare Services, Inc., a Delaware corporation, (the “Company”), pursuant to the 1999 Equity Plan for Employees of Alliance HealthCare Services, Inc. (f/k/a Allia

May 5, 2016 EX-31.1A

CERTIFICATIONS

Exhibit 31.1A CERTIFICATIONS I, Rhonda Longmore-Grund, certify that: 1. I have reviewed this report on Form 10-Q of Alliance HealthCare Services, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleadi

April 29, 2016 10-K/A

Alliance HealthCare Services 10-K/A (Annual Report)

aiq-10ka20151231.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A (Amendment No. 1) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended: December 31, 2015 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File N

April 29, 2016 DEF 14A

Alliance HealthCare Services DEF 14A

aiq-def14a20160606.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Ru

April 29, 2016 EX-32.2A

Certification pursuant to 18 U.S.C. Section 1350

Exhibit 32.2 Certification pursuant to 18 U.S.C. Section 1350 In connection with the Annual Report of Alliance HealthCare Services, Inc. (the “Company”) filed on Form 10-K/A for the year ended December 31, 2015, as filed with the Securities and Exchange Commission on the date hereof (the “Report”), the undersigned hereby certifies, pursuant to 18 U.S.C. § 1350, that: (i) the Report fully complies

April 29, 2016 EX-31.1A

CERTIFICATIONS

Exhibit 31.2 CERTIFICATIONS I, Rhonda Longmore-Grund, certify that: 1. I have reviewed this report on Form 10-K/A of Alliance HealthCare Services, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not mislead

April 8, 2016 SC 13D

AIQ / Alliance HealthCare Services, Inc. / Fujian Thai Hot Investment Co., Ltd - FORM SC 13D Activist Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13D-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) Under the Securities Exchange Act of 1934 Alliance HealthCare Services, Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 0860610

April 8, 2016 EX-99.3

AMENDMENT NO. 1 TO STOCK PURCHASE AGREEMENT

Exhibit 3 AMENDMENT NO. 1 TO STOCK PURCHASE AGREEMENT AMENDMENT NO. 1 TO STOCK PURCHASE AGREEMENT (this “Amendment”), dated as of January 5, 2016, by and among 福建泰禾投资有限公司 (Fujian Thai Hot Investment Co., Ltd), an entity organized under the laws of the People’s Republic of China (the “Purchaser”), OCM Principal Opportunities Fund IV, L.P., a California limited partnership (“OCM Fund”), MTS Health I

April 8, 2016 EX-99.04

AMENDMENT NO. 2 TO STOCK PURCHASE AGREEMENT

Exhibit 4 AMENDMENT NO. 2 TO STOCK PURCHASE AGREEMENT AMENDMENT NO. 2 TO STOCK PURCHASE AGREEMENT (this “Amendment”), dated as of January 22, 2016, by and among 福建泰禾投资有限公司 (Fujian Thai Hot Investment Co., Ltd), an entity organized under the laws of the People’s Republic of China (the “Purchaser”), OCM Principal Opportunities Fund IV, L.P., a California limited partnership (“OCM Fund”), MTS Health

April 8, 2016 EX-99.05

Assignment AND ASSUMPTION AGREEMENT

Exhibit 5 Assignment AND ASSUMPTION AGREEMENT This ASSIGNMENT AND ASSUMPTION AGREEMENT (this “Agreement”), is entered into this 29th day of March, 2016, by and among OCM Principal Opportunities Fund IV, L.

April 8, 2016 EX-99.02

STOCK PURCHASE AGREEMENT By and Among Fujian Thai Hot Investment Co., Ltd, OCM Principal Opportunities Fund IV, L.P., MTS Health Investors II, L.P., Alliance-Oaktree Co-Investors, LLC, Alliance-MTS Co-Investors I, LLC Alliance-MTS Co-Investors II, LL

Exhibit 2 STOCK PURCHASE AGREEMENT By and Among Fujian Thai Hot Investment Co., Ltd, OCM Principal Opportunities Fund IV, L.P., MTS Health Investors II, L.P., Alliance-Oaktree Co-Investors, LLC, Alliance-MTS Co-Investors I, LLC Alliance-MTS Co-Investors II, LLC and Larry C. Buckelew Dated as of September 16, 2015 TABLE OF CONTENTS Page ARTICLE I DEFINITIONS AND. TERMS 1 Section 1.1 Certain Definit

April 8, 2016 EX-99.06

GOVERNANCE, VOTING AND STANDSTILL AGREEMENT

Exhibit 6 GOVERNANCE, VOTING AND STANDSTILL AGREEMENT This GOVERNANCE, VOTING AND STANDSTILL AGREEMENT (this “Agreement”), dated as of March 29, 2015, is entered into by and between Alliance HealthCare Services, Inc.

March 30, 2016 SC 13D/A

AIQ / Alliance HealthCare Services, Inc. / OCM Principal Opportunities Fund IV, LP - SCHEDULE 13D, AMENDMENT NO. 10 Activist Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under The Securities Exchange Act of 1934 (AMENDMENT NO. 10)* Alliance HealthCare Services, Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 08606103 (CUSIP Number) Todd Molz Managing Director and General Counsel Oaktree Capital Group Holdings GP, LLC 333 South Grand Ave

March 29, 2016 EX-10.2

ASSIGNMENT AND ASSUMPTION AGREEMENT

EX-10.2 Exhibit 10.2 ASSIGNMENT AND ASSUMPTION AGREEMENT This ASSIGNMENT AND ASSUMPTION AGREEMENT (this ?Agreement?), is entered into this 29th day of March, 2016, by and among OCM Principal Opportunities Fund IV, L.P., a California limited partnership (?OCM Fund?), MTS Health Investors II, L.P., a Delaware limited partnership (?MTS?), Alliance-Oaktree Co-Investors, LLC, a Delaware limited liabili

March 29, 2016 EX-10.1

GOVERNANCE, VOTING AND STANDSTILL AGREEMENT

EX-10.1 Exhibit 10.1 Execution Version GOVERNANCE, VOTING AND STANDSTILL AGREEMENT This GOVERNANCE, VOTING AND STANDSTILL AGREEMENT (this ?Agreement?), dated as of March 29, 2016, is entered into by and between Alliance HealthCare Services, Inc., a Delaware corporation (together with its successors, the ?Company?), THAIHOT Investment Company Limited, an entity organized under the laws of the Cayma

March 29, 2016 8-K

Alliance HealthCare Services 8-K (Current Report/Significant Event)

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (date of earliest event reported): March 29, 2016 ALLIANCE HEALTHCARE SERVICES, INC. (Exact name of registrant as specified in its charter) Delaware 1-16609 33-0239910 (State or other jurisdiction of Incorporation)

March 29, 2016 EX-99.1

FUJIAN THAI HOT INVESTMENT COMPLETES PURCHASE OF A MAJORITY INTEREST IN ALLIANCE HEALTHCARE SERVICES Governance, Voting and Standstill Agreement Completed as of Close of Transaction. Qisen Huang, Heping Feng and Tao Zhang Appointed to the Alliance Bo

EX-99.1 Exhibit 99.1 NEWS RELEASE CONTACT Tom Tomlinson Chief Executive Officer and President 949.242.5300 FUJIAN THAI HOT INVESTMENT COMPLETES PURCHASE OF A MAJORITY INTEREST IN ALLIANCE HEALTHCARE SERVICES Governance, Voting and Standstill Agreement Completed as of Close of Transaction. Qisen Huang, Heping Feng and Tao Zhang Appointed to the Alliance Board of Directors. NEWPORT BEACH, CA ? March

March 29, 2016 EX-10.3

AMENDMENT NO. 3 TO CREDIT AGREEMENT

EX-10.3 Exhibit 10.3 AMENDMENT NO. 3 TO CREDIT AGREEMENT AMENDMENT NO. 3 TO CREDIT AGREEMENT (this ?Amendment?), dated as of March 29, 2016, among ALLIANCE HEALTHCARE SERVICES, INC., a Delaware corporation (?Company?), the Subsidiary Guarantors party hereto, the Lenders party hereto, and CREDIT SUISSE AG, CAYMAN ISLANDS BRANCH, as administrative agent for Lenders (in such capacity, the ?Administra

March 25, 2016 EX-10.2

ALLIANCE HEALTHCARE SERVICES, INC. AMENDMENT OF EXECUTIVE SEVERANCE AGREEMENT

EX-10.2 Exhibit 10.2 EXECUTION VERSION ALLIANCE HEALTHCARE SERVICES, INC. AMENDMENT OF EXECUTIVE SEVERANCE AGREEMENT THIS AMENDMENT OF EXECUTIVE SEVERANCE AGREEMENT (the ?Amendment?) is entered into as of March 23, 2016 (the ?Effective Date?), between Richard Johns (?Executive?) and Alliance HealthCare Services, Inc., a Delaware corporation (the ?Company?). RECITALS WHEREAS, on February 20, 2013,

March 25, 2016 EX-10.1

ALLIANCE HEALTHCARE SERVICES, INC. AMENDMENT OF EXECUTIVE SEVERANCE AGREEMENT

EX-10.1 Exhibit 10.1 EXECUTION VERSION ALLIANCE HEALTHCARE SERVICES, INC. AMENDMENT OF EXECUTIVE SEVERANCE AGREEMENT THIS AMENDMENT OF EXECUTIVE SEVERANCE AGREEMENT (the ?Amendment?) is entered into as of March 23, 2016 (the ?Effective Date?), between Percy Tomlinson (?Executive?) and Alliance HealthCare Services, Inc., a Delaware corporation (the ?Company?). RECITALS WHEREAS, on October 1, 2013,

March 25, 2016 8-K

Alliance HealthCare Services 8-K (Current Report/Significant Event)

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (date of earliest event reported): March 23, 2016 ALLIANCE HEALTHCARE SERVICES, INC. (Exact name of registrant as specified in its charter) Delaware 1-16609 33-0239910 (State or other jurisdiction of Incorporation)

March 25, 2016 EX-10.3

ALLIANCE HEALTHCARE SERVICES, INC. AMENDMENT OF EXECUTIVE SEVERANCE AGREEMENT

EX-10.3 Exhibit 10.3 EXECUTION VERSION ALLIANCE HEALTHCARE SERVICES, INC. AMENDMENT OF EXECUTIVE SEVERANCE AGREEMENT THIS AMENDMENT OF EXECUTIVE SEVERANCE AGREEMENT (the ?Amendment?) is entered into as of March 23, 2016 (the ?Effective Date?), between Richard Jones (?Executive?) and Alliance HealthCare Services, Inc., a Delaware corporation (the ?Company?). RECITALS WHEREAS, on February 20, 2013,

March 25, 2016 EX-10.4

ALLIANCE HEALTHCARE SERVICES, INC. AMENDMENT OF EXECUTIVE SEVERANCE AGREEMENT

EX-10.4 Exhibit 10.4 EXECUTION VERSION ALLIANCE HEALTHCARE SERVICES, INC. AMENDMENT OF EXECUTIVE SEVERANCE AGREEMENT THIS AMENDMENT OF EXECUTIVE SEVERANCE AGREEMENT (the ?Amendment?) is entered into as of March 23, 2016 (the ?Effective Date?), between Gregory Spurlock (?Executive?) and Alliance HealthCare Services, Inc., a Delaware corporation (the ?Company?). RECITALS WHEREAS, on April 9, 2013, t

March 21, 2016 8-K

Alliance HealthCare Services 8-K (Current Report/Significant Event)

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 15, 2016 ALLIANCE HEALTHCARE SERVICES, INC. (Exact Name of Registrant as Specified in Charter) DELAWARE 1-16609 33-0239910 (State or Other Jurisdiction of Incorporation) (Co

March 10, 2016 10-K

Alliance HealthCare Services 10-K (Annual Report)

aiq-10k20151231.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended: December 31, 2015 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 1-16609 ALLIAN

March 10, 2016 8-K

Alliance HealthCare Services 8-K (Current Report/Significant Event)

aiq-8k20160310.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 10, 2016 ALLIANCE HEALTHCARE SERVICES, INC. (Exact Name of Registrant as Specified in Charter) DELAWARE 1-16609 33-0239910 (State or Other Jurisdiction of Inc

March 10, 2016 EX-99.1

ALLIANCE HEALTHCARE SERVICES REPORTS FOURTH QUARTER & FULL YEAR 2015 RESULTS Company Announces 2016 Guidance

aiq-ex9916.htm Alliance HealthCare Services News Release Page 1 of 13 March 10, 2016 Exhibit 99.1 NEWS RELEASE CONTACT Tom Tomlinson Chief Executive Officer and President 949.242.5300 ALLIANCE HEALTHCARE SERVICES REPORTS FOURTH QUARTER & FULL YEAR 2015 RESULTS Company Announces 2016 Guidance NEWPORT BEACH, CA ? March 10, 2016 ? Alliance HealthCare Services, Inc. (NASDAQ: AIQ) (the ?Company?, ?Alli

March 10, 2016 EX-31.1A

CERTIFICATIONS

Exhibit 31.1 CERTIFICATIONS I, Howard K. Aihara, certify that: 1. I have reviewed this report on Form 10-K of Alliance HealthCare Services, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading wit

March 10, 2016 EX-21.2

ALLIANCE HEALTHCARE SERVICES, INC SIGNIFICANT SUBSIDIARIES

Exhibit 21.2 ALLIANCE HEALTHCARE SERVICES, INC SIGNIFICANT SUBSIDIARIES State of Incorporation Alliance Oncology, LLC Delaware Alliance Healthcare Interventional Partners, LLC Delaware

March 10, 2016 EX-32.1A

Certification pursuant to 18 U.S.C. Section 1350

Exhibit 32.1 Certification pursuant to 18 U.S.C. Section 1350 In connection with the Annual Report of Alliance HealthCare Services, Inc. (the “Company”) filed on Form 10-K for the year ended December 31, 2015, as filed with the Securities and Exchange Commission on the date hereof (the “Report”), the undersigned hereby certifies, pursuant to 18 U.S.C. § 1350, that: (i) the Report fully complies wi

February 17, 2016 EX-10.2

TRANSITION AND SEPARATION AGREEMENT

EX-10.2 Exhibit 10.2 TRANSITION AND SEPARATION AGREEMENT This Transition and Separation Agreement (the ?Agreement?) by and between Howard Aihara (?Executive?) and Alliance HealthCare Services, Inc., a Delaware corporation (the ?Company?), is made effective as of the eighth (8th) day following the date Executive signs this Agreement (the ?Effective Date?) with reference to the following facts: A. E

February 17, 2016 EX-99.1

Alliance HealthCare Services Announces Rhonda Longmore-Grund to Assume Chief Financial Officer Role as Part of Planned Transition; Additional Leadership Promotions in Support of Long-Term Growth Objectives

EX-99.1 Exhibit 99.1 NEWS RELEASE Contact: Alliance HealthCare Services Tom Tomlinson Chief Executive Officer and President 949.242.5300 Alliance HealthCare Services Announces Rhonda Longmore-Grund to Assume Chief Financial Officer Role as Part of Planned Transition; Additional Leadership Promotions in Support of Long-Term Growth Objectives NEWPORT BEACH, CA?February 17, 2016?Alliance HealthCare S

February 17, 2016 EX-10.1

February 5, 2016

EX-10.1 Exhibit 10.1 February 5, 2016 Dear Rhonda, Congratulations! I?m very pleased to extend to you an offer of employment from Alliance HealthCare Services. This letter confirms our offer for the position of Executive Vice President, Chief Financial Officer. This offer is contingent upon a pre-employment drug screen, as well as a background and reference check. This is an exempt position paid a

February 17, 2016 8-K

Alliance HealthCare Services FORM 8-K (Current Report/Significant Event)

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (date of earliest event reported): February 16, 2016 ALLIANCE HEALTHCARE SERVICES, INC. (Exact name of registrant as specified in its charter) Delaware 1-16609 33-0239910 (State or other jurisdiction of Incorp

January 22, 2016 SC 13D/A

AIQ / Alliance HealthCare Services, Inc. / OCM Principal Opportunities Fund IV, LP - SC 13D/A, AMENDMENT NO. 9 Activist Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under The Securities Exchange Act of 1934 (AMENDMENT NO. 9)* Alliance HealthCare Services, Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 08606103 (CUSIP Number) Todd Molz Managing Director and General Counsel Oaktree Capital Group Holdings GP, LLC 333 South Grand Aven

January 22, 2016 EX-99.1

AMENDMENT NO. 2 TO STOCK PURCHASE AGREEMENT

Exhibit 1 AMENDMENT NO. 2 TO STOCK PURCHASE AGREEMENT AMENDMENT NO. 2 TO STOCK PURCHASE AGREEMENT (this “Amendment”), dated as of January 22, 2016, by and among 福建泰禾投资有限公司 (Fujian Thai Hot Investment Co., Ltd), an entity organized under the laws of the People’s Republic of China (the “Purchaser”), OCM Principal Opportunities Fund IV, L.P., a California limited partnership (“OCM Fund”), MTS Health

January 6, 2016 SC 13D/A

AIQ / Alliance HealthCare Services, Inc. / OCM Principal Opportunities Fund IV, LP - SC 13D/A, AMENDMENT NO. 8 Activist Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under The Securities Exchange Act of 1934 (AMENDMENT NO. 8)* Alliance HealthCare Services, Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 08606103 (CUSIP Number) Todd Molz Managing Director and General Counsel Oaktree Capital Group Holdings GP, LLC 333 South Grand Aven

January 6, 2016 EX-99.1

AMENDMENT NO. 1 TO STOCK PURCHASE AGREEMENT

Exhibit 1 AMENDMENT NO. 1 TO STOCK PURCHASE AGREEMENT AMENDMENT NO. 1 TO STOCK PURCHASE AGREEMENT (this “Amendment”), dated as of January 5, 2016, by and among 福建泰禾投资有限公司 (Fujian Thai Hot Investment Co., Ltd), an entity organized under the laws of the People’s Republic of China (the “Purchaser”), OCM Principal Opportunities Fund IV, L.P., a California limited partnership (“OCM Fund”), MTS Health I

January 6, 2016 EX-99.1

Alliance HealthCare Services provides update on stockholder transaction Termination date extended to February 29, 2016 Majority of requirements cleared to successfully close the transaction

EX-99.1 Exhibit 99.1 NEWS RELEASE Contact: Alliance HealthCare Services Howard Aihara Executive Vice President Chief Financial Officer (949) 242-5300 Alliance HealthCare Services provides update on stockholder transaction Termination date extended to February 29, 2016 Majority of requirements cleared to successfully close the transaction NEWPORT BEACH, CA?January 6, 2016?Alliance HealthCare Servic

January 6, 2016 8-K

Financial Statements and Exhibits, Other Events

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (date of earliest event reported): January 6, 2016 ALLIANCE HEALTHCARE SERVICES, INC. (Exact name of registrant as specified in its charter) Delaware 1-16609 33-0239910 (State or other jurisdiction of Incorporation

November 9, 2015 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended: September 30, 2015 Commission File Number: 001-1

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended: September 30, 2015 Commission File Number: 001-16609 ALLIANCE HEALTHCARE SERVICES, INC. (Exact name of registrant as specified in its charter) DELAWARE 33-0239910 (State or Other Jurisdiction of Inc

November 6, 2015 EX-99.1

ALLIANCE HEALTHCARE SERVICES REPORTS THIRD QUARTER 2015 RESULTS

Exhibit NEWS RELEASE Contact: Alliance HealthCare Services Howard Aihara Executive Vice President Chief Financial Officer (949) 242-5300 ALLIANCE HEALTHCARE SERVICES REPORTS THIRD QUARTER 2015 RESULTS NEWPORT BEACH, CA?November 5, 2015 ?Alliance HealthCare Services, Inc.

November 6, 2015 8-K

Alliance HealthCare Services 8-K (Current Report/Significant Event)

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 5, 2015 ALLIANCE HEALTHCARE SERVICES, INC. (Exact Name of Registrant as Specified in Charter) DELAWARE 001-16609 33-0239910 (State or Other Jurisdiction of Incorporation)

September 17, 2015 SC 13D/A

AIQ / Alliance HealthCare Services, Inc. / OCM Principal Opportunities Fund IV, LP - SC 13D/A Activist Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 7)* Alliance HealthCare Services, Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 08606103 (CUSIP Number) Todd Molz Managing Director and General Counsel Oaktree Capital Group Holdings GP, LLC 333 South Grand Aven

September 17, 2015 EX-99.1

Alliance HealthCare Services Announces the Signing of an Agreement for the Purchase of a Majority Interest by Fujian Thai Hot Investment; Expects to Appoint Kisum Wong, Yong Ge and Tao Zhang to its Board of Directors Conditioned on Closing

EX-99.1 Exhibit 99.1 NEWS RELEASE Contact: Alliance HealthCare Services Howard Aihara Executive Vice President Chief Financial Officer (949) 242-5300 Alliance HealthCare Services Announces the Signing of an Agreement for the Purchase of a Majority Interest by Fujian Thai Hot Investment; Expects to Appoint Kisum Wong, Yong Ge and Tao Zhang to its Board of Directors Conditioned on Closing NEWPORT BE

September 17, 2015 EX-10.1

Project Gamma Term Sheet The Company Alliance HealthCare Services, Inc., a Delaware corporation listed on Nasdaq. Transaction Parties • Fujian Thai Hot Investment, or any newly formed entity controlled by it (the “Purchaser”), controlling shareholder

EX-10.1 Exhibit 10.1 Project Gamma Term Sheet The Company Alliance HealthCare Services, Inc., a Delaware corporation listed on Nasdaq. Transaction Parties ? Fujian Thai Hot Investment, or any newly formed entity controlled by it (the ?Purchaser?), controlling shareholder of Thai Hot Group, a listed company in China; ? Oaktree Capital Management L.P. and certain of its affiliates (?Oaktree?), MTS H

September 17, 2015 8-K

Alliance HealthCare Services FORM 8-K (Current Report/Significant Event)

FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (date of earliest event reported): September 16, 2015 ALLIANCE HEALTHCARE SERVICES, INC. (Exact name of registrant as specified in its charter) Delaware 1-16609 33-0239910 (State or other jurisdiction of Incor

September 17, 2015 EX-1

STOCK PURCHASE AGREEMENT By and Among Fujian Thai Hot Investment Co., Ltd, OCM Principal Opportunities Fund IV, L.P., MTS Health Investors II, L.P., Alliance-Oaktree Co-Investors, LLC, Alliance-MTS Co-Investors I, LLC Alliance-MTS Co-Investors II, LL

Exhibit 1 STOCK PURCHASE AGREEMENT By and Among Fujian Thai Hot Investment Co., Ltd, OCM Principal Opportunities Fund IV, L.P., MTS Health Investors II, L.P., Alliance-Oaktree Co-Investors, LLC, Alliance-MTS Co-Investors I, LLC Alliance-MTS Co-Investors II, LLC and Larry C. Buckelew Dated as of September 16, 2015 TABLE OF CONTENTS Page ARTICLE I DEFINITIONS AND TERMS 2 Section 1.1 Certain Definiti

August 7, 2015 8-K/A

Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 6, 2015 ALLIANCE HEALTHCARE SERVICES, INC. (Exact Name of Registrant as Specified in Charter) DELAWARE 001-16609 33-0239910 (State or Other Jurisdiction of

August 7, 2015 EX-99.1

ALLIANCE HEALTHCARE SERVICES REPORTS SECOND QUARTER 2015 RESULTS

Exhibit 99.1 2Q 2015 Exhibit 99.1 NEWS RELEASE Contact: Alliance HealthCare Services Howard Aihara Executive Vice President Chief Financial Officer (949) 242-5300 ALLIANCE HEALTHCARE SERVICES REPORTS SECOND QUARTER 2015 RESULTS NEWPORT BEACH, CA-August 6, 2015 -Alliance HealthCare Services, Inc. (NASDAQ:AIQ) (the ?Company?, ?Alliance?, ?we? or ?our?), a leading national provider of outsourced radi

August 7, 2015 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended: June 30, 2015 Commission File Number: 001-16609

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended: June 30, 2015 Commission File Number: 001-16609 ALLIANCE HEALTHCARE SERVICES, INC. (Exact name of registrant as specified in its charter) DELAWARE 33-0239910 (State or Other Jurisdiction of Incorpor

August 6, 2015 8-K

Alliance HealthCare Services 2Q 2015 AIQ EARNINGS RELEASE (Current Report/Significant Event)

2Q 2015 Earnings Release UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.

June 23, 2015 8-K

Alliance HealthCare Services FORM 8-K (Current Report/Significant Event)

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 19, 2015 ALLIANCE HEALTHCARE SERVICES, INC. (Exact Name of Registrant as Specified in Charter) DELAWARE 1-16609 33-0239910 (State or Other Jurisdiction of Incorporation)

June 23, 2015 EX-10.2

INCREMENTAL TERM LOAN COMMITMENT AGREEMENT CREDIT SUISSE AG, CAYMAN ISLANDS BRANCH Eleven Madison Avenue New York, New York 10010

EX-10.2 Exhibit 10.2 INCREMENTAL TERM LOAN COMMITMENT AGREEMENT CREDIT SUISSE AG, CAYMAN ISLANDS BRANCH Eleven Madison Avenue New York, New York 10010 June 19, 2015 Alliance HealthCare Services, Inc. 100 Bayview Circle Suite 400 Newport Beach, CA 92660 Re: Incremental Term Loan Commitments Ladies and Gentlemen: Reference is hereby made to the Credit Agreement, dated as of June 3, 2013, among Allia

June 23, 2015 EX-10.1

AMENDMENT NO. 2 TO CREDIT AGREEMENT

EX-10.1 Exhibit 10.1 AMENDMENT NO. 2 TO CREDIT AGREEMENT AMENDMENT NO. 2 TO CREDIT AGREEMENT (this ?Amendment?), dated as of June 19, 2015, among ALLIANCE HEALTHCARE SERVICES, INC., a Delaware corporation (?Company?), the Lenders party hereto, and CREDIT SUISSE AG, CAYMAN ISLANDS BRANCH, as administrative agent for Lenders (in such capacity, the ?Administrative Agent?). Capitalized terms used and

June 8, 2015 8-K

Alliance HealthCare Services 8-K (Current Report/Significant Event)

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 3, 2015 ALLIANCE HEALTHCARE SERVICES, INC. (Exact Name of Registrant as Specified in Charter) DELAWARE 1-16609 33-0239910 (State or Other Jurisdiction of Incorporation) (Comm

May 11, 2015 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended: March 31, 2015 Commission File Number: 001-16609

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended: March 31, 2015 Commission File Number: 001-16609 ALLIANCE HEALTHCARE SERVICES, INC. (Exact name of registrant as specified in its charter) DELAWARE 33-0239910 (State or Other Jurisdiction of Incorpo

May 7, 2015 8-K

Alliance HealthCare Services 1Q 2015 EARNINGS RELEASE FORM 8-K (Current Report/Significant Event)

1Q 2015 Earnings Release UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.

May 7, 2015 EX-99.1

ALLIANCE HEALTHCARE SERVICES REPORTS RESULTS FOR THE FIRST QUARTER ENDED MARCH 31, 2015

Exhibit 99.1 1Q 2015 Exhibit 99.1 NEWS RELEASE Contact: Alliance HealthCare Services Howard Aihara Executive Vice President Chief Financial Officer (949) 242-5300 ALLIANCE HEALTHCARE SERVICES REPORTS RESULTS FOR THE FIRST QUARTER ENDED MARCH 31, 2015 NEWPORT BEACH, CA-May 7, 2015 -Alliance HealthCare Services, Inc. (NASDAQ:AIQ) (the ?Company?, ?Alliance?, ?we? or ?our?), a leading national provide

April 20, 2015 DEF 14A

Alliance HealthCare Services DEF 14A

DEF 14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

April 20, 2015 DEFA14A

Alliance HealthCare Services DEFA14A

DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2))

March 16, 2015 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended: December 31, 2014 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 1-16609 ALLIANCE HEALTHCARE SERVIC

March 16, 2015 EX-99.1

ALLIANCE HEALTHCARE SERVICES REPORTS FOURTH QUARTER & FULL YEAR 2014 RESULTS Company Announces 2015 Guidance

Ex-99.1 Exhibit 99.1 NEWS RELEASE CONTACT Howard Aihara Chief Financial Officer 949-242-5300 ALLIANCE HEALTHCARE SERVICES REPORTS FOURTH QUARTER & FULL YEAR 2014 RESULTS Company Announces 2015 Guidance NEWPORT BEACH, Calif. (BUSINESS WIRE) - March 16, 2015 - Alliance HealthCare Services, Inc. (NASDAQ: AIQ) (the ?Company?, ?Alliance?, ?we? or ?our?), a leading national provider of outsourced radiol

March 16, 2015 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

AIQ Q42014earningsrelease UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.

November 7, 2014 EX-99.1

ALLIANCE HEALTHCARE SERVICES REPORTS RESULTS FOR THIRD QUARTER 2014

NEWS RELEASE Contact: Alliance HealthCare Services Howard Aihara Executive Vice President Chief Financial Officer (949) 242-5300 ALLIANCE HEALTHCARE SERVICES REPORTS RESULTS FOR THIRD QUARTER 2014 NEWPORT BEACH, CA—November 6, 2014—Alliance HealthCare Services, Inc.

November 7, 2014 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended: September 30, 2014 Commission File Number: 001-1

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended: September 30, 2014 Commission File Number: 001-16609 ALLIANCE HEALTHCARE SERVICES, INC. (Exact name of registrant as specified in its charter) DELAWARE 33-0239910 (State or Other Jurisdiction of Inc

November 7, 2014 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 6, 2014 ALLIANCE HEALTHCARE SERVICES, INC. (Exact Name of Registrant as Specified in Charter) DELAWARE 001-16609 33-0239910 (State or Other Jurisdiction of Incorporation) (Co

September 8, 2014 8-K

Regulation FD Disclosure

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 8, 2014 ALLIANCE HEALTHCARE SERVICES, INC. (Exact Name of Registrant as Specified in Charter) DELAWARE 1-16609 33-0239910 (State or Other Jurisdiction of Incorporation) (Com

August 8, 2014 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended: June 30, 2014 Commission File Number: 001-16609

10-Q 1 aiq-6302014x10q.htm 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended: June 30, 2014 Commission File Number: 001-16609 ALLIANCE HEALTHCARE SERVICES, INC. (Exact name of registrant as specified in its charter) DELAWARE 33-0239910 (State o

August 8, 2014 EX-31.0

CERTIFICATION Pursuant to Rules 13a-14(a) or 15d-14(a) under the Securities Exchange Act of 1934, as Amended

Exhibit 31 CERTIFICATION Pursuant to Rules 13a-14(a) or 15d-14(a) under the Securities Exchange Act of 1934, as Amended I, Percy C.

August 7, 2014 EX-99.1

ALLIANCE HEALTHCARE SERVICES REPORTS RESULTS FOR SECOND QUARTER 2014 Alliance Oncology Delivers Strong Revenue Growth

Exhibit 99.1 NEWS RELEASE Contact: Alliance HealthCare Services Howard Aihara Executive Vice President Chief Financial Officer (949) 242-5300 ALLIANCE HEALTHCARE SERVICES REPORTS RESULTS FOR SECOND QUARTER 2014 Alliance Oncology Delivers Strong Revenue Growth NEWPORT BEACH, CA-August 7, 2014-Alliance HealthCare Services, Inc. (NASDAQ:AIQ) (the “Company” or “Alliance”), a leading national provider

August 7, 2014 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 7, 2014 ALLIANCE HEALTHCARE SERVICES, INC. (Exact Name of Registrant as Specified in Charter) DELAWARE 001-16609 33-0239910 (State or Other Jurisdiction of Incorporation) (Comm

June 9, 2014 8-K

Submission of Matters to a Vote of Security Holders - 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 3, 2014 ALLIANCE HEALTHCARE SERVICES, INC. (Exact Name of Registrant as Specified in Charter) DELAWARE 1-16609 33-0239910 (State or Other Jurisdiction of Incorporation) (Commissi

May 8, 2014 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For Quarter Ended: March 31, 2014 Commission File Number: 001-16609 ALLIANCE HEA

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For Quarter Ended: March 31, 2014 Commission File Number: 001-16609 ALLIANCE HEALTHCARE SERVICES, INC. (Exact name of registrant as specified in its charter) DELAWARE 33-0239910 (State or other jurisdiction of incorporation or org

May 8, 2014 EX-10.23

Alliance HealthCare Services, Inc. Summary of Compensation Arrangements For Named Executive Officers

Exhibit 10.23 Alliance HealthCare Services, Inc. Summary of Compensation Arrangements For Named Executive Officers Base Salaries and Target Bonus Percentages. The current annual base salaries and target annual bonus opportunities (expressed a percentage of base salary) for the current named executive officers of Alliance HealthCare Services, Inc. (the ?Company?) are as follows: Named Executive Off

May 8, 2014 EX-10.24

Alliance HealthCare Services, Inc. Summary of Compensation Arrangements for Directors

Exhibit 10.24 Alliance HealthCare Services, Inc. Summary of Compensation Arrangements for Directors Under our 2014 compensation program for non-employee directors, we pay our non-employee directors an annual fee of $40,000 for their services as directors, payable in quarterly installments of $10,000 each. In addition, each director who is unaffiliated with Oaktree and MTS (each, an ?Unaffiliated D

May 8, 2014 EX-10.12

EXECUTIVE SEVERANCE AGREEMENT

Exhibit 10.12 EXECUTIVE SEVERANCE AGREEMENT This Executive Severance Agreement (?Agreement?) is made effective as [], between Alliance HealthCare Services, Inc., a Delaware corporation (the ?Company?), and [], an executive of the Company (?Executive?), with reference to the following facts: A. The Company desires the benefits of having Executive serve as an executive of the Company secure in the k

May 7, 2014 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 7, 2014 ALLIANCE HEALTHCARE SERVICES, INC. (Exact Name of Registrant as Specified in Charter) DELAWARE 001-16609 33-0239910 (State or Other Jurisdiction of Incorporation) (Commiss

May 7, 2014 EX-99.1

ALLIANCE HEALTHCARE SERVICES REPORTS RESULTS FOR THE FIRST QUARTER ENDED MARCH 31, 2014

Exhibit 99.1 NEWS RELEASE Contact: Alliance HealthCare Services Howard Aihara Executive Vice President Chief Financial Officer (949) 242-5300 ALLIANCE HEALTHCARE SERVICES REPORTS RESULTS FOR THE FIRST QUARTER ENDED MARCH 31, 2014 NEWPORT BEACH, CA-May 7, 2014-Alliance HealthCare Services, Inc. (NASDAQ:AIQ) (the “Company” or “Alliance”), a leading national provider of outsourced radiology and radia

May 5, 2014 EX-99.1

ALLIANCE HEALTHCARE SERVICES ANNOUNCES EXECUTIVE DEPARTURE

NEWS RELEASE Contact: Alliance HealthCare Services Richard W. Johns Executive Vice President General Counsel (949) 242-5505 and Howard K. Aihara Executive Vice President Chief Financial Officer (949) 242-5334 ALLIANCE HEALTHCARE SERVICES ANNOUNCES EXECUTIVE DEPARTURE NEWPORT BEACH, CA-May 2, 2014 - Alliance HealthCare Services, Inc. (NASDAQ:AIQ), a leading national provider of radiology and radiat

May 5, 2014 8-K

Regulation FD Disclosure, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits - 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 30, 2014 ALLIANCE HEALTHCARE SERVICES, INC. (Exact Name of Registrant as Specified in Charter) DELAWARE 1-16609 33-0239910 (State or Other Jurisdiction of Incorporation) (Commis

April 23, 2014 DEFA14A

- DEFA14A

DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2))

April 23, 2014 DEF 14A

- NOTICE & PROXY

Notice & Proxy Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

March 13, 2014 EX-10.29

1999 EQUITY PLAN FOR EMPLOYEES OF ALLIANCE IMAGING, INC. AND SUBSIDIARIES RESTRICTED STOCK UNIT AWARD GRANT NOTICE AND RESTRICTED STOCK AWARD AGREEMENT

EXHIBIT 10.29 1999 EQUITY PLAN FOR EMPLOYEES OF ALLIANCE IMAGING, INC. AND SUBSIDIARIES RESTRICTED STOCK UNIT AWARD GRANT NOTICE AND RESTRICTED STOCK AWARD AGREEMENT (EMPLOYEES) Alliance Imaging, Inc., a Delaware corporation, (the ?Company?), pursuant to the 1999 Equity Plan for Employees of Alliance Imaging, Inc. and Subsidiaries, as amended from time to time (the ?Plan?), hereby grants to the in

March 13, 2014 EX-99.1

ALLIANCE HEALTHCARE SERVICES REPORTS FOURTH QUARTER AND FULL YEAR 2013 RESULTS

EXHIBIT 99.1 NEWS RELEASE Contact: Alliance HealthCare Services Howard Aihara Executive Vice President Chief Financial Officer (949) 242-5300 ALLIANCE HEALTHCARE SERVICES REPORTS FOURTH QUARTER AND FULL YEAR 2013 RESULTS NEWPORT BEACH, CA-March 12, 2014-Alliance HealthCare Services, Inc. (NASDAQ:AIQ) (the “Company” or “Alliance”), a leading national provider of outsourced radiology and radiation t

March 13, 2014 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition - 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 12, 2014 ALLIANCE HEALTHCARE SERVICES, INC. (Exact Name of Registrant as Specified in Charter) DELAWARE 1-16609 33-0239910 (State or Other Jurisdiction of Incorporation) (Commis

March 13, 2014 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ý ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended: December 31, 2013 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 1-16609 ALLIANCE HEALTHCARE SERVIC

March 13, 2014 EX-10.23

Alliance HealthCare Services, Inc. Summary of Compensation Arrangements For Named Executive Officers

EXHIBIT 10.23 Alliance HealthCare Services, Inc. Summary of Compensation Arrangements For Named Executive Officers Base Salaries and Target Bonus Percentages. The current annual base salaries and target annual bonus opportunities (expressed a percentage of base salary) for the current named executive officers of Alliance HealthCare Services, Inc. (the “Company”) are as follows: Named Executive Off

March 13, 2014 EX-10.24

Alliance HealthCare Services, Inc. Summary of Compensation Arrangements for Directors

EXHIBIT 10.24 Alliance HealthCare Services, Inc. Summary of Compensation Arrangements for Directors Under our 2013 compensation program for non-employee directors, we paid our non-employee directors an annual fee of $40,000 for their services as directors, payable in quarterly installments of $10,000 each. In addition, each director who is unaffiliated with Oaktree and MTS (each, an ?Unaffiliated

February 14, 2014 SC 13G/A

AIQ / Alliance HealthCare Services, Inc. / Brigade Leveraged Capital Structures Fund Ltd. Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.

December 13, 2013 8-K

Regulation FD Disclosure, Financial Statements and Exhibits - 8-K

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 12, 2013 ALLIANCE HEALTHCARE SERVICES, INC. (Exact Name of Registrant as Specified in Charter) DELAWARE 1-16609 33-0239910 (State or Other Jurisdiction of Incorporation)

December 13, 2013 EX-99.1

Alliance HealthCare Services Announces Estimated Impact of Final 2014 Medicare Reimbursement Rates Company Estimates 2014 Revenue Impact of <$3 million

EX-99.1 Exhibit 99.1 Contact: Alliance HealthCare Services Howard K. Aihara Executive Vice President Chief Financial Officer (949) 242-5334 Alliance HealthCare Services Announces Estimated Impact of Final 2014 Medicare Reimbursement Rates Company Estimates 2014 Revenue Impact of <$3 million NEWPORT BEACH, CA – (BUSINESS WIRE) – December 12, 2013 – Alliance HealthCare Services, Inc. (NASDAQ:AIQ) (“

December 5, 2013 8-K

Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant, Other Events - 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 2, 2013 ALLIANCE HEALTHCARE SERVICES, INC. (Exact Name of Registrant as Specified in Charter) DELAWARE 1-16609 33-0239910 (State or Other Jurisdiction of Incorporation) (Comm

November 26, 2013 CORRESP

-

ALLIANCE HEALTHCARE SERVICES, INC. 100 Bayview Circle, Suite 400 Newport Beach, CA 92660 November 26, 2013 VIA EDGAR United States Securities and Exchange Commission Division of Corporation Finance 100 F Street N.E. Washington, D.C. 20549-3628 Attention: Tia L. Jenkins Re: Alliance Healthcare Services, Inc. Form 10-K for Fiscal Year Ended December 31, 2012 Filed March 15, 2013 File No. 001-16609 D

November 7, 2013 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For Quarter Ended: September 30, 2013 Commission File Number: 001-16609 ALLIANCE

10-Q 1 aiq-9302013x10q.htm 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For Quarter Ended: September 30, 2013 Commission File Number: 001-16609 ALLIANCE HEALTHCARE SERVICES, INC. (Exact name of registrant as specified in its charter) DELAWARE 33-0239910 (State or other

November 6, 2013 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition - 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 6, 2013 ALLIANCE HEALTHCARE SERVICES, INC. (Exact Name of Registrant as Specified in Charter) DELAWARE 001-16609 33-0239910 (State or Other Jurisdiction of Incorporation) (Co

November 6, 2013 EX-99.1

ALLIANCE HEALTHCARE SERVICES REPORTS THIRD QUARTER 2013 RESULTS COMPANY PRODUCES SIXTH CONSECUTIVE QUARTER OF ADJUSTED EBITDA GROWTH, GENERATES STRONG CASH FLOW, CONFIRMS 2013 REVENUE AND ADJUSTED EBITDA GUIDANCE, AND RAISES CHANGE IN NET DEBT GUIDAN

Exhibit 99.1 NEWS RELEASE Contact: Alliance HealthCare Services Howard Aihara Executive Vice President Chief Financial Officer (949) 242-5300 ALLIANCE HEALTHCARE SERVICES REPORTS THIRD QUARTER 2013 RESULTS COMPANY PRODUCES SIXTH CONSECUTIVE QUARTER OF ADJUSTED EBITDA GROWTH, GENERATES STRONG CASH FLOW, CONFIRMS 2013 REVENUE AND ADJUSTED EBITDA GUIDANCE, AND RAISES CHANGE IN NET DEBT GUIDANCE NEWPO

October 16, 2013 EX-10.2

INCREMENTAL TERM LOAN COMMITMENT AGREEMENT CREDIT SUISSE AG, CAYMAN ISLANDS BRANCH Eleven Madison Avenue New York, New York 10010

EX-10.2 Exhibit 10.2 INCREMENTAL TERM LOAN COMMITMENT AGREEMENT CREDIT SUISSE AG, CAYMAN ISLANDS BRANCH Eleven Madison Avenue New York, New York 10010 Alliance HealthCare Services, Inc. 100 Bayview Circle Suite 400 Newport Beach, CA 92660 Re: Incremental Term Loan Commitments Ladies and Gentlemen: Reference is hereby made to the Credit Agreement, dated as of June 3, 2013, among Alliance HealthCare

October 16, 2013 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 11, 2013 ALLIANCE HEALTHCARE SERVICES, INC. (Exact Name of Registrant as Specified in Charter) DELAWARE 1-16609 33-0239910 (State or Other Jurisdiction of Incorporation) (Comm

October 16, 2013 EX-10.1

AMENDMENT NO. 1 TO CREDIT AGREEMENT AND LIMITED WAIVER

EX-10.1 Exhibit 10.1 AMENDMENT NO. 1 TO CREDIT AGREEMENT AND LIMITED WAIVER AMENDMENT NO. 1 TO CREDIT AGREEMENT AND LIMITED WAIVER (this “Amendment and Waiver”), dated as of October 11, 2013, among ALLIANCE HEALTHCARE SERVICES, INC., a Delaware corporation (“Company”), the Lenders party hereto, and CREDIT SUISSE AG, CAYMAN ISLANDS BRANCH, as administrative agent for Lenders (in such capacity, the

October 4, 2013 8-K

Regulation FD Disclosure - 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 4, 2013 ALLIANCE HEALTHCARE SERVICES, INC. (Exact Name of Registrant as Specified in Charter) DELAWARE 1-16609 33-0239910 (State or Other Jurisdiction of Incorporation) (Commi

August 7, 2013 EX-10.22

CREDIT AGREEMENT dated as of June 3, 2013 ALLIANCE HEALTHCARE SERVICES, INC., as Borrower, THE LENDERS PARTY HERETO, as Lenders, CREDIT SUISSE AG, CAYMAN ISLANDS BRANCH as Administrative Agent CREDIT SUISSE SECURITIES (USA) LLC, JEFFERIES FINANCE LLC

EXECUTION VERSION CREDIT AGREEMENT dated as of June 3, 2013 among ALLIANCE HEALTHCARE SERVICES, INC.

August 7, 2013 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For Quarter Ended: June 30, 2013 Commission File Number: 001-16609 ALLIANCE HEAL

10-Q 1 aiq-6302013x10q.htm 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For Quarter Ended: June 30, 2013 Commission File Number: 001-16609 ALLIANCE HEALTHCARE SERVICES, INC. (Exact name of registrant as specified in its charter) DELAWARE 33-0239910 (State or other juris

August 2, 2013 EX-99.1

/s/ PERCY TOMLINSON July 29, 2013 Percy Tomlinson Date

Execution Copy Exhibit 99.1 100 Bayview Circle, Suite 400 Newport Beach, CA 92660 www.alliancehealthcareservices-us.com July 29, 2013 Percy (“Tom”) Tomlinson XXXX XXXXX XXXXX Circle Bloomington, Minnesota XXXXX Re: Appointment as President and Chief Executive Officer Dear Tom: I am very pleased to offer you the positions of President and Chief Executive Officer of Alliance HealthCare Services, Inc

August 2, 2013 EX-99.2

EXECUTIVE SEVERANCE AGREEMENT

EX-99.2 3 exhibit992severenceagreeme.htm EXHIBIT Execution Copy Exhibit 99.2 EXECUTIVE SEVERANCE AGREEMENT This Executive Severance Agreement (“Agreement”) is made effective as of 10/1/2013, between Alliance HealthCare Services, Inc., a Delaware corporation (the “Company”), and Percy Tomlinson, an executive of the Company (“Executive”), with reference to the following facts: A. The Company desires

August 2, 2013 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 29, 2013 ALLIANCE HEALTHCARE SERVICES, INC. (Exact Name of Registrant as Specified in Charter) DELAWARE 1-16609 33-0239910 (State or Other Jurisdiction of Incorporation) (Commiss

August 1, 2013 EX-99.2

ALLIANCE HEALTHCARE SERVICES NAMES PERCY C. “TOM” TOMLINSON, JR. AS CHIEF EXECUTIVE OFFICER NEW CEO BRINGS DIVERSE TRACK RECORD OF SUCCESS LARRY BUCKELEW TO REMAIN CHAIRMAN OF THE BOARD OF DIRECTORS

Exhibit 99.2 NEWS RELEASE Contact: Alliance HealthCare Services Howard Aihara Executive Vice President Chief Financial Officer (949) 242-5300 ALLIANCE HEALTHCARE SERVICES NAMES PERCY C. “TOM” TOMLINSON, JR. AS CHIEF EXECUTIVE OFFICER NEW CEO BRINGS DIVERSE TRACK RECORD OF SUCCESS LARRY BUCKELEW TO REMAIN CHAIRMAN OF THE BOARD OF DIRECTORS NEWPORT BEACH, CA-July 31, 2013-Alliance HealthCare Service

August 1, 2013 EX-99.1

ALLIANCE HEALTHCARE SERVICES REPORTS RESULTS FOR THE SECOND QUARTER ENDED JUNE 30, 2013 COMPANY GROWS ADJUSTED EBITDA FOR FIFTH CONSECUTIVE QUARTER, GENERATES STRONG CASH FLOW AND CONFIRMS 2013 GUIDANCE

Exhibit 99.1 NEWS RELEASE Contact: Alliance HealthCare Services Howard Aihara Executive Vice President Chief Financial Officer (949) 242-5300 ALLIANCE HEALTHCARE SERVICES REPORTS RESULTS FOR THE SECOND QUARTER ENDED JUNE 30, 2013 COMPANY GROWS ADJUSTED EBITDA FOR FIFTH CONSECUTIVE QUARTER, GENERATES STRONG CASH FLOW AND CONFIRMS 2013 GUIDANCE NEWPORT BEACH, CA-July 31, 2013-Alliance HealthCare Ser

August 1, 2013 8-K

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition - 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 31, 2013 ALLIANCE HEALTHCARE SERVICES, INC. (Exact Name of Registrant as Specified in Charter) DELAWARE 001-16609 33-0239910 (State or Other Jurisdiction of Incorporation) (Commi

June 7, 2013 8-K

Entry into a Material Definitive Agreement, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant - FORM 8-K

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 3, 2013 ALLIANCE HEALTHCARE SERVICES, INC. (Exact Name of Registrant as Specified in Charter) DELAWARE 1-16609 33-0239910 (State or Other Jurisdiction of Incorporation)

May 29, 2013 8-K

Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 28, 2013 ALLIANCE HEALTHCARE SERVICES, INC. (Exact Name of Registrant as Specified in Charter) DELAWARE 1-16609 33-0239910 (State or Other Jurisdiction of Incorporation) (Commissi

May 9, 2013 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For Quarter Ended: March 31, 2013 Commission File Number: 1-16609 ALLIANCE HEALT

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For Quarter Ended: March 31, 2013 Commission File Number: 1-16609 ALLIANCE HEALTHCARE SERVICES, INC. (Exact name of registrant as specified in its charter) DELAWARE 33-0239910 (State or other jurisdiction of inco

May 2, 2013 EX-99.1

ALLIANCE HEALTHCARE SERVICES REPORTS RESULTS FOR THE FIRST QUARTER ENDED MARCH 31, 2013

Exhibit 99.1 NEWS RELEASE Contact: Alliance HealthCare Services Howard Aihara Executive Vice President Chief Financial Officer (949) 242-5300 ALLIANCE HEALTHCARE SERVICES REPORTS RESULTS FOR THE FIRST QUARTER ENDED MARCH 31, 2013 NEWPORT BEACH, CA—May 1, 2013–Alliance HealthCare Services, Inc. (NASDAQ:AIQ) (the “Company” or “Alliance”), a leading national provider of outpatient diagnostic imaging

May 2, 2013 EX-1

TRANSACTIONS DURING PAST 60 DAYS

EXHIBIT 1 TRANSACTIONS DURING PAST 60 DAYS The Reporting Persons engaged in the following transactions in shares of Common Stock of the Company during the past 60 days.

May 2, 2013 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition - FORM 8-K

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 1, 2013 ALLIANCE HEALTHCARE SERVICES, INC. (Exact Name of Registrant as Specified in Charter) DELAWARE 1-16609 33-0239910 (State or Other Jurisdiction of Incorporation) (

May 2, 2013 SC 13D/A

AIQ / Alliance HealthCare Services, Inc. / Discovery Group I, LLC - SCHEDULE 13D (AMENDMENT NO. 7) Activist Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) Under the Securities Exchange Act of 1934 (Amendment No. 7)* Alliance Healthcare Services, Inc. (Name of Issuer) Common Stock, $0.01 par value per share (Title of Class o

May 2, 2013 EX-4

POWER OF ATTORNEY

EXHIBIT 4 POWER OF ATTORNEY The undersigned, Michael R. Murphy, hereby appoints Mark Buckley his true and lawful attorney-in-fact and agent, with full power to execute and file with the United States Securities and Exchange Commission and any stock exchange or similar authority, for and on his behalf in any and all capacities, any and all reports required to be filed pursuant to Section 13 of the

May 2, 2013 EX-2

JOINT FILING AGREEMENT

EXHIBIT 2 JOINT FILING AGREEMENT The undersigned hereby agree to the joint filing of Amendment No.

May 2, 2013 EX-3

POWER OF ATTORNEY

EXHIBIT 3 POWER OF ATTORNEY The undersigned, Daniel J. Donoghue, hereby appoints Mark Buckley his true and lawful attorney-in-fact and agent, with full power to execute and file with the United States Securities and Exchange Commission and any stock exchange or similar authority, for and on his behalf in any and all capacities, any and all reports required to be filed pursuant to Section 13 of the

April 19, 2013 EX-10.33

FORM OF NON-QUALIFIED STOCK OPTION AGREEMENT

EX-10.33 Exhibit 10.33 FORM OF NON-QUALIFIED STOCK OPTION AGREEMENT This Non-Qualified Stock Option Agreement (this “Agreement”), is entered into as of , 2013 by and between Alliance HealthCare Services, Inc., a Delaware corporation hereinafter referred to as the “Company,” and , an employee or other service provider of the Company or a Subsidiary (as defined below) of the Company, hereinafter ref

April 19, 2013 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits - FORM 8-K

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 15, 2013 ALLIANCE HEALTHCARE SERVICES, INC. (Exact Name of Registrant as Specified in Charter) DELAWARE 1-16609 33-0239910 (State or Other Jurisdiction of Incorporation

April 19, 2013 EX-10.34

[ALLIANCE HEALTHCARE SERVICES, INC. LETTERHEAD]

EX-10.34 Exhibit 10.34 [ALLIANCE HEALTHCARE SERVICES, INC. LETTERHEAD] [Date] Dear [Employee Name]: I am pleased to notify you that the Compensation Committee of the Board of Directors (the “Committee”) has selected you to be a participant in the Alliance HealthCare Services, Inc. Long Term Incentive Program (the “Program”) for the 2013 Plan Year. You have been granted the following awards under t

April 18, 2013 DEF 14A

- DEF 14A

DEF 14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

April 4, 2013 EX-3

POWER OF ATTORNEY

EXHIBIT 3 POWER OF ATTORNEY The undersigned, Daniel J. Donoghue, hereby appoints Mark Buckley his true and lawful attorney-in-fact and agent, with full power to execute and file with the United States Securities and Exchange Commission and any stock exchange or similar authority, for and on his behalf in any and all capacities, any and all reports required to be filed pursuant to Section 13 of the

April 4, 2013 SC 13D/A

AIQ / Alliance HealthCare Services, Inc. / Discovery Group I, LLC - SCHEDULE 13D (AMENDMENT NO. 6) Activist Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) Under the Securities Exchange Act of 1934 (Amendment No. 6)* Alliance Healthcare Services, Inc. (Name of Issuer) Common Stock, $0.01 par value per share (Title of Class o

April 4, 2013 EX-2

JOINT FILING AGREEMENT

EX-2 3 ex2.htm EXHIBIT 2 EXHIBIT 2 JOINT FILING AGREEMENT The undersigned hereby agree to the joint filing of Amendment No. 6 to the Schedule 13D to which this Agreement is attached. Dated: April 4, 2013 DISCOVERY GROUP I, LLC, for itself and as general partner of DISCOVERY EQUITY PARTNERS, L.P. By Michael R. Murphy* Michael R. Murphy Managing Member Daniel J. Donoghue* Daniel J. Donoghue Michael

April 4, 2013 EX-1

TRANSACTIONS DURING PAST 60 DAYS

EXHIBIT 1 TRANSACTIONS DURING PAST 60 DAYS The Reporting Persons engaged in the following transactions in shares of Common Stock of the Company during the past 60 days.

April 4, 2013 EX-4

POWER OF ATTORNEY

EXHIBIT 4 POWER OF ATTORNEY The undersigned, Michael R. Murphy, hereby appoints Mark Buckley his true and lawful attorney-in-fact and agent, with full power to execute and file with the United States Securities and Exchange Commission and any stock exchange or similar authority, for and on his behalf in any and all capacities, any and all reports required to be filed pursuant to Section 13 of the

March 15, 2013 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended: December 31, 2012 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 1-16609 ALLIANCE HEALTHCARE SERVIC

March 15, 2013 EX-99.1

2

Alliance-HNI, L.L.C. and Subsidiaries Consolidated Financial Statements as of December 31, 2012 and 2011, and for the Years Ended December 31, 2012, 2011, and 2010, and Independent Auditors? Report INDEPENDENT AUDITORS? REPORT Board of Directors Alliance-HNI, L.L.C.: We have audited the accompanying consolidated financial statements of Alliance-HNI, L.L.C. and subsidiaries (the "Company"), which c

March 14, 2013 EX-99.1

ALLIANCE HEALTHCARE SERVICES REPORTS FOURTH QUARTER AND FULL YEAR 2012 RESULTS; PROVIDES FULL YEAR 2013 FINANCIAL GUIDANCE COMPANY CONTINUES TO ORGANICALLY GROW ADJUSTED EBITDA AND GENERATE SIGNIFICANT CASH FLOW

Exhibit 99.1 NEWS RELEASE Contact: Alliance HealthCare Services Howard Aihara Executive Vice President Chief Financial Officer (949) 242-5300 ALLIANCE HEALTHCARE SERVICES REPORTS FOURTH QUARTER AND FULL YEAR 2012 RESULTS; PROVIDES FULL YEAR 2013 FINANCIAL GUIDANCE COMPANY CONTINUES TO ORGANICALLY GROW ADJUSTED EBITDA AND GENERATE SIGNIFICANT CASH FLOW NEWPORT BEACH, CA—March 13, 2013–Alliance Heal

March 14, 2013 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits, Results of Operations and Financial Condition - FORM 8-K

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 13, 2013 ALLIANCE HEALTHCARE SERVICES, INC. (Exact Name of Registrant as Specified in Charter) DELAWARE 1-16609 33-0239910 (State or Other Jurisdiction of Incorporation

February 14, 2013 SC 13G/A

AIQ / Alliance HealthCare Services, Inc. / Brigade Leveraged Capital Structures Fund Ltd. Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.

February 14, 2013 SC 13G/A

AIQ / Alliance HealthCare Services, Inc. / Brigade Leveraged Capital Structures Fund Ltd. Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.

February 11, 2013 25

- FORM 25

Form 25 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 25 NOTIFICATION OF REMOVAL FROM LISTING AND/OR REGISTRATION UNDER SECTION 12(b) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number 1-16609 ALLIANCE HEALTHCARE SERVICES, INC. / NEW YORK STOCK EXCHANGE (Exact name of Issuer as specified in its charter, and name of Exchange where security is listed and/or

February 11, 2013 8-A12B

- FORM 8-A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 ALLIANCE HEALTHCARE SERVICES, INC. (Exact name of registrant as specified in its charter) Delaware 33-0239910 (State of incorporation or organization) (I.R.S. Employer Identification No.) 100 Bay

February 7, 2013 EX-1

TRANSACTIONS DURING PAST 60 DAYS

EXHIBIT 1 TRANSACTIONS DURING PAST 60 DAYS The Reporting Persons engaged in the following transactions in shares of Common Stock of the Company during the past 60 days.

February 7, 2013 SC 13D/A

AIQ / Alliance HealthCare Services, Inc. / Discovery Group I, LLC - SCHEDULE 13D (AMENDMENT NO. 5) Activist Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) Under the Securities Exchange Act of 1934 (Amendment No. 5)* Alliance Healthcare Services, Inc. (Name of Issuer) Common Stock, $0.01 par value per share (Title of Class o

February 7, 2013 EX-4

POWER OF ATTORNEY

EXHIBIT 4 POWER OF ATTORNEY The undersigned, Michael R. Murphy, hereby appoints Mark Buckley his true and lawful attorney-in-fact and agent, with full power to execute and file with the United States Securities and Exchange Commission and any stock exchange or similar authority, for and on his behalf in any and all capacities, any and all reports required to be filed pursuant to Section 13 of the

February 7, 2013 EX-2

JOINT FILING AGREEMENT

EXHIBIT 2 JOINT FILING AGREEMENT The undersigned hereby agree to the joint filing of Amendment No.

February 7, 2013 EX-3

POWER OF ATTORNEY

EXHIBIT 3 POWER OF ATTORNEY The undersigned, Daniel J. Donoghue, hereby appoints Mark Buckley his true and lawful attorney-in-fact and agent, with full power to execute and file with the United States Securities and Exchange Commission and any stock exchange or similar authority, for and on his behalf in any and all capacities, any and all reports required to be filed pursuant to Section 13 of the

January 31, 2013 8-K

Regulation FD Disclosure, Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 31, 2013 ALLIANCE HEALTHCARE SERVICES, INC. (Exact Name of Registrant as Specified in Charter) DELAWARE 1-16609 33-0239910 (State or Other Jurisdiction of Incorporation) (Comm

January 31, 2013 EX-99.1

Alliance HealthCare Services to Transfer Stock Listing to NASDAQ

Press Release Exhibit 99.1 Contact: Alliance HealthCare Services Howard Aihara Executive Vice President Chief Financial Officer (949) 242-5300 Alliance HealthCare Services to Transfer Stock Listing to NASDAQ NEWPORT BEACH, CA—January 31, 2013– Alliance HealthCare Services, Inc. (NYSE:AIQ), a leading national provider of outpatient diagnostic imaging and radiation therapy services, today announced

December 12, 2012 8-K

Financial Statements and Exhibits, Other Events - FORM 8-K

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 7, 2012 ALLIANCE HEALTHCARE SERVICES, INC. (Exact Name of Registrant as Specified in Charter) DELAWARE 1-16609 33-0239910 (State or Other Jurisdiction of Incorporati

December 12, 2012 EX-3.1

CERTIFICATE OF AMENDMENT TO THE AMENDED AND RESTATED CERTIFICATE OF INCORPORATION ALLIANCE HEALTHCARE SERVICES, INC.

Certificate of Amendment to Amended and Restated Certificate of Incorporation Exhibit 3.

December 4, 2012 EX-4

POWER OF ATTORNEY

EXHIBIT 4 POWER OF ATTORNEY The undersigned, Michael R. Murphy, hereby appoints Mark Buckley his true and lawful attorney-in-fact and agent, with full power to execute and file with the United States Securities and Exchange Commission and any stock exchange or similar authority, for and on his behalf in any and all capacities, any and all reports required to be filed pursuant to Section 13 of the

December 4, 2012 EX-3

POWER OF ATTORNEY

EXHIBIT 3 POWER OF ATTORNEY The undersigned, Daniel J. Donoghue, hereby appoints Mark Buckley his true and lawful attorney-in-fact and agent, with full power to execute and file with the United States Securities and Exchange Commission and any stock exchange or similar authority, for and on his behalf in any and all capacities, any and all reports required to be filed pursuant to Section 13 of the

December 4, 2012 EX-2

JOINT FILING AGREEMENT

EXHIBIT 2 JOINT FILING AGREEMENT The undersigned hereby agree to the joint filing of Amendment No.

December 4, 2012 SC 13D/A

AIQ / Alliance HealthCare Services, Inc. / Discovery Group I, LLC - SCHEDULE 13D (AMENDMENT NO. 4) Activist Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) Under the Securities Exchange Act of 1934 (Amendment No. 4)* Alliance Healthcare Services, Inc. (Name of Issuer) Common Stock, $0.01 par value per share (Title of Class o

December 4, 2012 EX-1

TRANSACTIONS DURING PAST 60 DAYS

EXHIBIT 1 TRANSACTIONS DURING PAST 60 DAYS The Reporting Persons engaged in the following transactions in shares of Common Stock of the Company during the past 60 days.

November 14, 2012 8-K

Regulation FD Disclosure - FORM 8-K

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 9, 2012 ALLIANCE HEALTHCARE SERVICES, INC. (Exact Name of Registrant as Specified in Charter) DELAWARE 1-16609 33-0239910 (State or Other Jurisdiction of Incorporati

November 7, 2012 EX-10.1

AMENDMENT NO. 2 TO CREDIT AGREEMENT

Amendment No. 2 to Credit Agreement Exhibit 10.1 AMENDMENT NO. 2 TO CREDIT AGREEMENT AMENDMENT NO. 2 TO CREDIT AGREEMENT (this “Amendment”), dated as of October 22, 2012, among ALLIANCE HEALTHCARE SERVICES, INC., a Delaware corporation (“Company”), the Lenders (as defined in the Credit Agreement referred to below) party hereto, and DEUTSCHE BANK TRUST COMPANY AMERICAS, as administrative agent for

November 7, 2012 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant - FORM 8-K

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 6, 2012 ALLIANCE HEALTHCARE SERVICES, INC. (Exact Name of Registrant as Specified in Charter) DELAWARE 1-16609 33-0239910 (State or Other Jurisdiction of Incorporati

November 7, 2012 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For Quarter Ended: September 30, 2012 Commission File Number: 1-16609 ALLIANCE H

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For Quarter Ended: September 30, 2012 Commission File Number: 1-16609 ALLIANCE HEALTHCARE SERVICES, INC. (Exact name of registrant as specified in its charter) DELAWARE 33-0239910 (State or other jurisdiction of

November 1, 2012 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition - FORM 8-K

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 31, 2012 ALLIANCE HEALTHCARE SERVICES, INC. (Exact Name of Registrant as Specified in Charter) DELAWARE 1-16609 33-0239910 (State or Other Jurisdiction of Incorporati

November 1, 2012 EX-99.1

ALLIANCE HEALTHCARE SERVICES REPORTS THIRD QUARTER 2012 RESULTS COMPANY GROWS ORGANIC ADJUSTED EBITDA FOR SECOND CONSECUTIVE QUARTER, GENERATES SIGNIFICANT CASH FLOW AND UPDATES 2012 GUIDANCE

Press Release Exhibit 99.1 NEWS RELEASE Contact: Alliance HealthCare Services Howard Aihara Executive Vice President Chief Financial Officer (949) 242-5300 ALLIANCE HEALTHCARE SERVICES REPORTS THIRD QUARTER 2012 RESULTS COMPANY GROWS ORGANIC ADJUSTED EBITDA FOR SECOND CONSECUTIVE QUARTER, GENERATES SIGNIFICANT CASH FLOW AND UPDATES 2012 GUIDANCE NEWPORT BEACH, CA—October 31, 2012–Alliance HealthCa

October 30, 2012 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits - FORM 8-K

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 29, 2012 ALLIANCE HEALTHCARE SERVICES, INC. (Exact Name of Registrant as Specified in Charter) DELAWARE 1-16609 33-0239910 (State or Other Jurisdiction of Incorporati

October 30, 2012 EX-99.1

ALLIANCE HEALTHCARE SERVICES APPOINTS SCOTT A. BARTOS TO ITS BOARD OF DIRECTORS Mr. Bartos Brings Significant Industry Experience; Appointment Returns Alliance to Compliance with NYSE Audit Committee Composition Rule

Text of Press Release Exhibit 99.1 NEWS RELEASE Contact: Alliance HealthCare Services Richard W. Johns Executive Vice President General Counsel (949) 242-5505 and Howard K. Aihara Executive Vice President Chief Financial Officer (949) 242-5334 ALLIANCE HEALTHCARE SERVICES APPOINTS SCOTT A. BARTOS TO ITS BOARD OF DIRECTORS Mr. Bartos Brings Significant Industry Experience; Appointment Returns Allia

August 13, 2012 SC 13G

AIQ / Alliance HealthCare Services, Inc. / Brigade Leveraged Capital Structures Fund Ltd. Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.

August 7, 2012 EX-10.30

100 Bayview Circle, Suite 3400

EXHIBIT 10.30 100 Bayview Circle, Suite 3400 Newport Beach, CA 92660 www.alliancehealthcareservices-us.com May 31, 2012 Larry C. Buckelew XXXX X. XXX Avenue XXXXXXX XXXXX, CA XXXXX Re: Appointment as Chairman of the Board and Interim Chief Executive Officer Dear Larry: I am very pleased to offer you the positions of Chairman of the Board of Directors and Interim Chief Executive Officer of Alliance

August 7, 2012 EX-10.31

100 Bayview Circle, Suite 3400

EXHIBIT 10.31 100 Bayview Circle, Suite 3400 Newport Beach, CA 92660 www.alliancehealthcareservices-us.com May 31, 2012 Michael J. Shea XXXX XXXXX XXXXX XXXXXXXX XXXX, CA XXXXX Re: Appointment as Chief Operating Officer Dear Mike: I am very pleased to offer you the position of Chief Operating Officer of Alliance HealthCare Services, Inc. (?Alliance?). This position reports directly to Chairman of

August 7, 2012 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition - FORM 8-K

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 6, 2012 ALLIANCE HEALTHCARE SERVICES, INC. (Exact Name of Registrant as Specified in Charter) DELAWARE 1-16609 33-0239910 (State or Other Jurisdiction of Incorporation

August 7, 2012 EX-99.1

ALLIANCE HEALTHCARE SERVICES REPORTS SECOND QUARTER 2012 COST SAVING INITIATIVES EXCEED EXPECTATIONS AND COMPANY UPDATES 2012

Press Release Exhibit 99.1 NEWS RELEASE Contact: Alliance HealthCare Services Howard Aihara Executive Vice President Chief Financial Officer (949) 242-5300 ALLIANCE HEALTHCARE SERVICES REPORTS SECOND QUARTER 2012 RESULTS COST SAVING INITIATIVES EXCEED EXPECTATIONS AND COMPANY UPDATES 2012 GUIDANCE NEWPORT BEACH, CA—August 6, 2012– Alliance HealthCare Services, Inc. (NYSE:AIQ) (the “Company” or “Al

August 7, 2012 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For Quarter Ended: June 30, 2012 Commission File Number: 1-16609 ALLIANCE HEALTH

Form 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

July 5, 2012 8-K

Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing, Financial Statements and Exhibits - FORM 8-K

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 3, 2012 ALLIANCE HEALTHCARE SERVICES, INC. (Exact Name of Registrant as Specified in Charter) DELAWARE 1-16609 33-0239910 (State or Other Jurisdiction of Incorporation)

July 5, 2012 EX-99.1

ALLIANCE HEALTHCARE SERVICES, INC. ANNOUNCES NOTIFICATION FROM NYSE

Press Release Exhibit 99.1 NEWS RELEASE Contact: Alliance HealthCare Services Richard W. Johns Executive Vice President General Counsel (949) 242-5505 and Howard K. Aihara Executive Vice President Chief Financial Officer (949) 242-5334 ALLIANCE HEALTHCARE SERVICES, INC. ANNOUNCES NOTIFICATION FROM NYSE NEWPORT BEACH, CA – July 5, 2012 – Alliance HealthCare Services, Inc. (NYSE:AIQ), announced toda

June 5, 2012 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing - FORM 8-K

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 1, 2012 ALLIANCE HEALTHCARE SERVICES, INC. (Exact Name of Registrant as Specified in Charter) DELAWARE 1-16609 33-0239910 (State or Other Jurisdiction of Incorporation)

May 10, 2012 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2012 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 1-16609 ALLIA

May 9, 2012 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 9, 2012 ALLIANCE HEALTHCARE SERVICES, INC. (Exact Name of Registrant as Specified in Charter) DELAWARE 1-16609 33-0239910 (State or Other Jurisdiction of Incorporation) (

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